The Rise and Fall of Vibes-Based Literacy
The Rise and Fall of Vibes-Based Literacy
Winter, Jessica. "The Rise and Fall of Vibes-Based Literacy." The New Yorker. 1 Sep. 2022,
https://www.newyorker.com/news/annals-of-education/the-rise-and-fall-of-vibes-based-literacy.
Annals of Education
By Jessica Winter
September 1, 2022
n the first spring of the pandemic, as families across the country were
I acclimating to remote learning and countless other upheavals, I sat down on
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the living-room sofa with my daughter, who was in kindergarten, to go over a
daily item on her academic schedule called Reading Workshop. She had selected a
beginner-level book about the alliterative habitués of a back-yard garden: birds
and butterflies, cats and caterpillars. Her decoding skills, at that stage, were limited
to the starting letter of each word, and all else was hurried guesswork—pointing at
“butterfly,” she might ask, “Bird?” and start to turn the page. I coaxed her to look at
how the letters worked together, to sound them out, starting by taking apart the
first few phonemes: bh-uh-tih, butt. She didn’t appear to be familiar with this
approach. She seemed to find it frankly outrageous.
Our subsequent reading workshops followed the same script. She would pick out a
book, flip around, guess, bluff, and try to match words to pictures, while I plodded
along behind her, grunting phonemes, until her patience frayed. I ascribed our
ongoing failure to any number of factors—I wasn’t a teacher, for starters. (My kid
wasn’t the only one bluffing.) She perhaps wasn’t ready to read. There were
ambulance sirens wailing outside, forever.
I looked online for help, and learned that our Brooklyn public school’s main
reading-and-writing curriculum, Units of Study, is rooted in a method known as
balanced literacy. Early readers are encouraged to choose books from an in-
classroom library and read silently on their own. They gure out unfamiliar words
based on a “cueing” strategy: the reader asks herself if the word looks right, sounds
right, and makes sense in context. My daughter was taught to use “picture
power”—guessing words based on the accompanying illustrations. She memorized
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high-frequency “sight words” using a stack of laminated flash cards: “and,” “the,”
“who,” et cetera.
Units of Study was developed by the education professor Lucy Calkins, the
founding director of Columbia’s Teachers College Reading and Writing Project,
which she started in 1981. Calkins trained thousands of teachers in Units of
Study, becoming so synonymous with the curriculum that educators often refer to
it—and even to balanced literacy itself—by the shorthand “Teachers College” or
simply “Lucy Calkins.” The curriculum has dominated New York City’s approach
to early reading for nearly twenty years. But literacy rates remain dismal: as of
2019, only about forty-seven per cent of the city’s students in grades three through
eight were considered proficient in reading, according to state exams, including
just thirty-five per cent of Black students and less than thirty-seven per cent of
Hispanic students. “Lucy Calkins’ work, if you will, has not been as impactful as
we had expected and thought and hoped that it would have been,” David Banks,
the New York City schools chancellor, told reporters in the spring. (Calkins
declined my requests for an on-the-record interview.)
Children now entering kindergarten in New York City may be taught differently.
As of this school year, which starts on September 8th, the Department of
Education (D.O.E.) will add a mandatory dyslexia screener for students in
kindergarten through eighth grade and require elementary schools to include a
phonics component in their reading-and-writing curricula at least through second
grade. (Calkins’s Units of Study in Phonics supplement, which was first published
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in 2018, is excluded from the list of approved phonics curricula, according to a
D.O.E. spokesperson.)
There has never been much peer-reviewed research to support Units of Study or
other balanced-literacy curricula. In 2020, the education nonprofit Student
Achievement Partners published a meticulous vivisection of Calkins’s program:
“there are constantly missed opportunities to build new vocabulary and knowledge
about the world or learn about how written English works,” the authors noted.
“The impact is most severe for children who do not come to school already
possessing what they need to know to make sense of written and academic
English.” Last year, the curriculum-review nonprofit EdReports came to similar
conclusions, and gave its lowest rating (“Does Not Meet Expectations”) to Units
of Study and another popular balanced-literacy program, Fountas & Pinnell
Classroom, which, according to one survey, is used in some forty-three per cent of
classrooms nationwide.
Both reports bore down hard on the programs’ inattention to phonics. Last spring,
Calkins announced that she would revise the main Units of Study programs for
kindergarten through second grade in order to add daily phonics instruction. (A
spokesperson for Calkins wrote, in an e-mail, “We must always work—together—
towards constant improvement. This is why we are incredibly excited for the
publication of the new edition of the Units of Study curriculum as this extends
our proven approach by incorporating also our latest learnings and research.”)
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It’s startling to realize that panels of experts had to argue the case that teaching
children to read involves careful attention to the relationships between sounds and
letters, or enhancing their vocabulary and knowledge of various subjects. It’s
stranger still that, in many school systems and for many years, this was the losing
argument.
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Spelling Board supporter, President Theodore Roosevelt, published “The
Roosevelt Fonetic Spelling Book,” which included rationalizations such as “fixt,”
“kist,” “surprize,” and “thoro.” The project was doomed, owing largely to
Congress’s disapproval. Yet the idea that young readers shouldn’t have to learn to
decrypt such an inconsistent phonics code took hold, and endured.
The alternative was what came to be called the “whole word” or “look-say”
method, exemplified in the notorious Dick-and-Jane primers that were first
published in the nineteen-thirties. (“Oh, Mother. Oh, Father. Jane can play.”) “The
pedagogical approach underlying these primers assumed that beginning readers
learned new words best by associating them with pictures and memorizing them
through dutiful repetition,” I-Huei Go wrote, in The New Yorker, in 2019. By the
fifties, Go noted, this “method was just starting to face pushback from proponents
of phonics-based instruction, most visibly in Rudolf Flesch’s influential polemic
‘Why Johnny Can’t Read.’ ” Flesch argued that look-say didn’t really teach reading
at all. “Books are put in front of the children and they are told to guess at the
words or wait until Teacher tells them,” he wrote. “But they are not taught to read.”
What’s more, Flesch pointed out, the books that the children were guessing at
weren’t any good—they were “meaningless, stupid, totally uninteresting to a six-
year-old child or anyone else.” (“See Dick. See, see. Oh, see. See Dick.”) Flesch’s
book, published in 1955, stayed on the national-best-seller lists for thirty weeks.
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be revealed all the more swiftly. “Jeanne Chall settled the argument in 1967,”
Ravitch told me. “But the argument never stopped.”
The pivotal National Reading Report appeared in 2000, the same year that
Calkins published “ The Art of Teaching Reading,” which extends to nearly six
hundred pages and where much of her philosophy of literacy—honed by the
decades she spent providing professional-development services to educators
through the Teachers College Reading and Writing Project—can be found. In the
book, Calkins walks her audience through a typical reading workshop, beginning
with teacher-led “minilessons,” which are guided by questions such as “How can
we choose ‘just right’ books?” or “How can we make more time for reading in our
lives?” Even very young students are sometimes asked to deduce an author’s
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thoughts and intentions: why she chose a particular descriptive word; how she
might personally feel toward her characters.
Then, the class moves on to independent reading, which is generally meant to last
for at least thirty minutes, although “emergent and beginning readers may not be
able to sustain reading” for that long. “This—actual reading time—is the most
important part of the reading workshop,” Calkins writes, adding, “Children can’t
learn to swim without swimming, to write without writing, to sing without
singing, or to read without reading.” As the students page through books that they
have individually selected from the classroom’s mini-library, the teacher moves
among them, checking in on their progress or gathering small groups “for a
strategy session around a shared text.”
What Calkins was proposing, it seems to me, was literacy by vibes. Her reading
workshops bet that a youngster could, to a great extent, guide herself toward
reading fluency through proximity or osmosis, eventually achieving what my
colleague Kyle Chayka has called “the kind of abstract understanding that comes
before words put a name to experience.” Even the chapter about phonics in “The
Art of Teaching Reading” contains a vibes-y digression on high-frequency words,
in which Calkins notes that “children who are thriving as readers and writers at
the end of first grade usually seem to ‘just know’ ” these words.
For many teachers, balanced literacy was a welcome turn away from lesson plans in
which all children at a certain grade level read the same stories and answered the
same predetermined questions, leaving teachers with less room for creativity and
spontaneity. “It used books that kids would actually read, which made it more
meaningful for them,” Nadine Bryce, an associate professor of literacy at Hunter
College and a Teachers College alumnus, told me. “It was new and refreshing and
innovative.”
A major proponent of balanced literacy was Carmen Fariña, who was the New
York City schools chancellor under Mayor Bill de Blasio until 2018. Fariña logged
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twenty-two years as an elementary- and middle-school teacher in the public
schools, including a legendary stint at P.S. 29, in Brooklyn, where she turned
empty washing-machine boxes into cozy independent-reading nooks and kept a
“forbidden” cache of titles by Judy Blume and other provocative authors that kids
could read by special request. For Fariña’s students, reading wasn’t a chore or a drill
—it was a treat. “The last twenty minutes of most school days is wasted time in a
classroom, so we used it for free reading,” Fariña told me. “The kids leave the
school gentler, quieter, and if they’re reading a good book they want to go home
and finish it.” The novelist Jonathan Lethem, who was Fariña’s fourth-grade
student at P.S. 29, in the early nineteen-seventies, dedicated his first novel to
Fariña; “The Art of Teaching Reading” includes Calkins’s reverent account of
Fariña’s tenure in the nineties, as principal at P.S. 6, in Manhattan, where she
dramatically raised reading scores using a balanced-literacy approach.
In a balanced-literacy classroom, “the kids are choosing books that engage them,”
Andrea Castellano, a teacher in Brooklyn, said. “They’re going to the library and
saying, ‘I like this book. I’m reading this book.’ ” A typical minilesson, Castellano
told me, might prompt the children to compare and contrast characters. “You give
them the concept, and they’ll go off on their own in small groups. Everyone is
reading something different, because everyone is on a different reading level. The
teacher is moving from group to group, conferring, making sure that everyone is
reaching the learning target.” She went on, “It’s all about centering the children
and their preferences. There’s an amount of engagement in Teachers College that I
have never seen in any other curriculum.”
Balanced literacy, Traub wrote, was part of “one of the greatest experiments ever
attempted in progressive education.” To many expert observers, however, the
results of that experiment were in before it began. Susan B. Neuman, who was
then the Assistant Secretary for Elementary and Secondary Education, under
George W. Bush, told me, “We went to New York and said, ‘Stop using this
program!’ ” In fact, after Klein announced the switch to balanced literacy, a group
of prominent reading experts, including three who had served on the National
Reading Panel, wrote an open letter that called Month-by-Month Phonics
“woefully inadequate” and unsupported by research.
Calkins now maintains that Units of Study has always included some degree of
phonics instruction, and that Teachers College has long encouraged school
districts to choose their own supplemental phonics curricula. But, as recently as
2019, the Web site of the Teachers College Reading and Writing Project stated,
“Every minute you spend teaching phonics (or preparing phonics materials to use
in your lessons) is less time spent teaching other things.” Some of that time may
instead be devoted to memorization of “predictable” texts: One book commonly
used in Units of Study repeats the phrase “Look at the . . .” with each entry ending
on the name of the animal that is illustrated on that page—no decoding necessary.
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At times, Calkins’s public statements have seemed to endorse a gnomic, fake-it-
till-you-make-it approach to literacy. “A few months into kindergarten, a child can
‘read’ a book that says, ‘I can read the newspaper,’ and ‘I can read the recipe,’ if the
child relies on the pattern of the repeating text, on the pictures, and on first
letters,” Calkins wrote in 2019. “The child is approximating reading.”
These students are more likely to be growing up in homes full of books, Shanahan
said, among adults with the time and ability to read aloud to them. It is most
likely these lucky children, in fact, who at some point “just know” how to read—
who bear out Calkins’s theory of literacy by vibes, because these kids are already
marinating in those vibes at home. “And that’s where this gets to be noxious,”
Shanahan said. “It’s undoubtedly true that many kids will learn to read with this
program. But it’s also probably true that the percentage of kids who learn to read
will be lower, and the average achievement level will be lower.”
It’s a common belief among early-reading experts that roughly forty per cent of
children can learn to read fluently without much direct instruction. “Those are the
people who grow up to say, ‘I don’t remember how I learned to read; I just did it,’ ”
Leah Wasserman, a pediatric speech-language pathologist in Brooklyn, told me.
“But about sixty per cent need some level of explicit instruction, and those kids are
not going to do well with Teachers College. If a kid doesn’t know how to match
letters and sounds, or to sound out and segment and blend, they’re not learning to
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read. They’re not going to naturally intuit how to do that in twenty or thirty
minutes of free reading.” And because those blocks of time are mainly devoted to
silent reading, children aren’t demonstrating their understanding of letter sounds
—they aren’t, to borrow a term from math class, showing their work.
What’s more, Susan Neuman told me, some clever members of the sixty per cent
may be able to feint their way through books for early readers, and so the true
extent of their lack of decoding skills may not emerge until as late as third grade.
(In 2011, a national study of four thousand students found that a child who is not
reading proficiently by third grade is four times as likely to drop out of high school
or graduate late as those who are, or eight times as likely if that child is also Black
or Hispanic and affected by poverty.)
There’s a strong chance that some of the students whom Neuman describes have
undiagnosed dyslexia, which affects about twenty per cent of the population.
(Mayor Eric Adams, who has made services for children with dyslexia a major
focus of his schools efforts, did not discover that he had the learning disability
until he was in college.) “Lucy Calkins caters to kids who have no challenges,” a
Brooklyn elementary-school teacher, who is also the parent of a child with
dyslexia, told me. “If everything isn’t smooth sailing, you’re sunk. There’s no
support for you. ‘Just look at the pictures’—well, guess what, the pictures go away.”
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tries to do it by rote, they’re going to end up saying, ‘Kids can’t learn this way.’ This
is hard work,” Fariña said.
“It’s very easy to fake balanced literacy,” Mia Hood, a teacher educator in New
York City, said. “You can walk into a classroom and hear all this beautiful talk
about books and characters. But if you really listen hard, you think, Are they really
getting this?” Still, Hood, a Teachers College alumnus, believes that the approach
can work, if schools make the effort to “professionally develop teachers and help
them really listen to kids when they talk about books.” Bryce, the literacy professor
at Hunter, struck a similar note, suggesting that critics of balanced literacy should
scrutinize how teachers implement the method, not the method itself. “The heart
of the issue,” she said, “is the type of teaching that is offered. In places where
teachers have larger class sizes, they have to be a lot more creative. They have to
help students to help themselves.”
Calkins has often mounted a similar defense of critiques of the Teachers College
Reading and Writing Project: that the schools that don’t get the desired results
from the program are not doing it right, likely because Calkins hasn’t trained their
teachers herself. But professional-development sessions with Teachers College are
pricey. According to reporting by Dana Goldstein, of the Times, “schools paid up
to $2,650 for a seven-hour visit from a consultant with Professor Calkins’s group
and were encouraged to purchase 20 visits a year”—which would bring the annual
bill to well over fifty thousand dollars. In all, Goldstein wrote, New York City
“paid $31 million between 2016 and 2022 for services from the Teachers College
Reading and Writing Project.” (When asked about pricing, Calkins’s spokesperson
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said, in an e-mail, “Each school that works with TCRWP designs a Professional
Development package that meets its needs and budget.”)
I have to assume that my daughter and I, alone in our living room during remote
learning two years ago, missed out on most of what works about a Teachers
College reading workshop. I had no training, to say nothing of tutelage from
Calkins herself. Nor was there any way for us to approximate the social,
collaborative aspects of Calkins’s method. In chatting with Castellano and Fariña,
I began to wonder whether Teachers College was ideally suited to the kind of
memorable, charismatic teacher you might encounter once in a lifetime: what
Sidney Poitier was to Lulu, what Robin Williams was to all those kids standing on
their desks, what Carmen Fariña in fourth grade was to Jonathan Lethem, what
Mrs. Moskal in third grade was to me.
t the time that balanced literacy was solidifying in the New York City
A schools, in 2003, Ellen Campeas was a literacy coach at a high school in
Washington Heights. “The program came in like gangbusters and turned
everything upside down,” Campeas said. “Once a week, I was released from all my
duties and went up to train at Teachers College.” Campeas, who retired in 2018,
recalled the presentations as offering a highly scripted, regimented framework for
teachers. She didn’t sense the freedom and possibility that Bryce, Castellano, and
Fariña describe. “It was dictatorial—Lucy’s way or no way. There was no room for
teachers to do what they wanted or address individual needs.”
A teacher whom I’ll call E., who has worked with first and second graders in
public schools in California and in the Bronx and Brooklyn, describes reading
workshop as a kind of meta-teaching filibuster. “The minilesson will be about, for
example, ‘finding your lifelong love of reading.’ Which is great! But a lot of that
time could have been spent actually teaching the kids to read.” She went on,
“These kids needed intense instruction in decoding and fluency, and instead we’re
talking about why Cynthia Rylant”—the author of the Henry and Mudge books,
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about a boy and his English mastiff—“wrote this way about Mudge. We’re talking
about the motivations behind an author’s choice of words, and meanwhile the kids
are struggling with the vocabulary, they’re struggling with feeling good about
reading aloud.”
In her classroom, E. has seen the same socioeconomic dynamics playing out in
Units of Study that Shanahan and other academics observed in their research.
“Some of the kids come from pretty rough home lives, with not a lot of people at
home to read with them, to give them a foundation of a love of language and
literature, because life is hard—Mom is working three jobs, they’re staying with
Grandma, who is taking care of five other kids,” E. said. Many of her students are
English-as-a-new-language learners, and thus in especially urgent need of a strong
foothold in phonics, decoding, and vocabulary. “Lucy Calkins feels like a
curriculum built for white kids who have books, whose parents read to them, who
have affluence and privilege. But if I brought up that stuff at a staff meeting, it’s,
‘Why don’t you think these kids can do it?’ I do think these kids can do it—just
not this way.”
Fariña told me, “I find this idea offensive—that kids who come from poverty areas
need a more structured and disciplined approach to learning than middle-class
kids do. They may need more time on the decoding skills. But why shouldn’t they
be exposed to the same kind of enjoyment about reading as other kids?”
In some New York City schools, the influence of Units of Study began to wane as
early as 2008. According to Wexler, Klein grew disenchanted with the program in
part because he felt that it prioritized children making personal connections to
texts at the expense of acquiring new knowledge. What’s more, in the first four
years that the balanced-literacy mandate was in place, reading scores did not
budge. “After coming on so strong, it just kind of went away—we didn’t have to do
her program anymore,” Campeas said. “You’d go into a bathroom or a storage
room and you’d see all the Lucy Calkins books piled up.” But, in many other
schools that had already invested large amounts of time and money in Calkins’s
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curricula and training sessions, Units of Study was now a fact on the ground. In
2015, after Fariña became chancellor, she required a cohort of low-performing
schools to adopt elements of the program. Chalkbeat reported that Fariña’s team
issued a set of “non-negotiables” to principals at these schools, including reserving
up to forty-five minutes of classroom time per day for independent reading and
sending their “best and brightest” staffers to Teachers College training sessions.
If New York circa 2022 is moving away from balanced literacy more decisively
than it has in the past, the city will be following the lead of a string of school
systems across the country, including ones in Arkansas, Colorado, and Missouri,
that have recently adopted science-of-reading curricula. The San Francisco
Unified School District, which employs balanced literacy throughout its system,
recently switched to a science-of-reading framework in its summer-catch-up
literacy program for students in kindergarten through third grade. Early last year,
the N.A.A.C.P. filed an administrative petition with the Oakland Unified School
District, which had been using Units of Study, asking for the system to adopt a
“research-based reading curriculum.” “Our Black, Latino and Pacific Islander
students,” the petition read, “are four times more likely to be reading multiple years
below grade level than our white students.”
Lakisha Young is the founder and C.E.O. of the Oakland reach, a parent-run
educational-advocacy group. “We asked parents what was keeping them up at
night,” Young said. “What we heard, overwhelmingly, was ‘literacy.’ Black students
are lowest on the totem pole for academic outcomes in literacy. We pulled
everybody together in a coalition around moving toward the science of reading.”
In March, the Oakland REACH received a three-million-dollar donation from
the progressive philanthropist MacKenzie Scott.
Meanwhile, Banks, the New York City chancellor, has convened a Literacy
Advisory Council, composed of researchers, educators, students, and parents, to
oversee improving literacy education citywide. By all accounts, as one public-
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school principal told me, “Teachers College does not seem present in that work at
all.”
But the reading wars in schools and in the public sphere are very much ongoing,
and their cycles, predictable as they are, may persist because they are a proxy for
other, more intractable dilemmas. Bryce cited the National Assessment of
Educational Progress, which began collecting data on student achievement in
various areas of study in 1969. Literacy results, she said, “seem fairly stable, no
matter what curriculum is in place. If you look at the data between 1992 and 2019,
white and Asian students outperform Black and Latinx and Native American
students, and the question is why. I don’t think we can answer the question about
children’s progress in school by looking at curriculum per se.” What investigators
must examine more closely, Bryce said, “are the social inequities that we have
persisting in society.” Those inequities may often be legible across the shelves of a
school library. “Kids need to be reading books where they see themselves,” she said.
“I’m asking teachers to think about systemic racism as it is manifested in book
selection. That conversation is not reflected in the reading wars.”
Last year, New York City spent tens of millions of dollars on various screening
tests for measuring children’s progress in school, despite the tests’ drain on
teaching time and non-evident utility. Part of the appeal of such screeners, Hood
and Duke told me, is that they can be administered relatively quickly to many
students. This highlights another central obstacle to effective, joyous teaching:
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overcrowded classrooms. A famous study from Tennessee, conducted in the
eighties and nineties, randomly assigned children to larger or smaller class sizes.
“The results from the smaller class sizes were better, as you would have expected,”
Duke said. Other, equally unsurprising research has demonstrated the positive and
negative impacts of occupational therapy, speech-and-language specialists, the
number of books in the classroom, adequate time for recess, and even ambient
noise—from busy streets or rattling A.C. units—on children’s literacy
development. “Research tells us that all of these different structural factors matter,”
Duke said. Some of the efforts to assess children and teachers, she suggested,
should be redirected to assessing their learning spaces and the larger, systemic
forces at play.
I’ve now spent about two and a half years, on and off, thinking about Lucy
Calkins’s literacy program: both the wan, mutant version of it that sprouted in my
apartment during the first lockdowns and the enormously influential pedagogy
that determined how generations of students learned, or didn’t learn, to read. The
move away from that curriculum is overdue. But I’ve come to think that we home
in on the shortcomings of Calkins’s methods because dumping them is relatively
straightforward. You can’t just fix absurd teacher-student ratios by force of will—
you need money and buildings and teachers. New York Governor Kathy Hochul
recently signalled her support for a bill, which passed overwhelmingly in the state
legislature, that would significantly rachet down maximum class sizes—my
daughter’s third-grade class of thirty-two, for example, would be capped at twenty
kids. But the Adams administration has opposed the legislation, which would
require hundreds of millions of dollars to implement.
Likewise, it is hugely difficult to break the habit of chronic lack of funding for
public schools. (Mayor Adams’s proposed budget will leave some schools with
shortfalls topping a million dollars, despite some seven hundred and sixty million
dollars in unspent federal-stimulus funds.) Overcrowding and underinvestment
have a disproportionate impact on Black and brown kids; the systemic racism
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inherent in those failures, and the overt racism of the anti-critical-race-theory
hysteria embroiling school districts across the country, cannot be simply undone.
(The publication of Calkins’s revised Units of Study has been delayed owing to
concerns that some of the material fell afoul of various anti-C.R.T. laws in some
states.) You can’t recoup or replace all the teachers who are fleeing the field
because of burnout and despair overnight. You can address child poverty almost
overnight, to a surprising extent—the short-lived Child Tax Credit did just that—
but we have decided that we don’t want to.
“If you can do one thing to improve education,” Diane Ravitch told me, “you
eliminate poverty. But people say, ‘That’s impossible. What else can we do?’ ” The
question is overwhelming; the answers seem impossible to grasp. But one person is
something you can see clearly. One curriculum is something you can hold in your
hand. ♦
An earlier version of this article misstated the percentage of classrooms in the country
using Fountas & Pinnell.
Jessica Winter is an editor at The New Yorker, where she also writes about family and
education. She is the author of the novels “Break in Case of Emergency” and “The Fourth
Child.”
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