Historical Ecology Using What Works To C
Historical Ecology Using What Works To C
1 IN TR O D U C T I O N
2 W H A T IS H I S T O R I C A L EC O L O G Y ?
spectrum of concepts, methods, theories, and evidence, taken from the biological
and physical sciences, ecology, the social sciences, and the humanities. For
example, inasmuch as ethnographically documented traditional environmental
knowledge (TEK) is equally valued with science, historical ecology draws from
cultural ecology. Recently, theoretical ecology has also contributed to its develop-
ment with a sophisticated approach to the study of complex adaptive systems
termed ‘resilience’ (Berkes, Colding, and Folke 2003; Gunderson and Holling
2002; Holling 1973). The independent data sets derived from the standard pro-
cedures of these various disciplines provide critical ‘cross-checks’ upon one
another, revealing patterns of association to researchers and often yielding further
intriguing questions.
Historical ecology is a framework designed to assist collaboration among
differently trained researchers and other stakeholders who could be impacted by
a project, including the residents of the area under study. This framework
provides a kind of intellectual ‘contact zone’ (Pratt 1991) in which these diverse
communities can exchange information about the past and present of a physical
region and discuss various courses of action for its future. As in any contact zone,
such exchanges require a strong commitment to dialogue, extensive translation,
and significant efforts at coordination.
Edward S. Deevey, who directed the Historical Ecology Project at the University of
Florida in the early 1970s, introduced the term ‘historical ecology’. Deevey’s son
Brian finds the first mention of historical ecology in his father’s publications of
1964. His father used the term ‘palaeo-ecology’ in letters home to his parents as
early as 1936, and the younger Deevey speculates that his father later switched to
historical ecology as a more popular-sounding equivalent.
In the early 1980s, historian Lester J. Bilsky solicited the contributions of
anthropologists, a human ecologist, an economist, and fellow historians for
Historical Ecology: Essays on environment and social change (1980). Not long
after, anthropologist Alice Ingerson organized a session on historical ecology at
the 1984 annual meeting of the American Anthropological Association. This
session addressed the chasm between cultural (e.g. nature as metaphor) and
environmental (e.g. energy cycle) studies within anthropology, and explored
political economy and social history approaches in the discipline.
By the late 1980s, Crumley (Crumley and Marquardt 1987)—drawing on
anthropology, archaeology, history, and the biophysical sciences—identified his-
torical ecology as an approach to the study of regional change. Later, she colla-
borated with an evolutionary ecologist, archaeologists, and anthropologists to
produce the edited volume Historical Ecology: Cultural knowledge and changing
landscapes (Crumley 1994). Independent of Crumley and her colleagues’ work,
William Balée and colleagues, working in South America, enriched the traditional
cultural ecology approach to include history. Balée organized a conference of
anthropologists, historians, and geographers at Tulane University in 1994; the
papers were published as Advances in Historical Ecology (Balée 1998).
Historical Ecology: Using What Works to Cross the Divide 111
Working together since the mid-1990s, Balée and Crumley have furthered the
approach with the creation of two fruitful publishing venues for historical ecology.
The first was a Columbia University Press series which produced seven volumes.
Their current series focuses on applications of historical ecology and is published
by Left Coast Press.
guides how researchers think about and act within the world, ‘theory’ comes close
to describing what historical ecology is.
Balée is a strong advocate of the notion that historical ecology is a body of
theory, identifying ‘a core of interdependent postulates’ that it uses to explain
human/biosphere interactions (Balée 1998: 14). While his postulates capture a
number of the concerns that lie at the core of historical ecology, Balée overlooks
the reality that any single concern might be addressed very differently by
researchers from different, firmly established theoretical backgrounds. For exam-
ple, a gender archaeologist is likely to adopt a far different approach to testing
hypotheses than a processual archaeologist. Historical ecology is far more adapt-
able to the purposes of its practitioners than feminist theory, queer theory, or New
Archaeology, each of which tends to demand that its users accept a more rigid set
of core principles. This mutability is one of historical ecology’s major strengths,
but it is also the quality that most challenges the description of historical ecology
as a theory.
But having ruled out historical ecology as a discipline, method, or theory,
what is left to describe it? Winterhalder’s final option is perhaps the most
appropriate: ‘investigation within a framework provided by a certain set of
concepts’ (Winterhalder 1994: 18). Concepts are flexible, both in the breadth of
their applicability and in the fact that they are given to change. Because of this
flexibility, they are particularly useful heuristics whose importance is often over-
looked. We see historical ecology as a cluster or ‘toolbox’ of concepts.
Ironically, concepts do not go very far or change very much without theory and
methods (perhaps explaining why it is so difficult to appropriately describe
historical ecology). It is important to understand all at once the concept, the
abstract theories that address it, and the practical methods used to explore it. This
robust balance is illustrated most simply by a triad of concept, method, and
theory, as on the left side of figure 3.1.
But this concept-method-theory triad is highly oversimplified. In reality, no
single method characterizes any particular theory; no single theory requires any
particular method. Further, the same theories and methods—in similar or differ-
ent combinations—can be used to explore more than one concept. Finally, no
concept exists in isolation. The concept–method–theory balance is better envi-
sioned as a meshwork of interdependent relationships, as shown on the right side
of Figure 3.1. Historical ecology, with its ‘conceptual toolbox’, is one such
meshwork.
METHOD THEORY
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METHOD THEORY
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CONCEPT
non-linear systems that are not in equilibrium and do not act predictably. These
key features distinguish contemporary complex systems thinking from earlier
systems theory, which generally assumed that ‘natural’ systems could be modelled
with a few key variables and would return to equilibrium after being disturbed.
Complexity thinking abandons earlier assumptions, especially in ecology, about
equilibrium states and bounded systems (e.g. ecosystems).
The exploration of CAS has resulted in the creation/recognition of several new
processes and phenomena. The CAS concept thus represents a highly practical
‘multi-tool’ in the historical ecologist’s toolbox. For example, the study of CAS has
revealed that unanticipated interactions among a multitude of diverse elements at
many temporal and spatial scales can produce novel features within a system. This
production of novelty is termed emergence. Further, communication (i.e. infor-
mation sharing among elements, a characteristic of networks) and system history/
initial conditions have considerable effects on the behaviour of dynamic systems
and on the features that emerge within them. These characteristics of CAS—
emergence, communication, and sensitivity to system history/initial conditions—
correspond with key features of social systems as traditionally recognized, for
example: creativity and innovation (emergence); empirical knowledge-sharing
through language, writing, and education (communication); and the formative
power of traditions, structures and materials, strategies, and habits of mind
(system history/initial conditions).
The insights that accompany the CAS concept are as appropriate to biophysical
systems as they are to social systems. They are particularly well suited to the study
of heterogeneous complex systems—networks that incorporate physical,
biological, and social elements—like those studied by historical ecology. The
largest such complex system that we know is our planet and it has any number
of facets with both human and biophysical components, such as anthropogenic
114 Meyer and Crumley
N N N
W E W E W E
S S S
C
A
M
A C A C
M M
500 275 0 500 500 275 0 500 500 275 0 500
Kilometers Kilometers Kilometers
N
W E
S
Kilometers
Figure 3.2. Variation in three major climatic regimes—Atlantic (A), Continental (C) and
Mediterranean (M)—from 1200 bc to 900 ce (adapted from Crumley 1993).
116 Meyer and Crumley
1
Our characterization in this example is intentionally materialist and evolutionary. Unlike most
neo-evolutionary approaches in archaeology, however, historical ecology attempts to look at a broader
range of potential selection pressures, adaptive strategies, and the dialectic between these pressures and
strategies. For example, historical ecologists recognize that a practice adopted to mitigate risk may, in
fact, have devastating environmental effects. Further, historical ecology is not committed to the notions
of ‘progress’ that bedevil most neo-evolutionary approaches (Yoffee 2005).
Historical Ecology: Using What Works to Cross the Divide 117
2
We do not wish to suggest that these people are some kind of living relic of the past, preserving
their ancestors’ ‘pre-Collapse’ identities. Rather—recognizing that human populations may survive
dramatic climatic and cultural shifts, even when archaeological evidence seems to suggest otherwise—
these are contemporary global citizens who have a complex biological and social relationship to the
Classic Maya.
118 Meyer and Crumley
Figure 3.3. Tipping points in the phase transitions of water (top) and in archaeology
(bottom).
that sparked a World War, or the pair of Atlantic hurricanes that left a dispropor-
tionate number of minority families sick and homeless in a large city.
But rapid variables are only the most recent arrivals in a series of rapid, not-so-
rapid, and slow variables within these systems. The plant disease causes system
collapse only after agricultural lands have become salinated over the course of
decades and after local populations have made the decision to specialize in a
limited number of plant crops. The assassin’s bullet only sparks the First World
War after the imperial powers of the West have spent centuries building up their
militaries, the Austro-Hungarian Empire’s ethnicity policy and divided rule have
created generations of animosity between the rulers and the ruled, and after the
empire has suffered humiliation in a series of failed revolutions/civil wars.
The disproportionate devastation wreaked by Hurricanes Katrina and Rita
on the African-American families of New Orleans is made possible only after
centuries of racial inequality, decades of human-enhanced climate change, and
years of inattention to the city’s flood-control infrastructure. Clearly we cannot
understand systemic change by focusing on rapid variables and tipping points
Historical Ecology: Using What Works to Cross the Divide 119
alone. Physicists need to study the changes in density undergone by ice, water,
and steam precisely when they appear to be stable and unchanged. Similarly,
archaeologists—with our close attention to scales of time and space—are perfectly
poised to study not only rapid variables, but also the slower, less detectable
variables which operate during periods of seeming system stability. Historical
ecology enables archaeologists to study such periods of apparent inertia, encour-
aging us to seek evidence of slow variables in regional and local contexts as well as
in other disciplines (e.g. environmental science, botany, geology).
Agency
Any discussion of causation in the systems of which humans are a part necessarily
leads to a conversation about agency. A concern with agency in Western social
theory can be traced back at least as far as Marx (e.g. 1978 [1852]), Durkheim (e.g.
1982 [1895], 1995 [1912]), and Weber (e.g. 1978 [1922]), and is in fact signifi-
cantly older (Dobres and Robb 2000a). The last three decades have seen a revival
of agency thinking throughout the social sciences, largely in response to the work
of practice theorists Pierre Bourdieu (1977) and Anthony Giddens (1979; 1984).
The contributors to the 2000 edited volume Agency in Archaeology (Dobres and
Robb 2000b) addressed issues of definition, intentionality, scale, temporality,
material culture, politics, ethnocentrism, and the practice of archaeology itself to
demonstrate the significant potential of agent-centred perspectives in archaeo-
logy. With few exceptions, these authors focused on the agency of human actors,
generally in relation to other humans or collections thereof. Where artefacts were
discussed, they were most often tools used by one group of people to intervene in
the lives of others. Thus, these essays exhibited a conception of artefacts as
relatively well-behaved ‘intermediaries’ (sensu Latour 1999) between humans—
or, at the outside, between humans and their environments—recalling the work of
Appadurai (1986), Kopytoff (1986), and others back to Malinowski (1920, 1922),
Boas (1887, 1901), and Tylor (1920 [1871]).
In his contribution to Agency in Archaeology, Martin Wobst (2000) took a
different approach to the study of agency, admitting that non-human things
might interfere in the world in ways not intended by their human creators and
that different kinds of objects might exist ‘in reference, in tension, and in tune
with one another’ (Wobst 2000: 46). While some archaeologists had long-since
expressed a willingness to ascribe some agency to objects (e.g. Clarke 1978),
Wobst opened the door for a different kind of agency discussion: one in which
non-humans had their own agency and social relationships which were qualita-
tively similar—differing in kind, not degree—to those of humans. This insight was
in line with discussions of non-human agency and its role in human society
outside of archaeology, particularly in studies of science and technology (STS)
(e.g. Haraway 1991; Pickering 1995, 1997). Actor-Network Theory (ANT) has
come to be the branch of STS most often associated with such discussions and
Bruno Latour has been one of the most prolific architects of this perspective.
Latour describes human society as a complex, interactive, and iterative collective
of human and non-human actors; no effective ‘science of the social’ can exist that
is not all at once a science of both humans and non-humans (Latour 2005).
Further, Latour’s non-human actors are not all well-behaved and passive. Rather,
120 Meyer and Crumley
like Wobst, he notes that objects are often ‘mediators’ that produce effects
unforeseen by the humans who use them, an emergence that he has referred to
as the ‘slight surprise of action’ (Latour 1999: 266).3
In the past decade, a few archaeologists have passed through the door opened
by Wobst and others like him. For example, in a cleverly titled article, Chris
Gosden (2005) drew on the artefact-focused theories of Clarke (1978) and Gell
(1998) to explore the effects that a changing suite of material objects imposed on
the lives of Britons as a result of Britain’s incorporation into the Roman Empire.
Others have drawn on the work of Latour and his interlocutors. Andrew Martin
(2005) attempted to use Latour’s Actor-Network Theory to understand the
diversity of Illinois valley Hopewell burial mounds as the material output of
particular controversies within the community (or communities) that built
them. A more compelling use of Latour has been provided by Peter Whitridge
(2004), who traced the profound renegotiation of social scripts engendered by a
series of seemingly minor alterations to Inuit harpoon technology.
Given that archaeology’s closest sister-disciplines—anthropology and history—
have recently rediscovered a theoretical interest in materiality and material culture
(e.g. Lubar and Kingery 1993; Miller 2005), studies like those mentioned above
would seem to indicate a fruitful conceptual path for archaeology over the
next generation (cf. Meskell 2005b, 2005a; Olsen 2003, 2007). If in thinking
about non-human ‘objects’ we turn from thinking about artefacts to considering
the environment, such studies certainly provide models for exploring the
complex ecological collectives/systems of which humans continue to be a part
(cf. Ingold 2000).
Heterarchy
It is important to note that we are emphatically not advocating the return of
environmental determinism from archaeology’s past. Humans are not beha-
vioural automatons that respond to the determining stimuli of their environ-
ments; nor do they alter the non-human world with impunity or omnipotence.
Agency in ecological collectives/systems must be understood as distributed across
the human and non-human actors in these systems. All elements ‘act’ (cf. Wobst
2000) in relation to the actions of others. Thus, such systems have no overarching
hierarchy of dominant/determining ‘stimulators’ and subordinate ‘responders’.
Rather, they are complex heterarchies of interacting elements that may sometimes
stimulate and at other times respond; that may sometimes dominate the system
and at other times may be dominated.
As Crumley has written in the International Encyclopedia of the Social
Sciences (Crumley 2007a: 468), one of the most promising developments of
complex systems research is the concept of heterarchy, ‘which treats the
diversity of relationships among system elements and offers a way to think
about systemic change in spatial, temporal, and cognitive dimensions’. Origi-
nally developed to describe the topology of nervous nets (McCulloch 1945),
definitions of heterarchy are remarkably consistent across a vast array of
3
With its emphases on the heterogeneity of system elements, the importance of relationships and
interactions between those elements, and the distribution of agency across them, we see ANT as a
logical extension of CAS.
Historical Ecology: Using What Works to Cross the Divide 121
3 EM P L O Y I N G T H E T O O L S O F HI S T O R I C A L E C OL OG Y:
AT L A N TI C EU R O P E I N TH E F IR S T M IL L E NN IU M BC
At the outset, two questions of scale need to be addressed. The first is a question of
spatial scale. While archaeologists are quite effective in dealing with large time
intervals, we tend to be less comfortable thinking across expanses of space, like
across the whole of Atlantic Europe. Consider, for example, the pains taken to
convince archaeologists to work at the landscape or regional scale rather than on
single sites (e.g. Binford 1983; Crumley and Marquardt 1990; Dunnell 1992;
Dunnell and Dancey 1983; Foley 1981; Marquardt and Crumley 1987; Schiffer
1972, 1976, 1983; Stafford and Hajic 1992; Thomas 1975; Zvelebil, Green, and
Macklin 1992). What we propose here is a similar shift, from the landscape/
regional scale to that of the macro-region. While daunting, we are convinced that
in-depth analyses—not summary treatments—on the macro-regional scale repre-
sent the future of archaeology. Such analyses are made possible by recent advances
in communications (e.g. email, videoconferencing) and data management/
analysis (e.g. geographic information systems: GIS) technologies. Operational
models for this kind of study might be found in fledgling international projects
that explore the relationship between society and global climate change, like the
Integrated History of People on Earth (IHOPE) project.
The second question that must be addressed involves the human scale of this
study. No matter how broadly trained or experienced, there is no way that a lone
scholar or small team could complete this kind of research. As we have noted,
historical ecology is a transdisciplinary approach. Archaeologists are generally
familiar with collaborative projects and recognize that one of the most effective
ways to do transdisciplinary work is by enrolling specialists from a number of
disciplines into a single heterarchical research team. Realizing a project of the
magnitude that we propose here requires a similarly broad enrolment.
A set of operational principles (in addition to the conceptual tools outlined above)
guide our research design. These principles include:
a commitment to begin with a research design constructed by all collaborat-
ing scholars and evaluated/supported by relevant stakeholders4 who jointly
decide central questions, elucidate desired outcomes, and plan the data-
gathering, data-merging, and interpretive phases of the project
a commitment to work with both quantitative and qualitative empirical data
a commitment to integrate empirical knowledge (both academic and non-
academic) in a fashion which privileges neither and attempts to translate
each to the other
a commitment to employ data collected using ‘best practice’ protocols for
each relevant discipline
4
‘Stakeholders’ include representatives of the non-academic community who actually live in the
area to be studied.
Historical Ecology: Using What Works to Cross the Divide 123
Copious data exist which, taken together, could shed light upon the mutuo-causal
relationship(s) between climate change and human activity during the first mil-
lennium bc. These data come in a number of forms, derive from several sources,
and describe varying spatio-temporal scales. They have been generated by experts
from a number of backgrounds, all of whom should be consulted as stakeholders
in our project. In bringing stakeholders together, new categories of pertinent
information emerge in addition to those that we outline below.
The types and sources of data suggested above are perhaps not surprising, given
that archaeologists typically employ most of them. What may be surprising are the
spatial and temporal scales that we seek to cover. Once all of these data are
amassed, a research team is left with the Herculean task of integrating them
into a coherent model of human–land interaction over vast expanses of space
and time.
5
People’s ‘abstract’ beliefs about a landscape generally impact their material practice on/within that
landscape.
Historical Ecology: Using What Works to Cross the Divide 125
GIS map showing archaeological sites in Vector Map: A map made up of points,
relation to soils, hydrology, and roads. lines, and/or polygons.
Sites
Roads
Hydrology
Raster Map: A map made up of uniform
Soils cells, each of which contains a discreet
value. Here, values are 0 and 1. The
soils layer at the left is a raster with more
Layers: Individual data sets correlated than two values.
and superimposed on one another.
decided upon by all stakeholders in Phase I. These rasters might then be overlain on
one another and examined for change between time-slices. Change between time-
slices could be recorded in a new results layer using the ‘change indices’ also decided
upon in Phase I. The results produced by the individual disciplinary workgroups
(i.e. the change layers) might then be overlain on one another to examine ‘leading’,
‘lagging’, and ‘coeval’ changes between the various human and environmental
variables/proxies through time. The same process could be repeated for the
integrated cluster maps. In this way—with input and output carefully controlled
by a relatively small number of project-wide conventions—GIS makes it possible to
execute the kind of transdisciplinary data integration that we have proposed.
4 C O NC L U S IO N
Atlantic Europe in the first millennium bc. In relatively broad strokes, we have
sketched out a research plan that would draw on diverse data to understand the
relationship between environmental and cultural change during this period.
While the project we have outlined is massive, we have presented a research
design that might provide a guideline for projects at different geographic and
temporal scales.
In its transdisciplinarity and its simultaneous focus on the environmental and
the social, we expect many archaeological readers to find historical ecology
familiar and enticing. It is likely, however, that some readers continue to wonder
why archaeologists should adopt this approach. In terms of archaeological
theory and practice, we submit that historical ecology continues a trend started
by earlier environmental and landscape approaches. Just as landscape archaeol-
ogy succeeded in getting archaeologists to work in regions rather than on sites,
historical ecology encourages them to think in spatial terms that are even more
expansive. Further, historical ecology requires archaeologists to think outside of
traditionally accepted period/phase models—the temporal equivalent of the
archaeological site—and to consider human–land interactions and change in
the longue durée.
Perhaps more compelling, historical ecology is one approach to making archae-
ology relevant again in the eyes of the public. In the current economy, it is often
difficult to demonstrate the value of archaeology to the non-academic world.
Archaeologists at all levels find it difficult to obtain research funding, particularly
when they must compete against scholars in disciplines that study the ‘here and
now’. Cultural resource protections are reduced as the costs of historic preserva-
tion are weighed against the benefits of development. Where we work in France,
farmers and loggers struggling to meet the intensified production standards
set by the Common Agricultural Policy (CAP) must weigh similar choices. It
often seems questionable whether archaeology will survive restructuring of the
academy, of funding organizations, and of legislation.
It is not just a matter of archaeology needing to recast itself in order
to survive in the twenty-first century. The twenty-first-century world needs
archaeology (perhaps now more than ever). Researchers, politicians, and citi-
zens on both sides of the Atlantic are coming to the realization that global
climate change is probably the biggest challenge that our generation will face.
Policymakers look to experts in the life and earth sciences to understand Earth-
systemic changes, and to social scientists to develop ‘sustainable’ or ‘resilient’
strategies for coping with and/or braking climate change. Charles Redman
(2005) has suggested that despite a rich intellectual tradition of anthropologists
and archaeologists who study the relationship between humans and their
environment, our colleagues in other sciences and funding agencies have been
remiss in enrolling our expertise in broad-scale environmental research pro-
grammes. As a result, most sustainability and resiliency models have been
essentially synchronic, lacking the deep-time perspective that archaeology pro-
vides. Historical ecology affirms the relevance of archaeology to these questions,
demonstrating that by mining the knowledge of the past, we might discover
ways to overcome the hardships of the future.
Historical Ecology: Using What Works to Cross the Divide 131
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