RM 4
RM 4
Dr Navdeep Singh
Assistant Professor
Representative Sampling: In-situ tests provide a direct measurement of the rock mass properties, ensuring
representative sampling and avoiding potential errors associated with laboratory testing.
Complex Geology: In-situ tests can account for the complex geology and heterogeneity of the rock mass, which is
Variable Conditions: In-situ tests allow for measurements to be taken under the same conditions as the rock mass
Scalability: In-situ tests provide data that can be scaled up to larger scales, allowing for more accurate predictions
Cost-Effective: In-situ tests can be more cost-effective than traditional laboratory testing, especially for large-scale
Improved Accuracy: In-situ tests provide more accurate data than laboratory testing due to the ability to account for complex
Enhanced Understanding: In-situ tests provide a better understanding of the rock mass behaviour and properties, allowing for
Reduced Risk: By providing more accurate data, in-situ tests can help reduce the risk of unexpected failures or costly surprises
during construction.
Increased Efficiency: In-situ tests can reduce the need for additional exploratory drilling or testing, saving time and resources.
Logistical Challenges: Conducting in-situ tests can be logistically challenging, requiring specialized equipment and personnel.
Data Interpretation: Interpreting in-situ test data requires specialized expertise and can be complex.
Cost: In-situ tests can be expensive, especially for large-scale projects or complex geology.
Environmental Concerns: In-situ tests may require specialized permits and approvals due to environmental concerns.
UNIAXIAL LOAD TESTS IN TUNNELS AND OPEN EXCAVATION
Rock Sampling: Collect rock samples from the tunnel or excavation site using drilling and coring
methods.
Sample Preparation: Prepare the rock samples by cleaning, trimming, and cutting them to a uniform
size.
Test Setup: Place the sample in a specialized testing device that applies a uniaxial load perpendicular to
Load Application: Gradually apply the load to the sample until it reaches failure, measuring the
Data Analysis: Analyse the test data to determine the uniaxial compressive strength, deformability, and
Point Load Test: Applies a single point load perpendicular to the rock surface.
Flat Jack Test: Applies a distributed load across a flat surface, simulating the pressure exerted by surrounding
rocks.
Benefits:
Limitations:
A cable test is a type of in-situ test used to determine the mechanical properties of rock masses. It involves
applying a load to the rock through a cable, which is anchored to the rock face or surrounding ground. The
deformation or displacement of the rock is then measured to calculate the rock's mechanical properties.
Tensile Cable Test: Measures the tensile strength of the rock by pulling the cable away from the rock face.
Compressive Cable Test: Measures the compressive strength of the rock by pushing the cable into the rock.
Shear Cable Test: Measures the shear strength of the rock by applying a shear force to the cable.
PRINCIPLE AND PROCEDURE
Cable Installation: A cable is installed at the test site, usually through a borehole or tunnel.
Load Application: A load is applied to the cable, which causes deformation or displacement of the surrounding rock.
Measurement: The deformation or displacement is measured using various techniques such as inclinometers,
Data Analysis: The measured data is analysed to calculate the rock's mechanical properties, such as stress, strain,
and stiffness.
APPLICATIONS
Rock Mechanics: Cable tests provide valuable information on the mechanical properties of rocks, which is essential
Rock Stability: Cable tests help assess the stability of rock slopes, cliffs, and excavations by measuring their
Seismic Exploration: Cable tests can be used in conjunction with seismic exploration techniques to study
In-situ testing: cable tests provide direct measurements of rock properties in their natural state, avoiding potential errors
Scalability: cable tests can be scaled up or down depending on the size of the project and geological conditions.
Cost-effective: cable tests are often less expensive than other in-situ testing methods.
CHALLENGES
Equipment maintenance: cable tests require specialized equipment that requires regular maintenance and calibration.
Data interpretation: the data obtained from cable tests must be carefully interpreted to ensure accurate results.
Environmental factors: environmental factors like weather, soil conditions, and nearby construction activities can affect the
A flat jack test is a type of in-situ testing method used to determine the mechanical properties of rocks and soil. It involves
installing a flat jack system in a borehole or tunnel, which applies a uniform load to the surrounding rock or soil. The test
provides information on the rock's or soil's strength, deformability, and stiffness under various loading conditions.
Compression Test: Measures the compressive strength and deformability of the rock or soil.
Tension Test: Measures the tensile strength and deformability of the rock or soil.
Shear Test: Measures the shear strength and deformability of the rock or soil.
NOTE- IS 13946-4 (1994): Determination of rock stress-Code of practice, Part 4: Using flat jack technique
Jack Installation: A flat jack system is installed in a borehole or tunnel, usually consisting of a steel or composite jack
Load Application: The hydraulic cylinder is used to apply a controlled load to the jack plate, which presses against the
Deformation Measurement: The deformation of the rock or soil is measured using various techniques such as
Data Analysis: The measured data is analysed to calculate the rock's or soil's mechanical properties, such as strength,
In-Situ Testing: Flat jack tests provide direct measurements of rock or soil properties in their natural state, avoiding
Controlled Loading: The hydraulic cylinder allows for controlled loading conditions, ensuring consistent and
repeatable results.
High Accuracy: Flat jack tests can provide high-accuracy measurements of mechanical properties.
LIMITATIONS
Equipment Maintenance: Flat jack systems require regular maintenance and calibration to ensure accurate
results.
Data Interpretation: The data obtained from flat jack tests must be carefully interpreted to ensure accurate results.
Environmental Factors: Environmental factors like weather, soil conditions, and nearby construction activities can
Rock Mechanics: Flat jack tests are used in rock mechanics to determine the mechanical properties of rocks
Soil Mechanics: Flat jack tests are used in soil mechanics to determine the mechanical properties of soils for
Geotechnical Engineering: Flat jack tests are used in geotechnical engineering to assess the mechanical
A shear test is a type of in-situ rock mechanics test that measures the shear strength and deformation behaviour of rock
under simulated shear loading. The test is used to evaluate the mechanical properties of rock masses, which is essential
for understanding the stability of underground structures such as tunnels, mines, and foundations.
Principle:
The shear test involves applying a controlled shear force to a rock sample in a testing chamber. The sample is subjected
to increasing shear stress, which causes it to deform and potentially fail. The test measures the shear stress-strain
behaviour of the rock, including the peak shear strength, residual shear strength, and deformation characteristics.
IS 7746 (1991) : Code of practice for in-situ shear test on rock [CED 48: Rock Mechanics
TYPES OF SHEAR TESTS:
Direct Shear Test: A direct shear test applies a direct shear force to the rock sample, causing it to slide along a
predetermined plane.
Rotational Shear Test: A rotational shear test applies a torsional force to the rock sample, causing it to rotate around a
fixed axis.
Triaxial Shear Test: A triaxial shear test applies a combination of normal and shear stresses to the rock sample.
EQUIPMENT:
Shear apparatus: A specialized device designed to apply controlled shear forces to the rock sample.
Displacement sensors: Devices used to measure the displacement or deformation of the rock sample.
Data acquisition systems: Systems used to record and analyse the data collected during the test.
BENEFITS
Improved understanding of rock behaviour: The shear test provides valuable insights into the mechanical properties of
rock masses.
Predictive modelling: The data collected from the test can be used to develop predictive models for rock behaviour under
various conditions.
Risk reduction: The test helps identify potential hazards and risks associated with underground structures.
Cost savings: By understanding the behaviour of rock under simulated conditions, engineers can design more efficient and
cost-effective structures.
CHALLENGES
Data interpretation: Interpreting data from the test requires specialized knowledge and experience.
APPLICATIONS
Tunnel construction: Shear tests are commonly used in tunnel construction projects to predict the
Mine shaft design: The test is also used in mine shaft design to predict the stability of shafts and ensure
safe excavation.
Foundation design: Shear tests are used in foundation design to evaluate the stability of foundations
A pressure tunnel test is a type of in-situ rock mechanics test that simulates the conditions of a tunnel excavation
process. The test is used to measure the behaviour of rock under increasing confining pressure, which mimics the
Principle:
The pressure tunnel test involves creating a small, cylindrical sample of rock in a testing chamber. The sample is then
subjected to increasing confining pressure, which simulates the conditions encountered during tunnel excavation. The test
measures the deformation and stress-strain behaviour of the rock under these conditions.
PROCEDURE
Sample preparation: A small, cylindrical sample of rock is prepared and placed in a testing chamber.
Confining pressure: The testing chamber is subjected to increasing confining pressure, which simulates the conditions
Loading: The sample is loaded with a controlled force, which simulates the stress caused by the weight of overlying rock
or soil.
Deformation measurement: The deformation of the sample is measured using displacement sensors or other techniques.
Data acquisition: Data is collected on the stress-strain behaviour of the rock under increasing confining pressure and
loading.
BENEFITS
Improved understanding of rock behaviour: The pressure tunnel test provides valuable insights into the mechanical
Predictive modelling: The data collected from the test can be used to develop predictive models for tunnel excavation and
stability analysis.
Risk reduction: The test helps identify potential hazards and risks associated with tunnel excavation and allows for mitigation
measures to be implemented.
Cost savings: By understanding the behaviour of rock under simulated conditions, engineers can design more efficient and
Tunnel construction: The pressure tunnel test is commonly used in tunnel construction projects to predict the behaviour
Mine shaft design: The test is also used in mine shaft design to predict the stability of shafts and ensure safe excavation.
Geothermal energy: The pressure tunnel test is used in geothermal energy applications to predict the behaviour of rocks
CHALLENGES
Data interpretation: Interpreting data from the test requires specialized knowledge and experience.
SIMPLE METHODS OF DETERMINING IN-SITU STRESSES
In-situ stresses are crucial in various fields like geotechnical engineering, rock mechanics, and hydrology. While there are many
Borehole Over coring Technique: This involves drilling a pilot hole and then over coring around it to estimate in-situ stress.
Pressure meters: These instruments measure the pressure increase when drilling into the rock, which is proportional to the in-situ
stress.
MEMS-based In-Situ Stress Sensors: These small, low-cost sensors use micro-electromechanical systems (MEMS) to measure
Acoustic Emissions (AE) Technique: This method involves monitoring acoustic signals emitted by the rock as it fails under
Radar Pulse Method: This method uses radar pulses to measure the deformation of the borehole wall and estimate in-situ stress.
Tiltmeters: These instruments measure the tilt of the borehole, which is influenced by the in-situ stress.
Inclinometers: Similar to tiltmeters, inclinometers measure the inclination of the borehole, which is also affected by in-situ stress.
Leak-off Test: This method involves injecting a fluid into the borehole and measuring the pressure increase, which is proportional
The Borehole Over coring Technique is a widely used method in geotechnical engineering and rock mechanics to estimate in-situ stresses in the
Earth's crust. It's a simple, non-invasive, and relatively inexpensive method that involves drilling a small pilot hole and then over-coring (drilling a
larger hole around it). The over-cored sample is then removed, and its weight is measured to estimate the in-situ stress.
How it works:
Pilot hole drilling: Drill a small pilot hole (typically 20-50 mm in diameter) using a coring drill or a rotary drill.
Over coring: Drill a larger hole (typically 100-200 mm in diameter) around the pilot hole using a coring drill or a rotary drill.
Sample removal: Remove the over-cored sample, taking care not to damage it.
Weight measurement: Measure the weight of the over-cored sample using a scale or balance.
Pilot hole weight measurement: Measure the weight of the original pilot hole using a scale or balance.
In-situ stress calculation: Calculate the in-situ stress using the following formula:
In-situ stress (σ) = (Weight of over-cored sample - Weight of pilot hole) / (Cross-sectional area of over-cored sample)
THEORY BEHIND THE METHOD
The over-cored sample is subjected to the same in-situ stress as the surrounding rock. When the sample is removed, its
weight is reduced due to the decrease in volume caused by the removal of material from its outer layers. The weight difference
between the over-cored sample and the pilot hole is proportional to the in-situ stress.
ADVANTAGES
Simple and non-invasive
Relatively low cost
Can be used in various types of rock formations
LIMITATIONS
May not be suitable for very high-stress environments
May not provide accurate results if rocks are highly heterogeneous or have complex stress fields
Requires careful calibration and data analysis
APPLICATIONS
Geotechnical engineering: Estimating in-situ stresses for foundation design, tunnel boring, and underground
construction
Rock mechanics: Investigating rock deformation, failure, and stability
Hydrology: Studying groundwater flow and pressure
Mining: Estimating stress conditions for mining operations
BOREHOLE DEFORMATION GAUGES
Borehole Deformation Gauges are instruments that measure the deformation of a borehole as it is drilled into the rock. This
deformation is caused by the interaction between the drill bit and the surrounding rock, which is influenced by the in-situ stress
field. By analysing the deformation data, engineers can estimate the in-situ stress conditions.
LIMITATIONS
APPLICATIONS
Geotechnical engineering: Estimating in-situ stresses for foundation design, tunnel boring, and
underground construction.
Rock Type: Similar to tunnelling, the rock type affects dam stability and foundation design:
Weak rocks (e.g., shale, clay): May require a more robust foundation or geotechnical measures to ensure stability.
Strong rocks (e.g., granite, basalt): Can provide a stable foundation, but may require careful excavation and support.
Seepage: Understanding seepage patterns is crucial for dam design and operation:
High seepage rates: May indicate unstable foundation conditions or potential leakage risks.
Low seepage rates: May indicate a stable foundation, but still require regular monitoring.
Soil cohesion and friction angle affect the dam's stability and slope behaviour.
By carefully considering these geological factors, engineers can design tunnels and dams that are safe, efficient, and
environmentally friendly
PRESSURE GROUTING FOR DAMS AND TUNNELS
Pressure grouting is a technique used to improve the stability of rock masses by injecting grout under pressure into
cracks, fissures, and porous zones. This method can be applied to:
Dams: To reduce seepage and improve stability by filling voids and sealing fractures.
Tunnels: To strengthen the surrounding rock, reduce groundwater infiltration, and improve tunnel stability.
Drilling: Holes are drilled into the rock mass at strategic locations.
Grouting: Grout is pumped into the holes under pressure, filling the voids and fractures.
Monitoring: The grouting process is monitored to ensure effective filling and avoid over-pressurization.
WHAT IS PRESSURE GROUTING?
Pressure grouting is a geotechnical technique used to improve the stability of rock masses by injecting grout under pressure into cracks,
Fill voids and fractures: Eliminate pathways for water to flow through, reducing seepage and improving dam stability.
Strengthen the rock: Increase the rock's cohesion and compressive strength, making it more resistant to deformation and failure.
Isotropic grouting: Injecting grout into the rock mass without targeting specific zones.
Anisotropic grouting: Injecting grout into specific zones or directions to address specific issues (e.g., filling a particular fracture or
void).
Packed-grouting: Injecting a mixture of grout and aggregate material (e.g., sand or gravel) into the rock mass to improve its strength.
BENEFITS OF PRESSURE GROUTING
Improved stability: Enhanced rock stability reduces the risk of rockfall, landslide, or dam failure.
Reduced seepage: Minimized water flow through the rock mass reduces the risk of erosion and improves dam performance.
Increased structural integrity: Strengthened rock increases the structure's load-carrying capacity and resistance to deformation.
Enhanced durability: Pressure grouting can extend the lifespan of the structure by reducing the impact of weathering and erosion.
While pressure grouting is a powerful tool, there are some challenges and limitations to consider:
Rock type and quality: The effectiveness of pressure grouting depends on the type and quality of the rock being treated.
Fracture complexity: Complex fracture patterns can make it difficult to target specific areas for treatment.
Grout material properties: The properties of the grout material (e.g., viscosity, compressive strength) can affect its effectiveness.
Monitoring and control: Accurate monitoring and control of the grouting process are essential to ensure optimal results.
CASE STUDIES
Pressure grouting has been successfully applied in various dam and tunnel projects around the world,
including:
The Hoover Dam (USA): Pressure grouting was used to reduce seepage through the dam's foundation.
The Itaipu Dam (Brazil/Paraguay): Pressure grouting improved the dam's stability and reduced seepage.
The Gotthard Base Tunnel (Switzerland): Pressure grouting was used to strengthen the tunnel's surrounding
rock.
Rock reinforcement is a geotechnical technique used to improve the stability and resistance of rock formations
Rock bolts: Steel or fiberglass rods anchored into the rock to prevent rockfall and stabilize loose rock.
Shotcrete: A mixture of cement, sand, and water sprayed onto the rock face to provide additional support.
Anchors: Cables, wires, or fibre embedded into the rock to provide additional support and stability.
Mesh: A network of wires or fibre embedded into the rock to provide additional support and prevent rockfall.
Mechanical anchoring: Using mechanical devices to anchor the reinforcement material to the rock.
Chemical anchoring: Using chemicals to bond the reinforcement material to the rock.
Adhesive anchoring: Using adhesives to bond the reinforcement material to the rock.
BENEFITS OF ROCK REINFORCEMENT
Improved stability: Reinforcing the rock improves its stability and resistance to deformation and failure.
Reduced risk of rockfall: Reinforcing the rock reduces the risk of rockfall and associated hazards.
Increased safety: Rock reinforcement improves the overall safety of workers and infrastructure.
Cost-effective: Rock reinforcement can be more cost-effective than other stabilization methods.
CASE STUDIES
Rock reinforcement has been successfully applied in various projects around the world, including:
The Channel Tunnel (UK/France): Rock bolts were used to stabilize the tunnel's walls and roof.
The Gotthard Base Tunnel (Switzerland): Shotcrete was used to reinforce the tunnel's surrounding rock.
The Three Gorges Dam (China): Rock anchors were used to stabilize the dam's foundation.