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Gordon

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AC/UNU Millennium Project Futures

FuturesResearch
ResearchMethodology
Methodology

THE DELPHI METHOD

By

Theodore Jay Gordon

1994

The Delphi Method


AC/UNU Millennium Project Futures
FuturesResearch
ResearchMethodology
Methodology

ACKNOWLEDGMENT

Some contents of this report have been taken, in some cases verbatim, from internal papers of The
Futures Group with their permission. These papers were written by John G. Stover, Theodore J.
Gordon, and others describing the Delphi method and its applications. The managing editor also
gratefully acknowledges the contributions of reviewers of the draft of this paper: Dr. Ian Miles of The
Programme of Policy Research in Engineering Science and Technology, in the United Kingdom; Dr.
Brian Free of Futures Environment Council of Alberta Canada; Dr. Mika Mannermaa of Futures
Research Centre at Turku School of Economics, Turku Finland; Dr. Harold A. Linstone of Portland
State University, United States; and Dr. Peter Bishop of the University of Houston, in the United
States. And finally, special thanks to Neda Zawahri for project support, Barry Bluestein for research
and computer operations and Sheila Harty for final editing of this document.

The Delphi Method


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CONTENTS

I HISTORY OF THE METHOD

II DESCRIPTION OF THE METHOD

III HOW TO DO IT

IV STRENGTHS AND WEAKNESSES OF THE METHOD

V FRONTIERS OF THE METHOD

VI SAMPLES OF APPLICATIONS

APPENDIX

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I HISTORY OF THE METHOD

The modern renaissance of futures research began with the Delphi technique at RAND, the Santa
Monica, California, "think tank" in the early 1960s. The questions of Rand thinkers, at the time,
primarily dealt with the military potential of future technology and potential political issues and their
resolution. The forecasting approaches that could be used in such applications were quite limited and
included simulation gaming (individuals acting out the parts of nations or political factions) and genius
forecasting (a single expert or expert panel addressing the issues of concern). Quantitative simulation
modeling was quite primitive, and computers, which would ultimately make such quantitative
techniques practical, were a decade away.

The RAND researchers explored the use of expert panels to address forecasting issues. Their
reasoning went something like this: experts, particularly when they agree, are more likely than
nonexperts to be correct about questions in their field. However, they found that bringing experts
together in a conference room introduces factors that may have little to do with the issue at hand. For
example, the loudest voice rather than the soundest argument may carry the day; or, a person may
be reluctant to abandon a previously stated opinion in front of his peers. As with normal thinkers,
the give-and-take of such face-to-face confrontations often gets in the way of a true debate.

One of the little known in-house research projects undertaken by RAND at the time involved
combining opinions of horse-racing handicappers. These people, after all, are supposedly experts in
their field. Furthermore, their opinions about the future (the outcome of horse races) are published
daily and can be checked against reality within 24 hours. So a project was implemented to determine
just how to combine horse-race forecasts by different experts to improve the likelihood that the
composite opinion was better than any single expert.

The work on the Delphi method followed. Olaf Helmer, Nicholas Rescher, Norman Dalkey, and
others at RAND developed the Delphi method, which was designed to remove conference room
impediments to a true expert consensus. The name, of course, was drawn (humorously, they thought)
from the site of the Greek oracle at Delphi where necromancers foretold the future using
hallucinogenic vapors and animal entrails. They began from a philosophical base and asked initially,
"just how much could be known about the future?" (Helmer and Rescher, 1959)

The Delphi method was designed to encourage a true debate, independent of personalities.
Anonymity was required in the sense that no one knew who else was participating. Further, to
eliminate the force of oratory and pedagogy, the reasons given for extreme opinions were synthesized
by the researchers to give them all equal "weight" and then fed back to the group as a whole for
further analysis. These aspects, anonymity and feedback, represent the two irreducible elements of
the Delphi method.

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This general approach has been used thousands of times since the first published Delphi study,
Report on a Long-Range Forecast by Gordon and Helmer. This all-time RAND "best seller,"
published in 1964, contained forecasts of scientific and technological breakthroughs through 2000
and beyond; the 82 panelists who contributed included Isaac Asimov, Arthur Clarke, Bertrand de
Jouvenel, Ithiel de Sola Pool, Dennis Gabor, Peter Goldmark, Harold Guetzkow, and William
Pickering, to name a few. (Gordon and Helmer, 1964)

The temptation to review all of the forecasts with the advantage of hindsight is great (one such
review was made by Amant in 1970), but a cursory review shows many forecasts that were on target,
such as:

economically useful desalination of sea water


oral contraceptives
advent of ultra light materials
automated language translation
transplanting organs
more reliable weather forecasts
centralized data banks
artificial organs
X Ray lasers
psychotropic drugs
self replicating molecules
synthetic protein
feasibility of control over hereditary defects

There were big misses, too, including:

controlled thermo nuclear power


biochemical general immunization
limited weather control
world population by 2000 less than 6 billion
manned landing on Mars

Nevertheless, the study and, more generally, RAND's interest in developing systematic methods
for forecasting apparently legitimized the field. Since this first Delphi, literally thousands have been
performed on topics as wide ranging as the future of religion and the family to space exploration.
Several of these are described in more detail in Section 5 of this report.

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II DESCRIPTION OF THE METHOD

This description will be illustrated by a hypothetical example: suppose we want to establish a forecast
for the date by which a manned Mars landing would occur. With the Delphi method, experts from the
required disciplines are first identified and asked to participate in the inquiry. For this example, the
experts might include rockets scientists, geologists, and bioscientists who are experts on the planet,
planners from space agencies that might be involved in such a project, and others who expressed an
opinion that manned landings might be a bad idea. During the initial contact, the nominated persons
are told about the Delphi and invited to participate. They are assured of anonymity in the sense that
none of their statements will be attributed to them by name.

The questions are refined by the researchers and pursued through a number of sequential
questionnaires. In the first questionnaire, participants might be asked to provide their judgment on
a date at which a manned landing might take place. The analysis would identify the range of opinions
about the date. In a second questionnaire, the range would be presented to the group, and persons
holding opinions at the extremes of the range would be asked to reassess their opinion in view of the
group's range and provide reasons for their positions. For example, a reason for a late manned landing
might be that robot landers can do all that men can do, so little reason exists to spend the money for
human on-site involvement.

These reasons would be synthesized by the researchers at the end of round two; the synthesized
reasons would form the basis for the third questionnaire. In this third questionnaire, the new group
judgment on a date would be presented to the participants, along with reasons for the extreme
opinions. Each member of the group would be asked to reassess his or her position in view of the
reasons presented. They might also be asked to refute, if appropriate, the extreme reasons with any
facts at their disposal. For example, someone might attempt to refute the robot argument by saying
that human presence will be required to perform a certain class of engineering activity or to construct
habitats for later colonization.

In a fourth and final round, these arguments would be presented, along with the evolving group
consensus, and a reassessment requested.

In a sense, the Delphi method is a controlled debate. The reasons for extreme opinions are made
explicit, fed back coolly and without anger or rancor. More often than not, experts groups move
toward consensus; but even when this does not occur, the reasons for disparate positions become
crystal clear. Planners reviewing this material can make judgments based on these reasons and their
own knowledge and goals.

Because the number of respondents is usually small, Delphis do not (and are not intended to)
produce statistically significant results; in other words, the results provided by any panel do not

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predict the response of a larger population or even a different Delphi panel. They represent the
synthesis of opinion of the particular group, no more, no less.

The value of the Delphi method rests with the ideas it generates, both those that evoke consensus
and those that do not. The arguments for the extreme positions also represent a useful product.

Questions included in a Delphi may be of any sort that involve judgment, including, for example,
the size of a future market, whether or not the CEO should receive a raise, or the proper policy to
achieve a goal. In planning applications, the questions generally are of three types.

• forecasts on the occurrence of future developments. Forecasts of future developments call for
answers about when an event is expected to occur or about the future value of some parameter;

• desirability of some future state. Questions dealing with desirability ask for judgments about
whether an event ought to occur, and the basis for the recommendation; and

• the means for achieving or avoiding a future state. Questions dealing with policy involve the
traditional reporter's questions about implementation: who, what, when, where, and how much?
But to this set we must add: to what end. In other words, questions about policy ought to be
linked closely to the objectives sought and the likelihood that any policy will, in fact, accomplish
its intended goals.

• These three types of questions may require different kinds of experts. The likelihood questions
may involve hands-on experience and intimate knowledge of the frontiers of research. The
desirability questions may involve a moral, political, or social dimension quite distinct from the
disciplinary expertise involved in judging likelihood. The policy question may involve knowledge
of the art of the possible.

In some modern applications of Delphi:

1. The questions relate to the value of independent variables that are used in quantitative
simulation models. In this application, a consensus is not required; rather, if disagreement exists
about the value of any variable, the extremes can be tested in quantitative models to determine
whether or not the difference has any important significance.

2. In-depth interviews with experts have been used at The Futures Group and elsewhere with
great success as an alternative to questionnaires. In this approach, the same kinds of experts are
first identified, invited to participate, assured of their anonymity, and, in most instances, promised
a report based on the interview sequence. Appointments are made at the convenience of the

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interviewees. Interview protocols are prepared and tested to elicit judgments. High-level staff
members, familiar with the study's objectives, act as interviewers. Feedback can be introduced if
two rounds of interviews are employed; however, single-round studies are used more frequently.
In these, "feed-forward" is often employed, presenting to respondents information about emerging
consensus derived from the prior interviews. True, this process introduces differences among the
various interviews, but remember that the exercise is not designed to be statistically significant
but rather to elicit ideas that can be important to subsequent analyses. Expert in-depth interviews
are an excellent means of obtaining such ideas.

An advantage of one-on-one interviews is that they provide flexibility, which is absent in


questionnaires. For example, an interview provides the opportunity to probe the reasons behind
the forecasts, to search for biases in the forecasts, and to follow up on unexpected hints dropped
by the interviewees.

3. For some applications, group meetings among experts have now become practical. Delphi
had its birth in concern about spurious factors that intrude in face-to-face meetings among
experts. New technology can minimize these factors. Some Delphi-like studies have been
performed on line (Shota, 1993); but these are generally cumbersome, and access to the
appropriate technology limits the selection of participants.

Conference room voting machines have proved useful. The Consensor (Applied Future, Westport,
CT) built and rents one such machine. Others include OptionFinder (Minneapolis) and the PC Voter
(The Futures Group). Typically, these machines provide each participant with a small terminal, which
is connected through a serial circuit to a personal computer. In the PC Voter, each small terminal has
two knobs. The first knob allows the user to provide quantitative judgments about a question posed
by the meeting's moderator for example: "What is the probability that limited weather control will be
available by 2020?" Using the second knob, participants can provide a percentage assessment of
confidence in their answer. The computer's software integrates the answers of the experts at the
meeting, discounting those who have low confidence in their answers, and provides on a display
screen a histogram showing the distribution of the group's opinions. Anonymity is preserved because
the inputs are private and unseen by others; the display provides feedback. It is true that anonymity
is lost in any discussion of the results, but discussion is an option of the participants. This approach
has been found quite useful when quick results are needed and the issue is, "hot"; that is, the topic
of the study is likely to evoke strong emotional responses. An example of a "hot" issue is the future
of executive compensation among the executives and compensation committee members of a
corporation.

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III HOW TO DO IT

The key to a successful Delphi study lies in the selection of participants. Since the results of a Delphi
depend on the knowledge and cooperation of the panelists, persons who are likely to contribute
valuable ideas are essential to include. In a statistically based study, such as a public opinion poll,
participants are assumed to be representative of a larger population; in Delphi, non representative,
knowledgeable persons are needed. So the first problem is how to select potential participants.

Knowledgeable persons are usually identified through literature searches for who has published
on the subject under study, recommendations from institutions (e.g., The World Future Society) and
other experts in a process known as "daisy chaining." Literature searches necessarily result in lists of
people who have published on the topic of interest; this approach misses people who may have
something to contribute but have not published. Recommendations from institutions suffer from the
same shortcoming: the recommendations are limited to only those who are known to the institutions.
"Daisy chaining" has the potential disadvantage of identifying cliques. One possibility that helps
ensure that the required skills are represented is to form a matrix in which the required skills are
listed. In the case of the Mars landing question, for example, the columns might be: solar system
planetary geology, rocket system design, robotics, data collection, and telemetry, etc. The rows of
the matrix consist of the names of the prospective participants. The cells are checked to indicate the
"coverage" that the nominees are expected to provide.

As for "unknown" people who are outside of the normal lines of communication but who may be
able to contribute new and innovative ideas, here are some suggestions:

• use bulletins boards so that contributors who have something to say in this informal
environment may identify themselves;

• get recommendations from university professors about bright students; and

• advertise for participants and qualified applicants through preliminary Delphi's.

Most studies use panels of 15 to 35 people. The length of the list should anticipate an acceptance
rate between 35 and 75 percent.

Once the list of nominees is formed, each person should be contacted individually. Form letters
should not be used. The initial contact may be by telephone, but letters should confirm the invitation.
These letters should contain a description of the project, its objectives, the number of rounds to be
included (or the time commitment anticipated), the promise of anonymity, and, if appropriate, a
confirmation of the panelist's acceptance.

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The next step is to formulate the questions. The questions must be sharp and answerable. A small
panel might be used to help formulate the questions. For example, say our question is:

What effective and practical means exist to prevent proliferation of nuclear weapons?

The question would be sent to a small expert panel (10 persons or so) working with the research
team. Essay-type answers would be permitted at this stage. The answers might include:

Military intervention, greatly enhanced customs operations, new nonproliferation treaties, space
surveillance, etc.

The research staff would collate the answers and form a nonessay questionnaire. The question
might be:

The following means have been suggested for preventing nuclear proliferation. Please rate each
of these in terms of effectiveness and practicality. Add other suggestions to the list if you have
an idea that might be as effective and practical as those listed. If you think any of these means are
extremely good or, at the other extreme, counterproductive, please provide your reasons.

This nonessay question would serve as the basis for the first questionnaire. The questionnaire
would be tested, perhaps using the small advisory panel. The testing would include actually filling in
the questionnaire. This test is designed to find flaws in the way the questions are asked and to find
any lurking possibilities for misinterpretation.

Once qualified in this way, the questionnaire would be sent to the participants. The cover letter
would remind the participants about the objectives of the study, establish the schedule for the
response, and include the return address. The media that are practical for transmitting the
questionnaires and responses are air mail, fax, and e-mail.

Our experience indicates that a response rate from 40 to 75 percent of the participants can be
anticipated. The turn around time is on the order of weeks, no matter what the medium of
communications.

In this example, respondents would provide two numbers for each option depicting their
judgments about effectiveness and practicality. They would be asked to provide reasons for their
judgments if they saw an alternative as particularly promising or potentially counterproductive.

The research staff would collate the results. A feedback round would be used to present the
results, the reasons for the extreme positions, and a call for reassessment. The reasons, in Delphi
style, would be placed in front of the participants who answered the first round. They would be asked
to reconsider their former answers in view of the reasons for the extreme opinions.

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Questions that have quantitative answers or "check the box" responses are always easier to use.
When the questions are in this form, they can be collated using spreadsheet software. However, it is
not always possible or desirable to ask questions in this form. For example, we may want suggestions
from the panel about policies for diminishing population growth: here, the essence is in the detail that
the panel might provide. In addition, even when quantitative rather than narrative answers are called
for, notes from the panelists may contain the most valuable information: references to other people,
past experiences, uncertainty, pointing to data, etc. For this reason, all questionnaires should be read
and digested by senior members of the study team.

Phrasing of questions is important. A common mistake is to include two events in the same
question. Example: "When will bicycles be made mostly of plastics and used in urban transportation?"
Differences in the way people answer this question may stem not only from their perceptions about
future uses of plastic in bicycles, but also from differences in their beliefs about when bicycles will
likely be used for urban transportation. Even subtle changes in wording may affect answers. For this
reason, it is desirable to conduct a test of the instrument, not only by obtaining answers from a test
group, but also by discussing with that group their interpretations of the questions.

The data from a Delphi can be displayed in several ways. The group judgment should be based
on the median rather than the mean, since single extreme answers can "pull" the mean unrealistically.
Furthermore, it is incumbent on the analyst to show the spread of opinion, which can be done by
showing the interquartile range (the range that contains the answers of 50 percent of the
respondents). An example is shown below:

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2000 2005 2015 2035 2075 Later Never

25% of panelists 25% of panelists


gave earlieranswers Median Response gave later answers

Example of
Delphi Display

IV STRENGTHS AND WEAKNESSES OF THE METHOD

Delphi studies are difficult to perform well. A great deal of attention must be given to the choice of
participants; the questionnaires must be meticulously prepared and tested to avoid ambiguity. Multi-
round studies require a great deal of time; inevitably, some participants will drop out during the
process. Therefore, other techniques for collecting expert judgment are welcome. Some of these
techniques were described in Section 3.

The primary strength of Delphi is its ability to explore, coolly and objectively, issues that require
judgment; a weakness of Delphi is the ease with which questions can be asked for which better
techniques exist. At one extreme are questions about the future for which factual answers exist and
thus require minimal judgment. For example: "Given continued trends in immigration, birth, and
death rates, how many people over the age of 70 will be in the United States in 2010?" This question
has a factual answer that can and should be computed. Factual questions should not be candidates
for Delphi. The question of whether or not current population trends will continue is a matter of
judgment and, therefore, appropriate.

In short, Delphi is a powerful technique when used to seek answers to appropriate questions.
Suppose, for example, that we want to forecast the future size of the market for a given product. A
Delphi study might involve sales and marketing personnel, retailers, and experts in consumer
preferences. These people might be asked for a direct estimate; to do so would require that they

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somehow integrate all factors affecting the market, such as pricing, changing fashion, competition,
consumer spending, etc. Participants might focus on different factors and account for them differently;
without a direct question about the market determinants, the size-determining factors would remain
hidden. Therefore, a better technique would be to ask for the respondents to identify the factors
important to future market size and to estimate probabilities and consequent sales, were they to
occur. Then, using this information and a quantitative technique, such as Trend Impact Analysis, the
size of the future market can be estimated, not only in view of the past market trend but also in
consideration of trend-changing factors uncovered by Delphi participants.

Finally, a weakness of the Delphi method is the time that it takes. A single round can easily
require three weeks; a three-round Delphi is at least a three to four month affair, including preparation
and analysis time.

A recent article raises questions about Delphi. Fred Woudenberg reports that "the main claim of
Delphi - to remove the negative effects of unstructured, direct interaction - cannot be substantiated."
He found that Delphi does not produce more accurate answers than other methods, and that
consensus occurs as a result of pressure brought on participants that have extreme opinions. These
questions are well worth exploring in more depth. (Woudenberg, 1991; Kasten et al., 1993; and Rowe
G. et al., 1991)

True, the Delphi method makes participants with extreme opinions work harder than others. If
opinions are not strongly held, participants may switch positions rather than write reasons for their
estimates. On the other hand, those with strong opinions state why. The original impetus behind the
method was to seek consensus, because expert consensus was believed more likely to be accurate
than an individual forecast. Dalkey tested this proposition using obscure questions with known
answers and found weak support for the concept (see the following section).

Today, consensus is less important for many investigators than previously; now a useful product
of the Delphi method is crystallization of reasons for dis-sensus. Furthermore, Delphi is now seen as
no more or less than a systematic means of synthesizing the judgments of experts - the aggregate
judgment representing a kind of composite expert composed, in the domain of interest, of the
expertise of all participants.

Does the method produce an accurate view of the future? It is no more accurate, probably, than
any expert, single or composite. But suppose we wanted to form a scenario based on expert views
of what might be possible. Or suppose we needed a judgment about whether or not we could mount
a manned Mars mission and if so, how. Or suppose we wanted to explore the range of future events
that could affect population growth or weaponry or war. No better way exists to collect and
synthesize opinions than Delphi.

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V FRONTIERS OF THE METHOD

The central question on the Delphi frontier is "How can questions be addressed to the persons most
likely to answer them well?" Here are some thoughts that were developed in the Phase 1 Millennium
Feasibility Study (Gordon and Glenn, 1993).

Self-Rated Expertise. If the number of questions and participants were small, then one might say
"let's have everybody answer all questions." This approach is essentially taken in most Delphis. If the
answers of all participants are accorded equal weight, the analysis is easy: for questions that can be
answered in numerical form, the answers are often simply displayed as an average (or in statistical
terms, such as median and standard deviation). Since sample sizes are small, this kind of analysis can
give the appearance of numerical respectability when none really exists. For nonnumeric questions,
the participants' answers can be displayed as a spread of opinions.

Some researchers (e.g., Dalkey and Helmer) attempted to introduce a refinement: self- rated
expertise. The reasoning went something like this: an expert ought to be believed more than a
nonexpert; therefore, we ought to give an expert's opinion more weight than a nonexpert. In fact,
weak evidence exists that for obscure questions with knowable answers (e.g., what was the true value
of the mark against the dollar in January 1983?) experts, without use of reference books or data
bases, are able to give more accurate answers then nonexperts.

But how can experts be identified a priori? Dalkey and others have used various systems of self-
rating; for example,

1. Are you an expert in this field, working in it daily?

2. Do you work in this field occasionally?

3. Are you knowledgeable about this field through occasional professional reading?

4. Would you classify yourself as an informed layman?

5. Are you uninformed about this field?

By assigning "points" for each level of self-rated expertise in the analysis of the group's response,
answers can be discounted for lack of expertise to arrive at a group opinion.

If this approach were to be used in the Millennium Project, then all questions would be sent to
all participants. Each question would have appended a self rating section. This approach would
provide a weighing yardstick but has several disadvantages.

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• Experts for many of the questions posed may not exist;


• Even if experts exist, should their answers carry more weight than nonexperts? (After all, if
experts could answer the questions associated with poverty, for example, why haven't they
already done so?)

• The approach is inefficient because everybody would have to read every question; and

• People with good and useful suggestions could be dissuaded from contributing since they might
have to admit a self-depreciating level of ignorance.

Lock-and-Key Approach. In this approach, administrators attempt to match the capabilities of


participants with the requirements of the questions. Each question and each respondent is "profiled,"
and questions are addressed only to those respondents whose profiles match.

Respondent profiles can come from a questionnaire that is completed by the respondent at the time
they join the panel and can be updated periodically. The profile would consist of best (or several)
choice alternatives of the following sort:

1. What term best describes your occupation?

Scientist Politician Physician Etc.


Business person Cleric Service worker
Engineer Artist Manufacturing
Teacher Publisher Retailing

2. If scientist, what is your discipline? (Parallel questions for engineers, business persons
teachers, etc.)

Particle physics Genetics Biomedicine Etc.


Organic chemistry Nuclear physics Astronomy
Materials Psychologist Economics
Social Science Political science Agriculture

3. Would you consider yourself a:

Generalist
Specialist

4. Are you interested in (or do you have experience in):

Technological forecasting Political processes UtopiasEtc.

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Value-related issues Policy analysis


Science Policy World affairs
In other words, the respondents would be asked to identify themselves with respect to the same
descriptors that will be used to profile the questions. Before any questionnaire is sent out, the profile
would be categorized according to the same set of descriptors that the respondents used to describe
themselves. Then, through a matching process of the sort described below, the degree of match
between a question and each respondent could be scored:

Desired Question Weight Resp Resp Resp Resp Resp


Attributes No. 1 No. 2 No. 3 No. 4 No. 5
Scientist 5 0 1 1 0 0
Materials 10 0 1 0 1 0
Generalist 3 0 1 1 1 0
Science Policy 2 1 0 1 0 0
Techn Fcsting 1 1 0 1 0 0

SCORE 8 18 11 13 0

In this example, the administrators felt that the question could best be answered by a materials
scientist, who considered himself a generalist, with experience in science policy and technological
forecasting. Not each of these descriptors was viewed as being equally important, however. Being
a scientist was weighed at 5; being an expert in materials was weighed at 10; etc. Data exists for each
potential respondent with respect to each attribute (from the questionnaire completed at the time they
joined the panel), so a simple scoring matrix could be constructed that assessed each respondent with
respect to the desired attributes. By taking weighted sums, each respondent could be assigned a
score. In this example, respondent 1 scored 8, and respondent 2 scored 18. After completing such
an exercise, respondents could be rank ordered by score and the top set selected as a subpanel to
which the question would be addressed. The number of people in a subpanel might be kept common
across all questions, determined by budget considerations, or limited to say 90 percent of the top
possible score.

Of course, if the number of respondents were large, this process would have to be automated. The
program would have access to a data base of the respondent's characteristics. It would call for
question attributes and weights, automatically scan the data base, score each respondent and present
a different rank ordered list of respondents for each question. The selected number of these could
then be addressed automatically.

Free Text Search. This approach is similar to the lock-and-key approach except that it envisions a

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more open ended and fully automated means of matching question requirements to respondent
expertise. Suppose that each respondent were asked to submit a free text resume to the project when
they joined. The resumes might be constrained to a given length and follow a predetermined format
requiring, for example, that each respondent describe their current and past activities, interests,
publications, etc. A data base would be formed of these resumes.
Now, when each question is formulated, a set of key words would be associated with the
question, or the significant words in the question itself would be viewed as a key word set. As before,
each key word would be assigned a weight. The data base of resumes would be searched for these
key words and, based on "hits," each potential respondent would receive a score. They could be rank
ordered as before.

Narrowing the Universe. In this approach, rather than asking about the respondent's expertise and
interest, we let them select questions of interest and use their past selections to guide the routing of
questions in future inquires. Suppose, after a respondent joined the network they received, for a time,
all questions. They would, however, be instructed to answer only questions of interest to them and
on which they felt competent to address. Then, over time, the administrators could learn which
categories of questions each respondent included. When sufficient data were available, only the types
of questions of past interest would be sent to them.

The danger, of course, is that this approach is limiting. If the scanning process is cut off too early,
then respondent/question matches that could have been productive might be missed. To minimize this
potential detriment, respondents might be sent brief descriptions of other questions not included in
their questionnaires and asked if any of these might be of interest to them.

Past Performance Scoring. Here we define an expert as a person who can provide correct answers
to difficult questions. We want experts to answer questions about the future on the network;
therefore, we will first pose qualifying questions that experts should get right. Answering these
qualifying questions correctly is the "ticket of admission" to the real inquiry. For example, if the
administrators wanted to make a forecast of the future value of the German mark, the qualifying
question might be "On yesterday's date, what was the value of the German mark vis a vis the U.S.
dollar?" Only those people who answered close to correctly would be presented the future oriented
question.

This approach has obvious problems. The test questions would have to be designed with
meticulous care to be appropriate. More important, many respondents might feel that such a test of
their competence is inappropriate.

A variation on this theme is to keep a record of each respondent's "batting average" by subject;
that is, the ratio of correct to total forecasts made in the past. Important questions would be sent to
those who have done well in the past. While initially attractive, this approach has a number of
shortcomings. First, it would have to be built up over time. Different respondents would have a

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different number of "times at bat." Finally, whether a forecast has indeed occurred is often difficult
to tell, even in retrospect.

The Tree Approach. In this approach, a sequential series of questions is asked of the respondents,
each requiring a more detailed knowledge of the field. At some point along the line, the respondents
self disqualify. Here's an example. Suppose our question has to do with the future of the electoral
college system of elections in the United States: Will the electoral college system of election in the
United States change; if so, to what form and when? The administrators might ask:

Domain Question: Have you ever thought much about how Presidents are elected in the
United States? (Yes, No)

If "no," no further questions.

Qualifying Question: Can you name three other ways in which this might be done? (Yes,
No)

If "no," no further questions.

Actual Question: Do you think the electoral system in the United States will change within
the next 20 years? (Yes, No)

If "no," then ask: Why not?


If "yes," then ask: Why? To what form? When?

The disadvantage of this approach is its complexity and its need for formulating precise questions.
If this could be tolerated, it would certainly lead to appropriate matching of question to respondent.

V SAMPLES OF APPLICATIONS

The Delphi method can be used in almost any forecasting application; reference Lindstone and Turoff,
1975, presents many prior applications. The Millennium Feasibility Project, performed by the United
Nations University for the U.S. Environmental Protection Agency in early 1993, includes an
application of potential interest. This study included a Delphi that examined important future events
and policies that could affect world population growth and the environment in the next 25 years.

The respondents for this Delphi had self-identified themselves as expert or greatly interested in
population or in the environment in a prior study; this list was augmented by recommendations by the

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study's sponsor (EPA), a literature scan, and recommendations of people who had already accepted
our invitation to participate. In the first round, 76 questionnaires were sent out via airmail, fax, and
e-mail; 42 responses were received. The second round went to the same list. Of those who
completed the first round, 25 responded to the second around (at the time of this writing).

The questionnaires were first sent to a small planning committee, largely in open-ended form; the
responses from the smaller group helped define a much more extensive multiple-choice format. The
questions dealt with past history (e.g., "What developments and trends have been important in
shaping today's population growth patterns?") and future developments (e.g., "Do you think these
trends will continue? What other novel developments will deflect the trends in the future? What will
be their consequences?").

The design of the questions was straightforward. The subjects of population and environment
were dealt with in separate sections of the questionnaire, but the flow for each was largely the same.
In the first round, questions focused on past forces for change, both from the standpoint of historical
importance and future influence. The researchers provided the group with an initial list and asked
them to extend the list and provide judgments about historical and future importance. They then
asked about new forces for change and potential future unprecedented events; again, the researchers
provided a list, asked for other ideas that might extend the list, and requested judgments about the
likelihood and impact of the future developments. In the case of population, the questionnaire also
called for direct estimates about the future size of the population and population growth rates in
several countries and regions. It also asked about factors that might be different between developed
and developing countries. In the case of the environment, the questionnaire included an additional
section dealing with the interaction between population and the environment.

The second round fed back the newly suggested items to the panel and requested judgments
similar to those called for in the first round. It also asked for judgments about policies that might be
implemented to improve the future situation. These policy questions focused on the one or two future
events that were judged to have low probability but high favorable impact, if they were to occur. This
question asked, in effect, what might be done to improve the probabilities of these events.

To illustrate the nature of the questions asked, the population section of the second questionnaire
is reproduced below. The full questionnaires and the results of the study are included in reference
(Gordon and Glenn, 1993).

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UNU MILLENNIUM PROJECT FEASIBILITY STUDY DELPHI ON ENVIRONMENT AND


POPULATION ROUND 2 QUESTIONNAIRE

1. POPULATION SECTION

The first round of this Delphi on Population and Environment asked the panel to estimate population
and growth rates for several regions 25 years from today (or to the year 2018). For your information,
Table 1 below lists the panel's median responses. The inter quartile ranges for the population
estimates are shown in parentheses next to the population estimates. (The inter quartile range is 25%
from the lowest to 25% from the highest estimates; hence, 50% of the estimates fall within this
range.) For purposes of comparison, 1992 year-end population and growth rates are listed first (cities
are 1990 data).

Table 1. 1992 and 25 year forecasts of population from Population & Environment Delphi I

1992
Region Rates Median Forecast (& Ranges) Rates
Population
World 5.4 Billion 1.7% 8.0 Billion (7.0 - 8.5) 1.5 %
Developed Countries 1.2 Billion 0.5% 1.4 Billion (1.3 - 1.4) 0.35%
Developing Countries 4.2 Billion 2.0% 6.5 Billion (5.7 - 7.0) 1.8 %
Africa 654 Million 3.0% 1.2 Billion (1.0 - 1.4) 2.5 %
China 1.2 Billion 1.3% 1.5 Billion (1.4 - 1.6) 1.0 %
India 883 Million 2.0% 1.3 Billion (1.2 - 1.4) 1.5 %
United States 256 Million 0.8% 300 Million (300 - 320) 0.65%
Brazil 151 Million 1.9% 230 Million (210 - 250) 1.6 %
Japan 124 Million 0.3% 130 Million (130 - 137) 0.2 %
Iran 60 Million 3.3 105 Million (100 - 120) 3.0 %
Mexico 88 Million 2.3% 140 Million (128 - 140) 2.0 %
Tokyo 18.1 Million 0.9% 21 Million (20 - 22) 0.5 %
Mexico City 20.2 Million 2.9% 32.5 Million (30 - 35) 2.0 %

In the first round, the panelists were asked to rate some forces that led to the reduction of the world
population growth rate from 2.06% in the late 1960s to 1.7% currently and to assess how these

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forces might change over the next 25 years. For your information, Table 2 below shows the average
of the panel's judgments. In making these assessments, they used Scale A shown below.

Scale A
Historic Influence Future Influence
1 = Very important 1 = Greatly increasing in importance
2 = Important 2 = Increasing in importance
3 = Marginally important 3 = Remaining the same in importance
4 = Unimportant 4 = Decreasing in importance
5 = Counter impact 5 = No longer a factor, or mixed

Table 2 - The importance of some historic factors (first number) on global population
growth and possible future changes in importance (second number)

2.0 2.2 Availability of inexpensive, simple effective contraceptives;


2.0 2.1 Family planning and public health programs
2.0 2.8 China's population policy
2.1 2.1 Government policies in developing countries that encourage smaller families
2.1 2.0 Increasing number of years that women attend school
2.1 2.3 Rising incomes and the spread of middle class values
2.5 2.4 Rise of "woman's power."
2.0 2.1 Family planning and public health programs
2.0 2.8 China's population policy
2.1 2.1 Government policies in developing countries that encourage smaller families
2.1 2.0 Increasing number of years that women attend school
2.1 2.3 Rising incomes and the spread of middle class values
2.5 2.4 Rise of "woman's power."

QUESTION 1.1 We asked the panel to suggest additional forces that might be responsible for the
historic changes in population growth. Many new suggestions were received. Please review the list
presented below and provide your judgments about their historical and possible future importance
using Scale A. Please use the first space in front of each item for the historic influence over the past
25 years and the second space for your judgement of the potential changes in importance over the
next 25 years..

1.1.1 ___ ___ Move away from agricultural society/primary sector

1.1.2 ___ ___ Demonstration by the North that fewer children can mean more
wealth

1 .1.3 ___ ___ Legitimization of contraception

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1.1.4 ___ ___ Availability of male contraceptives

1.1.5 ___ ___ Decreasing Catholic Church's social influence

1.1.6 ___ ___ Increasing futuristic orientation

1.1.7 ___ ___ War, famine, disease, and pestilence

1.1.8 ___ ___ Environmental deterioration

1.1.9 ___ ___ Spread of new communications media (Television, etc)

1.1.10 ___ ___ Education about relation of environment and population

1.1.11 ___ ___ Decreases in infant and child mortality

1.1.12 ___ ___ Improved literacy by improved children's schooling

Population growth rates have remained high in developing countries. Using the Scale A above, the
following historical influences were rated in order of importance and rated in how they might change
in importance over the next 25 years. Table 3 presents the panel's estimates. Historical assessment
is the first number; future assessment is the second number.

Table 3 - Some reasons for high population growth in developing countries

1.6 3.0 Need of children for social security, to support parents in their old age.
1.8 2.4 Poverty
2.0 2.7 Low levels of literacy
2.2 2.8 Lack of information and access to contraceptives
2.2 3.1 High infant mortality
2.8 3.4 Government policies supporting large families

QUESTION 1.2 In the first round, the panelists were also asked to suggest other forces that might
account for population growth rates remaining high in many developing countries. Many new
suggestions were received. Please review the developments listed below and provide your judgments
about their historical and possible future importance using Scale A. Please use the first space in front
of each item for the historic influence over the past 25 years and the second space for your judgment
of the item's future influence over the next 25 years.

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1.2.1 ___ ___ Masculinity associated with increasing numbers of children

1.2.2 ___ ___ Close adherence to religious tenets that lead to avoidance of
contraceptives

1.1.3 ___ ___ Low levels of literacy and lack of understanding ecological view of
planet earth

1.2.4 ___ ___ Discrimination against women (little autonomy, education, and lack of
social power)

1.2.5 ___ ___ Belief by governments that larger populations mean greater political
strength

1.2.6 ___ ___ Rural areas receive less attention from population programs than
urban areas

1.2.7 ___ ___ Family-based, labor-intensive economies needing children's input

1.2.8 ___ ___ Liberal immigration policies in richer countries

In the first round, the panelists were asked to assess new forces and unprecedented events that might
influence population growth in the future. They were asked for judgements about the likelihood of
occurrence and impacts over the next 25 years. For your information, Table 4 shows the average of
the panel's responses about the events included in the first round. In making these assessments, they
used Scale B shown below.

Scale B
Likelihood Eventual impact on population within
of occurrence the next 25 years of growth
1 = almost certain 1 = reduces growth rate by 30% or more
2 = likely 2 = reduces growth rate by 5-30%.
3 = even or 50/50 chance 3 = no impact.
4 = unlikely 4 = increases growth rate by 5-30%.
5 = almost impossible 5 = increases growth rate by 30% or more

Table 4 Likelihood of occurrence of new forces or unprecedented events (first number)


that might influence future population growth and eventual impact over the next 25 years
(second number)

1.8 2.7 Simple test for identifying the sex of unborn children

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1.9 3.4 Increasing survival in middle age and early old age due to curing or improved
therapy for heart disease, cancer and stroke
2.1 2.3 Simple, safe, effective male birth control pill
2.3 2.4 Changes in death rates due to spread of AIDS in developing countries
2.4 2.6 Massive starvation of the scale of Somalia at least once every three years
2.5 2.0 Long term (at least one year) contraceptives widely used and accepted as
birth control pills are today
2.6 2.4 New deadly viruses, including AIDS mutations
2.8 2.6 Simple method for selecting sex at conception
2.9 2.1 Rising incomes in most developing countries
3.3 2.3 Change in the Vatican's position: use of contraceptives becomes available
without limit
3.4 2.1 Two children per family becomes the social norm in the majority of the
developing world

QUESTION 1.3 In the first round, the panelists were asked to suggest other new forces or unprece-
dented events that could influence population growth. Many new suggestions were received. Please
review the list below and provide your judgments about their likelihood and impacts, if they were to
occur over the next 25 years using Scale B. Please use the first space in front of each item for the
likelihood of occurrence and the second space for the item's future impact over the next 25 years.

1.3.1 ___ ___ Wide spread use of relatively cheap and easy ways to affect the aging
process, resulting in diminished mortality and extension of the life span
by about 5 years

1.3.2 ___ ___ Increasing sterility, worldwide, by 10% due to environmental


degradation, higher level of stress, and other factors

1.3.3 ___ ___ Increasing impotency by 10% due to environmental degradation,


higher level of stress, and other factors

1.3.4 ___ ___ Public health programs decrease mortality of infant and young adults
by 5-10%

1.3.5 ___ ___ 3% of births via new methods of impregnation and prenatal
development ("Outside womb" fertility, artificial inseminating, surrogate
motherhood, other such techniques)

1.3.6 ___ ___ Important negative changes in the environment (e.g., accumulation of
toxic wastes, failures of mono-agriculture crops, contamination of drinking

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water) resulting in increased mortality

1.3.7 ___ ___ Doubling, worldwide, of today's level of male and female
homosexuality

1.3.8 ___ ___ Basic economic needs met for 90% of global population (minimum
acceptable health care, food, and shelter)

1.3.9 ___ ___ Successful new prototype habitats in oceans, cold regions, or in earth
orbit gives stimulates popular frontier spirit and alternatives to previous
urbanization patterns

1.3.10___ ___ 20% increase of people active in religions that encourage higher
fertility

QUESTION 1.4 With the information provided by the panel in round I, we identified two possible
future events that were judged to be unlikely, but nevertheless potentially effective in reducing
population growth rates, if they were to occur. Both have been considered before and one is the focus
of large international programs. Without repeating what has been said and tried many times, we ask
below for your suggestions about novel policy approaches that you think might be practical, and if
implemented, improve the probability of these developments. Please write your suggestions in the
space provided below. Change the statements if you wish. Add other policy domains if you wish.
Please be as specific as possible and use separate sheets of paper or electronic space as you need.

1.4.1 Novel policies that could lead to a social norm of two children per family throughout the
majority of the developing world:

1.4.2 Novel policies that could lead to the Vatican's acceptance of contraception without limit:

1.4.3. Other policy areas of your selection and how you would address it:

To illustrate the quality of the responses received, some of the results of this questionnaire are

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summarized below; a complete analysis- including summaries of answers to all questions- appears
in Gordon and Glenn, 1993.

Using the scale for historical influence, the panel found the following ten developments most
significant in the evolution of world population growth.

The Ten Most Important Historical Factors

2.0 Availability of inexpensive, simple effective contraceptives;


2.0 Family planning and public health programs
2.0 China's population policy
2.0 Legitimization of contraception
2.0 Decreases in infant and child mortality
2.1 Government policies in developing countries that encourage smaller families
2.1 Increasing number of years that women attend school
2.1 Rising incomes and the spread of middle class values
2.2 Move away from agricultural society/primary sector
2.3 Spread of new communications media (Television, etc.)

And, the panel judged, using the scale for future influence, that among forces already in play, the
following would be the ten of most greatly increasing importance over the next 25 years

The Ten Historical Forces That Promise to be of Increasing Importance

1.8 Spread of new communications media (Television, etc.)


2.0 Increasing number of years that women attend school
2.0 Environmental deterioration
2.1 Government policies in developing countries that encourage smaller families
2.1 Family planning and public health programs
2.1 Improved literacy by improved children's schooling
2.2 Availability of inexpensive, simple effective contraceptives
2.2 Legitimization of contraception
2.2 Education about relation of environment and population
2.2 Decreases in infant and child mortality

The questionnaire included similar questions about developing countries: reasons for high
population growth in these countries and the potential importance of these forces over the next 25
years. Here is a summary of the top items:

The Ten Most Important Reasons for High Population Growth in Developing Countries

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1.6 Need of children for social security, to support parents in their old age.
1.7 Discrimination against women (little autonomy, education, and lack of social power)
1.8 Poverty
1.8 Low levels of literacy and lack of understanding ecological view of planet earth
2.0 Family-based, labor-intensive economies needing children's input
2.1 Close adherence to religious tenets that lead to avoidance of contraceptives
2.1 Rural areas receive less attention from population programs than urban areas
2.2 Lack of information and access to contraceptives
2.2 High infant mortality
2.3 Masculinity associated with increasing numbers of children

The Ten Historical Forces That Promise to be of Increasing Importance in Developing


Countries over the Next 25 Years

2.2 Low levels of literacy and lack of understanding ecological view of planet earth
2.4 Poverty
2.6 Rural areas receive less attention from population programs than urban areas
2.7 Low levels of literacy
2.8 Discrimination against women (little autonomy, education, and lack of social
power)
2.8 Lack of information and access to contraceptives
3.0 Need of children for social security, to support parents in their old age.
3.1 Family-based, labor-intensive economies needing children's input
3.1 High infant mortality
3.2 Belief by governments that larger populations mean greater political strength

The panelists were asked to assess new forces and unprecedented events that might influence
population growth in the future and suggest and assess additional forces as to their likelihood of
occurrence and impacts over the next 25 years using the scale shown below

Likelihood Eventual impact on population within


of occurrence the next 25 years of growth
1 = almost certain 1 = reduces growth rate by 30% or more
2 = likely 2 = reduces growth rate by 5-30%.
3 = even or 50/50 chance 3 = no impact.
4 = unlikely 4 = increases growth rate by 5-30%.
5 = almost impossible 5 = increases growth rate by 30% or more

Using this scale, the items that were seen to have a retarding affect on population growth,
together with their probabilities, are shown below.

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Impact of New Forces and Unprecedented Events on Population Growth Over the Next 25 Years

Impact Probab Development

2.0 2.5 Long term (at least one year) contraceptives widely used and accepted as
birth control pills are today

2.1 2.9 Rising incomes in most developing countries

2.1 3.4 Two children per family becomes the social norm in the majority of the
developing world

2.3 2.1 Simple, safe, effective male birth control pill

2.3 3.3 Change in the Vatican's position: use of contraceptives becomes available
without limit

2.3 2.9 Increasing sterility, worldwide, by 10% due to environmental degradation,


higher level of stress, and other factors

2.4 2.3 Changes in death rates due to spread of AIDS in developing countries

2.4 2.6 New deadly viruses, including AIDS mutations

2.5 2.5 Important negative changes in the environment (e.g., accumulation of


toxic wastes, failures of mono-agriculture crops, contamination of drinking
water) resulting in increased mortality

2.6 2.4 Massive starvation of the scale of Somalia at least once every three years

2.6 2.8 Simple method for selecting sex at conception

2.7 1.8 Simple test for identifying the sex of unborn children

2.7 3.4 Increasing impotency by 10% due to environmental degradation, higher


level of stress, and other factors

2.7 3.4 Doubling, worldwide, of today's level of male and female homosexuality

2.9 2.6 3% of births via new methods of impregnation and prenatal development
("Outside womb" fertility, artificial inseminating, surrogate motherhood,

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other such techniques)

2.9 3.9 Basic economic needs met for 90% of global population (minimum
acceptable health care, food, and shelter)

With the information provided by the panel in round I, we identified two possible future events
that were judged to be unlikely, but nevertheless potentially effective in reducing population
growth rates, if they were to occur. These were;

Impact Probab Development

2.1 3.4 Two children per family becomes the social norm in the majority of the
developing world.

2.3 3.3 Change in the Vatican's position; use of contraceptives becomes available
without limit.

These items were of particular interest to us since they represented potential policy opportunities.
Both have been considered before and one is the focus of large international programs. We asked
for suggestions about novel policy approaches that might be practical, and if implemented,
improve the probability of these developments. We also asked our respondents to not repeat, if
possible, previously made suggestions. Some of the panel's ideas follows:

Novel policies that could lead to a social norm of two children per family throughout the
majority of the developing world:

- Family-size taxes that increase substantially for every child over two.

- Prohibition of child labor.

- Policies should focus on women's access to work and education.

- Free circulation of contraceptives in public health programs supported by churches and


other religious organizations.

- International information utilities in education, health, and training in information society.

- With enough effort and resources, the present policies (national, bilateral, and mult-
lateral) that try to make family planning services universally available and to promote

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information, education and communication about family planning, then the two child norm
should be virtually universal within 25 years.

- Without significant reductions in poverty and infant mortality, and increase in women's
education and empowerment, these policies would need coerce in nature or at least
provide strong economic disincentives to having many children.

Some Novel Policies That Could Lead to the Vatican's Acceptance of Contraception Without
Limit:

- Remove Holy See from the United Nations on grounds that it is not really a country and
give it the same status as the World Council of Churches.

- Promotion of contraceptives accompanied with strong dissemination of moral values.

- Theological doctrine developed by US. Catholic Bishops in support of sustainable


development (at UNCED 1992).

- Policies that focus on responsibilities of woman to make choices.

- Only decline of organized religion is likely to affect the situation.

- Allow priests and nuns to marry and pay for the raising of children.

- Reconsideration of the theology of St. Thomas Aquinas - especially the discarding of the
Thomastic view of "natural law" as it applied to human sexuality. Christ said nothing
whatsoever about human sexuality. Separate the notion of procreation as the only "natural
end" from that of enjoyment.

We also asked respondents to suggest other areas that were ripe for policy intervention. Here are
some they suggested:

- Research for long-term implantable ovulation suppression device.

- Global televised debate on population policy, environmental protection, and social ethics.

- Sex education in schools

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- All nations will have to eventually adopt policies that clearly state the freedom of
individual choice.

- Policies that emphasizes people to take charge of their lives and reduce dependence on
governments.

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APPENDIX

Amant, R., "Comparison of Delphi Forecasting Studies in 1964 and 1969," Futures, Vol 2, No. 1,
March 1970. This article is an early attempt to determine just how accurate earlier forecasts made by
the Delphi method have proven to be. It showed that scientific and technological forecasts were
indeed likely to be more accurate than forecasts in softer areas, such as fashion, politics, or social
behavior. It also showed that sometimes, whether an event, even one succinctly stated, had indeed
occurred was quite difficult to tell .

Azani, Hossein and Khorramshahgol, Reza, "Analytic Delphi Method," Engineering Costs and
Production Economics, July 1990.

Biji, Rob, "Delphi in a Future Scenario Study on Mental Health and Mental Health Care," Futures,
April 1992.

Gibson, Lay James and Miller, Mark, "A Delphi Model for Planning 'Preemptive' Regional Economic
Diversification," Economic Development Review, Spring 1990.

Ginsburg, Alan, "Integrating Evaluation Into Decisionmaking," Public Manager, Winter 1992-93.

Goldfisher, Ken, "Modified Delphi: A Concept for Product Forecasting," Journal of Business
Forecasting, Winter 1992-93.

Gordon, T. J. and Glenn, J. C., Issues in Creating the Millennium Project: Initial Report from the
Millennium Project Feasibility Study, United Nations University, August 1993. This work was, in
part, an exploration of the feasibility of conducting worldwide Delphis on issues of global importance,
using scholars, futurists, and other interested and informed participants in panels that communicated
by e-mail, fax, and air mail.

Gordon, T. J. and Helmer, Olaf, Report on a Long Range Forecasting Study, R-2982, 1964. This
report is still interesting to read. It contains many innovations that are used in the analysis and
presentation of Delphi results. For example, the reports presents arguments for using median rather
that means of the group's responses, shows how ranges of opinions can be presented graphically,
distinguishes between likelihood and probability, etc.

Helmer, Olaf and Rescher, Nicholas, "On the Epistemology of the Inexact Sciences," Management
Sciences, Vol. 6, No.1 (1959). In this landmark work Helmer and Rescher set out the philosophical
backdrop for Delphi and set limits of expectation about what can and cannot be known when the
questions being addressed fall into the category of "inexact science." They include all of social science
and political science as "inexact."

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Kastien, M. R., et al., "Delphi, The Issue of Reliability," Technological Forecasting and Social
Change, Nov. 1993.

Lindstone, H., and Turoff, M. (ed.), The Delphi Method, Addison Wesley Publishing Co., 1975. One
of the best detailed discussions of the Delphi method.

McCarthy, Kevin, "Comment on the 'Analytic Delphi Method'," IInternational Journal of Production
Economics, May 1992.

Mitchell, Vincent-Wayne, "Using Delphi to Forecast New Technology Industries," Marketing


Intelligence and Planning, Vol 10, Issue 2, 1992.

Nimgade, Ashok and Sonk, Joseph, "Ordinal Quantification of the Concept of Technology Through
Pooled Consensus," R&D Management, Jan. 1991.

Olshfski, Dorthy, and Joseph, Alma, "Assessing Training Needs of Executives Using the Delphi
Technique," Public Productivity and Management Review, Spring 1991.

Rohde, William, "Past Predictions Take Shape," Healthcare Executive, May/June 1991.

Rowe, Gene, George Wright, and F. Bolger, "Delphi: A Revaluation of Research and Theory,"
Technological Forecasting and Social Change, Vol. 39, May 1991.

Russo, David M., and McLaughlin, "The Year 2000: A Food Industry Forecast," Agribusiness,
November 1992.

Shota, Ushio, "The Future of High Tech: Forecasts for the Next Decade," Tokyo Business Today,
April 1993.

Technological Forecasting and Social Change, Special Issue on Delphi, 1975, no. 2. Discusses
critiques of the method.

Vickers, Brent, "Using GDSS to Examine the Future European Automobile Market," Futures,
October 1992.

Woudenberg, Fred, "An Evaluation of Delphi," Technological Forecasting and Social Change, Sept.
1991. Contains a broad review of the literature on Delphi and many references to the method and past
studies.

The Delphi Method 30


The Delphi Method

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