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Can ensemble forecasts improve the reliability of flood alerts?
J. Dietrich’, M. Denhard? and A.H. Schumann?
| Institute of Water Resourees Managment, Hydrology and Agicutural Mycraule Engng, Letina University, Mannover, Gennany
2 Deutscher Wettecienst (German Notional Meteoriogtal Sense), Cifenbach, Gesmary
‘3 intute of Hydrology, Water Resources Management and Eméeonmental Engnesing, Ruli-Uniersy, Bochum, Germany
Correspondence
Jorg Deve, ctu of Water Resources
Management, Hytology and Agriculture
Hyarauic Engingeong, Leia University,
D167 Hanna, Germany
Tek 4.495518 762 2309
mall detich@ mi unénannver. de
‘Thispaper was presented at the th
International Srpelum on Flood Defence,
Torta, Canada(6-B May 2008) and wil be
pubisnedin a special sue of Journai of Ficod
Ask Management edited ty Profesce
Sobodan P Senenove, University of Western
conta,
Abstract.
A probabilistic evaluation of ensemble forecasts can be used to communicate
uncertainty to decision makers. We present a flood forecast scheme, which
combines forecasts from the European COSMO-LEPS, SRNWP-PEPS and
(COSMO-DE (lagged average) ensemble prediction systems with a rainfall-runoff
model, The methadology wes demonstrated with a case study for the Central
European Mulde River basin. In this paper, we summarize results from hindeast
simulations for seven events from 2002 to 2008. The ensemble spread resulting
from uncertainty in rainfall forecast was very high at 2-5 days lead time, The
median of the medium- and short-range forceasts and a lagged average ensemble
ofthe very short-range forecasts praved to be reliable regarding the probability of
exceeding flood alert levels. However, the limited number of observed events does
not allow for the postulation of prescriptive binary decision rules. Flood managers
have to adapt their decisions when new information becomes available.
(pot 10.11184,1753-318« 2008 01098
ey words
[eiion sspport system; ensemble technique,
etree fled, food Forecast: lod rik,
‘ait al-runat mae: laity
Introduction
Because of the highly nonlinear behaviour of the atmo-
spheric system and the land-atmosphete interaction, the
Iknovledge of the future meteorological and hydrological
development is inherently incomplete and uncertain. Parti-
ccularly the quantitative forecast af rainfall events is subject
to uncertainty, which often (but not necessarily) increases,
with a longer lead time of the forccast. Within a flood
forecast chain the metcarological forecasts can farce hydro-
logical and hydraulic models. These models add additional
sources of uncertainty, eg. the availability and quality of
input data, the initial and boundary conditions for the
‘models, model parameters and model structure. Inaccurate
hbuman interaction and technical problems may also affect
the output of a flood forecast chain. Resulting from these
luncertainties it is not possible to issue a perfect flood
forecast
During the last decades the traditional determi
‘modelling paradigm has more and more been superseded
by the prababilistic paradigm, which admits the imperfect-
(92000 he ctor
[nur Compl #2008 eel
ress, respectively, the uncertainty of the forecast. Ensemble
forecasts aim at framing the uncertainty of the potential
fature evolution of the hydro-metcorological situation
(Anderson, 1996; Kalnay, 2002; Toth et al, 2003). An
censemble-hosed forecast produces a set of valucs instead of
fa single value of the variable under consideration. ‘The
ascessment and the aggregation ofinformation are necessary
for decision support, eg. the comput
probabilities for threshold values of crt
‘causing inundation,
‘Among the numerous ensemble generation methods are
physics ensembles (perturbation of model parameters or use
‘of different schemes within one model), multimodel ensem-
bles (combination of different models} and lagged average
ensembles (combination of different model runs of a single
model), Different meteorological ensemble prediction systems
{EPS) became operational at global seale(Buizza etal, 2005).
‘During the last years the spatial resolution of the EPS has been
continuously improved. Nowadays many weather services
offer EPS at regional scale with different horizontal resol
aand different lead times
jon of exceedance
sal discharge levels,
oo anager 22008) 222-282Camensetle forecasts improve te eablity flood ales?
EPS can force hydrological models, which simulate the
rainfall-runoff process, river routing and inundation, A
chain of meteorological and hydrological models can com-
pute flood forecasts. The development of hydrological
applications of ensemble forecasts has been demonstrated
by several studies (eg. de Roo et al, 2003; Gouweleeuw
ial, 2005; Verbunt eta, 2006; Red et a, 2007; Dietich
‘eta, 2008; Diomede era, 2008).
Different duties and responsibilities in water resources
‘management, particulary inthe field of flood management,
‘can potentially benefit from. ensemble forecast: reservoir
contra, issuing flood alets, initiating food defence mea-
sures. An ensemble-hased operational flood management
system (OFMS) should fulfil diferent requirements regard-
ing the reevance of uncerinty accuracy needed) and the
lead times of the forecast. This study proposes an adaptive
flood management strategy, which sims at an efficient, use
case-drven processing and evaluation ofthe available fore-
‘ests and observations The authors developed a scheme for
the combination of ensembles from diferent sources as a
basis for an OFMS (Dictich et al, 2008). The OFMS
intogrates cosemble forecasts from thes systems, which are
‘operationally provided by meteorological services:
'COSMO-LEPS (Molten eral, 2001) isa regional scale
physics EPS with 16 (10) members, approximately 10km
horizontal reslution and 5 days lead time.
1 SRNWP-PEES (Denhard and Trepte, 2006) combines up
023 deterministic forecasts fom 21 national metcorolo-
gical services. This multimodel ensemble has approxi-
‘ately 7km horizontal resolution and 2 days lead time
+ COSMO-DE (Stepper et al, 2003) is @ deterministic
local model with 2.8km horizontal reslution and 21 h
lead time. The most recent model run can be combined
with earlier model rans to build a lagged average ensem=
ble
‘Water manages from local authorities were involved in
the case study reported within this paper. Practitioners
‘wondered about the reliability of probabilistic forecasts,
which can be derived from the forecast ensersbes, Thit
paper addresses the following questions related to flood
suanagement
* Can the additional knowledge about uncertainty provide
audded value for decision making?
s Are the probabilistic ood ser level predictions rlshe?
[Av this time, the authors can only rely on a limited
amour of data in particular for heavy and extreme events
(ovhich are of special interest fr flood managers). Thus i
‘will not be possible to drawe general concusions from this
‘ese study alone. Nevertheless we provide examples for the
tue of raw ensemble forecans in one important wse case of
flood managers issuing of flood alerts, Further work will
seal with refinements of the OEMS by integration of more
advanced ensemble postprocessing methods nd data astimi-
ced ik Managment 22608) 292-282
28
ilation, which is of special importance for application near
real time, when flood defence measures have to be initiated
and when unexpected events (eg. local extremes, dike
breeches, loss of sensors) have tobe tackled by the system.
‘The next sections of the paper give a short introduction
into the ensemble-based flood forecast frameveork. We
evaluate and discuss (a) implications from knowledge about
‘uncertainty for issuing flood alerts and (b) the reliability of
flood alerts derived from the different EPS.
‘Combination of different types of
ensembles for operational flood
forecasting
‘When designing an OFMS, « compromise among computa-
tional efficiency, availabilty of data, predictive capability of
the models and the cognitive burden for the lood manager
thas to be found. An OFMS is typically buile from compo-
nents, which are among the generic components of decision
support systems (DSS), namely a knowledge system, a
problem processing system and a user interface (language
system and presentation system; Dos Santos and Holsapple,
1989). Thus the OFMS can be seen asa specific type of DS
‘As mentioned in the introductory section, there is a variety
of ensemble approaches. For the specific forecast situation,
only asubset of the information may be accessible and useful
at the same time. Furthermore, only a subset of the problem
processing tools may be needed to obtain the desired
‘outcome ofthe computation, An adaptive systems approach,
‘can support the efficient combination of the sources of
information, which are available and useful for the curcent
situation and the current user of the system, The OEMS
presented here follows an adaptive approach in the wider
sense, Adaptive DSS in the narrower sense as defined by
Holsapple etal. (1993) include additional components for
unsupervised machine learning. This means thatthe system
is able to learn and adapt itself in order to improve the
quality of the outcome by using the same input data.
Extending the adaptation capabilites of the OFMS is subject
cof further research
‘The OFMS prototype described in this study combines
‘medium-range forecasts (3-5 days lead time), short-range
forecasts (1-2 days lead time) and very short-range forecasts
(<1 day lead time) from different operational meteorolo-
sical prediction systems with hydrological models (Figure
1), Mediur-range flood forecasts forced by COSMO-LEPS
provide the basis for decisions about reservoir management
and early warnings previous to a potential large or extreme
flood event. Additional short-range forecasts fram SRNWP-
EPS can be used for issuing flood alerts and first planning
‘of flood defence measures. For the incorporation of forecast
refinements with 2.8km horizontal resolution and 3-hourly
update we use the COSMO-DE model,
2008 the ator
hurd Caplan #2109 tat beg°
S(t d.updatey
° ° .
20-0080
~~ 2 (6hi24 h update) 290000
24 Wh update)
physics ensemble
meso-sosle, medium range
multi-modal encemble
meso-ecale, short range
‘Lagged average ensernble
local scala, vary short range
prcbabaisraticcmaio_ Fal
COSWO-LEPS SANWP-PEPS ‘COSMO-DE
ensemble post precessing
rina art od -ACEGMO probabilistic
‘acEGMO realm eneorble
Bayesian updaia of
lonsenble weighs
ot ensemble postprocessing
accion support
Tot eaigimunaion Fe
Figure’ Scheme ofan operational lod frecast system with an adaptive combination of meteorological ensemble forecasts fem diferent sources
‘ hyerlagical made k enanged fam Bleich et a, 2008),
‘the meteorological ensembles are fed into hydrological
‘models to simulate stream flow ensembles. Note that we do
not process meteorological probability forecasts within the
(OEMS. We use the complete ensemble to force the hydro-
logical models. Thus a stream flow ensemble has at least as
‘many members asthe forcing meteorological ensemble, The
skil of the hydrological forecast strongly depends on the
skill of the precipitation and temperature forceast, because
these two climate variables dominate the generation of fast
runoff processes and snow melt, The QFMS prototype
presented in this paper includes the disteluted conceptual
‘ainfall-runoff model ArcEGMO (Becker ef al, 2002). Most
ofits parameters have a physical meaning and can be derived
from catchment characteristics. ArcEGMO is a modular
‘modelling system, whose modelling keme! can be controlled
isan external flood management application in a computa-
tionally efficient way. Ths allows for the simulation ofa large
umber of forecasts near realtime, Thus the rainfill-ranof
‘model can simulate ensemble forecasts of stream flow at
several points of interest like gauges and vulnerable sites
The OFMS can be operated in two modes: standard and
extended. The standard mode is designed for the fast
computation of raw (uncalibrated) stream flow ensembles
(outside the grey area in Figure 1). The stream flow simula
tions are updated whenever one of the three operational
2009 the tues,
Jounal Compan
08 ac sig
ensemble systems provides anew meteorological forecast via
file transfer or database connection. The update interval is
between 3h for COSMO-DE and I day for COSMO-LEPS.
Figure 1 shows the update sequence in advance of a time
step of interest (black dots). The SRNWP-PEPS is updated
every Gh, but not all participating systems deliver data
within that interval. ‘The ArcEGMO model is run in a
continuous mode forced by observed climatic input and in
4 forecast made forced by the meteoralagical ensembles.
‘The OFMS can save system states ofthe hydrological model
at every time step, In forecast mode, the model is restarted
for every single member of the meteorological forecast using,
the system states of the continuous model as consistent
initial states.
‘Currently, the standard mode does not include ensemble
postprocessing. Thus the probabilistic evaluation is merely
based on a relative frequency approach here. There are more
advanced techniques available, which may improve the
probabilistic evaluation of the ensemble forecasts and there-
fore provide a better picture of uncertainty. The most
important methods are the generation of closed probability
distributions (eg. by using probability density functions or
kernel density estimates) and the calibration of ensembles
(eg. by computing weights ofthe ensemble members andior
by correcting the bias). The shortcoming of these methods is
ag anager 208) 282282‘Can ensemble forecasts improve the rehab af fd aarts?
the introduction of more parameters and the neod of
training against observations, In the case of heavy oF
‘treme events, there are not a suflcient number of stua-
tons with forecast and observation availabe.
‘The extended modules of the OFMS are subject of
‘ongoing research and will be published in subsequent
papers. These modules will support the generation of
hydrological ensembles, the calibration and postprocessing
of ensembles and a more advanced prababilstic valuation
(yey arca in Figure 1). Hydrological ensembles were de-
signed to regard the uncertainty ofthe initial state and the
parameters of the model (Dietrich eral, 2008)."The mem=
bers of the hydrological ensemble, respectively, alternative
system states and parameter sts of the modal, are selected
by inference of antecedent precipitation, the type of the
‘expected event and efficient parameter sets obtained by
mode! calibration against past flood events. In the extended
mode the forccast can be updated in 1-3 hourly intervals
ding assimilation of observed rainfall and. discharge
data. More details and a case stady for this option will be
presented in a subsequent paper
Case study
‘The upper Mulde river basin is situated in the Ore Moun
tains (Germany and Caech Republic; Figure 2). Narow and
steep valleys cause a fast reaction of the watershed and
segeeegees
100.
200:
300:
400.
500.
600.
700
800
900
a8
critical superimposition of flood waves. Several cities are
located in the flood plain of the lower Mulde river basin
During west-cyclonic rainfall events, which caused several
extreme flood events in the past, the uncertainty of pre-