Ministerial Responsibility
Ministerial Responsibility
Ministerial Responsibility
MINISTERIAL RESPONSIBILITY
GEOFFREY MARSHALL
IN rejecting proposals for settingup new machinery to investigate
complaints against the administration the Government have stated
that the methods suggested would be incompatible with the British
constitutional doctrine of ministerial responsibility. Judgment of
the relevance of this objection may be assisted by a review of
some of the ways in which similar arguments about ministerial
responsibility havebeen used in the past.
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MINISTERIAL RESPONSIBILITY
of the British systemin that Ministers may be asked questions about
matters which fall withinthe field of their de tment's work. A
number of propositionsabout the civil service erefore must also betr
included in a statement of the ministerial res nsibility principle.
Civil servants speak throu h the mouth of t e Minister or of a
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ministerial spokesman an have no other constitutional channel
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of communication with the public, the Press, or Members of
Parliament. All of this is elementary and undisputed.
What the Principle is Not
It is important, however, to notice one way in which the doctrine
of ministerial responsibility is uninformative. It merely tells us
that Ministers must be accountable and answer to Parliament and
ultimately the electorate for matters which are entrusted to them or
to their departments. It does not tell us what matters ought to be
entrusted to them or in what degree solelyentrusted to them. As a
principle of the Constitution, ministerialres nsibility certainly does
g.
not imply that Ministers must be responsi le for all public issues.
Erskine May s cifies many matters for which Ministers are not
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held answerabe by way of questioning in either House of
Parliament.
Nor can it be deduced from the principle that Ministers alone
should make the final decision in all matters affecting the work of
their departments. Otherwise an administrative tribunal would bc
a standing interference with ministerial responsibility. In many
fields of which pensions, national insurance, and industrial injuries
are typical, deasions made in the name of a Minister may be
disputed by the citizen and reversed after an independent decision
over which the Minister has no control and which he cannot over-
ride. Of course this is because Parliament, in passing the relevant
statutes, has laid down general rules and decided that decisions
affectin the rights of individual citizens shall be made in this way;
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but Par ament has equally obviously provided in other fields that
decision-making shall be shared in a variety of ways between
Ministers and other bodies. A ublic inquiry, a consumer council,
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an advisory committee or the se ect committees on Statutory Instru-
ments, Nationalised Industries, and Estimates all result in the
making of inquiries and the publishing of conclusionsabout matters
a Obvious exam la being restions decided in courtsof law, decisions in day-to-day
matters taken !y the boar s of nationalid industries, and matters underthe cone01 of
local authorities. In the 16th cd. of Parliammtmy Practice (ed. Fcllowes and Cocks)
(1959, twenty-nine inadmissible types of question are listed.
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GEOFFREY MARSHALL
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MINISTERIAL RESPONSIBILITY
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GEOFFREY MARSHALL
There is a passage in the same writer’s Constitutional History
which aptly points the fact that executive authority belongs to
Ministers and the Crown. “ Parliament has no direct control over
le department of the state. It may order the roduction of
its information, it may investigate the con uct of public
may pronounce its opinion upon the manner in which
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every function of the government has been or ought to be dis-
charged. But it cannot conveyits orders or directions to the meanest
executive officerin relation to the performance of his duty.’”
May’s distinction here is an essential inference from the principle
of ministerial responsibility. The borderline between inquiry and
execution is one which the Commons was sometimes thought to
have overstepped in periods when Parliament’s authority over the
Crown’s servantswas greater than that which has become familiar
in the last century.”
One notable piece of parliamentary enterprise occurred in 1695
when the Commons resolved that a Council of Trade be set up
which should have powers to require information from merchants
and traders and to send directions for the protection of trade to the
Lord High Admiral “which directions are to be controulable by
His Majesty under his Sign Manual ”. They were to receive pro-
posals for the better employing and setting on work of the poor of
the Kingdom and in addition it was resolved that “the said
Commissioners be likewise impowered to receive complaints in
relation to trade, of the misbehaviour of Commanders and Officers
and to re resent the same to His Majesty . . . and send their direc-
tions to tl!e Admiralty against offenders according to
law ”.I1 Though this an interesting precedent as a
iece of machinery of grievances its somewhat
gizarre mixture of functions could certainly be described in today’s
idiom as a derogation from ministerial responsibility.
A much later inquiry which Ministers at least regarded in that
light was the committee which was roposed in the Commons in
1855 to investigate the conduct of t e Crimean war. Roebuck’s
motion was: “That a Select Committee be ap inted to inquire
fl
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into the condition of our arm before Sebastopo and into the con-
duct of those Departments o the Government whose duty it has
0 Constiturional History of England (1863), Vol. I, p. 466.
p“
10 See, for examples, Hallam’s comments on various committees set up towards the end of
the seventeenth century to inquire into matters of civil and military administration.
The “interference of Parliament with all the course of government . ..
if not abso-
lutely new, was more uncontested and more effectual than before therevolution ”.
Henry Hallam, Constitutional Histo of England (1832 ed), Vol. 3, p. 194.
11 11 Commons lournalr, 423 (January%, 1695).
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MINISTERIAL RESPONSIBILITY
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P.Q.-7
GEOFFREY MARSHALL
Refusalof Information
A second type of situation in which arguments about ministerial
responsibilityare often advanced is that in which claims of privilege
are made in relation to documents or information in the possession
of departments, or Ministers take advantage in the House of their
right to remain silent in responseto uestioning on the ground that
they judge that course to be require! by the public interest or the
proper working of the machinery of government. Two claims are
14 At p. 81. In contrastingpublic and private responsibilityLow remarked that: “If a
butler, after being told that he is responsible for theplate chat, carelesslyallows the
spoons tobe stolen, he may be discharged without a characterand may never again get
a good place” (ibid. p. 144). h analogous predicament for Ministers has not bcen
noticeablein recent rimes.
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MINISTERIAL RESPONSIBILITY
he was bound to add that this authority was vested in the rcsponn'bk Officers
of the Crown and entrusted to them for the ublic safety and that while
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Parliament placed its confidence in the individua exercising this power it was
not for the public good to pry or inquire into the particular causes which
called for the exercise thereof. He could not consent to enter into any further
explanations and would only express his hope that the Housc would confide
. .
in the motives which had influenced him. , It was not consistent with
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his duty to give an more explicit answer. He had given an explanation and
he must respectfuly but firmly decline saying anything further on the
matter." l7
1s See statements by the Lord Chancellor in 1956 (197 H.L.Deb. 741-747) and 1962 (237
H.L.Deb. 1191-1193.
18 With thepingdthe Crown Proceedin Act, 1947 (10 & I1 Goo.6, c. 44). It will
be recall that this maw first came ungr active official consideration in 1921.
17 75 Parl.Deb. 3 s., col. 893 (italics added).
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GEOFFREY MARSHALL
A somewhat similar form of answer was given by SirAnthon
Eden in May 1956when asked to make a statement about the deat
of Commander Crabb, an ex-naval " frogman ". In his answer the
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Prime Minister stated that " it would not be in the public interest
to disclose the circumstances in which Commander Crabb is pre-
sumed to have met his death ".la He added that whilst it was the
ractice for Ministers to accept responsibility,what had happened
[ad happened without the authority or knowledge of Her Majesty's
Ministersand certain disciplinaryaction was being taken. He would
add nothing further to this statement. This episode illustrates
one permissible (if etymologically odd) form of ministerial
responsibility."
Man such situations relate to what could unambiguously be
called 'Ysecurity information ". Not all, however, do so. That
there are other grounds on which Ministers may decideto stand
upon (or in some cases one might be tempted to say " sit upon ")
their responsibilities couldbe illustrated by the attitude adopted until
1959towards requests for information about the Casement Diaries.
Before that time a number of requests had been made either to see
the diaries or to obtain a statement about their existence. Mr. J. R.
Clynes, as Home Secretary in 1930,stated that " on inquiry I find
that it was decided long ago not to make any official statement as
to the existence or nonexistence of these diaries. I have carefully
considered whether it is still necessary to maintain that rule and
there seem to me to be very good reasons whyin the public interest
it is desirablenot to break the official silence".'O Subsequent Home
Secretaries maintained this view of the public interest until Mr.
R. A. Butler's announcement in 1959 that the diaries had been in
the Home Ofice since 15125and were to be placed in the Public
Record Office.
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MINISTERIAL RESPONSIBILITY
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GEOFFREY MARSHALL
that the House of Commons and the Executive can work together and at the
same time the Executive on the one hand and Parliament on the other have
definite responsibilities. If we ot them mixed up in day to day matters I
d
am sure we would get into a mu dle." 24
In July 1944 the Home Office found that it had set up a National
Fire Service three years earlier without laying the necessary regula-
tions before the House and the scrutiny committee was set up
within the year. It is admitted to be a successful and useful piece
of machinery which has affected departmental activities for the
better.
In 1946 a Select Committee reported on the procedure of the
House of Commons. Amongst the ro sals considered and
rejected were a number made by the Cler o the House, Sir Gilbert
Campion. Inter diu, Sir Gilbert sug ested that the terms of the
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scrutmy committee might be extende to the consideration of the
merits (in a defined and restricted sense) of regulations. Mr.
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Morrison, in the course of explaining the government's objections
to this proposal, conceded that the official arguments against the
setting up of a committee in 1944 had been just as absolute as they
now were to any extension of it. He suggested, however, that it
was not the merits of the case which had dictated the earlier attitude
but the strain and pressure of war-time administration. " I was the
villain then ", he said. I was speaking for the government, of
"
course. ... Ths was a case where the persistence of the House
and the changing circumstances caused the government to give way,
and I think we were right to give way." "
In 1959 Mr. R. A. Butler found himself ex ressing similar
sentiments to those of his predecessor before anot er Select Com-
mittee on Procedure. A memorandum placed before the Committee
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had suggested the setting up of a specialist committee of the House
on colonial affairs. It was made clear that no executive powers
should be conferred on the committee. It should simply receive
information, keep in touch with the department, and advise the
House of any matter by way of resolution. The Select Committee
'4 At CO~S. 1657-1661.
25 Third Report from the Select Committee on Procedure,H.C. 189-1 (1946), Minutes of
Evidence, p. 149.
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MINISTERIAL
RESPONSIBILITY
split on party lines and the scheme was rejected in the following
words :
“The main argument against the proposal and one which convinces us
lies in the nature of the committee, which in our view would constitute a
. .
radical constitutional innovation. . There is little doubt that the activities
of such a committee would ultimately be aimed at controlling rather than
criticisina the policg and actions of the department concerned. . (The ..
House) as always een careful not to arrogate to itself an of the executive
power. The establishment of a colonial committee woul not only invade
this principle but would also lead to the establishment of other similar
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committees.” ‘b
In oral evidence Mr. Butler elaboratedthe government’s view.
Such a committee, he thought :
.
‘‘ would be a muddle in our constitution . . it would be difficult from the
point of view of administration because it might well be such a specialist
committee would confound the French and American systems and imagine it
had a direct say in the administration of colonial affairs. Therefore I think
any government of the day would regard this as a muddle which is not one
that fitsin with normal parliamentary procedure ...
a sitting specialist
committee ...
would get in the way of administration and blur ministerial
responsibility ”.”
The affinity in structure between Mr. Butler’sview and that put
forward in 1944is unmistakable. Perhaps it would not be going
too far to call it “ the Morrisonian argument ”.
The deliberations of the Franks Committee provide a similar
recent occasion on which a conflict was thought to occur between
administrative innovation and ministeriaI responsibility. The issue
was that of publication of the reports made to Ministers after statu-
tory public mquiries. The official witnesses discussed the question
before the Committee at some length and were opposedto it. The
Treasury Solicitor’s viewwas that the ins ctors making the reports
were civil servants and their advice shou d be confidential. It was r
an essential part of ministerial responsibilitythat a Minister should
not have his officials’ advicequoted against him. To carry this
process too far would “ really break down the machinery of minis-
terial responsibilityto Parliament ”.’” The Franks Committee did
not, however, concurin this conclusion,preferring the argument for
publication set out in 1932by their predecessorson the Donough-
more Committee.’g This time the Government agreed. Reports
28 Report from the Select Committee on Procedure, H.C.92-1 (1959, p. xxv.
2’ lbrd. Minutes of Evidence, pp. 188-189.
’8 Reporr of the Committee on Administratiue Tribrtnals and Enqirics, Cmnd. 218 (1959,
pp. 2a4, 273.
2s Commrttee on Ministers’ Power Report, Cmd. 4060(1932) at pp. 100-107.
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GEOFFREY MARSHALL
30 One such field is the refusal of admission under the Commonwealth Immigrants Act,
1962. Resisting an amendment to provide for an appeals tribunalthe Lord Chancellor
argued that the proposal would “come between Ministers and theirresponsibilitiesto
Parliament and would prove frustrating in its exercise”. (See 238 H.L.Dcb. 5 s.,
col. 420 et seq.)
31 MirrocoosmogrophicoAcademica (1953 cd.),p. 19.
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