Streamlined Krylov
Streamlined Krylov
Introduction— The emergence of ergodic behavior in Lanczos algorithm— First of all, we briefly review
isolated quantum systems is an old but thriving subject. the standard Krylov construction [16–18]. Consider a
Although most local interacting systems were believed to quantum system with a constant Hamiltonian H and d-
be fully ergodic, i.e., obey strong Eigenstate Thermaliza- dimensional Hilbert space endowed pwith an inner product
tion Hypothesis [1–3], recent studies revealed several no- (A|B) = ⟨A|B⟩ and norm ∥A∥ = (A|A). The dynamics
table exceptions from this rule. In particular, such novel of a seeding state |ψ⟩ unfolds in the corresponding D-
ergodicity breaking scenarios encompass many-body lo- dimensional Krylov subspace (D ≤ d) [55]:
calization [4–6], quantum many-body scars [7–9], and
|ψ(t)⟩ ∈ span |ψ⟩, H|ψ⟩, H 2 |ψ⟩, · · · , H D−1 |ψ⟩ . (1)
Hilbert space fragmentation [9–12]. Besides, the emer-
gence of ergodic behavior is closely related to quantum A complete orthonormal basis {|Ψn ⟩} in this Krylov
chaos, which has recently become increasingly impor- subspace is recursively generated by the Lanczos algo-
tant for understanding quantum field theory and quan- rithm [16–18]:
tum gravity [13–17]. Therefore, it is crucial to develop
methods that capture the dynamics of ergodic and near- an = ⟨Ψn |H|Ψn ⟩, bn = ⟨Ψn |H|Ψn−1 ⟩,
ergodic quantum systems in the most efficient way. (2)
bn+1 |Ψn+1 ⟩ = H|Ψn ⟩ − an |Ψn ⟩ − bn |Ψn−1 ⟩,
Krylov construction is one of the most powerful tools
to study quantum dynamics [16–18]. This construc- with initial conditions |Ψ0 ⟩ = |ψ⟩/∥ψ∥ and
b0 = 0 until
tion maps an arbitrary continuous time evolution into bD = 0. This algorithm requires O Dd2 operations and
a one-dimensional local hopping problem, which allows generally works faster than direct diagonalization of the
one to identify the minimal subspace where time evo- Hamiltonian. Moreover, the Hamiltonian acquires a tri-
lution unfolds and follow this dynamics cost-effectively. diagonal form in the basis {|Ψn ⟩}:
The efficiency of Krylov construction explains its numer-
ous applications, including quantum computing and con- ⟨Ψm |H|Ψn ⟩ = am δm,n + bm δm,n+1 + bn δm,n−1 . (3)
trol [19–23], classification of topological phases [24–27], In other words, Lanczos algorithm maps the dynamics of
semiclassical chaos [28, 29], and holography [30–40]. a seeding state |ψ⟩ into a local one-dimensional hopping
In this Letter, we extend Krylov construction to dis- problem on the Krylov chain:
crete time evolution, i.e., to periodically driven (Floquet)
systems. Our algorithm exploits the theory of orthogo- ∂t ϕn (t) = ian ϕn (t) − bn+1 ϕn+1 (t) + bn ϕn−1 (t), (4)
nal polynomials on the unit circle [41–45], works as fast −n
as Lanczos algorithm, and maps any discrete time evo- where Krylov wave function is ϕn (t) = i Ψn Ψ0 (t) .
lution to a one-dimensional local model. Other existing So, dynamical properties of a quantum system, such
approaches either lack these advantages [46–52] or sub- as chaos and thermalization, are closely related to prop-
stantially restrict the set of initial states and evolution erties of the Krylov wave function. The most important
operators [53, 54]. Furthermore, we show that hopping properties are position of the wavepacket ϕn (t), which is
parameters of a Krylov chain have different asymptotic determined by the Krylov complexity (K-complexity):
behavior in integrable and chaotic ensembles. In the limit D−1
X
of infinitely large Hilbert space, this difference implies 2
K(t) = n |ϕn (t)| , (5)
Krylov localization for integrable ensembles and Krylov n=0
delocalization for chaotic ones. This observation resem-
bles the universal growth hypothesis suggested in [16]. and its localization length, which is captured by the ex-
ponent of the Krylov entropy (K-entropy):
D−1
X 2 2
∗
S(t) = − |ϕn (t)| log |ϕn (t)| . (6)
[email protected]
n=0
2
Figure 4. (a) Distribution of Verblunsky coefficients in the Figure 5. (a) Distribution of Verblunsky coefficients in the
integrable and chaotic kicked top (J = 1000). (b) Localiza- integrable and chaotic kicked Ising chain (L = 13). (b) Local-
tion length of a seeding coherent state (circles) and average ization length of a seeding state averaged over random seeding
localization length of all Krylov basis elements (triangles). states from different symmetry sectors.
So, the behavior of Verblunsky coefficients serves as area A√ 0 ∼ ℏ [88]. A coherent state |Ω⟩ sweeps the area
a signature of quantum chaos and integrability similarly A ∼ L ℏ when Ω belongs to a classical trajectory
√ of fi-
to behavior of Lanczos coefficients [16]. In particular, in nite length L, so it spreads over D ∼ L/ ℏ eigenstates.
non-degenerate quantum systems with ⟨r⟩ < 1, the slow- Therefore, K-complexity and √ K-entropy of such a state
est possible growth of Verblunsky coefficients is achieved are proportional to K ∼ eS ∼ d ≪ d, while Verblunsky
for chaotic systems. In what follows, we will give several coefficients follow an integrable distribution (iii ). Nu-
examples where such kinds of behavior indeed emerge. merical simulations support this reasoning (Fig. 4).
Semiclassical Krylov localization— We start with In the chaotic regime, classical evolution brings any
the kicked top model, a paradigmatic example of a quan- point arbitrarily close to any other point. So, an ini-
tum Floquet system [74, 75, 81–84] with remarkable ex- tially localized classical distribution uniformly spreads
perimental realizations [85, 86]: over the phase space, while the corresponding quantum
κ κ state uniformly covers the Hilbert space [88]. Conversely,
x z we can switch to a phase-space-local basis (e.g., basis of
Utop = exp −i Jx2 exp −i Jz2 exp[−i (b · J)] .
2J 2J Jz eigenstates) and think of Utop as a random unitary
(19) transformation of complex vectors written in this basis.
Here, J = (Jx , Jy , Jz ), [Jk , Jl ] = iϵklm Jm is the angular Applying Szegő algorithm to such an evolution, we obtain
momentum operator. The square J2 = J(J + 1) is con- that Verblunsky coefficients follow the chaotic distribu-
served, so we restrict our discussion to the d = 2J + 1 tion (ii ) with β = 2. This implies delocalization of the
dimensional Hilbert space. We also emphasize that Utop Krylov wave function, K ∼ eS ∼ d, see Fig. 4.
has reflection symmetry, so we further restrict its dynam- Spin chains— To show that similar distributions of
ics to one of the invariant sectors. Verblunsky coefficients emerge far from the semiclassical
In the semiclassical limit ℏ = 1/J → 0, Heisenberg evo- limit, we consider the kicked Ising chain [89–94]:
lution (19) reproduces the dynamics of a classical unit
spin j = J/J. with Poisson bracket {jk , jl } = ϵklm jm . L−1
X
! " L−1
X
#
z z
This dynamics can be regular, chaotic, or mixed depend- UKI = exp −iJ σk σk+1 exp −i (b · σ k ) ,
ing on the parameters of the model. We set κz = 0, k=0 k=0
b = (1.7, 0, 0) to study regular (integrable) regime and (20)
κz = 0.5, b = (0, 1.7, 0) to study chaotic regime [81, 82]. with σkx,y,z being the Pauli matrices on site k. We assume
In both cases, we generate an ensemble of evolution op- periodic boundary conditions, σL = σ0 , and restrict the
erators (19) by varying one of the angular momenta in dynamics to one of translation-invariant sectors.
the range 10 ≤ κx ≤ 12 with the step δκx = 0.05 [87]. To generate different ensembles of UKI , we fix the ex-
We take a spin coherent state |Ω⟩ as a natural seeding change constant J = 0.7 and vary the magnitude of the
state for the Krylov construction. magnetic field in the range 1.13 ≤ |b| ≤ 1.41 with the
In the regular regime, classical phase space breaks into step δb = 0.007. We fix the direction b/|b| = √ (1, 0, 0)√to
periodic trajectories. So, any initially localized distri- study integrable behavior and b/|b| = (1/ 2, 0, 1/ 2)
bution evolves in a region of area A sandwiched be- to study chaotic behavior [89, 90]. We choose a random
tween two adjacent trajectories. Semiclassical quanti- superposition of several computational basis states as a
zation maps periodic trajectories to eigenstates of Utop , natural low-entanglement seeding state.
each of which is concentrated in a phase space region of Similarly to the kicked top, kicked Ising chain produces
5
0.0010 of the system and initial state. For example, local Pauli
Chaotic operators in a dual-unitary circuit on L sites generate
Dual-unitary zero Verblunsky coefficients up to n ∼ L, but reproduce
general chaotic evolution with |αn |2 ∼ 1/d ∼ 1/4L at
|αn |
0.0005
larger times L ≪ n ≪ d, see Fig. 6.
Conclusion— We suggested a new approach to
Krylov basis construction in quantum Floquet systems.
0.0000 Our algorithm works substantially faster than other ex-
0 20 40 60 80 100 isting approaches [49–54] and brings the unitary evolu-
tion operator to a five-diagonal form, which is extremely
n
convenient for simulations on both classical and quantum
computers. So, our algorithm streamlines numerical ex-
Figure 6. Verblunsky coefficients of a local operator in dual- periments and allows them to tackle larger Hilbert space
unitary and general chaotic Ising model (20) with L = 14.
dimensions for a given quantum system. Furthermore, it
provides a toolkit for engineering quantum Floquet sys-
tems with desired quantum dynamics, which is especially
Verblunsky coefficients with distribution (iii ) in the inte- useful for simulations on small quantum computers.
grable case and distribution (ii ) in the chaotic case. So, We also suggested a classification of ergodic Floquet
transition from chaos to integrability is again marked by systems based on the asymptotic behavior of Verblunsky
Krylov localization of low-entanglement states, see Fig. 5. coefficients. This classification reproduces the conven-
In other words, integrable evolution drags such states tional classification based on energy level repulsion, but
through small periodic cycles, whereas chaotic evolution provides additional insights into state dynamics. To illus-
explores the Hilbert space uniformly. trate our conjecture, we obtained the proposed distribu-
Convergence to maximally ergodic regime— It tions of Verblunsky coefficients for simple seeding states
was recently conjectured that Krylov basis of a generic in random matrix ensembles, kicked top, and kicked Ising
chaotic Floquet system converges to “maximally ergodic” chain. We emphasize that in general, distribution of
states with vanishing autocorrelation functions [51–54]. Verblunsky coefficients and Krylov localization length de-
Our observations contradict this conjecture. Indeed, such pends on the initial state [95]; the only exceptions are
a convergence implies that Verblunsky coefficients ap- chaotic circular ensembles with β = 1, 2, 4, which gener-
proach |αn |2 → 0 for n ≫ 1, i.e., belong to case (i ) ate distribution (ii ) for an arbitrary initial state. We will
from our classification. This, in turn, automatically im- study this dependence in the future work.
plies that the spectrum of evolution operator is rigid with There are many other directions for future research.
⟨r⟩ ≈ 1, which is not true for a generic chaotic system. First, we expect that the behavior of Veblunsky coef-
In fact, Verblunsky coefficients of a chaotic system are ficients might indicate the emergence of quantum scars
small but non-zero: |αn |2 ∼ 1/d for 1 ≪ n ≪ d, where d and Hilbert space fragmentation [7–12]. Second, our ap-
is the dimension of the Hilbert space. Although this dif- proach provides an alternative perspective for thermal-
ference seems innocuous in the limit d → ∞, it substan- ization and information spreading in random and dual-
tially affects state dynamics at large evolution times. In unitary quantum circuits [96–102]. Finally, our numerical
particular, it accelerates the spread of initially localized algorithm can be applied for simulations of such remark-
distribution in the Krylov space (Fig. 3). So, we suggest able driven systems as discrete time crystals [103–107]
to use asymptotic distribution (ii ) instead of maximally and Floquet topological insulators [108, 109].
ergodic bath approximation (i ) to improve the accuracy Acknowledgments— We thank David A. Huse,
of numerical simulations in chaotic Floquet systems. Alexander Gorsky, Anatoly Dymarsky, Dmitry Abanin,
However, we emphasize that the early-time behavior Philippe Suchsland, and Elizaveta Trunina for valuable
of Verblunsky coefficients is determined by the features discussions.
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9
with the Hankel matrix: This construction is especially useful for a Hermitian
seeding operator O† = O, which naturally produces real
µ0 µ1 · · · µn coefficients αn . In particular, correspondence (A12) al-
µ1 µ2 · · · µn+1 lows us to use the most efficient algorithms, such as Par-
Dn = det , (A4)
.. tial Re-Orthogonalization [33], and enlarge the accessi-
· · · · · · . ···
µn µn+1 · · · µ2n ble size of operator space by several orders of magnitude
compared to straightforward Arnoldi iteration. The ob-
and coefficients µn = ⟨ψ|H n |O⟩. In the limit T → 0, vious disadvantage is the need to calculate U 1/2 first. To
we can approximate U = exp(−iT H), where the instan- bypass this disadvantage, one may consider the evolution
taneous Hamiltonian is H = i(∂U/∂T )T =0 . Hence, the in doubled discrete time generated by U 2 . Since chaotic
leading approximation to coefficients cn is directly ex- systems remain chaotic and integrable systems remain in-
pressed through µn : tegrable no matter what time scale we choose, we expect
that the change U → U 2 does not qualitatively affect
∞
X (−inT )k operator dynamics and coefficients αn . In fact, we nu-
−inT H
cn ≈ ⟨ψ|e |ψ⟩ = µk . (A5) merically confirmed for several models that K-complexity
k!
k=0 and K-entropy in CMV bases generated by U and U 2 co-
incide up to insignificant O(1) factors.
In the same limit, Toeplitz matrices reduce to Hankel
matrices:
2
∆n ≈ T n +n
Dn , (A6)
Appendix B: Inhomogeneous XY model
so Krylov bases (8) and (11) coincide with Krylov ba-
sis (2) up to phase and higher-order corrections in T : An arbitrary unitary dynamics in Krylov space (11) of
n dimension d is mapped to an inhomogeneous XY model
|Pn ⟩ ≈ |Φn ⟩ ≈ (−i) |Ψn ⟩. (A7) on d sites:
Similarly, we prove that Verblunsky coefficients αn have
d/2−1 d/2−1
the following approximate expansion in terms of Lanczos Y Y
coefficients: UXY = U2k−1,2k U2k,2k+1 ,
k=1 k=0
T2 2
iθk
iχk z z x x y y iχk z z
n 2
(σk −σk+1 ) (σk σk+1 +σk σk+1 ) (σk −σk+1 )
αn ≈ (−1) 1 + iT An − b − An + · · · , (A8) Uk,k+1 = e 4 e 2 , e 4
2 n+1 (B1)
Pn where χk ∈ [−π, π), θk ∈ [0, π/2] and d is even. This
where we denote An = k=0 ak for brevity. We also note
model is effectively non-interacting. In fact, unitary (B1)
that the leading approximation to ρn does not depend on
is bilinear in terms of Jordan-Wigner creation and anni-
the diagonal Lanczos coefficients: ρn ≈ T |bn+1 | + · · · .
hilation operators:
Surprisingly, Lanczos algorithm determines the se-
quence αn and matrix U exactly even away from the
k−1 k−1
limit T → 0 when all coefficients αn are real. In this case, 1 x 1 x
(σk − iσky ) c†k = (σk + iσky )
Y Y
we can employ the construction suggested in [110, 111]. ck = σjz , σjz .
2 j=0
2 j=0
Namely, we define the Hamiltonian H:
(B2)
So, operator evolution (B1) preserves the subspace of
H = i U 1/2 − U −1/2 , (A9)
one-particle fermion operators and reproduces the CMV
matrix (12) after identification αk = eiχk cos θk :
redefine the inner product and norm:
d d
!
(A|B) → (A|(1 − H/2)|B) , (A10) †
X X
UXY vk ck UXY = (LM v)k ck , (B3)
and generate sequences {an } and {bn } using the standard k=0 k=0
Lanczos algorithm (2). These sequences are unambigu-
ously related to coefficients αn of the original CMV basis: where vk are arbitrary complex numbers. In other words,
this mapping identifies one-particle operators ck with the
an = (−1)n (αn + αn−1 ) , bn = ρn−1 . (A11) CMV basis vectors. In particular, boundary operator c0
corresponds to the seeding state |P0 ⟩ = |ψ⟩/∥ψ∥.
Hence, we easily restore coefficients αn and matrix U :
Finally, this model can be rewritten as an inhomo-
n
X geneous transverse-field Ising model [53, 54] when all
αn = (−1)n ak + (−1)n . (A12) Verblunsky coefficients are real, i.e., χk = 0 for all k.
k=0