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Politics in China
Politics in China
An Introduction
THIRD EDITION
1
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
9 8 7 6 5 4 3 2 1
List of Illustrations ix
Acknowledgments xi
List of Contributors xiii
List of Abbreviations xix
INT R O D U C T IO N
PART I PO L IT ICAL H I S T O RY
PA RT IV P O L I T I CS O N CH I NA’S P E RI P H E RY
16 Tibet 457
(Robert Barnett)
17 Xinjiang 487
(Gardner Bovingdon)
19 Taiwan 538
(Shelley Rigger)
MAPS
In the most immediate sense, this project began when Oxford University Press invited
me to submit a proposal for an introductory textbook on Chinese politics about ten
years ago. But its true origins go back to the summer of 1966, when I took my first col-
lege course on China in summer school at the University of California, Berkeley. My
academic interest in China had been piqued during my freshman year at Cornell by
events unfolding in Beijing (we called it “Peking” then) as the Red Guards—university
students like myself—were challenging professors about their political views and
methods of education during the very early stages of China’s Great Proletarian
Cultural Revolution. It was a tumultuous time on American campuses (Cornell and
Berkeley were epicenters) and also on European college campuses, and the youthful
rebellion against authority in China seemed to many young people to be part of a
global generational movement.
The news from the People’s Republic of China (we called it “Communist China”
or “Red China” then) reaching Western audiences in the mid-1960s was, at best,
piecemeal and sketchy because of Cold War hostilities and the PRC’s self-imposed
isolation from much of the world. It would be quite a few years before the terrible
destructiveness of the Cultural Revolution and the atrocities committed by the Red
Guards would become widely known and well-documented.
By then, I was immersed in Chinese Studies. I had been intellectually captivated
by that summer-school course, taken at Berkeley, with the incomparable Benjamin
I. Schwartz of Harvard. When I returned to Cornell for my sophomore year in the
fall semester of 1966, I took the plunge into learning Chinese. I also began my study
of Chinese politics with Professor John Wilson Lewis. What an extraordinary time
that was to be learning—and teaching—about Chinese politics! I still vividly recall
Professor Lewis’s lecture on why the philosophical debate that had raged a few years
before in China over whether “one divides into two” or “two unites into one” was
crucial to understanding Chairman Mao Zedong’s ideological motives for launching
the Cultural Revolution. John became my undergraduate advisor, and I was very
fortunate to be able to continue my study of Chinese politics with him at Stanford,
where I completed an MA in East Asian Studies and a PhD in political science. I also
xii Ac k n o w l e d g m e n t s
William A. Joseph
Wellesley, MA
May 2019
Contributors
Century (2017), The Internet, Social Media, and a Changing China (2017), and China’s
Challenges: The Road Ahead (2014).
Bruce Gilley is professor of political science in the Mark O. Hatfield School of
Government at Portland State University. His research centers on the comparative
and international politics of China and Asia as well as the comparative politics
of democracy and political legitimacy. He is the author of China’s Democratic
Future (2004) and The Right to Rule: How States Win and Lose Legitimacy (2009).
William Hurst is associate professor of political science at Northwestern
University. He is the author of The Chinese Worker after Socialism (2009) and Ruling
Before the Law: The Politics of Legal Regimes in China and Indonesia (2018), as well
as coeditor of Laid-off Workers in a Workers’ State: Unemployment with Chinese
Characteristics (2009) and Local Governance Innovation in China: Experimentation,
Diffusion, and Defiance (2015). His ongoing research focuses on the political economy
of land and development in Mainland China, Indonesia, Malaysia, and Taiwan.
William A. Joseph is professor of political science at Wellesley College and
an associate in research of the John King Fairbank Center for Chinese Studies at
Harvard University. He is the author of The Critique of Ultra-Leftism in China (1984)
and editor or coeditor of New Perspectives on the Cultural Revolution (1991), China
Briefing (1991, 1992, 1994, 1997), The Oxford Companion to Politics of the World (2nd
ed., 2001), Introduction to Comparative Politics: Political Challenges and Changing
Agendas (8th ed., 2018).
Joan Kaufman is the senior director for academic programs at the Schwarzman
Scholars Program, Lecturer on Global Health and Social Medicine at Harvard Medical
School, and a member of the Council on Foreign Relations. She was previously the
director of Columbia University’s Global Center for East Asia, based in Beijing, and
associate professor at Columbia University’s Mailman School of Public Health,
distinguished scientist at the Heller School for Social Policy and Management, Brandeis
University, founder and director of the AIDS Public Policy Program at Harvard’s
Kennedy School of Government, and China team leader for the International AIDS
Vaccine Initiative. She has lived and worked in China for more than fifteen years
for the Ford Foundation and the UN, was a Radcliffe Fellow at Harvard, and a Soros
Reproductive Health and Rights fellow. Dr. Kaufman teaches, works, and writes on
AIDS, gender, international health, infectious diseases, reproductive health, health
sector reform, and health governance issues with a focus on China
John James Kennedy is professor of political science and director of the Center
for East Asian Studies at the University of Kansas. His research focuses on rural,
social, and political development including village elections, tax reform, family
planning, and rural education. He frequently returns to China to conduct fieldwork
and collaborate with Chinese colleagues in Northwest China. Prof. Kennedy is the
co-author (with Yaojiang Shi) of Lost and Found: the 'Missing Girls" in Rural China
(2019). He has also published a number of book chapters as well as articles in journals
such as Asian Survey, China Quarterly, Journal of Peasant Studies, Journal of Chinese
Contributors xv
Political Science, Journal of Contemporary China, Asian Politics and Policy, and
Political Studies.
Richard Curt Kraus is professor emeritus of political science, University of
Oregon. He is the author of Class Conflict in Chinese Socialism (1981), Pianos and
Politics in China (1989), Brushes with Power: Modern Politics and the Chinese Art of
Calligraphy (1991), The Party and the Arty (2004), The Cultural Revolution: A Very
Short Introduction (2012), and coeditor of Urban Spaces: Autonomy and Community
in Contemporary China (1995).
Cheng Li is director and senior fellow at the Brookings Institution’s John L. Thornton
China Center. Dr. Li is the author/editor of numerous books, including Rediscovering
China: Dynamics and Dilemmas of Reform (1997), China’s Leaders: The New
Generation (2001), Bridging Minds Across the Pacific: The Sino- US Educational
Exchange (2005), China’s Changing Political Landscape: Prospects for Democracy
(2008), China’s Emerging Middle Class: Beyond Economic Transformation (2010),
China’s Political Development: Chinese and American Perspectives (2014), Chinese
Politics in the Xi Jinping Era: Reassessing Collective Leadership (2016), and The Power
of Ideas: The Rising Influence of Thinkers and Think Tanks in China (2017). He is the
principal editor of the Thornton Center Chinese Thinkers Series published by the
Brookings Institution Press.
Sonny Shiu-Hing Lo is professor and deputy director (Arts and Sciences) in the
School of Professional and Continuing Education at the University of Hong Kong.
His new books include China’s New United Front Work in Hong Kong (forthcoming,
with Steven Hung and Jeff Loo), Interest Groups and the New Democracy Movement
in Hong Kong (2018), and The Politics of Controlling Organized Crime in Greater
China (2016).
Katherine Morton is the chair and professor of China’s International Relations
at the University of Sheffield. Her research addresses the domestic and international
motivations behind China’s changing role in the world and the implications for foreign
policy and the study of International Relations. Prior to her appointment at the
University of Sheffield she was the associate dean for research at the College of Asia
and the Pacific, Australian National University, and a Senior Fellow in the Department
of International Relations. She has published widely on the environment and climate
change, global governance, transnational security, food security, maritime security,
and the South China Sea. Her current book project examines the likely impacts of
China’s rising international status upon the evolving system of global governance.
Shelley Rigger is Brown Professor of East Asian Politics at Davidson College.
She has been a visiting researcher at National Chengchi University in Taiwan and a
visiting professor at Fudan University in Shanghai. She is the author of three books
on Taiwan: Politics in Taiwan: Voting for Democracy (1999),From Opposition to
Power: Taiwan’s Democratic Progressive Party (2001); and Why Taiwan Matters: Small
Island, Global Powerhouse (2011) as well as articles on Taiwan’s domestic politics, the
national identity issue in Taiwan-China relations and related topics.
xvi C o n t ri b u to r s
Online (2009). His Dragon-Carving and the Literary Mind (2003) is an annotated
English translation of Wenxin Diaolong, the Chinese classic of rhetoric and literary
theory. He has edited or coedited four books, including China’s Contested Internet
(2015), The Internet, Social Media, and a Changing China (with Jacques deLisle and
Avery Goldstein, 2016), and Re-Envisioning the Chinese Revolution: The Politics and
Poetics of Collective Memories in Reform China (with Ching-Kwan Lee, 2007).
David Zweig is professor emeritus, Division of Social Science, at The Hong
Kong University of Science and Technology HKUST, and director, Transnational
China Consulting Limited (HK). He is vice president of the Center on China and
Globalization (Beijing). He is the author of four books, including Freeing China’s
Farmers (1997), Internationalizing China: Domestic Interests and Global Linkages
(2002), and China’s Brain Drain to the United States (1995), and coeditor of Sino-
China Energy Triangles: Resource Diplomacy under Hegemony (2015). His current
book project focuses on the reverse migration of Chinese talent.
Abbreviations
KAZAKHSTAN
N HEILONGJIANG
M ON G OL I A
JILIN
KYRGYZSTAN
LIAONING
XINJIANG SE A OF
O LIA NORTH JA PA N
TAJIKISTAN INNER MONG KOREA
AFGHANISTAN Beijing
GANSU Tianjin
PAKISTAN HEBEI SOUTH
SHANXI KOREA
Yan’ an
NINGXIA Yan’an SHANDONG Y E L LOW
QINGHAI SE A
e r
Yellow Riv JIANGSU
SHAANXI HENAN
JAPAN
TIBET ANHUI
Shanghai
HUBEI E A ST
SICHUAN ngtze River CHINA
Ya
ZHEJIANG SE A
NEPAL Chongqing
JIANGXI
BHUTAN HUNAN
GUIZHOU FUJIAN
INDIA
BANGLADESH
YUNNAN TAIWAN
GUANGXI GUANGDONG
PAC I F I C
Pea
rl River Shenzhen
OCE AN
BURMA
Hong Kong
VIETNAM Macao
(MYANMAR)
0 300 mi SO U T H
LAOS HAINAN C HIN A
Disputed Border 0 500 km THAILAND SE A
16% $10,000
$9,000
14%
$8,000
12%
$7,000
% Annual GDP Growth
10%
8% $5,000
$4,000
6%
$3,000
4%
$2,000
2%
$1,000
0% $0
1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014 2016
the brink of (and in some places actually into) civil war and anarchy, a reign of terror
that tore at the very fabric of Chinese society, and a vicious and destructive assault
against traditional culture, followed by destabilizing power struggles among the top
leadership.
The famine and political chaos occurred during the period when Mao Zedong was
chairman of the Chinese Communist Party (CCP) and the undisputed and largely
indisputable leader of the People’s Republic from its founding in 1949 to his death in
1976. The Maoist era was not without its accomplishments (which are discussed in
this book), but overwhelming scholarly opinion is that it was, as a whole, a disaster
for China, economically, politically, culturally, environmentally, and in other ways.
The emergence of China as a global power that we are witnessing today did not begin
until the early 1980s, with the onset of the post-Mao economic reform era under
the leadership of Deng Xiaoping who, along with Mao Zedong, ranks as the most in-
fluential Chinese political leader of modern times. Deng and the other leaders who
have followed Mao in power have taken the country in a very un-Maoist direction,
with spectacular economic results and many other profound changes. The political
story of China’s incredible journey from Mao to now is one of the central themes of
this book.
But one thing about China has not changed since the founding of the People’s
Republic on October 1,1949: the CCP has never been seriously challenged as China’s
Discovering Diverse Content Through
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In 1809 an obverse head of Liberty; forehead encircled by a band,
“liberty” inscribed upon it, surrounded by thirteen stars. Exergue:
“1809.”
Reverse: Wreath in a circular garland inclosing the words “one
cent.” No change took place during the issues of 1808 to 1814,
inclusive.
Half-Cent of 1793.
The first half-cent was issued in 1793, having on obverse: Bust of
Liberty, facing to the left; staff surmounted by liberty-cap over right
shoulder. Legend: “liberty.” Exergue: “1793.”
Reverse; Inscription, “half cent,” surrounded by a wreath, tied
with a ribbon. Weight, 132 grains.
Wreath Cent.
Obverse: Bust of Liberty, hair flowing. Legend: “liberty.” Exergue:
“1793.”
Reverse: A wreath with berries, the stems of wreath tied in a bow
with a ribbon. Inscription: “one cent.” Legend: “united states of
america.” Exergue: “⅟₁₀₀.”
Third. Known as the “Liberty Cap Cent.”
Virginia Half-Penny.
The well-known Virginia half-pennies seem to have been very
plentiful. A number of different dies were used. A laureated bust of
George the Third is surrounded, as on the English half-penny, with
his title, “georgivs III. rex.” The reverse has an ornamental and
crowned shield, emblazoned quarterly: 1, England empaling
Scotland; 2, France; 3, Ireland; 4, the electoral dominions. Legend:
“virginia.”
PLATE XI.
Cent. 1809. Half Cent. 1793. Chain Cent. 1793.
Pattern “Two Cent” Piece. Cent. 1799. Small Pattern Cent. 1792.
See description.
PLATE XII.
Double Head Washington. Liberty and Security Washington Medal. 1795.
Granby or Higley Copper Token.
N. Y. Colonial Cent. 1787. Carolina Elephant Token. 1694. Virginia Half
Cent.
See description.
PLATE XIII.
Medal of 1776, Commemorative of the Nation’s Independence.
“Kittanning Medal,” one of the earliest Medals executed in America.
PLATE XIV.
1795 Silver Dollar. Obverse and Reverse.
1798 Silver Dollar. Obverse and Reverse.
PLATE XV.
Rosa Americana. Massachusetts Half Cent. Rhode Island Medal.
Pitt Medal. Immunis Columbia. New York Token.
See description.
PLATE XVI.
Pattern Half Dollar. 1859. Pattern Cent. 1854. Liberty Cent. 1793.
Liberty Half Cent. 1795. Pattern Cent, Copper and Silver. 1850. Pattern
Cent. 1855.
PLATE XVII.
Rare Colonial Cent, of New Jersey.[18] Washington Half Dollar. 1792.
Washington Cent. 1783.
Washington Cent. 1783. Washington Cent. Very Rare. 1792. Washington
Cent. 1791.
PLATE XVIII.
Tribute Money. Constantine the Great.
Counterfeit Shekel, of European Manufacture. Jewish. Lepton, B. C.
Jewish. Lepton, A. D.
Syrian. Grecian. Maximus Phillipus.
PLATE XIX.
Double Eagle, 1849. “Unique,” beyond price. Gold Dollar, 1849. Double
Eagle. 1885.
Half Eagle, 1849. Ten Dollar Eagle, 1795. Half Eagle, 1885.
Eagle, 1849. Half Eagle, 1795. Eagle, 1885.
Three Dollars. Gold Piece, 1885. Quarter Eagle, 1847. Quarter Eagle,
1885. Gold Dollar, 1885.
PLATE XX.
Rhodes. Antiochus VII. Sybaris.
Greek Coin. Alexander the Great. 300 B.C. Athens. Heroclea.
PLATE XXI.
1804 Dollar, “The King among Rarities.” Pattern Dollar, None issued.
Pattern Dollar of 1871, Rejected. Pattern Piece known as the Barber
Dollar, Rejected.
PLATE XXII.
Silver Dollar, 1849. Standard Dollar, 1885.
Half Dollar, 1849. Dime, 1849. Half Dollar, 1885.
Half Dollar, 1794. Quarter Dollar, 1885. Quarter Dollar, 1849.
Half Dime, 1849. Dime, 1885. Half Dime, 1794. Dime, 1796.
PLATE XXIII.
Liberty Cap Cent, 1793. Chain Cent, 1793. First issue. Chain Cent, 1793.
Second issue.
Pattern Twenty Cent Piece, Rejected. Half Cent, 1793. Cent, 1849.
Cent, 1885. Three Cent Nickel, 1885. Half Cent, 1849. Three Cent Piece,
1885.
PLATE XXIV.
Antiochus VII. Addera. Prusias.
Antiochus VIII. Epiphanes. Panormus. Alexander the Great.
Grecian Coins about 300 years b.c.
Coins issued at the United States
Mint at Philadelphia, from its
establishment in 1792 to 1888.
Gold.
Double Eagle.
Eagle.
Half Eagle.
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