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Rec Sys

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0% found this document useful (0 votes)
19 views104 pages

Rec Sys

Uploaded by

Tanisha Yuvaraj
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Recommendation Systems

Pawan Goyal

CSE, IITKGP

October 29-30, 2015

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 1 / 61


Recommendation System?

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 2 / 61


Recommendation in Social Web

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 3 / 61


Why using Recommender Systems?

Value for the customers


Find things that are interesting
Narrow down the set of choices
Discover new things
Entertainment ...

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 4 / 61


Why using Recommender Systems?

Value for the customers


Find things that are interesting
Narrow down the set of choices
Discover new things
Entertainment ...

Value for the provider


Additional and unique personalized service for the customer
Increase trust and customer loyalty
Increase sales, click through rates, conversion etc
Opportunity for promotion, persuasion
Obtain more knowledge about customers

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 4 / 61


Real-world check

Myths from industry


Amazon.com generates X percent of their sales through the
recommendation lists (X > 35%)
Netflix generates X percent of their sales through the recommendation
lists (X > 30%)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 5 / 61


Real-world check

Myths from industry


Amazon.com generates X percent of their sales through the
recommendation lists (X > 35%)
Netflix generates X percent of their sales through the recommendation
lists (X > 30%)

There must be some value in it


See recommendation of groups, jobs or people on LinkedIn
Friend recommendation and ad personalization on Facebook
Song recommendation at last.fm
News recommendation at Forbes.com (+37% CTR)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 5 / 61


Recommender Systems as a function

What is given?
User model: ratings, preferences, demographics, situational context
Items: with or without description of item characteristics

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 6 / 61


Recommender Systems as a function

What is given?
User model: ratings, preferences, demographics, situational context
Items: with or without description of item characteristics

Find
Relevance score: used for ranking

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 6 / 61


Recommender Systems as a function

What is given?
User model: ratings, preferences, demographics, situational context
Items: with or without description of item characteristics

Find
Relevance score: used for ranking

Final Goal
Recommend items that are assumed to be relevant

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 6 / 61


Recommender Systems as a function

What is given?
User model: ratings, preferences, demographics, situational context
Items: with or without description of item characteristics

Find
Relevance score: used for ranking

Final Goal
Recommend items that are assumed to be relevant

But
Remember that relevance might be context-dependent
Characteristics of the list might be important (diversity)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 6 / 61


Paradigms of Recommender Systems

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 7 / 61


Paradigms of Recommender Systems

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 8 / 61


Paradigms of Recommender Systems

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 9 / 61


Paradigms of Recommender Systems

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 10 / 61


Paradigms of Recommender Systems

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 11 / 61


Paradigms of Recommender Systems

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 12 / 61


Comparison across the paradigms

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 13 / 61


Collaborative Filtering (CF)

The most prominent approach to generate recommendations


Used by large, commercial e-commerce sites
well-understood, various algorithms and variations exist
applicable in many domains (book, movies, ...)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 14 / 61


Collaborative Filtering (CF)

The most prominent approach to generate recommendations


Used by large, commercial e-commerce sites
well-understood, various algorithms and variations exist
applicable in many domains (book, movies, ...)

Approach
Use the “wisdom of the crowd” to recommend items

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 14 / 61


Collaborative Filtering (CF)

The most prominent approach to generate recommendations


Used by large, commercial e-commerce sites
well-understood, various algorithms and variations exist
applicable in many domains (book, movies, ...)

Approach
Use the “wisdom of the crowd” to recommend items

Basic assumption and idea


Users give ratings to catalog items (implicitly/explicitly)
Customers with certain tastes in the past, might have similar tastes in the
future

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 14 / 61


User-based Collaborative Filtering

Given an active user Alice and an item i not yet seen by Alice
The goal is to estimate Alice’s rating for this item, e.g., by

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 15 / 61


User-based Collaborative Filtering

Given an active user Alice and an item i not yet seen by Alice
The goal is to estimate Alice’s rating for this item, e.g., by
I Find a set of users who liked the same items as Alice in the past and who
have rated item i
I use, e.g. the average of their ratings to predict, if Alice will like item i
I Do this for all items Alice has not seen and recommend the best-rated ones

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 15 / 61


User-based Collaborative Filtering

Some first questions


How do we measure similarity?
How many neighbors should we consider?
How do we generate a prediction from the neighbors’ ratings?

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 16 / 61


Popular similarity model

Pearson Correlation
∑p∈P (ra,p − ra )(rb,p − rb )
sim(a, b) = q q
∑p∈P (ra,p − ra )2 ∑p∈P (rb,p − rb )2

a, b: users
ra,p : rating of user a for item p
P: set of items, rated both by a and b
ra , rb : user’s average ratings
Possible similarity values are between -1 to 1

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 17 / 61


Popular similarity model

Pearson Correlation
∑p∈P (ra,p − ra )(rb,p − rb )
sim(a, b) = q q
∑p∈P (ra,p − ra )2 ∑p∈P (rb,p − rb )2

a, b: users
ra,p : rating of user a for item p
P: set of items, rated both by a and b
ra , rb : user’s average ratings
Possible similarity values are between -1 to 1

For the example considered


sim(Alice, User1) = 0.85
sim(Alice, User4) = -0.79

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 17 / 61


Pearson Correlation

Takes Difference in rating behavior into account

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 18 / 61


Pearson Correlation

Takes Difference in rating behavior into account

Works well in usual domains

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 18 / 61


Making Predictions

A common prediction function:

∑b∈N sim(a, b) ∗ (rb,p − rb )


pred(a, p) = ra +
∑b∈N sim(a, b)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 19 / 61


Making Predictions

A common prediction function:

∑b∈N sim(a, b) ∗ (rb,p − rb )


pred(a, p) = ra +
∑b∈N sim(a, b)

Calculate, whether the neighbor’s ratings for the unseen item i are higher
or lower than their average
Combine the rating differences - use similarity as a weight
Add/subtract neighbor’s bias from the active user’s average and use this
as a prediction

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 19 / 61


Item-based Collaborative Filtering

Basic Idea
Use the similarity between items to make predictions

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 20 / 61


Item-based Collaborative Filtering

Basic Idea
Use the similarity between items to make predictions

For Instance
Look for items that are similar to Item5
Take Alice’s ratings for these items to predict the rating for Item5

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 20 / 61


Similarity Measure

Ratings are seen as vector in n−dimensional space


Similarity is calculated based on the angle between the vectors

~a ·~b
sim(~a,~b) =
|~a| ∗ |~b|
Adjusted cosine similarity: take average user ratings into account

∑u∈U (ru,a − ru )(ru,b − ru )


sim(a, b) = p p
∑u∈U (ru,a − ru )2 ∑u∈U (ru,b − ru )2

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 21 / 61


Pre-processing for Item-based filtering

Calculate all pair-wise item similarities in advance


The neighborhood to be used at run-time is typically rather small,
because only those items are taken into account which the user has rated
Item similarities are supposed to be more stable than user similarities

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 22 / 61


More on ratings

Pure CF-based systems only rely on the rating matrix

Explicit ratings
Most commonly used (1 to 5, 1 to 10 response scales)
Research topics: what about multi-dimensional ratings?
Challenge: Sparse rating matrices, how to stimulate users to rate more
items?

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 23 / 61


More on ratings

Pure CF-based systems only rely on the rating matrix

Explicit ratings
Most commonly used (1 to 5, 1 to 10 response scales)
Research topics: what about multi-dimensional ratings?
Challenge: Sparse rating matrices, how to stimulate users to rate more
items?

Implicit ratings
clicks, page views, time spent on some page, demo downloads ..
Can be used in addition to explicit ones; question of correctness of
interpretation

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 23 / 61


Data sparsity problems

Cold start problems


How to recommend new items? What to recommend to new users?

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 24 / 61


Data sparsity problems

Cold start problems


How to recommend new items? What to recommend to new users?

Straight-forward approach
Use another method (e.g., content-based, demographic or simply
non-personalized) in the initial phase

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 24 / 61


Data sparsity problems

Cold start problems


How to recommend new items? What to recommend to new users?

Straight-forward approach
Use another method (e.g., content-based, demographic or simply
non-personalized) in the initial phase

Alternatives
Use better algorithms (beyond nearest-neighbor approaches)
Example: Assume “transitivity” of neighborhoods

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 24 / 61


Example algorithms for sparse datasets

Recursive CF
Assume there is a very close neighbor n of u who however has not rated
the target item i yet.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 25 / 61


Example algorithms for sparse datasets

Recursive CF
Assume there is a very close neighbor n of u who however has not rated
the target item i yet.
Apply CF-method recursively and predict a rating for item i for the
neighbor n

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 25 / 61


Example algorithms for sparse datasets

Recursive CF
Assume there is a very close neighbor n of u who however has not rated
the target item i yet.
Apply CF-method recursively and predict a rating for item i for the
neighbor n
Use this predicted rating instead of the rating of a more distant direct
neighbor

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 25 / 61


Example algorithms for sparse datasets

Graph-based methods: Spreading activation


Idea: Use paths of lengths 3 and 5 to recommend items
Length 3: Recommend Item3 to User1
Length 5: Item1 also recommendable

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 26 / 61


Example algorithms for sparse datasets

Graph-based methods: Spreading activation


Idea: Use paths of lengths 3 and 5 to recommend items
Length 3: Recommend Item3 to User1
Length 5: Item1 also recommendable

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 26 / 61


Matrix Factorization Methods

Are shown to be superior to the classic nearest-neighbor techniques for


product recommendations
Allow the incorporation of additional information such as implicit
feedback, temporal effects, and confidence levels

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 27 / 61


User-oriented neighborhood method

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 28 / 61


Latent Factor Approach

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 29 / 61


Matrix Factorization Methods

Basic Idea
Both users and items are characterized by vectors of factors, inferred
from item rating patterns
High correspondence between item and user factors leads to a
recommendation.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 30 / 61


Using Singular Value Decomposition

Let M be the matrix of user - item interactions


Use SVD to get a k−rank approximation

Mk = Uk × Σk × Vk T

Prediction: rˆui = ru + Uk (u) × Σk × Vk T (i)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 31 / 61


SVD: Example

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 32 / 61


SVD: Example

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 33 / 61


Using Singular Value Decomposition

The problem, however, is the high portion of missing values


Using only relatively few entries may lead to overfitting

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 34 / 61


A Basic Matrix Factorization Model

Both users and items are mapped to a joint latent factor space of
dimensionality f ,

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 35 / 61


A Basic Matrix Factorization Model

Both users and items are mapped to a joint latent factor space of
dimensionality f ,
User-item interactions are modeled as inner products in that space

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 35 / 61


A Basic Matrix Factorization Model

Both users and items are mapped to a joint latent factor space of
dimensionality f ,
User-item interactions are modeled as inner products in that space
Each item i associated with a vector qi ∈ Rf , and each user u associated
with a vector pu ∈ Rf

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 35 / 61


A Basic Matrix Factorization Model

Both users and items are mapped to a joint latent factor space of
dimensionality f ,
User-item interactions are modeled as inner products in that space
Each item i associated with a vector qi ∈ Rf , and each user u associated
with a vector pu ∈ Rf
qi measures the extent to which the item possesses the factors, positive
or negative

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 35 / 61


A Basic Matrix Factorization Model

Both users and items are mapped to a joint latent factor space of
dimensionality f ,
User-item interactions are modeled as inner products in that space
Each item i associated with a vector qi ∈ Rf , and each user u associated
with a vector pu ∈ Rf
qi measures the extent to which the item possesses the factors, positive
or negative
pu measures the extent of interest the user has in items that are high on
the corresponding factors, positive or negative

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 35 / 61


A Basic Matrix Factorization Model

Both users and items are mapped to a joint latent factor space of
dimensionality f ,
User-item interactions are modeled as inner products in that space
Each item i associated with a vector qi ∈ Rf , and each user u associated
with a vector pu ∈ Rf
qi measures the extent to which the item possesses the factors, positive
or negative
pu measures the extent of interest the user has in items that are high on
the corresponding factors, positive or negative
qi T pu captures the interaction between user u and item i

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 35 / 61


A Basic Matrix Factorization Model

Both users and items are mapped to a joint latent factor space of
dimensionality f ,
User-item interactions are modeled as inner products in that space
Each item i associated with a vector qi ∈ Rf , and each user u associated
with a vector pu ∈ Rf
qi measures the extent to which the item possesses the factors, positive
or negative
pu measures the extent of interest the user has in items that are high on
the corresponding factors, positive or negative
qi T pu captures the interaction between user u and item i
This approximates user u’s rating of item i, denoted by rui
rˆui = qi T pu

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 35 / 61


A Basic Matrix Factorization Model

Major Challenge
Computing the mapping of each item and user to factor vectors qi , pu ∈ Rf

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 36 / 61


A Basic Matrix Factorization Model

Major Challenge
Computing the mapping of each item and user to factor vectors qi , pu ∈ Rf

The Learning Problem


To learn the factor vectors pu and qi , the system minimizes the regularized
squared error on the set of known ratings:

minp∗ ,q∗ ∑ (rui − qi T pu )2 + λ(||qi ||2 + ||pu ||2 )


(u,i)∈K

where k is the set of (u, i) pairs for which rui is known.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 36 / 61


Stochastic Gradient Descent

minp∗ ,q∗ ∑ (rui − qi T pu )2 + λ(||qi ||2 + ||pu ||2 )


(u,i)∈K

Let eui = rui − qi T pu


Gradient descent can be written as
qi ← qi + γ(eui pu − λqi )
pu ← pu + γ(eui qi − λpu )

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 37 / 61


Modifying the basic approach: Adding Biases

Matrix factorization is quite flexible in dealing with various data aspects and
other application-specific requirements.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 38 / 61


Modifying the basic approach: Adding Biases

Matrix factorization is quite flexible in dealing with various data aspects and
other application-specific requirements.

Adding Biases
Some users might always give higher ratings than others, some items are
widely perceived as better than others.
Full rating value may not be explained solely by qi T pu

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 38 / 61


Modifying the basic approach: Adding Biases

Matrix factorization is quite flexible in dealing with various data aspects and
other application-specific requirements.

Adding Biases
Some users might always give higher ratings than others, some items are
widely perceived as better than others.
Full rating value may not be explained solely by qi T pu
Identify the portion that individual user or item biases can explain

bui = µ + bi + bu

µ is the overall average rating, bu and bi indicate the observed deviations


of user u and item i respectively, from the average

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 38 / 61


Adding Biases

An Example
You want a first-order estimate for user Joe’s rating of the movie Titanic.
Let the average rating over all movies, µ, is 3.7 stars
Titanic tends to be rated 0.5 stars above the average
Joe is a critical user, who tends to rate 0.3 stars lower than the average
Thus, the estimate (bias) for Titanic’s rating by Joe would be (3.7+0.5-0.3)
= 3.9 stars

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 39 / 61


Modifying the original approach

Biases modify the interaction equation as

rˆui = µ + bi + bu + qi T pu
Four components: global average, item bias, user bias, user-item interaction
The squared error function:

minp∗ ,q∗ ,b∗ ∑ (rui − µ − bi − bu − qi T pu )2 + λ(||qi ||2 + ||pu ||2 + bu 2 + bi 2 )


(u,i)∈K

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 40 / 61


Additional Input Sources

Many users may supply very few ratings


Difficult to reach general conclusions on their taste

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 41 / 61


Additional Input Sources

Many users may supply very few ratings


Difficult to reach general conclusions on their taste
Incorporate additional sources of information about the users
E.g., gather implicit feedback, use purchases or browsing history to learn
the tendencies

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 41 / 61


Modeling Implicit Feedback

Boolean Implicit Feedback


N(u): set of items for which user u expressed an implicit preference
Let item i be associated with xi ∈ Rf [xi is different from qi ]
The user can be characterized by the vector ∑ xi
i∈N(u)

∑ xi
i∈N(u)
Normalizing the sum: √
|N(u)|

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 42 / 61


Modeling Demographics

Consider boolean attributes where user u corresponds to a set of


attributes A(u)
These attributes can describe gender, age group, Zip code, income level
etc.
Let a feature vector ya ∈ Rf correspond to each attribute to describe a
user through this set as: ∑ ya
a∈A(u)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 43 / 61


Modeling Demographics

Consider boolean attributes where user u corresponds to a set of


attributes A(u)
These attributes can describe gender, age group, Zip code, income level
etc.
Let a feature vector ya ∈ Rf correspond to each attribute to describe a
user through this set as: ya

a∈A(u)

Integrating enhanced user representation in the matrix factorization model:

rˆui = µ + bi + bu + qi T [pu + |N(u)|−0.5 ∑ xi + ∑ ya ]


i∈N(u) a∈A(u)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 43 / 61


Adding Temporal Dynamics

In reality, product perception and popularity constantly change as new


selections emerge
Customers’ inclinations evolve, leading them to redefine their taste
The system should account for the temporal effects reflecting the
dynamic, time-drifting nature of user-item interactions

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 44 / 61


Adding Temporal Dynamics

In reality, product perception and popularity constantly change as new


selections emerge
Customers’ inclinations evolve, leading them to redefine their taste
The system should account for the temporal effects reflecting the
dynamic, time-drifting nature of user-item interactions
Items that can vary over time: item biases, bi (t); user biases, bu (t); user
preferences, pu (t)
It can be integrated in the matrix factorization model as:

rˆui (t) = µ + bi (t) + bu (t) + qi T pu (t)

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 44 / 61


Recommendation in Social Networks

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 45 / 61


Effects in Social Networks

Social Influence
Ratings are influenced by ratings of friends, i.e. friends are more likely to have
similar ratings than strangers

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 46 / 61


Effects in Social Networks

Social Influence
Ratings are influenced by ratings of friends, i.e. friends are more likely to have
similar ratings than strangers

Benefits
Can deal with cold-start users, as long as they are connected to the
social network
Exploit social influence, correlational influence, transitivity

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 46 / 61


Memory Based Approaches

Explore the network to find raters in the neighborhood of the target user
Aggregate the ratings of these raters to predict the rating of the target
user
Different methods to calculate the “trusted neighborhood” of users

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 47 / 61


TidalTrust; Goldbeck (2005)

Modified breadth-first search in the network


Consider all raters v at the shortest distance from the target user u
Trust between u and v:
∑ tu,w tw,v
w∈Nu
tu,v =
∑ tu,w
w∈Nu

where Nu denotes the set of (direct) neighbors (friends) of u


Trust depends on all connecting paths

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 48 / 61


TidalTrust; Goldbeck (2005)

Modified breadth-first search in the network


Consider all raters v at the shortest distance from the target user u
Trust between u and v:
∑ tu,w tw,v
w∈Nu
tu,v =
∑ tu,w
w∈Nu

where Nu denotes the set of (direct) neighbors (friends) of u


Trust depends on all connecting paths

Trust between direct neighbors


Can be based on profile similarity or a value provided by the users themselves.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 48 / 61


TidalTrust

Predicted Rating
∑ tu,v rv,i
v∈raters
rˆu,i =
∑ tu,v
v∈raters

rv,i denotes rating of user v for item i

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 49 / 61


TidalTrust

Predicted Rating
∑ tu,v rv,i
v∈raters
rˆu,i =
∑ tu,v
v∈raters

rv,i denotes rating of user v for item i

Shortest distance?
Efficient
Taking a short distance gives high precision and low recall
One can consider raters up to a maximum-depth d, a trade-off between
precision (and efficiency) and recall

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 49 / 61


TrustWalker

How far to explore the network?: trade-off between precision and


coverage
Instead of far neighbors who have rated the target item, use near
neighbors who have rated similar items

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 50 / 61


Random Walk Starting from a Target User u0

At step k, at node u
If u has rated i, return ru,i , otherwise
With probability φu,i,k , stop random walk, randomly select item j rated by u
and return ru,j
With probability 1 − φu,i,k , continue the random walk to a direct neighbor
of u
Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 51 / 61
Selecting φu,i,k

φu,i,k gives the probability of staying at u to select one of its items at step
k, while we are looking for a prediction on target item i
This probability should be related to the similarities of the items rated by u
and the target item i, consider the maximum similarity
The deeper we go into the network, the probability of continuing random
walk should decrease, so φu,i,k should increase with k
1
φu,i,k = max sim(i, j) × k
j∈RIu 1 + e− 2
where RIu denotes the set of items rated by user u

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 52 / 61


Selecting φu,i,k

Selecting sim(i, j)
Let UCi,j be the set of common users, who have rated both items i and j, we
can define the correlation between items i and j as:

∑u∈UCi,j (ru,i − ru )(ru,j − ru )


corr(i, j) = q q
∑u∈UCi,j (ru,i − ru )2 ∑u∈UCi,j (ru,j − ru )2

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 53 / 61


Selecting φu,i,k

Selecting sim(i, j)
Let UCi,j be the set of common users, who have rated both items i and j, we
can define the correlation between items i and j as:

∑u∈UCi,j (ru,i − ru )(ru,j − ru )


corr(i, j) = q q
∑u∈UCi,j (ru,i − ru )2 ∑u∈UCi,j (ru,j − ru )2

Taking the effect of common users


The size of the common users is also important. For the same value of
corr(i, j), if number of common users, |UCi,j |, is higher, the similarity should
be higher
1
sim(i, j) = |UCi,j |
× corr(i, j)
1 + e− 2

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 53 / 61


When does a random walk terminate?

Three alternatives
Reaching a node which has expressed a rating on the target item i
At some user node u, decide to stay at the node and select one of the
items rated by u and return the rating for that item as result of the random
walk
The random walk might continue forever, so terminate when it is very far
(k > max − depth). What value of k ?

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 54 / 61


When does a random walk terminate?

Three alternatives
Reaching a node which has expressed a rating on the target item i
At some user node u, decide to stay at the node and select one of the
items rated by u and return the rating for that item as result of the random
walk
The random walk might continue forever, so terminate when it is very far
(k > max − depth). What value of k ?
“six-degrees of separation”

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 54 / 61


How to recommend a rating?

Perform several random walks, as described before and the aggregation of all
ratings returned by different random walks are considered as the predicted
rating ruˆ0 ,i .

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 55 / 61


How to recommend a rating?

Perform several random walks, as described before and the aggregation of all
ratings returned by different random walks are considered as the predicted
rating ruˆ0 ,i .
Estimated rating for source user u on target item i:

ruˆ0 ,i = ∑ P(XYu,i = (v, j))rv,j


{(v,j)|Rv,j }

XYu,i is the random variable for stopping the random walk at node v and
selecting item j rated by v

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 55 / 61


Social Matrix Factorization

Intuition
Can we incorporate the Social information in the matrix factorization methods?

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 56 / 61


Social Matrix Factorization

Intuition
Can we incorporate the Social information in the matrix factorization methods?

Recollect the Matrix factorization problem

minp∗ ,q∗ ∑ (rui − rˆui )2 + λ(||qi ||2 + ||pu ||2 )


(u,i)∈K

where rui is the actual rating given by user u to item i, rˆui approximates user
u’s rating of item i, simplest of the expression being qi T pu , though other biases
can also be incorporated.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 56 / 61


Social Matrix Factorization
Basic Idea
Neighbors in the social network may have similar interests.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 57 / 61


Social Matrix Factorization
Basic Idea
Neighbors in the social network may have similar interests.

Incorporating social factors


Let the social network information be represented by a matrix S ∈ Ru0 ×u0 , where
u0 is the number of users.
Su,v ∈ (0, 1] denotes the directed and weighted social relationship of user u with
user v
Each of the rows of the social matrix S is normalized to 1, resulting in the new
matrix S∗ , such that ∑v S∗ u,v = 1 for each user u

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 57 / 61


Social Matrix Factorization
Basic Idea
Neighbors in the social network may have similar interests.

Incorporating social factors


Let the social network information be represented by a matrix S ∈ Ru0 ×u0 , where
u0 is the number of users.
Su,v ∈ (0, 1] denotes the directed and weighted social relationship of user u with
user v
Each of the rows of the social matrix S is normalized to 1, resulting in the new
matrix S∗ , such that ∑v S∗ u,v = 1 for each user u

Modified objective function


minp∗ ,q∗ ∑ (rui − rˆui )2 + β ∑ ((qu − ∑ S∗ u,v qv )(qu − ∑ S∗ u,v qv )T )
(u,i)∈K all u v v

+λ(||qi ||2 + ||pu ||2 )


Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 57 / 61
Circle-based Social Recommendation
Basic Idea
A user may trust different subsets of friends regarding different domains.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 58 / 61


Circle-based Social Recommendation
Basic Idea
A user may trust different subsets of friends regarding different domains.

Inferring circles based on categories

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 58 / 61


Circle-based Social Recommendation
Basic Idea
A user may trust different subsets of friends regarding different domains.

Inferring circles based on categories

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 58 / 61


Circle-based Social Recommendation

v is in inferred circle c of u iff u connects to v and both are interested in the


category c.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 59 / 61


Circle-based Social Recommendation

v is in inferred circle c of u iff u connects to v and both are interested in the


category c.

Example Categories
Videos and DVDs
Books
Music
Toys
Software
Cars
...

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 59 / 61


Circle-based Social Recommendation

Using the nomalized trust matrix S(c)∗ , a separate matrix mactorization model
is trained for each category c.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 60 / 61


Circle-based Social Recommendation

Using the nomalized trust matrix S(c)∗ , a separate matrix mactorization model
is trained for each category c.

Modified Objective function


L(c) (r(c) , q(c) , p(c) , S(c) ) = minp∗ ,q∗ ∑ (r(c) ui − rˆui (c) )2
(u,i)∈K

+β ∑ ((qu (c) − ∑ S(c)∗ u,v q(c) v )(qu (c) − ∑ S(c)∗ u,v q(c) v )T )
all u v v
(c) 2 (c) 2
+λ(||q i || + ||p u || )

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 60 / 61


Class Problem

Consider the following ratings provided by 5 users, Alice, User1 - User4, to 5 items, Item1 to Item5.

Assume that there is an underlying social network between these 5 users, which is given by the following adjacency list. The network is directed.

Alice, User1 Alice, User2 Alice, User3


User1, User3 User1, User4
User2, User3 User2, User1
User3, User4 User3, User2
User4, User 3

Also, assume that the ratings given by the users to various items are same as in the above matrix, except that we do not have the ratings

provided by User1 and User2 to Item5 anymore. Suppose you are using the TrustWalker method to predict the rating of Item5 by the user

‘Alice’. Assuming that at each step, you can choose any of the direct neighbors with equal probability, find out the probability that the random

walk will continue for more than 1 step.

Pawan Goyal (IIT Kharagpur) Recommendation Systems October 29-30, 2015 61 / 61

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