MODULE 3: SQL DML (Data Manipulation

Language), Physical Data Organization

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SYLLABUS
• SQL DML (Data Manipulation Language)
▫ SQL queries on single and multiple tables, Nested queries (correlated
and non-correlated), Aggregation and grouping, Views, assertions,
Triggers, SQL data types.
• Physical Data Organization
▫ Review of terms: physical and logical records, blocking factor, pinned
and unpinned organization. Heap files, Indexing, Singe level indices,
numerical examples, Multi-level-indices, numerical examples, B-Trees &
B+-Trees (structure only, algorithms not required), Extendible Hashing,
Indexing on multiple keys – grid files

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Data-manipulation language(DML)
• The SQL DML provides the ability to query information
from the database and to insert tuples into, delete tuples
from, and modify tuples in the database.
▫ Integrity
 The SQL DDL includes commands for specifying integrity
constraints that the data stored in the database must satisfy.
Updates that violate integrity constraints are disallowed.
▫ View definition
 The SQL DDL includes commands for defining views.
▫ Transaction control
 SQL includes commands for specifying the beginning
and ending of transactions.
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Basic Retrieval Queries in SQL
• SQL has one basic statement for retrieving information from a database; the
SELECT statement
• This is not the same as the SELECT operation of the relational algebra
• Important distinction between SQL and the formal relational model;
▫ SQL allows a table (relation) to have two or more tuples that are identical in all
their
attribute values
▫ Hence, an SQL relation (table) is a multi-set (sometimes called a bag) of tuples;
▫ it is not a set of tuples SQL relations can be constrained to be sets by specifying
PRIMARY KEY or UNIQUE attributes, or by using the DISTINCT option in a query

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SELECT <attribute list>
FROM <table list>
WHERE <condition>
• <attribute list>
▫is a list of attribute names whose values are to be
retrieved by the query
• <table list>
▫is a list of the relation names required to process
the query
• <condition>
▫is a conditional (Boolean) expression that
identifies the tuples to be retrieved by the query
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 PREPARED BY SHARIKA T R,
SNGCE

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QO. Retrieve the birth date andaddress of the
employee(s) whose name is ‘John B. Smith’.

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Q1. Retrieve the name and address of all employees
who work for the ‘Research’ department.

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Q 2. For every project located in ‘Stafford’, list the project
number, the controlling department number, and the
department manager’s last name, address, and birth date.

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 PREPARED BY SHARIKA T R

PREPARED BY SHARIKA T R,
SNGCE

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Ambiguous Attribute Names,
Aliasing, Renaming, and Tuple
Variables
• In SQL, we can use the same name for two (or more)
attributes as long as the attributes are in different relations
• a multitable query refers to two or more attributes with the
same name, we must qualify the attribute name with the
relation name to prevent ambiguity
• This is done by prefixing the relation name to the attribute
name and separating the two by a period(.).

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 Suppose
Dno and Lname attributes of
EMPLOYEE relation were
called Dnumber and Name and
the Dname attribute was called
Name. To prevent ambiguity Q1
should be rephrased as Q1A

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Q8. For each employee, retrieve the
eemployee’s
first and last name and the first and last name
of his or her immediate supervisor.

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• Alternative relation names E and S are called aliases or
tuple variables, for the EMPLOYEE relation.
• An alias follow the keyword AS
• It is also possible to rename the relation attributes within
the query in SQL by giving them aliases.

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Unspecified WHERE Clause and Use of the
Asterisk
• missing WHERE clause indicates no condition on tuple
selection;
▫ hence, all tuples of the relation specified in the FROM
sclause qualify and are selected for the query result
• If more than one relation is specified in the FROM clause
and there is no WHERE clause, then the CROSS
PRODUCT all possible tuple combinations of these
relations is selected

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Q 9 and 10. Select all EMPLOYEE Ssns(Q 9) and all
combinations of EMPLOYEE Ssn and DEPARTMENT
Dname (Q10) in the database.

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• To retrieve all the attribute values of the selected
tuples, we do not have to list the attribute names
explicitly in SQL;
• we just specify an asterisk (*), which stands for
all the attributes

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Q1C: retrieves all the attribute values of any
EMPLOYEE who works in DEPARTMENT number 5

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Q1D: Retrieves all the attributes of an EMPLOYEE and the
attributes of the DEPARTMENT in which he or she works
for every employee of the ‘Research’ department

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Q10A: specifies the CROSS PRODUCT of
the EMPLOYEE and DEPARTMENT
relations

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Tables as Sets in SQL
• SQL usually treats a table not as a set but rather as a multiset;
▫ duplicate tuples can appear more than once in a table, and in the result
of a
query.
• SQL does not automatically eliminate duplicate tuples in the results of
queries, for the following reasons
▫ Duplicate elimination is an expensive operation.
One way to implement it is to sort the tuples first and then eliminate duplicates.
▫ The user may want to see duplicate tuples in the result of a query.
▫ When an aggregate function is applied to tuples, in most cases we do
not want to eliminate duplicates

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DISTINCT Keyword
• to eliminate duplicate tuples from the result of an SQL
querys we use the keyword DISTINCT in the SELECT
clause
• only distinct tuples should remain in the result
• a query with SELECT DISTINCT eliminates duplicates,
whereas a query with SELECT ALL does not.
• SELECT with neither ALL nor DISTINCT is equivalent to
SELECT ALL

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Q11 retrieves the salary of every
employee without distinct

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Q11A :retrieves the salary of every employee
using keyword DISTINCT

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EXCEPT and INTERSECT
• set union (UNION), set difference (EXCEPT), and set
intersection (INTERSECT) operations.
• The relations resulting from these set operations are sets of tuples;
that is, duplicate tuples are eliminated from the result.
• These set operations apply only to union-compatible relations, so
we must make sure that the two relations on which we apply the
operation have the same attributes and that the attributes appear
in the same order in both relations

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Q4. Make a list of all project numbers for projects that
involve an employee whose last name is ‘Smith’, either as a
worker or as a manager of the department that controls the
project

The first SELECT query retrieves the projects that involve a ‘Smith’ as manager of
the department that controls the project, and the second retrieves the projects that
involve a ‘Smith’ as a worker on the project. Notice that if several employees have the
last name ‘Smith’, the project names involving any of them will be retrieved.
Applying the UNION operation to the two SELECT queries gives the desired result.

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UNION ALL
• The UNION ALL command combines the result set of two
or more SELECT statements (allows duplicate values).
• The following SQL statement returns the cities (duplicate
values also) from both the "Customers" and the "Suppliers"
table:

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This SQL UNION ALL example would return the supplier_id multiple times in
the result set if that same value appeared in both the suppliers and orders table.
The SQL UNION ALL operator does not remove duplicates. If you wish to remove
duplicates, try using the UNION operator.

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 SNGCE

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INTERSECT Operator
• INTERSECT operator is used to
return the records that are in
common between two SELECT
statements or data sets.
• If a record exists in one query
and not in the other, it will be
omitted from the INTERSECT
results.
• It is the intersection of the two
SELECT statements.
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EXCEPT
• The SQL EXCEPT clause/operator is used to combine two
SELECT statements and returns rows from the first
SELECT statement that are not returned by the second
SELECT statement.
▫ This means EXCEPT returns only rows, which are
not available in the second SELECT statement.
• Just as with the UNION operator, the same rules apply
when using the EXCEPT operator.

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Substring Pattern Matching and
Arithmetic Operators
• LIKE comparison operator
▫ This can be used for string pattern matching
▫ Partial strings are specified using two reserved characters
 % replaces an arbitrary number of zero or more characters, and
 the underscore (_) replaces a single character

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Q 12. Retrieve all employees whose address
is in Houston, Texas.

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Q 12A. Find all employees who were born
during the 1950s.

• To retrieve all employees who were born during the

1950s,
• Here, ‘5’ must be the third character of the string
(according to our format for date),
• so we use the value ‘_ _ 5 _ _ _ _ _ _ _’, with each
underscore serving as a placeholder for an
arbitrary character.
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• If an underscore or % is needed as a literal character in the
string, the character should be preceded by an escape
character, which is specified after the string using the
keyword ESCAPE.
• For example, ‘AB\_CD\%EF’ ESCAPE ‘\’ represents the literal
• string ‘AB_CD%EF’ because \ is specified as the escape
character.
• Any character not used in the string can be chosen as the
escape character.
• Also, we need a rule to specify apostrophes or single
quotation marks (‘ ’) if they are to be included in a
string because they are used to begin and end strings.
• If an apostrophe (’) is needed, it is represented as two
consecutive apostrophes (”) so that it will not be interpreted
as ending the string.
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• The standard arithmetic operators for addition (+),
subtraction (–), multiplication (*), and division (/) can be
applied to numeric values or attributes with numeric
domains

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Q13. Show the resulting salaries if every employee
working on the ‘ProductX’ project is given a 10
percent raise.

suppose that we want to see the effect of giving all employees who work on the
‘ProductX’ project a 10 percent raise; we can issue Query 13 to see what their
salaries would become. This example also shows how we can rename an attribute in
the query result using AS in the SELECT clause.

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• For string data types, the concatenate operator ||
can be used in a query to append two string
values.
• For date, time, timestamp, and interval data
types, operators include incrementing (+) or
decrementing (–) a date, time, or timestamp by
an interval.
• In addition, an interval value is the result of the
difference between two date, time, or timestamp
values.
• Another comparison operator, which can be
used for convenience, is BETWEEN

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Q 14. Retrieve all employees in department 5
whose salary is between $30,000 and $40,000.

The condition (Salary BETWEEN 30000 AND 40000) in

Q14 is equivalent to the condition
((Salary >= 30000) AND (Salary <= 40000))

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Ordering of Query Results
• The ORDER BY statement in sql is used to sort the fetched
data in either ascending or descending according to one or
more columns.
▫ By default ORDER BY sorts the data in ascending order.
▫ We can use the keyword DESC to sort the data in descending
order and the keyword ASC to sort in ascending order.

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Q. Fetch all data from the table Student and
sort the result in ascending order according
to the column ROLL_NO

SELECT * FROM Student ORDER BY ROLL_NO ASC;

Student Table

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 SNGCE

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Sort according to multiple columns
Q. Fetch all data from the table Student and then sort the
result in ascending order first according to the column Age.
and then in descending order according to the column
ROLL_NO.

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Q15. Retrieve a list of employee and the projects
they are working on,ordered by department and,
within each department, ordered alphabetically by
last name, then first name.

if we want descending alphabetical order on Dname and ascending order on

Lname, Fname, the ORDER BY clause of Q15 can be written as

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NESTING OF QUERIES
• A complete SELECT query, called a nested query , can be
specified within the WHERE-clause of another query,
called the outer query
• Many of the previous queries can be specified in an
alternative form using nesting

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 Q1: SELECT FNAME,LNAME, ADDRESS
FROM EMPLOYEE
WHERE DNO IN (SELECT DNUMBER
FROM DEPARTMENT
WHERE DNAME=’Research’)

• The nested query selects the number of the 'Research' department

• The outer query select an EMPLOYEE tuple if its DNO value is in
the result of either nested query
• The comparison operator IN compares a value v with a set (or multi-
set) of values V, and evaluates to TRUE if v is one of the elements in V
• In general, we can have several levels of nested queries
• A reference to an unqualified attribute refers to the relation
declared in the innermost nested query
• In this example, the nested query is not correlated with the outer query

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Q. Returns the names of employees
whose
salary is greater than the salary of all the
employees in department 5

The keyword ALL can be combined with each of >, >=, <, <=, and <>,
these operators. For example, the comparison condition (v > ALL V)
returns TRUE if the value v is greater than all the values in the set (or
multiset) V.

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Q . Select the Essns of all employees who work
the same (project, hours)combination on some
project that employee ‘John Smith’ (whose
Ssn =‘123456789’) works on.

In this example, the IN operator compares the subtuple of values in

parentheses (Pno, Hours) within each tuple in WORKS_ON with the
set of type-compatible tuples produced by the nested query.

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Q 16. Retrieve the name of each employee
who has a dependent with the same first name
and is the same sex as the employee.

It is generally advisable to create tuple variables (aliases) for all

the tables referenced in an SQL query to avoid potential errors
and ambiguities

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CORRELATED NESTED QUERIES
• If a condition in the WHERE-clause of a nested query
references an attribute of a relation declared in the outer
query , the two queries are said to be correlated
• The result of a correlated nested query is different for each
tuple (or combination of tuples) of the relation(s) the outer
query

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Query: Retrieve the name of each employee
who has a dependent with the same first name
as the employee.

Here the nested query has a different result for each tuple
in the outer query.
A query written with nested SELECT... FROM... WHERE...
blocks and using the = or IN comparison operators can
alwaysbe expressed as a single block query.
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A Simple Retrieval Query in SQL
• A simple retrieval query in SQL can consist of up to four
clauses,
▫ but only the first two SELECT and FROM are
mandatory
▫ the clauses between square brackets [ ... ] being
optional:

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• The SELECT-clause lists the attributes or functions to be
retrieved
• The FROM-clause specifies all relations (or aliases) needed in
the query but not those needed in nested queries
• The WHERE-clause specifies the conditions for selection and
join of tuples from the relations specified in the FROM-clause
• GROUP BY specifies grouping attributes
• HAVING specifies a condition for selection of groups
• ORDER BY specifies an order for displaying the result of a
query
• A query is evaluated by first applying the WHERE-clause,
then GROUP BY and HAVING, and finally the SELECT-clause
• There are three SQL commands to modify the database;
INSERT, DELETE, and UPDATE

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The EXISTS and UNIQUE Functions in SQL
• EXISTS function in SQL is used to check whether the result
of a correlated nested query is empty (contains no tuples)
or not
• The result of EXISTS is a Boolean value
▫TRUE if the nested query result contains at least one tuple, or
▫FALSE if the nested query result contains no tuples.

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SELECT E.Fname, E.Lname
FROM EMPLOYEE AS E
WHERE EXISTS
( SELECT *
FROM DEPENDENT AS D
WHERE E.Ssn=D.Essn AND E.Sex=D.Sex
);

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OUTPUT

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• EXISTS(Q) returns TRUE if there is at least one tuple in
the result of the nested query Q, and it returns FALSE
otherwise.
• On the other hand, NOT EXISTS(Q) returns TRUE if there
are no tuples in the result of nested query Q, and it returns
FALSE otherwise

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Q. Retrieve the names of employees who
have no dependents.

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OUTPUT

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Aggregate Functions in SQL
• Aggregate functions are used to summarize information
from multiple tuples into a single-tuple summary.
• Grouping is used to create sub-groups of tuples before
summarization.
• A number of built-in aggregate functions exist:
1. COUNT,
2. SUM,
3. MAX,
4. MIN, and
5. AVG
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• COUNT function returns the number of tuples or values as
specified in a query.
• The functions SUM, MAX, MIN, and AVG can be applied to
a set or multiset of numeric values and return, respectively,
the sum, maximum value, minimum value, and average
(mean) of those values
• These functions can be used in the SELECT clause or in a
HAVING clause

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Q19. Find the sum of the salaries of all
employees, the maximum salary,
the minimum salary, and the average
salary.

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Q 20. Find the sum of the salaries of all
employees of the ‘Research’department, as
well as the maximum salary, the minimum
salary, and the average salary in this
department.

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Q21. Retrieve the total number of
employees in the company

SELECT COUNT(*)
FROM EMPLOYEE;

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 Q22. The number of employees in the
‘Research’ department

Here the asterisk (*) refers to the rows (tuples),

so COUNT (*) returns the number of rows in the
result of the query. We may also use the COUNT
function to count values in a column rather
than tuples

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Query 23. Count the number of distinct salary
values in the database.

If we write COUNT(SALARY) instead of

COUNT(DISTINCT SALARY) then
duplicate values will not be eliminated.
However, any tuples with NULL for SALARY
will not be counted. In general, NULL values
are discarded when aggregate functions are
applied to a particular column

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Q. Retrieve the names of all employees
who have two or more dependents

The correlated nested query counts the number

of dependents that each employee
has; if this is greater than or equal to two, the
employee tuple is selected.

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Grouping: The GROUP BY and HAVING Clauses
• In many cases we want to apply the aggregate functions to subgroups of
tuples in a relation, where the subgroups are based on some attribute
values.
• For example,
▫ we may want to find the average salary of employees in each department
or
▫ the number of employees who work on each project.
• In these cases we need to partition the relation into nonoverlapping subsets
(or groups) of tuples.
• Each group (partition) will consist of the tuples that have the same value of
some attributes called the grouping attributes.

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GROUP BY
• The GROUP BY clause specifies the grouping attributes,
which should also appear in the SELECT clause,
• so that the value resulting from applying each aggregate
function to a group of tuples appears along with the value
of the grouping attributes

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Q24. For each department, retrieve the
department number, the number of
employees in the department, and their
average salary

the EMPLOYEE tuples are partitioned into groups—each group having

the same value for the grouping attribute Dno. Hence, each group contains the
employees who work in the same department.

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If NULLs exist in the grouping attribute, then a separate group is created for all
tuples with a NULL value in the grouping attribute.
For example, if the EMPLOYEE table had some tuples that had NULL for the
grouping attribute Dno, there would be a separate group for those tuples in the
result of Q24

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Query 25. For each project, retrieve the
project number, the project name, and
the number of employees who work on
that project.

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HAVING clause
• In GROUP BY the grouping and functions are applied after
the joining of the two relations.
• Sometimes we want to retrieve the values of these functions only
for groups that satisfy certain conditions
• HAVING clause, which can appear in conjunction with a
GROUP BY clause
• HAVING provides a condition on the summary information
regarding the group of tuples associated with each value of the
grouping attributes.
• Only the groups that satisfy the condition are retrieved in the
result of the query.
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Q 26. For each project on which more than two
employees work, retrieve
the project number, the project name, and
the number of employees who work
on the project.

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After applying the WHERE clause but
before applying HAVING

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After applying the HAVING clause
condition

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Query 27. For each project, retrieve the
project number, the project name, and the
number of employees from department 5 who
work on the project.

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SQL JOIN
• How do I get data from multiple tables?
▫ A SQL JOIN combines records from two tables.
▫ A JOIN locates related column values in the two tables.
▫ A query can contain zero, one, or multiple JOIN
operations.
▫ INNER JOIN is the same as JOIN; the keyword INNER
is optional

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• Four different types of JOINs
1. (INNER) JOIN:
 Select records that have matching values in
both tables.
2. FULL (OUTER) JOIN:
 Selects all records that match either left or
right table records.
3. LEFT (OUTER) JOIN:
 Select records from the first (left-most)
table with matching right table records.
4. RIGHT (OUTER) JOIN:
 Select records from the second
(right-most) table with matching left table
records
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JOIN Syntax
• The general syntax is
SELECT column-names
FROM table-name1 INNER JOIN
table-name2 ON column-name1 =
column-name2
WHERE condition
• The INNER keyword is optional: it is the default as well as
the most commonly used JOIN operation.

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Example
• Problem: List all orders with customer information
SELECT OrderNumber,TotalAmount,FirstName, LastName,City,
Country
FROM Order JOIN Customer
ON Order.CustomerId = Customer.Id

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SQL LEFT JOIN
• A LEFT JOIN performs a join starting with the first (left-
most) table.
• Then, any matched records from the second table (right-
most) will be included.
• LEFT JOIN and LEFT OUTER JOIN are the same.

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The SQL LEFT JOIN syntax
• The general LEFT JOIN syntax is
SELECT column-names
FROM table-name1 LEFT JOIN table-name2
ON column-name1 = column-name2
WHERE condition
• The general LEFT OUTER JOIN syntax is
SELECT column-names
FROM table-name1 LEFT OUTER JOIN
table-name2 ON column-name1 =
column-name2
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SQL LEFT JOIN
Example

• Problem: List all customers and the total amount they

spent irrespective whether they placed any orders or not.
SELECT OrderNumber,TotalAmount,FirstName, LastName,City,
Country
FROM Customer C LEFT JOIN
[Order] O ON O.CustomerId= C.Id
ORDER BY TotalAmount
• The ORDER BY TotalAmount shows the customers without
orders first (i.e. TotalMount is NULL).

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SQL RIGHT JOIN
• A RIGHT JOIN performs a join starting with the second
(right-most) table and then any matching first (left-most)
table records. RIGHT JOIN and RIGHT OUTER JOIN are
the same.

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The SQL RIGHT JOIN syntax
• The general syntax is
SELECT column-names
FROM table-name1 RIGHT JOIN
table-name2 ON column-name1 =
column-name2
WHERE condition
The general RIGHT OUTER JOIN syntax is:
SELECT column-names
FROM table-name1 RIGHT OUTER JOIN
table-name2 ON column-name1 =
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SQL RIGHT JOIN
Examples

•Problem: List customers that have not placed orders

SELECT TotalAmount, FirstName, LastName, City,
Country
FROM [Order] O RIGHT JOIN Customer
C ON O.CustomerId = C.Id
WHERE TotalAmount IS NULL

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SQL FULL JOIN Statement
• FULL JOIN returns all matching records from both tables
whether the other table matches or not.
• Be aware that a FULL JOIN can potentially return very
large datasets.
• These two: FULL JOIN and FULL OUTER JOIN are the
same.

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The SQL FULL JOIN syntax
• The general syntax is:
SELECT column-names
FROM table-name1 FULL JOIN table-name2
ON column-name1 = column-name2
WHERE condition
• The general FULL OUTER JOIN syntax is:
SELECT column-names
FROM table-name1 FULL OUTER JOIN
table-name2 ON column-name1 =
column-name2
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SQL FULL JOIN
Examples

•Problem: Match all customers and suppliers by country

SELECT C.FirstName, C.LastName,
C.Country AS CustomerCountry,
S.Country AS SupplierCountry, S.CompanyName
FROM Customer C FULL JOIN Supplier S
ON C.Country =
S.Country ORDER BY
C.Country, S.Country
• This returns suppliers that have no customers in their country and
customers that have no suppliers in their country, and customers and
suppliers that are from the same country.
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Views (Virtual Tables) in SQL
• A view in SQL terminology is a single table that is derived from
other tables
• These other tables can be base tables or previously defined views
• A view does not necessarily exist in physical form;
▫ it is considered to be a virtual table, in contrast to base tables,
▫ whose tuples are always physically stored in the database.
• This limits the possible update operations that can be applied to
views, but it does not provide any limitations on querying a view.

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• We can think of a view as a way of specifying a
table that we need to reference frequently, even
though it may not exist physically.
• Views, which are a type of virtual tables allow
users to do the following
▫Structure data in a way that users or classes of
users find natural or intuitive.
▫Restrict access to the data in such a way that a
user can see and (sometimes) modify exactly what
they need and no more.
▫Summarize data from various tables which can be
used to generate reports.
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Example
• In COMPANY databasewe may frequently issue queries that retrieve the
employee name and the project names that the employee works on.
• Rather than having to specify the join of the three tables EMPLOYEE,
WORKS_ON, and PROJECT every time we issue this query, we can
define a view that is specified as the result of these joins.
• Then we can issue queries on the view, which are specified as single table
retrievals rather than as retrievals involving two joins on three tables.
• We call the EMPLOYEE, WORKS_ON, and PROJECT tables the
defining tables of the view.

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Specification of Views in SQL
• In SQL, the command to specify a view is CREATE VIEW.
• The view is given a (virtual) table name (or view name), a list of
attribute names, and a query to specify the contents of the view.
• If none of the view attributes results from applying functions or
arithmetic operations,
▫ we do not have to specify new attribute names for the view,
▫ since they would be the same as the names of the attributes of
the
defining tables in the default case

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 PREPARED BY SHARIKA T R,
SNGCE

V1

V2

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• We can specify SQL queries on a view in the same way
we specify queries involving base tables.
• For example,
▫ to retrieve the last name and first name of all
employees who work on the ‘ProductX’ project, we can
utilize the WORKS_ON1 view and specify the query as
in QV1:

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• A view is supposed to be always up-to-date;
▫ if we modify the tuples in the base tables on which the view
is defined, the view must automatically reflect these changes.
• Hence, the view is not realized or materialized at the time of view
definition but rather at the time when we specify a query on the
view.
• It is the responsibility of the DBMS and not the user to make
sure that the view is kept up-to-date

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DROP VIEW
• If we do not need a view any more, we can use the DROP
VIEW command to dispose of it.
• For example, to get rid of the view V1, we can use the SQL
statement in V1A:

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View Implementation, View Update, and Inline
Views
• query modification
▫ involves modifying or transforming the view query
(submitted by the user) into a query on the underlying
base tables.
▫ For example, the query QV1 would be
automatically modified to the following query by
the DBMS

▫ The disadvantage of this approach is that it is

inefficient for views defined via complex queries that
are time- consuming to execute,
▫ especially if multiple queries are going to be applied
to the same view within a short period of time.
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View Materialization
• involves physically creating a temporary view table when the view is first
queried and keeping that table on the assumption that other queries on the
view will follow
• an efficient strategy for automatically updating the view table when the
base tables are updated must be developed in order to keep the view up-to-
date.
• Techniques using the concept of incremental update have been developed
for this purpose,
▫ where the DBMS can determine what new tuples must be inserted, deleted,
or modified in a materialized view table when a database update is applied
to one of the defining base tables

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• The view is generally kept as a materialized (physically
stored) table as long as it is being queried.
• If the view is not queried for a certain period of time, the
system may then automatically remove the physical table
and recompute it from scratch when future queries
reference the view

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Updating of views is complicated and can be
ambiguous
• an update on a view defined on a single table without any
aggregate functions can be mapped to an update on the
underlying base table under certain conditions.
• For a view involving joins,
▫ an update operation may be mapped to update
operations on the underlying base relations in multiple ways.
• Hence, it is often not possible for the DBMS to determine
which of the updates is intended.

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• consider the WORKS_ON1 view, and suppose that we issue
the command to update the PNAME attribute of ‘John
Smith’ from ‘ProductX’ to ‘ProductY’.
• This view update is shown in UV1

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• a view update is feasible when only one possible
update on the base relations can accomplish the
desired update effect on the view.
• Whenever an update on the view can be mapped
to more than one update on the underlying base
relations,
▫we must have a certain procedure for choosing one
of the possible updates as the most likely one.
▫ Some researchers have developed methods
for choosing the most likely update, while
other researchers prefer to have the user
choose the desired update mapping during
view definition.
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• A view with a single defining table is updatable if the view
attributes contain the primary key of the base relation, as
well as all attributes with the NOT NULL constraint that do
not have default values specified.
• Views defined on multiple tables using joins are generally
not updatable.
• Views defined using grouping and aggregate functions are
not updatable.

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 Specifying General Constraints as Assertions
in SQL
• Assertions = conditions that the database must always satisfy
• Domain constraints and referential-integrity constraints are specific forms
of assertions
• CHECK – verify the assertion on one-table, one-attribute
• ASSERTION – verify one or more tables, one or more attributes
• Some constraints cannot be expressed by using only domain constraints or
referential-integrity constraints; for example,
▫ “Every department must have at least five courses offered every semester”
–
must be expressed as an assertion

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Example 1
To specify the constraint that the salary of an employee must
not be greater than the salary of the manager of the
department that the employee works for
in SQL, we can write the following assertion:.

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• The constraint name SALARY_CONSTRAINT is followed by
the keyword CHECK, which is followed by a condition in
parentheses that must hold true on every database state for
the assertion to be satisfied.
•The constraint name can be used later to refer to the
constraint or to modify or drop it.
•constraints can be specified using the EXISTS and NOT
EXISTS style of SQL conditions.
•Whenever some tuples in the database cause the condition
of an
ASSERTION statement to evaluate to FALSE, the constraint is
violated

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TRIGGER
• A trigger is a stored procedure in database which automatically
invokes whenever a special event in the database occurs.
• action to be taken when certain events occur and when
certain conditions are satisfied.
• For example,
▫ a trigger can be invoked when a row is inserted into a specified
table or when certain table columns are being updated.
▫ it may be useful to specify a condition that, if violated, causes
some
user to be informed of the violation
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Benefits of Triggers
• Generating some derived column values automatically
• Enforcing referential integrity
• Event logging and storing information on table access
• Auditing
• Synchronous replication of tables
• Imposing security authorizations
• Preventing invalid transactions

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Creating
Triggers

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• CREATE [OR REPLACE] TRIGGER trigger_name
▫ Creates or replaces an existing trigger with the
trigger_name.
• {BEFORE | AFTER | INSTEAD OF}
▫ This specifies when the trigger will be executed.
▫ The INSTEAD OF clause is used for creating trigger on a
view.
• {INSERT [OR] | UPDATE [OR] | DELETE}
▫ This specifies the DML operation.
• [OF col_name]
▫ This specifies the column name that will be updated.
• [ON table_name]
▫ This specifies the name of the table associated with the
trigger.
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• [REFERENCING OLD AS o NEW AS n]
▫ This allows you to refer new and old values for various
DML statements, such as INSERT, UPDATE, and
DELETE.
• [FOR EACH ROW]
▫ This specifies a row-level trigger, i.e., the trigger will be
executed for each row being affected.
▫ Otherwise the trigger will execute just once when the SQL
statement is executed, which is called a table level trigger.
• WHEN (condition)
▫ This provides a condition for rows for which the trigger
would fire.
▫ This clause is valid only for row-level triggers.

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Example
• creates a row-level trigger for
the customers table that would
fire for INSERT or UPDATE or
DELETE operations
performed on the
CUSTOMERS table.
• This trigger will display the
salary difference between the
old values and new values

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• The following points need to be considered here −
▫ OLD and NEW references are not available for table-
level triggers, rather you can use them for record-level
triggers.
▫ If you want to query the table in the same trigger, then
you should use the AFTER keyword,
 because triggers can query the table or change it again
only after the initial changes are applied and the table is
back in a consistent state.
▫ The above trigger has been written in such a way that it
will fire before any DELETE or INSERT or UPDATE
operation on the table,
 but you can write your trigger on a single or
multiple operations, for example BEFORE DELETE,
 which will fire whenever a record will be deleted using the
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Triggering a Trigger
• Here is one INSERT statement, which will create a new record in the
table

• When a record is created in the CUSTOMERS table, the above create

trigger, display_salary_changes will be fired and it will display the
following result

Because this is a new record, old salary is

not available and the above result comes as null.

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• The UPDATE statement will update an existing
record in the table

• When a record is updated in the CUSTOMERS

table, the above create trigger,
display_salary_changes will be fired and it will
display the following result

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SYLLABUS
• SQL DML (Data Manipulation Language)
▫ SQL queries on single and multiple tables, Nested queries (correlated
and non-correlated), Aggregation and grouping, Views, assertions,
Triggers, SQL data types.
• Physical Data Organization
▫ Review of terms: physical and logical records, blocking factor, pinned
and unpinned organization. Heap files, Indexing, Singe level indices,
numerical examples, Multi-level-indices, numerical examples, B-Trees &
B+-Trees (structure only, algorithms not required), Extendible Hashing,
Indexing on multiple keys – grid files

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Fixed and Variable length records
• A file is a sequence of records.
• In many cases, all records in a file are of the same record
type.
• If every record in the file has exactly the same size (in
bytes), the file is said to be made up of fixed-length
records.
• If different records in the file have different sizes, the file is
said to be made up of variable-length records.

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Spanned and Unspanned Organization
• Part of the record can be stored on one block and the rest
on another.
• A pointer at the end of the first block points to the block
containing the remainder of the record.
• This organization is called spanned because records can
span more than one block.
• Whenever a record is larger than a block, we must use a
spanned organization.
• If records are not allowed to cross block boundaries, the
organization is called unspanned.
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Blocking factor for the file
• The records of a file must be allocated to disk blocks because a
block is the unit of data transfer between disk and memory.
• When the block size is larger than the record size, each block will
contain numerous records, although some files may have
unusually large records that cannot fit in one block.
• Suppose that the block size is B bytes.
• For a file of fixed-length records of size R bytes, with B ≥ R, we can
fit bfr =└ B / R┘ records per block.
• The value bfr is called the blocking factor for the file.

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Index Structures
• Indexing is a data structure technique to efficiently
retrieve records from the database files based on some
attributes on which the indexing has been done.
• An index on a database table provides a convenient
mechanism for locating a row (data record) without
scanning the entire table and thus greatly reduces the
time it takes to process a query.
• The index is usually specified on one field of the file.
• One form of an index is a file of entries <field value,
pointer to record>, which is ordered by field value.
• The index file usually occupies considerably less
disk blocks than the data file because its entries are
much smaller.
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Types of index
• Indexes can be characterized as
1. Dense index
2. Sparse index
• A dense index has an index entry for every search
key value (and hence every record) in the data file.
• A sparse (or nondense) index, on the other hand,
has index entries for only some of the search values.

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• Advantages:
▫Stores and organizes data into computer files.
▫Makes it easier to find and access data at any
given time.
▫It is a data structure that is added to a file to
provide faster access to the data.
▫It reduces the number of blocks that the DBMS
has to check.
• Disadvantages
▫Index needs to be updated periodically for
insertion or deletion of records in the main table.

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Structure of index
• An index is a small table having only two columns.
• The first column contains a copy of the primary or
candidate key of a table
• The second column contains a set of pointers holding the
address of the disk block where that particular key value
can be found.
• If the indexes are sorted, then it is called as ordered
indices.

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Example
• Suppose we have an ordered file with 30,000 records and
stored on a disk of block size 1024 bytes and records are of
fixed size, unspanned organisation. Record length = 100
bytes. How many block access needed to search a record?

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Primary Index
• Primary index is defined on an ordered data file. The data
file is ordered on a key field.
• The key field is generally the primary key of the relation.
• A primary index is a nondense (sparse) index, since it
includes an entry for each disk block of the data file and the
keys of its anchor record rather than for every search value.

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Figure 5.1: Primary Index on the Ordering Key Field of the File
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Example
• Suppose we have an ordered file with 30,000 records and
stored on a disk of block size 1024 bytes and records are of
fixed size, unspanned organisation.
• Record length = 100 bytes. How many block access if using
a primary index file, with an ordering key field of the file 9
bytes and block pointer size 6 bytes.

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Clustering Index
• Defined on an ordered data file.
• The data file is ordered on a non-key field unlike primary index,
which requires that the ordering field of the data file have a
distinct value for each record.
• Includes one index entry for each distinct value of the field;
▫ the index entry points to the first data block that contains
records with that field value.
• It is another example of nondense index where Insertion and
Deletion is relatively straightforward with a clustering index.

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Figure 5.2: A Clustering Index on Dept_number Ordering Nonkey Field of a File
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Secondary Index
• A secondary index provides a secondary means of accessing a
file for which some primary access already exists.
• The secondary index may be on a field which is a candidate
key and has a unique value in every record, or a non-key with
duplicate values.
• The index is an ordered file with two fields.
• The first field is of the same data type as some non-ordering
field of the data file that is an indexing field.
• The second field is either a block pointer or a record pointer.
• There can be many secondary indexes (and hence,
indexing fields) for the same file.
• Includes one entry for each record in the data file; hence, it
is a dense index.

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Example
• Suppose we have an ordered file with 30,000 records and
stored on a disk of block size 1024 bytes and records are of
fixed size, unspanned organisation. Record length = 100
bytes. How many block access if using a secondary index
file.

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Figure 5.3: Dense Secondary Index (with Block Pointer) on a
Non Ordering Key Field of the File
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 Figure 5.4: Secondary Index (with Record Pointer) on a Non Key Field implemented
using one level of indirection so that Index entries are of Fixed Length and have unique
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from Ktunotes.in
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Single level and Multi-level indexing
• Because a single-level index is an ordered file, we can
create a primary index to the index itself;
• In this case, the original index file is called the first-
level index and the index to the index is called the
second-level index.
• We can repeat the process, creating a third, fourth, ...,
top level until all entries of the top level fit in one disk
block.
• A multi-level index can be created for any type of first-
level index (primary, secondary, clustering) as long as
the first-level index consists of more than one disk
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Figure 5.5: Two-Level Primary
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Search Trees
• A search tree is slightly different from a multilevel index.
• A search tree of order p is a tree such that each node
contains at most p − 1 search values and p pointers in
the order <P1, K1, P2, K2, ..., Pq−1, Kq−1, Pq>, where q
≤ p.
• Each Pi is a pointer to a child node (or a NULL
pointer), and each Ki is a search value from some
ordered set of values.
• Two constraints must hold at all times on the search
tree:
1. Within each node, K1 < K2 < ... < Kq−1.
2. For all values X in the subtree pointed at by Pi,
we have Ki−1<X < Ki for 1<i < q; X < Ki for i=1;
and Ki−1 < X for i = q
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Figure 5.6: A node in a search tree with pointers to subtrees below it

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B-Trees
• The B-tree has additional constraints that ensure that
the tree is always balanced.
• A B-tree of order p, when used as an access structure on
a key field to search for records in a data file, can be
defined as follows:
1. Each internal node in the B-tree is of the form
 <P1, <K1, Pr1>, P2, <K2, Pr2>, ..., <Kq–1, Prq–1>,
Pq> where q ≤ p. Each Pi is a tree pointer—a pointer
to another node in the Btree. Each Pri is a data
pointer—a pointer to the record whose search key
field value is equal to Ki.

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2. Within each node, K1 < K2 < ... < Kq−1.
3. For all search key field values X in the subtree pointed at
by Pi, we have: Ki–1 < X < Ki for 1 < i < q; X < Ki for i =
1; and Ki–1 < X for i = q.
4. Each node has at most p tree pointers.
5. Each node, except the root and leaf nodes, has at least
┌(p/2)┐tree pointers. The root node has at least two tree
pointers unless it is the only node in the tree.
6. A node with q tree pointers, q ≤ p, has q – 1 search key
field values (and hence has q – 1 data pointers).
7. All leaf nodes are at the same level. Leaf nodes have
the same structure as internal nodes except that all of
their tree pointers Pi are NULL

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Figure 5.7: B-tree structures. (a) A node in a B-tree with q – 1
search values.
(b) A B-tree of order p = 3.The values were inserted in the
order 8, 5, 1, 7, 3, 12, 9, 6.
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• A B-tree starts with a single root node (which is also a
leaf node) at level 0 (zero).
• Once the root node is full with p – 1 search key values
and we attempt to insert another entry in the tree, the
root node splits into two nodes at level 1.
• Only the middle value is kept in the root node, and the
rest of the values are split evenly between the other
two nodes.
• When a nonroot node is full and a new entry
is inserted into it,
▫ that node is split into two nodes at the same level,
and the middle entry is moved to the parent node along
with two pointers to the new split nodes.
• If the parent node is full, it is also split. Splitting can
propagate all the way to the root node, creating a new
level if the root is split.
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• If deletion of a value causes a node to be less than half full,
▫ it is combined with its neighboring nodes, and this can
also propagate all the way to the root.
▫Hence, deletion can reduce the number of tree levels.

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Properties of a B-tree
• For a tree to be classified as a B-tree, it must fulfill the following
conditions:
▫ the nodes in a B-tree of order m can have a maximum of m
children
▫ each internal node (non-leaf and non-root) can have at least
(m/2) children (rounded up)
▫ the root should have at least two children – unless it’s a leaf
▫ a non-leaf node with k children should have k-1 keys
▫ all leaves must appear on the same level

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Building a B-tree
• Since we’re starting with an empty tree, the first item we insert
will become the root node of our tree.
• At this point, the root node has the key/value pair.
• The key is 1, but the value is depicted as a star to make it easier to
represent, and to indicate it is a reference to a record.
• The root node also has pointers to its left and right children
shown as small rectangles to the left and right of the key.
• Since the node has no children, those pointers will be empty
for now:

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We know that this tree has order of 3, so it can have
only up to 2 keys in it. So we can add the payload with
key 2 to the root node in ascending order:

Next, if we wanted to insert 3, for us to keep the

tree balanced and fulfilling the conditions of a
B-tree we need to perform what is called a split
operation.
We can determine how to split the node by picking
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Now, let’s insert 4. To determine where this needs to be placed we must
remember that B-trees are organized such that sub-trees on the right have
greater keys than sub-trees on the left. Consequently, Key 4 belongs in the
right sub-tree. And since the right sub-tree still has the capacity, we can
simply add 4 to it alongside 3 in ascending order:

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Our right sub-tree is now at full capacity, so to insert 5 we need to use the same
splitting logic explained above. We split the node into two so that Key 3 goes to a
left sub-tree and 5 goes to a right sub-tree leaving 4 to be promoted to the root
node alongside 2.

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This rebalancing gives us space in the rightmost sub-tree to insert 6:

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Next, we try to insert 7. However, since the rightmost tree is now at full capacity
we know that we need to do another split operation and promote one of the keys.
But wait! The root node is also at full capacity, which means that it also needs to
be split.
So, we end up doing this in two steps. First, we need to split the right nodes 5 and
6 so that 7 will be on the right, 5 will be on the left, and 6 will be promoted.
Then, to promote 6, we need to split the root node such that 4 will become a part
of new root and 6 and 2 become the parents of the right and left subtree.
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Continuing in this way, we fill the tree by adding Keys 8,9 and 10 until we
get the final tree:

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B+-Trees
• In a B+-tree, data pointers are stored only at the leaf nodes
of the tree; hence, the structure of leaf nodes differs from
the structure of internal nodes.
• The leaf nodes have an entry for every value of the search
field, along with a data pointer to the record.

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• The structure of the internal nodes of a B+ tree of
order p is as follows:
1. Each internal node is of the form <P1, K1, P2, K2, ..., Pq
– 1, Kq –1, Pq> where q ≤ p and each Pi is a tree
pointer.
2. Within each internal node, K1 < K2 < ... < Kq−1.
3. For all search field values X in the subtree pointed at by
Pi, we have Ki−1 < X≤ Ki for 1 < i < q; X ≤ Ki for i = 1;
and Ki−1 < X for i = q.
4. Each internal node has at most p tree pointers.
5. Each internal node, except the root, has at least
┌(p/2)┐ tree pointers. The root node has at least two
tree pointers if it is an internal node.
6. An internal node with q pointers, q ≤ p, has q − 1
search field values.
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• The structure of the leaf nodes of a B+-tree of
order p is as follows:
1. Each leaf node is of the form <<K1, Pr1>, <K2,
Pr2>, ..., <Kq–1, Prq–1>, Pnext> where q ≤ p,
each Pri is a data pointer, and Pnext points to
the next leaf node of the B+-tree.
2. Within each leaf node, K1 ≤ K2 ... , Kq−1, q ≤ p.
3. Each Pri is a data pointer that points to the
record whose search field value is Ki or to a file
block containing the record
4. Each leaf node has at least ┌(p/2)┐ values.
5. All leaf nodes are at the same level.

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Figure 5.8: The nodes of a B+-tree. (a) Internal node of a B+-tree
with q – 1 search values.
(b) Leaf node of a B+-tree with q – 1 search values and q – 1 data
pointers.
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• When a leaf node is full and a new entry is inserted there, the
node overflows and must be split.
• The first j = ┌((pleaf + 1)/2)┐entries in the original node are
kept there, and the remaining entries are moved to a new leaf
node.
• The jth search value is replicated in the parent internal node, and
an extra pointer to the new node is created in the parent.
• These must be inserted in the parent node in their correct
sequence.
• If the parent internal node is full, the new value will cause it to
overflow also, so it must be split.
• The entries in the internal node up to Pj—the jth tree pointer
after inserting the new value and pointer, where j = ⎣((p +
1)/2)⎦—are kept, while the jth search value is moved to the
parent, not replicated.
• A new internal node will hold the entries from Pj+1 to the end of
the entries in the node
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Building a B+tree

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When we come to insert Key 3, we find that in doing so we will exceed the
capacity of the root node.Similar to a normal B-tree this means we need
to perform a split operation. However, unlike with the B-tree, we must
copy-up the first key in the new rightmost leaf node. As mentioned, this is
so we can make sure we have a key/value pair for Key 2 in the leaf nodes:
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Next, we add Key 4 to the rightmost leaf node. Since it’s full, we need to
perform another a split operation and copy-up Key 3 to the root node:

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Now, let’s add 5 to the rightmost leaf node. Once again to keep the order, we’ll split
the leaf node and copy-up 4. Since that will overflow the root node, we’ll have to
perform another split operation splitting the root node into two nodes and promoting
3 into a new root node
Notice the difference between splitting a leaf node and splitting an internal node.
When we split the internal node in the second split operation we didn’t copy-up Key
3.
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In the same way, we keep adding the keys from 6 to 10, each time splitting and
copying-up when necessary until we have reached our final tree:

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Searching a B+tree
• Searching for a specific key within a B+tree is very similar to
searching for a key in a normal B-tree.
• Let’s see what it would be like to search for Key 6 again but on the
B+tree:

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• The shaded nodes show us the path we have taken in order to
find our match. Deduction tells us that searching within a
B+tree means that we must go all the way down to a leaf node
to get the satellite data. As opposed to B-trees where we could
find the data at any level.
• In addition to exact key match queries, B+trees support range
queries. This is enabled by the fact that the B+tree leaf nodes
are all linked together. To perform a range query all we need to
do is:
▫find an exact match search for the lowest key
▫and from there, follow the linked list until we reach the leaf node
with the maximum key

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Example of an Insertion in a B+-tree

Figure 5.9: An example of insertion in a B+-tree with p = 3 and pleaf = 2.

The valuesDownloaded
were inserted infrom
the order 8, 5, 1, 7, 3, 12, 9, 6
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 Example of a Deletion in a B +-tree
• When an entry is deleted, it is always removed from the leaf level. If it
happens to occur in an internal node, it must also be removed from
there.
• In the latter case, the value to its left in the leaf node must replace it in
the internal node because that value is now the rightmost entry in the
subtree.
• Deletion may cause underflow by reducing the number of entries in the
leaf node to below the minimum required.
• In this case, we try to find a sibling leaf node
▫ a leaf node directly to the left or to the right of the node with underflow
and
▫ redistribute the entries among the node and its sibling so that both are
at least half full;
▫ otherwise, the node is merged with its siblings and the number of leaf
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Figure 5.10: An example of deletion from a B+-tree with Deletion
sequence: 5, 12, 9
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• Most multi-level indexes use B-tree or B+-tree data structures because of the
insertion and deletion problem.
• This leaves space in each tree node (disk block) to allow for new index
entries.
• These data structures are variations of search trees that allow efficient
insertion and deletion of new search values.
• In B-Tree and B+-Tree data structures, each node corresponds to a disk
block.
• Each node is kept between half-full and completely full.
• An insertion into a node that is not full is quite efficient.
• If a node is full the insertion causes a split into two nodes.
• Splitting may propagate to other tree levels.
• A deletion is quite efficient if a node does not become less than half full.
• If a deletion causes a node to become less than half full, it must be merged
with neighboring nodes

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B-trees in the Context of Databases
• DBMSs leverage the logarithmic efficiency of B-tree
indexing to reduce the number of reads required to find a
particular record.
• B-trees are typically constructed so that each node takes up
a single page in memory and they are designed to reduce
the number of accesses by requiring that each node be at
least half full.

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Difference between B-tree and B+-tree
• In B+trees, search keys can be repeated but this is not the case for B-trees
• B+trees allow satellite data to be stored in leaf nodes only, whereas B-trees
store data in both leaf and internal nodes
• In B+trees, data stored on the leaf node makes the search more
efficient since we can store more keys in internal nodes
▫ this means we need to access fewer nodes
• Deleting data from a B+tree is easier and less time consuming because we
only need to remove data from leaf nodes
• Leaf nodes in a B+tree are linked together making range search
operations efficient and quick

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• Finally, although B-trees are useful, B+trees are more popular.
In fact, 99% of database management systems use B+trees for
indexing.
• This is because the B+tree holds no data in the internal nodes.
• This maximizes the number of keys stored in a node thereby
minimizing the number of levels needed in a tree.
• Smaller tree depth invariably means faster search.

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Query Optimization: Heuristics-based Query
Optimization
• Query Optimization is the process of choosing a suitable execution strategy
for processing a query.
• Process for heuristics optimization are:
▫ The parser of a high-level query generates an initial internal
representation.
▫ Apply heuristics rules to optimize the internal representation.
▫ A query execution plan is generated to execute groups of operations
based on the access paths available on the files involved in the query.
• The main heuristic is to apply first the operations that reduce the size of
intermediate results.
• E.g, Apply SELECT and PROJECT operations before applying the JOIN or
other binary operations.
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Query tree
• A tree data structure that corresponds to a relational
algebra expression.
• It represents the input relations of the query as leaf nodes
of the tree, and represents the relational algebra operations
as internal nodes.
• An execution of the query tree consists of executing an
internal node operation whenever its operands are
available and then replacing that internal node by the
relation that results from executing the operation.
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Query graph
• A graph data structure that corresponds to a relational
calculus expression.
• It does not indicate an order on which operations to
perform first.
• There is only a single graph corresponding to each query.

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Example
• For every project located in ‘Stafford’, retrieve the project
number, the controlling department number and the
department manager’s last name, address and birthdate.
• Relation algebra:

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 PREPARED BY

Figure 5.11: Two query trees for the query Q2.

(a)Query tree corresponding to the relational algebra expression for
Q2.
(b) Initial (canonical) query tree for SQL query Q2.
(c) Query graph for Q2.

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Heuristic Optimization of Query Trees
• The same query could correspond to many different
relational algebra expressions and hence many different
query trees.
• The task of heuristic optimization of query trees is to find a
final query tree that is efficient to execute.

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Example

(a) Initial (canonical) query tree for SQL query Q.

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 (b) Moving SELECT operations down the query tree.

(c) Applying the more restrictive SELECT operation first.

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(d) Replacing CARTESIAN PRODUCT and SELECT with JOIN
operations

(e) Moving PROJECT operations down the query tree

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General Transformation Rules for Relational

Algebra Operations

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 PREPARED BY SHARIKA T R,
SNGCE

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 PREPARED BY SHARIKA T R,
SNGCE

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Outline of a Heuristic Algebraic Optimization

Algorithm:
• Using rule 1, break up any select operations with conjunctive conditions into a
cascade of select operations.
• Using rules 2, 4, 6, and 10 concerning the commutativity of select with other
operations, move each select operation as far down the query tree as is permitted
by the attributes involved in the select condition.
• Using rule 9 concerning associativity of binary operations, rearrange the leaf nodes
of the tree so that the leaf node relations with the most restrictive select operations
are executed first in the query tree representation.
• Using Rule 12, combine a Cartesian product operation with a subsequent select
operation in the tree into a join operation.
• Using rules 3, 4, 7, and 11 concerning the cascading of project and the commuting
of project with other operations, break down and move lists of projection attributes
down the tree as far as possible by creating new project operations as needed.
• Identify subtrees that represent groups of operations that can be executed by a
single algorithm.
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Summary of Heuristics for
Algebraic Optimization
• The main heuristic is to apply first the operations that reduce the
size of intermediate results.
• Perform select operations as early as possible to reduce the
number of tuples and perform project operations as early
as possible to reduce the number of attributes.
▫ This is done by moving select and project operations as far down
the
tree as possible.
• The select and join operations that are most restrictive should be
executed before other similar operations.
▫ This is done by reordering the leaf nodes of the tree
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Query Execution Plans
• An execution plan for a relational algebra query consists of
a combination of the relational algebra query tree and
information about the access methods to be used for each
relation as well as the methods to be used in computing the
relational operators stored in the tree.
• Materialized evaluation: the result of an operation is stored
as a temporary relation.
• Pipelined evaluation:
▫ as the result of an operator is produced, it is forwarded to
the next operator in sequence.
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END

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