Eigenforms Interfaces & Encoding + My Commentary
Eigenforms Interfaces & Encoding + My Commentary
Holographic Encoding
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Toward an Evolutionary Account 6
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of Objects and Spacetime 9
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Chris Fields • Independent Scholar • fieldsres/at/gmail.com 11
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13 Donald D. Hoffman • University of California, Irvine, USA • ddhoff/at/uci.edu 13
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Chetan Prakash • California State University, USA • cprakash/at/csusb.edu 14
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Robert Prentner • ETH Zurich, Switzerland • robert.prentner/at/phil.gess.ethz.ch
Physics Concepts in Second-Order Cybernetics
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18 > Context •The evolution of perceptual systems and hence of observers remains largely disconnected from the ques- 18
19 tion of the emergence of classical objects and spacetime. This disconnection between the biosciences and physics im- 19
20 pedes progress toward understanding the role of the “observer” in physical theory. > Problem • In this article we con- 20
21 sider the problem of how to understand objects and spacetime in observer-relative evolutionary terms. > Method • We 21
22 rely on a comparative analysis using multiple formal frameworks. > Results • The eigenform construct of von Foerster 22
23 is compared to other formal representations of observer–environment interactions. Eigenforms are shown to be en- 23
24 coded on observer-environment interfaces and to encode fitness consequences of actions. Space and time are com- 24
25 ponents of observational outcomes in this framework; it is suggested that spacetime constitutes an error-correcting 25
26 code for fitness consequences. > Implications • Our results contribute to an understanding of the world in which nei- 26
27 ther objects nor spacetime are observer-independent. > Constructivist content • The eigenform concept of von Foer- 27
28 ster is linked to the concepts of decoherence and holographic encoding from physics and the concept of fitness from 28
29 evolutionary biology. > Key words • Active inference, boundary, conscious agent, icon, Markov blanket, redundancy. 29
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34 Introduction such self-reproducing eigenform-eigenbe- or Howard Pattee (2001) between agent and 34
35 havior systems to a principle of cosmology: world for the purposes of theory construc- 35
36 « 1 » Heinz von Foerster (1976) intro- tion. It is from this perspective that an ei- 36
200 37 duced the eigenform and eigenbehavior
38 concepts by considering an agent that both
“ The Universe is constructed in such a way that
it can refer to itself […] the universe can pretend
genform becomes, or perhaps better, serves
as an object that the agent observes and acts
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39 observes and acts on a surrounding world: that it is two and then let itself refer to the two, with respect to. This agent-centered per- 39
40 an eigenform is an observation that remains and find that it has in the process referred only spective, when combined with the essential 40
41 invariant, in the limit of long interaction
42 time, under some class of behaviors, while
”
to the one, that is, itself. (Kauffman 2009: 134) external perspective of the theorist, allows
us to consider the ecological situation of an
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43 an eigenbehavior is an action that, in the This formulation makes explicit an impor- agent for whom every observation presents 43
44 same limit, leaves some eigenform invari- tant point: that there is no difference in sub- multiple objects, every object allows mul- 44
45 ant. These concepts naturally suggest an stance, and hence no metaphysical dualism, tiple actions, and every pairing of an object 45
46 abstract picture in which the eigenbehavior between agent and environment. with an action has consequences that may 46
47 continually reproduces the eigenform, inde- « 2 » Here we pursue the notion of an ei- be good or bad for the agent. We compare 47
48 pendently of any other features or dynamics genform not from the perspective of an ab- the description of this situation in terms of 48
49 of the world. In this picture, eigenform and stract reflexive system, but rather from von eigenforms to its description in two inde- 49
50 eigenbehavior compose a single reflexive Foerster’s original perspective of an agent pendently developed formal representations 50
51 system; all other aspects of the world can that observes and acts on its world, a world of the agent-world interaction: the con- 51
52 be neglected. Louis Kauffman has shown, that can be taken to be the rest of the Uni- scious agent formalism of Donald Hoffman 52
53 conversely, that all such reflexive systems verse in which the agent is embedded. We and Chetan Prakash (2014) and the Markov 53
54 have eigenforms and eigenbehaviors as in- impose, in other words, an “epistemic cut” in blanket formalism of Judea Pearl (1988) as 54
55 variants. Kauffman elevates the reflexivity of the sense used by John von Neumann (1955) applied to biological systems by Karl Friston 55
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1 sider itself to be gaining information at the (Fields 2016a), and is hence what allows the not change when the “right” action – the 1
2 expense of its environment. Hence the sec- two-agent representation in Figure 1a. eigenbehavior – is executed. Such an ei- 2
3 ond law is respected from each agent’s indi- « 7 » The position of the boundary S genpercept has persistence over time if the 3
4 vidual perspective. This comports well with separating Alice from Bob in Figure 1b is, right action is taken; the wrong action may 4
5 the probabilities that appear in the second like the total entropy of the joint Alice + Bob lead to its disappearance. An autonomous 5
6 law’s being subjective, not objective. system, definable only from the “god’s eye” agent must choose the right action to take in 6
7 « 6 » The lack of observational access perspective of the theorist. Moving the any particular circumstance, i.e., given any 7
8 that rescues Figure 1a from paradox has a boundary changes the “sizes” of Alice and combination of current state and current 8
9 second important consequence: the envi- Bob and hence their definitions as “sys- percept. To the eigenform-eigenbehavior 9
10 ronment of each agent becomes a classical tems.” It also changes what “counts” for each concept, therefore, we may add the notion 10
11 black box, a system to which observers have of them as an input or an output. However, of an eigendecision, the decision to execute 11
12 only external access. More formally, a clas- moving the boundary S changes nothing the eigenbehavior that results in renewal 12
13 sical black box is a system about which no about the relationship of mutual exchange of the eigenform. While autonomy in the 13
14 observer can have more (non-hypothetical) between Alice and Bob, and indeed nothing non-trivial machine sense inferred above 14
15 information than is contained in a finite about the behavior of the joint system they is somewhat abstract, a requirement for au- 15
Physics Concepts in Second-Order Cybernetics
16 list of finite-length bit strings representing compose. This invariance under changes in tonomous decision-making at least suggests 16
17 observed input-output transitions (Ashby the positions of boundaries drawn by theo- an awareness of potential consequences and 17
18 1956; for a recent review, see Fields 2016a). rists is built deeply into the formalisms of hence consciousness. 18
19 Because neither agent can see “inside” the both classical and quantum physics (Fields « 9 » A minimal formal model of a con- 19
20 black box of its environment – this is, after 2016a); it is, indeed, this invariance that al- scious agent (CA) that experiences percep- 20
21 all, what “no observational access” means – lows theorists to choose “systems of inter- tual input from the world W in which it is 21
22 neither agent knows what its environment est” arbitrarily. It is implicit in von Foerster’s embedded, decides between possible actions 22
23 contains. The two agents of Figure 1a can, (1976) and Kauffman’s (2009) reduction of to take on the basis of that input, and then 23
24 therefore, also be represented as two inter- the agent-environment dynamics to the re- executes the selected action on W has been 24
25 acting black boxes; we give them their tra- flexive dynamics of a single, unitary system. developed by Hoffman and Prakash (2014), 25
26 ditional names Alice and Bob (Figure 1b; cf. The Alice–Bob boundary being arbitrarily who show that this minimal model is com- 26
27 the similar construction of Ranulph Glan- movable means that Alice and Bob do not putationally universal. They propose as the 27
28 ville 1982: Figure 5, where the theorist’s per- know, and cannot determine, where in the thesis of “conscious realism” that the world 28
29 spective is made explicit). Alice gives inputs joint system their mutual boundary is. Each W can always be considered to itself be a 29
30 to the unknown system Bob and receives can only locate the boundary from her or his CA; in this case, the agent-world interaction 30
31 outputs in return; the situation is the same own perspective; the “god’s eye” perspective can be represented as in Figure 1c (adapted 31
32 from Bob’s point of view. Edward Moore’s needed to locate it within the joint system from Hoffman and Prakash 2014: Figure 2). 32
33 (1956) theorem assures that neither Alice is unavailable. Not only can they not ob- Conscious realism incorporates, clearly, the 33
34 nor Bob can determine the complete state serve the “interior” of their interaction part- assumption discussed above that the limit in 34
35 space or dynamics of the other from finite ner/environment, they cannot observe the which the other agent “fills” the entire en- 35
36 input-output observations (see Fields 2013, boundary separating themselves from their vironment exists. As in the case of a black- 36
202 37 2016 for extensive discussion). Either must, partner/environment. All that either Alice box agent, this assumption can be stated as 37
38 therefore, regard the other as a “non-trivial or Bob can observe is the sequence of “in- a claim about observational access: no agent 38
39 machine,” i.e., as a system whose behavior is puts” that cross their respective boundaries can demonstrate by observation that its en- 39
40 unpredictable in principle as von Foerster from their respective environments. These vironment or any component thereof is not 40
41 (1973) emphasizes. Principled unpredict- sequences of inputs are the totality of their also a conscious agent. Conscious realism 41
42 ability is considered by some to indicate perceptual, as opposed to internally gener- makes each agent’s action the other agent’s 42
43 autonomy or “free will” and hence agency ated or introspective, experiences. perception in Figure 1c, just as they are in 43
44 from the perspective of external observers « 8 » As agents, Alice and Bob not Figures 1a and 1b. In either agent’s case, the 44
45 (e.g., Conway & Kochen 2006; Fuchs 2010; only perceive, but also act; eigenforms are space X of experiences contains all of the 45
46 Fields 2013); even infants associate agency fixed points of and hence encode regulari- information on which its choices of actions, 46
47 with behavioral unpredictability (e.g., Luo ties in the perception-action relationship. which are assumed to be autonomous and 47
48 & Baillargeon 2010; Csibra & Gergely 2012). Why should such regularities exist? From hence “free,” may be based, including any 48
49 Any black box can, on this view, be consid- the theorist’s point of view, eigenforms memories, values, goals, or other introspec- 49
50 ered to be or at least contain an agent. The are inevitable, as shown by von Foerster tively accessible content. It is important to 50
51 inability of any observer of a black box to (1976) and made more explicit by Kauff- emphasize that a CA does not experience 51
52 determine where in the box an enclosed man (2003, 2009). Such a proof does not, the operations P, D or A, but only the ele- 52
53 agent is, or how much of the box the en- however, say which eigenforms are inevita- ments of the experience space X; an account 53
54 closed agent occupies is what allows the lim- ble. From an agent’s perspective, an eigen- of how experiences are “written on” X is dis- 54
55 iting case in which the other agent is the box form is an eigenpercept, a percept that does cussed below. 55
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1 (a) (b) (c) “does all the work” of observation; the hu- 1
2 man observers read their observational 2
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Obs Obs Obs outcomes off from the environment in the 3
4 same way that they would read them out of 4
5 a shared or multiply copied book. While the 5
Env Env Env
6 indirectly observed “system” is quantum, 6
7 the directly observed components of the 7
8 Sys Sys Sys environment constitute, in this case, an ef- 8
9 fectively classical object that stands between 9
10 the observer and the quantum system of in- 10
11 Figure 2 • Three views of decoherence. (a) An observer (Obs) prepares and measures a quan- terest. 11
12 tum system (Sys). Both independently interact with a large surrounding environment (Env), « 17 » The environment-as-witness for- 12
13 which renders their states effectively classical by a decoherence mechanism (e.g., ambient mulation of decoherence assumes that the 13
14 photon scattering). (b) The “environment as witness” formulation of Ollivier, Poulin & Zurek observer knows and can characterize the 14
15 (2004, 2005), in which the observer interacts with the system only via the “witnessing” envi- system-environment boundary; the inter- 15
Physics Concepts in Second-Order Cybernetics
16 ronment. This environment decoheres the system but interacts effectively classically with the vening environment is, in other words, as- 16
17 observer. (c) If the assumption of environmental transparency is rejected, the environment sumed to be at least epistemically “transpar- 17
18 becomes a black box. In this case, the system is completely embedded within it in a way that ent.” What happens if this assumption of a 18
19 provides the observer with no access to the system-environment boundary. In this case, deco- transparent environment is rejected? In this 19
20 herence can only be defined at the observer-environment boundary. case, the environment becomes a black box. 20
21 Any “systems” are contained fully within it, 21
22 in such a way that their boundaries, if they 22
23 have them, are observationally inaccessible 23
24 have been criticized at least since Heraclitus. vironment” such as a macroscopic appara- (Figure 2c; cf. Fields 2016a: Figure 1). From 24
25 Quantum theory, however, forcefully raises tus or the ambient photon field interacts the observer’s perspective, it is completely 25
26 the question of how it could even be possible continuously with both the observer and consistent with all available observational 26
27 to experience spatially bounded, temporally the system being observed (Figure 2a; cf. outcomes to treat the “system” as expanding 27
28 persistent, internally cohesive, causally in- Tegmark 2012: Figure 2). This interaction to fill the entire “environment” (formally, 28
29 dependent entities. While some physicists effectively removes quantum coherence system and environment are in an entangled 29
30 still reject it (e.g., Ghirardi, Rimini & Weber from both observer and system by spread- quantum state and so cannot be assigned 30
31 1986; Penrose 1996; Weinberg 2012), unitary ing it over the many unobserved – and in quantum states individually); this is precise- 31
32 quantum theory with no scale-dependent practice unobservable – states of the envi- ly the limiting case discussed above. If the 32
33 physical “collapse” mechanism is increas- ronment (formally, the degrees of freedom system-environment boundary cannot be 33
34 ingly supported by both experiments (e.g., of the environment are traced over). With defined, however, a decoherence interaction 34
35 Eibenberger et al. 2013; Hensen et al. 2015; both observer and observed system now in between system and environment cannot 35
36 Manning, Khakimov, Dall & Truscott 2015; effectively classical states (formally, eigen- be defined either (Fields 2012). Decoher- 36
204 37 Rubino et al. 2017) and theoretical consid- states of their respective interaction Ham- ence can, in this case, only be defined at the 37
38 erations (e.g., Schlosshauer 2006; Tegmark iltonians with the environment), both the observer-environment boundary, i.e., at the 38
39 2012; Saini & Stojkovic 2015; Susskind preparation and measurement interactions interface characterized above. This process 39
40 2016). In unitary quantum theory, the uni- are effectively classical. As pointed out by is illustrated in Figure 3. The quantum state 40
41 verse is permanently in an entangled state; Harold Ollivier, David Poulin and Wojciech Ψ “passes through” the interface to produce 41
42 there are no classical objects. While the ap- Zurek (2004, 2005), however, observers typ- an observational outcome xi. This outcome 42
43 pearance of classicality in such a universe is ically interact with systems of interest only is defined at the observer-environment 43
44 given multiple explanations (for overviews, via an apparatus or an ambient field such boundary (formally, it is an eigenvalue of 44
45 see Landsman 2007; Wallace 2008), since as the photon field (Figure 2b; cf. Ollivier, the observer-environment interaction Ham- 45
46 the 1980s most have appealed in some way Poulin & Zurek 2005: Figure 1). This inter- iltonian). If receiving the observational out- 46
47 to a process of decoherence, i.e., an apparent vening environment serves as a “witness” come xi is to have any determinate effect on 47
48 removal of quantum coherence that results that both decoheres the system and encodes the observer, e.g., if it is to be an input to a 48
49 in an apparently classical object in an appar- information about its state (formally, infor- decision process that selects a next action to 49
50 ently classical state (for reviews, see Zurek mation about the eigenstates of the system- perform, then it must be a classical outcome. 50
51 2003; Schlosshauer 2007). environment interaction Hamiltonian) To characterize xi as classical is just to say 51
52 « 16 » Three views of the decoher- in a way that is accessible to the observer that decoherence actually happens; hence it 52
53 ence process are shown in Figure 2. In the – indeed, to multiple independent observ- is to say that the observer-environment in- 53
54 original environment-induced decoherence ers – via an effectively classical interaction. teraction actually occurs from the perspec- 54
55 process of Dieter Zeh (1970, 1973), an “en- In this picture, the witnessing environment tives of both observer and environment. A 55
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1 direction: for every triple of states (x, g, w) independent manner, but show that agents 1
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W that has occurred so far, F(x, g, w) > 0. It has that make decisions based on these “true” 2
3 not, in particular, allowed an action after world states are generally driven to extinc- 3
4 which no perception follows, or a percep- tion by agents that make decisions solely on 4
P A
5 tion from which no action follows. This the basis of expected fitness (Mark, Marion 5
6 can be expressed probabilistically: an inter- & Hoffman 2010). These empirical results 6
7 face encodes, by its very existence, the fact have since been put on a rigorous footing by 7
8 X G that the probabilities of lethal perceptions a “fitness beats truth” theorem demonstrat- 8
9 D and actions have (at least so far) been low ing that decision strategies based on expect- 9
10 enough that none has occurred. The prob- ed fitness will dominate decision strategies 10
11 Figure 4 • A CA as defined by Hoffman & abilities of perceptions and actions are, how- based on the “truth” about the world for 11
12 Prakash (2014) as a perceive-decide-act (P- ever, specified by the kernels P, D and A and all but a generically small subset of fitness 12
13 D-A) loop through a “world” W, which takes the initial state (x0, g0, w0). If we identify the functions. The “fitness beats truth” theorem 13
14 the place of the “second agent” X2-D2-G2 in interface with X as discussed above, a state x provides a formal justification for von Gla- 14
15 Figure 1c. of X can be viewed as specifying a probabil- sersfeld’s remark that “we must never say 15
Physics Concepts in Second-Order Cybernetics
16 ity distribution Prob(g´| x, g) = D(x, g; g´) of that our knowledge is ‘true’ in the sense that 16
17 the next state g´ of G given the current state it reflects an ontologically real world” (Gla- 17
18 via the Markov kernel D and a probability sersfeld 1981: 93). 18
19 distribution Prob(w´| g, w) = A(g, w; w´) of « 26 » Making use of the computer 19
20 « 22 » In the CA model of Hoffman and the next state w´ of W via the kernel A. Here interface analogy, Hoffman, Singh and 20
Prakash (2014), the recursive loop is per-
21 the kernel action D(x, g; g´) is the probabil- Prakash (2015) characterize perceived “ob- 21
22 ceive-decide-act (P-D-A) as shown in Fig- ity of deciding on g´, given that the current jects” as “icons” on an agent’s interface. 22
23 ure 4. Here perceptions (P) come from and percept is x and the previous decision was g; These icons encode “packages” of expected 23
24 actions (A) are on the “world” W of the CA; similarly for A(g, w; w´). From these an ex- fitness consequences, what James Gibson 24
25 W replaces the “second agent” X2-D2-G2 in pected fitness EF(x | g, w) can be calculated (1979) called “affordances,” though Gibson 25
26 Figure 1c. A CA is defined by the continued by summing over the fitness values of the tended to view affordances as “objectively” 26
27 performance of this P-D-A loop. Should the future states (x, g´, w´) that can immediately encoded by the environment. An icon that 27
28 recursion be for any reason interrupted – follow the current state (x, g, w), with each is a perceived coffee cup, for example, en- 28
29 should there occur a perception after which future state weighted by its probability: codes the expected fitness of its own use for 29
30 no decision follows, a decision after which EF (x ; g, w) = / g lwl F (x, g l , w l ) drinking coffee. They are useful to the extent 30
31 no action (including the action: take no ac- that they support behaviors – at least ap- 31
Prob (g l ; x, g) Prob (w l ; g, w)
32 tion) follows, or an action after which no proximate eigenbehaviors – that leave their 32
33 perception follows – the CA ceases to exist. or making the operator actions explicit: structure at least approximately constant. As 33
34 It is “dead.” EF (x ; g, w) = / g lwl F (x, g l , w l ) noted earlier with respect to experiences of 34
35 « 23 » We can, therefore, define the fit- actions, stable icons representing “objects” 35
D (x, g; g l ) A (g, w; w l )
36 ness of a CA as the probability of continued with “identity over time” or “processes” that 36
206 37 recursion, and the fitness function F of a CA Interfaces, therefore, encode expected fitness. “unfold in time” require some components 37
38 as a mapping F: X × G × W → Non-negative They encode their own best estimates of of the experience set X to be allocated to dis- 38
39 Reals. “Continued recursion” is “viability” their likelihood of survival, i.e., their likeli- tinct collections of “memory” and “expec- 39
40 in Ernst von Glasersfeld’s (1981) sense for a hood of receiving a next input and transmit- tation” experiences. As limits of an infinite 40
41 CA; the CA only survives as long as its P-D- ting a next action. recursive process, as well as fixed points for 41
42 A loop “keeps working.” The meaning of F « 25 » If interfaces encode information that very process, eigenforms are encod- 42
43 becomes particularly clear when the world about fitness, then they do not encode in- ings of their own fitness (F → ∞ in the t → ∞ 43
44 W is regarded as a second agent as in Fig- formation about the observer-independent limit) that the icons manipulated by finite 44
45 ure 1c. The state w of W being such that, for ontology or causal structure of the world. organisms only approximate. 45
46 states x of X and g of G, F(x, g, w) = 0 means In the present conceptual framework, « 27 » It is important to note that the in- 46
47 that the world acts on the agent in a such a of course, this is tautologous: there is no formation about expected fitness that icons 47
48 way that the agent cannot respond. This is observer-independent ontology or causal encode is non-local. Actions taken with re- 48
49 a lethal action. As W is itself defined rela- structure in any world that is defined only spect to one icon can have consequences for 49
50 tive to the agent – it is that agent’s world – W relative to an observer. From the perspec- future interactions with others; one’s actions 50
51 “dies” as well, following such an action. tive of the classical worldview, however, with respect to a perceived kitchen knife, for 51
52 « 24 » We are now in a position to see this is a surprising result. It is supported by example, can have consequences for how 52
53 what interfaces encode. An interface en- evolutionary game-theory experiments that one interacts later with a perceived com- 53
54 codes, by its very existence, the fact that it adopt the classical worldview in so far as puter. An agent that stops interacting, more- 54
55 has not permitted a lethal action in either they assign “true” world states in an agent- over, stops interacting with everything. Such 55
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1 « 36 » Employing a distinct real or « 38 » Mammalian visual (e.g., Goodale information about fitness and hence per- 1
2 even a high-resolution discrete three-space & Milner 1992) and auditory (e.g., Hickok & sistence. Spacetime itself, therefore, is an 2
3 for each of a large number of action types Poeppel 2007) systems use distinct process- encoding of fitness; it exists only because it 3
4 would, however, be very expensive both for ing streams for action and object perception, is useful to organisms going about the busi- 4
5 encoding perception and for memory; one consistent with the prediction above. Ob- ness of staying alive. Organisms with differ- 5
6 would therefore expect organisms to overlay jects are indeed categorized quasi-hierarchi- ent structures and lifestyles – as different as 6
7 their encodings so as to encode many differ- cally (e.g., Martin 2007). The shapes of both E. coli, an oak tree, and a person – may expe- 7
8 ent action types in the same space. Whether natural and artificial objects can often be rience very different “spacetimes.” 8
9 this is possible depends on the composabil- represented by scalable codes such as crys- « 41 » It remains, however, to extract 9
10 ity of actions and the existence of inverse ac- tal structures, Fibonacci numbers or fractals from this idea predictions of sufficient 10
11 tions, i.e., on whether the action space sup- (e.g., Thompson 1945; Mandelbrot 1982). power and precision that confirming them 11
12 ports a group structure. It has been shown, The idea that spacetime itself is emergent would overcome the intuitive appeal of an 12
13 within the CA framework, that a group from underlying quantum- or information- “objective” spacetime filled with “objec- 13
14 structure on the action space G induces one theoretic constraints is now being taken tive” objects. The stubborn resistance of the 14
15 on the interface X (Hoffman, Singh & Pra- seriously by physicists (e.g., Swingle 2012; classical worldview in the face of eight de- 15
Physics Concepts in Second-Order Cybernetics
16 kash 2015). Hence it is plausible to suggest Arkani-Hamed & Trnka 2014; Pastawski et cades of quantum theory, experiments and 16
17 that three-fold encoding redundancy and al. 2015; D’Ariano & Perinotti 2017). technology shows that this will not be easy. 17
18 a group structure on actions is sufficient to Bringing these ideas into the science – and 18
19 generate an interface with three extended hence the technology – of perception itself 19
20 “spatial” dimensions in which actions are Conclusion may yet, however, open the door to empiri- 20
21 represented. cal demonstrations that cannot be denied. 21
22 « 37 » The encoding of eigenform per- « 39 » In his paper introducing the “it 22
23 sistence, on the other hand, is subject only from bit” concept, John Wheeler insisted 23
24 to the constraint of being “good enough” to that “what we call existence is an informa- Acknowledgements 24
25 support appropriate actions. One can, there- tion-theoretic entity” (Wheeler 1990: 8), 25
26 fore, expect a quasi-hierarchical encoding in later quoting Gottfried Leibniz, “time and We thank Federico Faggin and Manish 26
27 which resolution can be varied to suit obser- space are not things, but orders of things” Singh for discussions and the three anony- 27
28 vational context. As this encoding must “fit and Einstein, “time and space are modes mous reviewers for their comments. C. F., D. 28
29 into” a spatially-organized interface, one ex- by which we think, and not conditions in D. H. and C. P. thank the Federico and Elvia 29
30 pects a spatial encoding in which the spatial which we live” in support of his “Fourth No: Faggin Foundation for financial support. 30
31 dimensions associated with a particular ei- no space, no time” (ibid: 10). Von Foerster 31
32 genform are not extended over the entire in- could well have added: spacetime is the ei- Received: 20 November 2016 32
33 terface but are rather “compressed” into only genform that by remaining constant enables Accepted: 7 April 2017 33
34 a small part of the interface. A compressed actions. 34
35 spatial structure is a shape, like “4” in Fig- « 40 » To this we have added: eigen- 35
36 ure 5, that occupies space and redundantly form – eigenbehavior loops, and hence the 36
208 37 encodes persistence. interfaces through which they pass, encode 37
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{
1 1
2 Chris Fields 2
3 PhD Philosophy, University of Colorado 1985, is an information 3
4 scientist interested in the physics, developmental biology and 4
5 cognitive neuroscience of object perception and object re- 5
6 identification over time. His recent publications include work in 6
7 the foundations of quantum theory, endophysics, morphogenesis, 7
8 cognitive modeling, and the etiology of autism spectrum disorders. 8
9 9
10 10
}
11 11
12 Donald D. Hoffman 12
13 PhD Computational Psychology, MIT 1983, is a cognitive scientist and author of more than 13
14 100 scientific papers and three books, including Visual Intelligence: How We Create What 14
15 We See (2000). He joined the faculty of UC Irvine in 1983, where he is now a full professor 15
16 in the departments of cognitive science, computer science and philosophy. He received a 16
17 Distinguished Scientific Award of the American Psychological Association for early career 17
18 research into visual perception, the Rustum Roy Award of the Chopra Foundation, and 18
19 the Troland Research Award of the US National Academy of Sciences. Hoffman’s research 19
20 has led to a “user interface” theory of perception, which proposes that natural selection 20
21 shapes our perceptions not to report truth but simply to guide adaptive behavior. 21
22 22
23 23
{
24 24
25 Chetan Prakash 25
26 PhD Mathematical Physics, Cornell University 1982, has published, with Bruce 26
27 Bennett and Donald Hoffman, the book Observer Theory. His current research intends 27
28 to elaborate a theory that shows how consciousness gives rise to the “physical” 28
29 world as our interface with reality – as against the idea that brains produce 29
30 consciousness. As this “reverse hard problem of consciousness” is a view by no 30
31 means standard in the scientific community, he has used rigorous mathematical 31
32 analyses to demonstrate the falsity of the commonly held belief that evolution 32
33 has led us to perceive an “objective” reality with ever-increasing accuracy. 33
34 34
35 35
}
36 36
37 Robert Prentner 37 209
38 PhD Physical Chemistry, ETH Zürich 2013, has been a visiting scholar 38
39 at Stanford University’s Center for the Explanation of Consciousness. 39
40 Since Fall 2013 he has been working at the Department of 40
41 Humanities, Social and Political Sciences at ETH Zürich continuing 41
42 his philosophical studies and lecturing in the philosophy of science. 42
43 He is member of the editorial office of the journal Mind and Matter. 43
44 44
45 45
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16 16
17 Do Nonclassical Worlds taken by paraconsistent logicians, especially experiments from their theory. For all they 17
those who embrace dialetheism, the thesis know now, it seems, the classical world is the
18
19
Entail Dualism? that some contradictions are true, while also world, or at least one of them. There are not
18
19
20 Eric Dietrich being false. So, for example, to a dialetheist, merely different viewpoints, rather there are 20
21 the Liar Paradox – “This sentence is false” different worlds. 21
Binghamton University, USA
22 – is both true and false at the same time. In « 4 » The authors, then, are stuck with 22
23
dietrich/at/binghamton.edu this commentary, I argue that though the the classical, mind-independent world while 23
24 authors opt for an eliminativist approach they develop and experimentally test their 24
25 > Upshot • The vast differences between to the nonclassical-classical paradox, they new theory, which posits a nonclassical, 25
26 the objective, classical realm of our ev- ought to opt for the last way: they ought to mind-dependent “world” as a replacement. 26
27 eryday lives and any nonclassical realm embrace the dualistic paradox. « 5 » It is not clear what the authors 27
28 (like quantum physics) have worried « 2 » In their article, Fields et al. present hope for at this stage. They themselves are 28
29 researchers for almost a century. No at- an interesting and large theory that begins acutely sensitive to the staying power, the 29
30 tempt at resolving the differences or with taking observer-relativity seriously and stubbornness, of the classical world. But 30
31 explaining them away has ever worked. ends with the proposal that spacetime could they also know the explanatory power of 31
32 Maybe there are two realms, the classical profitably be construed as error-correcting mind-dependent approaches to under- 32
33 and the nonclassical, and maybe they are code. Then at the end, in §41, the authors say standing minds and their realities (there 33
34 paradoxical. that their theory still needs to produce pre- are many reasons to take observer-relativity 34
35 dictions sufficiently powerful to overcome seriously). One gets the impression that by 35
36 « 1 » Chris Fields et al. are wrestling the intuitive appeal of mind-independent drawing from several sources – quantum 36
210 37 with, among other things, the paradox, the spacetime filled with mind-independent physics, consciousness studies, cognitive 37
38 clash, between “quantum reality” and “clas- objects – i.e., powerful enough to overcome science, evolutionary theory, math, and phi- 38
39 sical reality” concerning tables and chairs our resolutely perceiving the classical world. losophy – the authors hope that their theory 39
40 and dogs and cats and people. There are « 3 » In the very next sentence, the will simply liberate the human mind from 40
41 usually two main ways to deal with paradox. reader senses perhaps some despair on the its preference for occupying a mind-inde- 41
42 One can try to explain it away (the para- part of the authors, for they bemoan the pendent universe. 42
43 dox is illusory) or one can try to eliminate “stubborn resistance” of the classical world « 6 » At this point a movie reference is 43
44 it by showing that one side of the paradox in the face of eight decades of quantum needed. In the movie Arrival, space aliens 44
45 is based on a mistake. Optical illusions theory – in effect saying that after eight show up in the present time and offer us the 45
46 are one example of the former way; Zeno’s decades, one would have thought that we gift of their written language. This language 46
47 Paradoxes of Motion are an example of the would have finally said goodbye to the clas- is unlike any language on Earth. To use it, 47
48 latter way. Of course, there are other, less sical world, to the mind-independent world. one has to have a decidedly nonhuman re- 48
49 common ways of dealing with paradox. One Interestingly, perhaps in an effort to hurry lation to time – in particular, one has to be 49
50 can just stipulate the paradox away. This is the classical world out the door, the authors able to see the future. To the space aliens, 50
51 the method used by mathematicians when do not use the term “world,” but rather call seeing the future is second nature; indeed, 51
52 dealing with the paradoxes of set theory; it a worldview. But this latter is a term they they experience all at once what we would 52
53 this method really only works if one is pre- are not entitled to because, as they just said, call sequential events. The key is that when 53
54 pared to go axiomatic. And lastly, one can they have yet to prove their theory experi- humans learn the alien language, their 54
55 just embrace the paradox. This is the way mentally because they have yet to derive any perception of time changes, and, like the 55
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1 Where is Spacetime sciousness constitutes the world. The au- place in an abstract mathematical space 1
thors avoid the presupposition of “objects rather than in the space of our everyday
2
3
Constituted? as spatially-bounded, temporally-persistent, world, the question arises: What is the onto-
2
3
4 Urban Kordeš internally-cohesive, causally-independent logical status of entities or phenomena those 4
5 entities” (§14), and instead attempt to create spaces represent? 5
University of Ljubljana, Slovenia
6 a mathematical model of the constitution of 6
7
urban.kordes/at/pef.uni-lj.si those objects, presuming the primacy of con- The gap between functional 7
8 sciousness. Discarding the natural attitude and phenomenal aspects 8
9 > Upshot • In an attempt to understand (the tendency to believe our construction of of consciousness 9
10 its presuppositions, the commentary the world to be an accurate representation « 8 » Susan Blackmore (2013) divides 10
11 takes a closer look at the model proposed of objective reality), the authors seem to as- discussions concerning consciousness into 11
12 by the target article. By analysing the sume the phenomenological attitude (Hus- two distinct realms represented by the fol- 12
13 interactions between conscious agents, serl 1982), the attitude that phenomenol- lowing two questions: “What is it like to 13
14 the model tries to derive the enaction of ogy shares with constructivism (as argued in be…?” and “What does consciousness do?” 14
15 a spacetime framework. A critical exami- Kordeš 2016a). (for the purposes of this commentary, they 15
Physics Concepts in Second-Order Cybernetics
16 nation of the ontological status of the in- « 4 » According to phenomenology, will be referred to as the phenomenal and 16
17 volved entities indicates inconsistencies, phenomenal consciousness is the episte- the functional aspect respectively). There 17
18 especially at the adoption of viewpoints. mologically safest foundation on which are many answers to the latter. One of them 18
19 It seems that despite the model’s being to build science. According to Dan Zahavi is proposed by the target article, i.e., con- 19
20 supposedly grounded on the primacy of (2004), for Edmund Husserl, studying how sciousness behaves in principle unpredict- 20
21 consciousness, this characteristic is not the world is constituted in consciousness ably. Between the functional aspect of con- 21
22 immediately apparent. The commentary became the cornerstone for transcendental sciousness and the aspect that answers the 22
23 proposes an even more radical adoption phenomenology, which in turn was sup- question “What is it like to be…?” (describ- 23
24 of the first-person point of view. posed to become the foundation of science. ing so-called phenomenal consciousness), 24
25 Despite the fact that Husserl created a philo- there is an unsurmountable chasm – usually 25
26 Ontological status of entities in the sophical system with this particular pur- referred to as the explanatory gap. 26
27 conscious agents model pose, phenomenology has never completely « 9 » In order to assess which aspect is 27
28 « 1 » I am inclined to support the model succeeded in this endeavour. The problem assumed by the authors of the target article, 28
29 presented by Chris Fields et al., especially the being that phenomenologists never made it the basic mathematical elements of the pro- 29
30 way it, in one big stroke, connects biological exactly clear how to actually build natural posed model need to be examined. What are 30
31 constructivism (Maturana & Varela 1980; science (starting with physics) on phenom- the categories that define agents CA1 and 31
32 Foerster 1984; Riegler 2012) with quantum enological foundations. The target article of- CA2, the interaction between whom enacts 32
33 physics. Yet, extraordinary claims (such as fers a solution. physical entities? Figure 1 of the target ar- 33
34 the proposed model) require extraordinary « 5 » The proposed mathematical model ticle provides the answer: “Here X1 and G1 34
35 evidence. When the model’s results confirm is based on the concept of conscious agents and X2 and G2 are measurable spaces rep- 35
36 the authors’ goals, i.e., that from the interac- (CAs) (§2). In the following paragraphs I resenting the experiences and available ac- 36
212 37 tions of conscious agents almost miraculous- will try to summarise and more clearly ex- tions, respectively.” The space X is especially 37
38 ly springs a 3 + 1D physical framework of our plicate the presuppositions that come with important as on it rests the weight of the en- 38
39 everyday world, one should always beware of this concept. tire model. It is precisely X that is supposed 39
40 the possibility of motivated reasoning. « 6 » The authors suggest that a defining to contain encoded objects. 40
41 « 2 » As the remainder of this section feature of a CA is its “principled unpredict- « 10 » But what kind of entities does X 41
42 will show, an explication of the proposed ability […] considered by some to indicate represent? What is the meaning of “expe- 42
43 model’s presuppositions exposes consider- autonomy or ‘free will’ and hence agency riences” (§9) within the model? It would 43
44 able issues. It remains to be seen whether from the perspective of external observers” seem that X also introduces phenomenal 44
45 those problems stem from the commenta- (§6). Furthermore: consciousness into the model based on the 45
46 tor’s misunderstanding, from small incon- strong presupposition that phenomenal 46
47
48
sistencies in the proposed model (which can
be easily patched), or from flaws with serious
“ While autonomy in the non-trivial machine
sense inferred above is somewhat abstract, a re-
consciousness can be mathematically de-
scribed. With this, the model adopts the
47
48
49 consequences for the model’s fitness. I hope quirement for autonomous decision-making at first-person perspective of lived experience 49
50 it will turn out to be one of the former op- least suggests an awareness of potential conse- (a perspective that is unreachable for most 50
51
52
tions, for the idea of deriving characteristics
of the physical world from the dynamic of
”
quences and hence consciousness. (§8) of natural science). By simultaneously in-
cluding the functional and the phenomenal
51
52
53 consciousness is an exceptional one. « 7 » From this definition of a CA, it is aspect of consciousness it seems that the 53
54 « 3 » The aim of the target article is to clear that consciousness is inferred from the model of Fields et al. unwittingly mixes first- 54
55 create a mathematical model of how con- CA’s behaviour. Since this behaviour takes and third-person perspectives. 55
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1 Eigenform Encoding to itself. Alas, this fixed point will not be way with his statement “I am the observed 1
reached if we take a starting value that is not relation between myself and observing my-
2
3
and Spacetime equal to 1. If we start with a number greater self ” (Foerster 1981). We can go from von
2
3
4 Louis H. Kauffman than 1 and square it, we get a number even Foerster to Wheeler by a substitution: “The 4
5 greater than that and the values will ap- Universe is the observed relation between 5
University of Illinois at Chicago, USA
6 proach infinity. Infinity! Well we were not itself and observing itself.” There is no dif- 6
7
kauffman/at/uic.edu thinking of that as a number, but surely In- ference. Spacetime, the Universe, the Self, 7
8 finity2 = Infinity and so Infinity is (if we al- all are central eigenforms in the genesis of 8
9 > Upshot • An eigenform is both a sym- low it into our conversation) an eigenform worlds. These words are here capitalized to 9
10 bol for a process and the instantiation of for T. If we take a number greater than 0 and indicate their roles in this allegory of the na- 10
11 a process itself. As such, eigenform pro- less than 1, then applying T to that number ture of Everything. 11
12 vides a new entry to spacetime, as a uni- will lead to a sequence that tends to 0. And 12
13 fication of entity, place and process. 0 is a fixed point of T, indeed. So, we have Quantum theory and it from qubit 13
14 found that T has three eigenforms, Infin- « 4 » Having stated my point of view, 14
15 What is an eigenform? ity, 1 and 0. This could lead us out beyond directly and allegorically, let us turn to the 15
Physics Concepts in Second-Order Cybernetics
16 « 1 » In order to provide some back- the specific transformation to thoughts target article, where the authors say “[…] we 16
ground for a discussion of the target article
17 about the fantastic distinction that seems to pursue the notion of an eigenform not from 17
18 “Eigenforms, Interfaces and Holographic present itself between the Infinite, the Noth- the point of view of an abstract reflexive 18
19 Encoding” by Chris Fields, Donald Hoff- ingness and Unity. We could go off track as system, but from von Foerster’s original per- 19
20 man, Chetan Prakash and Robert Prentner, I far as the calculating forms are concerned spective of an agent that observes and acts 20
21 shall start this discussion by describing what and find that the simple working with and on its world” (§2). This is a correct stance. 21
22 an eigenform is and then I shall explore the searching for a fixed point for T(x) = x2 has One can consider an abstract reflexive sys- 22
23 nature of the relationship between quantum led us into cosmological concerns. tem, but the whole point in considering a re- 23
24 theory and eigenforms. First, let us note « 3 » Heinz von Foerster, in discussing flexive system is that the agent, the observer, 24
25 that formally, mathematically, an eigenform what he called “eigenvalues” (Foerster 1981) is the system, and observers become both 25
26 is nothing more and nothing less than the and what I call “eigenforms” went off track the system and the parts of the system. Let 26
27 fixed point of a transformation in some do- in a carefully planned formal way that indi- the allegory become prose. The universe is 27
28 main. If the domain has name D and the cates a systematic abduction from the given the source of its own observation. The uni- 28
29 transformation is regarded as a function T: system into a larger context. He suggested verse is a self-excited circuit. The agents are 29
30 D → D, then an eigenform E is an entity (ei- considering the context-free application of not separate from their worlds. In §2, Fields 30
31 ther in D or in an extension of D) such that T upon itself, for any T whatsoever! And he et al. say that we propose an “epistemic cut” 31
32 T(E) = E. finds that he can take E = T(T(T(T(T(…))))) between agent and world for the purpose of 32
33 « 2 » Why do we take this notion of ei- and then with this infinite concatenation of theory construction. Theory demands such 33
34 genform to be of importance for cybernet- T upon itself, like the deep repeated reflec- a cut in order to distinguish a theorizing 34
35 ics? An initial answer is that the transfor- tions seen by an observer between two mir- agent. In fact, such a cut has to come along 35
36 mation T acting on a system D produces rors, we have T(E) = E. What has happened with any perception at all. And the key to 36
214 37 a natural recursion. Start with X(0), some here? Does this concept go too far? Any T the situation of perception is that we are 37
38 entity that we think may approximate a has a fixed point and that fixed point is noth- sensitive to the fact that while a distinction 38
39 fixed point. Let X(1) = T(X(0)). In general, ing more than an infinite reflection zone of is made, it is also mutable. There is no final 39
40 let X(n + 1) = T(X(n)) for n = 1, 2, 3, … ad copies of T in a circuit upon themselves. cut and in the acts of perception, as we come 40
41 infinitum. Then the transformation T be- Such a fixed point has no basis other than to our senses, we find those places of ambi- 41
42 comes the generator of a process and hence the transformation T itself. John Wheeler guity, of feeling, where it is not possible to 42
43 propels the system into time by the very ac- (Misner, Thorne & Wheeler 1973) had the say what is our construction and what is the 43
44 tion of the transformation. This process may same concept for quantum cosmology. He world. 44
45 have no fixed point. And we are well familiar said (in my paraphrase) that the Universe « 5 » In §3, the authors state: 45
46 with such a situation. In fact, almost every is a self-excited circuit, arising from its own 46
47 object or action that we know has a poten-
48 tially endless recursion associated with it.
observation of itself, which is that very ob-
servation of itself. There is nothing in the
“ We suggest that spacetime itself, including both
the space in which objects appear to be embedded
47
48
49 This applies in particular to fundamental universe except the self-participation of the and the time over which they appear to persist, is 49
50 transformations, such as simple motions of nothing that becomes information and form a relational, error-correcting code for the fitness 50
51 the human body like taking an upright step.
52 We take a step and we can take another. Of
arising from its own eternal return. The ei-
genform E is an existence and comes about
consequences of interactions.
” 51
52
53 course some transformations do have fixed in the cleft where spatial form and temporal At this point I am not prepared to com- 53
54 points. For example, T(x) = x2 has as a fixed process (time itself) meet. Von Foerster pro- ment on the nature of the code as error- 54
55 point the number 1, whose square is equal nounced this self-excited circuit in his own correcting. I am not clear what constitutes 55
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1 do they belong? Is it the case that the water « 6 » So, suppose that we have one actly the information is encoded: on which 1
2 (or the air) is closed, meaning that it has its boundary shared by both sides as (1Bpw) boundary does this process occur? If it oc- 2
3 boundary as a part, while the air (respec- proposes. This means that both the perceiver curs on the perceiver’s boundary, then what 3
4 tively, the water) is open, i.e., it does not have and the world are closed, yet they are not role is left to be played by the world’s bound- 4
5 a boundary of its own, thus the boundary of separated. Imagine two pieces of a material ary? Perhaps here is the point where the idea 5
6 one entity serves as the boundary between sewn together: they are distinct and each of of the structure of fitness, as opposed to the 6
7 the entities in question? Or is it the case that them is bounded but they cannot be set apart; ontological structure of the world, comes 7
8 both the water and the air have their own they are parts of one whole, so to speak, pre- on stage. Suppose that the world’s boundary 8
9 boundaries and that these boundaries abut cisely because they are sewn. However, there provides a barrier that the perceiver bumps 9
10 each other? Finally, perhaps the water and is one subtle puzzle here: if the perceiver and against, so to speak, adjusting its shape, i.e., 10
11 the air share the boundary, meaning that the the world are sewn by their shared boundary, adjusting its boundaries, so that they fit, 11
12 latter is a common part of both entities. (I then one can hardly say that what happens in metaphorically, to the world’s boundaries. 12
13 omit the antirealist scenario in which there is the sewing itself has nothing to do with the However, if there are two separate boundar- 13
14 no boundary at all but only an illusion of its ontological structure of the world; after all, ies and their abutting determines the struc- 14
15 actual existence). These questions may seem this sewing is likely part of the ontological ture of fitness, then why is there any need for 15
Physics Concepts in Second-Order Cybernetics
16 silly, yet if being bounded is an essential fea- structure; if not, then what is it? a rather complex process of encoding infor- 16
17 ture of some entity, a condition of its identity, « 7 » In this context, we can notice an mation and establishing this whole theater 17
18 the issue becomes ontologically critical. interesting tension in the very nature of at of phenomena that we face once we open 18
19 « 4 » When it comes to our case, the least some boundaries. Think of a living our eyes in the morning? This is just another 19
20 authors claim that perception is a spectacle creature: boundaries constitute an organ- way of formulating what David Chalmers 20
21 played on the boundary between the per- ism by cutting it off from its environment, (1995) once called the hard problem of con- 21
22 ceiver and the outside world (the black box), yet at the same time, they provide channels sciousness, yet from a different side; this is, 22
23 but how many boundaries do we have there? for communication with the environment. say, the hard problem of presentations: why 23
24 Here is the first option: Say, once they bound something, they open there presents something rather than noth- 24
25 some doors to make traffic possible. When ing; why are we not “zombies,” bumping 25
26 (1Bpw) There is one boundary. It belongs it comes to the philosophy of mind and against the boundary of the world, adjusting 26
27 to the perceiver and to the outside world; it perception this tension is crucial: there is to it and by doing so maintaining solely our 27
28 is shared by them. They are both closed. the Cartesian approach to the mind-world structure of fitness? It seems that we could 28
29 boundary, putting stress on isolation or do so without facing any phenomena and it 29
30 The perceiver The outside world separation, while, e.g., in Edmund Husserl’s is likely that the most primitive organisms 30
31 or Maurice Merleau-Ponty’s approaches, the still function in this way. 31
32 boundary in question was supposed to – let « 9 » Perhaps stripping the perceiver 32
This option is clearly endorsed by the au-
33 me use Husserl’s original and very pregnant from its boundaries yields an even better 33
34 thors in §10. formulation – bring the world to a presenta- understanding of the structure of fitness. 34
35 « 5 » If we generalize what the authors tion. The authors apparently take the Carte- 35
36 say in §10, then the perceiver and the out- sian route and I am not sure if that is neces- (1Bw) There is one boundary and it be- 36
216 37 side world are neither closed nor open (origi- sary for their project as a whole. longs to the outside world. The perceiver is 37
38 nally, the model outlined in the target article « 8 » But perhaps there are actually two open while the world is closed. 38
39 referred to the simplified situation in which boundaries, as it is also suggested in §10, 39
40 an outside world for one perceiver is another where the authors introduce a distinction The perceiver The outside world 40
41 perceiver). This cannot be right. The alleged between a boundary and its surfaces. But is 41
42 “purely notional” character of the bound- a surface not a boundary, too? So, we can at 42
43 ary in question has nothing to do with the least take into consideration the following Here the perceiver is shaped by the bound- 43
44 context. This is because, by deeming the scenario: aries of the world as boundless water poured 44
45 boundary “purely notional” we take a par- into the glass. In this sense, the perceiver fits 45
46 ticular position as regards the nature of the (2B) There is one boundary that belongs the boundary (or boundaries) of the world. 46
47 boundary, not about its very existence. So, for to the perceiver and one boundary that This boundary must be there, pre-given and 47
48 example, the boundary between Poland and belongs to the outside world. They are ready-made (Hilary Putnam’s term) inde- 48
49 Russia (Kaliningrad Oblast) is purely con- both closed. pendently of the perceiver if the latter is sup- 49
50 ventional, but surely it exists and it is even posed to adjust itself to it. Such a scenario 50
51 guarded by heavily armed forces. So, if there The perceiver The outside world has been discussed and criticized, e.g., by 51
52 is a boundary (or boundaries) between the Francisco Varela, Evan Thompson and Elea- 52
53 perceiver and the outside world, regardless nor Rosch (1991: 193, 198). However, aside 53
54 of its nature, the two realms must be either However, this case is very problematic due from Varela’s criticism, here as in the (1Bpw) 54
55 open or closed. to the fact that it becomes unclear where ex- scenario, it is not clear why the structure 55
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1 “Eigenforms, Interfaces and decoherence (§§15–18). The underlying as- cently underwent a popular revival in the lit- 1
sumption is therefore that a theory of per- erature of high energy physics, thanks to the
2
3
Holographic Encoding”: Their ception should be addressed and studied intuitions of Stephen Hawking (2015) and to
2
3
4 Relation to the Information through the lenses of quantum mechanics. the work of Hawking, Malcolm Perry and 4
The authors explicitly mention criticism of Andrew Strominger (2016) on soft photons.
5
6
Loss Paradox for Black the assumptions of “epistemic transparency The very quantum-mechanical description
5
6
7 Holes and Quantum Gravity and objective persistence” proper of the of the theory of perception the authors move 7
8 classical worldview and point toward the from can naturally encode quantum hairs. 8
9
Antonino Marcianò elaboration of experiences within the theo- But then a first provocative question to ad- 9
10 Fudan University, China retical framework of quantum mechanics. dress would be: Can an observer have access 10
11 marciano/at/fudan.edu.cn They ascribe particular relevance to unitary to quantum hairs and thus to the informa- 11
12 quantum theory (§15) as the correct para- tion that can be encoded in these latter enti- 12
13 > Upshot • I emphasize possible analo- digm in which to address decoherence and ties? (Q1) 13
14 gies and links between the content of holographic encoding. As they point out, « 4 » Beyond this analogy between 14
15 Fields et al.’s target article and some in unitary quantum theory “the universe is event horizon and interface of perception, it 15
Physics Concepts in Second-Order Cybernetics
16 consolidated recent studies in the lit- permanently in an entangled state; there are is possible to point out a more general cor- 16
17 erature of quantum gravity and the in- no classical objects” (§15; emphasis in the respondence between quantum degrees of 17
18 formation loss paradox for black holes. original). freedom that are encoded on the observer- 18
19 This follows from the attempt by the « 3 » Besides the philosophical prefer- system boundary and some theories of quan- 19
20 authors to account for spacetime as an ence toward unitary quantum mechanics, tum gravity that make explicit use of graph 20
21 error-correcting code. The paradigm the the line of thought followed by the authors theory. Among the latter we mention loop 21
22 authors focus on can be naturally cast in has a striking overlap with a vast part of the quantum gravity (Rovelli 2004) and theoreti- 22
23 the language of some models of quan- literature developed in the last four decades cal constructions that arise from string-nets 23
24 tum gravity based on graph theory, and about the information loss paradox of black (Levin & Wen 2005). Gauge interactions, 24
25 suggests a generalization of the percep- holes, and crosses its natural consequence, and eventually also fundamental particles 25
26 tual systems so as to account for quan- which is the development of the holographic of the standard model (Bilson-Thompson, 26
27 tum holographic encoding as described principle – see, e.g., the seminal works by Markopoulou & Smolin 2007), can be de- 27
28 in quantum gravity. Gerard ’t Hooft (1993) and Leonard Suss- rived in these two frameworks. The basic 28
29 kind (1995) – in quantum gravity and high objects of these theories are graphs, namely 29
30 « 1 » At the core of the target article energy physics (Bousso 2002). There are evi- sets of nodes interconnected by links, which 30
31 “Eigenforms, interfaces and holographic dent analogies that assimilate the crucial role are colored by fundamental representations 31
32 encoding: Toward an evolutionary account of the black hole event horizon in the flow of some continuous or discrete Lie group. 32
33 of objects and spacetime” there is the de- of information to the role of the membrane These latter are sets of elements on which it 33
34 velopment of the interface theory of per- between observer and system in the inter- is possible to define a product rule, recover 34
35 ception (Hoffman, Singh & Prakash 2015). face theory of perception. The comprehen- a unit element and then find an inverse el- 35
36 This framework is unfolded within the sion of the function of the physical degrees ement that reproduces the unit element by 36
218 37 very same language in which the epistemic of freedom that puncture the observer–sys- virtue of the product rule. The redundancy 37
38 foundations of quantum mechanics can be tem interface represents a possible pathway that the authors propose to be deployed for 38
39 phrased (§§4–13). The interface theory of to solve the information loss paradox. The unravelling the emergence of space, and in 39
40 perception allows a detailed description of key point is to overcome the no-hair theo- general spacetime, as an error-correcting 40
41 the holographic encoding, and is naturally rem for classical black holes. This states that code could be then associated with the ir- 41
42 tailored in order to account for the com- the thermodynamics of black holes shall be reducible representations that are assigned 42
43 plexity of the observer–environment inter- described only in terms of three quantities: to the links of the graphs in these theories. 43
44 face’s interactions. Within this framework the mass, the spin and the electric charge of This is exactly the same construction de- 44
45 the authors address the structure itself of black holes, all the other classical degrees of veloped in loop quantum gravity or string- 45
46 spacetime (§§32–36), after having reviewed freedom being irrelevant (Misner, Thorne & nets. The quantum states of the models of 46
47 and analyzed the most relevant options for Wheeler 1973). The no-hair theorem can be emergent spacetime are then recovered from 47
48 holographic encoding (§§15–18), and sum- avoided by resorting to the notion of quan- the graphs that are taken into account. The 48
49 marized the propositions for the fitness tum hairs. The latter are quantum numbers colors, i.e., the irreducible representations of 49
50 functions (§§22–24) deployed in the inter- that black holes may carry, which are not elements of the Lie group, are now associated 50
51 face theory of perception. associated with massless gauge fields and with eigenvalues of the observable quantum 51
52 « 2 » Although the axioms of quantum which may solve the information paradox, operators of the theory. The dimension of the 52
53 mechanics are not explicitly stated, the focus allowing for storing of information. This is Hilbert space associated with the irreducible 53
54 throughout the work is on quantum states, a perspective that comes from an old idea representations of a discrete or continuous 54
55 entanglement and observer-environment (Coleman, Preskill & Wilczek 1992) that re- group Lie group G – or eventually to a quan- 55
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1 « 3 » We agree with Dietrich (§14) that Ernst von Glasersfeld puts it, summarizing clear how anyone could speak one particular 1
2 the experience of a classical world is in- three millennia of philosophical empiri- sentence or think one particular thought. 2
3 eluctable. When we open our eyes, we see cism, “it is impossible to compare our im- Memory and communication both become 3
4 bounded objects with definite shapes, sizes age of reality with a reality outside” (Gla- paradoxical. Any non-classical theory seems 4
5 and locations; when we open our ears we sersfeld 1981: 89). When we imaginatively to require, as Niels Bohr argued, a classical 5
6 hear tones with definite loudness and pitch. construct theories of what lies beyond the metatheory just to support language. Here 6
7 Our goal is to explain why we have such interface, we construct and express them a dialetheic world (Dietrich §12) seems ines- 7
8 experiences. Dietrich suggests that the ex- using symbols and diagrams that our inter- capable (Dietrich & Fields 2015). 8
9 perience of a classical world is ineluctable faces allow: classical symbols and diagrams « 7 » While we do not, as Dietrich points 9
10 because there is an ontologically real clas- that have definite arrangements and shapes. out, have direct empirical evidence for our 10
11 sical world, one with a “mind-independent Such symbols and diagrams are, like our model, there is plentiful (albeit indirect) evi- 11
12 spacetime” that is “filled with mind-inde- percepts, eigenforms, fixed points that are dence for holography as a mechanism (see, 12
13 pendent objects” (§2). We “visit” this world only recognizable through repeated use. We e.g., Antonio Marcianò’s commentary). Many 13
14 by opening our eyes and ears. According to have no choice in our use of classical sym- would argue, moreover, that the mounting 14
15 Dietrich (§12), an utterly differently struc- bols and diagrams, as our experiences of evidence for quantum effects at macroscop- 15
Physics Concepts in Second-Order Cybernetics
16 tured quantum world that we can access theory construction and our experiences of ic scales demonstrates empirically that the 16
17 (since the 1920s) only via our thoughts can our constructed theories are experiences and classical worldview is wrong. As Dietrich em- 17
18 be considered to be equally real, and there so are encoded on our interfaces. The classi- phasizes, accepting this argument requires 18
19 may be other equally real worlds with yet cal symbols and diagrams that we use to ex- the acceptance of another deep paradox. 19
20 different structures that we cannot access at press our theories make use of redundancy Experiments, in particular, require time- 20
21 this time. From a constructivist perspective, in space and time; hence they enable error persistent observers and apparatuses that 21
22 these “worlds” are all constructs, one of our correction. interact while remaining separable in the 22
23 perceptual systems and the other(s) of our « 6 » What we have called the classical physicist’s sense of having independently 23
24 theoretical imaginations. Why the former worldview, on the other hand, is an assump- characterizable states. Joint states of inter- 24
25 should provide compelling experimental ev- tion that the classical world of our experi- acting systems are not, however, separable 25
26 idence for the latter remains a mystery. Why ence is not just encoded on our interfaces, under the unitary evolution prescribed by 26
27 we can only express our theories – even to but also exists beyond them as an ontologi- quantum theory. This paradox can be stated 27
28 ourselves, in thoughts – using classical sym- cally real structure comprising a multitude starkly: local decoherence requires global 28
29 bols is also mysterious. of well-defined, bounded, time-persistent coherence, i.e., global entanglement. From a 29
30 « 4 » We attempt to address these ques- macroscopic objects. We see tables and global quantum-theoretic perspective, both 30
31 tions by appealing to a specific mechanism: chairs, in this worldview, because tables decoherence and the classical world it pro- 31
32 holographic encoding on an interface that and chairs (not just clouds of atoms) are out duces are epiphenomenal. 32
33 employs spacetime as an error-correcting there, bouncing light into our eyes. Percep- « 8 » Dietrich also points out (§14) that 33
34 code. We (each) see a classical world, in our tion is (mostly) veridical because the in- we have offered no theory of how human 34
35 view, because we (each) have this kind of terfaces through which we have perceptual beings can formulate, within their classical 35
36 interface. The “objects” – including objects experiences are (mostly) transparent. The interfaces, theories of the non-classical. This 36
220 37 of thought – that our interfaces present to world, on this worldview, is not a black box is a fair challenge that we hope someday to 37
38 us are eigenforms. As Heinz von Foerster at all, but rather a (mostly) white one. What accept. 38
39 (1976) emphasized, eigenforms and the cor- you see is what you get. Dietrich argues (§3, 39
40 responding eigenbehaviors are (at least ap- §12) that this world/worldview distinction Consciousness is fundamental, but 40
41 proximate) fixed points of multiply repeated is illegitimate without empirical evidence architecture must be fundamental 41
42 (ideally infinitely repeated) perception-ac- that our model is correct. We disagree: the too 42
43 tion loops (cf. Louis Kauffman’s commentary). classical worldview is an explicit philosophi- « 9 » Both Dietrich (§13) and Urban 43
44 Eigenform and eigenbehavior must be clas- cal claim or, more commonly, an implicit Kordeš (§10) suggest that we are trying to 44
45 sically correlated across these repetitions; and perhaps innate assumption that can be explain phenomenal consciousness, or are 45
46 hence the process of repetition, whether it (and in point of fact is) made independently at any rate not taking it to be fundamental. 46
47 is conscious or not, constitutes a memory. It of whether the classical world that it postu- We were perhaps not sufficiently clear that 47
48 is this memory of classical correlation that lates actually has the ontological status that we take phenomenal consciousness to be 48
49 confers classicality on the “classical world” the classical worldview claims it to have. On fundamental and irreducible, and simply as- 49
50 of our interface-encoded experience. the other hand, we agree with Dietrich that sume that conscious agents have it. However, 50
51 « 5 » If we are correct, the “classical there is a deep issue here: stating this dis- we also assume that conscious agents have 51
52 world” is not a world at all, but is only an tinction is making a statement, and making an architecture in addition to consciousness. 52
53 experience. The classical-world experience any particular statement is a classical act. If The structure and content of phenomenal 53
54 is ineluctable because the interface that the classical worldview is rejected, the sta- consciousness (i.e., experience) alone is, we 54
55 encodes it is the only interface we have; as tus of statements is cast into doubt; it is un- claim, insufficient to explain itself, e.g., in- 55
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1 Hilbert space in quantum theory) of the uni- & Jekníc-Dugíc 2008; Harshman & Ranade verse, consciousness and its contents are, 1
2 verse. Observer and environment are distin- 2011); this constancy of whole-system dy- like decoherence, epiphenomenal. Decom- 2
3 guished as subsystems by the states that they namics under arbitrary decomposition has positional equivalence renders a universe 3
4 can occupy. The epistemic boundary be- been termed “decompositional equivalence” filled with awareness and a universe con- 4
5 tween them – the boundary by which we, as (Fields 2016). Within the CA formalism, taining no awareness indistinguishable from 5
6 theorists, distinguish them – is their shared decompositional equivalence is imple- a (theoretical) perspective that stands “out- 6
7 interface. The states on this boundary are mented by the arbitrary composability of side” of it. The “view from nowhere,” even 7
8 available to encode experiences; they imple- Markov processes. The universe as a whole when adopted via an abstract model, is in- 8
9 ment the respective spaces X of observer and has no “outer” boundary; decompositional herently paradoxical. 9
10 environment in the CA formalism. What is equivalence allows the erasing of any “in- 10
11 encoded on the interface at any instant of ner” boundaries as well. Hence the universe Experience is both classical and 11
12 either system-relative time depends on how can be considered to be filled with observ- non-classical 12
13 the two systems are interacting at that time. ers and experiences as described above, but « 20 » A partial resolution of this para- 13
14 The interaction need not involve spatial de- the boundaries defining these observers can dox of disappearing awareness may come 14
15 grees of freedom, as Kauffman makes clear in also be erased with no effect. In the CA for- from an unlikely corner. Marcianò focuses on 15
Physics Concepts in Second-Order Cybernetics
16 his discussion of entanglement (§7). malism, the universe can be considered to a particular system for which the state-space 16
17 be a CA or any combination of CAs, but it boundary corresponds to a spatial bound- 17
18 All boundaries encode experience, can also be considered to be a single set W ary, the black hole, and asks (Q1) how our 18
19 but all boundaries can be erased mapped to itself. If any distinction creates a approach might deal with the paradox that 19
20 « 16 » Kauffman’s remark that “any dis- boundary, such a boundaryless system can black holes appear to destroy information 20
21 tinction whatsoever” creates an epistemic make no distinctions. With no boundary to whenever they gain energy, in violation of 21
22 boundary is, however, even more powerful serve as an interface and no ability to make quantum theory’s requirement of unitar- 22
23 than this. It implies, when taken seriously, distinctions, the universe has no experience ity and hence information conservation. As 23
24 that every possible boundary in state space space X and no experiences. It has no point Marcianò points out, one answer to this para- 24
25 encodes experience. Every system is an ob- of view, on itself or on anything else. John dox is to recognize that black holes are only 25
26 server; likewise, every system is an observed Wheeler’s well-known statement (Kauffman apparently classical objects; they are entan- 26
27 environment. Every state corresponds to an §3) is, therefore, misleading. The universe gled with the rest of the universe by “soft” 27
28 experience on some interface. The universe is composed of observer-participants, but is, photons and possibly other “quantum hair” 28
29 is, therefore, filled with experiencers and when viewed as a boundaryless whole, itself (see Strominger 2017 for a recent elabora- 29
30 filled with experience. In this sense, contra neither an observer nor a participant. tion of this view). 30
31 Kordeš (§17), the abstract space in which « 18 » Taking actions into account deep- « 21 » As all systems smaller than the 31
32 agents live is indeed a space of phenomenal ens the above paradox. Boundaries encode universe as a whole are observers in our 32
33 experience. Each agent, however, experienc- not just experiences but actions: the per- approach, black holes are observers. In- 33
34 es only what is encoded on its own interface. ceptions of each agent are the actions of its deed, they are ideal observers: all informa- 34
35 Sensations, thoughts, feelings, imaginations, environment and vice versa. The actions of tion (particles or waves) that contacts their 35
36 the experiences of deciding or doing, all agents drive the evolution of the universe; surfaces is both fully absorbed and holo- 36
222 37 are encoded on the interface. All are eigen- the dynamics of a universe entirely com- graphically encoded. Black holes are also 37
38 forms. Each agent’s internal, “bulk” states posed of agents is nothing beyond the com- ideal actors: they constantly alter the states 38
39 are experientially inaccessible to it, even bination of all of their actions. Yet from the of their environments by emitting Hawking 39
40 though each of them is on the interface of (theoretical) perspective of the entire uni- radiation. These observations and actions 40
41 and hence encodes accessible experience for verse, none of the boundaries matters. De- are classical: they can be observed by (i.e., 41
42 some agent. To see this in the simpler arena compositional equivalence allows the eras- can encode information on the interface of) 42
43 of spacetime, think of the constant experi- ing of all boundaries with no effect. From an external observer. When the situation is 43
44 ences of your own neurons (of which Cook the perspective of the whole universe, there viewed quantum-mechanically, however, 44
45 2008 provides a compelling description), all is no spacetime (indeed no classical infor- on the two sides of a black hole’s bound- 45
46 of which are inaccessible to you. mation) and nothing is happening. The uni- ary are simply quantum states, which to 46
47 « 17 » Expanding one’s (theoretical) per- verse is in a pure entangled state. That this preserve unitarity must be entangled. The 47
48 spective to the entire universe considered as fixed point exists is the physical content of correlations that implement this entangle- 48
49 a whole, however, produces not Kauffman’s the Wheeler-DeWitt equation. ment cross the boundary; they are the soft 49
50 hoped-for abduction but Dietrich’s dialetheic « 19 » The paradox posed by the “uni- quantum hairs. In Andrew Strominger’s 50
51 paradox. As described in §7 of our target versal view” is, however, deeper still. The formalism, these soft hairs are the decoher- 51
52 article, both classical and quantum physics boundary erasure allowed by decomposi- ing environment for the Hawking radiation; 52
53 allow inter-system boundaries to be moved tional equivalence erases all interfaces and the latter is detectable by us only because 53
54 or erased arbitrarily without affecting joint- hence all encoded experience. From the the soft hairs are there. The soft hairs them- 54
55 system dynamics (e.g., Zanardi 2001; Dugíc (theoretical) perspective of the entire uni- selves, however, are not detectable; they 55
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