ILO OHS MS
ILO OHS MS
ILO OHS MS
Management
System:
A tool for continual
improvement
Also available in French: Système de gestion de la SST: un outil pour une amélioration continue. ISBN 978-92-2-
224739-4 (print) ISBN 978-92-2-224740-0 (web pdf), Turin, 2011, and Spanish: Sistema de gestión de la
SST: una herramienta para la mejora continua. ISBN 978-92-2-324739-3 (print).ISBN 978-92-2-324740-9
(web pdf), Turin, 2011.
Workers’ Participation............................................................................................. 10
Nanotechnologies ................................................................................. 15
Limitations of OSHMS............................................................................................ 17
Final remarks........................................................................................ 20
References............................................................................................ 21
=
As described before, the essential purpose of OSH is the management of occupational risks.
In order to do that, hazard and risk assessments have to be carried out to identify what
could cause harm to workers as well as property so that appropriate preventive and protective
Table 1
A risk assessment procedure can be easily tailored to the size and activity of the enterprise, as
well as to the available resources and skills. A major hazard installation, such as a petrochemical
plant will require highly complex risk assessment evaluations and mobilize a high level of
resources and skills. Many countries develop their own risk assessment guidelines which are
often used for regulatory purposes or to develop internationally agreed standards.
Two risk assessment processes which are essential for the management of occupational risks
are the determination of occupational exposure limits (OEL) and the establishment of lists
of occupational diseases. Most of the industrialized countries establish and maintain OEL
lists. These limits cover chemical, physical (heat, noise, ionizing and non ionizing radiation,
cold), and biological hazards. One list that is outstanding in terms of coverage and strong
scientific peer-review process, and therefore used as a reference by other countries, is the List
of Threshold Limit Values (TLVs) of the American Conference of Governmental Industrial
Hygienists (ACGIH).
The incorporation of occupational diseases in national lists is also based on hazard and risk
assessment procedures for the identification and recognition of occupational diseases for
compensation purposes. These range from illnesses such as respiratory and skin diseases,
musculoskeletal disorders and occupational cancer to mental and behavioural disorders. The
ILO List of occupational diseases (revised in 2010) assists countries in the design of their own
national lists, in prevention, recording, notification and, when applicable, compensation of
diseases caused by workplace exposure.
Policy Organizing
OSH policy Responsibility &
Worker accountability
participation Competence & training
OSH documentation
Communication
Policy
Organizing
Action for
Planning &
improvement
ud Planning & implementaion
di
A
it A
Preventive and
t
development and
improvement Evaluation
ov
implementation
pr
l im OSH objectives
Evaluation
Performance
monitoring and
measurement
Investigation
Audit Management
review
Auditing
One of the main interests in OSHMS is the capacity of measuring the performance of the
system and whether it is improving over time. The quality of this measurement depends very
much on the quality of the auditing mechanism, whether internal or external, that is used,
and competence of the auditors. Generally, auditing is the monitoring of a process by a
competent person or team who is independent of the process. Periodic audits are designed to
help determine whether the OSH management system and its elements are in place, adequate,
and effective in protecting the safety and health of workers and preventing incidents. They
also provide the means to measure performance of the system over time.
When planning improvements, audit evidence should always be reviewed alongside other data
on system performance. Any audit scoring system should provide benchmarks for future
improvements rather than highlighting past successes. The audit conclusion should determine
whether the implemented OSHMS is effective in meeting the organization’s OSH policy
and objectives, and promoting full workers’ participation; responding to the results of OSH
performance evaluation and previous audits; enabling the organization to achieve compliance
with relevant national laws and regulations, and fulfilling the goals of continual improvement
and best OSH practice. Audits require good communication within an organization so when
the audit is being conducted, people are ready to supply needed information in the form of
documents/records, interviews, or site access. Good communication methods are also needed
when audit findings are disseminated.
Private certification and auditing companies can easily be in a situation of conflict when they
both help the organization set up its OSHMS and audit it. The experience with financial
audits has shown that it may be difficult to provide real independent auditing when there is an
existing relationship with the auditors or when service costs become the main driving factor.
The selection of auditors and the definition of precise terms of reference for carrying out
audits must be considered with care to ensure they take the specific profile of the organization
into account. A really effective audit system is one in which those being audited look forward
to the process, expecting new and useful ideas for practical improvements. If they face audits
with dread, the audit system needs to improve, not those being audited!
Whether the OSHMS requirement are voluntary or mandatory, organizations rely on nationally
or professionally accredited certification and auditing bodies to assess their adherence to
OSHMS requirements and performance of implementation. Auditing processes complete
the OSHMS by providing an independent assessment of its performance and proposing
corrective actions and new objectives for further improvements.
© ILO/Maillard J.
is successful only when all the
stakeholders are given defined
responsibilities in running it.
A major principle of OSHMS is the establishment of a line management responsibility, including
the meaningful involvement of all employees at all levels in the organization, and with defined
OSH responsibilities. It has been demonstrated again and again that the implementation of
OSH, and even more of OSHMS, can be successful only when all stakeholders participate
fully in this implementation through dialogue and cooperation. In the case of OSHMS, a
system run solely by managers without input from workers at lower levels in the hierarchy is
bound to lose its focus and fail. A number of studies suggest an association between lower
lost-time injury rates and the presence of joint OSH committees and trade union involvement
in the organization. Other studies indicate that participatory workplace arrangements lead
to OSHMS practices resulting in improved OSH performance, and this is even more so in
unionized workplaces.
Full workers’ participation is strongly promoted in all ILO OSH standards, and particularly in
the ILO Convention on Occupational Safety and Health, 1981 (No. 155) and its accompanying
Recommendation (No. 164), as well as in the ILO Guidelines on OSHMS. For joint OSH
committees and similar arrangements to be effective, it is important that adequate information
and training is provided, that effective social dialogue and communication mechanisms are
established, and that workers and their representatives are involved in the implementation
of OSH measures. Although participation in OSHMS is usually understood to refer to
employers and workers in the organization, participation in the sense of information
exchange and communication should also concern out-sourced and external stakeholders in
the implementation of measures. These may include regulators, subcontractors, neighbouring
communities and organizations, clients and enterprises in the supply chain, insurers,
shareholders and consumers, as well as international standard setting bodies.
OSH related training at all levels, from managers to workers, is a major element in implementing
any OSH programme. This training has to be carried out on a continual basis to ensure knowledge
of the system and for instructions to stay up to date with changes in the organization. In this
context communication channels between the different levels of the organization must be
effective and go both ways, meaning that OSH related information and concerns conveyed by
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© ILO/Crozet M.
The construction industry has a high occupational accident rate and the use of multiple
contractors and subcontractors on construction sites is the rule. A strong incentive for using
OSHMS in this sector is that it provides a common template for all the parties working on
a site to harmonize the planning, implementation and monitoring of OSH requirements, as
well as building a basis for performance auditing. It also facilitates the integration of OSH
needs in the early stages of the complex design and planning, bidding and start up stages
of a construction project. Thus the implementation of integrated management systems in
construction is recognized as an effective tool to ensure a coherent integration of quality,
environmental and OSH systems on a worksite with multiple stakeholders. Mining is another
high risk industry where OSHMS, with its coherent, stepwise and logical approach can be
an effective tool for reducing occupational accidents and diseases. The maritime sector
is another example of a high risk sector. The ILO’s Maritime Labour Convention, 2006,
promotes the preparation of national guidelines and policies for occupational safety and
health management systems and for provisions, rules and manuals on accident prevention.
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2 http://www.saicm.org
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Nanotechnologies
The application of nanotechnologies to the
production of nanomaterials and the potentially
adverse human health effects from exposure
to particles smaller than 100 nanometers is a
major emerging OSH concern. Engineered
nanoparticles may have chemical, physical, and
biological properties distinctly different from
those of larger particles of similar chemical
composition. A review of the literature indicates
that some occupational and environmental
exposures to a limited number of engineered
© Fotolia IV
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© ILO/Crozet M.
must be in place to ensure a good performance and benefit from
the important advantages of OSHMS for safety and health. It
must be kept in mind that these strengths and weaknesses apply
mostly to medium and large organizations which have the necessary technical and financial
resources for a full implementation of OSHMS.
It is very important to remember that OSHMS is a management method and not an OSH
programme in itself. Therefore, a management systems’ approach is only as good as the OSH
framework or programme in place in the organization. OSHMS programmes must function
within the national OSH legislation framework and the organization must ensure that the
system include a review of regulatory requirements and is updated accordingly to integrate
them. A detailed generic description of the elements of an OSH management system in the
organization based on ILO-OSH 2001 is provided in Annex 1.
Strengths of OSHMS
It is now recognized that the management systems’ approach brings a number of important
advantages to the implementation of OSH, some of which have been already identified further
above. A systems’ approach also adjust the overall safety and health programme over time so that
decisions on hazard’s control and risk reduction improve progressively. Other key advantages are:
■■ The possibility of integrating OSH requirements into business systems and aligning
OSH objectives with business objectives, thus resulting in a better taking into account of
implementation’s costs related to control equipments and processes, skills, training and
information;
■■ Harmonizing OSH requirements with other related requirements, particularly those
pertaining to quality and environment;
■■ Providing a logical framework upon which to establish and run an OSH programme that
tracks all the elements requiring action and monitoring;
■■ Streamlining and improving communication mechanisms, policies, procedures, programmes,
and objectives according to a set of rules applied universally;
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Limitations of OSHMS
While the potential of OSHMS for improving safety and health is undeniable, there are many
pitfalls which, if not avoided, can very rapidly lead the exercise toward failure. The usefulness
of OSHMS has been questioned in several studies on the subject, and a number of potentially
serious problems have been underlined, such as:
■■ The production of documents and records needs to be controlled carefully to avoid
defeating the purpose of the system by drowning it in excessive paperwork. The focus on
the human factor can be easily lost if the emphasis is more on the paperwork requirements
of a formal OSHMS than people.
■■ Imbalances between management processes (quality, OSH, environment) must be avoided
to prevent dilution of requirements and inequalities in focus. The lack of careful planning
and full communication prior to the introduction of an OSHMS programme can raise
suspicions about and resistance to the change.
■■ OSHMS usually puts greater emphasis on safety rather than health and with the risk of
missing the onset of occupational diseases. Occupational health surveillance of workers
must be incorporated in the system as an important and effective tool for monitoring the
health of workers over the long term. Occupational health services, such as defined in
the ILO Occupational Health Services Convention, 1985 (No. 161) and its accompanying
Recommendation (No. 171) should be an integral part of OSHMS.
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Final remarks
During the last decade, the approach of OSHMS has become popular and has been introduced
in both industrialized and developing countries. The ways for promoting its application
vary from legal requirements to voluntary use. Experience shows that OSHMS is a logical
and useful tool for the promotion of continual improvement of OSH performance at the
organization’s level. Key elements for its successful application include ensuring management
commitment and active participation of workers in the joint implementation. It is expected
that more and more countries integrate OSHMS in national OSH programmes as a means to
strategically promote the development of sustainable mechanisms for OSH improvements in
the organizations.
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References
1. International Labour Standards by subject, Occupational safety and health, ILO Internet site:
http://www.ilo.org/ilolex/english/subjectE.htm#s12
2. Global Strategy on Occupational Safety and Health: Conclusions adopted by the International
Labour Conference at its 91st Session, 2003. International Labour Office, 2004.
http://www.ilo.org/safework/info/publications/lang--en/docName--WCMS_107535/index.htm
3. List of occupational diseases (revised 2010). Identification and recognition of occupational
diseases: Criteria for incorporating diseases in the ILO list of occupational diseases (OSH 74).
http://www.ilo.org/safework/publications/
4. Guidelines on occupational safety and health management systems. (ILO-OSH 2001).
http://www.ilo.org/safework/info/publications/
5. General Survey concerning the Occupational Safety and Health Convention,1981 (No. 155), the
Occupational Safety and Health Recommendation, 1981(No. 164), and the Protocol of 2002
to the Occupational Safety and Health Convention, 1981, International Labour Conference,
98th Session, 2009. Report III (Part 1B), International Labour Office, Geneva. ISBN 978-92-2-
120636-1.
6. Fundamental principles of occupational health and safety, second edition, International Labour Office,
Geneva, 2008.
7. “Background information for developing an ILO policy framework for hazardous substances”,
Sectoral Activities Programme, International Labour Office, Geneva, 2007 (MEPDHS/2007).
http://www.ilo.org/public/english/dialogue/sector/techmeet/mepfhs07/mepfhs-r.pdf
8. ILO SafeWork: Information on Control banding: http://www.ilo.org/public/english/
protection/safework/ctrl_banding/index.htm
9. Robens: Great Britain Committee on Safety and Health at Work: Safety and health at work, report
of the Committee, 1970–72 (London, 1972).
10. Report of the OECD Workshop on the Safety of Manufactured Nanomaterials, 7–9 December
2005, Document No. ENV/JM/MONO(2006)19, available at http://www.oecd.org/ehs/
11. Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) Regulation (EC)
No 1907/2006 and Directive 2006/121/EC amending Directive 67/548/EEC were published in
the Official Journal on 30 December 2006.
12. Strategic Approach to International Chemicals Management, 2006. United Nations Environment
Programme (UNEP). http://www.chem.unep.ch/
13. International Council of Chemical Associations (ICCA) Responsible Care
http://www.icca-chem.org/en/Home/ICCA-initiatives/Responsible-Care/
14. “Work improvement and occupational safety and health management systems: Common features
and research needs”, Kazutaka Kogi, Industrial Health 2002, 40, 121-133.
15. Systems in focus: Guidance on occupational safety and health management systems, Institution of
Occupational Safety and Health (IOSH), 2009. http://www.iosh.co.uk
16. Workplace Arrangements for OHS in the 21st Century, Professor David Walters, TUC Professor of
Work Environment, School of Social Sciences, Cardiff University, United Kingdom, July 2003.
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Policy
OSH policy: The employer, in consultation with workers and their representatives, should set out in writing
an OSH policy.
Worker participation: Worker participation is an essential element of the OSH management system in the
workplace.
Organizing
Responsibility and accountability: The employer should have overall responsibility for the protection of
workers' safety and health, provide leadership for OSH activities and ensure that OSH is a line management
responsibility which is known and accepted at all levels.
Competence and training: The necessary OSH competence requirements should be defined by the employer,
and arrangements established and maintained to ensure that all persons are competent to carry out the safety
and health aspects of their duties and responsibilities.
Documentation: According to the size of the workplace and the nature of its activities, OSH related
documentation should be established, maintained, reviewed, revised as necessary; be communicated an readily
accessible to all appropriate or affected workers in the workplace. The documentation may cover the OSH
policy, assigned responsibilities; significant workplace hazards and risks and arrangements for their prevention
and control; records of OSH activities, work-related injuries, ill-health, disease, and incidents, OSH national
laws and regulations; records of exposures, working environment monitoring, health surveillance data; results
of monitoring; technical and administrative procedures, instructions and other relevant internal guidance
documents.
Communication: Arrangements and procedures should be established and maintained for receiving,
documenting and responding appropriately to internal and external communications related to OSH; ensuring
the internal communication of OSH information between relevant levels and functions in the workplace; and
ensuring that the concerns, ideas and inputs of workers and their representatives on OSH matters are received,
considered and responded to.
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Hazard prevention
Prevention and control measures: Hazards and risks to workers' safety and health should be identified,
prioritized and assessed on an ongoing basis. In order of priority, preventive and protective measures should (a)
eliminate the hazard/risk; (b) control the hazard/risk at the source through appropriate measures; (c) minimize
the hazard/risk by the design of safe work systems; and (d) where residual hazards/risks cannot be controlled
by collective measures, the employer should provide for appropriate personal protective equipment, including
clothing, at no cost, and should implement measures to ensure its use and maintenance.
Hazard prevention and control procedures should be established and should: (a) be adapted to the
hazards and risks encountered by the organization;(b) be reviewed and modified, if necessary, on a regular
basis; (c) comply with national laws and regulations, and reflect good practice; and (d) consider the current state
of knowledge, including information or reports from organizations, such as labour inspectorates, occupational
safety and health services, and other services as appropriate.
Management of change: The impact on OSH of internal changes (such as those due to staffing, new
processes, working procedures, organizational structures or acquisitions) and of external changes (for example,
as a result of amendments of national laws and regulations, organizational mergers, and developments in
OSH knowledge and technology) should be evaluated and appropriate preventive steps taken prior to the
introduction of changes. A workplace hazard identification and risk assessment should be carried out before
any modification or introduction of new work methods, materials, processes or machinery. Such assessment
should be done in consultation with and involving workers and their representatives, and the safety and health
committee, where appropriate. The implementation of a “decision to change” should ensure that all affected
members of the organization are properly informed and trained.
Emergency preparedness and response: Emergency prevention, preparedness and response arrangements
should be established and maintained through continual internal training and information, and communication
with external emergency services. These arrangements should identify the potential for accidents and emergency
situations, and address the prevention of OSH risks associated with them. They should be established in
cooperation with external emergency services and other bodies where applicable.
Procurement: Procedures should be established and maintained to ensure that: (a) compliance with
workplace safety and health requirements is identified, evaluated and incorporated into purchasing and leasing
specifications; (b) national laws and regulations and the workplace’s own OSH requirements are identified prior
to the procurement of goods and services; and (c) arrangements are made to achieve conformance to the
requirements prior to their use.
Contracting: Arrangements should be established and maintained for ensuring that the workplace’s safety and
health requirements, are applied to contractors and their workers.
Evaluation
Performance monitoring and measurement: Procedures to monitor, measure and record OSH performance
on a regular basis should be developed, established and periodically reviewed. Responsibility, accountability and
authority for monitoring at different levels in the management structure should be allocated.
Investigation of work-related injuries, ill health, diseases and incidents and their impact on OSH
performance: The investigation of the origin and underlying causes of work-related injuries, ill health, diseases
and incidents should identify any failures in the OSH management system and should be documented. Such
investigations should be carried out by competent persons, with the appropriate participation of workers and
their representatives. The results should be communicated to the safety and health committee, where it exists, and
the committee should make appropriate recommendations. The investigation data and the recommendations
should be communicated to appropriate persons for corrective action, included in the management review and
should be considered for continual improvement activities. Reports produced by external investigative agencies,
such as inspectorates and social insurance institutions, should be acted upon in the same manner as internal
investigations, taking into account confidentiality.
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