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Graduate Texts in Physics
Peter Mulser
Series Editors
Kurt H. Becker, NYU Polytechnic School of Engineering, Brooklyn, NY, USA
Jean-Marc Di Meglio, Matière et Systèmes Complexes, Bâtiment Condorcet,
Université Paris Diderot, Paris, France
Morten Hjorth-Jensen, Department of Physics, Blindern, University of Oslo, Oslo,
Norway
Bill Munro, NTT Basic Research Laboratories, Atsugi, Japan
William T. Rhodes, Department of Computer and Electrical Engineering and
Computer Science, Florida Atlantic University, Boca Raton, FL, USA
Susan Scott, Australian National University, Acton, Australia
H. Eugene Stanley, Center for Polymer Studies, Physics Department, Boston
University, Boston, MA, USA
Martin Stutzmann, Walter Schottky Institute, Technical University of Munich,
Garching, Germany
Andreas Wipf, Institute of Theoretical Physics, Friedrich-Schiller-University Jena,
Jena, Germany
Graduate Texts in Physics publishes core learning/teaching material for graduate- and
advanced-level undergraduate courses on topics of current and emerging fields within
physics, both pure and applied. These textbooks serve students at the MS- or
PhD-level and their instructors as comprehensive sources of principles, definitions,
derivations, experiments and applications (as relevant) for their mastery and teaching,
respectively. International in scope and relevance, the textbooks correspond to course
syllabi sufficiently to serve as required reading. Their didactic style, comprehensive-
ness and coverage of fundamental material also make them suitable as introductions
or references for scientists entering, or requiring timely knowledge of, a research field.
123
Peter Mulser
University of Technology Darmstadt
Institute of Applied Physics
Darmstadt, Germany
This Springer imprint is published by the registered company Springer-Verlag GmbH, DE part of
Springer Nature.
The registered company address is: Heidelberger Platz 3, 14197 Berlin, Germany
Preface
The book deals with what happens when a high-power laser of intensities from 1010
to 1022 Wcm-2 interacts with matter from the density of foams of some 1020 cm-3 up
to precompressed solids of several 1025 particles per cm3. High-power lasers have
opened a new era of atomic and nuclear physics, of solid state and high pressure
research, and of new particle acceleration schemes and intense radiation sources.
Radiation pressure in the laboratory competes with pressures in collapsing cosmic
objects and exceeds pressures in the interior of main sequence stars. Homogeneous
black body radiation temperatures of 300 eV have been generated. Matter has been
heated, to start from the hot solid of 10 eV, up to the hottest plasma of 10 MeV. For
the first time, such extremes bring astrophysics to the laboratory.
In Chap. 1, the reader is acquainted with the basic aspects of matter composed of
a positive fluid of ions and a negative fluid of free electrons held together by their
electric charges and interpenetrating each other to form the new state of a locally
neutral plasma. Its dynamics is widely governed by collective effects, a property the
newcomer in the field has to become familiar with. This is the first obstacle to be
faced. Our brains look everywhere for structure and shape and find instead to a
large extent continuous flows and transitory forms. In detail, field ionization and
collisional heating, plasma oscillations, radiation pressure effects, plasma profile
steepening, electron thermal conduction, and first steps in superintense laser
interaction with solid samples and microstructured targets are the subject of this
introductory chapter to the field of hot matter.
The question arises on how to model laser-target dynamics. One way is to study
the motion of the single positive and negative particles in representative fields:
Gyromotions and drifts in static electric and magnetic fields, quiver motion of the
electrons in the high frequency electromagnetic laser field and the resulting
v
vi Preface
ponderomotive force on the single electron. The plasma response to the latter is at
the origin of a whole variety of laser plasma phenomena. It confers the laser
generated plasma a characteristic imprint. The intense fields necessitate also a fully
relativistic treatment. The single particle description is the more successful the
closer to reality the fields are modelled. This is the content of Chap. 2.
The approach complementary to the single particle motion is the fluid dynamic
description of plasma and hot matter in its self-generated fields. Here, the two fluid
model and its merging into a single fluid, where appropriate, show their power.
Once the sources in the form of charge and current densities are known, they yield
results that are macroscopically correct. Modelling of the sources represents a major
effort. The formulation of exact and approximate fluid conservation laws, extended
also to the relativistic domain, is the subject of Chap. 3.
Under the irradiation by intense fluxes of energy matter is excited to extreme
behaviour all but in equilibrium. Once, however, after a relaxation phase, it has
turned into the new equilibrium the powerful instrument of phenomenological and
statistical thermodynamics applies. Since its use is permanently accompanied by the
question of its applicability great emphasis is concentrated on the governing
principles and subtleties of thermostatistics in this Chap. 4.
One of the most basic and far reaching concepts adaptable to structureless
charged matter is the concept of waves. Here, in the Chap. 5 the first, and still the
best field theory in the form of Maxwell’s equations is at our disposal. The reader is
introduced to the basic types of waves and their properties in the homogeneous and
inhomogeneous plasma, as they are of electromagnetic transverse type and of high
and low frequency longitudinal electrostatic and hydromagnetic kind.
The accelerated and streaming plasma is subject to hydrodynamic instabilities of
Rayleigh-Taylor and Kelvin-Helmholtz type. The radiation pressure associated with
the high intensity laser beam leads to parametric wave-wave coupling, realized as
stimulated Brillouin and Raman scattering, and to back action of the deformed
plasma on the modulation and self- focusing of the laser beam itself. The unstable
behaviour of plasma under acceleration and radiation pressure makes it necessary to
dedicate a whole chapter to their description, Chap. 6.
At low laser intensities transport phenomena, to mention first absorption of the
laser beam and thermal conduction, are collision-dominated and are understood as
local phenomena. The so-called Coulomb logarithm plays a dominant role and is,
therefore, highlighted. With increasing laser power all transport phenomena become
noncollisional and collective. As particular examples, computer simulations of
interaction with matter at relativistic intensities are presented. Nonlocal transport
phenomena are the realm of numerical modelling. The strong laser coupling with
matter gives origin to new kinds of transport phenomena under extremes.
Collisional transport and simulations are presented in Chap. 7.
The high-power laser is a unique source of secondary coherent and incoherent
radiation, of high electromagnetic harmonics, of black body radiation, of X-ray line
and bremsstrahlung radiation, and of gammas. Photons are the most noble kind of
matter. They do not interact with themselves but they do so strongly with charged
matter. They have got energy and momentum and make widely use of these
Preface vii
Nobody has enough time to read an entire book. It is the reader’s free choice how
many pages he is able to persevere and when to stop reading and assimilating. The
newcomer may have much interest in the fundamental outline of a subject and
perhaps an interest in solving some of the exercises in section of Problems and in
answering some questions in the section Self-assessment. In general both are not
difficult, except a few of them. The glossary is the index of the most important and
most frequently used definitions and formulas in analytic work and computer
simulations, and in estimates accompanying the experiment. Their origin and limits
of applicability are easily found by their numbers which are the same as in the text.
Both, the student and the advanced researcher may find them useful. Finally, going
through the assessment may stimulate the student and the professor; the latter as an
aid for preparing his own questions, certainly more original and deeper, in the
students’ examinations.
The best book is that which is fun to read. For such a purpose the author
presented a modest collection of arguments generally not found in a textbook of
plasma physics, like a simplified derivation of Landau damping (almost all authors
follow Landau’s procedure on shifting the integration contour), a discussion of the
Coulomb logarithm, a criterion on the validity of the classical Maxwell equations,
viii Preface
Citations
There exists an avalanche of publications to the subject of the book, excellent ideas,
excellent quality. The author’s aim has been to cite some first papers (not sys-
tematically done) and some very new papers. Sometimes the criterion was not to
cite papers which are referenced all the time by most of the authors, so no further
need. After all the author is aware of the fact that too many references may disturb
the flux of reading a textbook; he tries to limit them thereby being unjust in the
sense that many most excellent papers remain unreferenced.
Nomenclature
The use of mathematical symbols throughout the text is standard. The only
exception is made with the scalar product of vectors by omitting the dot between
the vector symbols, e.g. ab stands for a b and ðarÞb is used for the derivative
a rb of vector b along a.
Preface ix
Acknowledgements
The continuous assistance of Dr. Markus Rosenstihl concerning all problems with
the computer is gratefully acknowledged in the first place. The author is further
indebted for multiple help in computer problems to Ibrahim El Idrissi and to
Christian Kolb. For numerous scientific discussions, multiple thanks go to Prof.
Gernot Alber at the Technical University of Darmstadt, to Prof. Dieter Bauer at the
University of Rostock, and to Dr. Klaus Eidmann from the Max Planck Institute for
Quantum Optics in Munich.
The author is particularly indebted to Ute Heuser from the Springer Verlag in
Heidelberg for her valuable advise with respect to structuring and editing, for her
continuous encouragement and for her numerous suggestions.
Writing a book is a major enterprise. As such it contains a personal aspect. The
author is very much indebted to Charlotte Tiedt. She has been all the time a helpful
and encouraging friend and has followed the progress of the book with great
patience.
xi
xii Contents
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 729
Chapter 1
Hot Matter from High-Power Lasers
There are as many types of hot matter and plasmas as technical methods to produce
them: Discharges, radiation induced plasmas, pressure generated plasmas, plasmas
from dynamic processes, and from particle beams. The widest class of plasmas,
concerning their spatial extension as well as their variety, long living, and stable
confinement, is found in the cosmos [1]. A special class of plasmas on earth is
represented by conducting solids. There the high Fermi pressure of the electrons is
neutralized by the Coulomb attraction of the ions, in contrast to the large scale cosmic
and laboratory confinement by magnetic fields, gravitation, or the inertia of matter.
Plasmas can be produced by all kinds of intense energy sources. Here, the laser
plays a special role. Photons do not interact with each other and can therefore be
focused to arbitrary high energy density. As they interact with charged matter, prefer-
entially with the light electrons, high power lasers are capable of producing extremely
hot plasmas. At equal energy photons exhibit the highest momentum per particle of
all matter. As the resulting radiation pressure in the laboratory may exceed the gas
pressure in the center of the sun it is not surprising that the laser induces a whole
variety of stable and unstable nonlinear structures in the plasma and generates fast
electrons, and accelerates electron bunches up to several GeV on the length of 1 cm
only. Fast electron jets in turn give rise to collimated intense radiation sources. High
power laser beams are made of low energy photons. In concomitance severe limits are
imposed to them in penetrating dense matter. For this reason laser generated plasmas
are by far less dense in the mean than solids but hotter than any other plasma on earth.
Dense, compressed matter and nonideal plasmas can be generated with intense
beams of heavy ions. A particular advantage is their well defined spatial range due
to their stiffness and the Bragg peak; it makes them a powerful instrument for hot
matter production and technical and medical applications. Among the latter cancer
therapy is on the top of the list.
The alternative to the high power laser is the free electron laser (XFEL) with
its energetic photons up to 25 keV, intensities by some 1019 Wcm−2 , and extremely
high brilliance, however modest energy per X ray bunch of 25 − 100 fs duration.
The XFEL is the ideal instrument for producing warm dense matter (WDM) up to
a few eV and to generate new kinds of plasma states by extremely fast electronic
transitions (e. g. nonthermal melting) in the few tens femtosecond domain. The free
electron laser is a unique instrument for atomic and nuclear physics research; the
high power long wavelength laser shows its prominence as a generator of all kinds
of radiation from Terahertz to hardest gammas.
The particle accelerator has been the most successful scientific tool of the past
century. The laser is the most successful scientific tool of the present century.
The physics of high power laser interaction is considered in the intensity range I
from 1010 to some 1022 Wcm−2 . Matter exposed to ion beams is considered in the
beam energy range from 1 to 100 MeV per nucleon for a variety of charge states.
The characteristic pulse length at moderate laser intensities up to the order of
1016 Wcm−2 is from 1 ns (=10−9 s) to several 10 ns. Picosecond lasers extend up to
1020 Wcm−2 and play in the sub ns time domain down to 1 ps (=10−12 s). Exper-
iments with laser pulses in the relativistic intensity range I 1018 − 1022 Wcm−2
are performed from 5 fs (=10−15 s, shortest pulse in the near infarred) to hundreds
of fs. Laser pulses of attosecond (=10−18 s) length need a broad bandwidth and
are therefore composed of high harmonics from fs Ti:Sa and Nd laser pulses. The
high intensities at all pulse lengths are reached by beam focusing from 1 to 100
wavelengths in diameter.
Laser typ λ ω ω
CO2 laser 10600 nm 1.78×1014 s−1 0.12 eV
Iodine laser 1315 nm 1.46 ×1015 s−1 0.96 eV
Neodymium (Nd) laser 1060 nm 1.78 ×1015 s−1 1.17 eV
Titanium-Saphir (Ti:Sa) laser 800 nm 2.36 ×1015 s−1 1.55 eV
3rd harmonic (Ti:Sa) laser 260 nm 7.17 ×1015 s−1 4.65 eV
Krypton-Fluorid (KrF) laser 248 nm 7.59 ×1015 s−1 5.0 eV
Free Electron Laser (FEL)
FLASH (DESY Hamburg) 4.2–45 nm 4.5 ×1017 –1.1×1016 s−1 304–28.4 eV
XFEL (DESY Hamburg) 0.05 nm 3.8 ×1019 s−1 23 keV
1.1 Laser and Ion Beam Generated Hot Matter 3
Before the availability of intense laser beams the dynamics of matter in the radiation
field, in particular spectroscopy and optics, was adequately described by taking the
fields of the unperturbed matter as the leading quantities and the radiation field as
a small disturbance. With the dynamics of matter in the intense fields the situation
has been reversed, the laser provides for the main field and the atomic fields are the
perturbing quantity. Except rare situations the radiation field E(x, t) can be modelled
as a plane monochromatic wave of amplitude Ê, frequency ω, and wave vector k,
1
I = ε0 c 2 E × B = ε0 ck0 ÊÊ∗ ; k0 = k/|k|; ε0 = 8.85 × 10−12 IU. (1.2)
2
The field amplitude is given numerically by
For comparison, in the hydrogen atom the electron on its first Bohr orbit “sees” the
field E = 4.5 × 109 Vcm−1 , corresponding to the laser intensity I = 3 × 1016 Wcm−2 .
The amplitude Ê = 4 × 1012 Vcm−1 from the actual I = 2 × 1022 Wcm−2 is the
highest macroscopic field on earth. A third important quantity is the mean oscilla-
tion energy W of the free electron in the linearly polarized laser field,
e2
W = EE∗ ∼ I λ2 . (1.4)
4m e ω 2
W is 1.0 keV at 1016 Wcm−2 and 96 keV at 1018 Wcm−2 , both Nd. In circular polar-
ization it is twice these values. For the relativistic expressions of W see Chap. 2.
When a laser of 1010 − 1011 Wcm−2 is focused in air a brilliant flash of bluish-
white light appears at the lens focus, accompanied by a distinctive cracking noise:
A gas breakdown has occurred and a hot plasma, 100 eV (= 106 K) has formed in
sub-ns time. This phenomenon has been reported first by Maker et al. in 1963 [2]
and subsequently by numerous investigators in all details, see [3] and the references
4 1 Hot Matter from High-Power Lasers
therein. The plasma spark shows a marked threshold behaviour of the incident laser
intensity. When the laser intensity is reduced to its threshold value, gas breakdown
becomes a sporadic event, the threshold intensity for initiating the breakdown can
vary up to a factor of 2. At intensities well above threshold spark ignition occurs
easily and in a reproducible manner. The stochastic behaviour at threshold induces
to assume that it is intimately connected with the stochastic presence of a first few free
electrons in the focus volume of the gas. Systematic investigations with ns Nd lasers
at fundamental and second harmonic wavelengths λ = 1064 nm and λ = 532 nm,
respectively, in pure gases of pressures between 150 and 3000 Torr show typical
thresholds between Ithr = 1012 and 1014 Wcm−2 . The dependence on pressure p
decreases as Ithr ∼ p −n , with n = 0.78 at 2ωNd and n = 0.69 at the fundamental ωNd
for hydrogen, n = 0.65 for air, and is much weaker, n ≈ 0.4 in other gases [4]. As a
general experience dielectric matter in all phases, gas, liquid, solid, transforms rapidly
into plasma as soon as a threshold intensity is exceeded, irrespective of the photon
energy. At equal intensities plasma formation with a CO2 laser may sometimes
happen to be faster than with the Nd laser of ten times shorter wavelength, just
contrary to what is known from the linear photo effect.
As a typical example the transformation of a solid hydrogen sample into laser
plasma under the action of a Nd laser beam is illustrated by Fig. 1.1 when focused to an
1.1 Laser and Ion Beam Generated Hot Matter 5
intensity of I = 1015 Wcm−2 in a spot of 50 µm radius size. At the very beginning the
flat target is transparent to the laser light. After breakdown has occurred somewhere
beneath the target surface violent ionization of the hydrogen by electron impact sets
in. The free electron density soon reaches values exceeding a critical density just there
and blocks the beam from propagating further. If initially this critical zone has a wider
extension it is forced to reduce to a layer of a fraction of a wavelength thickness by
the free electron density increasing up to the density of the bound electrons in the
solid. From this instant on an equilibrium establishes between further absorption and
heating to higher pressures, and, concurrently, attenuating the pressure increase by
expansion forward against the laser beam and backward by compressing the cold
solid to form a shock wave propagating into the solid. With ongoing time a crater
forms in the target by plasma ablation from the shock and rarefying into the vacuum,
and cold matter receding in the compressed shock. Shock front and plasma ablation
zone remain attached to each other by lateral expulsion of plasma and pushing aside
accumulated cold target matter, marked by the dark bow shock in the Figure.
A + nω → A+ + e− . (1.5)
As long as both, photon energy ω and ionization energy E I are large compared to
the energy W of the electron oscillating in the laser field, multiphoton ionization can
be treated quantum mechanically by the perturbation technique, see, e.g. [5]. The n-
photon process starts with the nth order Dirac perturbation theory. The single bound
electron oscillates over many cycles in the laser field of frequency ω before becoming
free, the product ωτ I , τ I the ionization time, is much larger than unity. A typical
measure of τ I is expressed by the Rabi frequency ω R = μ Ê/, µ dipole moment. So
at INd = 1012 Wcm−2 for ω R ωNd /40 and ωNd τ I 250 results. With increasing
6 1 Hot Matter from High-Power Lasers
laser intensity above threshold ionization (ATI), level shift due to the dynamical Stark
effect and higher level excitation become relevant [5, 6]. In concomitance, higher
order diagrams can no longer be disregarded a priori and the standard perturbation
method may no longer be adequate. Various approaches have therefore been used at
moderately high intensities (I 1016 Wcm−2 ) [7]. Furthermore, as was explicitly
stressed in [8], the adequacy of a perturbation analysis strongly depends on the rise
time of the laser pulse also. Ionization in stronger laser fields may end in considerable
complexity. Meanwhile a rich specialized literature exists on the subject.
The ionization cross sections depend sensitively on the individual matrix elements
between virtual states, and may change by orders of magnitude when the laser fre-
quency or a multiple of it approaches a transition frequency ωi j = (E i − E j )/ of
two energy levels [5, 9]. Fortunately, as the photon number n needed for ioniza-
tion increases, the ω-dependence greatly decreases and approaches a nonresonant
behavior; the ionization probability Pn assumes the structure
Pn σn I n (1.6)
He+ enters into its saturation stage, indicating a strong correlation of the two electrons
in the ionization dynamics. The observed increase in ionization beyond saturation in
Fig. 1.2 stems from the increase of the spark in time [15].
The calculated and measured thresholds for appreciable multiphoton ionization
lie all above 1012 Wcm−2 or an order of magnitude higher and there is no doubt
that in very pure atomic gases (and probably very pure liquid or solid dielectrics
with extremely clean surfaces) these are the thresholds for plasma formation by
focused laser beams [16]. On the other hand, it is known that normally breakdown
occurs at much lower intensities, sometimes as low as 109 Wcm−2 [17]. From this
discrepancy the question arises where the “first” electron comes from. Although
in general this is an unsolved question, many reasons for the presence of a few
free electrons before the arrival of the laser pulse can be given: Ionization by UV
light from outside or from the flash lamps of the laser, aerosols or dust particles
carrying very weakly bound electrons, negative surface charges on solids. Densely
spaced energy levels in molecules may facilitate multiphoton ionization, or two-step
ionization-dissociation processes which, for instance in Cs, require much lower laser
intensity. Hence, no general answer to the question is to be expected, nor would such
one be very convincing. Rather the search for further individual well-defined effects
8 1 Hot Matter from High-Power Lasers
Fig. 1.3 Deformation of the atomic potential U ∼ r −α by the time-dependent laser field. The
electron from the energy level 1 is free, electrons 2 and 3 exhibit finite tunnelling probabilities. xm
is the distance of the maximum of U from the nucleus; U0 = Um /2. The tunnelling probability
decreases rapidly with increasing difference eUm −
is indicated which may lead to breakdown threshold lowering in the actual case under
consideration [18–22].
Under the action of a strong field the first bound electron is removed from the nucleus
in a fraction of an oscillation period. This is revealed already by a simple classical
estimate. A bound electron is typically confined within a distance d = 0.12 nm in
nearly all solid targets (d = lattice constant) or isolated atoms. In moving across a
lattice constant in the laser field E = Ê cos ωt it gains the energy = eEd. Its max-
imum value is max = e Êd, i.e., max = 33 and 330 eV at 1016 and 1018 Wcm−2 ,
respectively. In any case this is larger than the ionization energy E I of an outer
electron. The time dependence of the laser field can be suppressed since, in the
ground state the internal frequency ωe E I / is generally much higher than the
laser frequency. In addition, the laser field imparts an additional high velocity to the
electron so that the time t in E may be treated merely as a parameter even for excited
states. For illustration the minimum crossing time τ when starting from zero veloc-
ity is τ = (2m e d/e Ê)1/2 . At I = 1016 Wcm−2 τ = 2 × 10−16 s; at I = 1018 Wcm−2
it is 10 times shorter. The cycle times for Nd and KrF are 3.5 × 10−15 and
8 × 10−16 s.
In a first approach to the quantum picture field ionization may be treated in the
Coulomb field that is deformed by the laser, see Fig. 1.3. The atomic potential is
assumed to follow the power law U (r ) ∼ r −α , 0 < α < 2. With the laser field super-
1.1 Laser and Ion Beam Generated Hot Matter 9
e2
eU = −Z K r −α − eE x; K = (1.7)
4πε0
with Z the effective ion charge. Maximum potential Um , radial distance xm , and U0
are
1/(α+1)
αZ K
eUm = −Z K xm−α − eE xm , xm = , U0 = Um /2. (1.8)
eE
1
For the Coulomb potential U holds α = 1 and xm = xC = (Z K /eE) 2 , Um = UC =
−2E xm . The variations of xm and Um with α are best seen in the following repre-
sentation of (1.8)
1/(1+α)
ZK
xmα = (αxC2 )1/(1+α) , Um = α−α/(1+α) + α1/(1+α) E α/(1+α) .
e
m 1/2 − eU 2
1 e m ∂ U eU0
T = , ζ = 2π , k = −e = −α(α + 1) 2 .
1 + e−ζ k ∂x 2 xm xm
(1.9)
More precisely, the expression of T is valid for |/eUm − 1| 1/10. For = eUm the
transmission factor is T = 1/2, against Tclassical = 1. Thus, there is enough time for an
electron with bound energy ≥ eUm (E = Ê) to be ionized. In Fig. 1.4 Um (E = Ê)
as a function of the effective ion charge Z for the laser intensities from I = 1016 to
1024 Wcm−2 and the ionization potentials of the isolated atoms C, Al, Cu, Ag, and
Au as functions of the real charge state Z are reported. Under the assumption that
the potentials have approximately hydrogen-like structure, i.e., Z eff Z , the various
ionization degrees by multiphoton absorption are determined from the intersection
points in the figure. For example, the laser intensity I = 1018 Wcm−2 is capable of
producing the minimum ionization stages C4+ , Al9+ , Cu15+ , Ag18+ , Au22+ . At 100
times higher intensity the result is C6+ , Al11+ , Cu26+ , Ag37+ , Au51+ .
The tunnelling time τ I for an electron in an energy state eUm is given by
10 1 Hot Matter from High-Power Lasers
Fig. 1.4 Field ionization of C, Al, Cu, Ag, and Au in the potential assumed Coulomb-like. the
maxima Um of the ionic potentials are determined for the laser intensities I = 1016 − 1024 Wcm−2
as functions of Z when the laser field reaches its maximum at E = Ê. The degree of ionization of
the isolated atoms results from the intersection points of the corresponding graphs
1/2
1 me
τI = × min(d, 2xm ), (1.10)
T 2||
It can be interpreted as the ratio of the tunnelling time and the laser period, γ K = ωτ I .
It indicates whether the tunnelling process is fast on the inneratomic time scale
or the laser field reverses sign before tunnelling is completed. Hence, γ K > 1 ⇒
multiphoton ionization, γ K < 1 ⇒ tunnelling ionization.
1.1 Laser and Ion Beam Generated Hot Matter 11
1
E kin = E I = k B T0 . (1.12)
2
Separate analysis has to show how close T0 is to a true equilibrium electron temper-
ature Te . The reader may be surprised for the low average ejection energy. Though it
has a simple explanation. The maximum potential depression Um exhibits the longest
opening time and the shortest velocity of the quasi-free electron. Note, the free elec-
tron assumes oscillation velocity zero when the laser field reaches its extrema.
E e e ne e ne
∂x E = , − (n e − Z n i ) = − ⇒ E =− λD .
λD ε0 ε0 2 ε0 2
1 e ne ε0 k B Te
−eEλ D = k B Te , E =− λ D ⇒ λ2D = .
2 ε0 2 n e e2
A numerical example may illustrate why the plasma is quasineutral over distances
much larger than λ D . Assume n e = 1020 cm−3 and Z n i − n e = 10−6 n e . The charge
imbalance creates a voltage over the distance d = 0.1cm of
1.2 Basic Properties of the Laser Plasma 13
e
V = (Z n i − n e )d2 = 9 × 105 V.
2ε0
Collisional interaction of a particle with one or more other particles is a short range
event. It occurs during a time interval which is short compared with the change of
trajectory by exterior forces. The prototype of a collision is that of hard spheres.
The hard sphere model is used here because it reveals all essential aspects of a
collision, like irreversibility and energy transfer. To this aim let us consider Fig. 1.5.
The oscillating laser field has the direction indicated by the double arrow. In the elastic
collision of an electron of relative velocity v with an ion only its component normal to
the surface of the hard sphere is affected. At the instant t0 of the collision it turns into
its negative value. In a thermal plasma with the ions at rest electron-ion collisions do
not affect their distribution function f (ve ) because of equal likelihood for a collision
of ve and of −ve in the absence of a drift. In presence of the monochromatic laser
field E(x, t) = Ê cos(kx − ωt) the single electron experiences a drift velocity,
e
v(x, t) = ve + v̂ sin(kx − ωt); v̂ = Ê.
mω
Again, for symmetry reasons only the component v(x, t) = ve + v̂ sin(kx − ωt)
parallel to the laser field is of relevance; the component perpendicular to it because of
no drift is not affected by the collision. If the collision happens at the instant t = t0 ,
at an arbitrarily small instant t = t0 + ε later the following irreversible transition has
happened,
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eye and smiled, she responded with a stony stare, and turned away;
if I called to her, she paid not the slightest attention, except to
quicken her pace to a run. Indeed, she was a mournful loss in my
circle of small friends; she was always a merry little thing; a
wonderful adept at cat’s-cradle, and a patient, although derisive,
teacher.
However deeply I may have wounded Kakofel’s feelings, her
mother by no means shared the affront; for she was always the first
to arrive and the last to leave whenever a phonograph “recital” was
on hand; moreover, she invariably managed to secure a seat as near
as possible to the instrument, whence she could command the best
singers to come forward to sing or speak into the brass horn; I
usually dropped three or four imported cigarettes in her lap by way
of thanks. She was not what even an ecstatic imagination could
describe as beautiful, but she had a gentle, plaintive expression, and
this rueful look was emphasised by a droop at the left corner of her
mouth caused by the loss of all her teeth on that side. She was
extremely thin, every bone of her chest stood out almost in alto-
relievo, but she seemed, withal, to be very cheerful and, whenever
the phonograph showed off well its power of mimicry to some
surprised new-comer, she emitted “the loud laugh that speaks the
vacant mind.” The dim blue tattoo marks on the back of her hands
and on her legs bore witness that in her youth she had been the
fêted belle of some failu, before Lian took her to himself as wife. I
once paid her a visit when she happened to be busy boiling some
dal (yams), and lak (taro), for the midday meal, and she showed me
all over her kitchen by allowing me to thrust my head within the
doorway. It was merely a little outhouse of palm leaf close beside
their large house and only about six feet long, by three or four wide;
the floor was really neatly swept up, although the thatching of the
sides and rafters was well coated with soot. The fireplace was a
large iron bowl,—purchased of course, from Friedlander,—banked up
in a mound of sand; in this the fire was built, without any draught,
and over it an iron tripod, whereon was hung another iron bowl in
which the food was cooking. She had to sit by and watch the fire
constantly because, as she explained, it was exceedingly ill-omened
for a spark to fly out and lie burning on the floor, so while the fire
burned brightly, she must be close at hand to push back embers that
might fall, and to catch flying sparks.
The little house wherein the women cook their own food is called
pinfi, meaning “woman’s fire,” and is always for their exclusive use;
no man can eat food cooked in utensils that have been used in
preparing food for a woman, and I doubt if a man would use even
the same fire; I know that they will not light a cigarette from the
same ember or match that a woman uses; this is true even of
husband and wife. Once, at Friedlander’s instigation, to make a test,
I picked some areca nuts out of a woman’s betel basket as if to
examine them, and then in an absent-minded manner, dropped them
into the basket of a man who had seen me take them from the
woman; instantly he snatched them out of his basket and flung them
from him as if they had been live coals. I questioned Lian about this
custom; he admitted that nothing would induce him to eat food
prepared in a woman’s bowl or chew a betel nut that had been in a
woman’s basket. He assured me solemnly that it would inevitably
bring ill luck or sickness. When I visited Lian’s wife, all utensils used
in the preparation of her husband’s food were in a small vestibule or
antechamber near the door of the house, and there also was the
fireplace used exclusively for him. This taboo, as I suppose it may be
termed, does not, however, prevent a husband from eating
voraciously of the food which his poor wife, slaving over the fire (in
the tropics too!), has cooked for her high and mighty lord;—here is
just where the charming flexibility of the taboo is in evidence. The ill
omen attached to the flying sparks is devised to frighten poor
women into taking care lest they set the house on fire; and, by the
way, it is, indeed, almost miraculous that they do escape daily, nay
hourly conflagrations, even with this dread omen hanging over
them. In the first place, their skirts are composed of four or five
layers of dried leaves and strips of bast, and are so voluminous and
distended that they stand out all round the body, outrivalling the old-
fashioned hoopskirts; even when sitting down, the women are
surrounded by a mound of veritable tinder. In the second place, they
are for ever striking matches to light their cigarettes, nay, worse
even, they carry about with them for the sake of economy the
glowing husk of a coconut, and neither to matches nor husk do they
give the slightest heed, striking the one recklessly over their own
skirts or absent-mindedly resting the other against the skirts of their
neighbour. Yet in spite of this utter recklessness never did I see a
skirt catch fire, although I confidently awaited it every time they
assembled to hear the phonograph. When the female audiences had
dispersed after these exhibitions, Friedlander’s neatly swept little
compound was wont to look like a threshing-floor, so covered was it
with fragments of pandanus leaves, the relics of female attire. One
month at longest is the life of a woman’s dress; then the old skirt is
burned and a brand-new one plaited, with no tedious fittings at the
dressmaker’s, nor depressing bills to pay.
When dressed in their best for visits or feast days, the women
don skirts prettily decorated with wide strips of pandanus leaves
bleached for the purpose and stained a bright yellow with reng, and
about the waist-band are inserted brightly variegated leaves of
croton. The effect is, indeed, extremely pretty on the background of
their smooth, brown skin. The women do not, as a rule, adorn
themselves with necklaces or other ornaments; some, who do not
work very hard in the taro patches, wear bracelets of coconut shell
or tortoise-shell, and sometimes finger rings of the same material.
The long strips of hibiscus bast, stained black, which they all wear
knotted about their necks after they have come to maturity, seems
to take the place of all other finery. This cord, known as marafá,
must be always worn by a woman, young or old, when she is away
from her home; to be seen in the open air without it would be as
immodest and disgraceful as to appear without any clothes at all.
Within the dwelling house, however, it may be discarded with perfect
propriety.
Standards of beauty vary so widely among different races, from
the fat, round-faced beauties alleged to predominate in Turkish
harems, to the thin oval-faced belles of Japan, and to the long-
eared, black-toothed maidens of Borneo, that I was anxious to learn
what in masculine eyes of Uap constituted feminine beauty. One day,
after a phonograph recital for the men, fifteen or twenty from
different parts of the island lingered behind to watch the putting of
the tom-tom in its box; I then took the opportunity of asking them
who, in their opinion, was the prettiest girl of all they knew on the
island. They seemed to take a great interest in the discussion which
followed, and several girls were named and their charms discussed
and compared, but finally a unanimous voice was given to Migiul the
mispil of Magachagil, in the south of Uap. Their good taste may be
verified by turning to her photograph on the opposite page.
MIGIUL, A “MISPIL”
Migiul was a frequent visitor at Friedlander’s house, being an
intimate friend of his wife, and whenever she came to visit her
parents, who lived close by in Dulukan, she spent the greater part of
the day gossiping in Mrs. Friedlander’s cosy little home and learning
to speak the Marianne Island language. She was an exceptionally
bright girl, about seventeen or eighteen years old, with a sad,
plaintive expression and a soft, gentle voice,—a universal favourite
with the women, and the admiration of all the men. Nor was this all.
Her reputation as a ballad singer was widespread, hence she was
pushed forward on all occasions when a new song “record” was to
be made, and seemed modestly conscious of her proficiency; I
cannot honestly affirm, however, that I sympathised with her
admirers in their ecstasy over her high or low notes, which to my
dull, untrained ears too closely resembled, in all seriousness, the cry
of a cat in agony. Notwithstanding her peculiar position in that small
community, there was no trace of boldness in her demeanour; her
voice in speaking was always low, “an excellent thing in woman;”
she never obtruded herself, but retreated quickly to the background
when she had finished her song; in fact, she was the personification
of unstudied, innate femininity. This may be surely accepted,
whether among primitive people or amid the conventionalities of
modern society, as a high standard of refinement and an essential
element of a thorough lady. Poor little Migiul, according to the
exactest code of propriety is in her own eyes and in those of all her
Uap world, a thoroughly blameless, moral girl.
FATUMAK
O
ne evening when old Fatumak appeared to be in a philosophical
mood and Friedlander was at hand as a kind interpreter, a
favourable opportunity seemed present to ask the reader of the
future to turn back the pages of his memory and tell what he knew
of the dim and misty past,—when and how and by whom this fair
little tropical world was created. After the question was put to him,
he sat silent for a while, with his eyes cast down fixedly on a fresh
bolus of betel nut, for the various condiments whereof he was
rummaging in his betel basket on the floor beside him. When the
mixture was duly spread out upon the green leaf of wild pepper, to
add the last supreme touch, he took up his bamboo box of
powdered lime, holding it between his thumb and middle finger and,
tapping it meditatively with his forefinger, shook out a sprinkling of
lime through the small hole in the bottom; then he lovingly folded
the leaf over its contents, and throwing his head back and rolling up
his eyes, crammed the bolus far back in his cheek, then in a
somewhat muffled voice at length replied, “There are many strange
stories about those times, but I think they are all untrue, yet what I
am now about to tell you I know is just what really happened.” He
leaned back against the door post and ruminated quietly, while
Friedlander explained to me what had just been said, and then
Fatumak resumed, with the following story, which I give without the
frequent interruptions: “Long, long ago when there was nothing but
sea and sky, and no land, there was a large piece of driftwood like
the trunk of a coconut palm floating on the waves; on the under side
of it was a great barnacle, and out of this came the first woman, and
she lived in the water and never went up on top of the huge log.
Very soon she had a daughter, whom she warned that on no account
was she to go up on top of the log. The daughter’s curiosity was,
however, too much for her and when it was low tide and the bottom
of the sea came up to meet the log, she crept up on top, and a gal
tree [hibiscus] grew down from the sky and stuck fast to the log and
held it in one place. When she got up into the air and daylight, she
found that the driftwood was inhabited by all sorts of devils (kan)
that hover about on the surface of the sea, and they were all
clothed, but she was not. As soon as the clothed devils of the sea
caught sight of her and saw that she was not like themselves and
was naked, they killed her and preserved her body in salt.
“Very soon the mother missed her daughter and came up to look
for her and found only her dead body preserved in salt. Then
Yalafath, the ruler of Falraman (Heaven), was sorry for her and
commanded the kan who had killed her to work a charm that would
bring her to life again. When this was accomplished, Yalafath gave to
the mother and daughter packages of sand and yams and told them
to go over the sea and scatter the sand and plant the yams, but to
return to the driftwood and the gal tree in seven days without fail.
So they set out and did as they were told, but enjoyed it so much
that they completely forgot when the seven days were up. Yalafath
was very, very angry and sent a rat after them, telling him to eat up
all the yam plants. When the mother and daughter saw their plants
destroyed, they came to their senses and remembered the promise,
so they hurried back to ask pardon of Yalafath. He forgave them and
sent them a cat to kill the rat. Then he commanded the daughter to
marry the kan who had first killed her and brought her to life again,
and he gave them a large canoe with a sail, and they travelled
everywhere and found that where the sand had been scattered in
piles there were the high lands and mountains, where white people
lived and they had everything they wanted. Where the sand had
been scattered broadcast were the low coral islands. The dark
people are the children of that kan and the daughter of the barnacle
woman, but white people are children of kans for they go
everywhere in the big ships that Yalafath has given them, and they
take everything, even coconuts and sand, from the dark people.”
This narrative does not seem to me to bear the stamp of
antiquity. In the first place, cats are of comparatively recent
introduction on the island, probably from some of the whaling
vessels which frequently traded there fifteen or twenty years ago. In
the second place, the reference to the white man taking away the
coconuts and even the sand from the dark people is an allusion to a
copra-trader who,—so Friedlander told me,—a few years ago cast
anchor in the Tomil harbour, and, after discharging his cargo, found
that there was not enough dried copra to give him proper ballast, so
he had to fill one of his holds with sand-ballast; this the natives
could not understand and thought that even the very soil of their
island was valuable to the strange white people. I have,
nevertheless, given the story as it was told, although it may be
merely the offspring of Fatumak’s imagination and tinged with his
belief in the ruling of man’s actions by a superior being and a
company of subordinate demons.
There are no set forms of religious observance in Uap, but they
believe that there is in the sky overhead an abode of departed
spirits; it is supposed to be a large house, known as Falraman, and
over it presides Yalafath, the creator of the world, who is a kind but
rather unsympathetic god; nevertheless, if, in distress, prayers are
offered to him, he intervenes and overrules the horde of evil
demons. Falraman is precisely like any large house in Uap, and the
spirits of men and women who go there assume the same bodily
shape that they had in this life, but it is only the “thinking-part,” or
tafenai, that really goes. The tafenai of children also go to Falraman,
but whether or not they grow old is not known to mortals. The
tafenai of stillborn children, however, never get into Falraman; all
they know is how to cry; therefore they stay in the ground where
they have been buried and cry incessantly for their mothers. After a
tafenai has been long enough in Falraman to have the mortal
“heaviness” and earthly odour wear off, it goes back to its former
dwelling place in Uap and it is then known as an athegith, but is
invisible to mortal eyes. If a tafenai find that it had not been
befittingly honoured at burial, it brings sickness to the household
and will not desist until its dead body has been laid away with due
lamentations and funeral songs, and the mach-mach man has
pronounced a charm exhorting it to desist. It is the tafenai trying to
escape out of the body that makes a person ill, and all the charms
said over sick people are exhortations to the tafenai to remain; when
a man is delirious, his tafenai has left his body and it may or may
not be enticed to return.
One day, an unfortunate, feeble-minded epileptic, of decidedly
negroid type, with thick lips and wild-staring, restless eyes, came
with others of the people to Friedlander’s house to hear a
phonograph recital; the excitement evidently brought on an attack,
and he suddenly gave the symptomatic wild shriek of epileptics and
fell to the ground with violent contortions. The bystanders made not
the least attempt to help him, but stood about shouting with
laughter at his writhings. The fit soon passed off, and he was again
on his feet, walking about with a dazed air, and a following of
heartless, jeering little boys. I asked Fatumak if he knew what was
the matter with the poor fellow, and, in a tone implying that it was a
childish question, he answered, “Oh, yes, he is just a foolish sort of
a fellow who has a wandering tafenai which floats around with the
wind, and when it strikes him he falls to the ground and struggles
with it.”
When a man sleeps, his tafenai escapes and wanders about
playing all manner of queer pranks; in the morning when he awakes,
it is the tafenai creeping back into his body through the nostrils that
rouses him, wherefore a man so often wakes up sneezing or
coughing. “A wise man has his tafenai in his head; a fool has it in his
belly,” said Fatumak.
Yalafath, who is the supreme deity and has the general
supervision of mankind, has attributes benignant indeed, but of a
lukewarm character, negative rather than positive; herein, however,
in this benignity, feeble though it be, he is unparalleled in the
theology of the Borneans or of the Naga Hill tribes of Upper India,
where all deities are malevolent. Of the numerous lesser deities,
there is Luk, the god of the tsuru, or dance; Nagadamang is bold
and aids the athegiths in their vengeance; Marapou, who sends the
wind and rain and causes storms at sea; Begbalel, who looks after
the taro fields and makes or mars the crops; Kanepai is always
present at dances to make men so giddy that they must have water
poured on their heads before they recover and can go on with the
dance, but Bak is the real god of the Tsuru; Nagadamang is the god
of war, and when he is heard growling, war is sure to follow; if he
knocks at a house-post, sickness results. Muibab is also a god of
war; the frigate-bird, sacred to him, bears his name. Boradaileng
punishes the tafenai of bad men by thrusting them into a pit of fire.
To be bad enough to deserve this punishment, a man must have
been guilty of cutting down trees or coconut palms on another man’s
land. Of course, the sea, sky, and earth teem with invisible demons
who are accountable for every natural phenomenon or misfortune.
Fire came to the people of Uap through the god Derra
(lightning), who came down and struck a large hibiscus tree at
Ugutam, a slave village at the northern end of the island. A woman,
whose name is unrecorded, begged the god for the fire; he gave her
some and showed her how to bake an earthen pot. When the fire
died out, he taught her how to obtain more by means of the fire-
drill, and told her that fire in a new house must always be started in
this manner, and for it only the wood of the hibiscus tree should be
used, moreover this wood must be cut with shell knives or shell
axes, neither iron nor steel must touch it.
Lusarer taught them, in days gone by, how to make the sacred
mats or umbul, of which I have already spoken; they are never
used, nor even unwrapped, but pass from father to son as sacred
heirlooms hanging from the rafters to attest the wealth and
respectability of the family.
I could not discover that sacrifices or offerings were ever made
to the gods, but in the enclosures about the houses I frequently
noticed a palm-leaf basket hanging to one of the trees or bushes in
front of the house; in these baskets there were invariably pieces of
coconut that appeared to have been scorched or partly roasted, also
some broken egg-shells and some dried leaves, probably of the wild
pepper. Repeated questioning failed to bring out an explanation of
these baskets, further than that they were hung out merely in sport;
often the house-owners professed absolute ignorance of their
existence, and said it was no doubt some childish game. They were,
however, so universal that I am convinced they bore a meaning that
the people did not wish to disclose.
While uttering incantations to cure sickness or to drive away the
athegiths, the wizard waves a wand of palm-leaves, with which from
time to time he touches the sick person. When wind and waves are
to be lulled at sea, he uses as a talisman the sharp, barbed spine
from the tail of the stingray; standing in the bow of the canoe he
flourishes this dagger-like talisman above his head as he shouts out
the mystic words, stabbing at the invisible god who has brought on
the bad weather, “shooing” him off, as if he were a chicken or a
trespassing dog. This incantation is known as momok nu flaifang.
Another occasion on which the services of the mach-mach are
invoked, is the naming of a child, which takes place ten days after its
birth, when for the first time it is brought to its father’s house from
the tapal, or small secluded house in the “bush,” whereto
prospective mothers retire on the first symptoms of labour. On the
ninth day after birth, a carrying basket is made for it, and the
mother carries it to a small house adjoining the family house; here
the mother and child must remain over night. On the following day
the mach-mach receives it in its father’s house, and, touching it on
the head with leaves from the heart of a coconut palm, he exhorts
Yalafath to protect the child and see that it is never hungry and
never sick, and, by waving the leaves of the life-giving coconut over
it, chases away evil demons of misfortune. The chosen name,
usually that of some near relative, either living or dead, is then given
to the child, which up to this time has been called sugau, if a boy, or
ligau, if a girl. The ceremony of naming a child is known as momok
nu sumpau.
For all these services the mach-mach, who is apparently in no
way regarded as a priest, but merely as a wise man and an exorcist,
is paid either in shell money, or coconuts, and baskets of yams or
taro.
It is in this fashion that good old Fatumak makes his comfortable
living and is enabled to trade so lavishly with Friedlander for
products from the white man’s country where the barnacle woman
and her daughter deposited the sand in heaps.
I
t must be indeed a strange world to live in where black, blue, and
green are identical in colour; yet apparently it is in such a world
that the men of Uap live. As far as the colour of their heads and
hands is concerned, they might as well be Jumblees, whose heads,
according to Edward Lear “were green and whose hands were blue;”
to them such freaks would not be amiss; for all I could make out,
the verdant coconut frond, the azure sky, and their own dark bodies
are all of one colour. To them blue and green are only lighter shades
of black; the word rungidu is applied to all three.
One day, to test their perception of colours, I painted squares in
my note-book of every colour in my paint box; on asking many men
the names of the colours, I learned from the answers of all, that
only black, red, yellow, orange, and white had distinctive names; all
the shades of blue and green were ignored; or, occasionally, they
would say a deep blue was the colour of the deep sea, and light
green was the colour of young coconut leaves, but in the abstract
these colours were both rungidu. The carmine was at once picked
out as rau; emerald green, ultramarine blue, and black were all
rungidu, chrome yellow was reng-reng, orange was mogotrul, and
white (the blank paper) was vetch-vetch; the white foam of the
breakers was known as uth.
They were never at loss in naming or distinguishing the colour,
and gave such qualifying adjectives as “mouldy” colour; “dirty”
colour; “close to the colour of blood;” the strangest and most poetic
was an adjective applied to rose madder, which one man said was a
“lazy” colour. When asked to explain, he replied: “When a man feels
sleepy and lazy and rubs his eyes, he sees this colour.”
Among women, however, I found that some did recognize blue
and green as separate colours, and gave distinctive names to them.
CHAPTER XI
TATTOOING
A
desire to add to Nature’s scanty endowments of beauty, seems
to be one of our earliest endeavours, after we have shed our fur
and abandoned the arboreal abodes of our four-handed and
conservative brothers. Whether, or not, we have in every instance,
succeeded in improving on Nature’s unadorned charms must remain
pretty much a matter of taste.
The fashion of elaborate tattooing, which seems to have been
prevalent among the men of the past generation in Uap, is at
present decidedly on the wane. There are still some few middle-aged
men who proudly display a complete suit of tattooing, but I am
afraid that they are looked upon by the dandies of the day
somewhat in the same light as the wearer of a frilled shirt-front and
lace cuffs would be regarded by the exquisites of our own day,—just
a tinge of respect for old age but a devout thankfulness that such
fashions are not the demand of this enlightened and superior era.
Fifteen or twenty years ago the tattooing on the men of Uap
covered the greater part of their bodies from the nape of the neck to
the calves of the legs. To be beautiful and in fashion one had indeed
to suffer, especially as no such delicate instruments as steel needles
could be employed to convey the pigment beneath the skin; the
bone of a sea fowl or of a fish is to the present day the only material
that may be used to puncture the skin, and it takes a quite
vigourous blow to drive these dull points through a skin that has
been hardened and thickened by constant exposure to sun and to
salt water.
THE TATTOOING OF THE MEN OF FASHION. THIS IS NOT
UNIVERSAL AMONG THE MEN OF THE PRESENT DAY.
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