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Handbook of Firearms and
Ballistics
Examining and Interpreting
Forensic Evidence
Second Edition
Brian J. Heard
Second Edition
Handbook of Firearms and
Ballistics
Examining and Interpreting
Forensic Evidence
Second Edition
Brian J. Heard
Wiley-Blackwell is an imprint of John Wiley & Sons, formed by the merger of Wiley’s global Scientific,
Technical and Medical business with Blackwell Publishing.
Registered office: John Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19
8SQ, UK
For details of our global editorial offices, for customer services and for information about how to apply
for permission to reuse the copyright material in this book please see our website at www.wiley.com/
wiley-blackwell
The right of the author to be identified as the author of this work has been asserted in accordance with
the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system,
or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or
otherwise, except as permitted by the UK Copyright, Designs and Patents Act 1988, without the prior
permission of the publisher.
Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may
not be available in electronic books.
Designations used by companies to distinguish their products are often claimed as trademarks. All
brand names and product names used in this book are trade names, service marks, trademarks or
registered trademarks of their respective owners. The publisher is not associated with any product
or vendor mentioned in this book. This publication is designed to provide accurate and authoritative
information in regard to the subject matter covered. It is sold on the understanding that the publisher
is not engaged in rendering professional services. If professional advice or other expert assistance is
required, the services of a competent professional should be sought.
ISBN: 978-0-470-69460-2
A catalogue record for this book is available from the British Library.
2 Ammunition 43
2.1 A Brief History of Ammunition 43
2.2 Ammunition Components 48
2.3 Non-toxic Shot 77
2.4 A Brief History of Propellants 80
2.5 Priming Compounds and Primers 86
2.6 Headstamp Markings on Ammunition 94
Reference 99
3 Ballistics 101
3.1 Internal, External and Terminal Ballistics 101
3.2 Internal Ballistics 102
3.3 External Ballistics 109
3.4 Terminal Ballistics 124
References 143
11 Glossary 311
Appendix 1 Important dates in the History of Firearms from 1247 333
Appendix 2 GSR results for Chinese and USSR ammunition 341
Appendix 3 Primer content of some cartridge-operated nail guns 345
Appendix 4 Commercial and General Abbreviations for
Bullet Configurations 347
Appendix 5 Trade Names 353
Appendix 6 Gun Marks 373
Appendix 7 Powder Burn Rate 377
Appendix 8 Hearing Loss 381
Appendix 9 General Firearms Values Conversion Table 389
Index 393
Developments in Forensic Science
The world of forensic science is changing at a very fast pace. This is in terms
of the provision of forensic science services, the development of technologies
and knowledge and the interpretation of analytical and other data as it is applied
within forensic practice. Practicing forensic scientists are constantly striving to
deliver the very best for the judicial process and as such need a reliable and
robust knowledge base within their diverse disciplines. It is hoped that this book
series will be a valuable resource for forensic science practitioners in the pursuit
of such knowledge.
The Forensic Science Society is the professional body for forensic practitioners
in the United Kingdom. The Society was founded in 1959 and gained profes-
sional body status in 2006. The Society is committed to the development of the
forensic sciences in all of its many facets and in particular to the delivery of
highly professional and worthwhile publications within these disciplines through
ventures such as this book series.
In writing the second edition of this book I have been assisted by more people
than I could begin to recount. Of these, a few deserve special mention.
Quenten Ford not only for his invaluable help in formulating the outline of
the original book, but also for his assistance in correcting the many typos that
crept in.
Barbara Scott for her help with the statistics and various formulae used in
both editions.
Dr James Hamby, Evan Thompson and Chris Trumble for all their help and
advice in so many ways.
And last, but not least Barbara, Edward and Emily, my wife and children, for
all their support and understanding without which I could never have written
this book.
Foreword
Medico-legal analysis forms, perhaps beyond all other branches, the most impor-
tant work undertaken by the Analyst . . . its responsibility and importance lies in
the fact that, as the term itself suggests, questions of health, or even of life or death
are involved, and secondly, that the work performed will usually result in an action
at law, either civil or criminal . . . For these reasons the work demands the greatest
skill and experience that can be brought to bear upon it the best instrumental
equipment that can be procured, the utmost patience, the most rigidly exact work,
and, lastly, a sufficiency of time. . . .
The earliest type of handgun was simply a small cannon of wrought iron or
bronze, fitted to a frame or stock with metal bands or leather thongs. These
weapons were loaded from the muzzle end of the barrel with powder, wad and
ball. A small hole at the breech end of the barrel, the touch hole, was provided
with a pan into which a priming charge of powder was placed. On igniting this
priming charge, either with a hot iron or lighted match, fire flashed through the
touch hole and into the main powder charge to discharge the weapon.
These early weapons could have been little more than psychological deterrents
being clumsy, slow to fire and difficult to aim. In addition, rain or damp weather
had an adverse effect on the priming charge making it impossible to ignite.
Their first reported use is difficult to ascertain with any degree of certainty,
but a number of instances are reported in Spain between 1247 and 1311. In the
records for the Belgian city of Ghent, there are confirmed sightings of the use
of hand cannons in Germany in 1313. One of the earliest illustrations concern-
ing the use of hand cannons appears in the fifteenth century fresco in the Palazzo
Publico, Sienna, Italy.
The first recorded use of the hand cannon as a cavalry weapon appeared in
1449 in the manuscripts of Marianus Jacobus. This shows a mounted soldier
with such a weapon resting on a fork attached to the pommel of the saddle. It
is interesting to note that the use of the saddle pommel to either carry or aim
the hand guns could be the origin of the word ‘pistol’, the early cavalry word
for the pommel of the saddle being ‘pistallo’.
Combinations of the battle axe and hand cannon were used in the sixteenth
century, and a number of these can be found in the Tower of London. One
English development of this consisted of a large mace, the head of which had
a number of separate barrels. At the rear of the barrels, a concealed chamber
containing priming powder led to all the barrels. When the priming compound
was ignited, all the barrels discharged at once.
This was really the first major advance in pistols as it enabled the weapon to
be fired in one hand and also gave some opportunity to aim it as well.
The construction of the matchlock was exactly the same as the hand cannon
in that it was muzzle loaded and had a touch hole covered with a priming
charge. The only difference was that the match, a slow-burning piece of cord
used to ignite the priming charge, was held in a curved hook screwed to the
side of the frame. To fire the gun, the hook was merely pushed forward to drop
A BRIEF HISTORY OF FIREARMS 3
Figure 1.2 Matchlock (by courtesy of the Association of Firearms and Toolmark
Examiners).
the burning end of the match into the priming charge. As these weapons became
more sophisticated, the curved hook was embellished and took on the form of
a snake and became known as the weapon’s serpentine.
Eventually, the tail of the serpentine was lengthened and became the forerun-
ner of the modern trigger. Further refinements included the use of a spring to
hold the head back into a safety position. The final refinement consisted of a
system whereby when the tail of the serpentine was pulled, the match rapidly
fell into the priming compound under spring pressure. This refinement, a true
trigger mechanism, provided better ignition and assisted aiming considerably
(Figure 1.2).
It was during the era of the matchlock that reliable English records appeared,
and it is recorded that Henry VIII, who reigned from 1509 until 1547, armed
many of his cavalry with matchlocks. The first true revolving weapon is also
attributed to the period of Henry VIII and is on show in the Tower of London.
This weapon consists of a single barrel and four revolving chambers. Each
chamber is provided with its own touch hole and priming chamber which has
a sliding cover. Although the actual lock is missing from the Tower of London
weapon, its construction strongly suggests a single matchlock was used.
The major defect with the matchlock design was that it required a slow-
burning ‘match’ for ignition. As a result, it was of little use for surprise attack
or in damp or rainy conditions.
With the advent of the wheel lock the lighted match used in the matchlock was no
longer necessary. This important innovation in the field of firearms design made
ambush possible as well as making the firearm a practical weapon for hunting.
When fired from the shoulder, the wheel lock was often referred to as an
arquebus from the shape of the butt which was often curved to fit the shoulder.
4 CH1 FIREARMS
Another name, strictly only for much heavier calibre weapons, was the hacque-
but, which literally means ‘gun with a hook’. This referred to a hook projecting
from the bottom of the barrel. This hook was placed over a wall, or some other
object, to help take up the recoil of firing.
In its simplest form, the wheel lock consisted of a serrated steel wheel,
mounted on the side of the weapon at the rear of the barrel. The wheel was
spring-loaded via a chain round its axle with a small key or spanner similar to
a watch drum (Figure 1.3). When the wheel was turned with a spanner, the
chain wound round the axle and the spring was tensioned. A simple bar inside
the lockwork kept the wheel from unwinding until released with the trigger.
Part of the wheel protruded into a small pan, the flash pan or priming pan,
which contained the priming charge for the touch hole. The serpentine, instead
of containing a slow-burning match, had a piece of iron pyrite fixed in its jaws.
This was kept in tight contact with the serrated wheel by means of a strong
spring. On pressing the trigger, the bar was withdrawn from the grooved wheel
which then turned on its axle. Sparks produced from the friction of the pyrite
on the serrated wheel ignited the priming charge which in turn ignited the main
powder charge and fired the weapon.
The wheel lock was a tremendous advance over the slow and cumbersome
matchlock. It could be carried ready to fire and with a small cover over the flash
pan, it was relatively impervious to all but the heaviest rain. The mechanism
was, however, complicated and expensive, and if the spanner to tension the
spring was lost, the gun was useless.
There is some dispute as to who originally invented the wheel lock, but it has
been ascribed to Johann Kiefuss of Nuremberg, Germany in 1517.
Whilst the wheel lock reached an advanced stage of development in Germany,
France, Belgium and Italy towards the close of the sixteenth century, England
showed little interest in this type of weapon.
Figure 1.3 Wheel lock (by courtesy of the Association of Firearms and Toolmark
Examiners).
A BRIEF HISTORY OF FIREARMS 5
Records show that the wheel lock was still being widely manufactured in
Europe as late as 1640, but by the turn of the century, it was making way for
its successor.
The snaphaunce first appeared around 1570, and was really an early form of
the flintlock. This mechanism worked by attaching the flint to a spring-loaded
arm. When the trigger is pressed, the cover slides off the flash pan, then the arm
snaps forward striking the flint against a metal plate over the flash pan produc-
ing sparks to ignite the powder.
Whilst this mechanism was much simpler and less expensive than the wheel
lock, the German gunsmiths, who tended to ignore the technical advances of
other nationalities, continued to produce and improve upon the wheel lock up
until the early eighteenth century.
The ignition system which superseded that of the wheel lock was a simple
mechanism which provided a spark by striking a piece of flint against a steel
plate. The flint was held in the jaws of a small vice on a pivoted arm, called the
cock. This was where the term to ‘cock the hammer’ originated.
The steel, which was called the frizzen, was placed on another pivoting arm
opposite the cock, and the pan containing the priming compound was placed
directly below the frizzen. When the trigger was pulled, a strong spring swung
the cock in an arc so that the flint struck the steel a glancing blow. The glancing
blow produced a shower of sparks which dropped into the priming pan igniting
the priming powder. The flash produced by the ignited priming powder travelled
through the touch hole, thus igniting the main charge and discharging the weapon.
The flintlock represented a great advance in weapon design. It was cheap,
reliable and not overly susceptible to damp or rainy conditions. Unlike the
complicated and expensive wheel lock, this was a weapon which could be issued
in large numbers to foot soldiers and cavalry alike.
As is the case with most weapon systems, it is very difficult to pinpoint an
exact date for the introduction of the flintlock ignition system. There are indica-
tions of it being used in the middle of the sixteenth century, although its first
wide use cannot be established with acceptable proof until the beginning of the
seventeenth century (Figure 1.4).
Three basic types of flintlock were made:
• Snaphaunce – a weapon with the mainspring inside the lock plate and a
priming pan cover which had to be manually pushed back before firing.
6 CH1 FIREARMS
Figure 1.4 Flintlock (by courtesy of the Association of Firearms and Toolmark
Examiners).
• Miquelet – a weapon with the mainspring outside the lockplate, but with a
frizzen and priming pan cover all in one piece. In this lock type, the pan cover
was automatically pushed out of the way as the flint struck the frizzen.
• True flintlock – a weapon with a mainspring inside the lock plate and with
the frizzen and priming pan cover in one piece. This also had a half-cock
safety position enabling the weapon to be carried safely with the barrel loaded
and the priming pan primed with powder. This system was probably invented
by Mann Le Bourgeoys, a gunmaker for Louis XIII of France, in about 1615.
The flintlock continued to be used for almost 200 years and it was not until
1807 that a Scottish minister, Alexander John Forsyth, revolutionized the igni-
tion of gunpowder by using a highly sensitive compound which exploded on
being struck. This compound, mercury fulminate, when struck by a hammer,
produced a flash strong enough to ignite the main charge of powder in the
barrel. A separate priming powder and sparking system was now no longer
required (Figure 1.5). With this invention, the basis for the self-contained car-
tridge was laid and a whole new field of possibilities was opened up.
Once this type of ignition, known as percussion priming, had been invented,
it still took some time to perfect ways of applying it. From 1807 until 1814, a
wide range of systems were invented for the application of the percussion
A BRIEF HISTORY OF FIREARMS 7
Figure 1.5 Percussion cap system (by courtesy of the Association of Firearms and
Toolmark Examiners).
priming system including the Forsyth scent bottle, pill locks, tube locks and the
Pauly paper cap.
The final form, the percussion cup, was claimed by a large number of inven-
tors. It is probably attributable to Joshua Shaw, an Anglo-American living in
Philadelphia in 1814. Shaw employed a small iron cup into which was placed
a small quantity of mercury fulminate. This was placed over a small tube, called
a nipple, projecting from the rear of the barrel. The hammer striking the mercury
fulminate in the cup caused it to detonate and so send a flame down the nipple
tube igniting the main charge in the barrel.
Figure 1.6 Pinfire system (by courtesy of the Association of Firearms and Toolmark
Examiners).
Whilst the pinfire system was a significant step forward, it did have a number
of drawbacks, not least of which was the propensity of the cartridge to discharge
if dropped onto its pin. This problem was all but eliminated by the rimfire
which, like the pinfire, was exhibited at the Great Exhibition in 1851.
The rimfire cartridge is a thin-walled cartridge with a hollow flanged rim.
Into this rim is spun a small quantity of a priming compound. Crushing the rim
with the firing pin causes the priming compound to explode, thus igniting the
propellant inside the case.
The initial development of this system was made by a Paris gunsmith, Flobert,
who had working examples of it as early as 1847 (Figure 1.7).
It was, however, some time before it gained acceptance, and it was not until
1855 that Smith and Wesson manufactured the first revolver to fire rimfire car-
tridges. This was a hinged-frame 0.22″ calibre weapon in which the barrel
tipped up by means of a hinge on the top of the frame. This enabled the cylinder
to be removed when loading and unloading the weapon.
Although a great step forward, the rimfire was only suitable for high-pressure
weapons in small calibre. Anything above 0.22″ and the soft rim necessary for
the ignition system resulted in cartridge case failures.
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to his character. A Bohemian he was not; he was a successful and
an orderly man; but energy he had, and if there are writers who
cannot conceive of energy without chaos, it is probably because in
the studious leisure of vast endowments they have never felt the
former in themselves, nor have been compelled to control the latter
in their surroundings.
As to his private life, affection dominated him. Upon the faith of
some who did not know him he acquired the character of a
debauchee. For the support of this view there is not a tittle of direct
evidence. He certainly loved those pleasures of the senses which
Robespierre refused, and which Roland was unable to enjoy; but
that his good dinners were orgies or of any illegitimate loves (once
he had married the woman to whom he was so devotedly attached)
there is no shadow of proof. His friends also he loved, and above all,
from the bottom of his soul, he loved France. His faults—and they
were many—his vices (and a severe critic would have discovered
these also) flowed from two sources: first, he was too little of an
idealist, too much absorbed in the immediate thing; secondly, he
suffered from all the evil effects that abundant energy may produce
—the habit of oaths, the rhetoric of sudden diatribes, violent and
overstrained action, with its subsequent demand for repose.
Weighted with these conditions he enters the arena, supported by
not quite thirty fruitful years, by a happy marriage, by an intense
conviction, and by the talents of a man who has not yet tasted
defeat. I repeat the sentence applied to another: “Active and sane,
robust and ready for glory, the things he loved were his wife and the
circumstance of power.”
CHAPTER III
DANTON AT THE CORDELIERS