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Energy Bands in Solids

Formation of Bands in Solids


The formation of energy bands in solids arises from the overlap of atomic orbitals when
atoms come together to form a solid. Here’s how it occurs:
1. Atomic Orbitals: In isolated atoms, electrons occupy discrete energy levels
corresponding to their atomic orbitals.
2. Close Packing: When atoms are brought close together, their atomic orbitals begin to
overlap. This overlap causes the discrete energy levels to split into many closely
spaced energy levels.
3. Band Formation: As the number of atoms increases, the energy levels form
continuous bands:
o The overlapping atomic orbitals combine to create a range of energy levels.
o Each energy band can accommodate a certain number of electrons, determined
by the Pauli exclusion principle.

4. Valence and Conduction Bands:

The lower energy band formed from the bonding orbitals is called the valence band, while the
higher energy band, consisting of the antibonding orbitals, is known as the conduction band.
The presence of a band gap between these two bands arises due to the energy difference
between the filled (valence) and empty (conduction) states.

Module 4: Page no. 1


Consider a neutral sodium atom, the ground state configuration of isolated Na atom is
1s22s22p63s1. 1s22s22p6 is completely filled while 3s1 is half filled, each occupying a specific
energy level as indicated in fig. The energy levels of sodium become bands when the atoms
lie close together. For large atomic distances, the interactions between atoms are negligible
and the energy levels remain un-splitted. With the decrease in interatomic distance, 3s level
splits into bands and with further decrease in distance, 2p level also starts to split. 1s and 2s
levels does not split at all. If there are N atoms in a solid, there are N allowed states in each
band. Each state can be occupied by a maximum of two electrons with opposite spin. Thus,
each band can be occupied by 2N electrons. In figure, ro represents the spacing between
atoms in solid sodium. When the atoms are part of a solid, they interact with each other, and
the electrons have slightly different energies.

Fig: energy level diagram of sodium

Module 4: Page no. 2


Conduction Band, Valence Band, and Forbidden Energy Gap in Solids
1. Valence Band:
 The valence band is the energy band that contains the electrons responsible for
chemical bonding and electrical conductivity in solids. It is filled with electrons that
are involved in bonding between atoms.
 The top of the valence band is the highest energy level that is occupied by electrons at
absolute zero temperature.

2. Conduction Band:
 The conduction band is the energy band above the valence band. It contains the
energy levels that electrons can occupy when they gain enough energy to break free
from the bonds holding them in the valence band.
 Electrons in the conduction band are free to move throughout the material,
contributing to electrical conductivity.

3. Forbidden Energy Gap (Band Gap):


 The forbidden energy gap (or band gap) is the energy difference between the valence
band and the conduction band. It represents the energy required for an electron to
transition from the valence band to the conduction band.
 The size of the band gap determines the electrical and optical properties of a material:
o Conductors: No band gap, as the conduction and valence bands overlap (e.g.,
metals).
o Semiconductors: Small band gap (typically less than 3 eV), allowing for
some electron excitation at room temperature (e.g., silicon).
o Insulators: Large band gap (greater than 3 eV), making it difficult for
electrons to jump from the valence band to the conduction band (e.g., glass).

Module 4: Page no. 3


Classification of Metals, Semiconductors, and Insulators
We can classify the materials into 3 categories, based on the band gap between the
conduction and valence band
Metal- If the conduction and valence bands overlap, electrons are free to roam inside material
due to the overlapping of the valence and conduction bands. Electrons don’t need extra
energy to jump in the conduction band.
Semiconductor- If there exists some energy difference (< 3 eV) between the valence and
conduction band, in that case, electrons need to excitation energy (< 3 eV) to be in a state of
free conduction (i.e. to jump into the conduction band).
Insulators- If there exists a large energy difference between the valence and conduction band
(> 3eV), materials are called insulators. Electrons need very large energy to be in the state of
free roaming through materials.
The energy difference between valence and conduction bands is always measured from the
valence band maxima to the conduction band minima.

Figure – Classification of metal, semiconductor, and insulators based on the energy difference
between valence and conduction bands.

Module 4: Page no. 4


Fermi Dirac Distribution Function
 Fermi Dirac Distribution Function Definition: The Fermi Dirac distribution
function describes the probability that a fermion, such as an electron, will occupy a
particular energy level at a given temperature.
 Material Conductivity: This function is essential in electronics for understanding
how many free electrons are available to conduct electricity in a material
 Energy Band Theory: The distribution function ties into energy band theory, helping
to explain the concentration of electrons in the conduction band.
 Temperature Effects: The Fermi-Dirac distribution function shows how electron
energy states change with temperature, affecting the material’s conductive properties.

Fermi Dirac Distribution Expression

Mathematically the probability of finding an electron in the energy state E at the temperature
T is expressed as

Where,

is the Boltzmann constant


T is the absolute temperature
Ef is the Fermi level or the Fermi energy

Lets discuss the following cases to understand the significance of Fermi Dirac function.

Module 4: Page no. 5


At temperature T = 0 K,

This means at 0 kelvin all the energy states below the Fermi energy are occupied and all
energy state above Ef are unoccupied. At 0 kelvin f(E) is just a delta function. Also at any
temperature T, for E = Ef ; f(E) = 1/2.
if we increase the temperature some of the states above Ef will get populated. If we further
increase the temperature (T2), f(E) will increase. However, irrespective of temperature,
probability at Fermi energy Ef will always be half.

Fermi Level
The highest energy level that an electron can occupy at the absolute zero temperature is
known as the Fermi Level. The Fermi level lies between the valence band and conduction
band for intrinsic semiconductor because at absolute zero temperature, the electrons are all in
the lowest energy state.

Module 4: Page no. 6


Superconductors
The phenomenon of superconductivity was discovered by Kammerlingh Onnes in 1911 when
he measures the resistivity of pure mercury drops at low temperature. He observed that
electrical resistivity of pure mercury drops to zero at temperature about 4.2K. Kammerlingh
Onnes recognize this a new phenomenon in which mercury has passes into a new state called
as superconductivity.

When a substance loss its electrical resistance i.e. a current can continue through it
without changing its value, the phenomenon is known as superconductivity.
Or

When electrical resistance of a substance drops suddenly to zero when it is cooled below
a certain temperature, the phenomenon is known as superconductivity. The substance
showing this property known as superconductors.
Example: Mercury, silver, lead, gallium, iridium etc.

Temperature dependence of resistivity in superconductors


Metals are good conductors of electricity as they have plenty of free electrons, however they
offer resistance to the flow of charges. Even at 0K, the metals offer some resistance called
residual resistance (Fig1).

On contary, the resistance of superconductors in non-superconducting state decreases with


decrease as in case of normal metal. But at a particular temperature Tc, the resistivity abruptly
drops to zero. The temperature at which a normal material turn into superconductor is
known as critical temperature.

Module 4: Page no. 7


Effect of External Field
In 1913 Kammerlingh Onnes observed that superconductivity is destroyed if a sufficient
strong magnetic field is applied. The superconducting material restores its normal resistance
when a strong magnetic field is applied. The minimum magnetic field which is necessary to
regain the normal resistivity is called critical field (Hc). If the applied magnetic field
exceeds the critical value HC(0), the superconducting state
is destroyed. The variation of HC w.r.t. T is shown in figure.

The dependence of critical field upon the temperature is given by

Hc(T) is critical field at T temperature,


Hc(0) is critical field at absolute zero (0K) temperature,
Tc is critical temperature or transition temperature

Isotopic effect
In superconducting materials, the transition temperature varies with the average isotopic mass
of their constituents. The variation is found to be in general form

The value of α is approximately 0.5. For example, the average mass varies from 199.5 to
203.4 atomic mass units and accordingly the transition temperature varies from 4.185K to
4.146K.

Module 4: Page no. 8


Meissner Effect
When a material transitions from the normal to the superconducting state, it actively expels
magnetic fields from its interior—a phenomenon known as the Meissner effect. This
exclusion of magnetic fields is fundamentally different from the perfect diamagnetism that
would arise solely due to zero electrical resistance.
In a perfect conductor (with zero resistance), an imposed magnetic field would generate
persistent current loops to cancel the applied field, as dictated by Lenz's law. However, if the
material initially possessed a steady magnetic field before being cooled below its
superconducting transition temperature, the field would remain unchanged because no
electromotive force (EMF) would be induced (per Faraday's law) to drive currents. This
suggests that the Meissner effect is a unique and active property of superconductors, separate
from their zero-resistance behaviour.
In Type II superconductors, the Meissner effect can exist in a mixed state, where magnetic
flux partially penetrates the material in quantized vortices while the rest of the
superconductor remains flux-free.
One theoretical explanation for the Meissner effect is provided by the London equations.
These equations demonstrate that the magnetic field inside a superconductor decay
exponentially over a characteristic distance, known as the London penetration depth,
typically ranging between 20 and 40 nm. The London penetration depth is a critical parameter
for understanding how magnetic fields behave near the surface of superconductors.

Figure: Illustration of ordinary and superconductor inside magnetic field.

Module 4: Page no. 9


Figure: Behaviour of superconductor in applied magnetic field at T > Tc and T < Tc.

Type – I and Type – II Superconductors

Superconductors are materials that exhibit the phenomenon of superconductivity when they
are cooled below a critical temperature. They are the materials that obey the Meissner
effect. These materials possess zero electrical resistance, exhibit perfect diamagnetism, and
have high critical current density. Broadly, there are two categories of Superconductor
namely, Type-I Superconductor and Type-II Superconductor. These types of
Superconductors have their own advantages and disadvantages. There are various
applications of Superconductors which include power transmission, Magnetic Resonance
Imaging (MRI), Maglev Trains, Superconducting Magnets, Quantum Computing, etc.

Type-I Superconductors

Type-I Superconductors are materials that show superconductivity at temperatures below a


critical temperature. They exhibit perfect diamagnetism and conductivity. Heike
Kamerlingh Onnes, a Dutch physicist first observed the phenomenon of superconductivity
in 1911 in mercury. They are materials that show superconductivity at relatively low
temperatures. Their transition temperatures are below 30K and are generally referred to as
low-temperature superconductors. They generally consist of pure metals. They perfectly
obey the Meissner effect. There is no effect of slight impurity on the superconductivity of

Module 4: Page no. 10


type-I superconductors. They are used in various range of applications, like magnets,
transformers, and medical imaging. Examples: Hg, Pb, Zn, etc.

Type-II Superconductors

Type II are the materials which show superconductivity at temperatures above a critical
temperature. They don't exhibit perfect diamagnetism. American physicists John Bardeen,
Leon Cooper, and John Schrieffer first observed the phenomenon of superconductivity in
1957 in niobium-germanium. They are materials which have relatively weaker magnetic
fields than Type-I superconductors. They are generally referred to as High temperature
superconductors. They consist of alloys and complex oxides of ceramics. They partly obey
the Meissner effect. There is a great effect of slight impurity on superconductivity of type-II
superconductors. Examples: NbTi, Nb3Sn, etc.

Module 4: Page no. 11


Comparison of Type - I and Type - II Superconductors

Type - I Type - II

Type - I Superconductors exhibit single Type - II Superconductors contains two


critical magnetic field. critical magnetic fields.

Type - I Superconductors are completely Type - II Superconductors are not com-


diamagnetic. pletely diamagnetic.

Type - I Superconductors are also referred Type - II Superconductors are also referred
to as Low-temperature Superconductors. to as High-temperature Superconductors.

The temperature typically ranges from 0K The temperature is typically greater than
to 10K. 10K.

Type - I Superconductors typically have a Type - II Superconductors typically have a


Low critical magnetic field which ranges High critical magnetic field which is typi-
from 0.0000049 to 1T. cally greater than 1T.

Type - I Superconductors perfectly obey the Type - II Superconductors partly obey the
Meissner effect. Meissner effect.

Type - I Superconductors is also termed as Type - II Superconductors are also termed


soft superconductors. hard superconductors.

In Type - I Superconductors there is not ex- In Type - II Superconductors there is exis-


istence of mixed state. tence of mixed state.

There is great effect of slight impurity on


There is no effect of slight impurity on su-
superconductivity of type - II superconduc-
perconductivity of type - I superconductors.
tors.

Type - I Superconductors generally consist Type - II Superconductors consist of alloys


of pure metals. and complex oxides of ceramics.

For Type-I superconductors, the transition For Type-II superconductors, the transition
from a superconducting state to a normal from a superconducting state to a normal
state happens very quickly and sharply due state due to the external magnetic field is
to the external magnetic field. gradually but not sharp and abrupt .

Examples: Hg, Pb, Zn, etc. Examples: NbTi, Nb3Sn, etc.

Module 4: Page no. 12


High-temperature superconductors (HTS)

High-temperature superconductors are materials that can conduct electricity with little to no
resistance loss at warmer temperatures than conventional superconductors:

Temperature
HTS materials have a critical temperature above 77 K, the boiling point of liquid
nitrogen. This is much warmer than conventional superconductors, which operate at
temperatures close to absolute zero (-460°F).

Efficiency
HTS materials are 100% efficient, meaning that current passes through them with zero
energy loss.

Magnetic fields
HTS materials can perform in magnetic fields that are more than twice as strong as those
of low-temperature superconductors.

Coolants
HTS materials can be cooled using liquid nitrogen, which has a temperature of -196°C.
HTS materials have many potential applications, including:

Power grids
HTS materials can be used to replace high-voltage cables with medium-voltage cables,
saving space and reducing losses.

Rotating electromechanical machines


HTS materials can be used to replace copper coils in motors, generators, and synchronous
condensers.

Magnetic energy storage


HTS materials can be used to store energy nearly indefinitely, and release bursts of power
almost instantaneously.

Module 4: Page no. 13

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