Meaning, Nature & Scope of Legal Doctrine of Res Judicata Under Section 11 of Co
Meaning, Nature & Scope of Legal Doctrine of Res Judicata Under Section 11 of Co
Meaning, Nature & Scope of Legal Doctrine of Res Judicata Under Section 11 of Co
This article is written by Madhuri Pilania, a first-year student pursuing BBA.LLB from
Symbiosis Law School, Noida; and Gautam Badlani, a student at Chanakya National Law
University, Patna. This article deals with the Doctrine of Res Judicata.
Introduction
How would you know if a person can file a suit again or not? In which conditions a
person can file a suit again? So here is the answer to such questions in this article
about Res Judicata under Section 11 of the Civil Procedure Code.
Earlier res judicata was termed as Purva Nyaya or former judgment by the Hindu
lawyers and Muslim jurists according to ancient Hindu Law. The countries of the
Commonwealth and the European Continent have accepted that once the matter
has been brought to trial once, it must not be tried again. The principle of res
judicata is originated from the Seventh Amendment to the U.S. Constitution. It
addresses the finality of judgments in a civil jury trial. Once a court has rendered a
verdict in a civil trial, it cannot be changed by another court except there are very
specific conditions.
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Res Judicata meaning
Res means “subject matter” and judicata means “adjudged” or decided and together
it means “a matter adjudged”.
In simpler words, the thing has been judged by the court, the issue before a court
has already been decided by another court and between the same parties. Hence,
the court will dismiss the case as it has been decided by another court. Res judicata
applies to both civil and criminal legal systems. No suit which has been directly or
indirectly tried in a former suit can be tried again.
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Nature and Scope of Res Judicata
Res judicata includes two concepts of claim preclusion and issue preclusion. Issue
preclusion is also known as collateral estoppel. Parties cannot sue each other again
after the final judgment on the basis of merits has reached in civil litigation. For
example, if a plaintiff wins or loses a case against the defendant in the case say A, he
cannot probably sue the defendant again in case B based on the same facts and
events. Not even in a different court with the same facts and events. Whereas in
issue preclusion it prohibits the relitigation of issues of law that have already been
determined by the judge as part of an earlier case.
The scope has been decided in the case of Gulam Abbas v. State of Uttar Pradesh. I
this case the court incorporated the rules as evidence as a plea of an issue already
tries in an earlier case. Judgment of this case was difficult as the judges should apply
res judicata. It was decided that res judicata is not exhaustive and even if the matter
is not directly covered under the provisions of the section it will be considered as a
case of res judicata on general principles.
Rationale
The principle of res judicata is founded upon the principles of justice, equity, and
good conscience and it applies to various civil suits and criminal proceedings. The
purpose of this principle was to inculcate finality into litigation.
Failure to Apply
When a court fails to apply Res Judicata and renders a divergent verdict on the
same claim or issue and if the third court faces the same issue, it will apply a “last in
time” rule. It gives effect to the later judgment and it does not matter about the
result that came differently in the second time. This situation is typically the
responsibility of the parties to the suit to bring the earlier case to the judge’s
attention, and the judge must decide how to apply it, whether to recognize it in the
first place.
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Section 11 of the Civil Procedure Court incorporates the doctrine of res judicata also
known as “ rule of conclusiveness of judgment”. The doctrine of res judicata has
been explained in the case of Satyadhyan Ghosal v. Deorjin Debi. The judgment of
the court was delivered by Das Gupta, J. An appeal was made by landlords who
attained a decree for ejectment against the tenants who were Deorajin Debi and her
minor son. However, they have not been yet able to get possession in execution soon
after the decree was made. An application was made by the tenant under Section 28
of the Calcutta Thika Tenancy Act and alleged that they were the Thika tenants. This
application was resisted by the landlords saying they were not Thika Tenants within
the meaning of the Act.
The tenants moved to the High Court of Calcutta under the Civil Procedure Code.
The court applied the principle of res judicata to achieve the finality in litigation.
The result came that the original court, as well as the higher court, can proceed for
any future litigation on the basis that the previous decision was correct.
The 1976 Amendment Act expanded the scope of Section 11 and brought execution
proceedings within the purview of this Act. The definition of res judicata provided
under Section 11 is not exhaustive.
The rationale of the principle of res judicata can be traced to three judicial maxims:
Nemo debet bis vexari pro una et eadem causa: This maxim means no person
shall be subject to prosecution for the same action twice. This principle aims to
protect an offender from frivolous litigation. The aim of the criminal justice
system is reformation, not vexatious litigation against the offender.
Res judicata pro veritate accipitur: A decision of a judicial authority must be
duly accepted as correct. If the judicial decision is not respected as conclusive,
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then there will be indefinite litigation, which will lead to confusion and chaos.
Interest republicae ut sit finis litium: The interest of state lies in an end to
litigation. It is a part of the public policy of the country that the courts should
not be overburdened by the piling up of repeated suits over the same subject
matter.
Merely because a matter was in issue in a former suit would not suffice to invoke the
doctrine of res judicata. It is necessary that the matter be directly and substantially
in issue in the previous suit. It should have been alleged by one party and admitted
or denied by the other party. The admission or denial may be done expressly or by
necessary implication.
The doctrine of res judicata applies where the issues in the two suits are identical in
nature. Thus, even if the cause of action, object, and relief claimed in the two suits
are distinct, the doctrine of res judicata can be invoked so long as the issues are
identical.
A suit may also involve certain subsidiary issues that are secondary to the primary
issues. Those issues that are ancillary to the substantial and direct issues are known
as collateral or incidental issues. The doctrine of res judicata cannot be invoked with
respect to these collateral or incidental issues.
Decision on merits
The decision of a court will operate as res judicata only if it is given on the merits of
the case. Thus, if a suit is dismissed due to an absence of jurisdiction or if a
compromise decree is passed by the court, then such a dismissal or suit will not
operate as res judicata. Similarly, if a suit is dismissed on procedural grounds such
as misjoinder of parties or due to failure in furnishing security, then such a decision
would not operate as res judicata.
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against the same party in the following proceeding with reference to the same
matter. It is opposed to public policies on which the principle of res judicata is
based. It would mean harassment and hardship to the defendant. The rule of
constructive res judicata helps in raising the bar. Hence this rule is known as the
rule of constructive res judicata which in reality is an aspect of augmentation of the
general principles of res judicata.
In the case of State of Uttar Pradesh v. Nawab Hussain, M was a sub-inspector and
was dismissed from the service of D.I.G. he challenged the order of dismissal by
filing a writ petition in the High Court. He said that he did not get a reasonable
opportunity of being heard before the passing of the order. However, the argument
was negatived and the petition was dismissed. He again filed a petition on the
ground that he was appointed by the I.G.P. and had no power to dismiss him. The
defendant argued that the suit was barred by constructive res judicata. However, the
trial court, the first appellate court as well as the High Court held that the suit was
not barred by the doctrine of res judicata. The Supreme Court held that the suit was
barred by constructive res judicata as the plea was within the knowledge of the
plaintiff, M and he could have taken this argument in his earlier suit.
Every judicial action has its foundation in a cause of action. When the courts
pronounce a final order, the cause of action is deemed extinguished. Thus, the same
cause of action cannot be agitated again in order to claim relief that should have
been claimed in the initial suit. The cause of action cannot survive the judgement
and is deemed to have been merged in the judgement.
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Estoppel flows from the act of parties whereas res judicata is the result of the
decision of the court.
Estoppel proceeds upon the doctrine of equity, a person has induced another to
alter his position to his disadvantage can not turn around and take advantage of
such alteration. In other words, res judicata bars multiplicity of suits and
estoppel precludes multiplicity of representation of cases.
Estoppel is a rule of evidence and is enough for the party whereas res judicata
expels the jurisdiction of a court to try a case and prevents an enquiry at the
threshold (in limine).
Res judicata forbidden a person averring the same thing twice in the litigations
and estoppel prevents the person from saying two opposite things at a time.
According to the principle of res judicata, it presumes the truth of decision in
the former suit while the rule of estoppel precludes the party ton deny what he
or she has once called truth.
The object of res sub judice is to prevent two concurrent courts from
entertaining the same suit simultaneously. This ensures that two parallel
litigations are not carried on with respect to the same subject matter and
the same relief. The doctrine of res judicata, on the other hand, is to
prevent a subsequent suit from being filed over a subject matter that has
already been decided by a competent court.
Res sub judice applies to a matter that is pending trial whereas res judicata
applies to a matter adjudicated or arbitrated.
Res subjudice prohibits the trial of a suit that is pending decision in a previous
suit whereas res judicata prohibits the trial of a suit that has been decided in a
former suit.
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instituted, his claims. However, the liberty under Order 23 Rule 1 cannot be exercised
for the purpose of instituting a fresh suit on the same subject matter after
withdrawing the current suit.
If any party withdraws the suit or abandons the claims, then it will be barred by the
principle of res judicata from instituting a fresh suit with respect to the same claims.
However, if the party obtains the express permission of the court before
withdrawing the claims and the court authorises the party to institute a fresh suit,
then the same would not be barred by res judicata.
Thus, if any issue has been raised before and decided by the Supreme Court under
Article 32, then the same issue cannot be raised by the same parties before the High
Court under Article 226. Similarly, if any issue has been decided by the High Court
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under Article 226, then a writ petition under Article 32 concerning the same issue
and involving the same parties would be barred by the doctrine of res judicata.
However, if any writ petition is dismissed by the High Court on any procedural
grounds due to the laches of the parties, then the same would not be sufficient to
invoke res judicata, and such a dismissal order would not bar an alternate remedy
under Article 32. Similarly, if a petition is dismissed in limine (at the very outset) and
no speaking order is made by the court, then such a dismissal would not involve the
bar of res judicata.
Lastly, if a writ petition under Article 226 is withdrawn, then there would be no bar
of res judicata as there would be no judgment on the merits of the case.
Representative suit
A representative suit can be filed where numerous parties have a common interest
and the court permits one or a few of them to collectively represent the interests of
all the parties. The purpose of a representative suit is to avoid complex litigation. A
representative suit can be filed under Order I Rule 8 of CPC.
The decision made in a representative suit is binding on all the parties whose
interests were represented in the suit. Explanation VI to Section 11 of the CPC states
that where bona fide litigation is initiated in respect of a common private right or a
public right, the outcome of such litigation would operate as res judicata on all
persons having an interest in that right. It is not necessary that all the interested
parties be named in the litigation. The only prerequisite is that the interests of these
persons must have been represented in a bona fide manner by the institutor of the
litigation.
The issue in the first and second case is the same; The party against whom the
doctrine is invoked had the full opportunity to litigate the issue; That party actually
litigated the issue; The issue litigated must have been necessary to the final
judgment.
The doctrine of res judicata bars the re-litigation of a claim that has already been
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litigated. There are four factors that must be satisfied for res judicata to apply:
A previous case in which the same claim was raised or could have been raised;
The judgment in the prior case involved the same parties or their privies;
The previous case was resolved by a final judgment on the merits;
The parties should have a fair opportunity to be heard.
For example, Abela sued John who is a supervisor for sexually harassing her and due
to that, she had to quit her job. Abela provided the evidence by producing emails
written by him. But John argued that the emails were not real but the judge said that
the emails were real and could be submitted as evidence. After a few months after
the trial, Abela filed a lawsuit against her employer as he did not take any action
about the complaint. If the emails that were submitted by Abela, were not genuine
the issue would fall under collateral estoppel. The issue of authenticity of the emails
was already decided in the previous case and hence the court cannot redecide the
issue.
The action was brought for injuries occurring at the same place and the verdict of
the court was in favour of the defendant. The facts and cause of action were the
same but the only difference was the name of the defendant. The legal question
involved was what are the rights of the plaintiff in this case. The court refused the
facts which were proven by the counsel. Hence a nonsuit was entered because of the
earlier judgment. The plaintiff should have been permitted to call the witness but no
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merit was seen.
These conditions were entered in the record to enable the Court to pass the legal
question involved. The plaintiff had the right to recover under the circumstances.
The counsel made an offer to prove the facts which the court had refused to do. A
complaint was made that the plaintiff must have been permitted to call the witness
to establish the matters. The facts were essential for the legal determination of
liability before the court and consent of both the parties were needed.
Lowe v. Haggerty
In the case of Lowe v. Haggerty, a question was raised considering the effect of
former judgment for defendant when he was sued by the guest. It was held that a
suit was bar by the driver of the car which had been struck by any other person.
There was no previous record that disclosed what was in the first proceeding. It was
held that it was not possible to determine what was the issue involved in the
previous suit. A different situation was there the court disposed of the record made
by the parties. Nonsuit was not granted in this case and the plaintiff’s appeal was
refused.
Henderson v. Henderson
Henderson v Henderson was a case in which the English Court confirmed that a
party can not raise a claim in litigation which was raised in the previous suit. In
1808, two brothers Bethel and Jordan Henderson became business partners and
they operated in both Bristol and Newfoundland. In 1817, their father died on a date
that was not recorded. The wife of Jordan Henderson was appointed as the
administrator and she brought legal proceedings in the Court. She also brought
separate proceedings and claimed that he had failed to provide an account as
executor of the will. The Court of Appeal held that there was no estoppel by
convention and that the proceedings were an abuse under the rule in Henderson v
Henderson. The Court of Appeal held that just one of Mr Johnson’s claims should be
struck out for a reflective loss.
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firm of lawyers who acted for the companies and also occasionally worked for Mr
Johnson in his personal capacity.
In 1998, Gore Wood was acting for the company and served notice to acquire land
from a third party upon the lawyers for that third party. The third-party alleged that
this was not service, and refused to convey the land. Legal proceedings followed and
ultimately the company succeeded. However, because the third party was penurious
and was funded by legal aid, the wood company was unable to regain the full
amount of its losses and legal costs.
Accordingly, the wood company issued proceedings against Gore Wood for
negligence and alleged that their losses would have been entirely prevented if Gore
Wood had properly served the original notice on the third party instead of the third
party’s lawyers.
Gore Wood ultimately settled those claims, and the settlement agreement included
two provisions that were later proved that they were important. Firstly, it included a
clause stating that any amount which Mr Johnson wished to subsequently claim
against Gore Wood in his personal capacity would be limited to an amount,
excluding interest and costs. The confidentiality clause contained an exception
which permitted the settlement agreement to be referred which Mr Johnson
brought against Gore Wood.
Mr Johnson then issued proceedings against Gore Wood in his personal name, and
Gore Wood made applications to dismiss some or all of the claims on the basis that
it was an abuse of process to seek to litigate again the issues which had already been
compromised in the agreement.
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The court held that the rule of res judicata applies to a petition under Article 32 of
the Constitution. If a petition is filed by the petitioner in the High Court under
Article 226 of the Constitution and it is dismissed on the basis of merits, it would be
operated as res judicata to bar a similar petition in the Supreme Court under Article
32 of the Constitution.
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The principle of res judicata does not apply in the Writ of Habeas Corpus as far as
High Courts are concerned. Article 32 gives power to the Supreme Court to issue
writs and some power is given to High Courts under Article 226. The Courts need to
give proper reasoning while applying the doctrine of res judicata. There are some
exceptions to res judicata which allow the party to challenge the validity of the
original judgment even outside the appeals. These exceptions are usually known as
collateral attacks and are based on jurisdictional issues. It is not based on the
wisdom of the earlier decision of the court but the authority to issue it. Res judicata
may not be applicable when cases appear that they need relitigation.
In cases of income tax or sales tax, the doctrine of res judicata does not apply. It was
discussed in the case of Instalment Supply private limited vs. Union of India where
the Supreme Court held that assessment of each year is final for that year and it will
not govern in the subsequent years. As it determines the tax only for that particular
period.
In the case of P. Bandhopadhya and others v. Union of India and others, The appeal
was made in the Bombay High Court and the appellants asserted that they will be
entitled to receive an amount as damages. The Supreme Court bench held that the
appellants were not entitled to receive damages which were pensionary benefits
under the Pension Rules 1972. They were entitled to receive benefits as the case was
barred by the principle of res judicata.
In the case of Public Interest Litigation, the doctrine of res judicata does not apply.
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As the primary object of res judicata is to bring an end to litigation so there is no
reason to extend the principle of public interest litigation.
Dismissal of special leave petition in limine does not operate as res judicata between
the parties. A fresh petition will not be filed either under Article 32 or under Article
226 of the Constitution.
In the case of Beliram and Brothers v. Chaudhari Mohammed Afzal, it was held that
a minors suit cannot be brought by the guardian of the minors. However, it was
brought in collaboration with the defendants and the decree obtained was by fraud
within the Indian Evidence Act, 1872 and it will not operate res judicata.
In the case of Jallur Venkata Seshayya vs. Thadviconda Koteswara Rao, a suit was
filed in the Court so that certain temples are called public temples. A similar suit
was dismissed by the Court two years ago and the plaintiff contended that it was
negligence on the part of the plaintiffs (of the previous suit) and therefore the
doctrine of res judicata can not be applied. However, the privy council said that the
documents were suppressed which means that the plaintiff in the earlier suit had
bona fide intention( something that is genuine and there is no intention to deceive).
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filed with a bona fide intention and the litigation cannot end.
The only possibility for defeating res judicata statutorily has been provided under
Section 44 of the Indian Evidence Act, 1872. This Section states that in a suit filed in
reference to a particular subject matter, a prior judgement on the same subject
matter would not be relevant if any of the parties was able to establish that the prior
judgement was delivered by an incompetent court or was based on fraud and
collusion.
The principle contained in Section 44 of the Indian Evidence Act, 1872 has been
incorporated in Section 38 of the Bharatiya Sakshya Bill, 2023.
Res judicata works as a working principle under administrative law and has been
adopted from the Civil Procedure Code.
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