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A Circular Economy For Solar Photovoltaic System Materials: Drivers, Barriers, Enablers, and U.S. Policy Considerations

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A Circular Economy For Solar Photovoltaic System Materials: Drivers, Barriers, Enablers, and U.S. Policy Considerations

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A Circular Economy for Solar

Photovoltaic System Materials: Drivers,


Barriers, Enablers, and U.S. Policy
Considerations
Taylor L. Curtis, Heather Buchanan, Ligia Smith,
and Garvin Heath
National Renewable Energy Laboratory

NREL is a national laboratory of the U.S. Department of Energy Technical Report


Office of Energy Efficiency & Renewable Energy NREL/TP-6A20-74550
Operated by the Alliance for Sustainable Energy, LLC Revised April 2021
This report is available at no cost from the National Renewable Energy
Laboratory (NREL) at www.nrel.gov/publications.

Contract No. DE-AC36-08GO28308


A Circular Economy for Solar
Photovoltaic System Materials: Drivers,
Barriers, Enablers, and U.S. Policy
Considerations
Taylor L. Curtis, Heather Buchanan, Ligia Smith,
and Garvin Heath
National Renewable Energy Laboratory

Suggested Citation
Curtis, Taylor L., Heather Buchanan, Ligia Smith, and Garvin Heath. 2021. A Circular
Economy for Solar Photovoltaic System Materials: Drivers, Barriers, Enablers, and U.S. Policy
Considerations. Golden, CO: National Renewable Energy Laboratory. NREL/TP-6A20-74550.
https://www.nrel.gov.docs/fy21osti/74550.

NREL is a national laboratory of the U.S. Department of Energy Technical Report


Office of Energy Efficiency & Renewable Energy NREL/TP-6A20-74550
Operated by the Alliance for Sustainable Energy, LLC Revised April 2021
This report is available at no cost from the National Renewable Energy National Renewable Energy Laboratory
Laboratory (NREL) at www.nrel.gov/publications. 15013 Denver West Parkway
Golden, CO 80401
Contract No. DE-AC36-08GO28308 303-275-3000 • www.nrel.gov
NOTICE

This work was authored by the National Renewable Energy Laboratory, operated by Alliance for Sustainable
Energy, LLC, for the U.S. Department of Energy (DOE) under Contract No. DE-AC36-08GO28308. Funding
provided by the National Renewable Energy Laboratory Planning and Assessment Circular Economy for Energy
Materials Steering Committee. The views expressed herein do not necessarily represent the views of the DOE or
the U.S. Government.

This report is available at no cost from the National Renewable


Energy Laboratory (NREL) at www.nrel.gov/publications.

U.S. Department of Energy (DOE) reports produced after 1991


and a growing number of pre-1991 documents are available
free via www.OSTI.gov.

Cover Photos by Dennis Schroeder: (clockwise, left to right) NREL 51934, NREL 45897, NREL 42160, NREL 45891, NREL 48097,
NREL 46526.

NREL prints on paper that contains recycled content.


Errata
This report, originally published in March 2021, has been revised in April 2021 to correct the
spelling of a name and to update several affiliations in the acknowledgments section; correct
grammatical errors; and provide clarification in certain sections of the report.
Acknowledgments
We gratefully acknowledge the National Renewable Energy Laboratory (NREL) Planning and
Assessment Circular Economy for Energy Materials Steering Committee for its funding support.
We also acknowledge John “Jack” Wadleigh and Anabelle Chaffin of NREL for their research
support. And we thank the following report reviewers for their time and expertise: Kristen
Ardani, Doug Arent, Dan Bilello, Tina Eichner, Margaret Mann, Gian Porro, Julien Walzberg,
Mary Werner, and Mike Meshek (editor) NREL, Ken Boyce, UL; Amanda Cotton and John
Gilkeson, Minnesota Pollution Control Agency (MPCA); Kathy Lett, U.S. Environmental
Protection Agency (EPA); Chuck Figur, EPA, Region 8; Erik Stikes and Vince Lucia, Good Sun;
Jennifer Martin, Illinois Sustainable Technology Center (ISTC); Parikhit (Ricky) Sinha, First
Solar; Daniel Stoehr, Daniels Training Services, Inc.; David Wagger, Institute for Scrap
Recycling Industries (ISRI); Jordan Rivera and Neal Suchak, U.S. Department of Transportation;
and Sam Vanderhoof and Peter Beadle, Recycle PV, LLC.

We also thank the following for their time and expertise: Evelyn Butler, Solar Energy Industries
Association (SEIA); Matthew Garamone, Environmental Management Services, LLC; Nancy
Holm, (formerly) ISTC; Emily Kaps, Colorado Department of Public Health and Environment;
Tim Kimmel, (formerly) Cleanlites Recycling; Christine Haun and Robert Rieck, Washington
State Department of Ecology; Gary Winslow, MiaSolé; Chris Newman and Lia Yohannes, U.S.
EPA; Kristy Hartman, National Conference of State Legislatures; Megan Cleveland, (formerly)
National Conference of State Legislatures; Madalyn Cioci, MPCA; Casey Hines and Amanda
Tischer-Buros, Dynamic LifeCycle Innovations; Danielle Waterfield, ISRI; Kate Collardson,
CertainTeed; Amanda Bybee, Amicus O&M Cooperative; John Martorano, Magnum Computer
Recycling; Paulina Kolic and Teresa Bui, CalRecycle; Cara Libby, Ken Ladwig, and Stephanie
Shaw, Electric Power Research Institute.

iii
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
List of Acronyms
ANSI American National Standards Institute
BOS balance of system
c-Si crystalline silicon
Cd cadmium
C.F.R. Code of Federal Regulations
CPUC California Public Utilities Commission
DOT U.S. Department of Transportation
DTSC Department of Toxic Substances Control (California)
EPC engineering, procurement, and construction
EoL end-of-life
EPA U.S. Environmental Protection Agency
GW gigawatt
IBC International Building Code
ICAO International Civil Aviation Organization
IEA International Energy Agency
IEEE Institute of Electrical and Electronics Engineers
IRENA International Renewable Energy Agency
ISTC Illinois Sustainable Technology Center
kg kilogram
kW kilowatt
LMI low and moderate income
Mt metric ton
MW megawatt
NEC National Electrical Code
NFPA National Fire Protection Association
NREL National Renewable Energy Laboratory
O&M operation and maintenance
OECD Organization for Economic Cooperation and Development
PV photovoltaic
R&D research and development
RCRA Resource Conservation and Recovery Act of 1976
SEIA Solar Energy Industries Association
TCLP Toxicity Characteristic Leaching Procedure
Te telluride
TSDF treatment, storage, and disposal facility
UL Underwriters Laboratories
WET Waste Extraction Test

iv
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
Executive Summary
Solar photovoltaics (PV) are an important element to a zero-carbon energy transition in the
United States and around the world. National and international policy focused on reducing
carbon emissions and increasing electric grid resiliency, coupled with decreasing installation
costs continue to drive demand for PV (NCSL 2021; NREL 2020; IHS Markit 2020; Wesoff and
Beetz 2020). In the U.S. alone, cumulative installed PV capacity exceeded 95 gigawatts (GW)dc
at the end of 2020 (Perea et al. 2021). If current trends persist, PV is expected grow faster than
any other renewable energy sector in the United States and cumulative installed PV capacity
could exceed 202 GWdc by 2025 (Perea et al. 2021; IEA 2020; Shellenberger 2020; SEIA 2020).

The rapid growth and expected continual demand for PV, and the growing volume of retired PV
equipment (e.g., modules) in the United States has led to supply chain and environmental
concerns. In the last decade, the United States has lost 80% of its global market share for solar-
grade polysilicon, PV cells, and PV modules (Sun et al. 2020; Mints 2020; Smith and Margolis
2019). The United States is also dependent on imports for PV manufacturing material, PV cells,
PV modules, and balance of system (BOS) equipment 1 to meet domestic demand (Sun et al.
2020; Mints 2020; Smith and Margolis 2019). In 2017, the United States imported 92% of the
domestic market demand for crystalline silicon (c-Si) and thin-film modules and relied entirely
on imported wafers to meet domestic manufacturing needs (Smith and Margolis 2019).
Similarly, in 2019, U.S. manufacturers reported they relied entirely on glass imports to meet
domestic c-Si module manufacturing needs (Smith and Margolis 2019).

In addition, as the demand for PV increases, so will the need to mine virgin materials (e.g.,
silicon, indium, silver, tellurium, copper) and manufacture new PV products. Virgin materials
are finite and are often found, refined, and used in PV product manufacturing in countries with
less-stringent environmental and human health regulations. Moreover, as PV capacity increases
in the United States so will the volume of decommissioned 2 and end-of-life (EoL) 3 PV modules
and BOS equipment. At approximately 80-100 metric tons (Mt) of PV modules per megawatt
(MW), modules installed in the United States today will eventually result in 7.6 million to 9.5
million metric tons of EoL modules (SEIA 2020; Weckend, Wade, and Heath 2016).

As the volume of retired PV modules and BOS equipment grows and the demand for PV system
materials increases, U.S. industry stakeholders, regulators, and policymakers are starting to 1)
consider solutions to drive and enable environmentally sustainable PV system equipment 4
management decisions and behaviors, and 2) identify barriers to a circular economy for PV
system materials. Circular economy principles attempt to transition from a “take-make-consume-
dispose” linear economic system to a circular model that allows for the long life, high

1
This report uses “balance of system (BOS) equipment” to mean the component parts or equipment of a PV system
(e.g., inverters, racking, junction box, wires, frame, mounting equipment), excluding the PV module.
2
This report uses “decommission” to mean PV modules and BOS equipment, which have been removed from first-
use system operation and may still have reuse potential.
3
This report uses “end-of-life” to mean PV modules and BOS equipment that have reached the end of their expected
life (i.e., a 30-year lifetime for PV modules) and do not have reuse potential.
4
This report uses “PV system equipment” to mean the component parts of a PV system (e.g., inverters, racking,
junction box, wires, frame, mounting equipment), including the PV module.

v
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
performance, and the reuse/recovery of products and materials (Ellen MacArthur Foundation
2020).

In this report we analyze drivers, barriers, and enablers to a circular economy for PV system
materials in the United States. We also analyze federal, state, and local requirements that apply
to the reuse, recycling, and disposal of PV modules and BOS equipment, as well as the legal
liability associated with non-compliance. We then discuss state policies and initiatives in the
United States that expressly address reuse, recycling, and disposal of PV system equipment. We
conclude by providing case studies of U.S. business models for the repair, reuse, recycling of PV
modules and BOS equipment. Some of our findings are discussed below:

Drivers of a Circular Economy for PV System Material

We found that new and expanded market opportunities, job creation, supply chain stability, and
reduced negative environmental impacts are drivers for federal, state, and local government
investment in the repair, reuse and recycling of PV system equipment. Early retired PV modules
often maintain between 70%-95% of their nameplate capacity and have been reused in grid-tied
and off-grid applications (NREL 2019a; SEIA 2019a; Solar ABC’s 2011; CESA 2017;
Sherwood 2013). 5,6 Existing domestic businesses (e.g., PV manufacturers, installers, O&M,
EPC, waste management companies, reverse logistic companies, third party recyclers) could
expand and new companies could emerge to provide PV system decommissioning, and PV
equipment repair, reuse, and recycling products and services (Ludt 2019). 7,8 In addition,
recycling PV manufacturing scrap and PV equipment diverts valuable materials from landfills
and could reduce U.S. dependence on foreign imports and bolster domestic manufacturing.
Extending the useful life of PV equipment through repair and reuse, and recovering PV materials
through recycling also lowers lifecycle environmental impacts by reducing the energy output,
costs, other environment pollutants (e.g., greenhouse gas emissions) associated with mining,
transporting, refining virgin materials, and manufacturing and distributing new PV equipment
(Salim et al. 2019; NREL 2019a; Libby and Shaw 2018; Kalmykova et al. 2018; Xu et al. 2018;
Corcelli et al. 2017; Dominguez and Geyer 2017; Weckend, Wade, and Heath 2016; Ghisellini et
al. 2016; Mulvaney 2019; Heath et al. 2020).

We also found that cost savings, increased profits, and enhanced competitiveness are drivers to
private investment in product and process innovation and the reuse and recovery of PV
manufacturing scrap, modules, and BOS equipment. Manufacturers and system owners could sell
early retired PV modules to generate revenue or donate modules for charitable use and receive a
tax credit (SEIA 2019a; Libby and Shaw 2018). 9,10 Manufacturers could lower costs by recycling
and using recovered materials from PV manufacturing scrap, customer warranty returns, and
other retired PV equipment. Manufacturers, system owners, and third-party recyclers may also
generate revenue by selling recovered materials into commodity markets. Moreover, companies
that engage in environmentally sustainable business practices, such as reuse and recycling, may

5
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
6
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
7
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
8
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
9
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
10
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019

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This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
in turn increase consumer confidence in secondary market products and their overall
competitiveness in the marketplace (Salim et al. 2019; NREL 2019a; Libby and Shaw 2018;
Kalmykova et al. 2018; Xu et al. 2018; Corcelli et al. 2017; Dominguez and Geyer 2017;
Weckend, Wade, and Heath 2016; Ghisellini et al. 2016; Mulvaney 2019; Heath et al. 2020).

Barriers to a Circular Economy for PV System Material

We found that repair, reuse, and recycling markets for PV in the United States are nascent but
there are a number of barriers that impede these options from being a viable alternative to
disposal. For example, there is no standardized testing process in place to determine the safe and
reliable reuse of PV modules and BOS equipment. Similarly, although there is a growing number
of third-party recyclers that accept PV modules in the United States, current technologies,
processes and services are not optimized for cost-effective recovery (Curtis et al. 2021b; Salim et
al. 2019; Heath et al. 2020; Tura et al. 2018). Consequently, repair and reuse options are limited
and there are few publicly known demonstration-projects to enable consumer confidence in
reused PV modules and BOS equipment. Moreover, the cost of module recycling in the United
States is often outweighed by cheaper, more accessible disposal options. Anecdotal evidence
suggests that the cost of module recycling in the United States ranges from $15-45 per module,
and one study found that disposal tipping fees at a non-hazardous landfill can cost less than $1
per module ($26/U.S. ton) and less than $5 per module at hazardous waste landfills ($175/U.S.
ton) (Curtis et al. 2021a; ASES 2020; CSSA 2020; Ablison Energy 2020; Evergreen Solar 2020;
Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast 2019; Alba Energy 2018;
EnergySage 2018; Libby and Shaw 2018). 11 As a result, today, there is scant evidence of PV
equipment reuse and less than 10% of EoL modules are recycled in the United States (ASES
2020; CSSA 2020). By comparison, in Europe, where countries have nationwide policies that
mandate PV module recycling, the cost of recycling is as low as $0.70 per module and recycling
rates are as high as 95% (CSSA 2020; ASES 2020).

We also found limited motivation or incentives for repair, direct reuse, recycling (herein
repair/reuse/recycling) or for private investment in new and expanded PV circular economy
market opportunities. There is limited publicly available information and data regarding the true
costs of repair/reuse/recycling of PV modules, which take into account the disassembly,
infrastructure needs (e.g., collection centers or equipment), regulatory compliance, and reverse
logistics (e.g., sorting, handling, or transport) (Curtis et al. 2021b). Moreover, there is little data
available regarding the value of and markets for reused PV modules and recovered PV materials
to inform investment decisions. In addition, state and local interconnection, fire, building, and
electric regulations in the United States may directly prohibit the reuse of PV modules or BOS
equipment for certain grid-tied and off-grid applications. There is also limited publicly available
information on projects that demonstrate the quality, performance, safety and technical viability
of repaired and reused PV equipment which may impact consumer trust and confidence in
secondary market products (Curtis et al 2021b). Moreover, federal and state solid waste and
transportation laws often regulate PV modules destined for resource recovery in the same

11
We calculated the per module disposal cost by estimating a typical module weight of 33-50 pounds (Ablison
Energy 2020; Evergreen Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast 2019;
Alba Energy 2018; EnergySage 2018; Wholesale Solar 2011) and using the per ton landfill tipping costs of $26/
U.S. ton to $89/U.S. ton for nonhazardous Subtitle D landfills and $175/U.S. ton for hazardous Subtitle C landfills
provided by (Libby and Shaw 2018).

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This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
manner as PV modules destined for disposal, which does not provide an incentive for recycling,
especially when the economics and accessibility of disposal are more favorable (Curtis et al.
2021b).

Enablers to a Circular Economy for PV System Material

Policy 12 can help enable a circular economy for PV material in the United States. Government-
funded research and development (R&D) and analysis could enable private investment in new
and expanded PV market opportunities by providing answers to questions that could help
alleviate market uncertainty and lead to more efficient cost-effective technologies, processes, and
services for the reuse and recycling of PV system equipment (Curtis et al. 2021b). For example,
repowering data could aid decommissioning projections and accurate data regarding the average
condition of retired PV modules (e.g., remaining capacity) could inform supply projections and
help identify viable secondary applications. For recycling, R&D and analysis focused on
optimizing cost-effective recovery of high-purity materials at high recovery rates could aid
private investment by making the economics of recycling more desirable (Heath et al. 2020).
Policy can also mandate or incentivize the reuse and recycling of PV system equipment, which is
needed to enable sustainable material management practices until there are more accessible
repair and reuse options, and the economics of recycling are competitive with disposal (Curtis et
al. 2021b). For instance, government subsidies, grants and awards could be used to reduce
financial risk and make early investment for private industry more desirable. Policies could also
mandate reuse or recycling or prohibit disposal and they could also incentivize reuse and
recycling by reducing the regulatory burden and legal liability associated compared to disposal
(Curtis et al. 2021b).

Federal, State, and Local Legal Requirements

In this report, we also analyze federal, state, and local legal requirements that apply to the reuse,
recycling, and disposal of PV system equipment, as well as the legal liabilities associated with
non-compliance. Our analysis of state and local interconnection, fire, building, and electrical
regulations in the United States revealed that these regulations are often complex and vary by
jurisdiction. In addition, these regulations may directly prohibit the reuse of PV modules and
BOS equipment for certain grid-tied and off-grid applications. We also analyze federal solid
waste requirements pursuant to the Resource Conservation and Recovery Act of 1976 (RCRA).
We found that PV equipment, such as modules may be regulated as RCRA hazardous solid waste
or universal waste necessitating compliance with stringent generation, handling, storage,
treatment, recycling, and disposal requirements which carry civil and criminal penalties for non-
compliance. Moreover, PV equipment destined for resource recovery is often regulated pursuant
to RCRA in the same manner as equipment being disposed of, which does not provide a
regulatory incentive to recycle. In addition, we analyze domestic transport and international
transboundary export requirements which may apply to used PV equipment. We found that
RCRA and U.S. Department of Transportation regulations prescribe stringent handling, storage,
packaging, labeling and other transit-related requirements for road and rail transport, and sea

12
We use “policy” in this report broadly to include not only federal, state, and local statutory and regulatory
requirements but also government initiatives and goals.

viii
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transport of used PV equipment. Further, we found that used PV equipment that is shipped
abroad may be subject to international treaty requirements and export regulations.

PV System Equipment Management Policies

In this report, we provide an overview of policies and initiatives in the United States that
expressly address reuse/recovery and disposal of PV system equipment. We found no U.S.
federal policies that address the reuse of or EoL management options for PV system equipment.
Washington, New Jersey, North Carolina, and California are the only U.S. states with laws or
regulations that directly address the reuse of and/or EoL management options for PV system
equipment. Washington has enacted a law, which requires that PV module manufacturers finance
and implement the takeback and reuse or recycling of PV modules at no cost to owners. New
Jersey has enacted a law, which created a commission tasked with investigating and developing
recommendations for PV module recycling. Similarly, North Carolina enacted a law, which tasks
the Department of Environmental Quality with studying and adopting rules to govern PV system
decommissioning, reuse, and EoL management of PV modules and BOS equipment used in
utility scale projects. California also passed a law, which allows discarded hazardous PV
modules to be regulated as universal waste which has less stringent handling, storing, and
transport requirements than fully regulated hazardous waste. In addition, California, Hawaii, and
Rhode Island have proposed bills that, if enacted, would directly address reuse, recycling, and/or
disposal of PV system equipment. There are also state-led working groups in California, Illinois,
and Minnesota to study reuse and EoL options for PV equipment.

Case Studies: Business Models to Support a Circular Economy for PV System Equipment

Finally, we present case studies of three U.S. solar industry business models for the
repair/reuse/recycling of PV system equipment: First Solar, Inc., Good Sun, and Recycle PV
Solar, LLC.

First Solar, Inc. is an American solar PV module manufacturer headquartered in Arizona that
offers PV module collection and recycling. First Solar developed the first global module
collection and recycling program. First Solar’s collection and recycling program uses a flexible
pay-as-you-go model that allows customers to decide whether and when they want to use First
Solar’s recycling service. The pay-as-you-go model does not impact the upfront costs of the
modules’ purchase price, and it allows customers to request recycling services on a per-unit
basis.

Good Sun is a 501(c)(3) nonprofit headquartered in California that sells used c-Si PV modules
and BOS equipment at discounted rates for secondary use and installs PV systems for charitable
projects in low- and moderate-income (LMI) communities. Good Sun uses the profits from the
sale of the used PV modules and BOS equipment to install PV systems and provide vocational
training for LMI communities in California and Africa.

Recycle PV Solar, LLC is a solar consulting company headquartered in California that sells used
and repaired c-Si PV modules at discounted rates for secondary use and coordinates the recycling
of decommissioned modules to recover valuable materials. Customers may ship used PV
modules to Recycle PV’s partner recycling facility in Arizona or Recycle PV can arrange for

ix
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pick up and transport the modules for an additional fee. Once a module is received, Recycle PV
performs a spot-check to evaluate the module’s condition to determine whether it may be directly
reused, requires light repair prior to reuse (e.g., repair or replacement of BOS equipment such as
wires or frame), or should be recycled. Recycle PV sells or donates PV modules that are suitable
for direct reuse or which require light repair prior to reuse. 13

Methodology

Our results are based on legal and literature-based research. In addition, our results incorporate
feedback and information we received from a series of interviews conducted through
teleconference and email exchange with a diverse group of PV experts, including academic and
research organizations, industry associations, PV manufacturers, PV reuse/repair/recycling
companies, and consultants, as well as U.S. federal and state regulators, and policymakers. The
questions used in each interview were tailored specifically to the industry stakeholders’ areas of
expertise. Moreover, this report is limited to U.S. PV regulatory, policy, and market analysis.

This report is intended to inform decisionmakers, including those involved with policy design;
it does not endorse any particular policy mechanism over another, nor does it assess all
regulatory requirements or the impacts that those requirements and policies may have on U.S.
PV markets or related commodity markets.

13
Sam Vanderhoof, CEO, Recycle PV Solar, LLC, teleconference, September 5, 2019

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Table of Contents
1 Introduction .............................................................................................................. 1
2 Drivers, Barriers, and Enablers to a Circular Economy for PV System Materials
................................................................................................................................... 5
2.1 Drivers.. ......................................................................................................................................... 6
2.1.1 Economic Drivers............................................................................................................. 6
2.1.2 Environmental Drivers ..................................................................................................... 9
2.2 Barriers.. ...................................................................................................................................... 10
2.2.1 Technology, Infrastructure, and Process Barriers .......................................................... 10
2.2.2 Information and Data Barriers........................................................................................ 12
2.2.3 Regulatory Barriers ........................................................................................................ 13
2.2.4 Economic and Market Barriers....................................................................................... 15
2.3 Enablers ....................................................................................................................................... 17
2.3.1 Research, Development, and Analysis Enablers ............................................................ 18
2.3.2 Information Availability and Exchange Enablers .......................................................... 20
2.3.3 Economic Enablers......................................................................................................... 21
2.3.4 Regulatory and Policy Enablers ..................................................................................... 22
3 Regulatory Considerations for Reuse of PV System Equipment ...................... 23
3.1 Interconnection Regulations ........................................................................................................ 24
3.2 Fire and Building Regulations..................................................................................................... 25
3.3 Electrical Regulations ................................................................................................................. 26
4 Statutory and Regulatory Considerations for Reuse, Recycling, and Disposal
of PV System Equipment ...................................................................................... 27
4.1 Regulation of PV System Equipment as Solid Waste ................................................................. 28
4.1.1 Materials Excluded from the Definition of Solid Waste ................................................ 29
4.1.2 Materials Excluded from the Definition of Hazardous Solid Waste .............................. 30
4.1.3 RCRA Hazardous Waste Determination ........................................................................ 31
4.2 Regulation of PV System Equipment as Hazardous Waste ........................................................ 32
4.3 Regulation of PV System Equipment as Universal Waste .......................................................... 33
4.4 Comparison of Hazardous Waste and Universal Waste Handling, Storage, and Transport
Requirements............................................................................................................................... 34
4.4.1 Generator and Handler Requirements ............................................................................ 35
4.4.2 Treatment, Storage, and Disposal Facility and Destination Facility Requirements ....... 36
4.5 Transport and Export Requirements............................................................................................ 37
4.5.1 Transportation by Highway, Rail, Air, or Sea ................................................................ 38
4.5.2 Export ............................................................................................................................. 39
4.6 Penalties for Non-Compliance .................................................................................................... 40
4.6.1 RCRA Hazardous and Universal Waste Regulations..................................................... 40
4.6.2 DOT Hazardous Materials Regulations ......................................................................... 41
5 State Policies.......................................................................................................... 42
5.1 Enacted Legislation and Regulation ............................................................................................ 43
5.1.1 Washington .................................................................................................................... 43
5.1.2 New Jersey ..................................................................................................................... 45
5.1.3 North Carolina ................................................................................................................ 46
5.1.4 California........................................................................................................................ 47
5.2 Proposed (Pending) Legislation .................................................................................................. 50
5.2.1 California........................................................................................................................ 50
5.2.2 Hawaii ............................................................................................................................ 51
5.2.3 Rhode Island................................................................................................................... 51

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5.3 State-Led Initiatives .................................................................................................................... 53
6 Case Studies .......................................................................................................... 54
6.1 First Solar .................................................................................................................................... 54
6.2 Good Sun ..................................................................................................................................... 55
6.3 Recycle PV Solar, LLC ............................................................................................................... 59
7 Conclusion ............................................................................................................. 59
8 References ............................................................................................................. 61
9 Legislative and Executive Documents ................................................................. 72
Executive Orders .................................................................................................................................. 72
Federal and State Statutes..................................................................................................................... 72
Federal and State Regulations .............................................................................................................. 72
State Session Laws ............................................................................................................................... 72
State Bills….. ....................................................................................................................................... 73
10 Interviews ............................................................................................................... 74

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List of Figures
Figure 1. A circular economy for PV system materials ................................................................................ 3
Figure 2. State PV system decommissioning, and PV equipment reuse and EoL management policies
(enacted, pending, and state-led initiatives) ........................................................................... 42

List of Tables
Table 1. Drivers of a Circular Economy for PV System Materials............................................................... 6
Table 2. Barriers to a Circular Economy for PV System Materials ............................................................ 10
Table 3. Enablers to a Circular Economy for PV System Materials ........................................................... 17
Table 4. Regulatory Considerations for Reuse of PV System Equipment .................................................. 24
Table 5. Regulatory Considerations for the Reuse, Recycling, and Disposal of PV System Equipment ... 27
Table 6. Federal Hazardous Waste Generator and Universal Waste Handler Requirementsa .................... 35
Table 7. Federal Hazardous Waste Transporter and Universal Waste Transporter Requirementsa ............ 37
Table 8. Good Sun Projects ........................................................................................................................ 57

xiii
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1 Introduction
Solar photovoltaics (PV) are an important element to a zero-carbon energy transition in the
United States and around the world. National and international policy focused on reducing
carbon emissions and increasing electric grid resiliency, coupled with decreasing installation
costs continue to drive demand for PV (NCSL 2021; NREL 2020; IHS Markit 2020; Wesoff and
Beetz 2020). In the United States alone, cumulative installed PV capacity exceeded 95 gigawatts
(GW)dc at the end of 2020 (Perea et al. 2021). If current trends persist PV is expected grow faster
than any other renewable energy sector in the United States and cumulative installed PV capacity
could exceed 202 GWdc by 2025 (IEA 2020; Shellenberger 2020; Perea et al. 2021; SEIA 2020).

The rapid growth and expected continual demand for PV, and the growing volume of retired PV
equipment (e.g., modules) in the United States has led to supply chain and environmental
concerns. In the last decade, the United States has lost 80% of its global market share for solar-
grade polysilicon, PV cells, and PV modules (Sun et al. 2020a; Mints 2020; Smith and Margolis
2019). The United States is also dependent on imports for PV manufacturing material, PV cells,
PV modules and balance of system (BOS) equipment 14 to meet domestic demand (Sun et al.
2020a; Mints 2020; Smith and Margolis 2019). In 2017, the United States imported 92% of the
domestic market demand for crystalline silicon (c-Si) and thin-film modules and relied entirely
on imported wafers to meet domestic manufacturing needs (Smith and Margolis 2019).
Similarly, in 2019, U.S. manufacturers reported they relied entirely on glass imports to meet
domestic c-Si module manufacturing needs (Smith and Margolis 2019).

In addition, as the demand for PV increases, so will the need to mine virgin materials (e.g.,
silicon, indium, silver, tellurium, copper) and manufacture new PV products. Virgin materials
are finite and are often found, refined, and used in PV product manufacturing in countries with
less-stringent environmental and human health regulations. Moreover, as PV capacity increases
in the United States so will the volume of decommissioned 15 and end-of-life (EoL) 16 PV
modules and BOS equipment. At approximately 80-100 metric tons (Mt) of PV modules per
megawatt (MW), modules installed in the United States today will eventually result in 7.6
million to 9.5 million metric tons of EoL modules (SEIA 2020; Weckend, Wade, and Heath
2016).

Domestic reuse and recycling-based resource recovery of PV equipment could reduce


environmental and supply chain concerns and lead to new and expanded market opportunities in
the United States. However, as PV capacity increases and the future of the PV equipment waste
stream becomes more certain, U.S. industry stakeholders are left facing limited material
management options. In theory, management options for early retired and EoL PV equipment
include repair for reuse, direct reuse, recycling-based resource recovery, storage, and disposal.
Yet, in the United States repair for reuse and direct reuse (herein repair/reuse) options are limited

14
This report uses “balance of system (BOS) equipment” to mean the component parts or equipment of a PV system
(e.g., inverters, racking, junction box, wires, frame, mounting equipment), excluding the PV module.
15
This report uses “decommission” to mean PV modules and BOS equipment, which have been removed from first-
use system operation and may still have reuse potential.
16
This report uses “end-of-life” to mean PV modules and BOS equipment that have reached the end of their
expected life (i.e., a 30-year lifetime for PV modules) and do not have reuse potential.

1
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and there are few known projects that demonstrate the viability, safety, and reliability of reused
PV modules and BOS equipment. Moreover, the cost of PV module recycling in the United
States is often overshadowed by cheaper and more accessible disposal options (CSSA 2020;
ASES 2020). Anecdotal evidence suggests that the cost of module recycling in the United States
ranges from $15-45 per module, while one study found that disposal tipping fees at a non-
hazardous landfill ($26/U.S. ton) can cost less than $1 per module and less than $5 per module at
hazardous waste landfills ($175/U.S. ton) (ASES 2020; CSSA 2020; Ablison Energy 2020;
Evergreen Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast
2019; Alba Energy 2018; EnergySage 2018; Libby and Shaw 2018). 17 As a result, today there is
scant evidence of PV equipment repair/reuse and anecdotal evidence suggest that most early
retired and EoL PV modules are landfilled or otherwise disposed of resulting in less than 10% of
modules being recycled in the United States (ASES 2020; CSSA 2020; Salim et al. 2019; CPUC
2019b; DTSC 2019b; NREL 2019a). By comparison, in Europe, where countries have
nationwide policies that mandate PV module recycling, the cost of recycling is as low as $0.70
per module and recycling rates are as high as 95% (CSSA 2020; ASES 2020).

As awareness of current practices grows, and the demand for critical PV module material
increases, U.S. industry stakeholders, regulators, and policymakers are starting to (1) consider
solutions to drive and enable environmentally sustainable PV system equipment 18 management
decisions and behaviors and (2) identify barriers to a circular economy for PV system materials.
Circular economy principles (Figure 1) attempt to transition from a “take-make-consume-
dispose” linear economic system to a circular system that allows for the long life, and the
reuse/repair/recovery of products and materials (Ellen MacArthur Foundation 2020).

17
We calculated the per module disposal cost by estimating a typical module weight of 33-50 pounds (Ablison
Energy 2020; Evergreen Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast 2019;
Alba Energy 2018; EnergySage 2018; Wholesale Solar 2011) and using the per ton landfill tipping costs of $26/
U.S. ton to $89/U.S. ton for nonhazardous Subtitle D landfills and $175/U.S. ton for hazardous Subtitle C landfills
provided by (Libby and Shaw 2018).
18
This report uses “PV system equipment” to mean the component parts of a PV system (e.g., inverters, racking,
junction box, wires, frame, mounting equipment), including the PV module.

2
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
Figure 1. A circular economy for PV system materials
The repair for reuse, direct reuse, and recycling-based recovery (herein repair/reuse/recycling) of
PV system equipment can increase economic benefits for solar industry stakeholders, create new
and expanded U.S. market and job opportunities, increase supply chain stability, and reduce
environmental impacts. Manufacturers and system owners may obtain economic benefit from
selling or donating PV system equipment for secondary use, or recycling PV equipment (and
manufacturing scrap) for sale into commodity markets, or for reuse in manufacturing (Salim et al.
2019; SEIA 2019a; Libby and Shaw 2018). 19,20 Companies that engage in environmentally
sustainable business practices such as reuse/repair/recycling may in turn increase consumer trust
and overall competitiveness in the marketplace (Salim et al. 2019). Extracting additional services
and revenue from PV modules and BOS equipment also increases the total lifetime value of the
PV system, and the costs can be shared by primary and secondary users. Incumbent stakeholders
and new market entrants alike may expand or provide new services (e.g., reverse logistics,
disassembly, and recycling) to meet reuse/repair/recycling needs for PV equipment. Further, the
recovery of PV materials could aid in domestic manufacturing opportunities. One estimate found
that the value of recovered materials from PV modules, alone, represents a potential $60 million
U.S. industry by 2030 and a $2 billion industry by 2050 (Weckend, Wade, and Heath 2016). In
addition, recycling PV modules and manufacturing scrap can divert valuable resources from
landfills, and reduce the need to mine for virgin materials, such as silicon, indium, silver, copper,
and tellurium. Recovery of these materials can also reduce waste, alleviate critical resource
constraints, and lower dependence on foreign markets and imports.

19
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
20
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019

3
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
Today there are technical, economic, and regulatory factors that inhibit a circular economy for
PV system materials in the United States. As a result, few manufacturers take into account
design for extended product durability or design for repair/reuse/recycling, and there are a
limited number of U.S.-based companies that work to repair/reuse/recycle PV system equipment.
Current technology, infrastructure, and processes associated with the reuse/recycling of PV
system equipment are not optimized for efficient cost-effective repair for reuse or recovery of
high-value materials. There is also limited publicly available research and market information
available that could help inform investment decisions in the early stages of new and expanded
PV market opportunities. In addition, the management of used PV system equipment requires
compliance with complex, variable, and at times, unclear federal, state, and local U.S. laws and
regulations. Moreover, there is a lack of U.S. policies that incentivize or mandate
repair/reuse/recycling of PV system equipment over disposal.

PV system owners, and others involved in the management of early retired and EoL PV
equipment have to consider the financial and legal liability associated with each management
option. Today U.S. policy 21 does not incentivize or mandate repair/reuse/recycling of PV
equipment and materials over disposal. Regulation in the United States may prohibit certain
secondary use applications, and mandate specific requirements that carry civil and criminal
penalties for non-compliance. For example, interconnection, fire, building, and electric
regulations in the United States vary by jurisdiction and may directly prohibit the reuse of PV
modules and BOS equipment for certain grid-tied and off-grid applications. Moreover, PV
equipment destined for resource recovery are often regulated in the same manner as those
destined for disposal, which does not provide an incentive for recycling, especially when the cost
of disposal is more favorable. Used PV equipment accumulated or stored before recycling or
disposal, and those being recycled or disposed of may be regulated as solid waste or hazardous
solid waste in the United States. Solid waste and hazardous waste laws in the United States vary
by jurisdiction, and mandate specific handling, storage, and transport requirements. In addition,
transporters of PV equipment regulated as hazardous or universal waste may be subject to U.S.
Department of Transportation hazardous material regulations with specific packaging,
documentation, and other transit-related related requirements. Further, PV equipment regulated
as hazardous or universal waste, which is shipped abroad may be subject to international treaty
requirements and export regulations.

U.S. policymakers, regulators, and industry stakeholders are starting to consider and evaluate
how policy may drive and enable a circular economy for PV system materials. Policies could
incentivize innovation in PV module design, as well as the development of PV
repair/reuse/recycling services, business models and processes. Government-funded R&D and
analysis, could enable private investment in the early stages of new and expanded PV market
opportunities by providing answers to questions that could help alleviate market uncertainty.
Clear and consistent federal, state, and local U.S. regulation related to repair/reuse/recycling of
PV system equipment could also reduce regulatory uncertainty, liability concerns, and overall
investor risk. Moreover, policies designed to encourage repair/reuse/recycling over disposal may
make the economics of circular options and early market investment more desirable.

21
We use “policy” in this report broadly to include not only federal, state, and local statutory and regulatory
requirements but also government initiatives and goals.

4
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
We begin this report by summarizing the drivers, barriers, and enablers to a circular economy
for PV system materials in the United States. We then report on our analysis of federal and state
regulatory considerations that may impact the repair/reuse/recycling of PV equipment, and
potential civil and criminal liabilities associated with non-compliance. We then discuss state
policies and initiatives in the United States that expressly address PV system decommissioning
and repair/reuse/recycling of PV equipment. We conclude by providing case studies of U.S.
business models for the repair/reuse/recycling of PV system equipment.

Our results are based on legal and literature-based research. In addition, our results incorporate
feedback and information we received from a series of interviews conducted through
teleconference and email exchange with a diverse group of PV experts, including academic and
research organizations, industry associations, PV manufacturers, PV reuse/repair/recycling
companies, and consultants, as well as U.S. federal and state regulators, and policymakers. The
questions used in each interview were tailored specifically to the stakeholders’ areas of expertise.
Moreover, this report is limited to U.S. PV regulatory, policy, and market analysis.

This report is intended to inform decisionmakers, including those involved with policy
design; it does not endorse any particular policy mechanism over another, nor does it assess all
regulatory requirements or the impacts that those requirements and policies may have on U.S.
PV markets or related commodity markets.

2 Drivers, Barriers, and Enablers to a Circular


Economy for PV System Materials
Today, PV supply chains in the United States are characterized as linear economic models. Few
PV manufacturers take into account design for extended product durability, reuse or recycling,
and only a few U.S.-based manufacturers have implemented a "takeback” program to reuse or
recycle retired PV modules (NREL 2019a; Salim et al. 2019; First Solar 2019). 22,23,24 Only
a handful of third-party companies in the United States repair or resell used PV modules and
BOS equipment for secondary market use. Moreover, although there are a growing number of
third-party recyclers in the U.S. that accept PV modules, most companies only recover bulk
material and leave behind high-value material such as silver, copper, and silicon (CPUC 2019b;
Salim et al. 2019; Libby and Shaw 2018; Heath et al. 2020; First Solar 2019; Good Sun 2019;
SEIA 2019b). 25,26,27,28,29

22
Matthew Garamone, Environmental Management Services, LLC., and Parikhit Sinha, First Solar, teleconference,
March 4, 2019
23
Matthew Garamone, Environmental Management Services, LLC., and Parikhit Sinha, First Solar, teleconference,
August 26, 2019
24
Cara Libby, Electrical Power Research Institute, email, January 14, 2021
25
Evelyn Butler, Solar Energy Industries Association, teleconference, February 8, 2019
26
Matthew Garamone, Environmental Management Services, LLC., and Parikhit Sinha, First Solar, teleconference,
March 4, 2019
27
Matthew Garamone, Environmental Management Services, LLC., and Parikhit Sinha, First Solar, teleconference,
August 26, 2019
28
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
29
Sam Vanderhoof, Recycle PV Solar LLC, teleconference, September 5, 2019

5
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
In this section, we discuss drivers, barriers, and potential enablers of a circular economy for PV
system materials in the United States. In addition to doing literature-based research, we
conducted interviews and interacted with solar PV experts to identify factors that may drive, or
act as a barrier, to repair/reuse/recycling of PV system equipment in the United States. These
stakeholder interactions also informed potential solutions that may enable repair/reuse/recycling
of PV system equipment and materials in the United States.

2.1 Drivers
Certain opportunities and benefits may drive a circular economy for PV system materials in
the United States. In this section, we discuss economic, environmental, and security
opportunities and benefits that may drive decisions and behaviors that facilitate the integration of
circularity principles into PV value and supply chains. Table 1 summarizes those drivers.

Table 1. Drivers of a Circular Economy for PV System Materials

Economic Drivers
Potential Benefits
(Section 2.1.1)
Cost savings and Decrease manufacturing costs and achieve additional revenue
increased profits streams and tax benefits
Enhanced competitiveness Increase a business’s green or environmentally responsible image
and increase consumer trust
New and expanded market and Provide opportunities for new and expanded markets, and
employment opportunities job creation
Environmental Drivers
Potential Benefits
(Section 2.1.2)
Reduced negative Reduce waste, the generation of greenhouse gases and other
environmental impacts environmental pollutants, and the total energy required to mine,
transport, refine and manufacture products
Reduced resource constraints Conserve high-value materials, prevent resource constraints, and
reduce import demand for raw materials

2.1.1 Economic Drivers


New and expanded market opportunities, job creation as well as supply chain stability and
resource security may drive federal, state, and local government investment in a circular
economy for PV system materials in the United States. Cost savings, increased profits, and
enhanced competitiveness may drive private investment in product, service, and process
innovation, and the repair/reuse/recycling of PV system equipment. This section discusses some
of those economic drivers.

2.1.1.1 Repair/Reuse
Reuse of PV system equipment creates an opportunity for new and expanded market
opportunities and new jobs in the United States. Industry experts have observed that
decommissioned PV modules often maintain 70%–95% of their nameplate capacity and can be

6
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
used in secondary applications. 30,31 Early retired PV modules and BOS equipment may be suited
for direct reuse, while others may require repair before reuse (NREL 2019a; SEIA 2019a). 32,33
Used modules and BOS equipment are sold by PV system owners and equipment brokers on
platforms such as EnergyBin for secondary use in off-grid applications as well as grid-tied
applications in some U.S. jurisdictions (Section 3) (CESA 2017; Sherwood 2013; Solar ABCs
2011; SEIA 2019a). 34 The sale of lower-cost used system equipment for secondary use could
increase PV deployment and may help enable access to traditionally underserved market
participants such as low-and-moderate income communities (NREL 2019a; SEIA 2019a). 35,36
Also, industry stakeholders, such as installers; operation and maintenance (O&M) companies;
engineering, procurement and construction (EPC) companies; and reverse logistics companies
could expand services to include repair and sale of PV modules and BOS equipment for reuse.
New companies, such as Good Sun, EnergyBin, and KinectSolar may also be developed to
provide repair/reuse products and services (GoodSun is discussed in Section 6). These
companies may provide a suite of services and products that include collection, transport, testing
PV equipment to determine reuse potential, repair, installation, resale, and platforms to buy and
sell used products (Ludt 2019). 37,38

PV manufacturers and system owners may receive economic benefits from selling or donating
modules and BOS equipment for secondary use. For example, system owners may sell modules
that are retired early at lower costs to generate revenue or donate PV modules for charitable use
and receive a tax credit (SEIA 2019a; Libby and Shaw 2018). 39,40 PV manufacturers may also
sell operational but blemished modules that are not suited for the primary market to generate
revenue, or the manufacturers may donate blemished modules and BOS equipment for a tax
benefit (SEIA 2019a; Libby and Shaw 2018). 41,42 Extracting additional services and revenue
from PV modules and BOS equipment increases the total lifetime value of the PV system, and
the costs could be shared by primary and secondary users (Salim et al. 2019). Moreover, system
owners and PV manufacturers may find it advantageous to sell or donate used modules and BOS
equipment to comply with voluntary industry standards or to enhance their corporate
responsibility image. 43 Companies that engage in environmentally sustainable business practices,
such as reuse may in turn increase consumer trust, increase consumer confidence in secondary
market products, and their overall competitiveness in the marketplace (Xu et al. 2018; Salim et
al. 2019).

30
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
31
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
32
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
33
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
34
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
35
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
36
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
37
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
38
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
39
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
40
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
41
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
42
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
43
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019

7
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
2.1.1.2 Recycling
Recycling PV system equipment and manufacturing scrap can create new and expanded PV
market opportunities, new jobs, and supply chain stability in the United States. Recycling PV
modules, BOS equipment, and manufacturing scrap can recover high-value materials that can be
sold into commodity markets or be used to manufacture new system equipment (Salim et al.
2019; NREL 2019a; Libby and Shaw 2018; Kalmykova et al. 2018; Xu et al. 2018; Corcelli et al.
2017; Dominguez and Geyer 2017; Weckend, Wade, and Heath 2016; Ghisellini et al. 2016). For
example, recycling PV modules and manufacturing scrap can recover materials such as glass,
silicon, indium, silver, tellurium and copper (Mulvaney 2019; Heath et al. 2020; Salim et al.
2019; NREL 2019b; SEIA 2019a; Xu et al. 2018; Dominguez and Geyer 2017; Weckend, Wade,
and Heath 2016). 44 Recycling PV BOS equipment, such as the junction box, wires, frame and
mounting equipment, can recover copper, aluminum, steel and plastic (Mulvaney 2019; Heath
et al. 2020; SEIA 2019a). One estimate found that the value of recovered materials from PV
modules, alone, represents a potential $60 million U.S. industry by 2030 and a $2 billion
industry by 2050 (Weckend, Wade, and Heath 2016). The reuse of recovered materials could
reduce dependence on foreign imports of raw materials (e.g., silicon, glass necessary for
domestic manufacturing needs) and U.S. dependence of imported PV cells, modules, wafers and
BOS equipment to meet domestic demand (Sun et al. 2020a; Mints 2020; Smith and Margolis
2019). Moreover, domestic resource recovery could lead to U.S. PV manufacturing
opportunities. In addition, third-party recycling companies and lifecycle management companies
could expand their services to include resource recovery operations for PV modules and BOS
equipment. For example, Cleanlites Recycling Inc. is a universal and electronic waste recycling
and waste management company that expanded services to include the collection and recovery of
PV modules. 45 Similar to the reuse market, installers; O&M companies; EPC companies; and
reverse logistics companies (e.g., Verdant Project Management, and HelioPower) are also
expanding to offer decommissioning services that include dismantling, handling, transport,
recycling and disposal of PV system equipment (CPSC 2020; Ludt 2019). 46, 47, 48 New
companies, such as Solar Sun Recycling and NuLife, are also emerging to offer reverse logistics,
decommissioning, and recycling services.

PV manufacturers, system owners, third-party recyclers, and other industry stakeholders may
gain an economic benefit from recycling system equipment. PV manufacturers could lower
manufacturing costs by reusing recovered materials from manufacturing scrap, customer
warranty returns, and other retired system equipment (Salim 2019; Xu et al. 2018). The reuse of
recovered materials could reduce manufacturing costs and could reduce the cost of PV modules
and BOS equipment on the primary market (Salim 2019; Xu et al. 2018). PV manufacturers and
third-party recyclers may also generate revenue by selling recovered materials into commodity
markets (Heath et al. 2020; Salim et al. 2019; Xu et al. 2018; Dominguez and Geyer 2017;
NREL 2019b). Similar to the reuse discussion above (Section 2.1.1.1), system owners and PV
manufacturers may find it advantageous to recycle system equipment to comply with voluntary
industry standards or to enhance their corporate responsibility image (Salim et al. 2019; Xu et al.

44
Parikhit Sinha, First Solar, email, August 26, 2019
45
Tim Kimmel, Cleanlites Recycling, teleconference, March 5, 2019
46
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019
47
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
48
Cara Libby, Electrical Power Research Institute, email, January 14, 2021.

8
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
2018). 49 Companies that engage in environmentally sustainable business practices such as
recycling may in turn increase consumer trust and their overall competitiveness in the
marketplace (Salim et al. 2019; Xu et al. 2018).

2.1.2 Environmental Drivers


Environmental drivers, such as reduced negative environmental impacts and resource constraints,
may encourage federal, state, and local government investment as well as industry action and
private investment in a circular economy for PV system materials in the United States. This
section discusses some of those environmental drivers.

Repair/reuse/recycling of PV system equipment and manufacturing scrap presents near-term and


future environmental benefits. Repair and maintenance can extend the life of PV equipment and
extracting additional services and revenue also increases the total lifetime value of the PV
system. Further, extending the useful lifetime of PV equipment through repair and reuse, and
recovering PV materials through recycling also lowers lifecycle environmental impacts by
reducing energy output, the costs, and environmental pollutants (e.g., greenhouse gas emissions)
associated with mining, transporting, refining virgin materials, and manufacturing and
distributing new PV products (Salim et al. 2019; Celik et al. 2018; Stolz et al. 2018).

In addition, secondary use of PV system equipment could reduce disposal of reusable products,
while resource recovery of modules, BOS equipment (e.g., junction box, wires, frame, mounting
equipment), and manufacturing scrap can divert valuable materials, such as silicon, silver,
tellurium, cadmium, aluminum, and copper, from landfills (Salim et al. 2019; Mulvaney 2019;
Xu et al. 2018; Dominguez and Geyer 2017; Weckend, Wade, and Heath 2016). For instance, in
2019, copper recovered from manufacturing scrap and discarded copper products accounted for
35% of the U.S. copper supply (USGS 2020a). In 2019, aluminum purchased from scrap in the
United States was about 3.4 million tons, of which about 56% came from manufacturing scrap
and 44% came from discarded aluminum products (USGS 2020b).

Moreover, repair/reuse/recycling of PV system equipment and manufacturing scrap could


alleviate resource constraints and the demand on critical minerals, such as tellurium and
aluminum (bauxite) in the United States. The Department of Interior classifies tellurium and
aluminum (bauxite) as critical minerals, which are essential to U.S. economic and national
security due their necessity in product manufacturing, including use in PV system materials (DOI
2018). 50 These critical minerals are subject to rising costs due to limited resources and supply
chain disruption often caused by political instability in producing regions (DOI 2018). 51

Repair/reuse/recycling of PV system equipment and manufacturing scrap can support sustainable


resource governance by reducing the need to export and mine for virgin minerals often found in
countries with less stringent environmental and human health regulations. For example, China
maintains the largest tellurium reserves in the world with 6,600 Mt and it produced 290 Mt of
refined tellurium in 2019 (USGS 2020c; Mulvaney 2014). In comparison, no tellurium was
produced in the United States in 2019 (USGS 2020c).

49
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
50
Exec. Order No. 13817, 82 Fed. Reg. 60835 (2017)
51
Exec. Order No. 13817, 82 Fed. Reg. 60835 (2017)

9
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
2.2 Barriers
Certain factors may inhibit a circular economy for PV system materials in the United States. In
this section, we identify technology, process, data, economic, and regulatory factors that may
inhibit management decisions and behaviors that facilitate the integration of circularity principles
into PV equipment value and supply chains. Table 2 summarizes those barriers.

Table 2. Barriers to a Circular Economy for PV System Materials

Barrier Description
Current technology, Technology, infrastructure, and processes not optimized for efficient, cost-
infrastructure, and effective repair/reuse/recycling of PV system equipment
processes
(Section 2.2.1)
Lack of critical Limited information and data regarding: the value of, and markets for,
information and data reused PV equipment and recovered PV materials; the volume and
(Section 2.2.2) composition of retired PV equipment; the condition and characteristics of
used PV equipment; quality, reliability, safety, and technical viability of
repaired and reused PV equipment; repair/recycling technology, processes,
services; costs; and infrastructure needs
Unclear, complex, and Laws and regulations applicable to reuse/recycling of PV equipment that are
varied laws and unclear, complex, vary by jurisdiction, and often require compliance with
regulations stringent handling, storage, transport, treatment, recycling and disposal
(Section 2.2.3) requirements that are subject to civil and criminal liability for non-compliance

Lack of economic Limited economic motivation or incentive to enable collection, transport, and
motivation repair/reuse/recycling of PV system equipment, or to enable the design for
(Section 2.2.4) durability, reuse, and recycling

Low market confidence Inadequate consumer confidence in reused and repaired PV system
in reused and repaired equipment to support reuse and repair-for-reuse secondary markets
PV equipment (Section
2.2.4)

2.2.1 Technology, Infrastructure, and Process Barriers


Technology, product, and process innovation plays a critical role in efficiency, cost savings,
increased profits, and enhanced competitiveness for any industry. Current technology,
infrastructure, and processes associated with the repair/reuse of PV modules and recovery of PV
module materials are not optimized for efficient, cost-effective reuse or recovery (Salim et al.
2019; Heath et al. 2020; Tura et al. 2018). 52 This section discusses technology, infrastructure,
and process barriers that may inhibit a circular economy for PV system materials, and secondary
PV market opportunities in the United States.

Today, there are three main types of PV modules: monocrystalline c-Si, polycrystalline c-Si; and
thin-film PV modules, which include amorphous silicon (a-Si), cadmium telluride (CdTe); and
copper indium gallium selenide (CIGS) (Heath et al. 2020; Pickerel 2015). Monocrystalline c-Si
and polycrystalline c-Si make up more than 90% of the global PV market (Heath et al. 2020;
Pickerel 2015). Although there are only three main types of modules they often vary in size,

52
Sam Vanderhoof, Recycle PV Solar LLC, teleconference, September 5, 2019

10
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
design, and composition from manufacturer to manufacturer, and even across different models
from the same manufacturer. The variability in module design and composition, along with their
design for durability, makes it more difficult to automate disassembly for repair or for resource
recovery (Heath et al. 2020).

There is limited infrastructure and no efficient processes in place in the United States to handle
the projected volume of early retired and EoL PV equipment. For example, we identified only a
handful of companies in the United States that repair or resell used PV modules and BOS
equipment for secondary market use. Similarly, although there is a growing number of U.S.
based third-party recyclers that accept PV modules anecdotal evidence suggests that
collection/sorting sites are limited and that aggregating EoL modules for cost-effective transport
is a barrier to recycling (CPUC 2019b; Salim et al. 2019; Libby and Shaw 2018; Heath et al.
2020; First Solar 2019; Good Sun 2019; SEIA 2019b; First Solar 2019; Good Sun 2019; SEIA
2019b). 53,54,55,56,57,58 In addition, there is no standardized testing process in place to determine
the safe and reliable reuse potential of PV modules and BOS equipment, and there is no
standardized or automated process to disassemble c-Si PV modules for resource recovery (Heath
et al. 2020; CPUC 2019b; ASES 2020). There is also no standardized process in place for the
repair of PV modules and BOS equipment. For example, there is evidence that a large number of
PV modules deployed worldwide have faulty backsheets—estimates are as high as 10 GW or
more (Osborne 2019; Pickerel 2020; Oreski 2020). Although industry is working on technologies
to repair backsheets in the field, there is currently no commercialized solution, and there are
many unanswered questions with regard to the effectiveness of a proposed solution in terms of
safety and reliability, as well as regulatory requirements and legal liability (ASES 2020; CSSA
2020).

Moreover, current PV module recycling technology is not optimized to cost-effectively recover


high-purity materials at high recovery rates (Heath et al. 2020). The majority of third-party
recycling facilities in the United States that accept PV modules are not designed for module
resource recovery, and they process modules through existing metal or glass recycling lines
(Heath et al. 2020). Most recycling processes only recover bulk materials from the aluminum
frame, external copper wire and glass; and they fail to recover constituents such as silver, copper,
silicon, and lead, which constitute most of the potential value of c-Si PV modules (Health et al.
2020). We found only two recyclers in the United States that recover high-purity bulk and trace
materials from PV modules—We Recycle Solar and First Solar (ASES 2020; Heath et al. 2020).
First Solar’s recycling facilities process only CdTe modules from First Solar customers (Section
6.1) and We Recycle Solar’s provisional patent technology processes c-Si and CdTe modules
(ASES 2020; Heath et al. 2020; First Solar 2019). 59 There are efforts to advance PV module

53
It is unclear how many of the recycling facilities identified that accept PV modules process those modules in the
United States.
54
Evelyn Butler, Solar Energy Industries Association, teleconference, February 8, 2019
55
Matthew Garamone, Environmental Management Services, LLC., and Parikhit Sinha, First Solar, teleconference,
March 4, 2019
56
Matthew Garamone, Environmental Management Services, LLC., and Parikhit Sinha, First Solar, teleconference,
August 26, 2019
57
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
58
Sam Vanderhoof, Recycle PV Solar LLC, teleconference, September 5, 2019
59
Matthew Garamone and Parikhit Sinha, First Solar, teleconference, March 4, 2019

11
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
recycling in the United States, but none of these efforts are at commercial scale (Heath et al.
2020).

2.2.2 Information and Data Barriers


Research and data play an important role in informing investment decisions in the early stages of
new and expanded market opportunities, but publicly available research and market information
regarding early retired and EoL PV equipment in the United States is limited and variable. This
section discusses information and data barriers that may inhibit a circular economy for PV
system materials and secondary PV market opportunities in the United States.

Publicly available information about the volume, timing, and condition of early retired and EoL
PV equipment is limited (Salim et al. 2019; Heath et al. 2020). For example, the International
Renewable Energy Agency (IRENA) and the International Energy Agency (IEA) report is one of
the most comprehensive studies to date that estimates the expected volume of EoL PV modules
in the United States (Weckend, Wade, and Heath 2016). The IRENA/IEA report found that
cumulative U.S. EoL PV modules alone could total one million metric tons (Mt) by 2030 and up
to 10 million Mt by 2050 (Weckend, Wade, and Heath 2016). 60 But a new study using current
PV capacity rates and new projection data is overdue. In fact, industry experts warn that the
IRENA/IEA EoL projections are lower than the volume they are seeing today and expect to see
in the future (CSSA 2020; ASES 2020). Deployment rates are beyond the assumptions used in
IRENA/IEA study, projection installation rates are higher than in recent years, and repowering is
expected to become more prevalent (Parnell 2020; NREL 2019a; CPUC 2019b; Balfour 2017).

In terms of repowering alone, a Wood MacKenzie report found repowering systems that have
reached 20 years of operation could reach 65 GW worldwide by 2030 (Sun et al. 2020a).
Moreover, U.S. industry experts are starting to see a large volume of partial and full repowering
taking place between 10 and 12 years of operation (ASES 2020; CSSA 2020; NREL 2019a;
CPUC 2019b). Experts have identified five main drivers that are prompting PV system owners to
repower between 10 and 12 years of operations: (1) low cost, more efficient module technology,
(2) power purchase agreement expiration dates, (3) inverter and other equipment replacement in
conjunction with a need to comply with more stringent interconnection, fire, building, and
equipment regulations (4) early retirements due to extreme weather events (e.g., fire and hail
damage) and manufacturer defects, and (5) tax incentives – retrofit investments may qualify for
an investment tax credit, a tax deduction through the modified accelerated cost recovery system,
and/or a 50% depreciation bonus (Curtis et al. 2021a; ASES 2020; CSSA 2020; Sun et al.
2020a).

Analysis of, and data on, the true costs of repair/reuse/recycling of PV system equipment is
limited. For example, analyses to date have primarily focused on recycling processing costs, and
they do not account for disassembly, infrastructure needs (e.g., collection centers or equipment),

60
These projections are based on an early-loss scenario that includes these assumptions:
• 30-year average PV module lifetime
• 99.99% probability of loss after 40 years
• 0.5% of PV modules reach EoL immediately because of damage during transportation and installation
• 0.5% of PV modules reach EoL within 2 years because of faulty installation
• 2% of PV modules reaching EoL within 10 years
• 4% of PV modules reaching EoL after 15 years because of technical failures.

12
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reverse logistics (e.g., sorting, handling, or transport), operating expenses, or regulatory
compliance (Salim et al. 2019; Libby and Shaw 2018). These analyses also do not account for
innovation in repair/reuse/recycling processes, or PV module technology innovation. Moreover,
we found no study that comprehensively analyzes the cost of PV equipment recycling in the U.S.
and how that compares to disposal options. Anecdotal evidence suggests that the cost of
recycling modules in the United States is often outweighed by cheaper, more accessible disposal
options. Some PV recyclers in the United States estimate the cost of processing PV modules
ranges from $15 to $45 per module depending on the pick-up location, module condition, and
type of module being recycled (CSSA 2020; ASES 2020). On the other hand, one study found
disposal tipping fees at a non-hazardous landfill can cost less than $1 per module ($26/U.S. ton)
and less than $5 per module at hazardous waste landfills ($175/U.S. ton) (ASES 2020; CSSA
2020; Ablison Energy 2020; Evergreen Solar 2020; Intermountain Wind & Solar 2020;
CitiGreen, Inc. 2019; Green Coast 2019; Alba Energy 2018; EnergySage 2018; Libby and Shaw
2018). 61 In addition, we found little data on the processes for (testing for secondary use safety
and reliability) or costs related to repair for reuse or direct reuse. We found no study on repair
processes or the cost of repair for the U.S. market, but one European study estimated module
repair costs between 20 and 90 euros per module ($23-106 per module based on today’s
exchange rate) (Tsanakas et al. 2020).

Analysis of, and data on, the value of and markets for repair/reuse/recycling of PV system
equipment is also limited. For instance, we found no publicly available study that either
comprehensively analyzed the average condition of used PV modules or identified viable
secondary use applications. Though the 2016 IEA/IRENA study (Weckend, Wade, and Heath
2016) analyzes the value of recovered materials from EoL PV modules, the study does not take
into account the need for material streams of certain purity or loss scenarios of modules not
accumulated or recycled. Moreover, the data on the salvage value of and markets for used PV
modules that is available is highly variable because of uncertainties regarding the price for
newer, more efficient PV modules, repurposing costs, and the lack of degradation data (Salim et
al. 2019). Further, we found no publicly available study that considered the recovery value of
BOS equipment such as mounting equipment, wires, frames, and junction boxes. There is also
limited commodity data for recovered PV system materials, and no projections take into account
PV equipment composition or design innovation, or future repair/reuse/recycling technology and
process efficiencies.

2.2.3 Regulatory Barriers


Federal, state, and local laws and regulations play a critical role in consumer product safety, and
reliable electricity service. Laws and regulation also help ensure the safe handling, storage,
treatment, and transport of PV modules and BOS equipment. However, state and local
interconnection, fire and building, and electric regulations in the United States may directly
prohibit the reuse of PV modules and/or BOS equipment for certain grid-tied and off-grid
applications. In addition, federal, state, and local laws and regulations mandate costly handling,

61
We calculated the per module disposal cost by estimating a typical module weight of 33-50 pounds (Ablison
Energy 2020; Evergreen Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast 2019;
Alba Energy 2018; EnergySage 2018; Wholesale Solar 2011) and using the per ton landfill tipping costs of $26/
U.S. ton to $89/U.S. ton for nonhazardous Subtitle D landfills and $175/U.S. ton for hazardous Subtitle C landfills
provided by (Libby and Shaw 2018).

13
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
storage, transport, and treatment requirements for recycling and disposal of PV system
equipment that carry civil and criminal penalties for non-compliance. Moreover, federal, state,
and local laws and regulations are complex, vary by jurisdiction, and at times are unclear as to
how they apply to PV system equipment. This section highlights some regulatory barriers that
may inhibit a circular economy for PV system materials and secondary PV market opportunities
in the United States.

2.2.3.1 Repair/Reuse
Variable state and local U.S regulations may impact PV system equipment reuse applications and
investment in secondary PV markets (Section 3). Most interconnection fire, building, and electric
regulations in the United States vary by jurisdiction and may directly prohibit the reuse of PV
modules and/or BOS equipment in certain secondary grid-tied and off-grid applications (CESA
2017; IEEE 2018; UL 2010; Lydic 2018; Ardani et al. 2015; NFPA 2019; IBC 2012; Sherwood
2013; Solar ABCs 2011). 62 Variable regulations applicable to the reuse of PV system equipment
may also make it difficult to determine viable secondary markets for PV system equipment, and
the uncertainty may stifle consumer confidence in used or refurbished products and overall
investment in the repair/reuse of PV system equipment. Beyond our analysis for this report, we
found no study that analyzed the impact regulations have on the viability of grid-tied and off-grid
secondary use applications for PV modules and BOS equipment. Further, beyond this report, we
found no comprehensive study that analyzes the regulatory requirements associated with reuse
and repair for reuse of PV modules and BOS equipment.

2.2.3.2 Recycling
Complex, variable, and at times, unclear federal, state, and local U.S. laws and regulations may
impact resource recovery of valuable PV system materials (Section 4). End-of-life PV
equipment, that is accumulated and/or stored prior to recycling and those being recycled, may be
regulated in the same manner as PV equipment accumulated and/or stored prior to disposal and
those being disposed of pursuant to the Resource Conservation and Recovery Act of 1976
(RCRA). 63 RCRA solid waste laws in the U.S. vary by jurisdiction and mandate specific
handling, storage, transport, treatment, 64 recycling, and disposal requirements that carry civil and
criminal penalties for violations.

Consideration: If PV equipment, such as modules destined for recycling are regulated in the same
manner (same requirements, same legal liability) as PV modules destined for disposal, there may be
a lack of motivation to recycle PV modules until the economics of recycling become more competitive
with disposal.

62
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
63
40 C.F.R. §§ 260-265, 273; Universal Waste Rule, 60 Fed. Reg. 25,492, 25,492 (May 11, 1995; to be codified at
40 C.F.R. Parts 9, 260, 261, 262, 264, 265, 266, 268, 270, and 273)
64
Under RCRA, treatment means “any method, technique, or process, including neutralization, designed to change
the physical, chemical, or biological character or composition of any hazardous waste so as to neutralize such waste,
or so as to recover energy or material resources from the waste, or so as to render such waste non-hazardous, or less
hazardous; safer to transport, store, or dispose of; or amenable for recovery, amenable for storage, or reduced in
volume” (40 C.F.R. § 260. 10).

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Anecdotal evidence suggests there is confusion about when equipment, such as a PV module
becomes a solid waste and subject to RCRA regulation. The point at which a material is
considered solid waste determines who the regulated person is, and at what point in the
management process RCRA regulation applies. For example, if a PV module is determined to be
“solid waste” at the time it is uninstalled then the asset owner would likely be the regulated
person with the responsibility and legal liability to comply with RCRA. Alternatively, if the PV
module is determined to be “solid waste” later in time after it is uninstalled (because a reuse
determination has not yet been made) then the regulated person may be someone other than the
asset owner. This regulatory uncertainty could lead to unexpected liability for some PV industry
stakeholders (Section 4) (Curtis et al. 2021b; NREL 2019a; CPUC 2019b; DTSC 2019b).

Moreover, there is anecdotal evidence of jurisdictional variability about whether RCRA’s


household hazardous waste exclusion applies to modules from residential PV systems. If applied,
the exclusion would allow EoL modules from residential PV systems to be regulated as non-
hazardous solid waste in some U.S. jurisdictions instead of requiring a hazardous waste
determination and potentially requiring the management of PV modules as hazardous waste. This
regulatory uncertainty could lead to confusion and unexpected liability for some PV industry
stakeholders (Section 4.1.2) (Curtis et al. 2021b; NREL 2019a; CPUC 2019b; DTSC
2019b). 65,66,67,68,69

In addition, if a RCRA regulatory exclusion does not apply, PV equipment may be regulated as
hazardous waste if the equipment exhibits one or more hazardous characteristics. There is
evidence that c-Si modules tested using the U.S. Environmental Protection Agency’s (EPA)
approved Toxicity Characteristic Leaching Procedure (TCLP) in some cases exceed allowed
toxicity levels for lead, and that those modules were classified and regulated as hazardous waste
pursuant to RCRA. However, there have been studies that show that the TCLP results for PV
modules are highly variable and may produce different results depending on the sampling
location on the module, the method of sample removal, test laboratory conducting the TCLP
analysis, among other factors. This variability has created uncertainty about whether the TCLP
test is a reliable testing mechanism to determine whether PV modules should be regulated as
hazardous waste (which requires more stringent and costly regulatory requirements than non-
hazardous solid waste regulation) (Section 4.2) (Curtis et al. 2021b; ASES 2020; CSSA 2020;
NREL 2019a; Libby and Shaw 2018). A RCRA hazardous waste classification may also trigger
more stringent U.S. Department of Transportation regulation for interstate domestic transport
and export of hazardous material (Section 4.5). The cost and liability associated with hazardous
waste/hazardous material regulation, coupled with the high cost of PV module recycling
compared to disposal may stifle resource recovery in the United States.

2.2.4 Economic and Market Barriers


Economic, market, and regulatory uncertainty coupled with legal liability concerns may inhibit
secondary PV market opportunities, the recovery of valuable PV system materials, and overall

65
Evelyn Butler, Solar Energy Industries Association, teleconference, February 8, 2019
66
Matthew Garamone, Environmental Management Services, LLC., and Parikhit Sinha, First Solar, teleconference,
March 4, 2019
67
Tim Kimmel, Cleanlites Recycling, teleconference, March 5, 2019
68
Gary Winslow, MiaSolé, email March 12, 2019
69
John Martorano, Magnum Computer Recycling, teleconference July 31, 2019

15
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
investment in PV products, processes, and services innovation. This section discusses some
economic and market barriers that may inhibit a circular economy for PV system material and
secondary PV market opportunities in the United States.

Today technology, infrastructure, and processes associated with repair/reuse/recycling of PV


system equipment are not optimized for efficient, cost-effective repair/reuse/recovery of valuable
materials (Salim et al. 2019; Heath et al. 2020; Tura et al. 2018). The variability in module
design and composition, makes it difficult to automate disassembly for repair or resource
recovery (Heath et al. 2020). Module backsheet repair is not commercialized and recycling
technology is not optimized for cost-effective recover of high-purity materials or high-value
materials (e.g., silver, copper, lead). There is also limited infrastructure and no efficient
processes in place for repair/reuse/recycling of PV equipment, such as modules. Consequently,
collection, sorting, handling, transport, and processing costs for repair/reuse and resource
recovery are high. For instances, PV recyclers in the United States estimate the cost recycling at
$15 to $45 per module (which far exceeds the value of recovered materials, approximated at $2
per module) while one study found that the cost of disposal at a non-hazardous landfill can cost
less than $1 per module ($26/U.S. ton) and less than $5 per module at hazardous waste landfills
($175/U.S. ton) (Curtis et al. 2021a; ASES 2020; CSSA 2020; Ablison Energy 2020; Evergreen
Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast 2019; Alba
Energy 2018; EnergySage 2018; Libby and Shaw 2018). 70 As a result, today, there is little
evidence of PV equipment reuse and anecdotal evidence suggests that less than 10% of EoL
modules are recycled in the United States (ASES 2020; CSSA 2020).

There is also limited motivation or incentives for private investment in new and expanded PV
circular economy market opportunities. For example, there is limited publicly available
information and data regarding the true costs of repair/reuse/recycling of PV modules, which
take into account disassembly, infrastructure needs (e.g., collection centers or equipment),
regulatory compliance, and reverse logistics (e.g., sorting, handling, or transport) (Curtis et al.
2021b). Moreover, there is little data available regarding the value of and markets for reused PV
modules and recovered PV materials to inform investment decisions. In addition, state and local
interconnection, fire, building, and electric regulations in the United States may directly prohibit
the reuse of PV modules and/or BOS equipment for certain grid-tied and off-grid applications.
There is also limited publicly available information on projects that demonstrate the quality,
performance, safety and technical viability of repaired and reused PV equipment which may
impact consumer trust and confidence in secondary market products. Moreover, federal and state
solid waste and transportation laws often regulate PV equipment, such as modules destined for
resource recovery in the same manner as those destined for disposal, which does not provide an
incentive for recycling, especially when the economics and accessibility of disposal are more
favorable.

In addition, we did not identify many U.S. federal, state, or local economic incentives or policies
that incentivize the repair/reuse/recycling of PV system equipment or early investment in new

70
We calculated the per module disposal cost by estimating a typical module weight of 33-50 pounds (Ablison
Energy 2020; Evergreen Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast 2019;
Alba Energy 2018; EnergySage 2018; Wholesale Solar 2011) and using the per ton landfill tipping costs of $26/
U.S. ton to $89/U.S. ton for nonhazardous Subtitle D landfills and $175/U.S. ton for hazardous Subtitle C landfills
provided by (Libby and Shaw 2018).

16
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
and expanded PV markets. Rather, industry stakeholders have commented that newly
implemented state regulations may in fact continue to make disposal cheaper and easier than
recycling (CSSA 2020; ASES 2020). 71 For example, industry stakeholders have noted that new
universal waste regulations in California, which allow hazardous PV modules to be managed
under universal waste regulations may inhibit recycling efforts because they treat disposal and
recycling of hazardous PV modules in the same manner (e.g., the same handling, storing,
transportation requirements and associated liabilities for non-compliance) (CSSA 2020; ASES
2020). 72 Given that the costs of recycling hazardous PV modules are higher than the costs of
disposal and there are limited facilities that recycle PV modules, disposal may remain the most
economically favorable and accessible method for EoL management of discarded hazardous PV
modules in California (CSSA 2020; ASES 2020). Notably, New York and North Carolina are
considering adopting similar regulations, which would allow hazardous PV modules to be
managed as universal waste. 73,74

2.3 Enablers
Certain factors may enable a circular economy for PV system materials in the United States.
In this section, we discuss factors that may enable decisions and behaviors that facilitate the
repair/reuse/recycling of PV system equipment. Table 3 summarizes those enablers.

Table 3. Enablers to a Circular Economy for PV System Materials

Enabler Description
Research, The following could reduce uncertainty and investment risk, inform market
development, opportunities, and increase consumer confidence:
and analysis • R&D and analysis regarding:
(Section 2.3.1)
o Repowering data
o The average condition of retired PV modules
o The value of and markets for reused and recovered PV materials
o The volume and composition of PV materials
o Circular business models
o Module design
o Reuse/repair/recovery processes and technology
o Infrastructure and service needs
• Techno-economic analysis; and
• Technical guidance.
Publicly available Information availability and exchange—between manufacturers, owners,
information and installers, O&M entities, repair/reuse/recycling companies, logistic companies,
information exchange landfill owners/operators, and other PV supply chain actors—could reduce
(Section 2.3.2) costs, market and regulatory uncertainty and risk, and increase good faith
relationships between industry stakeholders.
Economic incentives Both (1) incentives given to promote collection, transport, and
(Section 2.3.3) repair/reuse/recycling of PV system equipment and (2) PV module design for

71
Cal. Code Reg. §§ 66273.71, 66273.71, 66273.73 (2020)
72
Cal. Code Reg. § § 66273.7.1 (2020)
73
2019 N.J. Sess. Law Serv. Ch. 215 (West)
74
2019 N.C. Sess. Law 2019-132

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This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
Enabler Description
durability and repair/reuse/recycling can encourage innovation and private
investment by making the economics of early investment more desirable.
Regulatory and Policy Federal and state policies could require or incentivize the collection and
(Section 2.3.4) repair/reuse/recycling of PV system equipment and manufacturing scrap or
restrict disposal. Clearly defined regulatory requirements could reduce
uncertainty and risk associated with PV repair/reuse/recycling activities (e.g.,
regulatory requirements under RCRA). In the absence of regulation, global
and national voluntary industry standards (e.g., NSF457) and industry
initiatives (e.g., SEIA’s national PV recycling program) could enhance a
company’s competitiveness and provide consumer confidence in secondary
market goods.

2.3.1 Research, Development, and Analysis Enablers


R&D and analysis plays a critical role in the design of durable, more easily reused, and recycled
PV system equipment, as well as the development of PV reuse/repair/recycling services, business
models, and processes. Government funded R&D and analysis can enable private investment in
the early stages of new and expanded PV market opportunities by providing answers to questions
that could help alleviate market uncertainty. This section discusses R&D and analysis factors that
may enable reuse/repair/recovery of PV system equipment and secondary market opportunities
in the United States.

2.3.1.1 Repair/Reuse
R&D and analysis regarding the expected volume and timing of retired PV system equipment
can provide valuable insight for investment in new and expanded PV markets in the United
States. For example, repowering data could aid decommissioning projections, and accurate data
regarding the average condition of PV modules (e.g., remaining capacity) when retired could
both inform supply projections and help identify viable secondary applications (Salim et al.
2019; Weckend, Wade, and Heath 2016). 75, 76 R&D focused on PV module design for reuse
could enable easier reuse (including repair for reuse) and may enable automated diagnostic and
safety testing processes, which could improve the economics of secondary use applications.

Analysis that provides comprehensive estimates of (1) the costs of repair/reuse and (2) the resale
value of PV system equipment can provide important insight for investors. Cost estimates of
reuse and repair for use of PV system equipment could include the costs of sorting, safety and
reliability testing, reverse logistics activities, and regulatory compliance. Resale value estimates
could include analysis of different PV module and BOS equipment resold into various markets.
Resale value estimates of different PV system equipment in various markets, combined with a
comprehensive repair/reuse cost estimate, could inform private investment decisions. For
example, from April to August 2020, we collected prices of used PV modules on three
websites— energybin.com, kinectsolar.com, and greatsolarpanels.com. From the 112 data points
collected, we found that the prices for used modules span from 11% to 114% of new PV module
prices with a mean value of 36%. Moreover, no correlation was found between the price and the
module’s power output, cell type (poly- or monocrystalline), or origin of the manufacturer.
Accordingly, information regarding the actual resale value of used PV equipment, which uses
75
Sam Vanderhoof, Recycle PV, teleconference, September 5, 2019,
76
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019

18
This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
measurable metrics may provide valuable information and insight for secondary market
investors. In addition, analysis of the impacts of reuse of PV modules on (1) the overall value of
PV system and (2) the primary solar market could also enable investment in secondary market
opportunities.

Technical guidance and industry standards for the reuse or repair for use of PV equipment can
increase the value of the PV equipment and the overall value of PV system and reduce liability
and secondary market uncertainty. For example, technical guidance and industry standards can
improve the safety and reliability of in-field repair and repurposed PV modules, which can
extend the useful life of the module and PV system. In addition, industry standards may improve
consumer confidence in repurposed products and may drive secondary market demand (Salim et
al. 2019). 77 The use of an independent or third-party certification standard guaranteeing the eco-
friendliness, safety, and durability of repurposed PV modules may increase re-sale value and
improve consumer confidence by lowering the environmental impact of single use modules and
could also increase the perceived quality of repurposed modules (Harms et al. 2015). For
instance, economic studies have found consumers perceive repurposed products with an eco-
certificate (e.g., a certificate indicating that a product has a positive environmental impact) are of
higher quality and higher economic value than repurposed products without eco-certificates
(Harms et al. 2015). Analysis and guidance on regulatory compliance regarding reuse and repair-
for-reuse of PV system equipment could also inform market opportunities and reduce investor
risk. For example, guidance on installation, electrical, equipment, building, and fire regulations
can inform secondary application options for PV equipment, such as modules (e.g., grid-tied
ground mount vs. grid-tied rooftop or off-grid options).

2.3.1.2 Recycling
R&D and analysis focused on the volume, value of, and markets for recovered PV materials
could help alleviate market uncertainty and investor risk in recycling PV equipment in the United
States. Research that identifies the current and projected volume of retired PV system equipment
in the United States provides insight on the potential supply of recovered materials, while R&D
and analysis focused on the value of and markets for recovered materials informs the potential
demand and expected profits (Salim et al. 2019; Heath et al. 2020; Weckend, Wade, and Heath
2016).

Techno-economic analysis that compares recycling methods informs recycling technology needs
and the most cost-effective means of recycling. Also, studying the performance of PV modules
under diverse conditions, as well as the environmental and economic impacts on various stages
of the PV module lifecycle, could provide insight on the impacts of different recycling processes.
Evaluating the environmental and economic impact of recycling technologies can guide R&D
needs and ensure maximized benefits and minimized tradeoffs. Techno-economic analysis could
also inform the true costs of recycling and could take into account not only disassembly and
processing costs but also infrastructure needs (e.g., collection centers and equipment), reverse
logistics (e.g., sorting, handling, transport), operating expenses, and regulatory compliance costs
(Heath et al. 2020; Salim et al. 2019; Tura et al. 2018; Choi 2017; D’Adamo 2017).

77
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R&D and analysis focused on improvements to recycling technology could encourage
innovation, improve the overall economics of recycling, and make private investment more
desirable. For example, R&D focused on optimizing cost-effective recovery of high-purity
materials at high recovery rates will aid private investment, making the economics more
desirable (Heath et al. 2020). R&D for recycling technology could also consider how new
technology designs may be regulated. U.S. regulation is often specific to the recycling processes
used and the materials being recycled; as a result, certain recycling processes are regulated more
stringently than others. Regulatory analysis can inform how new recycling technology and
processes may be regulated, and it can ultimately inform the true cost-effectiveness of a
particular recycling technology.

R&D and analysis focused on recycling infrastructure needs and reverse logistics services and
operations could encourage innovation, improve the overall economics of recycling, and make
private investment more desirable. Analysis of current recycling infrastructure and compatibility
with handling, storage, transport, and recycling PV modules could inform infrastructure, reverse
logistic services, and operation needs. For example, some states are partnering with universities
and industry stakeholders to study PV module disassembly and separation processes to increase
PV recycling efficiencies and alleviate costs and consumer liability concerns (Ehrhard 2019). In
addition, geospatial analysis could inform the placement of additional operations and services,
such as collection sites and recycling facilities to increase reverse logistics efficiencies.

Similar to the reuse discussion (Section 2.3.1.1), R&D focused on PV module standardization
and design for recycling could enable recycling efficiencies. Innovation in module design and
materials composition can enable easier disassembly. PV module design innovation can also lead
to automated recycling processes for more efficient module disassembly and resource recovery.

Analysis focused on future PV module designs could provide valuable market insight for recycling
PV modules. Understanding potential changes in PV chemistry and design—such as shifting PV
cell design from high silver to low silver, high copper content—are important to recycling efforts
because they have an impact on the supply and demand of specified materials and the value of
those materials in commodity markets. Changes in PV module design may also impact life
expectancy analyses and the volume and timing at which PV modules enter the recycling supply
chain. Similarly, understanding the evolution of PV module chemistries and designs could inform
recycling technology needs (Heath et al. 2020).

Similar to the discussion for reuse (Section 2.3.1.1), technical guidance and industry-led
initiatives and standards for recycling PV modules can increase safe handling, transport and
storage of PV modules and reduce liability concerns. In addition, analysis and guidance
on federal state, and local regulatory compliance can reduce regulatory uncertainty and risk
associated with non-compliance.

2.3.2 Information Availability and Exchange Enablers


Information availability and exchange can play an important role in facilitating
repair/reuse/recycling of PV system equipment. Increasing the amount of information available
to—and the exchange of information among—solar industry stakeholders regarding PV system
equipment may enable repair/reuse/recycling and new and expanded market opportunities in the

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United States. This section discusses information availability and exchange factors that may
enable repair/reuse/recycling of PV modules in the United States.

Reliable information on the makeup and the concentration of materials in a given PV panel
model could reduce the costs and liabilities associated with repair/reuse/recycling efforts (Salim
et al. 2019; NREL 2019a; Tura et al. 2018; Besiou and Van Wassenhove 2016). Labeling
requirements could enable information exchange between manufacturers and decommissioned
PV management stakeholders and secondary market entrepreneurs that can inform the safe
handling, transport, storage, and repair/reuse/recycling of decommissioned modules and BOS
equipment (Salim et al. 2019). Such information exchange could also act as a stopgap measure
for manufacturers that go out of business before a module is decommissioned (Salim et al. 2019;
PSI 2018). Moreover, such shared knowledge could also eliminate the need to conduct expensive
and variable testing (e.g., TCLP testing; Section 4.1.3) that may be required to determine
whether EoL PV modules are hazardous solid waste (Libby and Shaw 2018). In addition,
transparent information exchange can strengthen relationships between different solar industry
stakeholders (Curtis et al. 2021b; Salim et al. 2019).

2.3.3 Economic Enablers


New and expanded market opportunities may encourage federal, state, and local government
investment in the repair/reuse/recycling of PV system equipment. Cost savings, increased profits,
and enhanced competitiveness play a critical role in private sector investment for new and
expanded market opportunities for repair/reuse/recovery of PV system equipment. Policies can
encourage repair/reuse/recycling and enable private industry investment in new and expanded
PV market opportunities through financial incentives. This section discusses some economic
enablers that may support repair/reuse/recycling of PV system equipment and secondary PV
market opportunities in the United States.

Federal and state government economic incentives could enable private industry investment in
PV repair/reuse/recycling markets by making the economics of early market investment more
desirable (Salim et al. 2019). Federal and state government subsidies, grants, or awards to
support new repair/reuse/recycling companies or incumbent industry providers seeking to expand
their services to include direct repair/reuse/recycling operations could help encourage private
investment by reducing investment risk. For example, increased grant funding to expand the
collection of data— such as the viability of used modules for resale, the costs of materials
procurement, handling, and operational expenses of repair/reuse/recycling companies, and the
quantity and pricing of used modules—could result in more empirical research and support for a
strong secondary PV market (Good Sun 2019). Similarly, direct federal or state funding for R&D
could encourage innovation in the design for more durable, standardized PV products, which
could increase reuse application, secondary market opportunities for PV equipment, and
recycling efficiencies. Business or tax incentives for R&D and analysis as well as
repair/reuse/recycling companies could help solar industry stakeholders overcome current
secondary market investment and resource recovery uncertainties (Salim et al. 2019). For
example, industry experts have observed that solar industry stakeholders who donate PV
modules for reuse and repair for reuse may be eligible for a tax credit (Good Sun 2019). 78

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2.3.4 Regulatory and Policy Enablers
Federal, state, and local laws and regulations play a critical role in consumer product safety and
reliable electricity service. Laws and regulation may also help ensure the safe handling, storage,
treatment, transport, repair/reuse/recycling, and disposal of PV equipment. Policy can also
mandate or incentivize repair and reuse of PV equipment and the recovery of PV system
materials and help enable a circular economy for PV system materials. Industry standards, in the
absence of regulation, can also provide guidance for environmentally sustainable management
decisions and behaviors for PV system equipment. This section discusses some regulatory and
policy factors that may support repair/reuse/recycling of PV system equipment and secondary
PV market opportunities in the United States.

2.3.4.1 Repair/Reuse
Clear and consistent federal, state, and local laws and regulations regarding the repair/reuse of
PV system equipment could reduce regulatory uncertainty, liability concerns, and overall
investor risk. Interconnection, fire, building, and electrical regulations that specifically address
the reuse of PV system equipment could enable safe and reliable installation for reuse, help
identify viable secondary use applications, and increase consumer confidence in the reuse of PV
system equipment. In addition, consistent regulations across U.S. jurisdictions could reduce
regulatory complexities, soft costs, and legal liability associated with regulatory compliance
(Lydic 2018; CESA 2017).

Policies that mandate or incentivize repair/reuse of PV system equipment could also enable a
circular economy for PV system materials. For example, federal and state regulations that
prohibit disposal of PV modules or require reuse of PV modules could enable sustainable
management decisions and behaviors and make early investment in reuse of PV modules more
desirable. For instances, Washington State has a policy in place that will require PV
manufacturers to takeback and reuse or recycle PV modules, at no cost to owners (Section
5.1.1). 79

Finally, industry standards can also provide guidance in the absence of regulation. Development
of a standard similar to the Underwriters Laboratories (UL) 1974 standard, which addresses the
safety and reliability of repurposed batteries, could be useful to the solar industry for the
secondary use of PV modules and inverters (UL 2019). Reliability and safety guidance for
testing used modules and the installation of used modules for secondary application could reduce
liability concerns and improve consumer confidence in secondary use products.

2.3.4.2 Recycling
Clear and consistent federal, state, and local laws and regulations regarding resource recovery of
PV system materials could reduce regulatory uncertainty, liability concerns, and overall investor
risk. For example, clarity and guidance regarding when PV equipment becomes a
“solid waste” and subject to RCRA regulation could reduce regulatory uncertainty and liability
concerns. Similarly, guidance on other regulatory schemes such as U.S. Department of
Transportation regulations and their applicability to EoL PV modules could also inform the true
costs of recycling modules. In addition, consistent regulations across U.S. jurisdictions could

79
Wash. Rev. Code § 70A.510.010(5)

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reduce regulatory complexities, soft costs and legal liability associated with regulatory
compliance.

Similar to the reuse discussion in the previous section (Section 2.3.4.1), policies that mandate or
incentivize recycling PV modules can also enable a circular economy for PV system materials.
For example, federal and state regulations that prohibit disposal of PV modules, provide an
exemption from stringent regulation, or require recycling of PV modules could enable
sustainable management decisions and behaviors and make the economics of recycling more
competitive with disposal. For instances, Washington State’s law also reduces the legal and
financial burden on PV manufacturers that takeback and recycle modules by allowing those
modules to be regulated under less-stringent solid waste requirements then material being
disposed of (5.1.1) (WSDE 2007).

Consideration: Certain materials such as lead-acid batteries are subject to less stringent RCRA
regulation when recycled. Specifically, “persons who generate, transport, regenerate, collect, and
store spent lead-acid batteries before reclamation, but do not perform the actual reclamation,” are
excluded from RCRA regulations. 80 A similar exclusion from RCRA regulation for PV modules could
encourage recycling PV modules, especially given current market conditions which favor disposal.

In the absence of regulation, voluntary industry standards and industry-led initiatives may
also encourage environmentally sustainable materials management decisions and behaviors
for EoL PV equipment (Tura et al. 2019; Bai et al. 2015; Dong et al. 2016). For example,
NSF/ANSI 457 (Sustainable Leadership Standard for Photovoltaic Modules and Photovoltaic
Inverters) establishes certification requirements that are focused on sustainable performance
criteria that include EoL management and design for recycling. More standards like this, in the
absence of federal and state regulation, could enable recycling of PV equipment. Similarly, the
Solar Energy Industries Association (SEIA) launched a National PV Recycling Program that
aggregates services of recycling vendors and PV manufacturers to form a network of preferred
partners that can cost-effectively recycle decommissioned PV modules (SEIA 2019c;
SEIA 2019b; CPUC 2019b). Industry-led initiatives such as SEIA’s National PV Recycling
Program can enable recycling of PV modules by making it easier for stakeholders to find a
company to responsibly manage their decommissioned PV modules (SEIA 2019b).

3 Regulatory Considerations for Reuse of PV System


Equipment
In this section, we discuss state and local regulations that may impact the installation and
interconnection of used PV system equipment in the United States. Table 4 summarizes those
regulations. Unless otherwise specified, in this section “reuse” refers to direct reuse of PV
equipment and does not include repair for reuse.

80
40 C.F.R. § 266.80

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Table 4. Regulatory Considerations for Reuse of PV System Equipment

Regulatory
Description
Consideration
Interconnection State and local regulations that govern how PV systems connect to the electric
regulations grid, which may restrict the reuse of PV equipment in certain grid-tied
(Section 3.1) applications
Fire and State and local regulations that govern the design, materials, and quality of
building regulations buildings and structures that connect to PV systems, which may restrict the reuse
(Section 3.2) of PV equipment in certain grid-tied and off-grid applications
Electrical State and local regulations that govern electrical safety, design, installation, and
regulations inspection of PV systems and equipment, which may restrict the reuse of PV
(Section 3.3) equipment in certain grid-tied and off-grid applications

3.1 Interconnection Regulations


Solar industry stakeholders may want to consider state and local interconnection regulations that
impact the reuse of PV system equipment in certain grid-tied applications. Jurisdictional
interconnection regulations consist of legal requirements and procedures that regulate the design
and quality of PV system electrical equipment and govern how electric utilities, independent
power producers, and consumers connect PV systems to the electric grid (CESA 2017).

Interconnection regulations are complex, and vary by jurisdiction (e.g., locality by locality and
state by state) (CESA 2017). Most interconnection regulations fall under the jurisdiction of state
public utility commissions, but cities with municipal utilities may also influence interconnection
regulations in their jurisdictions (CESA 2017; Ardani et al. 2015). In developing interconnection
regulations, most jurisdictions in the United States have adopted the Institute of Electrical and
Electronics Engineers (IEEE) equipment standards, which reference and may be used in
conjunction with UL testing standards—both of which are international voluntary industry
standards (DOE 2011).

State and local interconnection regulations may directly impact the reuse of PV modules and
BOS equipment that are out of compliance with equipment standard requirements (CESA 2017;
Ardani et al. 2015). Many jurisdictions have incorporated model industry standards, such as
IEEE 1547 Standard 81 and UL 1741 Standard, 82 as regulatory requirements. IEEE 1547 Standard
provides technical specifications 83 for PV systems to interconnect to the electric grid (IEEE
2018; Lydic 2018). UL 1741 requires that PV systems use smart inverters for grid-tied
applications (UL 2010; Lydic 2018). Therefore, in jurisdictions that have adopted the IEEE 1547
Standard or the UL 1741 Standard, interconnection regulations may effectively prohibit the reuse
of PV modules for grid-tied rooftop, building-mounted or ground-mounted applications if they
are not compatible with smart inverters or are otherwise out of compliance with applicable

81
IEEE 1547 Standard for Interconnection and Interoperability of Distributed Energy Resources with Associated
Electric Power System Interfaces (IEEE 2018).
82
UL 1741 Inverters, Converters, Controllers, and Interconnection System Equipment for Use with Distributed
Energy Sources (UL 2010).
83
IEEE 1547 Standard requires that inverter-based distributed energy resources, such as PV systems use “smart
inverters” to provide grid support functions, such as increasing the amount of distributed energy resources that can
be accommodated on the grid and increasing the quality of power provided (IEEE 2018; Lydic 2018).

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equipment regulations (IEEE 2018; UL 2010; Lydic 2018; CESA 2017). There is also evidence
that regional distributors are selling legacy inverters—which are still under warranty—for grid-
tied applications in jurisdictions that have not adopted the IEEE 1547 and UL 1741 standards
(Schmid 2020).

Example: In 2017, California revised Electric Rule 21, a tariff that requires that new utility PV systems
use “smart” inverters, in compliance with testing protocol UL 1741 Standard, to communicate
effectively over the internet and use other advanced inverter functions (UL 2010; CPUC 2019a). Other
jurisdictions, including ISO New England 84 and Hawaii have also adopted UL 1741 Standard and
IEEE 1547 Standard into their interconnection regulations. In these jurisdictions, older PV modules
that are not compatible with smart inverters or do not otherwise comply with the UL 1741 and IEEE
1547 standards may not be connected to the utility’s distribution system (CPUC 2019a). 85

3.2 Fire and Building Regulations


Solar industry stakeholders may want to consider state and local fire and building regulations
that may impact the reuse of PV system equipment in certain grid-tied and off-grid applications.
Fire and building regulations are jurisdictional requirements that incorporate UL model testing
standards used to grade and classify the fire resistance of roof coverings (e.g., shingles) and
rooftop electrical installations (e.g., rooftop PV systems) (NFPA 2019; IBC 2012).

Fire and building regulations are complex, and vary by jurisdiction (e.g., locality by locality and
state by state). Though fire regulations are not consistent across the United States, 42 states have
adopted some version of the International Code Council’s International Fire Code (IFC). The
IFC is a voluntary industry standard, the purpose of which is to reduce the possibility of fire and
mitigate fire damage to building structures (CESA 2017). In addition, all 50 states and all U.S.
territories have adopted, as a regulatory requirement, some version of the International Code
Council’s International Building Code (IBC)—an international model industry standard that
promotes safe building practices to provide safeguards from hazards associated with the built
environment (ICC 2018).

Fire and building regulations may directly impact the reuse of PV modules and BOS equipment
for rooftop and building mounted grid-tied and off-grid applications, if the fire classification of
the entire PV system—including the module and mounting system—does not match the fire
classification of the roof covering (e.g., shingles) (CESA 2017; Sherwood 2013; Solar ABCs
2011). 86 Roof-mounted PV systems and roof coverings may be classified as A, B, or C
depending on an evaluation of their flammability characteristics pursuant to UL testing
standards. UL 1703 Standard, which has been incorporated into the IFC and IBC, provides the
basis for designating roof-mounted PV systems as Class A, B, or C depending on an evaluation
of their flammability characteristics (UL 2013; NFPA 2019; IBC 2012). 87 Correspondingly, UL

84
ISO New England is an independent nonprofit regional transmission organization that serves Connecticut, Maine,
Massachusetts, New Hampshire, Rhode Island, and Vermont by overseeing the operation of New England’s bulk
electrical power system and transmission lines (ISO New England 2020).
85
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86
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87
Under a previous version of UL 1703 Standard, the fire classification rating system only applied to PV modules,
not the entire PV system. In 2013, UL 1703 was revised to incorporate the entire PV system, including the module
and mounting system (UL 2013).

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790 Standard, which has been incorporated into the IFC and IBC, provides the basis for
designating roof coverings as Class A, B, or C depending on their flammability characteristics
(UL 2004; NFPA 2019; IBC 2012). Roof-mounted PV systems and roof coverings designated as
Class A are the most fire resistant (UL 2013; UL 2004). In 2012, the IBC was updated to
incorporate Section 1509.7.2, which requires that roof-mounted PV systems have the same fire
classification (or a higher rating) as the roof coverings to which they are attached (IBC 2012).
Accordingly, in jurisdictions that have adopted IBC Section 1509.7.2, fire and building
regulations may effectively prohibit the reuse of PV modules and BOS equipment if they cause
the fire classification of the entire roof-mounted PV system to drop to a lower classification than
the roof covering (IEEE 2018; UL 2010; Lydic 2018, CESA 2017).

Consideration: In response to threats from wildfires, many jurisdictions, such as California, have
increased fire classification rating requirements for roof coverings to Class A in high-risk fire areas
(Sherwood 2013). Therefore, many older PV modules and BOS equipment designated as Class B or
C, may be prohibited for reuse for grid-tied and off-grid roof-top PV system applications in jurisdictions
where Class A roof coverings are required (CESA 2017; Sherwood 2013; Solar ABCs 2011). 88

3.3 Electrical Regulations


Solar industry stakeholders may want to consider state and local electrical regulations that
impact the reuse of PV system equipment in certain grid-tied and off-grid applications. Electrical
regulations are jurisdictional requirements that govern PV system electrical equipment for grid-
tied and off-grid applications (CESA 2017).

Electrical regulations are complex and vary by jurisdiction (e.g., locality by locality and state by
state). Electrical regulations contain provisions that govern electrical equipment, including
installation requirements. For example, electrical regulations may require the installation
of certain equipment such as rapid shutdown devices that are needed to protect installers or first
responders from electrical shock (CESA 2017). Though electrical regulations are not consistent
across the United States, 46 states have adopted some version of the National Fire Protection
Association’s (NFPA) National Electrical Code (NEC), which provides electrical installation
standards to minimize risks associated with the use of electricity. Some states leave the adoption
of electrical regulations to local jurisdictions and have not adopted electrical regulations on a
statewide level (CESA 2017).

Electrical regulations may directly prohibit the reuse of PV modules and BOS equipment for
certain grid-tied and off-grid applications if the PV module or BOS equipment is out of
compliance with industry equipment regulations enacted by a jurisdiction. For example, pursuant
to NEC Section 690.12, PV system circuits installed on buildings must contain rapid shutdown
devices to reduce the risk of electrical shock to first responders in emergency situations (NEC
2014). In 2017, NFPA updated NEC Section 690.12, which changed the design and technology
requirements for rapid shutdown devices on PV systems (NEC 2014). Accordingly, older PV
equipment that is not compatible with updated rapid shutdown devices may be prohibited from
rooftop and building-mounted grid-tied and off-grid applications in states that have adopted the

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new rapid shutdown provisions of NEC Section 690.12 (CESA 2017). 89 In addition, states that
have adopted the new rapid shutdown provisions of NEC Section 690.12 have not consistently
enforced the provisions, leading to inconsistent compliance with NEC Section 690.12 in the
United States (CESA 2017).

4 Statutory and Regulatory Considerations for Reuse,


Recycling, and Disposal of PV System Equipment
In this section, we discuss U.S. federal, state, and local solid waste, hazardous waste, and
universal waste statutory and regulatory requirements that may apply to recycling and disposal of
PV equipment and manufacturing scrap. This section also discusses hazardous material domestic
transport regulations and hazardous waste regulations that may apply to PV equipment
transported or exported for reuse, resource recovery, or disposal. Unless otherwise specified, in
this section “reuse” refers to both direct reuse and repair for reuse of PV equipment. Table 5
summarizes those regulations.

Table 5. Regulatory Considerations for the Reuse, Recycling, and Disposal of PV System
Equipment

Regulatory Application
Description
Consideration
Mandatory requirements that vary across jurisdictions, which Recycle,
Solid waste laws and govern the generation, handling, storage, transport, disposal
regulations treatment, recycling, and disposal of non-hazardous solid
wastes, which may include PV equipment and manufacturing
(Section 4.1) scrap accumulated or stored before recycling, or disposal
and those being recycled or disposed of
Mandatory requirements that vary across jurisdictions, which Recycle,
govern the generation, handling, storage, transport, disposal
Hazardous waste treatment, recycling, and disposal of hazardous wastes,
laws and regulations which may include PV equipment accumulated or stored
(Section 4.2) before recycling, or disposal and those being recycled or
disposed of. Hazardous waste requirements are more
stringent than non-hazardous solid waste requirements.
Optional alternative hazardous waste requirements that vary Recycle,
across jurisdictions, which govern the generation, handling, disposal
storage, treatment, transport, recycling, and disposal of
Universal hazardous
specified types of waste, which may include PV modules
waste laws and
accumulated or stored before recycling, or disposal, and
regulations (Section
those being recycled or disposed of. Universal hazardous
4.3)
waste requirements are a subset of—and are less stringent
than—hazardous waste requirements, but more stringent
than non-hazardous solid waste requirements.
Mandatory requirements that govern U.S. interstate Reuse,
Hazardous materials
commerce shipping and transport of hazardous materials, recycle,
transportation
which may include PV equipment being shipped or disposal
regulations
transported across state lines for reuse, recycling, or
(Section 4.5)
disposal

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Regulatory Application
Description
Consideration
Mandatory requirements that govern the export, shipping, Reuse,
Hazardous waste
and transport of hazardous materials to other countries, recycle,
export regulations
which may include PV equipment being exported, shipped, or disposal
(Section 4.5.4)
transported for reuse, recycling, or disposal

4.1 Regulation of PV System Equipment as Solid Waste


Decommissioned PV modules and BOS equipment that are discarded and not directly reused
may be subject to U.S. federal, state, and/or local solid waste requirements pursuant to the
Resource Conservation and Recovery Act of 1976 (RCRA). 90,91 In relevant part, RCRA defines
“solid waste” to include “…other discarded material.” 92 RCRA regulations define “discarded
material” to include materials “disposed of,” “burned or incinerated,” “recycled,” or
“accumulated, stored, or treated before or in lieu of being recycled or disposed of.” 93 By this
definition, EoL PV modules and BOS equipment accumulated or stored before recycling and
those being recycled or disposed of may be regulated as solid waste pursuant to RCRA.

Subtitle D of RCRA grants authority to states to regulate non-hazardous solid waste pursuant to
federal guidelines that set minimum standards for the operation of state and local management of
solid waste. 94 However, states have the authority to set more stringent requirements than the
federal standards and to define what constitutes solid waste in their own regulations. 95 States
may also delegate regulatory authority to local governments (EPA 2019d). Accordingly, the
types of materials that qualify as “solid waste” may vary across jurisdictions.

The person that determines that PV equipment, such as a module, is “discarded material” has the
responsibility and potential legal liability to determine if the EoL PV module is a “solid waste”
in their state or local jurisdiction. Anecdotal evidence suggestions that there is confusion about
when PV equipment, such as a PV module becomes a solid waste and subject to RCRA
regulation. 96 The point at which a material is considered solid waste determines who the
regulated person is, and at what point in the management process RCRA regulation applies. For
instance, if a PV module is determined to be “solid waste” at the time it is uninstalled then the
asset owner would likely be the regulated person with the responsibility and legal liability to
comply with RCRA. In comparison, if a PV module is determined to be “solid waste” later in
time after it is uninstalled (because a determination of the module’s reuse potential has not yet
been made) then the regulated person may be someone other than the asset owner and RCRA
compliance may not be triggered until after subsequent handling, transport, or storage. Some
states are working to clarify when PV modules are considered solid waste. For example, in
California, the Department of Toxic Substances Control released guidance noting that discarded

90
42 U.S.C. § 6903(27)
91
40 C.F.R. § 261.2(e)
92
42 U.S.C. § 6903(27)
93
40 C.F.R. §§ 261.2(a)-(c); 42 U.S.C. § 6903(27); 40 C.F.R. § 261.2(e)(ii)
94
42 U.S.C. § 6941; 40 C.F.R. §§ 239-259
95
42 U.S.C. § 6941; 40 C.F.R. §§ 239-259
96
The issue of when a material becomes a solid waste is not unique to PV and has generally been a point of
confusion regarding RCRA regulation (Curtis et. al. 2021; Broun and O'Reilly 2019; Gaba 2008; EPA 2005;
Johnson 1991; Gaba 1989).

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PV modules (e.g., PV modules that are abandoned, relinquished, or recycled) are considered
solid waste when they are disconnected or removed from service, which may prompt a reuse
determination to be done on site (DTSC n.d.).

When a person determines that PV equipment, such as a module, is discarded (e.g., constitutes a
solid waste), they become a regulated entity (known as a generator under RCRA) 97 and may be
subject to federal, state, and/or local RCRA solid and hazardous waste regulations, unless an
exclusion applies. For example, in certain circumstances, discarded PV equipment may be
excluded from solid waste regulations if they are recycled 98 (Section 4.1.1). In addition,
discarded PV equipment, such as modules, may be excluded from the solid and hazardous waste
regulations if they constitute household waste 99 (Section 4.1.2). If an exclusion from the solid or
hazardous waste regulations does not apply, then the generator must make a hazardous waste
determination 100 (Section 4.1.3). Discarded PV equipment, such as a module that exhibits
hazardous characteristics (e.g., toxicity) are subject to mandatory jurisdictional hazardous waste
requirements (Section 4.2). If the generator determines that discarded PV equipment is not
hazardous, the generator must comply with applicable non-hazardous solid waste regulations.

4.1.1 Materials Excluded from the Definition of Solid Waste


Certain PV system equipment and manufacturing scrap may be excluded from the definition of
solid waste and RCRA federal hazardous waste regulation (in some U.S. jurisdictions) if they are
recycled. 101 Exclusions under RCRA are specific to the type of materials being recycled, the
recycling processes used, and how the recovered resources are used. Examples of federal
exclusions that could potentially apply to recycling PV system equipment include:

• Scrap metal, including processed scrap metal, unprocessed home scrap metal, and
unprocessed “prompt” scrap metal that is being recycled. 102 For example, metal frames
from PV system modules and ballasts.
• Hazardous secondary material 103 that is:
o Generated and legitimately reclaimed within the United States or its territories
that is under the control of the generator, provided certain regulatory requirements
are met. 104 For example, a PV module manufacturer that has an on-site recycling
facility attached to their manufacturing operations.
o Generated and then transferred for reclamation, provided certain regulatory
requirements are met 105
o Exported from the United States and reclaimed at a reclamation facility in another
country, provided certain regulatory requirements are met 106

97
40 C.F.R. § 273.9
98
40 C.F.R. § 261.4 (a)
99
40 C.F.R. § 261.4(b)
100
40 C.F.R. §§ 261.3(a)(2); 261.10, 261.20-.24; 262.11
101
40 C.F.R. § 261.4 (a)
102
40 C.F.R. § 261.4(a)(13)
103
A “hazardous secondary material” is a material that requires reclamation before reuse and that when discarded
(which may include recycling) would be identified as a hazardous waste (40 C.F.R. § 260.10; EPA 2014).
104
40 C.F.R. § 261.4(a)(23)
105
40 C.F.R. § 261.4(a)(24)
106
40 C.F.R. § 261.4(a)(25)

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To meet any of the hazardous secondary material exclusions from RCRA, the person who
generates the hazardous secondary material and the recycler must ensure the:

• Hazardous secondary material is managed as a valuable commodity when it is under


their control
• Hazardous secondary material provides a useful contribution to the recycling process or
to a product or intermediate recycling process
• Recycling process produces a valuable product or intermediate
• Recycled product is comparable to products in the same category. 107
Consideration: The EPA may authorize states and U.S. territories to administer a hazardous waste
program in lieu of the federal program (EPA 2019d; EPA 2019e). 108 State-administered hazardous
waste programs are required by federal law to be at least as stringent as RCRA, but they may include
requirements beyond federal requirements (EPA 2019d; EPA 2019e). As a result, states with authority
to administer a hazardous waste program may choose to adopt or not adopt the federal exclusions
above.

4.1.2 Materials Excluded from the Definition of Hazardous Solid Waste


Residential PV system equipment that is considered solid waste may be excluded from the
definition of hazardous solid waste and RCRA hazardous waste regulations in some U.S.
jurisdictions. 109 EPA regulations exclude household solid waste from the definition of hazardous
solid waste and RCRA hazardous regulation. Household solid waste (HHW) is defined in
relevant part as “garbage, trash, sanitary waste, and waste generated from routine house and yard
maintenance) derived from households—including single and multiple residences, hotels and
motels, bunkhouses, ranger stations, crew quarters, campgrounds, picnic grounds, and day-use
recreation areas” (EPA 2020a). 110 EPA guidance states that the “household hazardous waste
exclusion extends to house wastes accumulated in quantities that would otherwise be regulated
or when transported, stored, treated, disposed, recovered, or reused at collection centers.” The
guidance also promotes reuse and recycling over disposal (EPA n.d.; EPA 1988). To be excluded
from federal hazardous waste requirements, HHW must meet two requirements:

• The waste must be generated by individuals on the premise of a temporary or permanent


residence.
• The waste stream must be composed primarily of materials found in wastes generated by
consumers in their homes (EPA 2020a).
Consideration: In 2019, the California Energy Commission passed a measure requiring all newly
constructed single-family residences, and multifamily buildings in California to have a PV system
installed as an electricity source. 111 There is evidence of efforts to propose similar legislation by mid-
2022 in ten additional states—Nevada, Colorado, New Mexico, Texas, Minnesota, Michigan, North
Carolina, Maryland, Pennsylvania, and Massachusetts (Driscoll 2020).

107
40 C.F.R. § 260.43
108
All 50 states and all U.S. territories have the option to administer a hazardous waste program under RCRA
(EPA 2019d EPA 2019e). However, Alaska, Iowa, Puerto Rico, and the U.S. Virgin Islands do not have an EPA-
approved hazardous waste program (EPA 2019d; EPA 2019e).
109
40 C.F.R. § 261.4(b)
110
40 C.F.R. § 261.4(b)(1)
111
Cal. Code Regs. tit. 24, §§ 110.10 (2019)

30
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There is anecdotal evidence of conflicting jurisdictional views on the applicability of the HHW
exclusion as it applies to residential PV systems. The debate centers around two issues (1)
whether residential PV system equipment meet the requirements of the HHW exclusion outlined
above, and (2) whether the exclusion stays with the waste or the generator – i.e., whether third-
party entities collecting HHW handling, transport, storage, recycle or disposal of equipment as
non-hazardous solid waste pursuant to state and local regulation.

4.1.3 RCRA Hazardous Waste Determination


If an exclusion, exemption, or another provision does not apply, PV system equipment meeting
the definition of solid waste is regulated as a hazardous waste if it is (1) a listed 112 hazardous
waste or (2) exhibits one or more hazardous characteristics (i.e., ignitability, corrosivity,
reactivity, or toxicity). 113 The person that “generates” PV solid waste (or determines that the PV
equipment is solid waste) has the responsibility and legal liability to determine if that equipment
is hazardous. 114 For instance, an asset owner that decommissions a EoL module that has no reuse
potential must determine if that module exhibits one or more hazardous characteristics (PV
modules are not a listed hazardous waste).

Consideration: Certain PV panel models may contain materials (e.g., cadmium, tellurium, and lead),
which may be determined to exceed U.S. federal or state mandated toxicity levels. If the PV module is
determined to exceed a federal or state mandated toxicity threshold then that module may be
regulated as hazardous waste when accumulated or stored before recycling or when being recycled or
disposed of (Nkuissi et al. 2020; Ramos-Ruiz et al. 2017).

To determine whether the EoL module or BOS equipment exhibits hazardous characteristics the
person that generates the PV waste can use “acceptable knowledge.” Examples of acceptable
knowledge include “process knowledge (e.g., information about chemical feedstocks and other
inputs to the production process); knowledge of products, by-products, and intermediates
produced by the manufacturing process; chemical or physical characterization of wastes;
information on the chemical and physical properties of the chemicals used or produced by the
process or otherwise contained in the waste; testing that illustrates the properties of the waste;
other reliable and relevant information about the properties of the waste or its constituents.” 115

In the absence of adequate acceptable knowledge as to whether waste is hazardous, the EoL
module or BOS equipment must be tested using an EPA-approved test method, such as the
Toxicity Characteristic Leaching Procedure (TCLP). 116 The TCLP is an-EPA approved test
method designed to demonstrate the mobility of organic or inorganic substances through solid
and liquid waste (EPA 2019b).

112
Because PV modules are not listed as hazardous wastes under RCRA regulations, any discussion of listed
hazardous wastes is outside the scope of this report.
113
40 C.F.R. §§ 261.3(a)(2); 261.10, 261.20-.24
114
40 C.F.R. § 262.11
115
40 C.F.R. § 261.11(d)(1)
116
40 C.F.R. §§ 262.11, 261.24

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Consideration: Studies have indicated that TCLP analysis results for c-Si PV modules may vary
depending on the sampling location on the modules, the sample removal method, the temperature of
the glass at the time of sampling, and the test laboratory conducting the TCLP analysis (Leslie 2018;
NREL 2019a). Samples from even the same make and model have provided different results (Leslie
2018; NREL 2019a). As a result, there are efforts to consult with the American Society for Testing and
Materials to develop and adopt an alternative testing procedure to the TCLP to determine the toxicity
of PV modules (NCDEQ 2021).

States that administer their own hazardous waste program may also require additional tests
beyond the federal TCLP (EPA 2019d; EPA 2019e). 117 For example, California requires testing
in addition to the TCLP test, including the total digestion and Waste Extraction Test (WET)
methods (DTSC 2019a). 118 Accordingly, in California, a PV module that does not exhibit
hazardous characteristics under the TCLP test may still be considered a Non-RCRA Hazardous
Waste or California-Only Hazardous Waste if its total digestion and WET results exceed the
toxicity threshold (DTSC 2019a; Daniels Training Services, Inc. 2018). Thus, in California, a PV
module may not be considered a hazardous waste under the federal RCRA program, but it may
be regulated as a hazardous waste under California state law.

4.2 Regulation of PV System Equipment as Hazardous Waste


PV system equipment, regulated as hazardous waste, that is accumulated, stored, or treated
before recycling or disposal and those being recycled or disposed of must follow stringent
handling requirements pursuant to RCRA.

Hazardous Waste Generation


A person who generates hazardous waste is regulated based on the total amount of hazardous
waste they produce per month. Three federal subcategories of hazardous waste generators 119
have been established:
• Very small quantity generators are entities that generate 100 kilograms (kg) (roughly
220 pounds) or less of hazardous waste per month
• Small quantity generators are entities that generate between 100 kg (roughly 220
pounds) and 1,000 kg (roughly 2,200 pounds) of hazardous waste per month
• Large quantity generators are entities that generate 1,000 kg (roughly 2,200 pounds) or
more of hazardous waste (EPA 2019a). 120
The status of generators recycling hazardous waste PV materials, such as PV modules, can vary
based on the weight of the PV module and the generation or accumulation amount. A PV module
typically weighs 33–50 pounds depending on the manufacturer and the modules intended use
(Ablison Energy 2020; Evergreen Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc.
2019; Green Coast 2019; Alba Energy 2018; EnergySage 2018; Wholesale Solar 2011). A

117
All 50 states and all U.S. territories have the option to administer a hazardous waste program under RCRA
(EPA 2019d, 2019e). However, Alaska, Iowa, Puerto Rico, and the U.S. Virgin Islands do not have an EPA-
approved hazardous waste program (EPA 2019d, 2019e).
118
Cal. Code Regs. tit. 22, § 66261.24(a)(2)
119
A “generator” is any person, by site, whose act or process produces hazardous waste identified or listed in 40
C.F.R. § 261 or whose act first causes a hazardous waste to become subject to regulation (40 C.F.R. § 260.10).
120
40 C.F.R. § 260.10

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generator’s status may also change from month to month if their monthly accumulation or
generation amount changes. 121, 122

Example: Given that a PV module typically weighs approximately 33-50 pounds, a person could be
regulated as a small quantity generator with as little as just 5-7 modules that qualify as hazardous
waste.

4.3 Regulation of PV System Equipment as Universal Waste


California recently passed a regulation allowing PV modules to be regulated as universal waste.
Universal waste is a subset of hazardous waste that generally has less-stringent waste
management requirements than hazardous waste regulations, but typically treat disposal and
recycling in a similar manner (i.e., same requirements and same liabilities for non-
compliance). 123, 124 The EPA passed the universal waste regulations to streamline hazardous
waste management regulations for certain common categories of hazardous waste (EPA
2019a). 125, 126 Generators and others handling these waste streams are not required to manage
their qualifying hazardous waste as universal waste; universal waste regulations are an optional
alternative to the hazardous waste regulations for qualifying hazardous wastes. 127

Consideration: One potential advantage of managing a solid waste as universal waste is to avoid
often costly and variable TCLP testing to determine whether a solid waste exhibits one or more
hazardous characteristics and must be regulated as a hazardous waste (CSSA 2020).

Because the universal waste rules are less stringent than the hazardous waste rules, any state
that administers its own RCRA hazardous waste program can choose to adopt any or none of
the federal universal waste categories (EPA 2019d). States that administer hazardous waste
programs can also create additional universal waste categories within their state programs if: 1)
the waste is generated by a wide variety of entities, 2) is not exclusive to a specific industry, and
3) is hazardous. States may also delegate regulatory authority to local governments. Accordingly,
state and local universal waste program requirements regarding the handling, storage, treatment,
transport, recycling, and disposal of PV equipment also may vary by local jurisdiction (EPA
2019d). As of February 2021, only one state—California—has enacted a regulation that would
allow PV modules to be managed as universal waste rather than a fully regulated hazardous
waste, however New York and North Carolina are also considering similar regulation (Section
5.1.4).

121
40 C.F.R. § 262.13
122
Daniel Stoehr, Daniels Training Services, Inc., teleconference, August 30, 2019
123
Universal Waste Rule, 60 Fed. Reg. 25,492, 25,492 (May 11, 1995) (to be codified at 40 C.F.R. Parts 9, 260,
261, 262, 264, 265, 266, 268, 270, and 273).
124
40 C.F.R. §§ 260-265, 273
125
40 C.F.R. §§ 260-265, 273
126
Universal Waste Rule, 60 Fed. Reg. 25,492, 25,492 (May 11, 1995) (to be codified at 40 C.F.R. Parts 9, 260,
261, 262, 264, 265, 266, 268, 270, and 273)
127
40 C.F.R. § 273.1(b)

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Considerations: Similar to universal waste regulation, the EPA has also created alternative
regulatory controls for certain materials when they are recycled to encourage the collection and
recycling of certain categories of hazardous waste. For example, federal EPA regulations allow lead-
acid batteries to be regulated as universal waste or pursuant to alternative regulatory controls that
have less-stringent requirements for the handling, regeneration, collection, and storage of spent lead-
acid batteries before reclamation. 128 In comparison to universal waste regulations these alternative
regulations do not apply to lead-acid batteries being disposed of. 129 A similar federal designation for
PV modules could reduce liability concerns and make the economics of recycling PV modules more
competitive with disposal.

Although Washington State has not listed PV modules as a universal waste, the Washington State
Department of Ecology has created an alternative “interim enforcement policy” that allows PV modules
when recycled to be regulated under alternative standards that are less stringent than the state’s
hazardous waste regulations (Wash. Admin. Code § 173-303-040; WSDE 2020; WSDE 2007; WSDE
n.d.) (Section 5.1.1). Notably, the interim enforcement policy only applies to modules destined for
recycling and specifies that modules destined for disposal are still subject to the dangerous waste
regulations (state-equivalent to hazardous waste) (WSDE 2007). Reducing the regulatory burden for
PV modules being recycled in comparison to those being disposed of may provide an incentive to
recycle especially when the economics of disposal are currently more favorable.

Universal Waste Handling


A person who handles universal waste may be regulated based on the total amount of universal
waste accumulated at any time. Two subcategories of universal waste handlers have been
established by federal regulation:

• Small quantity handlers of universal waste are entities that accumulate less than 5,000
kg (roughly 11,000 pounds) of universal waste at any time
• Large quantity handlers of universal waste are entities that accumulate 5,000 or more
kg of universal waste at any time. 130
Similar to the discussion above (Section 4.2), the status of handlers recycling PV equipment that
are regulated as universal waste can vary based on the weight of the PV equipment (e.g., PV
modules) and the generation or accumulation amount. A PV module typically weighs 33–50
pounds depending on the manufacturer and the modules intended use (Ablison Energy 2020;
Evergreen Solar 2020; Intermountain Wind & Solar 2020; CitiGreen, Inc. 2019; Green Coast
2019; Alba Energy 2018; Energy Sage 2018; Wholesale Solar 2011). A universal waste
handler’s status could change if they resume managing their universal waste as hazardous waste.
131,132

4.4 Comparison of Hazardous Waste and Universal Waste Handling,


Storage, and Transport Requirements
In this section, we compare federal RCRA requirements for materials designated as hazardous
waste and universal waste. It is important to note that states that have authorization to administer

128
40 C.F.R. § 266.80
129
40 C.F.R. § 266.80
130
40 C.F.R. § 273.9
131
40 C.F.R. § 262.13
132
Daniel Stoehr, Daniels Training Services, Inc., teleconference, August 30, 2019

34
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their own hazardous waste programs may choose to include requirements beyond the federal
requirements discussed in this section (EPA 2019d, EPA 2019e).

4.4.1 Generator and Handler Requirements


Generally, handling requirements vary based on the classification of waste (i.e., hazardous or
universal) and the quantity of waste produced or accumulated. Table 6 compares federal
requirements for hazardous waste generators and universal waste handlers.

Table 6. Federal Hazardous Waste Generator and Universal Waste Handler Requirementsa

Hazardous Waste Universal Waste


Small Quantity Large
Requirement Very Small Small Large Handlers of Quantity
Quantity Quantity Quantity Universal Handlers of
Generators Generators Generators Waste Universal
Waste
EPA Not required Required Required Not required Required
identification
number
On-site Less than Less than No limit Less than No limit
accumulation 1,000 kg per 6,000 kg per 5,000 kg (total at
limit month month one time)
(roughly
2,200
pounds)
Storage time No limit Less than 180 Less than 1 yearb 1 yearc
limit (without a days (or less 90 days
storage permit) than 270 days
if transporting
more than 200
miles)
Manifestd Not required Required Required Not required Full manifest
not required,
but must keep
basic shipping
records
Personnel Not required Basic training Required Basic training Basic training
training required that is tailored
to employees’
responsibilities
a The table is from EPA (2019a). It reflects only the federal minimum requirements; it does not reflect
state or local requirements.
b Small quantity handlers of universal waste may accumulate universal waste for longer than one

year if they can prove the extended accumulation period is solely for the purpose of accumulating enough
of the universal waste to facilitate proper recovery, treatment, or disposal (40 C.F.R. § 273.15(b)).
c Large quantity handlers of universal waste may accumulate universal waste for longer than one year

if they can prove the extended accumulation period is solely for the purpose of accumulating enough
of the universal waste to facilitate proper recovery, treatment, or disposal (40 C.F.R. § 273.35(b)).
d A manifest is “the shipping document EPA Form 8700-22 (including, if necessary, EPA Form 8700-22A),

or the electronic manifest, originated and signed in accordance with the applicable requirements” (40

35
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C.F.R. § 260.10). A manifest form can only be printed and distributed by a printer registered with the EPA
(EPA 2020b). The manifest includes information about the type and quantity of the waste being
transported, instructions for handling the waste, and spaces for signatures of every party involved in the
entire process (EPA 2020b).

4.4.2 Treatment, Storage, and Disposal Facility and Destination Facility


Requirements
Any person that stores PV equipment (e.g., modules), regulated as hazardous or universal waste,
prior to recycling or disposal may be subject to additional RCRA requirements. Hazardous waste
generators who store PV equipment regulated as hazardous waste before recycling, or secondary
hazardous materials before reclamation longer than the generator regulations (Section 4.4.1)
allow must comply with hazardous waste treatment, storage, and disposal facility (TSDF)
requirements. 133,134 Similarly, universal waste handlers that store PV equipment classified as
universal waste before recycling (which includes reclamation) longer than the handler
regulations (Section 4.4.1) allow must comply with universal waste destination facility
requirements or be subject to a penalty for non-compliance EPA 2019a). 135,136,137

Third-party recyclers that accept PV equipment classified as hazardous or universal waste must
also comply with TSDF or destination facility regulatory requirements if they store hazardous or
universal waste for any amount of time before recycling. 138 Recyclers that do not store hazardous
or universal waste before recycling are not subject to TSDF or destination facility requirements,
but must still comply with notice, manifest, reporting, and other federal requirements outlined in
40 C.F.R. §§261.6(c)-(d).

The main difference between regulation as a hazardous waste TSDF and a universal waste
destination facility is that TSDFs have a manifest requirement and universal waste destination
facilities do not, but universal waste destination facilities must keep waste shipment receipt
records on site. 139 Key federal requirements for hazardous waste TSDFs and universal waste
destination facilities include:

• Notification about location and description of waste type and management activities
• EPA identification number
• RCRA permit
• Chemical and physical analysis of incoming waste
• Security measures and facility inspections
• Personnel training
• Facility siting location standards compliance
• Communication/alarm system and safety equipment
• Coordination with local authorities on precautionary arrangements
• Contingency plan management

133
40 C.F.R. §§ 264.1, 260.10, 261.6(c)(1)-(c)(2)
134
40 C.F.R. § 260.10
135
40 C.F.R. § 273.60(b)
136
40 C.F.R. § 261.6(c)(2)
137
40 C.F.R. § 273.60
138
40 C.F.R. §§ 264.6(c)(2)
139
40 C.F.R. § 273.62

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• On-site or on-call emergency coordinator
• Manifests (required for TSDFs only, destination facilities must keep shipment records on
site)
• Facility operating records
• Biennial reports regarding the nature, quantities, and disposition of waste generated at the
facility, which must be submitted to the EPA or state
• Groundwater standard violation detection, monitoring, and response program
• Closure and post-closure plans, cost estimations, and assurances
• Air emission standards for process vents and equipment leaks 140

4.5 Transport and Export Requirements


Transporters of PV equipment regulated as hazardous or universal waste may be subject to
specific packaging, documentation, and other transit-related related requirements. Also, export
regulations may apply. In this section, we discuss RCRA hazardous and universal transporter
regulations, as well as U.S. Department of Transportation (DOT) hazardous materials regulations
(HMR) 141 for highway and rail transport, air transport, and sea transport. In addition, we discuss
RCRA hazardous and universal waste and international transboundary export requirements.

RCRA defines hazardous and universal waste transporters as “persons engaged in the offsite
transportation of hazardous or universal waste by air, rail, highway, or water.” 142 Table 7
compares federal requirements for hazardous and universal waste transporters.
Table 7. Federal Hazardous Waste Transporter and Universal Waste Transporter Requirementsa

Requirement Hazardous Waste Transporter Universal Waste Transporter


EPA identification number Yes No
Manifest Yes No
Yes Yes (but with less-stringent
Release responseb
requirements)
No (but subject to 40 C.F.R Part Yes, if universal waste is stored at
Universal waste handler
263) transfer facilityc for more than 10
regulations (Section 4.4.1)
days
Yes, if hazardous waste is stored
Hazardous waste TSDF
at a transfer facilityd for more than No
regulations (Section 4.4.2)
10 days
a The table reflects only the federal minimum; it does not reflect state or local requirements (40 C.F.R. §§
260, 263, 273; EPA 2019a)
b Refers to the action(s) a transporter must take in the event of a hazardous or universal waste discharge

or release during transportation (40 C.F.R. §§ 263.30-31, 273.54).


c Universal waste transfer facility means any transportation-related facility including loading docks,

parking areas, storage areas and other similar areas where shipments of universal waste are held during
the normal course of transportation for ten days or less (40 C.F.R. § 273.9).

140
40 C.F.R. §§ 273.60-.62
141
49 C.F.R. §§ 171-180
142
40 C.F.R. §§ 260.10, 273.9

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d Hazard waste transfer facility means any transportation-related facility, including loading docks, parking
areas, storage areas and other similar areas where shipments of hazardous waste or hazardous
secondary materials are held during the normal course of transportation (40 C.F.R. § 260.10).

4.5.1 Transportation by Highway, Rail, Air, or Sea


Any person engaged in the offsite transportation of PV equipment regulated as “hazardous
waste 143 to, through, or from the United States by highway, rail, air or sea” must also comply
with DOT hazardous materials regulations. 144,145,146 Although not specifically addressed within
DOT regulations, PV equipment, such as modules that require a RCRA hazardous waste
manifest may be regulated as a Class 9 hazardous material. 147,148 A hazardous material is defined
in part as “a substance or material that…is capable of posing an unreasonable risk to health,
safety, and property when transported in commerce.” 149

DOT hazardous materials requirements may include, but are not limited to:

• Packaging requirements
• Hazard communication requirements (e.g., package markings, labels, placards for
vehicles)
• Hazardous materials shipping papers, which accompany the shipment (e.g., Hazardous
Waste Manifest, Emergency Response Information, Emergency Response Contact
Number)
• Hazardous materials training for all employees who prepare shipments, offer them into
transportation, and transport 150,151,152
• Enhanced packaging, additional markings or labels, quantity limitations, and cargo
handling, stowage, and location considerations (e.g., segregation from other hazardous
material in cargo areas on a ship or placement of hazardous materials in accessible cargo
holds in airplanes). 153

143
For the purposes of DOT regulations, “hazardous waste” means any material that is subject to the Hazardous
Waste Manifest Requirements of the U.S. EPA (49 C.F.R. § 171.8).
144
49 C.F.R. §§ 171-180
145
The DOT authorizes compliance with the International Civil Aviation Organization’s Technical Instructions, the
International Air Transport Association’s Dangerous Goods Regulation, and the International Maritime Dangerous
Goods Code to meet DOT standards for air and sea transport, respectively (49 C.F.R. § 171.22(a); 49 C.F.R. §
171.7(v); PHMSA 2017a; PHMSA 2017b). These standards are discussed below in Section 4.5.
146
49 U.S.C. §§ 5101-5128
147
49 C.F.R. §§ 171-180
148
Pursuant to DOT regulations, it is a shipper’s responsibility to properly classify and describe hazardous materials
(49 C.F.R. §§ 173.2, 173.22). PV modules that do not meet any of the other hazardous classes (e.g., flammable,
corrosive, toxic), but require a Hazardous Waste Manifest would be regulated as a Class 9 hazardous material (49
C.F.R. §§ 172.101, 173.140, 173.205).
149
49 C.F.R. § 171.8
150
40 C.F.R. § 273.52
151
49 C.F.R. § 172.446, 172.560, 172.606, 172.704, 172.205
152
Hazardous waste transporters might want to also be aware of any additional provisions in the Hazardous
Materials Table that could apply (49 C.F.R. § 172.101).
153
49 C.F.R. §§ 173.21 – 173.41

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Consideration: Although universal wastes are considered hazardous wastes under RCRA, universal
wastes are not automatically considered hazardous wastes under the DOT hazardous materials
regulations as they do not require hazardous waste manifests when transported (40 C.F.R. § 273.52).
Accordingly, PV system equipment, such as modules regulated as universal waste – that do not meet
any other hazardous materials regulations classification (e.g., flammable, corrosive, toxic) – are not
subject to DOT hazardous materials regulations.
In addition to DOT hazardous materials regulations, any person transporting PV equipment for
reuse, recycling, or disposal by air or vessel domestically and/or internationally (e.g.,
transboundary transportation) should be aware that the DOT authorizes compliance with the
International Civil Aviation Organization (ICAO) Technical Instructions and the International
Maritime Dangerous Goods (IMDG) code (PHMSA 2017a; PHMSA 2017b). 154, 155 The ICAO
Technical Instructions and IMDG Code regulate packaging, labeling, and training standards
related to the shipment of hazardous materials via airplane or vessel (PHMSA 2017a). 156
Accordingly, PV equipment regulated as hazardous waste, which is transported by air or vessel
may be regulated as dangerous goods (e.g. hazardous material) under DOT regulations, ICAO
Technical Instructions, and/or the IMDG Code.

Consideration: Currently, neither the ICAO Technical Instructions nor the IMDG Code specifically
address PV modules. Accordingly, there is uncertainty regarding the applicability of existing air and
vessel transportation standards to PV modules destined for reuse, recycling, or disposal.

4.5.2 Export
Exporting PV system equipment from the United States for “resource recovery, recycling,
reclamation, direct reuse, or alternatives uses” may trigger compliance with RCRA and
international transboundary requirements, such as:

• Organization for Economic Cooperation and Development (OECD) Council Decision on


the Control of Transboundary Movements of Wastes Destined for Recovery Operations
(Council Decision)
• The Basel Convention on the Transboundary Movements of Hazardous Wastes and their
Disposal (Basel Convention) (EPA 2019f; EPA 2019c). 157,158
RCRA regulations incorporate by reference the OECD requirements and provide specific
provisions for exports to Canada. 159 The United States is not a party to the Basel Convention;
however, the OECD requirements largely reflect the Basel Convention requirements. 160
Hazardous wastes are considered “amber list” wastes pursuant to OECD and Basel Convention
requirements, and they require compliance with international transport agreements and all

154
Daniel Stoehr, Daniels Training Services, Inc., teleconference, August 30, 2019
155
49 C.F.R. §§ 171.7(v); 171.22(a)
156
Daniel Stoehr, Daniels Training Services, Inc., teleconference, August 30, 2019
157
40 C.F.R. §§ 262.80, 262.81
158
Daniel Stoehr, Daniels Training Services, Inc., teleconference, August 30, 2019
159
40 C.F.R. §§ 262.80 – 262.83; 40 C.F.R. § 260.11
160
Jordan Rivera, U.S. Department of Transportation, Headquarters, email, September 30, 2020; Neal Suchak, U.S.
Department of Transportation, Headquarters, email, September 30, 2020.

39
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applicable laws and regulations, both international and national. 161 Transboundary export
requirements include:

• EPA acknowledgement of consent documenting the specific terms of the destination


country’s import requirements and consent
• Compliance with the acknowledgement of consent contract requirements, including
notification and tracking specifications, movement documentation, and manifest
instructions
• Detailed annual reporting to EPA
• Detailed recordkeeping. 162

4.6 Penalties for Non-Compliance


Solar industry stakeholders might want to consider the potential for civil and criminal liabilities
associated with violations of hazardous waste and hazardous materials regulations. Violations
may occur during a hazardous waste or hazardous materials determination, the generation,
handling, transportation, treatment, storage, recycling or disposal of PV system equipment (e.g.,
modules) classified as hazardous or universal waste, or during the transportation of hazardous
materials. This section discusses some, but not all, of the liabilities associated with RCRA and
DOT domestic law violations.

4.6.1 RCRA Hazardous and Universal Waste Regulations


Non-compliance with any RCRA provision could result in civil and criminal penalties. 163 The
EPA has authority to:

• Issue an order assessing a civil penalty of up to $101,439 per violation per day of non-
compliance
• Issue an order requiring immediate compliance within a specified period
• Issue both a civil penalty and a compliance order
• Commence a civil action in the appropriate U.S. District Court for penalties and for
appropriate injunctive relief, including temporary or permanent injunctions. 164
The EPA can also assess a penalty of up to $61,098 per violation per day for non-compliance
with a compliance order, and it can suspend or revoke the violator’s permits. 165

Criminal non-compliance with a RCRA provision could also result in a penalty of up to $50,000
per violation per day, up to two years of imprisonment, or both for:

• Knowingly omitting material information or making any false material statement or


representation in any application, label, manifest, record, report, permit, or other
document filed, maintained, or used for purposes of compliance with federal or state
regulations

161
40 C.F.R. § 262.82(b))
162
40 C.F.R. § 262.83
163
42 U.S.C. § 6928
164
40 C.F.R. § 19.4
165
40 C.F.R. § 19.4

40
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• Knowingly generating, storing, treating, transporting, disposing of, exporting, or
otherwise handling any characteristic hazardous waste and knowingly destroying,
altering, concealing, or failing to file any record, application, manifest, report, or other
document required to be maintained or filed for purposes of compliance with regulations
• Knowingly transporting without a manifest, or causing to be transported without a
manifest, any “characteristic hazardous waste” required by federal or state hazardous
waste regulations to be accompanied by a manifest. 166
If anyone knowingly commits one of the above violations and also knows that the violation puts
another person in imminent danger of death or serious bodily injury, they may be subject to a
fine of up to $250,000 (up to $1 million if the violator is an organization), up to 15 years of
imprisonment, or both. 167

Considerations: State penalties for violating hazardous waste regulations may be more stringent than
the penalties outlined in federal regulations (EPA 2019d, 2019e). For example, if a person in California
intentionally or negligently violates a provision of California’s hazardous waste laws or regulations or of
a permit issued pursuant to those laws and regulations, they could be liable for up to $70,000 per
violation of a separate provision for each day that the violation continues. 168

4.6.2 DOT Hazardous Materials Regulations


Non-compliance with DOT hazardous materials regulations, orders, special permits, or
approvals may result in civil or criminal penalties. 169 The Secretary of Transportation may bring
civil actions to enforce DOT hazardous material regulations, orders, special permits, or
approvals, or, if the Secretary has reason to believe an imminent hazard exists, to suspend or
restrict transportation of the hazardous material or to eliminate or mitigate the hazard. 170 Civil
penalties could include:

• Up to $83,439 for each violation knowingly committed


• Up to $194,691 for each violation knowingly committed that results in death, serious
illness, or sever injury to any person or in substantial destruction of property
• At least $502 per violation related to training. 171
A separate violation occurs each day the violation continues. 172

A person who knowingly, willfully, or recklessly violates any DOT hazardous material
regulations, orders, special permits, or approvals could be subject to criminal penalties
including fines, up to five years of imprisonment (up to 10 years if the violation involves
the release of a hazardous material that results in death or bodily injury to a person), or both. 173

166
42 U.S.C. § 6928(d)
167
42 U.S.C. § 6928(e)
168
Cal. Health and Safety Code § 25189
169
49 U.S.C. §§ 5122-5124
170
49 U.S.C. § 5122(a)-(b)
171
49 C.F.R. § 107.329
172
49 U.S.C. § 5123(a)
173
49 U.S.C. § 5124(a)

41
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5 State Policies
Solar industry stakeholders may want to consider state policies 174 that explicitly address PV
system decommissioning and/or repair/reuse/recycling of PV system equipment. As of February
2021, no U.S. federal policies address PV system decommissioning or repair/reuse/recycling of
PV system equipment. Washington, New Jersey, North Carolina, and California are the only
U.S. states with laws and/or regulations that directly address PV system decommissioning, PV
equipment reuse, and/or EoL management options for PV system equipment. However,
California, Hawaii, and Rhode Island have proposed bills that, if enacted, would directly address
repair/reuse/recycling of PV system equipment. There are also state-led working groups in
California, Illinois, and Minnesota to study reuse and EoL options for PV equipment. Figure 2
maps state policies in the United States that address PV system decommissioning, PV equipment
reuse, and/or EoL management options.

Figure 2. State PV system decommissioning, and PV equipment reuse and EoL management
policies (enacted, pending, and state-led initiatives)

We use “policy” in this report broadly to include not only state statutory and regulatory requirements but also
174

government initiatives and goals and independently formed working groups.

42
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5.1 Enacted Legislation and Regulation
This section summarizes existing U.S. state laws and regulations that explicitly address PV
system decommissioning and/or the repair/reuse/recycling of PV system equipment.

5.1.1 Washington
In 2017, the Washington State Legislature passed Senate Bill 5939 to promote a sustainable local
renewable energy industry by modifying tax incentives. 175 A portion of the bill created the
Photovoltaic Module Stewardship and Takeback Program (Program), which requires
PV module manufacturers 176 to finance and implement a takeback and recycling or reuse
stewardship plan for PV modules sold after July 1, 2017, at no cost to owners. 177 Specifically,
beginning July 1, 2023, no manufacturer, distributor, retailer, or installer may sell or offer for
sale PV modules within or into Washington unless the manufacturer of the PV module has
submitted a stewardship plan to the Department of Ecology and obtained approval. 178
PV modules covered by the state’s Program include:

• PV modules used for residential, commercial, agricultural, or utility purposes that are
installed on, connected to, or integral with buildings, or are part of a system connected
to the grid or utility service
• Freestanding off-grid power generation systems, such as water pumping stations, electric
vehicle charging stations, solar fencing, solar-powered signs, and solar-powered
streetlights (WSDE 2020). 179
Manufacturers must submit a stewardship plan to the Department of Ecology and then
implement the plan by July 2022. Manufacturers can either create and implement a stewardship
plan individually or join a registered stewardship organization and allow that organization to
create and implement the plan on the manufacturer’s behalf. 180 The stewardship plan must
outline how the manufacturer will:

• Finance the takeback program


• Accept all their PV modules sold within or into the state after July 1, 2017
• Minimize the release of hazardous substances and maximize the recovery of other
components

175
S.B. 5939, 65th Leg., 3rd Spec. Sess. (Wash. 2018)
176
“'Manufacturer' means any person in business or no longer in business but having a successor in interest who,
irrespective of the selling technique used, including by means of distance or remote sale: (i) manufactures or has
manufactured a PV module under its own brand names for sale in or into this state; (ii) assembles or has assembled a
PV module that uses parts manufactured by others for sale in or into this state under the assembler’s brand names;
(iii) resells or has resold in or into this state under its own brand names a PV module produced by other suppliers,
including retail establishments that sell PV modules under their own brand names; (iv) manufactures or has
manufactured a cobranded PV module product for sale in or into this state that carries the name of both the
manufacturer and a retailer; (v) imports or has imported a PV module in the U.S. that is sold in or into the state; (vi)
sells at retail a PV module acquired from an importer that is the manufacturer; or (vii) elects to assume the
responsibility and register in lieu of a manufacturer” (Wash. Rev. Code § 70A.510.010(2)(c)).
177
Wash. Rev. Code § 70A.510.010(5)
178
Wash. Rev. Code § 70A.510.010(8)
179
Wash. Rev. Code § 70A.510.010(2)(f)
180
Wash. Rev. Code § 70A.510.010(3)

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• Provide convenient takeback opportunities in regions of Washington where its modules
are used
• Disseminate applicable information about its program to relevant stakeholders
• Implement performance goals to reuse and/or recycle at least 85% of the PV modules
the manufacturer collects. 181
After initial approval of the stewardship plans, the manufacturer must submit and publish
annual reports about the previous year’s implementation of the manufacturer’s plan, starting in
2024. The annual reports must include achievement assessments of the plan’s performance goals
and may include recommendations to the Department of Ecology or the Washington State
Legislature on potential modifications to improve the effectiveness of the Program. 182

The Department of Ecology may collect a flat fee from every participating manufacturer to
cover the costs of administering the Program and an annual fee from each manufacturer based
on the manufacturer’s pro rata share of the preceding year’s PV module sales in Washington. 183
The Department of Ecology may, after issuing a warning of non-compliance, impose a penalty of
up to $10,000 per sale of a PV module in Washington. 184 The Department of Ecology must
deposit all fees and penalties into a PV module recycling account that can only be used to fund
the Program’s administration costs. 185

In July 2019, the Department of Ecology released guidance for manufacturers that explains their
responsibilities and requirements under the Program and how the Department of Ecology will
review and approve stewardship plans (WSDE 2020). The guidance also states that stewardship
plans must follow the Department of Ecology’s Interim Enforcement Policy for Conditional
Exclusion for Electronic Wastes, which is intended to encourage recycling of electronic waste. It
states that covered electronic wastes “generated, transported, collected, accumulated and
recycled do not have to be counted as dangerous waste (i.e., hazardous waste) or manifested
when transported off-site” (WSDE 2007).

Consideration: Potential advantages associated with Washington’s Program is that it requires


environmentally sustainable PV management by mandating reuse and recycling. In addition, the
Program incentivizes recycling over disposal by reducing the regulatory burden and not requiring PV
modules being recycled to be regulated as dangerous waste (which does not apply to modules being
disposed of) (Christine Haun, Washington Department of Ecology, telephone conference, May 10,
2019; PSI 2018; 2019 Wash. Sess. Laws 1608; Governor Jay Inslee 2019). However, anecdotal
evidence suggests that the Program may disproportionately impact PV manufacturers, distributors,
retailers, and installers, which could ultimately discourage the sale of PV modules in Washington (PSI
2018).

181
Wash. Rev. Code § 70A.510.010(5)
182
Wash. Rev. Code § 70A.510.010(6), (7)
183
Wash. Rev. Code § 70A.510.010(9)
184
Wash. Rev. Code § 70A.510.010(8)
185
Wash. Rev. Code § 70A.510.010(10)

44
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5.1.2 New Jersey
On August 9, 2019, the New Jersey Legislature passed Senate Bill 601, which created the New
Jersey Solar Panel Recycling Commission (Governor Phil Murphy 2019). 186 The Commission is
tasked with investigating EoL management options for PV and other solar energy generation
structures. The Commission is also tasked with developing recommendations for legislative,
administrative, or private-sector action. 187 The Commission consists of nine governor-
appointed voting members:

• The Commissioner of the New Jersey Department of Environmental Protection


(or their designee)
• The Commissioner of the New Jersey Department of Community Affairs
(or their designee)
• Two governor-appointed members of New Jersey’s business community with experience
or expertise in Class D recycling 188 and the disposal of consumer electronics
• One governor-appointed representative of a that promotes recycling in New Jersey
• Two governor-appointed members who work in the solar industry
• Two governor-appointed academic community members with expertise in recycling. 189
The Commission can use the services of any state, county, or municipal employee to investigate
options for EoL PV recycling and management. 190 The Commission must also submit the
findings of its investigation and recommendations as a final report to the governor and post it on
the Department of Environmental Protection’s website no later than August 2021. 191 The bill
also authorizes the Department of Environmental Protection to adopt rules and regulations
regarding EoL PV recycling or management options based on the Commission’s final report. 192

Consideration: A potential advantage of New Jersey’s policy is that it requires a study to consider
different PV EoL management options – such as recycling – as well as associated barriers to inform
the development of new regulations. However, because the bill establishing the Commission does not
mandate the adoption of rules and regulations, it is unclear whether the Commission’s final report will
have any bearing on the development of EoL PV management options in New Jersey. 193

186
2019 N.J. Sess. Law Serv. Ch. 215 (West)
187
2019 N.J. Sess. Law Serv. Ch. 215 (West)
188
Class D recyclables include used oil, batteries, thermostats, lamps, oil-based finishes, mercury-containing
devices, consumer electronics, latex paints, and antifreeze (N.J. Admin. Code § 7:26A-1.3 [2017]).
189
2019 N.J. Sess. Law Serv. Ch. 215 (West)
190
2019 N.J. Sess. Law Serv. Ch. 215 (West)
191
2019 N.J. Sess. Law Serv. Ch. 215 (West)
192
2019 N.J. Sess. Law Serv. Ch. 215 (West)
193
We were unable to find any evidence that the New Jersey Solar Panel Recycling Commission has been formed or
of any action regarding 2019 N.J. Sess. Law Serv. Ch. 215 (West).

45
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5.1.3 North Carolina
On July 19, 2019, the North Carolina General Assembly passed House Bill 329, to study and
consider the adoption of regulations to govern the decommissioning and the reuse and EoL
management of PV modules used in utility-scale projects. 194,195 The law tasked the Department
of Environmental Quality, which includes the Environmental Management Commission, with
considering:
• Whether PV modules are properly characterized as solid waste under state and
federal law
• Whether PV modules exhibit characteristics of hazardous solid waste
• The preferred PV modules and other equipment management methods and economic and
environmental costs and benefits associated with each method
• The expected economically productive lifecycle of different types of PV modules
• The volume of PV modules deployed in the state, the projected PV deployment in the
future, and the impact that volume would have on state landfills if landfill disposal
were permitted
• A survey of federal, state, and international regulatory requirements related to EoL
PV modules and other equipment management, decommissioning, and financial
assurances
• The need for financial assurance requirements for PV system decommissioning
• The infrastructure needed to collect and transport EoL PV modules and other equipment
for reuse, refurbishment, recycling, or disposal
• Whether stewardship programs for recycling EoL PV modules should be
established for applications other than utility-scale solar projects and, if so, fees that
should be established for manufacturers to sell PV modules into the state. 196
The Department of Environmental Quality established a stakeholder process, required by the
Act, to inform a regulatory program for decommissioned PV system equipment. 197 The
Department of Environmental Quality and the Environmental Management Commission were
required to submit quarterly joint interim reports on their activities and progress to the General
Assembly. 198 On January 1, 2021, the Department of Environmental Quality issued a final report
on the Commission’s findings. In the final report, the Environmental Management Commission:
• Found that North Carolina currently has more than 4,000 MW of installed solar capacity
and that figure is expected to double in the next five years
• Estimated that 8.5 million PV modules will be decommissioned between 2036 and 2040

194
“'Utility-scale solar project means a ground-mounted PV, concentrating PV, or concentrating solar power project
directly connected to the electrical grid that generates electricity for sale. The term includes the solar arrays,
accessory buildings, transmission facilities, and any other infrastructure necessary for the operation of the project.
The term does not include renewable energy facilities owned or leased by a retail electric customer intended
primarily for the customer’s own use to offset the customer’s own retail electricity consumption at the premises”
(2019 N.C. Sess. Law 2019-132).
195
2019 N.C. Sess. Law 2019-132
196
2019 N.C. Sess. Law 2019-132
197
2019 N.C. Sess. Law 2019-132
198
2019 N.C. Sess. Law 2019-132

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• Found that recycling capacity for solar PV modules is nascent and noted that in the
future, sufficient infrastructure to support transportation and recycling of EoL PV
modules will need to be developed
• Suggested the creation of an online list of in-state and out-of-state energy equipment
recyclers
• Emphasized the benefits of reuse and recycling of PV modules to reduce waste by
establishing the following order of preference for management of retired and EoL PV
modules: 1) direct reuse, 2) refurbishment/repair for reuse, 3) recycling if reuse and
repair for reuse are not feasible, and 4) disposal
• Stated that the Department of Environmental Quality, in consultation with the EPA, will
begin rulemaking to define EoL PV modules as a universal waste. The Commission noted
that the purpose of PV universal waste regulations was to facilitate recycling, provide
regulatory clarity, and eliminate the need to conduct TCLP testing on EoL PV modules
• Found that EoL PV modules that exhibit hazardous characteristics under the TCLP test
should be classified and managed as hazardous waste, all others may be managed as solid
waste
• Requested that the American Society for Testing and Materials (ASTM) develop a
sample preparation procedure for use in TCLP testing of PV modules for representative
and accurate waste characterization due to inconsistency and variability concerns
associated with TCLP testing results
• Found that establishment of a fee system paid for by manufacturers to support a
stewardship program may create a disincentive for recycling, especially given the lack of
accessible recycling facilities (NCDEQ 2021).

Consideration: Potential advantages associated with North Carolina’s policy are that it required a
study to consider reuse and PV EoL management options – including recycling – as well as associated
barriers, which may inform the development of new regulations (NCDEQ 2021). In addition, the
Commission established an order of preference for the management of EoL PV modules, which
emphasizes the benefits of reuse and recycling (NCDEQ 2021). Moreover, the Commission noted the
inconsistent results of the TCLP and requested ASTM develop a sample procedure specific to PV
modules (NCDEQ 2021). However, as the Commission noted, current infrastructure is insufficient to
support cost effective and efficient transportation and recycling of EoL PV modules (NCDEQ 2021). In
addition, the Commission is considering the development of universal waste regulations, which often
treat recycling and disposal in the same manner and therefore may not provide an incentive for
recycling EoL PV modules under current market conditions.

5.1.4 California
In September 2020, the DTSC enacted regulation R-2017-04, which allows for discarded PV
modules 199 that are hazardous waste (due to toxicity) to be managed as universal waste in
California. 200 California’s universal waste regulations include notification, reporting, handling,

199
The term “PV modules” “includes integrated components that cannot be separated without breaking the module
glass,” which can include “the protective glass, conductive metal contact, metal framing the PV cells,…and the top
and back layer (Cal. Code Regs. tit. 22 § 66260.10). A PV module is “discarded” or considered waste when it is
abandoned, relinquished, or becomes a recyclable material (Cal. Code Regs. tit. 22 § 66273.7.1).
200
Cal. Code Regs. tit. 22 § 66273.7.1

47
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storage, and transportation requirements that are less stringent than California’s hazardous waste
regulations. 201 DTSC regulations:

• Clarify that PV modules that are refurbished or reused are not waste and not subject to
the universal waste regulations;
• State that a party who is subject to an enforcement action who claims that a PV module is
not waste bears the burden of demonstrating that there is a known market or disposition
for its use as a PV module;
• Clarify that a PV module becomes “waste” on the date it is discarded (PV panels that are
abandoned, relinquished, or recycled are considered waste when they are disconnected or
removed from service) (DTSC n.d.);
• Establish universal waste requirements for universal waste handlers (e.g., asset owners,
installers, manufacturers, distributors/warehouses, storage facilities, recyclers, treatment
facilities) and universal transporters that generate, accumulate, treat, transport or dispose
of PV modules that exhibit toxicity characteristics of hazardous waste; and
• Specify the management standards for different levels of treatment to ensure treatment is
performed safely by universal waste handlers that do not have a hazardous waste facility
permit that they would otherwise be required to obtain. 202

The DTSC regulations authorize and require universal waste handlers 203 to:

• Collect, store, and accumulate PV modules for up to one year after which they must be
transported to a destination facility for disposal 204
• Remove replaceable components, such as batteries, inverters, cables, connectors from a
PV system, without breaking PV module glass 205, 206
• Dismantle separate components from the PV module (e.g., metal frames) without
breaking PV module glass 207
• With separate prior authority from the DTSC, process PV modules by intentionally
breaking the PV module glass 208, 209

201
Cal. Code Regs. tit. 22 §§ 66273.1-66273.84
202
Cal. Code Regs. § 66273.75
203
Under California law, a universal waste handler is defined as (1) “any person, by site, whose act or process
produces [universal waste] or whose act first cases a [universal waste] to become subject to regulation,” (2) “the
owner or operator of a facility, including all contiguous property, that receives universal waste from other universal
waste handlers, accumulates universal waste, and sends universal waste to another universal waste handler, to a
destination facility, or to a foreign destination; or (3) the owner or operator of a facility who is authorized to treat
universal waste” (Cal. Code Regs. tit. 22 §§ 66260.10, 66273.9).
204
Cal. Code Regs. tit. 22 § 66273.35 (2020)
205
Cal. Code Regs. tit. 22 § 66273.71 (2020)
206
A PV system includes the PV module and any ancillary components that can be manually separated without
breaking the PV module glass (e.g., metal frames, connectors, junction boxes, batteries, inverters, wires, cables)
(Cal. Code Regs. tit. 22 § 66260.10 [2020])
207
Cal. Code Regs. tit. 22 § 66273.72 [2020])
208
Cal. Code Regs. tit. 22 § 66273.73 [2020])
209
Universal waste handlers who intentionally break PV modules require authorization from the DTSC (Cal. Code
Regs. tit. 22 § 66273.73 [2020]). However, universal waste handlers who remove replaceable components or
dismantle PV module components without breaking the module do not require authorization from the DTSC to
conduct those activities (Cal. Code Regs. tit. 22 §§ 66273.71, 66273.72 [2020]).

48
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• Comply with notification, annual reporting, and recordkeeping requirements (e.g., one-
time notification to the DTSC, which includes information regarding types of modules
collected, source of the PV modules, and an indication as to whether the handler plans on
accumulating more than 5,000 kg (approximately 11,023 pounds) or more PV modules at
one time) 210, 211
• Comply with requirements prohibiting disposal of universal waste PV modules except for
disposal at a universal waste destination facility;
• Comply with specified labeling requirements (e.g., each PV module or container or pallet
in or on which PV modules are contained); and
• Comply with requirements prohibiting dilution or treating universal waste PV modules
except for responding to releases or by following the requirements of the universal waste
regulations 212, 213, 214

The DTSC universal waste regulations for PV modules also:

• Restrict universal waste transporters 215 from transporting more than 220 pounds of PV
modules (approximately 5 modules) at any one time, unless the PV modules are packaged
in a manner prescribed by the regulations which prevents leakage, breakage, or release of
any constituent part of a PV module; 216
• Prohibit universal waste transporters from storing universal waste PV modules at a
transfer facility for longer than 10 days in industrial zoned areas and for more than 6 days
in other zoned areas; 217
• Prohibit universal waste transporters from transporting universal waste PV modules to a
place other than a universal waste handler, a universal waste destination facility, or a
foreign destination; 218 and
• Restrict universal waste handlers and universal waste destination who treat universal
waste PV modules from using chemicals or heat to process PV modules without a
hazardous waste facility permit (restricts to physical/mechanical technologies). 219, 220
Consideration: A potential advantage to the California universal waste regulations is that it may
reduce some of the costs and liabilities associated with collecting, storing, and transporting discarded
hazardous PV modules (as compared to fully-regulated hazardous waste) and may deter the
abandonment of PV modules, which are characterized as hazardous under California law (CPUC

210
Cal. Code Regs. tit. 22 § 66273.32 (2020)
211
Cal. Code Regs. tit. 22 § 66273.32 (2020) (Universal waste handlers that accept more than 220 pounds of PV
modules (approximately 5 modules) at one time, must submit an annual report to the DTSC including information
about the total quantity of modules handled, a list of locations the handler shipped modules to the previous year, and
how each of those locations intend to manage the PV modules (e.g., recycle or disposal)).
212
Cal. Code Reg. tit. 22 §§ 662.9-.10 (2020)
213
Cal. Code Reg. tit. 22 § 66273.35 (2020)
214
Cal. Code Reg. tit. 22 §§ 66273.71-.73 (2020)
215
"Universal waste transporter" means a person engaged in the offsite transportation of universal waste by air, rail,
highway, or water (Cal. Code Regs. § 66273.9).
216
Cal. Code Regs. tit. 22 §§ 66273.33.6, 66273.51 (2020)
217
Cal. Code Regs. § 66273.53
218
Cal. Code Regs. § 66273.55
219
Cal. Code Regs. § 66273.73
220
CSSA 2020, presentation by Chosu Khin, DTSC

49
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2019b, DTSC 2019a, Cal. Code Regs. tit. 22 §§ 66273.1-66273.84). However, some industry
stakeholders have warned that the universal waste regulations may also act as a barrier to recycling
PV modules within the state of California (CSSA 2020; ASES 2020). For instance, under the DTSC
universal waste regulations, universal waste handlers and universal waste destination facilities are
prohibited from using heat or chemicals to treat PV modules, which are processes used in most
module recycling today (e.g., extracting embedded metals from the glass) (CSSA 2020; ASES 2020;
Cal. Code Reg. §§ 66273.71, 66273.71, 66273.73 (2020)). In addition, the DTSC universal waste
regulations treat disposal and recycling of hazardous PV modules in the same manner (e.g., the same
handling, storing, transportation requirements and associated liabilities for non-compliance) (Cal. Code
Reg. tit. § 66273.7.1 (2020)). Accordingly, under the DTSC universal waste regulations, disposal may
remain the most economically favorable and accessible method for EoL management of discarded PV
modules in California (CSSA 2020; ASES 2020).

5.2 Proposed (Pending) Legislation


This section summarizes proposed, but not-yet enacted, U.S. legislation that addresses reuse and
EoL management options for PV system equipment. As of February 2021, no proposed U.S.
federal legislation expressly speaks to repair/reuse/recycling or disposal of PV system
equipment. However, bills in the legislatures of California, Hawaii, and Rhode Island
address reuse and EoL management options for PV system equipment. These proposals
are diverse regulatory frameworks that cover different lifecycle activities and actors in the
PV value chain.

5.2.1 California
If enacted, California’s Senate Bill 207, which was introduced January 1, 2021, would require
the state’s Secretary for Environmental Protection to convene a Photovoltaic Recycling Advisory
Group that would study and recommend potential policies to the state legislature to ensure safe
and cost-effective reuse or recycling for as many PV modules as possible in California. 221 The
Secretary for Environmental Protection must appoint members from specific sectors of the PV
industry, which are:

• The Director of Resources Recycling and Recovery or their designee,


• The Director of Toxic Substance Control or their designee,
• A photovoltaic panel or solar energy system manufacturer,
• An organization that represents one or more photovoltaic panel manufacturers,
• An electronic waste recycler or an organization that represents one or more electronic
waste recyclers,
• A photovoltaic panel or solar energy system repair dealer or an organization that
represents one or more photovoltaic panel or solar energy system repair dealers,
• An environmental organization that specializes in waste reduction and recycling,
• A representative of the solar industry, and
• A standards organization that has a focus on photovoltaic or electrical engineering. 222

221
S.B. 207, 2021-2022 Leg., Reg. Sess. (Cal. 2021)
222
S.B. 207, 2021-2022 Leg., Reg. Sess. (Cal. 2021)

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The bill would require the group to meet for the first time no later than April 1, 2022 and submit
its policy recommendations to the legislature no later than April 1, 2025. 223 Consultations with
any relevant entities would be required to inform the group’s final recommendations. 224

5.2.2 Hawaii
If enacted, Hawaii’s House Bill 1333, which was introduced January 27, 2021, would require
the Hawaii State Energy Office to work with the Hawaii State Department of Health on a
comprehensive study to determine best practices for disposing of and recycling discarded clean
energy products, including PV modules, glass, frames, wiring, inverters, and batteries. 225 Like
North Carolina’s law, the bill would require a study to address specific questions, including:

• “The amount of aging PV and solar water heater panels in the State that will need to be
disposed of or recycled
• Other types of clean energy materials expected to be discarded in Hawaii in significant
quantities, including glass, frames, wiring, inverters, and batteries
• The type and chemical composition of those clean energy materials
• Best practices for collection, disposal, and recycling of those clean energy materials
• Whether a fee should be charged for disposal or recycling of those clean energy materials
• Any other issues that the Hawaii State Energy Office and the Department of Health
consider appropriate for management, recycling, and disposal of those clean energy
materials.” 226
The Hawaii State Energy Office would be required to submit an interim report on the study’s
progress to the legislature in 2022 and a final report in 2023. 227 The final report must include
findings, recommendations, and any proposed legislation resulting from the study. 228
A subsection of the bill would appropriate money from the general state revenues to support the
purposes of the bill, but the exact amount is yet to be determined. 229 The bill, if enacted,
would not go into effect until July 1, 2021.230

5.2.3 Rhode Island


If enacted, Rhode Island’s House Bill 5525, which was introduced on February 12, 2021, would
create a Photovoltaic Module Stewardship and Takeback Program, similar to Washington’s law,
requiring PV module manufacturers 231 to finance and implement a takeback and recycling or

223
S.B. 207, 2021-2022 Leg., Reg. Sess. (Cal. 2021)
224
S.B. 207, 2021-2022 Leg., Reg. Sess. (Cal. 2021)
225
H.B. 1333, 31st Leg., Reg. Sess. (Haw. 2021)
226
H.B. 1333, 31st Leg., Reg. Sess. (Haw. 2021)
227
H.B. 1333, 31st Leg., Reg. Sess. (Haw. 2021)
228
H.B. 1333, 31st Leg., Reg. Sess. (Haw. 2021)
229
H.B. 1333, 31st Leg., Reg. Sess. (Haw. 2021)
230
H.B. 1333, 31st Leg., Reg. Sess. (Haw. 2021)
231
“'Manufacturer' means any person in business or no longer in business but having a successor in interest who,
irrespective of the selling technique used, including by means of distance or remote sale: (i) manufactures or has
manufactured a PV module under its own brand names for sale in or into this state; (ii) assembles or has assembled a
PV module that uses parts manufactured by others for sale in or into this state under the assembler’s brand names;
(iii) resells or has resold in or into this state under its own brand names a PV module produced by other suppliers,
including retail establishments that sell PV modules under their own brand names; (iv) manufactures or has

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reuse stewardship plan for PV modules sold in or into Rhode Island after July 1, 2021, at no cost
to owners. 232 The Bill specifies that the Department of Environmental Management must
develop and implement guidance to aid manufacturers in preparing and implementing self-
directed stewardship plans by July 1, 2022. 233 Beginning July 1, 2023, no manufacturer,
distributor, retailer, or installer would be able to sell or offer PV modules 234for sale within or into
Rhode Island unless the manufacturer of the PV module had submitted a stewardship plan to the
Department of Environmental Management and obtained approval. PV modules covered by the
program would include PV modules that are:

• “Are installed on, connected to, or integral with buildings;


• Are used as components of freestanding, off-grid, power generation systems, such as for
powering water pumping stations, electric vehicle charging stations, fencing, street and
signage lights, and other commercial or agricultural purposes; or
• Are part of a system connected to the grid or utility service.” 235
Manufacturers would have to submit a stewardship plan to the Department of Environmental
Management and implement the plan by July 1, 2022. 236 In lieu of developing a plan
individually, manufacturers would also have the option to join a registered stewardship
organization and allow that organization to create and implement the plan on the manufacturer’s
behalf. 237 The stewardship plan must outline how the manufacturer will:

• Finance the takeback program


• Accept all their PV modules sold within or into the state after July 1, 2021
• Minimize the release of hazardous substances and maximize the recovery of other
components
• Provide convenient takeback opportunities in each county of Rhode Island where its
modules are used
• Disseminate applicable information about its program to relevant stakeholders
• Implement performance goals to reuse and/or recycle at least 85% of the PV modules
the manufacturer collects. 238
After initial approval of the stewardship plans, the manufacturer would have to submit and
publish annual reports about the previous year’s implementation of the manufacturer’s
plan, starting in 2024. 239 The annual reports would have to include achievement assessments of
the plan’s performance goals and could include recommendations to the Department of

manufactured a cobranded PV module product for sale in or into this state that carries the name of both the
manufacturer and a retailer; (v) imports or has imported a PV module in the U.S. that is sold in or into the state; (vi)
sells at retail a PV module acquired from an importer that is the manufacturer; or (vii) elects to assume the
responsibility and register in lieu of a manufacturer” (H.B. 5525, 2021 Leg., Reg. Sess. [R.I. 2021]).
232
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
233
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
234
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
235
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
236
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
237
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
238
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
239
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)

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Environmental Management or the Rhode Island Legislature on potential modifications to
improve the effectiveness of the takeback program. 240

The Department of Environmental Management could collect a flat fee from every participating
manufacturer to cover the costs of administering the program and an annual fee from each
manufacturer based on the manufacturer’s pro rata share of the preceding year’s PV module sales
in Rhode Island. 241 The Department of Environmental Management could, after issuing
a warning of non-compliance, impose a penalty of up to $10,000 per sale of a PV module in
Rhode Island. 242 The Department of Environmental Management would have to deposit all fees
and penalties into a PV module recycling account that could only be used to fund the program’s
administration costs. 243

The Department of Environmental Management would also have to develop guidance for
manufacturers that explains how to prepare and implement a stewardship plan. 244 The
Department of Environmental Management would have to establish a process to develop the
guidance by January 1, 2022 and complete the guidance by July 1, 2022. 245

5.3 State-Led Initiatives


State-led initiatives developed in Illinois, Minnesota, and California address
repair/reuse/recycling and disposal of PV system equipment. The Illinois Sustainable
Technology Center (ISTC), at the University of Illinois, launched a Solar Panel Recycling
Initiative in 2017 in response to the Illinois Future Jobs Act of 2016 that requires a significant
increase in PV capacity, in addition to projections of near-term EoL PV (Holm and Martin
2019). As part of the initiative, ISTC in conjunction with the Illinois Environmental Protection
Agency, formed a PV EoL management stakeholder working group of experts across various
sectors to identify and evaluate barriers to integrating PV into the circular economy. The group’s
intention is to develop technical and economic solutions that will enable environmentally
sustainable reuse and EoL PV management decisions and the recovery of valuable resources in
Illinois (ISTC n.d.). Similarly, in 2019, the Minnesota Pollution Control Agency, the Minnesota
Department of Commerce, and the Minnesota Solar Energy Industries Association formed a
working group to help develop policy, financial, and technical solutions for environmentally
sustainable PV materials management options (Minnesota Department of Commerce 2019;
Minnesota Solar Panel Recycling Strategy Working Group 2019). The working group was
formed in response to the steady growth of installed PV capacity in Minnesota, in addition to
projections of near-term EoL PV (Minnesota Department of Commerce 2019; Minnesota Solar
Panel Recycling Strategy Working Group 2019). In addition, in 2019, the California Public
Utilities Commission (CPUC) and the California Department of Resources Recycling and
Recovery (CalRecycle) signed a Memorandum of Understanding to cooperate on the
development of consistent approaches to waste from PV modules and related equipment,
including inverters (CPUC and CalRecycle 2019). As of January 2021, the California Energy

240
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
241
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
242
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
243
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
244
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)
245
H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021)

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Commission and the California Air Resources Board are also planning to sign onto the 2018
CPUC and CalRecycle memorandum. 246, 247

6 Case Studies
In this section, we present case studies of three U.S. solar industry business models for the
repair/reuse/recycling of PV system equipment: an American solar PV module manufacturer that
offers CdTe PV module collection and recycling services; a nonprofit that sells used c-Si PV
modules and BOS equipment at discounted rates for secondary use and installs PV systems for
charitable projects; and a solar consulting company that sells used and repaired c-Si PV modules
and BOS equipment at discounted rates for secondary use and coordinates the recycling of
decommissioned modules.

6.1 First Solar


First Solar, Inc. is an American solar PV module manufacturer headquartered in Arizona that
offers PV module collection and recycling services. Founded in 1999, First Solar has become not
only the largest thin-film CdTe PV module manufacturer in the world—with more than 20 GW
installed in more than 35 countries—but also an industry leader in sustainable business practices
(Beetz 2019; First Solar 2019). First Solar has global recycling facilities in Ohio, Germany,
Malaysia, and Vietnam; the recycling facilities in Ohio, Vietnam, and Malaysia are collocated
with First Solar’s manufacturing operations. 248 Globally, First Solar has recycled approximately
14,000–25,500 Mt of PV module scrap annually since 2015 from its manufacturing operations,
customer warranty returns, and module collection and recycling program. 249

In 2005, First Solar developed the solar industry’s first global module collection and recycling
program. First Solar created the program to improve the company’s sustainability practices and
to reduce manufacturing costs by recovering semiconductor materials (e.g., Cd and Te) for reuse
in the production of new modules and glass for reuse in new glass products. 250 Over the years
First Solar has improved the collection and recycling program by proactively investing in
enhancements to its recycling technology and the administration of the program to maximize
the amount of material recycled (Sinha et al. 2018).

The first version of the collection and recycling program was designed as a voluntary prefunded
model in which part of the PV module’s sale price went into a recycling trust to fund collection
and recycling operations. 251 First Solar estimated future costs of collecting and recycling a
module at the end of its life and added that cost estimate to the sale price of the module. First
Solar module agreements, at this time, specified that when the modules were taken out of service
they would be processed under First Solar’s collection and recycling program at no additional
cost to the customer (Krueger 2010).

246
Paulina Kolic, CalRecycle, email, September 6, 2019
247
Teresa Bui, CalRecycle, email, January 8, 2021
248
Matthew Garamone, and Parikhit Sinha, First Solar, teleconference, August 26, 2019
249
Parikhit Sinha, First Solar, email, August 26, 2019
250
Parikhit Sinha, First Solar, email, August 26, 2019
251
Matthew Garamone and Parikhit Sinha, First Solar, teleconference, August 26, 2019

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This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
In 2012, First Solar modified the collection and recycling program framework, moving away
from the prefunded model to a more flexible pay-as-you-go model that is still used today. The
voluntary pay-as-you-go program model allows customers to decide whether and when they
want to employ First Solar’s recycling services. The pay-as-you-go model does not impact the
upfront costs of the modules’ purchase price, and it allows customers to request recycling
services on a per-unit basis. Customers may request on-demand service for a single-event or
consolidate recycling requests by entering into a two-year renewable service contract at any time
(e.g., at the time of purchase or at the time of decommissioning). The two-year renewable service
contract is a competitive, cost-effective option that is based on current costs of recycling
operations, which have seen efficiency gains over the years. 252

First Solar’s has invested in improvements to its recycling technology over the years to increase
recycling capacity, maximize the amount of material recycled, and drive down overall recycling
costs. First Solar’s first-generation recycling technology was based on mining industry
technology and involved moving glass and liquid from process to process, which had a modest
maximum capacity rate of 10 Mt per day (Sinha et al. 2018). In 2011, First Solar rolled out its
second-generation recycling technology based on the chemical industry’s batch process
technology, which involved circulating liquids within scalable reactor columns and improved the
capacity limits to 30 Mt per day (Sinha et al. 2018). In 2015, First Solar introduced its third-
generation technology, which is still used today. First Solar’s third-generation technology is a
continuous-flow process that has increased recovery rates up to 90%, increased purity levels for
glass and semiconductor materials recovery, and increased the daily capacity rates from 30 Mt to
150 Mt (Sinha et al. 2018).

In practice, First Solar’s collection and recycling program requires customers to either transport
modules to a designated recycling center or collection point or pay an additional fee for First
Solar to collect and transport the modules on the customer’s behalf. Once a module is received,
First Solar pretreats it to remove the junction box and cable assembly, and the aluminum frame,
if applicable. The remaining glass module is put into a shredder to begin the recycling process.
First Solar may also donate or resell new production line modules that have cosmetic blemishes
or a lower wattage than warrantied and are unsuitable for the primary market. First Solar recycles
modules that do not have a reuse value, and it recovers over 90% of the glass and semiconductor
materials for use in the production of new cadmium telluride modules. 253

6.2 Good Sun


Good Sun is a 501(c)(3) nonprofit headquartered in California that sells used c-Si PV modules
and BOS equipment at discounted rates for secondary use and installs PV systems for charitable
projects in low- and moderate-income (LMI) communities. Good Sun was founded in 2013 by
licensed PV system installers who saw an opportunity to not only to divert operational modules
from the landfill but also increase PV deployment by providing access to LMI communities
traditionally underserved by the solar industry (Good Sun 2019). 254 Good Sun uses the profits
from the sale of the used PV modules and BOS equipment to install PV systems and provide
vocational training for LMI communities in California and Africa. Since 2017, Good Sun has

252
Matthew Garamone and Parikhit Sinha, First Solar, teleconference, August 26, 2019
253
Matthew Garamone and Parikhit Sinha, First Solar, teleconference, August 26, 2019
254
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019

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sold more than 2,500 used PV modules, diverting more than 90,000 pounds of solar panels from
landfills and raising more than $200,000 for charitable projects. 255

In 2019, Good Sun received approximately 2,700 donated ex-service PV modules from PV
module manufacturers, equipment suppliers, O&M entities, installers, and PV system owners.
Good Sun typically picks up the used PV modules from the donation site and transports them
to their facility where they perform a spot check to evaluate the modules’ condition. The PV
module’s condition dictates its reuse applications or EoL treatment. PV modules that are not in
sufficient condition for reuse are sent to either Recycle PV (a recycling company) for resource
recovery or a local solid waste transfer station. 256

The donated PV modules often come from projects where the end user found it advantageous to
replace older operational PV modules with newer, more efficient modules. Most of the used PV
modules are approximately 10 years old and have 60%–70% of their original capacity remaining.
Good Sun resells early retired modules at a cost that is proportionate to their remaining capacity,
and the profits are used to support charitable project work. Typically, these PV modules are best
suitable for ground-mount grid-tied and off-grid applications in addition to rooftop off-grid
applications in California (Good Sun 2019). 257,258,259

Good Sun also receives lightly used test, or blemished, PV modules that are not suited for the
primary market 260 from partners, such as U.S.-based PV module manufacturer SunPower (Good
Sun 2019). 261,262 Good Sun typically uses these higher-efficiency PV modules for direct reuse
in ground-mount grid-tied and off-grid charitable projects in California and rooftop and ground-
mount grid-tied and off-grid charitable projects in other U.S. states and in Africa. Charity project
installations also serve as educational and vocational training tools for LMI communities. During
installation, Good Sun trains aspiring solar professionals to help prepare them for jobs in the
solar industry. Completed PV systems also serve as a demonstration lab providing hands-on
learning opportunities. 263,264 Good Sun charitable projects include PV system installations at a
homeless shelter, several Habitat for Humanity homes, several charter schools in northern
California, and an orphanage, a school, and a hospital in Africa (Good Sun 2019). Table 8 lists
some of Good Sun’s charitable projects.

255
Eric Stikes, Good Sun, email, May 3, 2019
256
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
257
Because rooftop PV module installations in California must comply with California Department of Forestry and
Fire Protection regulations, which are discussed in more detail in Section 3.2.
258
Eric Stikes, Good Sun, email, May 3, 2019
259
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
260
These modules typically have a blemish or damage, such as a scratch in the glass or a bent frame, that makes the
modules “undesirable” to many consumers and, therefore, unsuitable for sale as a new module (Eric Stikes, Good
Sun, email, January 22, 2020).
261
Eric Stikes, Good Sun, email, May 3, 2019
262
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019
263
Eric Stikes, Good Sun, email, May 3, 2019
264
Eric Stikes and Vince Lucia, Good Sun, teleconference, August 26, 2019

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Table 8. Good Sun Projects

Project Name Estimated System Value Estimated System Size


Project Summary
and Location and Costs Savings and Details
Habitat for Humanity Four homes: Rooftop grid-tied PV System Value: $40,000 Annual: $3,500 10.4 kWDC
systems to help 4 low-income
Grass Valley, CA, USA Total Cost to Habitat for Lifetime: 30 SunPower 345-W
families reduce utility costs
Humanity: $12,000 >$150,000 modules, 30 Enphase
microinverters

Grass Valley Charter Ground-mounted PV system to help System Value: $55,000 Annual: $6,000 10.4 kWDC
Solar Install more than 200 LMI families, cut
Total Cost to School: $0 Lifetime: 30 SunPower 345-W
utility costs for the school, and
Grass Valley, CA, USA >$150,000 modules, 2 SolarEdge
provide educational demonstration
inverters
and training opportunities for
students

Hospitality House Rooftop grid-tied PV system to help System Value: $50,000 Annual: $4,500 14 kWDC
Homeless Shelter more than 200 LMI families and cut
Total Cost to Homeless Lifetime: 35 SunPower 345-W
utility costs for the homeless shelter
Grass Valley, CA, USA Shelter: $2,800 >$150,000 modules, 5 SunPower
360-W modules,
11.4kW SolarEdge HD
inverter

Yuba River Charter Ground-mounted PV system to help System Value: $65,000 Annual: $6,000 11 kWDC
Preschool Solar more than 200 LMI families, cut
Total Cost to School: $2,000 Lifetime: 32 SunPower 345-W
Install utility costs for the school, and
>$150,000 modules, SolarEdge
provide educational demonstration
Grass Valley, CA, USA HD inverter
and training opportunities for
students

Bitney College Prep Rooftop grid-tied PV system will System Value: $57,000 Annual: $6,000 12 kWDC
School Solar help 85 LMI families, cut utility costs
Total Cost to School: $0 Lifetime: 34 SunPower 350-W
for the school, and provide
Grass Valley, CA, USA >$150,000 solar modules,
educational opportunities for
SolarEdge inverters
students

Cura Orphanage Small solar charging system for System Value: $1,000 Annual: N/A 160 WDC
emergency lighting and USB
Nairobi, Kenya Total Cost to Orphanage: $0 Lifetime: N/A

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Project Name Estimated System Value Estimated System Size
Project Summary
and Location and Costs Savings and Details
devices to help 20 LMI families and 2 80-W solar modules,
provide security lighting 16 LED lights, 2 lithium-
ion batteries, USB
charging

Queen Elizabeth Funded construction of four System Value: $1,000 Annual: N/A 160 WDC
Nursery and Primary classrooms, including solar-powered
Total Cost to School: $0 Lifetime: N/A 2 80-W solar modules,
School lighting and communications kit for
16 LED lights, 2 lithium-
each classroom. Provides
Kihihi, Uganda ion batteries, USB
approximately 80 LMI families with
charging
improved educational opportunities
that promote life advancement.

Bwindi Community Portable solar lighting and USB System Value: $1,000 Annual: N/A 100 WDC
Hospital charging system for remote medical
Total Cost to Hospital: $0 Lifetime: N/A 2 50-W solar modules,
fieldwork, estimated to help
Buhoma, Uganda 16 LED lights, 2 lithium-
approximately 100 LMI families
ion batteries, USB
annually
charging

Private Organization Donation of used solar PV modules System Value: $15,000 Annual: N/A 20 kWDC
in support of Syrian war refugees
Salt Lake City, Utah, Total Cost to NGO: $0 Lifetime: N/A Assortment of used
USA solar PV modules of
various wattages

Private Charity Donation of 550 used solar PV System Value: $22,000 Annual: N/A 110 kWDC
modules in support of Haitian
Florida, USA Total Cost to NGO: $6,500 Lifetime: N/A 550 Used Sanyo 200-W
disaster relief
Solar PV modules

Source: Good Sun 2019; Cura Orphanage 2019; Eric Stikes, Good Sun, email, January 22, 2020

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6.3 Recycle PV Solar, LLC
Recycle PV Solar, LLC (hereinafter Recycle PV) is a solar consulting company headquartered in
California that sells used and repaired c-Si PV modules and BOS equipment at discounted rates
for secondary use and coordinates the recycling of decommissioned modules to recover valuable
materials. Recycle PV was founded in 2011 by solar industry experts who saw an opportunity to
divert PV modules from the landfill by selling PV modules to secondary use markets and
recycling decommissioned modules to recover valuable materials. 265

Customers may ship used PV modules to Recycle PV’s partner recycling facility in Arizona or
Recycle PV can arrange for pick up and transport for an additional fee. Once a module is
received, Recycle PV performs a spot-check to evaluate the module’s condition and determine its
reuse applications or EoL treatment. 266

Recycle PV sorts used modules into three categories: Batch A, Batch B, and Batch C. Modules
designated as Batch A are usually less than two years old with cosmetic or minor damage. To
qualify as Batch A, modules must be physically intact and test within 5% of their original power
specifications. Batch A modules are usually acceptable for almost any type of reuse application,
including grid-tied rooftop and ground-mounted installations. Modules designated as Batch B are
physically intact but may have additional damage that require physical modifications to the
module, such as fixing or replacing bent aluminum frames or damaged connecting electrical
wires. To qualify as Batch B, modules must test within 15% of their original power
specifications. If Batch B modules no longer meet UL certification after receiving physical
modifications, they are unsuitable for reuse in any grid-tied (e.g., rooftop, ground-mounted)
installations. However, these modules may be suitable for off-grid installations that do not
require UL certification. Modules designated as Batch C typically have physical damage, such as
broken glass, that is not cost-effective to repair. Batch C modules are recycled at Recycle PV’s
partner recycling facility in Arizona at a cost of $15 to 45 per module depending on the module’s
type, age, and condition. 267

7 Conclusion
The projected volume of early retired and EoL PV equipment in the United States presents not
only material management concerns but also domestic resource recovery and secondary market
opportunities. Recovered PV material could lead to domestic manufacturing opportunities,
reduce resource constraints, and increase supply chain security. PV equipment repair, reuse, and
recycling efforts can also reduce negative environmental impacts associated with the lifecycle of
a PV module, and lead to new and expanded markets and job creation in the United States.

However, today, there are technical, economic, and regulatory factors that inhibit a circular
economy for PV materials in the United States. In short, these factors impact the accessibility
and cost effectiveness of repair for reuse, direct reuse, and recycling options for PV equipment in
the U.S. and today PV equipment, such as modules are most often disposed of.

265
Sam Vanderhoof, CEO, Recycle PV Solar, LLC, teleconference, September 5, 2019
266
Sam Vanderhoof, CEO, Recycle PV Solar, LLC, teleconference, September 5, 2019
267
Sam Vanderhoof, CEO, Recycle PV Solar, LLC, teleconference, September 5, 2019

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Policy measures are needed to enable actors along the PV value chain to proactively and
collaboratively act to implement environmentally sustainable management decisions for PV.
Government-funded R&D and analysis could lead to the design of more durable, more easily
repaired, reused, and recycled PV modules, and to more efficient and cost-effective
repair/reuse/recycling products, business models and services. R&D and analysis could also
enable private investment in the early stages of new and expanded PV market opportunities by
providing answers to questions that could help alleviate market and regulatory uncertainty.
Clearly defined federal and state regulations could mandate and incentivize PV module and BOS
equipment reuse and resource recovery. In addition, changes to the current regulatory scheme for
managing solid and hazardous waste could reduce the barriers associated with the handling,
transport, accumulation, storage, and processing of PV modules and BOS equipment destined
for recycling and resource recovery as compared to disposal.

Although the scope of this report is limited to PV circular economy drivers, barriers, and
enablers, as well as regulatory and policy considerations in the United States, future research
could analyze and address international efforts to repair/reuse/recycle PV system equipment.
Future research concerning international efforts aimed at PV module repair/reuse/recycling could
further inform efforts in the United States to alleviate market and regulatory uncertainty and
expand market opportunities by analyzing the impact of policy and regulatory control already
implemented or in development in other countries. In addition, future research analyzing
repair/reuse/recycling regulatory and policy initiatives for other products (such as construction
material), which have already been implemented, may help further inform our understanding of
the drivers, barriers, and enablers to a circular economy for PV materials.

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United States: Opportunities and Challenges. NREL/TP-6A20-73363. Golden, CO: NREL. July
2019. https://www.nrel.gov/docs/fy19osti/73363.pdf.

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Solar ABCs (Solar America Board for Codes and Standards). 2011. “Impacts on Photovoltaic
Installations of Changes to the 2012 International Codes.”
http://www.solarabcs.org/about/publications/reports/2012Codes/pdfs/ABCS-22whitepaper.pdf.

Stolz, Philippe, Rolf Frischknecht, Karsten Wambach, Parikhit Sinha, and Garvin Heath. Life
Cycle Assessment of Current Photovoltaic Module Recycling. International Energy Agency
Photovoltaic Power Systems Programme. IEA PVPS Task 12. Report #T12-13:2018. 2018.
ISBN 978-3-906042-69-5. http://iea-pvps.org/index.php?id=461.

Sun, Xiaojing, Lindsay Cherry, and Molly Cox. 2020a. “Foresight 20/20: Solar Supply Chain,
Systems and Technology.” Wood Mackenzie. January 2020. https://www.woodmac.com/our-
expertise/focus/Power--Renewables/solar-systech-foresight-
2020?utm_source=gtm&utm_medium=article&utm_campaign=wmpr_fs2020systech.

Sun, Xiaojing, Colin Smith, and Ravi Manghani. 2020b. “Coronavirus: U.S. Solar PV Supply
Chain and Utility Scale Market Risk.” Wood MacKenzie. March 2020.

Tura, Nina., Jyri Hanski, Tuomas Ahola, Matias Stahle, and Sinia Piiparinen. “Unlocking
Circular Economy Business: A Framework of Barriers and Drivers.” Journal of Cleaner
Production 212 (March 2019): 90-98. https://www.sciencedirect.com/science/article/pii
/S0959652618336059.

Tsanakas, John A., Arid van der Heide, Tadas Radavicius, Julius Denafas, Elizabeth Lemaire,
and Ke Wang. “Towards a circular supply chain for PV modules: Review of today’s challenges
in PV recycling, refurbishment, and recertification. Progress in Photovoltaics. (June 2020). 28:6.
https://onlinelibrary.wiley.com/doi/10.1002/pip.3193.

UL (UL LLC.). 2004. “UL 790 Standard Test Methods for Fire Tests of Roof Coverings.”
https://standardscatalog.ul.com/standards/en/standard_790_8.

———. 2010. “1741 Standard for Inverters, Converters, Controllers and Interconnection System
Equipment for Use with Distributed Energy Resources.” Accessed September 19, 2019:
https://standardscatalog.ul.com/standards/en/standard_1741_2.

———. 2013. “UL 1703 Standard for Safety for Flat-Plate Photovoltaic Modules and Panels.”
https://standardscatalog.ul.com/standards/en/standard_1703_3.

_____. 2019. “1974 Standard for Evaluation for Repurposing Batteries.” Accessed September
19, 2019. https://standardscatalog.ul.com/ProductDetail.aspx?productId=UL1974.

USGS (United States Geological Survey). 2020a. “Copper.” Mineral Commodity Summaries.
January 2020. https://pubs.usgs.gov/periodicals/mcs2020/mcs2020-copper.pdf.

———. 2020b. “Aluminum.” Mineral Commodity Summaries. January 2020.


https://pubs.usgs.gov/periodicals/mcs2020/mcs2020-aluminum.pdf.

———. 2020c. “Tellurium.” Mineral Commodity Summaries. January 2020.


https://pubs.usgs.gov/periodicals/mcs2020/mcs2020-tellurium.pdf.

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Weckend, Stephanie, Andreas Wade, and Garvin Heath. End-of-Life Management: Solar
Photovoltaic Panels. International Renewable Energy Agency and International Energy Agency
Photovoltaic Power Systems. IEA-PVPS Report Number T12-06:2016. http://iea-
pvps.org/fileadmin/dam/public/report/technical/IRENA_IEAPVPS_End-of-
Life_Solar_PV_Panels_2016.pdf.

Wesoff, Eric and Becky Beetz. “Solar Panel Recycling in the U.S.: A Looming Issue that Could
Harm Industry Growth and Reputation.” PV Magazine. December 3, 2020. https://pv-magazine-
usa.com/2020/12/03/solar-panel-recycling-in-the-us-a-looming-issue-that-could-harm-growth-
and-reputation/.

Wholesale Solar. 2011. www.wholesalesolar.com/solar-panels.html.

WSDE (Washington State Department of Ecology). 2020. Manufacturer Plan Guidance for the
Photovoltaic Module Stewardship Program. Accessed June 3, 2020:
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______. n.d. "Universal Waste." Accessed September 30, 2020.


https://ecology.wa.gov/Regulations-Permits/Guidance-technical-assistance/Dangerous-waste-
guidance/Common-dangerous-waste/Universal-waste.

———. Conditional Exclusion for Electronic Wastes. 2007.


https://fortress.wa.gov/ecy/publications/documents/0204017.pdf.

Xu, Yan, Jinhui Li, and Quanyin Tan. “Global Status of Recycling Waste Solar Panels:
A Review.” Waste Management 75 (February 2018): 450-58.
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anels_A_review.

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9 Legislative and Executive Documents
Executive Orders
Exec. Order No. 13817, 82 Fed. Reg. 60835 (2017), A Federal Strategy to Ensure Secure and
Reliable Supplies of Critical Minerals.

Federal and State Statutes


42 U.S.C. §§ 6901-6992k (1976), Resource Conservation and Recovery Act.

49 U.S.C. §§ 5101-5128 (1970), Hazardous Materials Transportation Act.

Wash. Rev. Code § 70A.510.010 (2017), Photovoltaic module stewardship and takeback
program.

Cal. Health and Safety Code § 25189 (2018).

Federal and State Regulations


40 C.F.R. § 19.4, 40 CFR § 19.4 - Statutory Civil Penalties, As Adjusted for Inflation, and
Tables

40 C.F.R. §§ 239-282, Solid Wastes.

40 C.F.R. §§ 171-80, Hazardous Materials Regulations.

49 C.F.R. §§ 107.1-809, Hazardous Materials Program Procedures.

Universal Waste Rule, 60 Fed. Reg. 25,492, 25,492 (May 11, 1995) (to be codified at 40 C.F.R.
Parts 9, 260, 261, 262, 264, 265, 266, 268, 270, and 273).

N.J. Admin. Code § 7:26A-1.3 (2017).

Wash. Admin. Code § 173-303-040 (2019).

Cal. Code Regs. tit. 22 §§ 66260.1 – 66260.12, Hazardous Waste Management System: General,
Definitions (2020).

Cal. Code Regs. tit. 22 § 66261.9, Requirements for Universal Waste (2020).

Cal. Code Regs. tit. 22 §§ 66273.1 – 66273.101, Standards for Universal Waste Management
(2020).

Cal. Code Regs. tit. 24, §§ 110.10 (2019).

State Session Laws


2019 N.J. Sess. Law Serv. Ch. 215 (West).

2019 N.C. Sess. Law 2019-132.

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State Bills
H.B. 1333, 31st Leg., Reg. Sess. (Haw. 2021).

H.B. 5525, 2021 Leg., Reg. Sess. (R.I. 2021).

S.B. 207, 2021-2022 Leg., Reg. Sess. (Cal. 2021).

S.B. 5939, 65th Leg., 3rd Spec. Sess. (Wash. 2018).

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This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.
10 Interviews
Cara Libby. Electrical Power Research Institute. Email. January 14, 2021.

Daniel Stoehr. Daniels Training Services, Inc.. Teleconference. August 30, 2019.

Eric Stikes and Vince Lucia. Good Sun. Teleconference. August 26, 2019.

Eric Stikes. Good Sun. Email. January 22, 2020.

Eric Stikes. Good Sun. Email. May 3, 2019.

Evelyn Butler. Solar Energy Industries Association. Teleconference. February 8, 2019.

Gary Winslow. MiaSolé. Email. March 12, 2019.

John Martorano. Magnum Computer Recycling. Teleconference July 31, 2019.

Jordan Rivera. U.S. Department of Transportation, Headquarters. Email. September 30, 2020.

Matthew Garamone. Environmental Management Services, LLC., and Parikhit Sinha. First Solar.
Teleconference. March 4, 2019.

Matthew Garamone. Environmental Management Services, LLC., and Parikhit Sinha. First Solar.
Teleconference. August 26, 2019.

Neal Suchak. U.S. Department of Transportation, Headquarters. Email. September 30, 2020.

Parikhit Sinha. First Solar. Email. August 26, 2019.

Paulina Kolic. CalRecycle. Email. September 6, 2019.

Sam Vanderhoof. Recycle PV. Teleconference. September 5, 2019.

Teresa Bui. CalRecycle. Email. January 8, 2021.

Tim Kimmel. Cleanlites Recycling. Teleconference. March 5, 2019.

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This report is available at no cost from the National Renewable Energy Laboratory (NREL) at www.nrel.gov/publications.

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