Answers To Problems & Question Bank For Syntax (4th Edition) by Andrew Carnie
Answers To Problems & Question Bank For Syntax (4th Edition) by Andrew Carnie
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Generative Grammar
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0. TOPICS COVERED IN THIS CHAPTER
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This chapter covers some of the basic philosophical issues of syntactic theory.
a) Syntax as a science
b) Syntax as a part of cognitive science
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c) I-language vs. E-language
d) Competence vs. performance
e) Human Language Capacity (HLC)
f) The scientific method
The distribution of person, number agreement in anaphors is used as an example.
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Textbook:
• Adjusted examples to be more inclusive
• Distinguished Syntax the discipline from Syntax the grammatical object
• Reorganization: section on Scientific method brought forward.
• Changed the Language/language distinction to i-language and e-language. Switched to a more
oom
Workbook
• Reworked and updated WBE3 on corpora
• Added WBE5 i-language vs. e-language
Some instructors have expressed to me the desire to do this chapter last instead of first. This is a matter of
personal taste. If you leave it until last, then you will want to review number and agreement and the notion
of anaphor before you do chapter 5 and will probably want to discuss evaluation metrics (levels of
adequacy) before you do chapter 13. Parameter setting should be reviewed before chapter 6. The things
that I would review in class before going on to chapter 2 include prescriptive vs. descriptive rules, and
basic syntactic methodology and perhaps innateness.
My description of the scientific method will undoubtedly cause some people to raise their eyebrows.
Of course, scientific investigation does not necessarily begin with data. (In fact, some people claim that it
never does.) Often a hypothesis precedes any data gathering. However, from the perspective of the student,
I think it is important to perceive the data as being the primary driving force behind linguistic science. So,
I made this simplification for pedagogic reasons.
Clearly, these examples demonstrate that the prescriptive rule against split
infinitives does not accord with native speaker intuitions. As scientists,
our job is to describe linguistic facts, not legislate them; prescriptive
rules are of little interest in this endeavor.
Chapter 1: Generative Grammar 7
Part 1. The data indicate that grammatical gender and number are the key
determinant of English verb agreement forms. The point is that the referent,
for whom personal gender and biological sex are uniquely determined, is the
same in both (a-b) and (c-d). What differs is the expression referring to
that referent. When the personal name Chris is used, the verb shows 3rd
singular agreement, while the pronoun they, with grammatically plural number,
triggers 3rd plural agreement.
Part 2. For determining the choice of the first part of the anaphor (them-),
personal gender seems to be the determining factor. The key point is that the
anaphor form does not depend on the form of the expression for the subject,
but reflects properties of the referent. This differs from the determination
of subject-verb agreement, as seen in Part 1.
Part 4. A revised hypothesis taking into account the observations above must
be formulated separately for the two dialects seen in Part 3.
Dialect 1: an anaphor must agree in person, personal gender, and grammatical
number with its antecedent.
Dialect 2: an anaphor must agree in person, personal gender, and personal
number with its antecedent.
GPS4. JUDGMENTS
a) Performance
b) Competence
c) Performance
d) Performance (or both?)
e) Competence
8 Syntax 4E: Instructor's Handbook
Typical answers:
Learned: Reading, writing, mathematics, modern dance, the rules of basketball,
driving.
Acquired: walking, facial recognition, sexuality, taste in food.
Other answers are, of course, possible.
GPS7. UNIVERSALS
Common answers include: shared world-view and perception of the way the world
works; a common ancestor language; convergent evolution under similar conditions
of use and acquisition; the idea that syntactic structures reflect some natural
or logical order in the exterior world.
GPS8. INNATENESS
It is really hard to come up with a good answer to this question, which is the
point of the question. It is hard to come up with an argument against innateness,
which suggests the hypothesis is likely correct! The best common answer I’ve
seen suggests performing an unethical experiment where one exposes a child to
a language that violates UG.
a) descriptive
b) observational
c) explanatory
CPS1. PRESCRIPTIVISM
CPS2. ANAPHORA
Part 1: The antecedent must precede the anaphor and agree in person, gender and
number.
Part 2: The antecedents here are (or contain) quantifiers. Based on the data shown
here, they allow any gender or number to appear on the anaphor. Note,
however, that they are both grammatically singular, in that they both
Chapter 1: Generative Grammar 9
CPS3. YOURSELF
There are several directions students could take with this question. At a
minimum, they should consider the full set of possibilities for singular and
plural nouns in both the real subject and intervener positions. Other wrinkles
could include extending the intervener with a further prepositional phrase
(e.g., The readiness of our conventional forces in peacetime is/are at an all-
time low), and varying number in that position as well. Another way to test
the hypothesis would be to investigate questions in which the agreeing verbal
element appears before the subject (e.g., Are the readiness of our conventional
forces at an all-time low?).
Students may hold various opinions on how best to run such an experiment:
some will insist on careful experimental procedure and design, with large
numbers of subjects to gather reliable data. Others will be satisfied with an
informal consultation of their own judgments.
CPS5. OFF WE GO
Using the (overly) simple distinction between stative verbs and motion verbs,
it appears that the construction in question is restricted to motion verbs.
Students may notice interesting subtleties here: for example, there is a phrasal
verb go off, which can mean “explode”: The bomb went off. But off it went
apparently cannot be used to express this meaning, and must instead indicate
directional motion.
CPS6. JUDGMENTS
This question requires a fair amount of creativity on the part of the student,
so I can't give you a definitive answer here. (I doubt most linguists would say
there is a definitive answer anyway.) In short none of the equivalents are
necessarily incompatible with UG (in fact they all require something innate
even if it is just a good statistical learning mechanism); they mostly vary in
the degree to which innateness is involved in grammar.
The important thing about prescriptive rules is that they must be learned
explicitly; they exist because some language “expert” perceived a need to
correct a common “error.” But, of course, if Language really is an instinct,
we already know how to do it, so to speak; we do not need additional pointers
from the experts. From this perspective, prescriptive rules are as useful as
advice from experts on how to grow your organs, say, something the body already
knows how to do on its own.
CPS11. LEARNING
Q 1: Positive evidence for pro-drop can only come in the form of hearing
sentences without subjects.
Q 2: The default setting must be non-pro-drop.
Q 3: This is a difficult question; on the face of it, this is exactly the sort
of trigger that should lead children to analyze English as pro-drop. One
way around this problem is to note that imperatives are special in several
ways, including prosody and (lack of) agreement. Or perhaps innate
instructions tell children to ignore imperatives when determining the
pro-drop parameter.
12 Syntax 4E: Instructor's Handbook
0. INTRODUCTION
This chapter focuses on parts of speech and how they are determined (on the basis of distribution, rather
than semantically). Among the lexical categories, subcategories are distinguished on the basis of features.
If you skip this chapter you will want to review the basic ideas of subcategorization before doing chapters
3, 6, 8 and 9.
2. INTRODUCTION
Unlike the first edition I do distinguish adjectives from adverbs. Enough of you were annoyed with me
about the A category in the first edition that I've caved to pressure. This makes the rules in chapter 3
considerably more complex than the ones in the first edition. Honestly though, I still don't believe in the
distinction, because distributionally they have so much in common.
Workbook
New problem sets:
• WBE2: Irish Morphology
• WBE3: Abaza
• WBE4: Edo
• WBE13: English Pronouns
14 Syntax 4E: Instructor's Handbook
The lamps had been lit, but the blinds had not been drawn, so that (I) could
see Holmes as (he) lay upon the couch. (I) do not know whether (he) was seized
with compunction at that moment for the part (he) was playing, but (I) know
that (I) never felt more heartily ashamed of (myself) in my life than when (I)
saw the beautiful creature against (whom)(I) was conspiring, or the grace and
kindliness with (which) (she) waited upon the injured man. And yet (it) would
be the blackest treachery to Holmes to draw back now from the part (which) (he)
had entrusted to (me). (I) hardened my heart, and took the smoke-rocket from
under my ulster. After (all), (I) thought, (we) are not injuring (her). (We)
are but preventing (her) from injuring (another).
lamps, blinds, (I), Holmes, (he), couch, (I), (he), compunction, moment, part,
(he), (I), (I), (myself), life, (I), creature, (whom), (I), grace, kindliness,
(which), (she), man, (it), treachery, Holmes, part, (which), (he), (me), (I),
heart, smoke-rocket, ulster, (all), (I), (we), (her), (We), (her), (another).
GPS2. VERBS
The lamps had been lit, but the blinds had not been drawn, so that I could see
Holmes as he lay upon the couch. I do not know whether he was seized with
compunction at that moment for the part he was playing, but I know that I never
felt more heartily (ashamed) of myself in my life than when I saw the beautiful
creature against whom I was conspiring, or the grace and kindliness with which
she waited upon the (injured) man. And yet it would (be) the blackest treachery
to Holmes to draw back now from the part which he had entrusted to me. I hardened
my heart, and took the smoke-rocket from under my ulster. After all, I thought,
we are not injuring her. We are but preventing her from injuring another.
lit, drawn, see, lay, know, seized, playing, know, felt, (ashamed), saw,
conspiring, waited, (injured), (be), draw, entrusted, hardened, took, thought,
injuring, preventing, injuring
The lamps had been lit, but the blinds had (not) been drawn, so that I could
see Holmes as he lay upon the couch. I do not know whether he was seized with
compunction at that moment for the part he was playing, but I know that I never
felt more heartily ashamed of myself in my life than when I saw the beautiful
creature against whom I was conspiring, or the grace and kindliness with which
she waited upon the injured man. And yet it would be the blackest treachery to
Holmes to draw (back) now from the part which he had entrusted to me. I hardened
my heart, and took the smoke-rocket from under my ulster. After all, I thought,
we are (not) injuring her. We are (but) preventing her from injuring another.
Chapter 2: Parts of Speech 15
GPS4. PREPOSITIONS
The lamps had been lit, but the blinds had not been drawn, so that I could see
Holmes as he lay upon the couch. I do not know whether he was seized with
compunction at that moment for the part he was playing, but I know that I never
felt more heartily ashamed of myself in my life than when I saw the beautiful
creature against whom I was conspiring, or the grace and kindliness with which
she waited upon the injured man. And yet it would be the blackest treachery to
Holmes to draw (back) now from the part which he had entrusted to me. I hardened
my heart, and took the smoke-rocket from under my ulster. After all, I thought,
we are not injuring her. We are but preventing her from injuring another.
upon, with, at, for, of, in, against, with, upon, to, (back), from, to, from,
under, after, from
Students are asked to give only the Adjs, Advs, Ns, Ps, and Vs. They are not
asked for Determiners or Ts.
unattractive description.
Adj N
GPS6. NOOTKA
1) N
2) V
3) V
4) N
5) First position in the sentence is a verb, and verbs take –ma ending. Second
position in a sentence is a noun, and nouns take -ʔi suffix.
16 Syntax 4E: Instructor's Handbook
6) The same word functions as different parts of speech in the same language.
Students may note that this is not so exotic; work and man may be both verbs
and nouns in English as well: to work, the work; a man, to man (e.g., to man
the defenses, though with a different meaning here).
The categories appear below the words. The categories D, T, Neg, Conj, C, and
P are all closed class functional categories, so not marked as such below to
save space. Likewise, only the closed lexical categories (here, pronouns) are
marked for open/closed class below as N-c
volume, we have no doubt that its editors will meet with the
N N-c T D N C D N T V P D
All closed classes allow some small measure of innovation, but interjections
seem to allow more than usual. For example, we find the recent introduction of
LOL to indicate that the speaker finds humor (perhaps replacing hee hee or ha!)
You will be surprised at the variety of responses students will give. A number
of alternatives are reasonable in some cases; these are indicated where they
are known to me.
There will be some variability in the answers here. The canonical usages of the
verb are represented in bold. I’d assume that the bold-faced ones were the
minimum a student would give. Implicit arguments can play a little havoc with
students’ answers. I’d take this exercise as a means for opening up discussion
about whether the verb eat in I ate and I ate an apple is the same or not.
spray V[NP__NP PP] (ditransitive type 2) I sprayed the wall with paint.
V[NP__NP] (transitive type 1) I sprayed the bullets.
send V[NP__NP {NP/PP}](ditransitive type 3), I sent him the message/the message
to him.
Some people may come up with I sent a message. This probably has an
implicit goal. Implicit arguments are what make this problem set a
little tricky. I’d accept this simple transitive too.
This question relies on creativity on the part of students. One answer is that
the words can simply be of either category (Adj or N). Another possible answer
is that the examples without an overt noun head have a silent noun, something
like a null version of "one", or that there is a null nominalizer. Very good
students will notice that Canadian and prudish don’t work exactly alike. You
can say “the very prudish” but “?the very Canadian” sounds odd (but may have an
interpretation like “the very Canadian among us” meaning those people with
Canadian characteristics). Canadian can be pluralized (the Canadians), which
really suggests it’s a noun, whereas prudish can’t: *the prudishes.
Interestingly, this behavior carries over to the –ish in words like British:
one can say “?the very British”, as noted for Canadian above, but not *the
Britishes (though note the possible clipped form: the Brits).
Part 1. Based on the distributional criteria set out in the text, these should
be Adjs.
20 Syntax 4E: Instructor's Handbook
Part 2. These items do not behave at all like other Adjs, not allowing
comparatives or adverbial modification. Note further that there are adjectival
forms of these words (leathery, watery).
How do we resolve this? This is a challenge question, so you can expect a variety
of answers. There are several possible solutions: (a) these are really compounds,
combining with the head noun to form a single N, or (b), these are really nouns,
but that our PSR system is wrong. This kind of issue makes for a really nice
way to transition into X-bar theory, where categories are less important and
the complement/adjunct distinction takes precedence. Note that examples like
these will crop up repeatedly in the tree-drawing exercises in later chapters;
if you want your students to use a consistent analysis of such forms, this is a
good opportunity to present your favored solution.
(Note: there is an unfortunate misalignment of the glosses with the words for
this example in the text: thíkʌ means “that”, and o-’neróhkw-a’ means “NEUT-
box-NOMINALIZER”.)
Part 1. Based on the morphology they take, it appears that rak is a verb, and
‘neróhkw is a noun.
Part 2. The challenge here is that it is not clear if part of speech is relevant
for parts of a word, rather than whole words. This is a complicated topic having
to do with the proper boundaries between syntax and morphology; you may expect
creative answers here. The simple answer is that it is part of a complex verb.
CPS4. INTENSIFIERS
Part 1. Generally speaking, intensifiers form a closed class. But students might
notice some recent innovations in this class like hella (and lowkey?), which
might lead them to conclude it’s open class.
This of course suggests that complementary distribution doesn't work for part
of speech categories, which is one of the reasons I think that many researchers
don't use part of speech categories anymore. But, of course, they are in
practical use all the time. This question is meant to make your students
critically evaluate the material in the main body of the text.
Chapter 2: Parts of Speech 21
This problem is tricky, because of course the position of adverbs is fairly free
in English. If a student puts stress or focus on an adverb, then it can also
shift in position or if they place a “comma pause” before or after the adverb
then positioning becomes quite free. This makes the data fairly murky. The
judgments definitely fall into the category of “subtle”.
As with other Challenge exercises, this problem set should be viewed
primarily as a means to get the students to think critically about the data and
about the methodologies described in the chapter rather than having a “right”
or “wrong” answer. Here’s what I think, but answers may vary wildly from this:
Parts 1 & 2
TP scope adverbs like yesterday (every day, etc.) can appear before the subject
or at the end of the sentence, but not in any of the intermediate positions
Yesterday, I gave a waffle to Bill
I gave a waffle to Bill yesterday
*I had yesterday eaten the apple
*I gave a waffle yesterday to bill
The temporal adverbs frequently, always and again (as well as often) can appear
in pretty much any position (with slightly different interpretations):
Frequently I give books to charity
I frequently give books to charity
I give books frequently to charity
I give books to charity frequently
Always, I give books to charity
I always give books to charity
?I give books always to charity
I give books to charity always
Again, I gave books to charity
I again gave books to charity
I gave books again to charity
The aspectual adverb almost is generally only ok right before the verb, although
a comma pause will license it at the end of a sentence.
*Almost I gave it to him
I almost gave it to him
*I gave it almost to him
?*I gave it to him, almost
Adverbs that express speaker attitude and/or mood, such as frankly, evidently,
hopefully, luckily, necessarily, probably, and certainly can appear initially,
after T and at the end of the sentence. They typically don’t appear between an
object and PP in ditransitives. The sentence final orders get decidedly better
with a comma pause.
Frankly, I hate baseball.
Evidently, Bill hates baseball.
Hopefully, Bill eats meat.
Necessarily, we bought the cheapest car.
Probably, he didn’t notice.
Certainly, we love doing linguistics.
22 Syntax 4E: Instructor's Handbook
Part 3
Initial Position: Generally speaking having more than one adverb in this
position is difficult. In particular adverbs like yesterday and those like
always are incompatible on semantic grounds. To the extent that having more
than one adverb is possible, and this is generally only the case with large
Chapter 2: Parts of Speech 23
comma pauses, temporal adverbs like yesterday and modal adverbs like frankly
are freely ordered:
Yesterday, frankly, I was sick of his drunken behavior.
Frankly, yesterday I was sick of his drunken behavior.
Final Position: with neutral stress and focus, multiple adverbs are difficult.
I think the order is typically manner > aspectual > temporal. The position of
modal adverbs seems to be highly dependent upon stress and focus.
I give him his medicine earnestly often every day
Between T and V: modal > aspectual > manner > almost. (Keeping in mind that
such sentences are pragmatically odd, and you can force reorderings with
prosodic cues.)
I hopefully often intently almost reach the finish line.
two > big > thick > desperate > young > scaly > blue
CPS8. ANIMACY
Part 1: This can be described by insisting that buy requires that, when it
appears in the frame [NP1 __ NP2 NP3], NP2 must be animate.
Its feature structure could be described as: V [NP __ NP[+anim] NP], V[NP __ NP
PP], alternately V {[NP __ NP[+anim] NP]/[NP __ NP PP]}, or V [NP __ {NP[+anim] NP
/ NP PP}].
Part 2: The dative marker a appears when the direct object of the verb is
animate. We could capture this fact with a feature structure like the following:
vimos V[NP __ {NP-anim/NP+anim+dat}].
In (ii), the verb eat appears without any direct object. In the text, it
was suggested that there are simply two verbs eat, one transitive and one
24 Syntax 4E: Instructor's Handbook
intransitive. But notice that in (ii), it is understood not just that I ate
something, but indeed that I ate something typical (say, a meal). Crucially,
(ii) cannot readily refer to atypical kinds of eating – say, a circus performer
eating glass. This suggests that a more refined analysis may be appropriate,
wherein a verb’s argument structure is more fixed than suggested previously,
but arguments may be implicit under certain circumstances. Much more would
have to be said to spell this out (especially with respect to subjects, which
cannot be dropped like other arguments).