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Patrick Macklem
1
1
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For Courtney
Contents
Acknowledgments ix
1. Field Missions 1
Human Rights as Moral Concepts 3
Human Rights as Political Concepts 13
Human Rights as Legal Concepts 18
The Plan of the Book 26
vii
viii Contents
i first conceived of this book when I was a Fellow at the School of Social
Science at the Institute for Advanced Studies in Princeton, New Jersey. Many
thanks to Danielle Allen, Joan Scott, and Michael Walzer for their gracious hos-
pitality and our countless conversations that shaped this project at its outset. I also
wish to thank my colleagues at the Faculty of Law, University of Toronto, an insti-
tution with an unparalleled group of international legal scholars and legal theorists
from whom I have learned so much.
Over the years, I have had discussions about the various themes and arguments
that comprise this book with many friends and colleagues. Thanks to Roy Adams,
Andrew Arato, Jutta Brunée, Vincent Chiao, Jean Cohen, Dennis Davis, Ron
Daniels, David Dyzenhaus, Karen Engle, Willy Forbath, Evan Fox-Decent, Judy
Fudge, Michael Ignatieff, Karen Knop, Brian Langille, Frédéric Mégret, Ed Morgan,
Guy Mundlak, Anne Norton, Jennifer Orange, Umut Özsu, Gaetano Pentassuglia,
Kerry Rittich, Michel Rosenfeld, Brad Roth, András Sajó, Kim Scheppele, Brian
Tamanaha, Balázs Tóth, and Renata Uitz, as well as, of course, Michael Trebilcock,
for always advising to throw deep. Special thanks go to Patrick Healy, Courtney
Jung, Zoran Oklopcic, Arthur Ripstein, David Schneiderman, and the two anony-
mous reviewers at Oxford University Press, all of whom read the entire manuscript
with care and provided me with invaluable comments and advice. I am also grate-
ful to Evan Rosevear and especially Patrick Healy for their research assistance, and
Nancy Bueler for her exceptional administrative assistance. I would also like to
thank the Social Sciences and Humanities Research Council of Canada, for provid-
ing me with valuable research funding.
ix
x Acknowledgments
Parts of the book build on but significantly revise work previously published in
the International Journal of Constitutional Law, the London Journal of International
Law, the London Review of International Law, the McGill Law Journal, and the
Michigan International Law Journal, and I am grateful for their permission to use
this material. I would also like to thank Blake Ratcliff and Alden Domizio, both of
Oxford University Press, and Cassie Tuttle, Arun Kumar Vasu, and Enid L. Zafran
for skillfully shepherding the manuscript to publication.
I could not have completed this project without the enduring love I receive from
my family, especially my wonderful children, Riel, Sam, Serena, and Peter. But my
greatest debt is to Courtney Jung, my heart and soul mate, for filling my life with
love and purpose.
1
F IEL D M I S S IO N S
human rights are the vocabulary of justice for our globalizing world. They
frame our moral conceptions of obligations to friends and strangers, they shape our
political judgments about the nature and exercise of economic and political power,
and they help us distinguish legal acts from arbitrary violence and coercion. Human
rights frame the moral, shape the political, and distinguish the legal in places as local
and diverse as the family, the school, the workplace, the community, the nation, and
the State. But their true significance lies in their status as international legal entitle-
ments that call for radical revision of the ways in which international law organizes
global politics into an international legal order.
What it means to speak of human rights in this way is the subject of this book.
I offer a legal theory of human rights in international law that defines their nature
and purpose in terms of their capacity to monitor the structure and operation of
the international legal order. On this account, human rights require the interna-
tional legal order to attend to pathologies of its own making. They monitor the dis-
tribution and exercise of sovereign power to which international law extends legal
validity. They impose obligations on sovereign and other legal actors to exercise the
authority they receive from international law in ways that respect the rights of all.
They mobilize critical judgment on international law’s participation in the perpetu-
ation of global economic inequality. They generate international legal duties on all
of us to improve the social and economic conditions of impoverished people around
the world.
1
2 The Sovereignty of Human Rights
Devoted to the protection and promotion of human rights deemed to possess inter-
national legal significance, international human rights law comprises a variety of
sources and instruments, including the United Nations Universal Declaration of
Human Rights, various international and regional treaties, principles of custom-
ary international law, and general principles of international law. Adopted and
proclaimed by the General Assembly of the United Nations in 1948, the Universal
Declaration, as its title suggests, is universal in tone and aspiration, declaring that
“all members of the human family,” by virtue of their equal worth and dignity, share
certain fundamental human rights.1 These include rights to property, life, liberty
and security of the person; equal protection of the law; freedom of thought, opin-
ion, expression, religion, assembly, and association; rights to social security, educa-
tion, work, and an adequate standard of living; and rights of cultural membership
and political participation. Although the Universal Declaration technically is not
legally binding on States, its adoption marked the formal genesis of a profound
structural transformation of the international legal order. What was previously a
legal system almost exclusively devoted to providing legal form to relations between
and among sovereign States, international law began to lay claim to the power to
regulate relations between States and individuals and groups.
1
Universal Declaration of Human Rights, G.A. Res. 217A(III), U.N. Doc. A/RES/217(III) (Dec. 10, 1948).
4 The Sovereignty of Human Rights
2
International Covenant on Civil and Political Rights, U.N. Doc. A/6316 (1966), 999 U.N.T.S. 171 (entered
into force Mar. 23, 1976) (ICCPR); International Covenant on Economic, Social and Cultural Rights, U.N.
Doc. A/6316 (1966), 993 U.N.T.S. 3 (entered into force Jan. 3, 1976) (ICESCR).
3
International Convention on the Elimination of All Forms of Racial Discrimination, U.N. Doc. A6014
(1966), 660 U.N.T.S. 195 (entered into force Jan. 4, 1969); Convention on the Elimination of All Forms of
Discrimination Against Women, U.N. Doc. A/34/46 (1979), 1249 U.N.T.S. 14 (entered into force Sept. 3,
1981); Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment,
U.N. Doc. A/39/46 (1984), 1914 U.N.T.S. 519 (entered into force June 26, 1987); Convention on the Rights
of the Child (1989), 1577 U.N.T.S. 43 (entered into force Sept. 2, 1990); International Convention on the
Protection of the Rights of All Migrant Workers and Members of Their Families (1990), U.N. Doc. A/45/49
(entered into force July 1, 2003).
4
For an assessment of the effectiveness of these treaty bodies, see James Crawford, The UN Human Rights
Treaty System: A System in Crisis?, in The Future of UN Human Rights Treaty Monitoring
(Philip Alston & James Crawford eds., 2000).
5
The Committee on the Elimination of Racial Discrimination (CERD), the Committee Against Torture
(CAT), and the Committee on the Elimination of Discrimination Against Women (CEDAW) also pos-
sess the power to hear individual complaints. This procedure applies only to States parties who have made a
declaration accepting the competence of the Committee in this regard.
6
CAT, the Committee on Migrant Workers (CMW), CERD, and the Human Rights Commission possess
this authority. CEDAW, CAT, and CMW also provide for disputes between States concerning interpreta-
tion or application of the Convention to be resolved in the first instance by negotiation or, failing that,
Field Missions 5
Committee against Torture, may, on their own initiative, initiate inquiries if they
have received reliable information about serious human rights violations.7
Paralleling the international proliferation of human rights instruments and insti-
tutions are similar developments at the regional level, with the adoption of both
general and specific human rights treaties in Europe, Africa, and the Americas,
and the establishment of institutions responsible for treaty oversight, elaboration,
and enforcement.8 Adding further to the complexity of the field is the domestic
legal significance of international and regional human rights commitments. Judges
around the world are borrowing relatively freely and with increasing regularity from
international, regional, and foreign sources to assist in their interpretive tasks.9 The
relation between the domestic and international legal spheres increasingly involves
“not merely the transmittal of the international, but a process of translation from
international to national” that possesses the capacity to “produce new meanings.”10
Despite the multiplicity of its constituent legal sources and instruments, the
dominant approach to the normative foundations of international human rights
law conceives of human rights as moral entitlements that all human beings possess
by virtue of our common humanity. What constitutes a human right, according
to this approach, is not determined by a positive legal instrument or institution.
Human rights exist prior to and independent of positive international human rights
law. Just because a legal order declares something to be a human right does not
make it so. Conversely, the fact that a human right does not receive international
legal protection does not mean that it is not a human right. The existence or non-
existence of a human right rests on abstract features of what it means to be human
by arbitration. One of the States involved may refer the dispute to the International Court of Justice if the
parties fail to agree to arbitration terms within six months. States may exclude themselves from this proce-
dure by making a declaration at the time of ratification or accession, in which case, in accordance with the
principle of reciprocity, they are barred from bringing cases against other States.
7
CERD also possesses this authority. Inquiries may only be undertaken with respect to States parties who
have recognized the competence of the relevant Committee in this regard.
8
Regional instruments include the European Convention for the Protection of Human Rights and
Fundamental Freedoms (1950), 213 U.N.T.S. 221 (entered into force Sept. 3, 1953); the American Convention
on Human Rights, OR OEA/Ser.L.V/II.82/Doc.6, rev.1 (1992); the Organization of African Unity (1963;
disbanded and replaced by the African Union, 2002); and the African Charter on Human and Peoples’
Rights (1981), AU Doc. CAB/LEG/67/3 rev.5, 21 I.L.M. 58 (entered into force Oct. 21, 1986).
9
See generally The Migration of Constitutional Ideas (Sujit Choudhry ed., 2006). See also
Christopher McCrudden, A Common Law of Human Rights? Transnational Judicial Conversations on
Constitutional Rights, 20 Oxford J. Legal Stud. 499, 501 (2000) (“[t]he phenomenon of borrowing
and transplantation from the international to national, from the national to international, from national
jurisdiction to national jurisdiction, is now commonplace”).
10
Karen Knop, Here and There: International Law in Domestic Courts, 32 N.Y.U. J. Int’l L. & Pol. 501, 506
(2000).
6 The Sovereignty of Human Rights
and the obligations to which these features give rise. The mission of the field is to
secure international legal protection of universal features of what it means to be a
human being.
Immanuel Kant wrote of a single, innate “right belonging to man by virtue of his
humanity” from which all other rights flow.11 Kant’s conception of rights sweeps
in much more of moral life than contemporary human rights law, but many con-
temporary moral accounts of human rights draw from the principle of universality
on which it rests. James Griffin, for example, conceives of human rights as protec-
tions of “personhood” and argues that they “must be universal, because they are pos-
sessed by human agents simply in virtue of their normative agency.”12 John Tasioulas
defines human rights as “moral entitlements possessed by all simply in virtue of
their humanity.”13 Similarly, John Simmonds argues that “human rights are rights
possessed by all human beings (at all times and in all places), simply in virtue of their
humanity.”14 In a somewhat different—but equally universal—vein, human rights,
according to Martha Nussbaum, protect “central human capabilities” that are fun-
damental to what it means to be truly human.15
On moral accounts such as these, human rights protect essential characteristics
or features that all of us share despite the innumerable historical, geographical,
cultural, communal, and other contingencies that shape our lives and our rela-
tions with others in unique ways. They give rise to specifiable duties that we all owe
each other in ethical recognition of what it means to be human. Rights and obli-
gations can also arise from the bonds of history, community, religion, culture, or
nation. But if such rights relate simply to contingent features of human existence,
they do not constitute human rights and do not merit a place on the international
legal register. And if we owe each other duties for reasons other than our common
humanity—say, because of friendship, kinship, or citizenship—then these duties
11
Immanuel Kant, The Doctrine of Right, Part I of the Metaphysics of Morals, in Practical Philosophy
6:237 (Mary Gregor trans. & ed., 1996). For discussion, see Arthur Ripstein, Force and
Freedom: Kant’s Legal and Political Philosophy 30–56 (2009).
12
James Griffin, On Human Rights 48 (2008).
13
John Tasioulas, The Moral Reality of Human Rights, in Freedom from Poverty as a Human
Right: Who Owes What to the Very Poor? 76 (Thomas Pogge ed., 2007), 75–101 at 76 (emphasis
deleted).
14
A. John Simmonds, Justification and Legitimacy: Essays on Rights and Obligation 185
(2001) (emphasis omitted); Jack Donnelly, Universal Human Rights in Theory and Practice
18 (2d ed., 2003) (“[h]uman rights are, literally, the rights that one has simply because one is a human
being”); see also Alan Gewirth, Human Rights (1982).
15
Initially, Nussbaum distinguished between capabilities and rights. See Martha Nussbaum, Woman
and Human Development: The Capabilities Approach (2000). She subsequently defended the
capabilities approach as a species of a human rights approach. See Martha Nussbaum, Frontiers of
Justice: Disability, Nationality, Species Membership (2006).
Field Missions 7
do not correspond to human rights and should not be identified as such by interna-
tional legal instruments.
Distinguishing between obligations that correspond to human rights and those
that reflect special bonds of solidarity echoes a distinction more formally drawn by
H.L.A. Hart between general and special rights. For Hart, general rights are “rights
which all men capable of choice have,” whereas special rights are “rights that arise
out of special transactions between individuals or out of some special relationship in
which they stand to each other.”16 Although Hart did not specifically equate general
rights with human rights, he believed that some rights are general in nature because
they vest in men “qua men and not only if they are members of some society or stand
in some special relation to each other.”17 Special rights, in contrast, arise from par-
ticular relationships that we have with others, whether voluntarily, as in contract, or
by virtue of belonging to a particular social or political community. General rights
impose obligations on “everyone,” whereas special rights impose obligations only on
“parties to the special transaction or relationship.”18
Moral accounts treat human rights as general rights.19 They arise from the fact of
humanity, they can be claimed by all, and they impose obligations on all. Human
rights are not special rights. They do not reflect special bonds that exist among mem-
bers of particular communities, they do not vest in some people and not others, and
they do not require us to be partial to some at the expense of others. To speak of an
entitlement as a human right must mean something other than what justice requires
in the context of contingent relationships in which we find ourselves. It must be an
entitlement grounded in a universal feature of what it means to be human, regard-
less of the diverse circumstances that define our places in the world.
With the International Covenant on Economic, Social, and Cultural Rights
and other international and regional instruments, international human rights
law includes what are often referred to as second- and third-generation rights.20
Second-generation social and economic rights guarantee individuals access to a
set of basic social resources, such as food, housing, an adequate standard of living,
16
H.L.A. Hart, Are There any Natural Rights?, 64 Phil. Rev. 175, 188, 183 (1955).
17
Id. at 175.
18
Id. at 183.
19
Charles Beitz also makes this connection. See Charles Beitz, The Idea of Human Rights 68 (2009).
20
First-generation rights typically refer to civil and political rights, second-generation rights typically refer
to social, economic, and cultural rights, and third-generation rights include the right to development,
the right to self-determination, and a right to a healthy environment. For their initial iteration, see Karel
Vasak, Human Rights: A Thirty-Year Struggle: the Sustained Efforts to Give Force of Law to the Universal
Declaration of Human Rights, 30 UNESCO Courier 11 (Paris: U.N. Educational, Scientific, and Cultural
Organization, November 1977).
8 The Sovereignty of Human Rights
21
Adopted Dec. 16, 1966, 993 U.N.T.S. 3 (entered into force Jan. 3, 1976), arts. 11 (food, housing, adequate
standard of living), 12 (health), 13 (education).
22
Id. at art. 2. See also General Comment No. 3 in Report of the Fifth Session, U.N. ESCOR, 5th Sess., Supp.
No. 3, Annex 3, U.N. Doc. E/1991/23. E/C.12/1990/8 (1990).
Field Missions 9
to life, may entail positive obligations to secure its protection, but such secondary
obligations flow from a primary obligation that attaches to all of us not to infringe
this right.23
This is not to say that moral theorists have not addressed this challenge. Griffin
argues that human rights provide “at least the minimum provision of resources and
capabilities” necessary to be a human agent. He does so by drawing a distinction
between general and particular obligations. For Griffin, we all bear obligations to
assist others in distress, but who bears these obligations in particular instances—and
what they amount to—rest on a host of contingencies such as which person or insti-
tution is in the best position and best able to act. They are also shaped by competing
considerations that arise from deep commitments that form our moral identities,
such as commitments to one’s own family and community.24 Tasioulas has sug-
gested that human rights enjoy a “temporally constrained form of universality,”
which permits features of the social world that we inhabit to play a role in deter-
mining their existence.25 Tasioulas also takes issue with the requirement that cor-
relative duties must be universal in nature. In his view, the existence of a human
right is conditional only on it being grounded in an interest we all share as humans
“significant enough to generate duties on the part of others,” such as freedom from
poverty.26 But meeting this challenge—whether by distinguishing between general
and particular obligations, conceptualizing universal claims in temporal terms, or
accepting the contingency of duties—requires relaxing the properties of universal-
ity on which moral conceptions of human rights typically rest their case.
This challenge is compounded when a human right is said to impose duties on
individuals and collectivities in political communities other than where the bearers
of rights are located. If A has a right to x, then B has a duty not to interfere with A’s
enjoyment of right x. A’s right to x, however, does not typically obligate B to give x
to A, especially if A and B are citizens of different States. Again, this is not to say
that moral theorists have not addressed this challenge. Griffin, for example, writes
that “if poor central governments are unable to shoulder the burden” of poverty
within their midst, “then perhaps the time has come for us to consider whether
23
See, e.g., Onara O’Neill, The Dark Side of Human Rights, 81 Int’l Aff. 427 (2005). See also Carl
Wellman, Welfare Rights 181 (1982).
24
Griffin, supra note 12, at 96–110. Compare Pablo Gilabert, Humanist and Political Perspectives on Human
Rights, 39 Pol. Theory 439, 443 (2011) (distinguishing between “abstract rights concerned with extremely
important interests shared by all” and “specific rights” that “identify the protection that the basic interests
deserve in certain historical circumstances.”).
25
Tasioulas, supra note 13, at 76.
26
Id. at 77.
10 The Sovereignty of Human Rights
the burden should not also be placed on a group of wealthy nations.”27 But the fact
remains: moral conceptions of human rights grounded in universality struggle with
rights that impose positive obligations on States to provide benefits to their own
citizens and on citizens to contribute to their cost. They struggle even more with
rights whose external dimensions mandate international redistributive measures to
address global poverty.28
Moral accounts of human rights cast in universal terms also struggle with inter-
national human rights that extend legal protection to certain individuals and groups
but not others. Several States have entered into bilateral treaties protecting the
rights of minorities living outside of the State in which they share a historical affili-
ation.29 Some multilateral treaties also extend rights protection to various minor-
ity communities.30 Minority rights are sometimes portrayed as protecting religious,
cultural, and linguistic affiliations that are essential features of what it means to be
a human being. Although worded in universal terms, numerous international civil
and political rights also can be and have been interpreted to protect the interests of
specific religious, ethnic, and cultural communities.31
In addition, recent developments at the regional and international levels sig-
nal a renewed commitment to rights that protect indigenous territories, cultures,
and forms of governance from assimilative forces emanating from States in which
27
Griffin, supra note 12, at 104. Griffin adds that “a lot of work would have to go into deciding which
nations count as ‘rich’ for this purpose, how great a demand can be made of them, and what a fair distribu-
tion of the burden would be.” Id.
28
But see Philip Alston & Gerard Quinn, The Nature and Scope of States Parties’ Obligations under the
International Covenant on Economic, Social, and Cultural Rights, 9 Hum. Rts. Q. 156 (1987) (the ICESCR
gives rise to a duty on rich States to assist poor States when poor States do not have resources necessary to
fulfill their obligations under the ICESCR to their citizens).
29
Poland has entered into treaties with the Federal Republic of Germany (1991), the Czech and Slovak
Republic (1991), the Russian Federation (1992), Belarus (1992), and Lithuania (1994). In the 1990s, Hungary
entered into treaties with Ukraine, Slovenia, Croatia, Slovakia, and Romania. In addition to its treaty with
Hungary, Romania has entered into treaties with Ukraine and Moldova. Other examples include treaties
between Croatia and Hungary and Italy. See generally Protection of Minority Rights Through
Bilateral Treaties: The Case of Central and Eastern Europe (Arie Bloed & Pieter van Dijk
eds., 1999).
30
Article 27 of the International Covenant on Civil and Political Rights, for instance, extends protection
to ethnic, religious, and linguistic minorities. For a review of the Human Rights Committee’s views on
article 27, see Gaetano Pentassuglia, Minorities in International Law: A Comparative
Perspective (2002).
31
See, e.g., Francis Hopu and Tepoaitu Bessert v. France (Communication no. 549/193), Views of the Human
Rights Committee, UN Doc. CCPR/C/60/D/549/1993, 217–222 (July 29, 1997) (defining art. 23 of the
ICCPR, which enshrines the right to a family life by reference to indigenous cultural traditions); Awas
Tingni v. Rep. of Nicaragua, Inter-Am. Comm’n H.R., Petition No. 11 577 (2001) (defining art. 21 of the
American Convention on Human Rights, which enshrines the right to property, as protecting indigenous
title).
Field Missions 11
32
See, e.g., Declaration on the Rights of Indigenous Peoples, A/RES/61/295 Ann. 1 (Sept. 13, 2007).
33
See S. James Anaya, Indigenous Peoples in International Law (2d ed. 2004) for an account of
international indigenous rights in these terms.
34
See, e.g., art. 5 of the Vienna Declaration and Programme of Action, UN A/CONF.157/23 (adopted by
World Conference on Human Rights, June 25, 1993) (declaring that “[a]ll human rights are universal,
indivisible and interdependent and interrelated”). For an extensive treatment of the topic, see Daniel
J. Whelan, Indivisible Human Rights: A History (2010).
35
Until recently, there was no Optional Protocol to the International Covenant on Economic, Social, and
Cultural Rights akin to that which accompanies the International Covenant on Civil and Political Rights,
for example, enabling individuals to file petitions to the Committee on Economic, Social, and Cultural
Rights. The new Optional Protocol to the ICESCR opened for signature and Ratification in September
2009. It came into force on May 5, 2013. As of this writing, forty-five States are signatories to, and only three
States have ratified, the Optional Protocol.
12 The Sovereignty of Human Rights
36
Cultural relativism is often broken down into a number of different versions. A common list includes descrip-
tive relativism, normative relativism, and meta-ethical relativism. Descriptive relativism is factual in nature: it
points out that as a matter of fact, different moral beliefs exist by virtue of differing cultural contexts. For refine-
ments of this version, see Melford Spiro, Cultural Relativism and the Future of Anthropology, 1 Cultural
Anthropology 259, 260–61 (1986). Normative relativism is based on the more contentious claim that differ-
ing moral values have no validity outside of their particular cultural contexts and, as such, are incommensurable.
The work of Ruth Benedict is often associated with this view. See Ruth Benedict, Patterns of Culture
278 (1934) (there are “coexisting and equally valid patterns of life”). Meta-ethical relativism holds that one can-
not objectively justify the moral beliefs of one culture over the moral beliefs of another, although there may
exist certain shared or universal values. See generally Douglas Lee Donoho, Relativism Versus Universalism
in Human Rights: The Search for Meaningful Standards, 27 Stan. J. Int’l L. 345, 351–52 (1991); William
K. Frankena, Ethics 109–10 (1973); Paul F. Schmidt, Some Criticisms of Cultural Relativism, 70 J. Phil. 780
(1955). For an insightful critique of relativism, see Steven Lukes, Moral Relativism (2008).
37
The debate began in earnest in 1947 when the Executive Board of the American Anthropological
Association fired a salvo at the U.N. Commission on Human Rights during the drafting of the Universal
Declaration of Human Rights, claiming that “standards and values are relative to the culture from which
they derive so that any attempt to formulate postulates that grow out of the beliefs or moral codes of one
culture must to that extent detract from the applicability of any Declaration of Human Rights to mankind
as a whole.” Executive Board, American Anthropological Association, Statement on Human Rights, 49
Am. Anthropologist 539 (1947). It resurfaced in the context of a debate over collective “Asian values”
that are said to deviate from individualistic understandings of human rights. See Anthony J. Langlois,
The Politics of Justice and Human Rights: Southeast Asia and Universalist Theory
(2001). It has assumed a new guise in the context of an initiative primarily by Russia to ground international
human rights norms in “traditional values.” For an illuminating account, see Christopher McCrudden,
Field Missions 13
they should—assuming, as they do, that the mission of the field is to protect universal
features of what it means to be a human being.
The significance of these debates turns precisely on the validity of this assump-
tion. If the nature of the field is not what the standard account valorizes or what
relativists criticize, then its traditional supporters and detractors are locked in
a disagreement—one that does not appear to be resolvable in either the near or
distant future—that has little to do with the actual object of their attention. An
account of the normative architecture of the field should not conflate fact and norm
by equating legal validity with moral legitimacy, but nor should it lose sight of the
object that it seeks to describe. If human rights in international law are not those
that moral theory generates, then moral accounts of human rights are not normative
accounts of international human rights law. In the words of two critics, moral theo-
rists “have concentrated on disputes over which rights should appear on the legal
list, with little or no attention paid to what being on the list actually means.”38 The
drawback is not simply a loose grasp of the law. The true cost is a shrinking of the
field’s capacity to engage fundamental normative questions relating to the structure
and operation of the international legal order.
Human Rights, Southern Voices, and “Traditional Values” at the United Nations (2014) (unpublished
paper on file with author). For an overview of the universalism-relativism debate, see Alison Dundes
Renteln, International Human Rights: Universalism versus Relativism (1990).
38
Saladin Meckled-Garcia & Başak Çali, Lost in Translation: The Human Rights Ideal and International
Human Rights Law, in The Legalization of Human Rights: Multi-Disciplinary
Perspectives on Human Rights and Human Rights Law 11 (Başak Çali & Saladin
Meckled-García eds., 2006).
39
See generally Joseph Raz, Human Rights without Foundations, in The Philosophy of International
Law (Samantha Besson & John Tasioulas eds., 2010); Beitz, supra note 19; Kenneth Baynes, Toward
a Political Conception of Human Rights, 35 Phil. & Soc. Criticism 371 (2009); Andrea Sangiovanni,
Justice and the Priority of Politics to Morality, 16 J. Pol. Phil. 137 (2008); Joshua Cohen, Minimalism about
14 The Sovereignty of Human Rights
Charles Beitz, for example, argues that justifications of human rights, as well as
questions relating to their content and the obligations they impose on others, pre-
suppose a concept of human rights that specifies the properties that make human
rights what they are. Such a concept will not justify their protection nor determine
their content or their ensuing obligations, but it will provide some purchase and
help to frame debate on these questions. Beitz offers a concept of human rights
derived from the practice of human rights in global politics. Global human rights
practice, for Beitz, is a social practice where participants invoke or rely on human
rights as reasons for certain kinds of actions in certain circumstances.
What this practice reveals is that human rights protect urgent individual inter-
ests against certain predictable dangers associated with the exercise of sovereign
power. States have a primary obligation to protect urgent interests of individuals
over whom they exercise sovereign power, but external actors, such as other States
and international institutions, have secondary obligations to secure protection
when a State fails to live up to its responsibility.40 “To say something is a human
right,” in Beitz’s view, “is to say that social institutions that fail to protect the right
are defective—they fall short of meeting conditions that anyone would reasonably
expect them to satisfy—and that international efforts to aid or promote reform are
legitimate and in some cases may be morally required.”41
Political conceptions of human rights that focus on practice require attributing
significance to the intentions of political actors producing and reproducing the
practice at hand. A political conception gives credence to the intent of participants
in the practice of human rights because it identifies the nature of human rights by
reference to the actions of those involved in the practices that exemplify their discur-
sive role in global politics. Ascribing meaning to such actions requires determina-
tions of the intentions, aims, and objectives of those who engage in them. A political
conception, in other words, attributes relevance to the intent of participants in the
practice of human rights because the meaning of an action cannot be gleaned with-
out a grasp of the intent behind it. The nature of the human rights that comprise the
Human Rights: The Most We Can Hope For?, 12 J. Pol. Phil. 190 (2004); John Rawls, The Law of
Peoples (1999).
40
Beitz, supra note 19, at 102–17. Rawls also defines the functional role of international human rights in
terms of justifying interference in the internal affairs of a State. See Rawls, supra note 39, at 79 (human
rights restrict “the justifying reasons for war and its conduct” and specify “limits of a regime’s internal
autonomy”). But as Beitz points out, Rawls does not also see human rights as justifying external assis-
tance in their realization. Beitz, in contrast, includes external assistance in his definition of the functional
role of human rights, which leads him to define the right to an adequate standard of living as mandating
global wealth redistribution. See Charles Beitz, Human Rights and the Law of Peoples, in The Ethics of
Assistance: Morality and the Distant Needy 196 (D.K. Chatterjee, ed., 2004).
41
Id. at 210.
Field Missions 15
field, according to this perspective, rests in no small measure on what political actors
intend to accomplish when they engage in the practice of human rights.
Beitz reveals his reliance on the intent of participants in his critique of conceptions
of human rights that rely on the natural law tradition to specify their nature. Beitz
notes correctly that those responsible for the creation of contemporary international
human rights instruments and institutions explicitly ruled out natural law as a single
conceptual framework for comprehending their international legal status.42 The draft-
ers of the Universal Declaration, for instance, comprehended human rights as public
principles that participants in the global practice of human rights rely on to criticize
the exercise of sovereign power, not as legal entitlements that individuals possess by
virtue of their human nature. While the global practice of human rights manifested
a natural law perspective in some quarters, it also manifested different perspectives in
other quarters, and the framers of the Universal Declaration, Beitz observes, conceived
of this practice as manifesting a “public doctrine open to a variety of justifications.”43
As Beitz’s account of the formation of the Universal Declaration reveals, a focus on
the original intent of those responsible for promulgating international human rights
instruments assists in distinguishing political conceptions of human rights from
moral accounts that seek to locate their nature in essential properties of what it means
to be human. But although reliance on originalism might bolster the plausibility of
political accounts in the eyes of those otherwise tempted by the allure of natural law,
it exposes what such accounts must repress to acquire explanatory power. Divining
the intent of those responsible for the enactment of a legal norm is a thoroughly inter-
pretive enterprise that must specify a plausible method of discerning intent, distin-
guish actual intentions from stated intentions, identify which actors count as framers,
assume that each actor was motivated by a single objective or assign weights to her
multiple objectives, specify how much weight is to be given to their intentions in rela-
tion to the intentions of those whom they represent, and sift through countless, com-
peting political motivations of a multiplicity of international actors.44
42
Beitz, supra note 19, at 20–21.
43
Id. at 21. This led Jacques Maritain, a Catholic philosopher active in the drafting of the U.N. Declaration
while serving as France’s ambassador to the Vatican, to famously report a colleague’s comment about the
Declaration that “we agree about the rights but on condition that no one asks us why.” Jacques Maritain,
Introduction, in Human Rights: Comments and Interpretations 10 (UNESCO ed., 1949).
44
One way to address some of these concerns is to narrow the class of political actors whose practice defines
a human right. Jean Cohen, for example, focuses on “the politics of actors who invoke the international
documents and rely on strong moral arguments when declaring and claiming their own rights vis-à-vis the
exercise of the public power first and foremost of their own state.” Jean L. Cohen, Globalization
and Sovereignty: Rethinking Legality, Legitimacy, and Constitutionalism 164 (2012)
(emphasis in original). This enables Cohen to box out the politics of actors who invoke the discourse of
human rights in the context of “the enforcement model that humanitarian intervention articulates
16 The Sovereignty of Human Rights
regarding grave humanitarian crises or grave rights violations” from “the heart of the international human
rights ‘regime.’ ” Id. at 194. For an illuminating account of international human rights that derives their
normativity from the practices of feminist human rights activists “working to make marginalized peo-
ples and marginalized structures visible,” see Brooke A. Ackerly, Universal Human Rights in a
World of Difference (2008). For a critique of various methods of identifying the practice of human
rights and its practitioners and a proposal that one needs to construct an “idealized practitioner” for this
task, see David Jason Karp, The Location of International Practices: What Is Human Rights Practice?, 39
Rev. Int’l Stud. 969 (2013).
45
It should be noted that Griffin argues that practice (in his words, “the human rights tradition”) is consis-
tent with and therefore supports conceiving of human rights in universal terms. Griffin, supra note 12,
at 30–32.
46
Compare Laura Valentini, Human Rights, Freedom, and Political Authority, 40 Pol. Theory 573,
577 (2012) (“Why should the function human rights actually play in contemporary politics shape their
meaning?”).
47
For a defense of moral relativism grounded in conventionalism, see Gilbert Harman, Moral Relativism, in
Moral Relativism and Moral Objectivity (G. Harman & J.J. Thompson, eds., 1996).
Field Missions 17
costs on those agents whose contributions the practice claims to exist.”48 A second
is how to generate “selection criteria for the substantive requirements of human
rights.”49 Beitz’s elegant solution is to defend a set of conditions that practices must
meet before determining that their purposes are sufficiently important objectives of
global political life to attract the normative value we attach to human rights.50
Other scholars conceive of selection criteria required of political conceptions of
human rights in different terms. Joseph Raz argues that such criteria must be empir-
ical and variable, resting on whether, under the circumstances, external interference
in the domestic affairs of a State is normatively justifiable, which in turn rests on
contingencies specific to the State in question and the current nature of the interna-
tional legal order.51 Joshua Cohen argues that human rights, properly understood,
are those that relate to “an idea of membership or inclusion in an organized political
society, and not on a deeper outlook about the proper conduct of a good or righteous
life.”52 Michael Ignatieff offers a minimalist account of human rights, validating
practices of intervention in the name of those human rights that relate to “the ele-
mental priority of all human rights activism: to stop torture, beatings, killings, rape
and assault to improve, as best we can, the security of ordinary people.”53 Selection
criteria such as these provide political conceptions with critical distance from posi-
tive international law. But if one’s selection criteria generate a list of human rights
that is narrower than those that exist in international law, then political accounts,
like their moral counterparts, are not normative accounts of international human
rights law. They are normative critiques of international human rights law.
More fundamentally, whether these solutions are adequate to the task at hand is
less important than what they assume, which is that the task at hand is to ascertain
48
Beitz, supra note 19, at 126.
49
Id., where Beitz also identifies the challenge of determining in whom obligations associated with human
rights ought to vest.
50
According to Beitz (id. at 137), an argument for a justifying claim about “the content of human rights doc-
trine” should make good three contentions:
1. That the interest to be protected by the right is sufficiently important when reasonably regarded
from the perspective of those to be protected such that it would be reasonable to consider its
protection to be a political priority.
2. That it would be advantageous to protect the underlying interest by means of legal or policy
instruments available to the State.
3. That in the central range of cases in which a State might fail to provide the protection, the failure
would be a suitable object of international concern.
51
Raz, supra note 39, at 186.
52
Joshua Cohen, Is There a Human Right to Democracy?, in The Egalitarian Conscience: Essays in
Honour of G.A. Cohen 237 (Christine Sypnowich, ed., 2006) (emphasis omitted).
53
Michael Ignatieff, Human Rights as Politics and Idolatry 173 (2001).
18 The Sovereignty of Human Rights
the normative dimensions of the discursive practice of human rights. This may well
be the case if the nature of the inquiry is to determine the normative properties of
the role that human rights play in global politics. But if the task is instead to deter-
mine the normative properties of human rights in international law, then what is at
stake is the normativity of laws that require or authorize actions we associate with
the practice of human rights, not the normativity of actions that these laws require
or authorize. Whereas a political account focuses on the role that human rights play
in global politics, a legal account focuses on the normative role that they play in the
structure and operation of international law.
Understanding international human rights as legal concepts starts with the prem-
ise that international law, not moral theory or political practice, determines their
existence.54 An international human right to food, for example, exists because the
International Covenant on Economic, Social, and Cultural Rights enshrines such
a right.55 Its international legal status as a human right derives from the fact that
international law, according to the principle pacta sunt servanda, provides that a
treaty in force between two or more sovereign States is binding upon the parties
to it and must be performed by them in good faith.56 Similarly, the right to devel-
opment is a human right in international law because the U.N. General Assembly
has declared its legal existence.57 The international legal validity of a norm—what
makes it part of international law—rests on a relatively straightforward exercise in
legal positivism: a norm possesses international legal validity if its enactment, prom-
ulgation, or specification is in accordance with more general rules that international
law lays down for the creation of specific legal rights and obligations.58
54
Allen Buchanan puts it this way: legal rights “are what they are: legal rights; and legal rights need not be
embodiments of corresponding moral rights.” Allen Buchanan, The Heart of Human Rights 11
(2013) (emphasis omitted).
55
ICESCR, supra note 2, art. 11.
56
Art. 26, Vienna Convention on the Law of Treaties, opened for signature May 23, 1969, 1155 U.N.T.S. 331
(entered into force Jan. 27, 1980).
57
See, e.g., Richard Bilder, Rethinking International Human Rights: Some Basic Questions, [1969] Wisc.
L. Rev. 171, 173 (“in practice a claim is an international human right if the United Nations General
Assembly says it is”). The authority of the General Assembly to proclaim human rights, according to Philip
Alston, is derived from the terms of the U.N. Charter. See Philip Alston, Conjuring Up New Human
Rights: A Proposal for Quality Control, 78 Am. J. Int’l Law 607 (1984).
58
For classic articulations of legal positivism, see John L. Austin, The Province of Jurisprudence
Determined (Wilfred E. Rumble ed., 1995) (a law is valid because it is the command of a sovereign);
Hans Kelsen, General Theory of Law and State (Anders Wedberg trans., 1999) (a legal norm is
Field Missions 19
International legal theory is intimately familiar with the positivist claim that the
validity of a law rests on its formal compliance with the rules surrounding the for-
mation of law of its host legal system. Understood in positivist terms, international
law is a body of norms that governs international actors that the field recognizes as
possessing international legal personality, and the legal validity of these norms does
not rest on the extent to which they secure or promote justice or morality. Whether
international law requires a State to act or abstain from acting in a particular way
turns on whether the requirement in question is in accordance with, or is autho-
rized by, the rules that international law establishes for the creation of legal rights
and obligations and the regulation of power.
In contrast, justice is a matter of ethics or morality. Justice may require much of
international law. It may require the field to prohibit war when it authorizes it, or
authorize war when it prohibits it. It may mandate open borders to allow individu-
als, families, even whole communities, to relocate to other parts of the world even
though international law authorizes States to build legal—and actual—barriers
around their borders. It may demand wealthy States to share their wealth and
resources with those lacking in both. But what justice or morality demands is not
necessarily the law. The international legal validity of a norm rests on compliance
with more general norms governing the legality of its enactment, promulgation, or
specification.
The history of international legal thought is punctuated by spectacular efforts to
establish a measure of autonomy for the field from raw claims of morality and power.59
Perhaps the most ambitious is Hans Kelsen’s “pure theory of law,” which epitomizes
a positivist conception of international law.60 Kelsen distinguishes between moral
norms, which are typically derived from general moral principles, and legal norms,
which are the product of an act of will. According to Kelsen, an act of will cre-
ates law only if it is authorized by a “higher” legal norm. For Kelsen, the legality of
domestic law—at least from the perspective of international law—ultimately rests
valid if authorized by another legal norm of a higher rank); and H.L.A. Hart, The Concept of Law
(1961) (a law is valid if it conforms with “secondary rules” or laws that authorize the enactment of a law).
Some have drawn a distinction between political and analytic positivism, the former an interpretive strat-
egy and the latter an objective description. See Ronald Dworkin, Justice in Robes 26–33 (2006). For
a defense of political positivism in international law, see Benedict Kingsbury, Legal Positivism as Normative
Politics: International Society, Balance of Power and Lassa Oppenheim’s Positive International Law, 13 Eur.
J. Int’l L. 401 (2002).
59
See Martti Koskenniemi, The Gentle Civilizer of Nations: The Rise and Fall of
International Law 1870–1960 (2001).
60
Hans Kelsen, Introduction to Problems of Legal Theory (Bonnie Litschewski Paulson &
Stanley L. Paulson trans., 1992).
20 The Sovereignty of Human Rights
61
Cohen, supra note 44, at 170.
Field Missions 21
62
Article 31 of the Vienna Convention, supra note 56, requires “[a]treaty to be interpreted in good faith in
accordance with the ordinary meaning to be given to the terms of the treaty in their context and in the
light of its object and purpose.” Article 32 of the Vienna Convention refers to the “preparatory work of the
treaty,” from which one might infer the intent of the parties as merely a “supplementary means of interpre-
tation” to be examined only “to confirm the meaning resulting the application of Article 31” or when such a
meaning is “ambiguous or obscure” or “leads to a result that is manifestly absurd or unreasonable.”
63
See Andrea Bianchi, Textual Interpretation and (International) Law Reading: The Myth of (in)
Determinacy and the Genealogy of Meaning, in Making Transnational Law Work in the Global
Economy—Essays in Honour of Detlev Vagts 35 (P. Bekker, ed., 2010).
64
This is an interpretive method that international lawyers obliquely refer to as the “teleological” approach to
treaty interpretation. See generally G.G. Fitzmaurice, The Law and Procedure of the International Court of
Justice: Treaty Interpretation and Certain Other Treaty Points, 28 Brit. Y.B. Int’l L. 1 (1951).
22 The Sovereignty of Human Rights
legal terms. For example, if the right to development imposes obligations on devel-
oped States to combat global poverty because global poverty is morally unjust, then
morality, not law, determines the purpose of the right. And if, as we will see, moral
theory struggles with casting the moral wrong of global poverty in terms of human
rights, then these struggles will simply reproduce themselves in legal accounts of
understanding the right to development in these terms.
But a legal conception of human rights need not conflate law and morality to
ground the purpose of a human right in more than the mere fact of its legal validity.
Human rights in international law are not so much formal expressions of what jus-
tice requires as a matter of abstract morality as they are legal instruments that aim
to do justice in the actual international legal order in which we live. Their purposes
ultimately rest on how we comprehend their relationship to the structure and opera-
tion of the international legal order in which they operate. Although these purposes
inescapably possess normative dimensions, forays into moral theory to determine
their normative content remain tethered to the international legal order.
On the legal conception offered here, human rights serve as instruments that
mitigate adverse consequences of how international law organizes global politics
into an international legal system. Human rights in international law are simi-
lar to other legal norms that comprise the field in the sense that they are part of
customary international law or are enshrined in treaties. But unlike other interna-
tional legal norms, which characteristically vest entitlements in States and regulate
relations between and among sovereign States, international human rights vest
rights in individuals and collectivities not necessarily coextensive with the popula-
tions of States. They thus perform a distinct function in international law. They
speak to adverse consequences of how international law deploys the concept of sov-
ereignty to organize global politics into a legal order—consequences that generate
political projects aimed at their amelioration. Some of these projects successfully
receive international legal validation in the form of human rights. Determining
the purpose of an international human right thus involves identifying the amelio-
rative role that it performs in relation to the structure and operation of interna-
tional law itself.
As a result, the possibility that human rights might possess universal and
non-universal properties does not threaten the legitimacy of legally comprehending
them in these terms. Their role in our international legal order makes sense of the
fact that some international human rights legally vest entitlements in, and impose
obligations on, some individuals and communities and not others. Nor does the
possibility that an international human right imposes positive obligations on others
threaten its standing as a human right. If the point of international human rights
law is to mitigate harms produced by the structure and operation of international
Field Missions 23
law, then—depending on the nature of these harms and the ways in which interna-
tional law participates in their production—international human rights may well
give rise to positive legal obligations to provide assistance to others. And although
their purposes rest on moral considerations that extend beyond the positive fact of
their legal existence, the normativity on which they rely is one that is internal—not
external—to international law.65 The purpose of international human rights law,
in general, is to do justice to the structure and operation of the actual international
legal order in which we find ourselves. The purpose of a particular international
human right is to mitigate harms produced by international norms that relate to its
text, the reasons for its entrenchment, and its implementation.
This account of international human rights law is not indifferent to the ongo-
ing debate between universalism and relativism. International law authorizes States
to exercise sovereign power and thus invites critical inquiry into the limits of its
authority. But by comprehending the mission of the field in terms that embrace
rights and impose obligations that speak to differences between people as well as
to features that we all share, this books seeks to redefine the debate between uni-
versalism and relativism as a debate within—as opposed to about—international
human rights law. Although some human rights in international law may protect
universal features of humanity from the exercise of State power, some international
human rights speak to contingent features of human identity. The debate between
universalism and relativism occurs in international law, in contexts where legal
entitlements protecting cultural differences clash with legal entitlements protecting
competing interests.66 Universalism does not determine the inside of international
human rights law, and relativism does not determine its outside. By conceptualiz-
ing claims about cultural difference in juridical terms, international human rights
law is even more hegemonic than cultural relativists realize. And by monitoring the
structure and operation of the international legal order, international human rights
assume a normative mission much richer than what is ascribed to them by the uni-
versal imagination. Preventing a State from threatening essential features of what it
means to be human, in other words, is but a small part of the real normative terrain
of international human rights law, which is the legitimacy of the international legal
order itself.
65
Compare Rawls, supra note 39, at 80 (a human right should receive international as opposed to domestic
protection because it is “intrinsic to the law of peoples”).
66
For an insightful assessment of the compatibility of various forms of legal pluralism with international
and regional human rights law, see Helen Quane, Legal Pluralism and International Human Rights
Law: Inherently Incompatible, Mutually Reinforcing or Something in Between?, 33 Oxford J. Leg. Stud.
675 (2013).
24 The Sovereignty of Human Rights
67
Compare Joseph Raz’s conception of the rule of law in domestic legal orders. Joseph Raz, The
Authority of Law: Essays on Law and Morality 224 (1979) (“[t]he law inevitably creates a great
danger of arbitrary power—the rule of law is designed to minimize the danger created by the law itself ”).
68
Buchanan, supra note 54, at 125.
69
Id.
Field Missions 25
70
For a theoretical defense of an interest-based view of rights, see Raz, The Morality of Freedom (1986).
26 The Sovereignty of Human Rights
The chapters that follow seek to both illuminate and defend this way of compre-
hending international human rights law first from a theoretical perspective and
then by explicating what it has to say about a number of specific human rights on
the international legal register. Chapter 2 identifies two key features of the structure
and operation of international law that give rise to the role of international human
rights law advanced in this book. The first is the deceptively simple fact that the
international legal order vests sovereign power in legal actors it recognizes as States,
entitling States to exercise sovereign power in ways that harm interests associated
with human rights. The second is the more complex fact that the international legal
Field Missions 27
order performs a distribution of sovereign power among the legal actors it recognizes
as States. Subsequent chapters offer accounts of civil and political rights, social and
economic rights, minority rights, indigenous rights, the right of self-determination,
and the right to development as instruments that mitigate some of the adverse
consequences associated with both dimensions of the structure and operation of
international law.
Chapter 3 examines the relationship between civil and political rights and social
and economic rights—two sets of rights that speak to the fact that the international
legal order vests sovereign power in legal actors it recognizes as States. This chapter
takes issue with common portrayals of these two sets of rights as, respectively, first-
and second-generation rights. It engages with portrayals that conceive of generations
of rights as chronological categories that define human rights in terms of their tem-
poral emergence in international law. It then examines conceptions that treat gener-
ations as analytical categories that sequence human rights by distinctive properties
they are said to possess. This chapter argues that generational accounts—whether
chronological or analytical—are ill-suited to the task of classification and gloss over
commonalities that all human rights in international law share, which flow from
their role in mitigating pathologies produced by how international law brings legal
order to global politics.
The remaining chapters engage with international human rights thought by
dominant accounts to be on the periphery of international human rights law, and
seek to demonstrate, to the contrary, that they are central to the mission of the field.
Chapter 4 explores why the international legal order attends to a specific subset of
social and economic rights—the rights of workers. It traces the history of interna-
tional labor rights from their origins as instruments that provided a floor of protec-
tion to shield worker protection regimes in domestic legal orders from international
competition. It identifies a competing conception of the international legal signifi-
cance of labor rights that achieved prominence after the Second World War, one
that viewed them as specific instantiations of freedom of association, which is said
to possess universal value. The chapter traces the rise of a new understanding of
international labor rights, which defines their role in terms of their capacity to mon-
itor the structure and operation of the international legal order. It illustrates this
new conception by examining what are referred to as “core labor rights” embodied
in the 1998 ILO Declaration on Fundamental Principles and Rights at Work and
their relevance to international and regional processes devoted to the liberalization
of trade.
Chapters 5, 6, and 7 are devoted to human rights that speak more to consequences
of international law’s distribution and redistribution of sovereignty to collectivities
it recognizes as States. Chapter 5 examines the international legal significance of
28 The Sovereignty of Human Rights
minority rights. It details how minority rights mitigated some of the effects of how
international political developments surrounding the dissolution of the Ottoman
Empire at the end of the First World War were vested with international legal valid-
ity. It identifies ambiguities associated with both moral and political conceptions
of international minority rights and advances an alternative account of their nor-
mative significance in international law. On this account, international minority
rights speak to wrongs that international law produces when it reallocates interna-
tional legal authority to rule people and territory from some sovereign legal actors
to others.
Chapter 6 describes developments in the International Labour Organization that
led to the gradual emergence of indigenous populations as legal actors in interna-
tional law. It addresses developments in the United Nations, culminating in the
recent adoption of the U.N. Declaration on the Rights of Indigenous Peoples. It
specifies international indigenous rights as legal mechanisms that speak to the fact
that the international legal order continues to validate what were morally suspect
colonization projects by imperial powers. It offers theoretical observations on the
legal requirements of indigenous recognition in international law, the relation
between legal recognition of States and legal recognition of indigenous peoples, and
the nature and purpose of international indigenous rights.
Chapter 7 traces the history of the right of self-determination throughout the
twentieth century in terms of three movements: from its international legal status
as a principle to that of a right; from a right that vests in the population of an entire
State to one that potentially vests in populations within and across State boundar-
ies; and from an entitlement that only had the capacity to protect existing States or
produce new States to one that also validates domestic constitutional reorganiza-
tion of a political community. It suggests that the right of self-determination now
stands to promote a just distribution of sovereign power by both protecting existing
States and authorizing the formation of a new one when an existing State fails to
secure effective measures of political representation—what international law refers
to as “internal self-determination”—for a people in its midst.
Chapter 8 focuses on the right to development—a human right that addresses
consequences of the twin facts that international law validates both the distribu-
tion and exercise of sovereign power. It seeks to shed light on how international law
contributes to global poverty by focusing on rules that determined the international
legality of decolonization projects in the twentieth century and on rules that struc-
ture the global economy. These two sets of legal norms generate a conception of the
right to development that includes positive legal obligations to provide assistance
and cooperation to developing countries to reduce global poverty and economic
inequality in the world.
2
S OV ER E IG N T Y A N D S T R U C T U R E
as States. Although indigenous people now formally enjoy extensive rights of inter-
nal self-determination in international law,1 for example, they do not—by virtue of
their indigeneity—possess a right of external self-determination that would enable
them to acquire sovereign independence from the States in which they are located.
The legal norms that international law relies on to perform these tasks render
the distribution of sovereignty they produce capable of recalibration and realign-
ment in light of new political developments deemed to possess international legal
significance.
International law thus extends legal validity to the exercise of sovereign power by
States and performs an ongoing distribution of sovereignty among those collectivi-
ties it recognizes as States. This chapter examines in more detail these two contribu-
tions that the concept of sovereignty makes to the structure of international law. It
does so because they constitute the terrain on which international human rights
legally operate. The legal norms that international law relies on to distribute and
authorize the exercise of sovereign power have been defended for numerous reasons,
including the need “for a presumptive monopoly of the last word on public order
in any given territory.”2 Sovereignty also possesses a measure of normative purchase
to the extent that people can and do flourish by being organized into particular
political communities and, in doing so, generate a complex set of interests that merit
protection.3 And, although it does not guarantee it, “sovereignty protects the nor-
matively special status of members and their prerogative to assess the legitimacy of
their domestic system, and to struggle to make it more just, more democratic, and
more inclusive.”4 Despite these and other values associated with the role that sov-
ereignty plays in lending structure to the international legal order, it also produces
an array of adverse consequences that international human rights, on the account
offered in this book, seek to rectify.
Subsequent chapters focus on adverse consequences that arise from the fact that
international law extends legal validity to the discretionary exercise of sovereign
power by States (Chapter 3); that international institutional arrangements provide
legal validity to processes of economic globalization and transnational production
1
See U.N. Declaration on the Rights of Indigenous Peoples, A/Res/61/295 Ann. 1 (Sept, 13, 2007).
2
Brad R. Roth, Sovereign Equality and Moral Disagreement: Premises of a Pluralist
International Legal Order 7 (2011).
3
Compare Rogers M. Smith, Stories of Peoplehood: The Politics and Morals of Political
Membership 64–65 (2003) (because humanity has yet to devise ways that people can flourish without
being organized into particular political communities, we should attach moral weight to what is essential for
particular communities to survive).
4
Jean L. Cohen, Globalization and Sovereignty: Rethinking Legality, Legitimacy, and
Constitutionalism 78 (2012).
Sovereignty and Structure 31
(Chapter 4); that international law episodically transfers the power to govern peo-
ples and territories from some sovereign legal actors to others (Chapter 5); that some
collectivities have their sovereignty legally recognized for centuries while, for oth-
ers, international legal recognition is a recent phenomenon (Chapter 6); that sover-
eign legal authority vests in some collectivities and not others (Chapter 7); and that
the international distribution of sovereign power participates in the production and
reproduction of global poverty (Chapter 8).
The central feature of the structure and operation of international law is the concept
of sovereignty that lies at its heart. Sovereignty means different things, at differ-
ent times, to different people, for different reasons. It can be imagined as resting
in a divine being, an individual, a group of individuals, or an institution or group
of institutions. It can be imagined as absolute or limited, or both, as in one of its
earliest formulations by Jean Bodin, who defined sovereignty as absolute power lim-
ited only by the power of God.5 It can be imagined as inherent in a people, as in
Jean-Jacques Rousseau’s account of sovereignty as the general will of a people,6 or
contingent on the consent of people, as in the Hobbesian account of the State as
the result of a social contract among individuals to escape anarchy.7 It can be indi-
visible, as in the case of a unitary State, or divisible, as in the case of a federal State.
Sovereignty can be “pooled,”8 “mixed,”9 “pre-,”10 “post-,”11 even “floating.”12 It can
be understood in factual terms, as a concept that organizes social, economic, and
political life by the distinctive constellation of power to which it refers; in norma-
tive terms, as a constellation of power that vests only in those entities that possess
5
Jean Bodin, Les Six Livres de la République (1999).
6
Jean-Jacques Rousseau, The Social Contract (trans. M. Cranston, 1968).
7
Thomas Hobbes, Leviathan (R. Tuck, ed., 1999).
8
See Bruno De Witte, Sovereignty and European Integration: The Weight of Legal Tradition, in The
European Courts and National Courts: Doctrine and Jurisprudence (Anne Marie
Slaughter, Alec Stone Sweet & Joseph H. Weiler eds., 1998).
9
See Richard Bellamy, Sovereignty, Post-Sovereignty, Pre-Sovereignty: Three Models of the State, Democracy
and Rights within the EU, in Sovereignty in Transition (Neil Walker ed., 2003).
10
Id.
11
Id.
12
See Dora Kostakopoulou, Floating Sovereignty: A Pathology or Necessary Means of State Evolution?, 22
Oxford J. Leg. Stud. 135 (2002).
32 The Sovereignty of Human Rights
legitimate authority to rule people and territory; and in legal terms, as power that
vests in an entity lawfully entitled to its exercise.13
Cutting through some of this definitional maze, Stephen Krasner offers a four-
fold typology of sovereignty’s meaning. According to Krasner, sovereignty can refer
to a State’s international legal sovereignty, “Westphalian” sovereignty, domestic sov-
ereignty, and interdependence sovereignty.14 International legal sovereignty refers
to practices primarily associated with the mutual recognition and formal equality
of States. “Westphalian” sovereignty refers to a State’s capacity to exclude exter-
nal actors from exercising legal authority on its territory and over its population.
Domestic sovereignty refers to internal structures of State power and the capacity
of the State to exercise effective control within its territory. Interdependence sov-
ereignty refers to a State’s capacity to regulate movements of people, ideas, goods,
capital, and the like across borders. Because Krasner construes sovereignty in terms
of capacity, different States can manifest different degrees of these variants of sover-
eignty. A State like Taiwan, he notes, “has Westphalian sovereignty but not interna-
tional legal sovereignty.”15
For the purposes of understanding the structure that sovereignty lends to inter-
national law, the relevant question is not which, or which combination, of sover-
eignty’s multiple characterizations best conceptualizes its true nature. Instead, it is
to inquire into sovereignty’s meaning in international law. In J.L. Brierly’s words,
sovereignty is “an aggregate of particular and very extensive claims that states habit-
ually make for themselves in their relations with other states.”16 In international
law, sovereignty means more than what Krasner refers to as “international legal
sovereignty” and also includes elements associated with the other variants that he
identifies.17 Specifically, it refers to what international law recognizes as the legal
13
For an interdisciplinary examination of sovereignty, see Sovereignty in Fragments: The Past,
Present and Future of a Contested Concept (Hent Kalmo & Quentin Skinner eds., 2011).
14
Brad Roth offers an alternative typology, where sovereignty is understood as an empirical condition, a
policy imperative, a domestic source of constitutional power, and a legal entitlement in international law.
Roth, supra note 2, at 58. Robert Jackson distinguishes between “negative” and “positive” sovereignty.
Robert H. Jackson, Quasi-States: Sovereignty, International Relations, and the Third
World 26–31 (1990).
15
Stephen D. Krasner, Sovereignty: Organized Hypocrisy (1999).
16
J.L. Brierly, The Law of Nations: An Introduction to the International Law of Peace
48–49 (4th ed. 1949). Compare Bruno Fassbender, Sovereignty and Cosmopolitanism in International Law,
in Sovereignty in Transition: Essays in European Law 129 (Neil Walker ed., 2003) (“Sovereignty
is a collective or umbrella term denoting the rights which at a given time a state is accorded by international
law and the duties imposed on it by that same law. These specific rights and duties constitute ‘sovereignty;’
they do not flow from it.”).
17
This may be because Krasner approaches the concept of sovereignty in terms of capabilities, whereas here it
is approached in terms of the legal norms that produce its international legal existence.
Sovereignty and Structure 33
power of a State to rule people and territory. International law confers legal validity
on claims by States to extensive coercive power over people and territory by concep-
tualizing this power as State sovereignty, and it vests States with legal authority to
exercise this power at home and abroad. What Paul Kahn wrote about domestic law
is equally true of international law: “morality may be without borders, but law’s rule
begins only with the imagination of jurisdiction.”18
But international law does not accept as given what States imagine is theirs as
of sovereign right, no matter how habitually such claims might occur. In a dizzy-
ing array of contexts, much of international law regulates the exercise of sovereign
power by identifying its constituent elements and managing its limits. Does sov-
ereignty entitle a State to divert its natural water supply in a way that affects the
water supply of a neighboring State? Does sovereignty authorize a State to wage war
against another State? Does it entitle a State to abuse the human rights of its citi-
zens? Does it immunize State officials from criminal prosecution in another State?
Moreover, international law does more than regulate the exercise of sovereign
power. It determines who possesses sovereignty. It establishes sovereignty’s inter-
national legal existence. Sovereignty in international law refers to what the inter-
national legal order recognizes as the aggregate of valid claims that States make in
their relations with other States. These claims can be about a State’s relations with
other States, as in Krasner’s conception of international legal sovereignty, but they
can also be about a State’s relatively exclusive power to exercise domestic, transna-
tional, and international legal authority in relation to matters that bear on its ter-
ritory and population. As subsequent chapters seek to demonstrate, international
human rights legally operate to mitigate some of the adverse consequences associ-
ated with the fact that international law entitles States to exercise sovereign power
both internally, in relation to people and resources on its territory, and externally, in
its relations with other States and in international arenas.19
It is not particularly controversial to defend the view that international human
rights operate to check the exercise of internal sovereign power. This is a commonly
held view of international human rights, whether one understands human rights
from a moral, political, or legal perspective. Where these perspectives begin to
diverge is in relation to the reason or reasons human rights check the exercise of
internal sovereign power. From a moral perspective, they do so to protect interests
that transcend the significance of State sovereignty because they relate to universal
features of what it means to be a human being. From a political perspective, Charles
18
Paul Kahn, The Cultural Study of Law: Reconstructing Legal Scholarship 55–56 (1999).
19
For an early formulation of the distinction between internal and external sovereignty, see Bodin, supra
note 5, at Chapter IX.
34 The Sovereignty of Human Rights
Beitz argues that the framers and early advocates of contemporary international
human rights law viewed “World War II and its precipitating events as evidence of
a structural deficiency in the system of states as it then existed.”20 As evidenced by
the practice of their framers and early proponents, the normative purpose of human
rights, for Beitz, is to address “pathologies of a global political structure that concen-
trates power at dispersed locations not subject to higher-level control.”21
The legal account advanced in this book shares important affinities with political
perspectives on human rights. It too requires international law to attend to patholo-
gies of its own making. One set of pathologies that human rights address, as Beitz
notes, is a product of the fact that international law vests States with international
legal authority to exercise sovereign power over people and territory in ways that
harm interests that legal instruments deem to be associated with human rights.
But this account is less concerned with the normative dimensions of human rights
as a discursive political practice and is more concerned with the normative role
they perform in the constellation of international legal norms in which they find
themselves—in other words, in the structure and operation of international law
itself.
It is more controversial to also defend the proposition that international human
rights check the exercise of external sovereign power, namely, a State’s relations with
other States and in international arenas. Take the fact that a State’s sovereign power
includes the legal capacity to enter into legally binding bilateral and multilateral
agreements to structure and manage its relationships with other sovereign States.
Because international law vests States with international legal personality, a State
is legally entitled to expand or restrict the scope of its sovereign power by entering
into a treaty with one or more sovereign States. A treaty has the capacity to alter the
distribution of sovereignty by enlarging or reducing the territory over which a State
can legally claim sovereign power. But a treaty can also expand or limit the jurisdic-
tional scope of authority that sovereignty vests in a State. A treaty can create legally
binding obligations on signatory States to exercise their sovereign powers in certain
ways and not others and in relation to certain matters and not others, and a failure
by a signatory State to comply with the terms of a treaty constitutes a violation of
international law.
Many of the international organizations that currently play a major role in man-
aging and coordinating relations between and among States, such as the United
Nations, the World Bank, and the International Monetary Fund, owe their
20
Charles R. Beitz, The Idea of Human Rights 129 (2009).
21
Id.
Sovereignty and Structure 35
22
This list is adapted from Curtis A. Bradley & Judith G. Kelley, The Concept of International Delegation, 71
L. & Contemp. Probs. 1 (2008).
23
For the view that international economic law is constraining the capacity of States to exercise inter-
nal sovereignty in ways that challenge key tenets of neoliberalism, see David Schneiderman,
Constitutionalizing Economic Globalization: Investment Rules and Democracy’s
Promise (2008).
36 The Sovereignty of Human Rights
Such is the case with the World Trade Organization. The WTO is the legal
foundation of the world trading system: it establishes and enforces rules that fos-
ter liberalization of trade, services, and investment. WTO members meet periodi-
cally to attempt to reach agreement on the reciprocal reduction of import tariffs. To
ensure that States do not attempt to establish protective measures through means
other than tariffs, WTO members also undertake three standard sets of obligations
whose purpose is nondiscriminatory treatment of products by States in each other’s
markets. First, the principle of most-favored nation treatment requires a member
State to accord the same favorable treatment to the import of like products from
all member States that it accords to one member State. Second, the principle of
national treatment provides that a country cannot discriminate against like prod-
ucts imported from another State in ways that benefit national producers. Third,
the WTO requires all countries to eliminate quantitative restrictions, such as quo-
tas or embargoes, against goods imported from other States. Together with periodic
reciprocal tariff reductions, these requirements enable foreign producers to compete
more fairly with domestic producers in the markets of member States. 24
When a State exercises its sovereign power in international arenas, whether it is in
the WTO or some other international institution or setting, it has the capacity to
participate in the production of international legal norms that lead to adverse con-
sequences for individuals and groups both within and beyond its territory. In addi-
tion to checking the exercise of internal sovereign power, international human rights
operate to mitigate certain consequences associated with the fact that international
law vests in States the authority to exercise external sovereign power. Chapter 4
advances the view, for example, that international labor rights not only stipulate
that a State cannot wield its sovereign power domestically in ways that compromise
or threaten interests they seek to protect. They also guard against the possibility
that States, when exercising their sovereign power on the international stage, might
establish legal norms that validate the exercise of economic and political power that
harms workers. In a similar vein, Chapter 8 argues that the right to development
imposes a negative obligation on States when exercising sovereign power in the
international arena not to fashion rules and policies in ways that exacerbate global
poverty.25 But whether a State exercises internal or external sovereignty, the reasons
international human rights hold States to account are internal to the structure and
24
This description of the “three pillars” of the system is adapted from Arthur E. Appleton, The World Trade
Organization: Implications for Human Rights and Democracy, 19 Thesaurus Acroasium 415 (1998).
25
Chapter 8 engages the work of Thomas Pogge to advance this claim. See Thomas Pogge, World
Poverty and Human Rights (2002) (arguing that global justice imposes a negative obligation on inter-
national legal actors—including States—to not act in ways that exacerbate global poverty).
Sovereignty and Structure 37
Some argue that the way in which international law conceives of these legal spaces
has evolved from an absolute to a conditional conception of sovereignty and
that this evolution is critical to understanding its function in international law.
In the afterword to the second edition of his influential book, Basic Rights,
published in 1996, Henry Shue argued for “building a general, global consen-
sus that state sovereignty is conditional upon the protection of at least basic
rights and that the international community not only may but ought to step in
when the failures of states to protect rights becomes egregious.”26 That same
year, drawing on the work of Frances Deng,27 the Report of the International
Commission on Intervention and State Sovereignty noted that the reality
of global interdependence has steadily eroded international law’s traditional
understanding of State sovereignty as an absolute sphere of power limited only
by international law itself.28 Its authors argued that absolute sovereignty yielded
a principle of nonintervention that underpins international law’s traditional
reluctance to countenance humanitarian intervention. Gradually replacing
this absolute conception is a more conditional understanding of sovereignty
that generates a principle of responsibility. Under this conditional concep-
tion, international law vests sovereignty in a State to enable it to protect its
people. If a State fails to meet this duty, according to the ICISS, and its popu-
lation is suffering serious harm in the form of gross human rights abuses,29 the
principle of nonintervention yields to an international responsibility to protect
that population from harm by, if necessary, military intervention.30 The U.N.
26
Henry Shue, Basic Rights 174 (2d ed. 1996).
27
Francis Deng, Sovereignty as Responsibility: Conflict Management in Africa (1996).
28
Report of the International Commission on Intervention & State Sovereignty, The Responsibility to Protect
(Dec. 2001).
29
According to the ICISS, military intervention is justified to halt or avert: (a) “large scale loss of life, actual
or apprehended, with genocidal intent or not, which is the product either of deliberate state action, or state
neglect or inability to act, or a failed state situation;” or (b) “large scale ‘ethnic cleansing,’ actual or appre-
hended, whether carried out by killing, forced expulsion, acts of terror or rape.” Id. at 32.
30
The ICISS states that the relevant principles to assess the necessity of force are: right authority, just cause,
right intention, last resort, proportional means, and reasonable prospects. Id. at 32. For the view that the
concept of humanitarian intervention should be reframed in terms of the responsibility to protect, see
Gareth Evans & Mohamed Sahnoun, The Responsibility to Protect, 81(6) Foreign Aff. 99 (Nov./Dec.
38 The Sovereignty of Human Rights
2002); for an analysis of the responsibility to protect in the context of U.N. peacekeeping, see Susan Breau,
The Impact of the Responsibility to Protect on Peacekeeping, 11 J. Conflict & Sec. L. 429 (2006).
31
2005 World Summit Outlook, G.A. Res. 60/1, A/Res/60/1, paras. 138–139 (Oct. 24, 2005).
32
S.C. Res. 1970, S/Res/1970, 26 (Feb. 2011); S.C. Res. 1973, S/Res/1973 Mar. 17, 2011).
33
See generally Jan Klabbers et al., The Constitutionalization of International Law (2009).
For an insightful overview of the literature and its normative limits and possibilities, see Mattias Kumm,
Global Constitutionalism and the Cosmopolitan State: An Integrated Conception of Public Law, 20 Ind.
J. Global Legal Stud. 605 (2013).
34
See Anne Peters, Humanity as the A and Ω of Sovereignty, 20 Eur. J. Int’l L. 513 (2009).
35
Kumm, supra note 33, at 612.
36
Id.
37
Peters, supra note 34. See also Anne Peters, Compensatory Constitutionalism: The Function and Potential of
Fundamental International Norms and Structures, 19 Leiden J. Int’l L. 579 (2006).
Exploring the Variety of Random
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burst out upon us.
In a rushing spate of words he told us that they had as good as
tortured him to glean the facts about myself and my connection with
the Secret Service. But there was little that he did know and he had
not told that. However, he had been locked up ever since they took
him, and he had seen no one of our friends in the place. He was
painfully apologetic about Natalie, but I deferred that explanation
until our work was over. And with Larry in our wake we took up our
search again. I had a warm glow in my heart, though, to find that
nothing had happened to the beggar, for I was fonder of Larry than I
had realized until after his capture.
At the end of the original corridor we found a heavy door, and
beneath the edge of it a steady light was shining. We came upon it
suddenly, as the corridor took a sharp turn at this point.
When the Chief saw the light he held us back by putting out his
arms. One of the men flashed his torch on to the lock, and we saw
that the key was in the door and on our side. But the sight of the
light made us hesitate for a moment.
Then, suddenly, I leaned over to the Chief and whispered in his
ear. “Chief, this must be just about over the room of the voices. We
turned to the left once, you know, and then to the right again. And
we’ve gone just about that far.”
“By Jove, you’re right,” the Chief whispered back. “Well, here
goes, anyway!” And he stepped forward, tried the handle gently and
then abruptly flung open the door.
Our eyes had grown accustomed to the darkness, and the bright
light revealed by the open door blinded us for a moment. But as we
grew accustomed to the glare we realized that we were staring into
a regular laboratory. Glass jars, retorts, burners, queer-looking glass
vessels and huge metal tanks something like those used for
compressed air lined the walls on all four sides. And there were
other types of apparatus with which I was totally unfamiliar.
But we had no time and no inclination for studying the inert
contents of the room. For in the center of the floor stood a figure,
impassively facing us, that struck a distinct chill to my heart at least.
And by the way the others stopped in their tracks, I imagine they
felt the same.
It was the figure of a man, tightly bandaged from neck to foot in
black silk, so that only the face showed. But such a face!
Without the eyes, the thin, pallid countenance, hairless and
deeply lined, seemed to express an abysmal melancholy, but a
melancholy that held no human warmth. The mouth was thin and
wide, the nose high arched and almost hooked, and the cheekbones
unusually high. The face shadowed forth, to me at least, standing,
staring in the doorway, inhuman composure, inhuman cruelty out of
sheer indifference rather than sensuality, and an inhuman weariness.
But beneath heavy brows looked out eyes that caused the rest of
the strange countenance to pale into insignificance. They were pale
blue eyes, I think, and they had the flat quality of unglazed china.
But in their depths leapt and glowed a strength, a force and a
relentless ambition and conscious power that kept us standing there
like a pack of children.
The pale eyes swept over us slowly, lingering on my face and
then slowly swerving to the Chief. In that moment eye to eye I
confess I felt an absurd desire to find a hole somewhere, crawl into
it and pull it in after me. For the man’s gaze was positively hypnotic.
But the moment his eyes left mine for the Chief, I tore my own eyes
away from his face to his body and so broke the spell.
Each limb was wrapped tightly in spiral turns of soft black silk,
and the same individual material and arrangement swathed his body.
But limbs and body were slight enough and this style of dress
enhanced this smallness. A moment after his eyes left mine he
spoke—and we stood silent like children and listened.
“Ah, ——,” he said slowly, addressing the Chief by name, “so you
have found me. Clayton was a good man for you because he is—
fortunate. If it had not been for his good fortune and the fact that I
was—badly served, the positions would certainly have been reversed
—and before long. However, you have broken into my poor house
and—I must leave it. Have you anything to say to me before I go?”
The Chief took a step forward, and I saw him shake himself
roughly as though to throw off the effect of the man’s personality.
“We’ll talk about that presently,” he said roughly. “Do you
surrender?”
A slow smile crept over the face of the man before us, a smile so
utterly mirthless and inhuman that I instinctively drew back at the
sight of it. “Surrender?” he answered slowly. “I shall never do that,
to you or any man. But I have been badly served here, and I am
fatigued with the dense stupidity of man. To-night I am—going
elsewhere—but not with you. Have you anything further to say?”
The Chief drew his revolver and pointed it at the still figure.
“Throw up your hands!” he shouted hoarsely, “or I’ll shoot you down
like a dog!” And it seemed to me that the Chief’s voice shook a little
in spite of him But no words could ever fully describe the inhuman
quality and the amazing sense of power which emanated from this
black figure, standing quietly before us. It was no wonder that
Ivanovitch and Vining, two such dissimilar types, had been willing to
serve this so-called Emperor of theirs. I do not blame the Chief in
the least, for I felt just the same, only probably more so.
The man in black slowly folded his arms, smiling slightly. “Shoot,
then,” he laughed. “It will be amusing!”
The muscles tightened all over my body in anticipation of the
coming shot. But for some reason the Chief stood there, staring at
the figure, and pointing his revolver still, but making no apparent
attempt to pull the trigger.
The Chief told me afterwards that he had hesitated out of sheer
curiosity and a desire to take the man alive and learn more about his
plans. Perhaps that is true, or perhaps this Emperor succeeded in
hypnotizing his enemy and rendering him powerless to shoot. I know
that I would have hesitated to shoot, in his place, out of sheer
respect for power.
But there was one member of our party who had suffered at this
man’s hands and who was actuated by no such scruples. There was
a little pause, as I have said, and then suddenly Larry leapt forward,
slipped the revolver out of the Chief’s hand and sent three shots in
quick succession into the figure before us.
The banging of the revolver echoed in the room, to the
accompaniment of a crash of falling glass, and the figure
disappeared as though it had dissolved into thin air. We had been
staring into a rimless, skillfully arranged mirror. The man with whom
we had been talking had been close beside us in the room on the
other side of a screen and had projected his voice in some way to
come from the vicinity of the mirror.
All this we realized far quicker than it takes to tell it. And with a
roar of rage the Chief dashed into the room, with us at his heels. At
the same moment there came a hollow, contemptuous laugh from
the side of the room and a door opened and closed again quickly.
Without waiting to call directions to his men this time, the Chief
dashed for this door and attempted to snatch it open. It resisted his
efforts, and I stepped back a little so that he could open it with his
jemmy. But the Chief was too much in earnest to stop even for that.
He too stepped back. And then he flung himself at that door like a
full-back two yards from the goal.
One of the panels gave way with a loud crack and the Chief stuck
his hand through the hole left by the panel and unlocked the door
from the other side.
“Come on,” he shouted, and he jerked open the door and flung
himself through it, with me close behind him. Then he cried out and
I heard the thud of a heavy fall. The next moment I realized that
there was no floor in the darkness beneath my feet.
I began to tumble head over heels down a flight of stairs in the
darkness, bringing up against a door at the bottom with a bang that
shook the breath out of me. And it seemed to me, during that fall,
that every time I touched a step it was either on my head where the
bullet had creased me, or on my wounded shoulder. I know that it
was the shoulder that hit the door at the bottom first.
The Chief had come to a stop just before me. Indeed he partly
broke my fall. He jumped to his feet at once and started fumbling
with this second door, but in spite of his haste I could hear him
chuckling to himself over my few well-chosen remarks about those
stairs and that door.
A moment later there came another crack and this second door
flew open like the first. I rolled out into the open air, beneath the
open sky, and jumped to my feet.
The Chief caught my arm. “There he goes,” he shouted. Then he
started to run into the night.
Sure enough, in the starlight I could make out a figure walking
quickly away from us. At the Chief’s shout it began to run. And
taking a long breath I began to run also.
The man ahead ran on for perhaps a hundred feet or so and then
suddenly darted into the doorway of a low stone building. As the
Chief and I drew closer, I gave a sudden shout, for I remembered
that low building only too well. It was the place in which I had been
imprisoned and in which I had killed Ivanovitch and his satellite.
We had gained rapidly on the figure ahead during that run, and
the latter had had to pause to get the door open, so that we were
close behind him when he finally disappeared into the building. He
slammed the door in our faces, but it did not lock. We got it open
almost at once, and as it swung outward, a dazzling glare sprang up
from the middle of the room beyond. The cylinder there had
suddenly flashed into dazzling fire.
I shaded my eyes as well as I could from the glare, and presently
I realized that a man was crouching in a corner by the big machine
which operated the cylinder. But the glare held us stationary on the
threshold for a moment, and while we hesitated, the man by the
machine darted forward and flung open the side of the cylinder
which opened toward us. In the bright light I could see the swathed
black silk about the slender limbs.
Before the searing heat that sprang out at us the Chief and I
shrank back a step or two. At the same moment the man we
pursued sent forth a wailing shriek that I shall remember as long as
I live and suddenly leapt through the opening into the heart of the
cylinder.
For an instant our straining eyes saw him glow suddenly red and
almost transparent, in a bower of leaping, licking flames. Then we
turned hastily away. When we looked back again, only the glowing
cylinder and the searing heat remained.
As the miserable man leapt into the cylinder there had come a
rush of feet from behind us. And I recovered from the shock of such
a terrible death to the consciousness that some one was plucking at
my arm.
“Clayton! Clayton! And you, Chief! For God’s sake come away!
Come out! Quick!” It was Moore’s voice.
We turned and stumbled out of the building in response to the
urgency in Moore’s tone. But we had taken hardly three steps from
the door when there came a tremendous flash of light, followed by a
roar that seemed to shake the world. With it, something crashed
against my chest and I fell to the ground.
“Chief,” I called faintly, “get Natalie——” and then darkness
swooped down upon me.
The End
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