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Preface vii
Chapter I Nanobiocatalytic Systems: Thin Films of Enzymes 1
Laura Pastorino and Svetlana Erokhina
Chapter II Bioprocesses for the Synthesis of
Nucleosides and Nucleotides 47
Marco Terreni, Daniela Ubiali, Teodora Bavaro,
Davide A. Cecchini, Immacolata Serra
and Massimo Pregnolato
Chapter III Biocatalysis in Environmental Technology 95
D. M. G.Freire, M. L. E. Gutarra,
V. S. Ferreira-Leitão, M. A. Z. Coelho
and M. C. Cammarota
Chapter IV Application of Lipases to Substances with
Pharmacological Importance (Polyunsaturated Fatty Acids) 155
Marie Zarevúcka and Zdeněk Wimmer
Chapter V The Evolution of Directed Evolution 187
Birthe Borup, Lynne Gilson,
Richard Fox and Thomas Daussmann
Chapter VI Biocatalytic Resolution of DL-Pantolactone by
Cross-linked Cells and its Industrial Application 195
Zhi-Hao Sun, Ye Ni, Pu Zheng,
Xin-Fu Guo and Jun Wang
Chapter VII Biocatalytic Potential of Haloalkaliphilic Bacteria 209
Satya P. Singh, Megha K. Purohit,
Jignasha T. Thumar, Sandeep Pandey,
Chirantan M. Raval and Hetal G. Bhimani
vi Contents
Biocatalysis encompasses the use of enzymes or whole cell systems for effecting the
conversion of readily available, inexpensive starting materials to high value products.
Enzymes frequently display exquisite selectivity, particularly chemo-, enantio- and
regioselectivity, making them attractive catalysts for a wide range of chemical
transformations. Enzymes also typically operate under mild conditions of pH and temperature
leading to the formation of products of high purity. As a result of these advantages, enzymes
and whole cells are finding wider application in areas such as the production of intermediates
for pharmaceuticals, fine chemicals, agrichemicals, novel materials, diagnostics, biofuels and
performance chemicals. This new book presents leading-edge research in the field.
Chapter I - The use of enzymes in industry requires their immobilization in order to
reduce the costs and increase the yield of the biocatalytic processes. By reducing the enzyme
mobility, the immobilization affects the enzyme structure and consequently its functionality.
Thus, the immobilized enzymes efficiency is dependent on the peculiarities of the
immobilization technique.
These had been evolved from physical adsorption, membrane entrapment and chemical
surface activation. Although these techniques are at present successfully utilized, the search
for new approaches, which can result in biocatalytic systems with enhanced efficiency, is in
progress. In particular traditional immobilization techniques do not provide effective control
of the immobilization process or of the properties of the biocatalytic system at molecular
level. This lack of control results in the formation of enzyme molecules aggregates leading to
loss in functionality due to mass transfer resistance. This limitation can be overcame by
nanotechnology inspired biocatalytic systems that differ from traditional systems in terms of
preparation, catalytic efficiency and application potential. In particular the “bottom-up”
approach, which consists of building systems molecule-by-molecule, represents a promising
methodology for the precise control of the biocatalytic system structure. Moreover the
molecular dimension of the resulting systems makes economically possible the use of even
highly expensive material, including the most of enzyme molecules. The bottom-up approach
comprises several methods, among them thin film techniques offer the possibility to construct
2 and 3D biocatalytic systems with nm resolution, with predetermined structure and function,
starting from mono/multi layers of enzymes. This can be accomplished by the use of the layer
by layer alternate adsorption of enzymes with oppositely charged polyions (layer-by-layer
viii Francesco H. Romano and Andrea Russo
cycles, as a more relevant portion of the sequence space to be explored has been designed
into the first library (first set of enzymes to be screened).
Chapter VI - D-Pantoic acid (D-PA) and d-pantolactone (D-PL) are known as important
intermediates for the production of calcium pantothenate, an additive for animal feed. Studies
have showed that several filamentous fungi belonging to the genera Fusarium, Gibberella
and Cylindrocarpon could produce D-PL hydrolases that selectively hydrolyze the D-isomer
of DL-pantolactone to form D-PA,.
In our previous studies, an excellent stereoselective D-lactonohydrolase producing strain
Fusarium moniliforme CGMCC 0536 (SW-902) was obtained from isolation and mutation.
Cells of this strain were successfully applied for the kinetic resolution of DL-pantolactone to
produce D-(−)-isomer (99% e.e.). Furthermore, several immobilization methods were
established to reuse the cells. The rationale for choosing whole cell immobilization is because
it not only eliminates enzyme purification and extraction steps, but also increases enzyme
thermostability, provides higher operational stability, greater resistance to environmental
fluctuations and lower enzyme cost. An important technique is to treat cells with
glutaraldehyde. The cross-linking of enzymes with glutaraldehyde involves the reaction
between this bifunctional reagent and free amine groups of the enzyme. The linkages formed
are irreversible and lead to cross-linked enzymes and cells exhibiting high operational
stability. The wide utilization of glutaraldehyde for whole cells immobilization can be
attributed to the decrease of enzyme leakage by cross-linking among the chemical reagent,
cell wall, and intracellular protein. Therefore, the authors investigated the potential of cross-
linking F. moniliforme CGMCC 0536 with glutaraldehyde for entrapping D-lactonohydrolase
inside the cells and the employment of cross-linked biocatalyst in a stirred reactor.
Their results have showed that cells of F. moniliforme CGMCC 0536 have been
successfully immobilized by cross-linking with glutaraldehyde. The cross-linked cells
exhibited a markedly improved thermal stability and operational stability than free cells.
Kinetic characteristics of immobilized cells were assessed. The Km value of cross-linked
cells (118 mM) was slightly higher than that of free cells (96 mM), while the Vmax value
decreased from 4.18 to 3.87 mM min−1 g−1 wet cells after cross-linking. Furthermore,
glutaraldehyde treatment did not change the stereospecificity, pH, and temperature profile of
the D-pantonohydrolase. The high storage stability reduces fermentation workload.
Significant process engineering advantages were evident for cross-linked cells in repeated
batch operations. The resolution of DL-pantolactone was maintained at a steady level during
110 consecutive batches. The high activity and operational stability of the cross-linked cells
presented in this work have been successfully implemented in the commercial production.
Recently, the authors attempted to operate the resolution continuously by recycling
cross-linked cells in a membrane bioreactor. The data show that glutaraldehyde cross-linking
affords a satisfactory method for preserving the asymmetric hydrolyzing capacity of F.
moniliforme CGMCC 0536. A feasible method with high operational stability for the
production of D-PA catalyzed by cross-linked cells was established in a continuous process
by using membrane bioreactor.
Chapter VII - Haloalkaliphilic organisms have been largely investigated from Soda lakes
around the globe and other habitats for these organisms are rarely explored. During the last
10 years, the authors have been working on the diversity and enzymatic potential of
Preface xi
haloalkaliphilic bacteria from the natural and man made saline habitats along the coastal
Gujarat in Western India. The organisms have displayed varied diversity based on their
cultural and morphological patterns, Gram reaction, biochemical properties, antibiotic
resistance-sensitivity, molecular phylogeny and secretion of extracellular enzymes. The
production of extracellular alkaline proteases and lipases were widely spread among the
isolates, whereas only few secreted amylase. The wide spread distribution of these bacteria
from beyond soda lakes clearly indicated their ecological significance. Besides, the
enzymatic potential would attract several biotechnological applications under alkalinity and
high salt conditions.
While major attention has been focused on molecular phylogeny and diversity, only
limited information is available on their enzymatic potential and enzyme characterization.
Cloning, sequencing and expression of different enzymes from Haloalkaliphilic bacteria and
archaea are limited in literature. Our studies with alkaline proteases from a range of
Haloalkaliphilic isolates revealed that many enzymes were highly resistant to urea
denaturation and displayed catalytic potential under combination of extreme conditions.
However, the ability to catalyse under extreme conditions was salt dependent. The enzymes
displayed unique features for biotechnological applications, besides providing a model
system to study protein folding and stability. It is evident that the secretion and properties of
alkaline proteases would also be very useful in assessment of microbial heterogeneity. The
prospects of metagenomics to explore the novel sequences for biocatalysts from non-
cultivable microbes have emerged as a potential tool in recent years. This would also be
discussed with particular reference to saline habitats. Over all, our findings would be
integrated with the literature and biocatalytic potential of Haloalkaliphilic bacteria and
archaea would be assessed.
Chapter VIII - Extremophiles are distributed over a range of extreme habitats. Among
them, extremophilic actinomycetes have recently attracted greater attention due to their
various natural products and specific mechanism of adapting extreme environments. The
natural and man-made environments may harbor a large population of halophilic and
alkaliphilic actinomycetes. However, they have only recently focused attention of the
researchers. The phylogeny, diversity and biotechnological potential of salt-tolerant
alkaliphilic actinomycetes are still in infancy. It is, therefore, relevant and important to pay
more attention to extreme actinomycetes from unexplored habitats, as a possible way to
discover novel taxa and, consequently, new secondary metabolites. The study would also
enlighten us on their diversity, phylogeny and ecological significance.
During the last decade, there has been a dramatic increase in the need for bioactive
compounds with novel activities. Enzymes, after antibiotics are the most important
biologically derived product having immense potential in catalytic reactions of commercial
interest. Most of the studies related to enzymes have so far focused on halophiles, alkaliphiles
and haloalkaliphiles; however, the enzymatic potential of halo-tolerant alkaliphilic
actinomycete is nearly untouched. From the literature, it is evident that the exploration of the
enzymatic potential of these microbes is just the beginning and till date only few enzymes are
investigated in depth. Salt-tolerant alkaliphilic actinomycetes produce enzymes, such as
alkaline protease, amylase, cellulase and lipase that are functional under extreme conditions.
Consequently, the unique properties of these biocatalysts have potentials in several novel
xii Francesco H. Romano and Andrea Russo
Chapter X - The present chapter introduces the newest synthesis strategies developed by
our research group in order to overcome the main disadvantages derived from enzymatic
biocatalysis as a strategy for producing conducting polymers. First, the enzymatically
catalyzed polymerization of 3,4-ethylenedioxythiophene (EDOT) in the presence of
polystyrenesulfonate (PSS) is achieved showing an electrical conductivity of 2×10-3 S/cm and
an excellent film formation ability as confirmed by atomic force microscopy images. Second,
a simple method for immobilizing horseradish peroxidases (HRP) in the biocatalytic
synthesis of polyaniline (PANI) is presented. This method is based on a biphasic catalytic
system where the enzyme is encapsulated inside the ionic liquide (IL) 1-butyl-3-
methylimidazolium hexafluorophosphate, while other components remain in the aqueous
phase. The enzyme is easily recovered after reaction and reused several times. Finally, a new
bifunctional template (sodium dodecyl diphenyloxide disulphonate, DODD) is proposed in
the synthesis of polyaniline (PANI) as a strategy to improve water solubility as well as
electrical conductivity in the obtained polymer.
Chapter XI - The diversity of marine life offers a variety of novel enzymes which might
have a tremendous potential as biocatalysts for academic research as well as for industrial
processes. Concerning the wide spectrum of ecological habitats, which differs extremely in
temperature, pressure, and salinity, the whole machinery of enzyme expression and stability
of the proteins was adopted to the distinct environmental conditions of the producing micro-
as well as macroorganisms. Therefore the oceans provide an almost untapped reservoir of
biocatalysts showing interesting properties like high salt, pressure, and temperature tolerance.
With respect to the special requirements of industrial processes which are particularly
focused on high mass transfer and high time space yields, respectively, enzymes from marine
origin located at exotically regions can help to fulfill these specific demands. Thus,
applications of such proteins or whole cells as catalysts for manufacturing bulk- and fine
chemicals seems visionary up to know. However, regarding the current trends and
developments in molecular biology as well as genetic engineering it appears more realistic in
the case of long-term view. By means of identifying the origin of the enzymes’ stability one
has the possibility to modulate other so far unstable (terrestrial) enzymes.
This review covers the development and research work done on the processing of
enzymes from marine origin, which can be used as biocatalyst tools for research in academia
and industry.
Chapter XII - Immobilized cells performance has been extensively studied in the last
three decades. The advantages of this type of biocatalysts are in their multiple use,
continuous operation and easy removal from the reaction mixture. Two main types of
immobilization techniques exist: cell entrapment in gels and cell fixation on solid supports.
The drawbacks of cell entrapment are in the diffusion limitations at substrate supply to
and product removal from the gel particles. Such limitations do not exist in cases of cell
fixation on solid supports but other transport phenomena arise, associated with the cell
accumulation and concentration within small area. Both techniques admit changes in the cell
physiology including microbial growth different from that in free culture. That is why
additional impact on the net biocatalyst performance may cause the microbial growth in
immobilized state and the possible cell leakage into the fermentation broth and their
consecutive growth in a free state.
xiv Francesco H. Romano and Andrea Russo
The choice of immobilization method depends on the kinetics of the very microbial
process, on the microbial growth, on the products of reactions, being possible inhibitors or
catalysts, etc.
The purpose of this article is to review and to discuss the advantages and the drawbacks
of these two groups of immobilized biocatalysts from the point of view of the specific
reaction kinetics and the mass transfer limitations. Mathematical modeling is employed to
evaluate the effects of cell growth and detachment from the particles and their contribution in
free and immobilized state. Experimental data are presented to illustrate the discussed effects.
Chapter XIII - Chirality is, in the most cases, the key factor in the safety and efficacy of
many drug products. Usually only one enantiomer is responsible for the desired activity,
whereas its counterpart could be inactive, possess some activity of interest, be an antagonist
of the active enantiomer or have a separate activity that could be either desirable or
undesirable. Only in a few cases specific compositions of a racemate or an enantiomeric pair
demonstrated a synergistic effect. In past decades the pharmacopoeia was dominated by
racemates, but since 1980 number of chiral drugs introduced to market have grown markedly.
Chiral compounds currently account for at least 50% of sales with the annual sales of single-
enantiomer drugs exceeding 150 billions of dollars in 2002. These compounds now represent
one-third of all drug sales worldwide.
Thus, it is not surprising that chiral intermediates and fine chemicals are in high demand,
both from the pharmaceutical and agrochemical industries. During the drug development
process, the question invariably arises of which step and which method to choose for
introducing chirality. Thus, racemates are usually produced by parallel synthesis for drug
candidates - it makes sense to resolve the racemate for the initial animal studies, whereas an
optimized, enantioselective synthesis is employed in the course of production. While
enantiomerically selective organic synthesis is the traditional approach, using enzymes and
enzyme-containing microorganisms to biocatalyze a reaction is becoming increasingly
important. However, only 85% of products obtained by biocatalytic processes are
enantiomerically pure and in 50% of these processes enantiomerically active substrates are
used. This shows that induction of asymmetry is not always the most important feature of
industrial biocatalysis. Quite successfully it can be used to carry out conversions that would
otherwise require difficult or multiple synthetic chemistry steps. In such cases, biocatalysis
can be the preferred route even if chirality is not desired. Moreover, over 25% processes base
on kinetic resolution, reaction which affords the desired products with maximal yield of 50%
and thus seems to be not interesting from industrial point of view. This is because the second
enantiomer is either useful (although in different processes) or is isomerized and processing
back as subtrate.
The microbial biocatalysts demonstrate a wide variation of activities between genera,
within genera and even within species. The range of substrates transformed and the inter- and
intra-species differences in specificity of the individual biocatalysts suggests, that it is
possible to provide multiple catalytic agents, especially when the traditional organic process
fails or is to expensive to perform. Thus, biocatalysis have become an attractive alternative to
conventional catalysts in numerous industrial processes. When compared to chemical
catalysis biocatalysts are exquisitely selective and highly precise due to: their substrate
selectivity, which allowed distinguishing and acting on the subset of compounds within a
Preface xv
larger group of chemically related compounds; their stereoselectivity - the ability to act on a
single enantiomer or diastereoisomer selectively and their regioselectivity – ability to
recognize one location in a molecule and finally because of their selectivity towards defined
functional group in a presence of other equally reactive or more reactive ones. Furthermore,
biocatalysts are able to carry out bioconversions under mild conditions – another benefit of
using them as industrial catalysts.
Biocatalysis in drug reseach and production is usually used in multistep processes in
concert with more traditional production techniques. Thus, biocatalysts (as both isolated
enzyme and whole-cell systems) are increasingly being used to assist in synthetic routes to
complex molecules of industrial interest, in so called chemoenzymatic processes.
Whole-cell biocatalysis is a useful alternative to the use of pure enzymes. Employing
whole – cells is a strategy which allowed overcoming many limitation of the enzymatic
biotransformations and, what is important, is usually cheaper than using purified enzymes.
Additionally, microbial cells used as a catalysts, have their own cofactor regeneration
systems, offer wide range of enzymatic activities towards a number of non-physiological
substrates and moreover, usually there are no side reactions except the expected ones.
Moreover, there is no doubt that, the advantage of microbial biotransformations is the
possibility to induce enzymes of defined, desired activity even if they are not constitutively
presented inside the microbe cells. This enlarge the offer of possible reactions to be carried
out and in fact there exists an enzyme for almost every type of chemical reaction.
In: Biocatalysis Research Progress ISBN: 978-1-60456-619-2
Editors: F. H. Romano, A. Russo © 2008 Nova Science Publishers, Inc.
Chapter I
Nanobiocatalytic Systems:
Thin Films of Enzymes
Abstract
The use of enzymes in industry requires their immobilization in order to reduce the
costs and increase the yield of the biocatalytic processes. By reducing the enzyme
mobility, the immobilization affects the enzyme structure and consequently its
functionality. Thus, the immobilized enzymes efficiency is dependent on the peculiarities
of the immobilization technique.
These had been evolved from physical adsorption, membrane entrapment and
chemical surface activation. Although these techniques are at present successfully
utilized, the search for new approaches, which can result in biocatalytic systems with
enhanced efficiency, is in progress. In particular traditional immobilization techniques do
not provide effective control of the immobilization process or of the properties of the
biocatalytic system at molecular level. This lack of control results in the formation of
enzyme molecules aggregates leading to loss in functionality due to mass transfer
resistance. This limitation can be overcame by nanotechnology inspired biocatalytic
systems that differ from traditional systems in terms of preparation, catalytic efficiency
and application potential. In particular the “bottom-up” approach, which consists of
building systems molecule-by-molecule, represents a promising methodology for the
precise control of the biocatalytic system structure. Moreover the molecular dimension of
the resulting systems makes economically possible the use of even highly expensive
material, including the most of enzyme molecules. The bottom-up approach comprises
several methods, among them thin film techniques offer the possibility to construct 2 and
2 Laura Pastorino and Svetlana Erokhina
Introduction
Enzymes molecules are catalysts and they speed up the chemical reactions at the basis of
the metabolism of all living organisms with extremely high selectivity and efficiency.
Moreover, they are not part of the final product of the catalysed reaction, and they operate at
mild conditions, such as room temperature and physiological pH [Hartmeier, 1988]. In this
respect enzymes can be considered remarkable catalysts and their catalytic properties
represent the environmentally friendly solution to industrial problems. From the application
point of view, it is very important that many enzymes are commercially available, and
numerous industrial applications have been described. Enzymes have been used for more
than 50 years in the detergent, textile, food and feed industries [van Beilen, 2002]. Moreover,
biocatalysis has an important role in the industrial synthesis of bulk chemicals [Koeller,
2001], pharmaceutical [Pollard, 2006] and agrochemical intermediates [Aleu, 2006].
Biocatalysis also holds considerable promises in environmental fields [Alcade, 2006], such as
enzymatic bioremediation [Whiteley, 2006; Wu, 2008], enzyme-based biofuel cells [Kim,
2006a] and biodiesel production [Rashid, 2008; Hernández-Martín, 2008]. These are only
few examples of the growing impact of biocatalysis on different industrial sectors.
However, the potentiality of enzymes in industrial applications is not exhaustively
exploited, because of some bottlenecks such as the high cost of the most of enzymes, the low
activity and/or stability under working conditions and low reaction yields [Coward-Kelly,
2006]. Recent advances in tools and techniques for biocatalysis research and development
should help to overcome these limitations [Bommarus, 2006; Coward-Kelly, 2006; van
Beilen, 2002]. Advances in metabolic and protein engineering, high-throughput screening,
nanotechnology and other technologies will increase the impact of biocatalysis in industry
[Rubin-Pitel, 2006; Coward-Kelly, 2006] and new industrial applications are expected to be
realized [Schmid, 2001; Schoemaker, 2003].
Different steps can be individuated in the development of a biocatalytic process. They
span from the identification of the target reaction, to the selection of the more suitable
biocatalyst, to its characterization and modification, in order to arrive finally to its application
Nanobiocatalytic Systems: Thin Films of Enzymes 3
[Schmid, 2001]. The economic feasibility of a biocatalytic process depends on several factors
involved in these steps and differs for each process under study since requirements vary
enormously depending on the biocatalyst itself. One critical point to be taken into account is
represented by the cost of the biocatalyst itself, as many enzymes are expensive. To minimize
the influence of this cost on the whole process, recombinant DNA technologies [Petersen,
1999; Sheldon, 2004] can be used to enable the production of enzymes with competitive
prices on the one hand and immobilization techniques make possible the reuse of the same
biocatalyst in different production cycles on the other hand [Hartmaier, 1988; Schmid, 2001;
van Beilen, 2002]. As relates to immobilization techniques, they represent a powerful tool not
only to reduce the cost related to the enzyme itself but also to simplify the design of the
production plant, as the reaction product can be easily recovered without enzyme
contamination, to simplify the process control and finally to improve some enzyme properties
such as operational stability [Katchalsky-Katzir, 1993; Mateo, 2007].
Depending on the process requirements (enzyme characteristics, substrate, reaction type
and reactor configuration) specific immobilized enzymes should be designed. Moreover,
several possible restrictions, such as activity losses and diffusional limitations, should be
taken into account in the design of immobilized enzymes [Cao, 2005]. For these reasons
different immobilization strategies have been set up so far. They can be divided into five
main groups based on the kind of interactions between the enzyme molecules and the solid
support, and specifically they are: adsorption, micro-encapsulation, entrapment, cross-linking
and covalent bonding [Hartmaier, 1988; Chibata, 1986, Katchalski-Katzir, 1993].
Even if many strategies are already available and have also found some applications at
the industrial scale, the search for innovative and more efficient approaches for the
immobilization of enzymes is still under progress [Cao, 2005]. One of the main limitation of
traditional approaches is the lack of the effective control of the immobilization process at the
molecular level. This lack of control results mainly in the formation of aggregates of enzyme
molecules, which have partly lost their active conformation, in which the active sites could be
not exposed to the substrate molecules and where the catalytic activity is lowered also by
mass transfer resistance. It is then evident how the development of immobilization techniques
able to control the positioning and the orientation of the enzyme molecules is required in
order to control finally the properties of the realized biocatalytic medium. In that sense,
nanotechnology appears to have a pivotal role in the development of the next generation of
biocatalysts.
Nanotechnology has found applications in almost all fields of research from aerospace to
electronics, biology, medicine and biotechnology. Recently in the field of biotechnology a
new area has appeared, which is nanoscale enzymatic biocatalysis [Wu, 2004]. The area of
enzymatic nano-biocatalysis comprises both the use of nanostructured materials as hosts for
enzyme immobilization [Kim, 2006b; Wang 2006], via approaches including adsorption,
covalent attachment and so on, and the fabrication of biocatalytic systems molecule-by-
molecule with a predetermined structure and, therefore, function [Huie, 2003; Schäffer,
2007]. This last approach to nanofabrication is the so called “bottom-up” one and is based on
the use of chemical or physical forces at the nanoscale level to assemble molecules, acting as
building blocks, into complex structures with a predetermined architecture and function
[Shimomura, 2001; Seeman, 2005; Zhou, 2005]. Extensive research has been performed on
4 Laura Pastorino and Svetlana Erokhina
the bottom-up approach in the last years and a number of bottom-up methods have been
developed also due to the appearance of techniques allowing a direct characterization at the
molecular scale.
Among the bottom-up nanofabrication methods, thin film techniques represent a
powerful tool for the assembling of molecules into highly ordered architectures [Ulman,
1991; Seeman, 2005]. In particular thin film techniques are well suited for the manipulation
of enzymes which display the capability to form highly packed assemblies and to generate 2D
and 3D structures. The properties of the developed structures can be tailored by incorporating
appropriate molecules and functional groups. There are different mechanisms by which thin
films can be accomplished, two of them are the Langmuir-Blodgett technique (LB) and the
layer-by-layer self assembly (LbL) technique. The LB technique, which was developed at the
beginning of the twentieth century [Blodgett, 1935; Blodgett, 1937], is based on the
formation of a closely packed monolayer at the air/water interface and on it subsequent
transfer onto the surface of a solid support. This technique was mainly developed for the
deposition of amphiphilic molecules. However, extensive work has been carried out on the
formation of thin films of biological interest including enzyme molecules for biocatalytic
purposes. The LbL technique, a more recently developed technique, is based on the alternate
assembly of oppositely charged polyelectrolytes for the deposition of complex multilayered
nanostructures [Iler, 1966; Decher, 1997]. This process is a very simple one and can be used
for the deposition of multilayered films onto supports of any shape with the precise control of
the structure and of the function. Enzyme molecules can be assembled using this technique
for the fabrication of biocatalytic media or can be entrapped into nanocapsules for the
fabrication of nanobioreactors. Variations of film composition and sequence of layer
alternation influence the properties of the biocatalytic film. Moreover sequential catalytic
reactions can be realized in multi-enzymes films. Enzymes immobilized in thin films have
shown to posses unique properties in terms of stability and functionality. Therefore, these
new types of biocatalytic systems would have a great impact on the industrial application of
enzymes.
The main aim of this chapter is to overview some of the more advanced and promising
nanotechnological methods for the immobilization of enzymes and specifically the
fabrication of organized thin film architectures by the LB technique and the LbL self
assembly technique. The current status and applicability of these methods in the biocatalysis
field, as well as prospective applications and developments are discussed.
LB Introduction
Langmuir-Blodgett (LB) technique is one of the most powerful tools for the realization
of functional organic structures with molecular resolution in one direction. In particular, it
was widely used for realization of layers with biological molecules. Lipids and lipid-like
molecules are traditional objects of the applicability of the method. Proteins were also
deposited using LB technique. However, in the case of proteins, the method not always can
Nanobiocatalytic Systems: Thin Films of Enzymes 5
be applied directly for the deposition of protein-containing layers and, therefore, must be
modified according to the nature of each particular protein. Strictly speaking, monolayers of
only membrane proteins can be directly formed at the air/water interface. For all other
proteins, including enzymes, special tools and approaches must be developed in order to form
functionally active molecules. Reviews on the approaches allowing to overcome the
difficulties can be found in [Erokhin, 2000; Erokhin, 2002].
Enzymes are proteins, whose function is to perform the activity of the extremely
effective biological catalysers. Therefore, mutual orientation of the active zones in the
enzyme molecule, responsible for the electron transfer from and to biological molecules
(substrates), involved into the reaction, is very important for their functional activity. This
feature is crucial considering the applicability of LB method for the enzyme layers
realization. Essential step of the LB technique is spreading and compression of the layer at
the air/water interface. This step is very important for all the protein monolayers in general,
and even more critical for enzymes in particular. Exposition to the action of the surface
tension of the pure water surface (72 mN/m) can result in the complete denaturation or at
least partial modification of tertiary and/or secondary structure of the enzyme. In fact, The
structure of the enzyme globule is stabilized by the molecular interactions within
hydrophobic nucleus of the protein, that is comparable with the surface tension. These
modifications of the protein structure can result in the irreversible decrease of the enzymatic
activity.
However, LB technique is still widely used for the working with enzyme molecules. It is
worth to mention that the very first work on the application of the LB technique for enzyme
layers formation was carried out in 1938 by I. Langmuir and V. Schaefer [Langmuir, 1938].
This work is well-known as it describe the first application of the horizontal deposition
method (Langmuir-Schaefer technique). However, we would like to recall the fact (rarely
mentioned now), that the work was performed on pepsin and urease monolayers.
20
Number of articles / year
18
16
14
12
10
8
6
4
2
0
1938 1948 1958 1968 1978 1988 1998 2008
Year
Figure 1. Number of articles on enzyme-containing Langmuir and LB films per year (the dependence was
averaged for 5 years).
6 Laura Pastorino and Svetlana Erokhina
Literature analysis allows to monitor the genesis of the activity in the field of the
application of LB technique to study properties of enzymes and/or deposition of enzyme-
containing layers. Averaged dependence of the number of articles concerning the enzyme-
containing Langmuir and LB layers on the year of publication is presented in Figure 1.
Averaging was performed for 5 years in order to smooth occasional scattering and to reveal
existing tendencies. Let us analyse the figure.
First publication of I. Langmuir and V. Schaefer had not attract the attention of
researched. Only one other article was published during almost 3 decades. However, at the
end of the sixties we can see an increasing activities in the field coming to the maximum at
the end of seventies. These activities can be connected to the fundamental investigations of
the action of enzymes on the model membranes. In fact, Langmuir monolayer at the air/water
interface can be consider as a model of the half of the biological membrane. Its composition
can be varied by the variation of spreading solution using natural mixtures of lipids and/or
mono- or multi-component solutions of different amphiphilic molecules. The state of the
model membrane can be also varied by changing its surface pressure, modelling, therefore,
liquid-expanded, liquid-condensed or solid regions of the biological membrane. Enzyme
molecules were placed into the subphase under the monolayer and its activity was analysed
by all available methods (in the early stages of the research, restricted number of techniques
was available; the most of works were performed by the analysis of the monolayer area and
surface potential variations). As it is practically always in the scientific activity, after the
peak we can observe some decrease of the activity coming to the steady state situation. LB
technique was found to be rather useful for the investigation and understanding of interaction
of enzyme molecules with model membranes and such kind of works are still performed by
different research groups.
At the end of eighties we can observe a significant increase of the activity in the field of
enzyme-containing LB films coming to the maximum in the beginning of nineties. This
period coincides perfectly with wide spreading of the ideas of molecular and bio-electronics,
as well as the beginning of the numerous works on the biosensors construction. This stage of
researches are mainly dedicated to the incorporation of enzymes in thin layers and their
transfer onto the surface of adequate transducer, capable to register the enzymatic reaction
and, therefore, the presence of the substrate molecules in the solution under investigation. As
in the previous case, some decrease of the activity was observed in the second part of nineties
and we can see currently rather steady state situation, indicating continuous interest of
research groups to the application of LB method for the construction of enzyme-containing
functional molecular structures.
The part of the work, dedicated to the Langmuir and LB films techniques for study the
activity and construction of enzyme-containing layers, will be organized in the following
manner. First, we will briefly present the basic principle of the LB technique in its classic
form. Then, we will illustrate the applicability of the technique for the investigation of the
interaction of enzymes with model membranes considering some examples, described in
literature. Third, we will describe several special modifications of LB technique, allowing
deposition of enzyme layers with preserved activity. It will be illustrated by some special
cases of different enzymes. We will also present some examples of biosensors, using enzyme-
Nanobiocatalytic Systems: Thin Films of Enzymes 7
containing LB layers as active sensitive elements. Finally, we will present a list of enzymes,
ever used for LB studies, in order to provide reference points for further researches.
Salts of fatty acids are “classic” objects of the LB technique [Blodgett, 1937; Gaines,
1956; Overbeck, 1993; Peterson, 1992]. General structure of fatty acid molecules is:
CH 3 (CH2 ) n COOH
Fatty acids, which form stable monolayers are stearic (n=16) one, arachidic (n=18) one,
and behenic (n=20) one.
Being place at the air/water interface, these molecules arrange themselves in such a way,
that its hydrophilic part (COOH) penetrates water due to its electrostatic interactions with
water molecules, which can be considered as electric dipoles or, more frequently, as electric
charge, as head-group can be in a dissociated form. Hydrophobic part (aliphatic chain) faces
itself to air, because it can not penetrate water due to entropy reasons. Therefore, if rather few
molecules of such type were placed to the water surface, they form 2-dimensional molecular
system at the air/water interface.
60
Surface pressure (mN/m)
50
40
30
20
10
0
0 10 20 30 40 50 60 70 80
Area per molecule A (A²)
Let us consider what will happen when the layer is compressed with some kind of
barrier. We will consider surface pressure as a parameter describing the monolayer state.
Surface pressure is determined as:
π = σ H O − σ ml
2
8 Laura Pastorino and Svetlana Erokhina
where σH 0 is the surface tension of the pure water and σml is the surface tension of the
2
monolayer covered water surface. In other words, surface pressure can be considered as the
decrease of the water surface tension due to the presence of the monolayer on it.
Compression isotherm of the stearic acid monolayer is presented in Figure 2. This
important characteristics represents the dependence of the surface pressure upon the area per
one molecule, obtained at constant temperature. Usually, this dependence is called π-A
isotherm. The measurements of the isotherm are practically always performed for studying
the behaviour and phase transitions of the monolayers at the air/water interface.
Let us consider the isotherm. Initially, the compression does not result in the surface
pressure variations. Molecules at the air/water interface are rather fare from each other and do
not interact. In some cases they also form domains, containing several molecules. This state
of the monolayer is refereed as “two-dimension gas”. Further compression results in the
increase of the surface pressure. Molecules come closer one to the other and begin to interact.
This state of the monolayer is referred as “two-dimensional liquid”. For some compounds it is
possible to distinguish also liquid-expanded and liquid-condensed phases. Continuation of
the compression results in the appearance of “two-dimensional solid state” phase,
characterized by the sharp increase in the surface pressure even for small decrease in the area
per molecule. Dense packing of molecules in the monolayer is reached in this case. Further
compression results in the collapse of the monolayer. 2-D structure does not exist anymore.
Not controllable multilayers are formed at the water surface.
Two instruments are usually considered for surface pressure measurements, namely,
Langmuir balance [Langmuir,1917] and Wilhelmy balance [Wilhelmy,1863]. Langmuir
balance measuring principle is the following. Barrier, separating the clean water surface from
that covered with the monolayer, is the sensitive element. Even if this balance measures
directly the surface pressure, it is not so frequently used. Mainly it is used when precise
measurements of the monolayer conditions at the air/water interface are studied, and it is
practically not used when the monolayer is supposed to be transferred onto solid substrates.
There are several reasons for its restricted applications. First of all, the utilization of the
Langmuir balance supposes that the compression of the monolayer is from one direction only.
This fact can result in the gradient of the monolayer density, what is absolutely undesirable in
particular cases. Second, the measurement of the surface pressure is performed in the other
point with respect to that, where the deposition takes place. This feature can result in the
weak control of the monolayer state during its transfer onto solid substrates. Third, there is
rather large area of the monolayer, which cannot be used. The first and the second drawbacks
are very critical when working with rigid monolayers. It was shown that it is possible to
observe a gradient of the monolayer density (and so the surface pressure), if the compression
is anisotropic one. The third drawback is very important when working with expansive
substances, such as biomolecules (including enzymes), as a significant part of the layer must
be wasted.
Wilhelmy balance had found more applications, even if it does not provide the direct
measurement of the surface pressure. However, it allows to avoid all 3 drawbacks of the
Langmuir balance mentioned above.
The sensitive element of the Wilhelmy balance is a plate (very often it is made from
paper). The measurement principle is illustrated in the Figure 3.
Nanobiocatalytic Systems: Thin Films of Enzymes 9
The last force (FS) is just the product of the surface tension and the plate perimeter. As
the weight of the plate is constant, and the Wilhelmy balances now are equipped by systems,
maintaining the plate immersion depth into the water at the same level, providing, therefore,
the Archimedic force constant, it is possible to attribute the zero value to the clean water
surface, and the differences from this value will be directly the surface pressure.
The construction of the balance allows to perform measurements in the point exactly
corresponding to the deposition point with respect to the barrier position. It provides the
precise control of the surface pressure value, maintained by the feedback system. The other
advantage of the Wilhelmy balance is the possibility of compressing the monolayer from both
sides, performing better homogeneity of the monolayer.
Figure 4. Typical dependences of the surface pressure (a) and surface potential (b) on the barrier coordinate
for the monolayer at the air/water interface.
10 Laura Pastorino and Svetlana Erokhina
The floating monolayer can be transferred onto the surface of solid supports. Two main
techniques are usually considered for the monolayer deposition, namely, Langmuir-Blodgett
(or vertical lift) one [Blodgett, 1934] and Langmuir-Schaefer (or horizontal lift) one
[Langmuir, 1938].
The scheme of the Langmuir-Blodgett deposition is illustrated in Figure 5. Specially
prepared substrate with hydrophobic surface is passing vertically through the monolayer. The
monolayer is transferred onto the substrate surface during this passing. The important point of
such deposition is connected to the necessity of having the monolayer in the electrically
neutral state. If some charges in the monolayer molecule head-groups will be uncompensated,
the deposition will not be performed – electrostatic interaction of these charges with water
molecules will be higher with respect to the hydrophobic interactions of their chains with the
hydrophobized substrate surface. It will make impossible the monolayer transfer to the solid
substrates.
Let us consider again the monolayer of fatty acids in order to demonstrate the necessity
of the head group neutrality. If the monolayer is formed at the surface of distilled water (pH
is about 6.0) it cannot be transferred onto solid substrate. Its head group is dissociated and
contains negative charge (COO-). There are two ways to provide the possibility of deposition.
In the first case one must use LS technique (horizontal lift) and to provide the conditions
when all head groups of the fatty acid molecules are in the protonated (not dissociated) form
[Erokhin, 2000]. It requires the decrease of the pH of the subphase. In fact, the deposition
begins to take place when the pH value is less then 4.0 when there is practically no
dissociation.. However, the monolayer of pure fatty acids is very rigid and its transfer results
usually in defective LB films at solid substrates. Therefore, usually fatty acid salt monolayers
are deposited instead of pure fatty acids [Agarwal, 1973; Alekseev, 1987; Amador, 1998]. In
this case, bivalent metal ions are added into the water subphase. Normally, their
concentration is of the order of magnitude of 10-4 M. The metal ions attach themselves
electrostatically to the dissociated fatty acid head groups, providing their electric neutrality.
At the air/water interface, these ions are in a dynamic equilibrium with the fatty acid groups
in the monolayer. In the deposited layer, the bivalent metal ion coordinates 4 oxygen atoms in
two fatty acid molecules in adjescent monolayers [Erokhin, 1989]. This coordination is
illustrated schematically in the Figure 6. Metal atom is in the center of the tetraeder formed
by four oxygen atoms. Such coordination implies that the metal ions are bound to the fatty
acid molecules in the adjacent layers and their attachment, very likely, takes place when the
substrate pass through the meniscus during the upward motion.
The other method of the monolayer transfer from the air/water interface onto solid
substrates is illustrated in Figure 7. The method is called Langmuir-Schaefer (LS) technique
(horizontal lift). It was developed in 1938 by I. Langmuir and V. Schaefer for the deposition
of protein layers [Langmuir, 1938]. Specially prepared substrate touches horizontally the
monolayer, and the layer transfer itself onto its surface. The method is often used for the
deposition of rigid and protein monolayers. In both cases the application of Langmuir-
Blodgett method is not desirable as it results in the deposition of defective films.
12 Laura Pastorino and Svetlana Erokhina
Figure 5. Scheme of the LB deposition: downward (a) and upward (b) motion of the solid support through
the monolayer at the air/water interface.
Figure 6. Tetrahedral coordination of bivalent metal ions (central circle) by head-groups of adjacent
monolayers.
In the case of the application of LS method to rigid monolayers special cares must be
performed. The monolayer at the air/water interface must be divided into parts after reaching
the desired surface pressure. It must be done with a special grid with windows, corresponding
to the solid support sizes [Aktsipetrov, 1995]. The main reason of the utilization of the grid is
the following one. If the monolayer is rigid, the removal of some its part will result in the
formation of empty regions in the monolayer. As the layer is rigid, these empty zones will be
maintained for a very long time. Repeating of the deposition will result in the formation of
many defects in the monolayer, and the resulting transferred layer will be absolutely not
homogeneous. The use of the grid provides also the guaranty, that only one monolayer is
transferred during one touch.
In the case of proteins (mainly, membrane proteins) the monolayer is soft [Erokhin,
2002]. Therefore, the problems, mentioned above, do not exist in this case and the use of the
grid can be avoided. In fact, the monolayer structure in the case of protein layers is
practically amorphous, what is easy to reveal by Brewster angle microscopy – a powerful tool
for the monolayer domain structure visualization. Therefore, the removal of some monolayer
regions can be rapidly compensated by the feedback system without the loss of the monolayer
homogeneity. However, there is the other problem when applying the LS technique for the
protein monolayer transfer. The situation on the solid support after the touching of the
Nanobiocatalytic Systems: Thin Films of Enzymes 13
Figure 8. Scheme of the water and protein molecules distribution on the substrate surface after horizontal
touching of the protein monolayer.
According to the transfer procedure, deposited films are usually divided into 3 types,
schematically shown in the Figure 9, namely, X-, Y-, and Z-types [Roberts, 1990]. As it is
clear from the Figure 9, the Y-type is a centrosymmetric one, while X- and Z-types are polar
ones and differ one from the other by only the orientation of the head-groups and
hydrocarbon chains with respect to the substrate surface. Such division appeared due to the
fact, that in some cases there is no monolayer transfer during upward or downward motion of
the substrate in the case of LB deposition. In the case of the LS deposition, moreover, the
layers seem to be always transferred in a polar manner. However, the X- and Z-types are
practically never realized in practice [Lvov, 1986]. Even if some nonlinear properties, such as
14 Laura Pastorino and Svetlana Erokhina
pyroelectricity [Blinov, 1984], realizable only in polar structures, were observed, and the
structures were considered as polar ones, detailed investigations revealed that the films are of
Y-type with only not equal density of add and even layers [Roberts, 1989]. Therefore,
thermodynamically stable structures, that in a case of LB films are bilayers, must be realized.
Moreover, in the case of LS deposition of fatty acid films, it was shown that the last 3
transferred monolayers are involved into the structural reorganization during the meniscus
passing, in order to realize thermodynamically stable Y-type packing [Kato, 1987]. This
reorganization provides the orientation of the hydrocarbon chains to the air in the last
deposited monolayer.
Figure 10. Fromherz trough. Circular trough is separated into sections (a). Monolayer formation and
interactions with enzyme take place in different sections. The monolayer can be transferred from one section
to the other by simultaneous motion of both barriers in the same direction due to the deformation of water
subphase meniscus during passing the section walls.
Nanobiocatalytic Systems: Thin Films of Enzymes 15
Application of the LB technique for the deposition of enzyme films meets the same
difficulties as for the most of other proteins [Erokhin, 2002]. These difficulties are resulted
from the organization of such objects. Practically all proteins (except membrane ones),
including enzymes, have the most of charged groups at their surface, while hydrophobic
groups are in their center maintaining the globular tertiary structure. Therefore, it is difficult
to suppose that such molecule will remain in the native form at the air/water interface.
Observed surface activity of protein molecules in the most of cases is mainly due to the
complete or partial denaturation of the protein molecule. Hydrophobic interactions,
maintaining the protein globule structure, are of the same order of magnitude as the action of
the surface tension (72 mN/m for pure water). Thus, arriving to the air/water interface,
protein molecules (including enzymes) must rearrange their structure. Hydrophobic groups
will be oriented towards air, while charged groups will remain in water. Native protein
globular structure is lost. Especially for enzyme molecules, such reorganization of the protein
globule is very critical for the functioning. In fact, enzyme can be considered as an extremely
effective catalyser and mutual orientation of specific groups, responsible for the improved
electron transfer between involved reagents (substrates), is a key parameter. Even partial
denaturation will result in the complete lost of the enzymatic activity.
Above considerations have demonstrated the necessity of the modification of the
traditional LB technique if we want to deposit enzyme-containing layers. Such modifications
were developed basing mainly on the formation of complex layers, including lipid (or other
surfactant) monolayers with attached enzyme layer. In this case the lipid layer is formed at
the air/water interface. Its presence decrease the surface tension for the value of the reached
surface pressure. Thus, enzyme molecules will be much less affected by the external forces
when arriving to the air/water interface. However, in order to provide a stable complex
between lipid monolayer and enzyme molecules, we need to involve some forces of
interactions. The most frequently used interactions have the electrostatic nature [Peschke,
1987; Pachence, 1991; Edmiston, 1998]. Similarly to the case of LbL deposition, one need to
determine the isoelectric point of the enzyme that is planed to be deposited. All the further
manipulations will be performed at the pH, when the enzyme is charged and to find lipid
16 Laura Pastorino and Svetlana Erokhina
molecule, capable to form stable monolayers and having an opposite charge in the head-
group at the chosen pH value. Thus, the procedure must be the following one. Lipid solution
must be spread at the air/water interface and the monolayer must be compressed till the target
surface pressure. After equilibrating, enzyme solution must be injected under the monolayer.
It is important to inject the enzyme solution after the monolayer is already formed, otherwise
enzyme molecules can be denatured during the contact with the pure water surface.
Incubation time can vary from some minutes till some hours depending on the particular
enzyme and lipid molecules as well as on the composition and pH of the subphase. The
attachment of the enzyme molecules can be revealed by the variation of the surface pressure
(if the feedback is switched off) or surface area, covered by the monolayer (if the feedback is
switched on) as well as by measuring of the monolayer surface potential. After the
incubation, such layer can be transferred onto solid supports using generally Langmuir-
Shaefer technique (horizontal lift).
A special device was designed for such purposes. It was developed by Fromherz and was
called Fromherz trough [Fromherz, 1971; Fromherz, 1975]. The scheme of the device is
shown in Figure 10.
Usually, it has a circular geometry and is divided in several sections as it is shown in the
figure 10a. Compression is provided by two barriers that are radii of the circular trough and
move towards each other. Each section must have its own surface pressure sensor. Let us
consider briefly the operation principles of this device. The formation of the lipid monolayer
takes place in the section 1. The subphase can contain some additions (usually, salts), suitable
to the formation of the stable layer. When the target pressure is reached and the monolayer is
equilibrated, it must be transferred to the section 2 with the composition and pH facilitating
the detachment of ions, attached during the previous stage, suitable for the stable monolayer
formation but not useful for the interactions with the enzyme molecules. We can call this
operation “two-dimensional washing”. The transfer of the monolayer from one section to the
other is performed by the simultaneous motion of both barriers in the same direction. Then,
the monolayer must be transferred to the third section, already containing enzyme molecules
in the subphase volume. Adsorption of enzyme molecules onto the lipid head-groups takes
place in this section. Composition and pH of the subphase must provide the most effective
interactions. When the enzyme layer is formed, the complex layer will be transferred to the
section 4 where the subphase is suitable to the layer transfer to the solid supports.
In principle, it is possible to use not only electrostatic interactions, but some specific
recognition [Uzgiris, 1987; Morgan, 1992]. In this case, the lipid molecules must have some
groups providing high affinity to the other groups, already present or attached to the enzyme
molecule surface. Of course, this approach is more complicated and expensive, as it demands
synthesis stages. However, it can provide a desirable orientation of the enzyme molecules
towards the analysed solution.
Figure 11. Deposition method using sliding plate sample-holder. Figures 11a-11d represent different stages
of the enzyme-containing structure formation, while Figure 11e shows the motion of the sample-holder
between different sections of the deposition equipment.
Initial organization of the lipid monolayer at the air/water interface is shown in Figure
12a. In the case of the increase of the monolayer area (Figure 12b), one can conclude that the
enzyme is attached to the monolayer and, in some cases, can even partially penetrate into it.
Instead, it is possible to observe also the decrease of the monolayer area. It can mean that the
enzyme action on the model membrane result in the formation of local collapses and/or lipid
micelles, that then leave the air/water interface and penetrate the aqueous subphase. This
situation is illustrated by the Figure 12c. Of course, more precise interpretation of what really
happened will demand additional investigations with other, more powerful techniques. Some
of such useful technique will be mentioned below. However, even the information on the
monolayer area variation can be very useful and can allow even quantitative estimation of the
process. In the case of the switched off feedback, the monolayer area is fixed and one can
register the surface pressure variation during the enzyme-model membrane interactions. In
principle, the information obtained during such investigations is comparable with that in the
case of switched on feedback. However, the difference is that in the case of “feedback on”
situation the state of monolayer is maintained constant during the interactions, while in the
“feedback off” case the variation of the surface pressure can result in the phase transitions of
the monolayers state (for example, from liquid expanded to liquid condensed). Therefore, the
interactions of enzyme molecules with the monolayer can be varied from the beginning till
the end of the process.
The other possibility to study these interactions is to measure the surface potential
variations. As it was mentioned above, the measurements of the surface potential is usually
performed with the Kelving probe and can provide the information of the charges and dipoles
distribution across the monolayer. Therefore, in some cases the variation of the surface
potential can indicate the attachment of the enzyme to the monolayer (as it contains its own
charges and dipoles) as well as reorganization and reorientation of the molecules in the
monolayer. In this last case the conformational changes of the lipid head-groups will be more
evident as their polar nature result in a significant contribution to the total value of the
surface potential.
Considering the morphology of the monolayer and its variation during the interactions
with enzyme molecules in the subphase, two types of microscopies are widely utilized.
Fluorescence microscopy [Lösche, 1984; Chi, 1987; Schwartz, 1993] is based on the
addition of the fluorescently labelled probes to the system under investigation. The system in
this case must be illuminated with the light of the wavelength, corresponding to the
fluorescence excitation. Imaging must be performed after filtering of the exciting light. These
dye molecules can be added to the spreading solution of lipids. During the monolayer
compression, the dye molecules will not be able to penetrate regions with lipid molecules
close packing, visualizing therefore the domain structure of the model membrane. The
domain sizes and shape can be varied during the interaction with enzymes and these
morphology variations can be easily visualized even in a real time. The other possibility is to
work with a monolayer without dye addition, but to use fluorescently labelled enzymes. In
this case it will be possible to determine and to localize the interaction of the enzymes with
the monolayer registering the appearance of the fluorescence.
20 Laura Pastorino and Svetlana Erokhina
Figure 12. Lipid monolayer at the air/water interface (a). The interaction with enzyme molecules in the water
subphase can result in the protein adsorption at the lipid head-groups and even in their partial penetration
into the monolayer and, therefore, in the increase of the monolayer area at the given value of the surface
pressure, maintained by the feedback system (b). In other cases, interactions with enzymes can result in the
local monolayer collapses and partial transfer of lipid molecules into the volume of the water subphase in the
form of micelles (c).
Second type of the microscopy, widely used for the monolayer investigations, is called
Brewster angle microscopy (BAM) [Overbeck, 1994; Tsao, 1995; Angelova, 1995]. It is
based on the fact that polarized light, incident to the interface at the Brewster angle, is not
reflected. Thus, BAM instrument is equipped by goniometric system with attached laser and
CCD device, allowing to vary angle of incidence and, accordingly, reflectance. Usually, the
incidence angle corresponds to the Brewster angle for the air/water interface. Thus, the pure
water surface will be seen as the dark field in the acquired image. The presence of the
monolayer will vary Brewster conditions for both water/monolayer and monolayer/air
interfaces resulting, therefore, in the appearance of bright areas in the image, corresponding
to the position of monolayer domains. It is clear that this technique can be also used for the
study of interaction of enzymes with model membrane, as it will allow to visualize the
variation of the domain sizes and shape during such interactions. In addition, BAM has one
significant advantage with respect to the fluorescence microscopy. In the case of BAM we do
Nanobiocatalytic Systems: Thin Films of Enzymes 21
not need to add any dye or other molecules into the system under investigation. In other
words, the system in the case of BAM is much less affected by the artefacts added for the
visualization possibility in the case of fluorescence microscopy.
Other technique that is used for the monolayer study and can be useful for the
investigation of the interaction of enzymes with model membranes is ellipsometry [Feachem,
1934; den Engelsen, 1974; Ducharme, 1985; Kim, 1990]. The variation of the polarization
state of light reflected from the interface can give the information about the variation of
thickness and refractive index of the thin layer at the interface.
However, it seems even more effective to use X-ray reflectivity measurements for these
reasons [Helm, 1987; Kjaer, 1988; Majewski, 1998; Kaganer, 1999]. Modelling of the
experimental curves can give the information not only about the thickness of the layer, but
even to reconstruct the electron density profile in the direction normal to the monolayer
plane. In fact, in the case of the monolayer interaction with DNA it has allowed to register
not only the fact of the DNA adsorption, but also the state of DNA in complexes with
different lipids [Erokhina, 2007; Cristofolini, 2007]. In the case of interactions with enzymes,
such measurements can help in more precise localization of the enzymes in model
membranes during the interaction processes. Effective utilization of the X-ray reflectivity
measurements demand the use of synchrotron radiation as it provides high signal-to-noise
ratio, necessary for the reliable model construction. As the most serious drawback of the
method, we can mention that it is rather time consuming and does not allow real time
monitoring of the process. However, current works in the field, especially based on the
analysis of the diffuse scattering allow to forecast that in the nearest future these limitation
will be successfully overcame.
Of course, as more techniques are available for the characterization, as better and
precisely the interaction process will be described.
Just to illustrate the previous considerations, let us consider some specific example of the
application of the monolayer technique for the investigation of the interactions of enzymes
with model membranes. Historically, these examples will correspond to the first peak of the
activity, shown in Figure 1, when the effectiveness of such studies was well demonstrated.
The most of the current studies are based on the same approaches and assumptions, as it was
30 years ago, with the only difference that much more powerful characterization techniques
are available.
Investigation of the hydrolysis of the lecithin monolayer by Crotalus adamanteus α-
phospholipase A2 had allowed to demonstrate that the active dimeric form of the enzyme is
in equilibrium with inactive subunit. The study had also demonstrated that the calcium ions
presence is required for the surface reaction. Thus, authors have demonstrated the
applicability of the monolayer technique for studying lipid-enzyme interactions [Lagocki,
1970].
In the other study similar system, containing lecithin monolayer at the air/water interface
and phospholipase A in the subphase, was investigated in order to identify the relative
position and orientation of the hydrophilic groups of the various membrane constituents
[Colacicco, 1971]. These work has two essential features. First, it was explicitly shown that
the measurement of the surface potential can provide a very important information about the
interaction of lipid molecules in the monolayer with enzymes in the water subphase. Second,
22 Laura Pastorino and Svetlana Erokhina
it was demonstrated that the kinetics of the interaction processes depends on the initial
surface pressure of the monolayer and, therefore, on the state of the model membrane.
We have attributed the second increase of the activities in the field of enzyme-containing
LB films (Figure 1) to the possibility of using these layers for molecular and biomolecular
electronics and as sensitive elements of enzymatic biosensors. Several specific features of the
deposition method have attracted the increased attention as practically no other method can
provide similar possibilities. First of all, in the case of the LB technique we can form a film,
containing only one molecular layer of the enzyme. This feature can be very important for the
industrial applications when we have to work with expensive enzymes. Second, protection of
the enzyme sublayer by its incorporation into the lipid layers can, as we have discussed
above, increase significantly its temporal stability, preventing the contact with undesirable
surrounding containing polutants. Third, the LB method allows to realize complex structures
where enzyme layers can be included into the structures, containing also layers of conducting
molecules that can be considered as mediators, facilitating electron transfer between the
enzymes, substrates and products. In the most of cases, conducting polymers, such as
polyaniline, polythiophene, etc., are used for these purposes.
Let us consider particular examples of the utilization of the enzyme-containing LB films
as the sensitive layer of biosensors. Glucose oxidase (GOD) is probably the mostly used
enzyme as its practical usefulness is obvious [Okawa, 1989; Rosilio, 1997; Anicet, 1998].
The working principle of the biosensors for the glucose detection is based on the following
reaction:
GOD
GLUCOSE GLUCONIC ACID + H2O2
Thus, sensitive GOD layer must be deposited onto the working electrode. The sensor
chamber must contain also reference electrode, that is usually realized from Ag-AgCl
material. It must also contain counter electrode, usually realized from Pt, that must provide
electrical carriers necessary for the maintaining the potential difference between reference
and working electrodes and not to be involved directly to the electrochemical reactions.
Therefore, the current in the measuring circuit will be proportional to the concentration of the
hydrogen peroxide and, therefore, to the concentration of the glucose in the solution under
the investigation.
We must also consider several possibilities that can improve the performance of the
sensitive enzymatic layer and, therefore, the performance of entire biosensor.
First of all, the GOD layer is deposited always together with the surfactant monolayer.
For some particular reasons, easiness of the glucose access, for example, the presence of this
surfactant layer can be undesirable. It was shown the possibility to remove such layer after
the active layer formation practically without the damage of the enzyme properties in the
active sensitive layer. In particular, when the GOD layer was transferred together with
Nanobiocatalytic Systems: Thin Films of Enzymes 23
behenic acid monolayer, the removal of the last was possible by isopropanol treatment of the
complex layer. It is to note, that such selective removal of one compound of the formed
complex layers is rather well-known and was used for the removal of fatty acid molecules
from the layers leaving only fatty acid salt molecules at the solid support surface. This
process was called skeletonization process. It is very interesting itself, as it allows to form the
layer with desirable porosity. In fact, the ratio of the fatty acid – fatty acid salt molecules in
the layer can be easy controlled by the pH variation. After the layer deposition, this ratio is
preserved in the film. Organic solvent treatment will remove only soluble counterpart (acid)
maintaining, however, the overall structure of the film. Therefore, desirable fraction of
cavities will be realized. Other example of the selective removal of one compound from the
complex layer is connected to the formation of aggregated inorganic nanoparticulate layers
starting from LB organic precursors. As it was shown, the method allows to remove organic
molecules selectively from the layer, leaving on the support surface only ultrathin inorganic
films [Facci, 1994; Erokhina, 2002]. The accuracy of the film thickness realization in this
case can reach the value of about 0.5 nm what is comparable with the most developed,
complicated and expansive techniques, available now, such as molecular beam epitaxy.
As it was mentioned above, the method allows also to deposit complex layers, where
GOD can be attached to conducting polymer sublayers instead of traditional lipids or
surfactants. Such complex layers were shown to exhibit the improved properties when they
are used as sensitive layers.
Finally, let us present an overview of the enzymes involved into investigations using
Langmuir and Langmuir-Blodgett films.
About 200 works were published where different lipases were involved into the study.
The fact does not seem strange if we consider the membrane-active properties of these
enzymes. Here we present references to only some representative works with these enzymes
(Lagocki, 1970; Colacicco, 1971; Shen, 1975; Bianco, 1989; Davies, 1991; Ivanova, 1993;
Mirsky, 1994; Grandbois, 1999; Estrela-Lopis, 2001; Jensen, 2002; Nielsen, 2002; Pastorino,
2002; Wang, 2005).
Glucose oxidase is the other enzyme widely studied applying Langmuir technique. About
50 articles were published on this object (Okahata, 1989; Sun, 1991; Lee, 1993; Zaitsev,
1993; Rinuy, 1999; Zhang, 2000; Zayats, 2002; Watanabe, 2005; Lee, 2007). Rather low cost
and obvious usefulness of this enzyme for sensor applications are main reasons for such
activities.
Other relatively widely studied enzymes are peroxidases (Chasovnikova, 1992; Razumas,
1996; Berzina, 1998; Tang, 2002; Morandat, 2004), urease (Langmuir, 1938; Gidalevitz,
1999; Hou, 2002; Singhal, 2002) and acetylcholinesterase (Choi, 1997; Dziri, 1999; Choi,
2001; Wang, 2006).
Other enzymes to whome Langmuir technique was applied are: ATPase (Babakov, 1979;
Prokop, 1995; Wu, 2001), luciferase (Marron-Brignone, 1996; Marron-Brignone, 2000;
Palomba, 2006), cytochrome c oxidase (Tredgold, 1979; Salamon, 1993; Cullison, 1994),
glutamate dehydrogenase (Hourdou, 1995; Girard-Egrot, 1997), hydrogenase (Nakamura,
1998; Noda, 1998; Qian, 2002), catalase (Nitsch, 1990; Maksymiw, 1991), cholesterol
oxidase (Slotte, 1992; Slotte, 1993), choline oxidase (Girard-Egrot, 1997; Girard-Egrot,
1998), cholinesterase (Danilov, 1975; Godoy, 2005), monoamine oxidase (Barmin, 1994),
24 Laura Pastorino and Svetlana Erokhina
tyrosine hydroxylas (Eremenko, 1991), protease (Gole, 2000; Vinod, 2007), alkaline
phosphatase (Petrigliano, 1996; Giocondi, 2007), alcohol dehydrogenase (Pal, 1994), alpha-
chymotripsin (Anzai, 1989), anhydrolase (Mello, 2001, Mello, 2003), cutinase (Ivanova,
2003), DNA polymerase (Mizushina, 2000; Matsuno, 2001), RNA polymerase (Rajdev,
2007), DNA gyrase (Lebeau, 1990; Lebeau, 1992), glutathione S-transferase (Paddeu, 1996),
penicillin G acylase (Pastorino, 2002), sphingomyelinase (Harte, 2005; Rao, 2005), xylanase
(George, 2002), endonuclease (Matsuo, 2005), glycosyltransferase (Nagahori, 2003),
hexokinase (Castro, 2007), human erythrocyte catalase (Harris, 1995), malate dehydrogenase
(Peters, 1975), nuclease (Inbar, 1976), phytase (Caseli, 2006), saccharase (Sobotka, 1941),
transglutaminase (Faergemand, 1997), trypsin (Fromhertz, 1975), xanthine oxidase
(Kristensen, 1998).
General Principles
The LbL technique was firstly introduced by Iler in 1966 for the alternate assembly of
oppositely charged layers of colloidal particles, such as silica and alumina [Iler, 1966]. In the
1990’s Decher and co-workers reported the fabrication of multicomposite films of charged
materials trough LbL adsorption from aqueous solutions [Decher, 1991; Knoll, 1996; Decher,
1997]. Since then, extensive work has been carried out on the application of this technique to
the fabrication of multilayered ultrathin films incorporating a broad range of charged
macromolecules including synthetic polyions, biopolymers, viruses, ceramics and
nanoparticles [Lvov, 1995; Ariga, 1997; Caruso, 1997; Lvov, 2000; Salditt, 2002].
Figure 13. Scheme of the LbL deposition procedure, based on the successive adsorption of polyanion and
polycation layers on the solid supports.
The general principle of the LbL technique is very simple and, as already mentioned, is
based on the alternate adsorption of oppositely charged species on the surface of a charged
solid support. Figure 13 schematically describes the assembly procedure.
Nanobiocatalytic Systems: Thin Films of Enzymes 25
either as a positively or negatively charged specie [Liang, 2005]. When a decision has been
made on the charge to be adopted for the protein molecules, the polyions to be used in the
assembly process can be defined and thus the architecture of the multilayered structure. For a
successful assembly of proteins, it is important to alternate the protein layers with linear or
branched polyions as it has been demonstrated that flexible polyions penetrate the protein
layer acting as an “electrostatic glue” [Lvov, 2000].
The following steps can be individuated in the fabrication of a protein containing
multilayer on the surface of a planar support:
(1) prepare the protein and polyions solutions at a concentration between 0.1 and 1
mg/ml and between 1 and 2 mg/ml respectively at the established pH (1 or 2 units below or
above the isoelectric point of the protein under consideration). When working with expensive
proteins it is important to use as less material as possible in a single experiment, in this case
the protein solution concentration can be kept at lower values and the adsorption time
consequently has to be longer; (2) prior to start the protein multilayer fabrication, take your
planar support having a charged surface (e.g. silicon, quartz, glass slides) and deposit on it
minimum three polyion layers in order to provide an uniform surface with a well defined
charge. It has been demonstrated that precursor films are necessary to provide liner mass
increase for the following layers [Lvov, 1995]. Let’s consider as an example the case of a
negatively charged support. During the first step it is dipped into a water solution of a
polycation, such as poly(dimethyldiallylammonium chloride) (PDDA), at a concentration of 2
mg/ml for 10 min and then it is rinsed for 1 minute using a buffer solution at the same pH of
the solutions used in the assembly in order to keep the polyions and protein ionised. The
same procedure is then repeated for a polyanion solution, such as poly(styrenesulfonate)
(PSS). Repeat the alternate adsorption of PDDA and PSS in order to deposit a two bilayer
precursor. For the subsequent protein adsorption, the precursor will have PDDA or PSS as
outmost layer depending on the charge of the protein. (3) the modified support bearing the
right charge for protein adsorption is now dipped in the protein solution for a time between
10-60 min depending on the protein concentration [Caruso, 1997; Brynda, 2005; Lu, 2007].
As proteins generally are not stable at ambient temperature, it is recommendable to carry out
the protein adsorption step at 4 °C. After rising the sample, (4) it is dipped in the solution of
the oppositely charged polyion for further deposition. The steps can be repeated for the
deposition of the desired multilayered structure. The final structure is then stored in buffer
solution preferably at 4 °C. This is a general procedure which applies to the fabrication of
protein containing multilayers and which has to be experimentally tailored to the specific
molecules and biomolecules under the use.
The progressive build-up of the multilayered films onto a planar support can be
monitored using different well-established techniques such as UV-Vis spectroscopy, quartz
crystal microbalance (QCM) and surface plasmon resonance (SPR).
The easiest way to characterize the deposition process is represented by the employment
of UV-Vis spectroscopy. In this case, UV-Vis absorption spectra of the film deposited onto a
Nanobiocatalytic Systems: Thin Films of Enzymes 27
quartz slide are recorded after each layer or bilayer deposition. The multilayer growth is then
monitored by the enhancement of the absorbance peak intensities of the deposited species.
Typically proteins display an absorbance peak around 280 nm, a linear increase of the
adsorbance at this wavelength, plotted against the number of deposited layers, would confirm
a proper and uniform deposition.
Another useful technique, which does not require expensive and complicated
instruments, is QCM.
QCM is based on the properties of piezoelectric quartz crystals to vary frequency of their
resonant oscillations according to the state of the resonator surface. The
deposition/adsorption of molecules onto the surface of the quartz determines a decrease in the
oscillating frequency. A direct relation between the frequency shift and the deposited mass
can be obtained using the Sauerbrey equation [Sauerbrey, 1959; Facci, 1993]:
Δf = - Δm x C
where
C = 2f02 / A(ρqμq)½
Δf = measured frequency shift,
f0 = resonant frequency of the fundamental mode of the crystal,
Δm = mass change per unit area (g/cm2),
A = piezo-electrically active area,
ρq = density of quartz
μq = shear modulus of quartz
ΔL = -Δf / Cρ
where
The density of the protein / polyion film has been found to be approximately 1.3 g/cm3
[Lvov, 1995]. QCM is a very sensitive tool to detect changes in mass and thus a helpful
method to sense adsorption processes both at solid/gas or solid/liquid interfaces.
For measurements at solid/gas interface, the assembly process is carried out by dipping
the quartz crystal in the adsorption solution for the given amount of time then, after the rising
step, the quartz crystal is dried in a nitrogen stream and the resonance frequency shift is
measured. For measurements at the solid/liquid interface, only one electrode is usually used.
In this case the quartz crystal is mounted in a flow chamber where one electrode is placed in a
permanent contact with the adsorption solutions while the electrode on the other side is
maintained in the air. In the case of the necessity of the utilization of both oscillator
electrodes, each of them must be placed in separate reaction chambers, avoiding possible
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and Loli, and Kohenemonemo Loli, ame ka laua wahine o
the wife of the two men. Kohenemonemo.
Hauna and his younger brother O Hauna nae ame kona kaikaina
Loli, the personal attendants or me Loli, na kahu hoi o ua o
retainers of Lonoikamakahiki, Lonoikamakahiki, he mau kaula
were prophets; they were men laua, he mau kanaka haipule
who paid attention strictly to the hoi, a ua oleloia he mau kanaka
laws of the gods, and it was said mana laua, a he hiki ia laua ke
that they were men who hana i na hana mana he nui ma
possessed supernatural powers, ka inoa o ko Keawenuiaumi
and that they were able to akua, ame ko laua akua hoi.
perform many miracles in the
name of the god of
Keawenuiaumi, and also in the
name of their own god.