Lecture Note Topic 3
Lecture Note Topic 3
CHAPTER 3
CHAPTER 3
An Overview of Qualitative Research Methodologies
A Guide t o Using
Q ual itati ve Research M e t h o d o l o g y
(a ) W h a t is q u a l i t a t i v e research?
Qualitative research is characterised by its However, for many research projects, there These can be addressed through
aims, which relate to un ders tand ing are different sorts of questions that need qualitative methods such as interviews or
some aspect of social life, and its me th ods answering, some requiring quantitative focus groups. If the final report is to be
which (in general) generate words, rather methods, and some requiring qualitative used for lobbying, the quantitative data
than numbers, as data for analysis. methods. If the question is a qualitative and qualitative data together are very
one, then the most appropriate and powerful. The survey identifies the
For researchers more familiar wi th quan- rigorous way of answering it is to use extent of the problem, and the
titative methods, which aim to meas ure qualitative methods. For instance, if you interviews can be used to give some of
something (such as the percentage of want to lobby for better access to health the detail, and the ‘story’ of how user fees
people wi th a particular disease in a care in an area where user fees have been have affected people.
community, or the number of households introduced, you might first undertake a
own ing a bed net), the aims and methods cross-sectional survey which wil l tell you In situations where little is known, it is
of qualitative research can seem imprecise. that 16.5% of your population does not often better to start with qualitative
Common criticisms include: have access to care. This is essential methods (interviews, focus groups, etc). It
information, bu t you might also have a can help you wi th generating hypotheses
samples are small and not necessarily number of other questions that the survey that can then be tested by quantitative
representative of the broader can’t answer very well, such as: methods. For instance, in an area where
population, so it is difficult to know we had no idea what kinds of issue were
how far we can generalise the results; what are people’s experiences of user acting as barriers to health care, it would
the findings lack rigour; fees? be difficult to design a survey to cover the
it is difficult to tell how far the findings what other barriers exist to accessing main factors. Once these have been
are biased by the researcher’s own health care? identified, then a quantitative approach
opinions. (such as a survey) can be used if you need
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(b ) W he n t o use q u a l i t a t i v e met hod s?
to measure to what extent these issues are use both types of method. W h a t, h ow, a nd why?
typical for the whole population.
The first step in research is, then, to In this guide, we suggest some ways Qualitative methods generally aim to
identify whether the specific research of making the qualitative parts of your understand the experiences and attitudes
question you want to answer is best research more rigorous, so that users can of patients, the community or health care
answered by a quantitative or a qualitative have more faith in your findings. The first worker. These methods aim to answer
approach. Often, there are several step, though, is to clarify some of the questions about the ‘wh a t’ , ‘h ow ’ or
questions that we need to answer, such as situations in which qualitative methods ‘wh y’ of a phenomenon rather than ‘ho w
‘How many people are affected?’, or ‘How might be chosen. m an y’ or ‘h ow m uc h’, which are
does this affect them?’. We’d then need to answered by quantitative methods. If the
Case Study: W hat are the barriers to accessing surgery for cataracts? 1
Although affordable surgery for cataracts is provided by an Eye Care Programme in a rural part of KwaZulu-Natal, researchers found
that uptake was low, and that two-thirds of those who were blind or sight impaired from cataracts had not had surgery.
Alan Rotchford and colleagues wanted to understand why elderly people in this area might not take up surgery. They interviewed 20
people who had been invited for surgery, bu t did not attend, asking them about the impact of poor vision on their lives, their beliefs
about blindness and its treatment, and views of surgery.
The interviews revealed a number of fears about surgery: that it wou ld make vision worse, or might kill them. Many tho ught blind-
ness was an inevitable risk of getting older. Most significantly, however, the interviewees did not share the researchers’ perspectives
of blindness as a disability. Living in secure and predictable environments wi th extended families, they did not in general see their
blindness as a ‘burden’. The impact of sight disability was not as debilitating as it might be in other environments.
This study illustrates the value of qualitative methods. It identified some beliefs about surgery that were different from those of
professionals, and also some more fundamental reasons why surgery might not be a priority: i.e. poor eyesight was not as devastating
a disability as assumed by the researchers.
1 Rotchford, A.P., Rotchford, K.M., Mthethwa, L.P. and Johnson, G.J. (2002) ‘Reasons for poor cataract surgery uptake – a qualitative study in rural South
Africa’, Tropical Medicine and International Health, 7(3): 288-292
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aim is to understand how a community or You are planning a health promotion Numbers are not always meaningful
individuals wit hin it perceive a particular campaign about hand washing, to ‘Er... Good morning, O Deep Thought,’ said
issue, then qualitative methods are often reduce diarrhoeal disease in a refugee Loonquawl nervously, ‘do you have... er,
appropriate. camp. Before designing the campaign, that is...’
it wou ld be useful to interview ‘An answer for you?’ interrupted Deep
Examples of topics t h a t qu al itat ive residents to find out their current beliefs Thought majestically, ‘Yes, I have.’
m etho dolo gie s can address include: and practices around hand washing, ‘Though I don’t think,’ added Deep
so your information ‘makes sense’ Thought, ‘t hat you’re going to like it.’
People’s experiences of health wit hin their understanding. ‘Doesn’t matter!’ said Phouchg. ‘We must
needs, health care, accessing care know it ! Now!’
and keeping healthy. Few women have attended a new ... ‘Alright,’ said Deep Thought. ‘The
Understanding different service of Voluntary Testing and answer to the Great Question...’
perspectives, such as those of Counselling for HIV in your clinic. In- ‘Yes!...!’
professionals and patients. depth interviews wi th health ‘Is...’ said Deep Thought, and paused.
How experiences, attitudes and life professionals and local women would ‘Yes...!’
circumstances affect health needs help understand the barriers to use. ‘Is...’
and behaviours. ‘Yes...!!!...?’
You want to know what your national ‘Forty-two,’ said Deep Thought, with
Scenarios wh ere qu al itat ive staff think about MSF; whether they feel infinite majesty and calm.
research could help included in the decision-making ...
process, what their perception is of the ‘Forty-two !’ yelled Loonquawl. ‘Is that all
you’ve got to show for seven and a half
An NGO has distributed bed nets to organisation for which they work. Semi
million years’ work?’
villagers, bu t it appears that they are structured interviews and focus group
‘ I checked it thoroughly,’ said the computer,
not being used. Household interviews discussions could be organised to get
‘and that quite definitely is the answer. I
might help the NGO understand how their views.
think the problem, to be quite honest with
beliefs about efficacy, family
you, is that you’ve never actually known
circumstances or household priorities
what the question is.’
impact on usage patterns.
Douglas Adams, The Hitch-Hiker’s Guide to the
Galaxy (London: Pan Macmillan, 1979), pp. 134-6
5
You want to ‘witness’ the plight of Consider carefully the context in which ( i ) Consent
victims of violent trauma: you could you wil l be working, the aim of your Everyone who participates in your study
collect experiences suffered through in- research and how sensitive the topic might should have freely consented to
depth interviews and/or focus groups. be. Might the questions that you wil l be participation, wi tho ut being coerced or
asking be traumatising or might they make unfairly pressurised. This means they
( c) E t h i ca l issues your respondent(s) uncomfortable/fearful should be well-informed about what
of consequences? participation entails, and reassured that
As a researcher, you have responsibilities to declining wil l not affect any services they
your research participants, bu t also to your Remember that asking a person to talk receive. While written consent may in
colleagues, MSF, and the people to whom about experiences that were frightening, some situations frighten the individuals
you wil l present your findings. One humiliating and painful can cause or increase you are talking to, you should at the very
starting point in considering ethical anxiety. It may not only create distress least obtain verbal consent.
concerns is the four principles of Tom during an interview, bu t may also emerge
Beauchamp and Jim Childress (1983): after2. It is therefore very im porta nt that ( i i ) Con fide ntia lity 3
you take care in how you ask a question It is not always easy or even possible to
Autonomy; respect the rights of the and where you choose to ask questions. measure the dangers of a certain context
individual to a given population, let alone to
Beneficience; doing good Two key ethical issues that should be individuals. It is therefore essential to
Non-maleficience; not doing harm considered in any project are consent and protect the identity of the person from
Justice; particularly equity co nfid enti ality . wh om you gather information. If collected,
the identity of the participants must be
protected at all times and not be left
lying around in notebooks or un-protected
computer files.
2
WHO Ethical and Safety Recommendations for 3
Rocha S (2004) ‘Has anyone said “ethics”?
Inter-viewing Trafficked Women, 2003. World “Safety” of beneficiaries? Some considerations
Health Organization, London School of Hygiene about info gathering in the field’, Analysis and
and Tropical Medicine and Daphne Programme of Advocacy Unit, MSF B.
the European Commission.
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Fo rma l et hic al revie w for International Development; research is not needed, it is good practice to give
In some situations, you wil l need formal carried out by individuals registered as your protocol (see next section) to your
ethical review of your intended project students at many institutions, if done as manager and perhaps colleagues for them
before starting to collect data. Such part of their studies; research intended to give you feedback on potential ethical
situations include: research sponsored for publication in many journals. All peer issues.
by many publicly funded organisations reviewed journals require ethical review
such as the UK’s Department before acceptance. Even if formal review
(b ) The re se a rch p r o t o c o l
A research protocol is essentially a map of your research, of what you wil l be doing, how and why. Protocols typically have the following
headings:
Aims and Objectives The WHAT of the study, including broad aim (what you are going to do) broken down into measurable objectives
Example:
Aim: To identify preferred sources of health care in X area.
Objectives: To interview 30 mothers from 3 villages.
To identify where they sought help for their last illness.
To identify where they sought help for their child’s last illness.
Background WHY this is an interesting, important or policy relevant question, and what we already know about the topic.
Methods HOW, with a detailed description of data you will collect. This includes:
the setting; the participants (your sample); how you will recruit them; how you will collect data; plans for analysis
Ethical issues Ethical issues raised by this study, including whether there is a need for ethical appraisal, and how you will address them.
Costs of the project, e.g.:
Resources
Travel expenses Salaries of staff
Accommodation Stationery
Other resources needed
Skills: interpreting/translation
data input/help with analysis
Time scale How long is it going to take? Identify key milestones, such as completing data collection, analysis, report-writing, holding
meetings for stakeholders.
Dissemination/output Who will you target and how do you want to disseminate your conclusions?
Possible dissemination:
Internal reports; External reports; Conferences; Workshop (internal/external)
Possible targe t audience:
MSF, including home societies; Other NGOs; Academics; Governments; International
institutions; Community – local, and more global
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( c) A w o r d o n samp li ng While the aim is not to be able to skill, etc). Thus, if we were interested
generalise statistically, it is useful to think in the experiences of conflict in a camp
It is importa nt to select your sample in a in terms of minimizing sample bias. This of internally displaced people from two
systematic way so as to ensure that the simply means that you need to recognise ethnic groups, we might decide that our
community/users/external actors see it as that the people you are selecting wil l not key demographic variables were: ethnicity,
a credible and indicative sample. However, represent all people in the population, gender, age, arrival at camp before or after
statistical representativeness is not the aim. and you cannot make claims about, for last outbreak of violence. The sampling
instance, the prevalence of views in a grid might look like this:
Instead, samples in qualitative research are community from a qualitative study. But Men Men Women Women
usually purposive. This means participants we can aim to include a range so that the Age: <20 20+ <20 20+
are selected because they are likely to research does not have obvious limitations, Ethnicity A
generate useful data for the project. To such as only including older women, if we arrived
this year
ensure that this sample is credible, and are interested in all women, or choosing
covers the main groups you are interested just people who are in touch wi th the Ethnicity A
arrived
in, one strategy is a maximum variation clinic. last year
sample. This involves selecting key Ethnicity B
demographic variables that are likely to Sample sizes are typically small in arrived
have an impact on participants’ view of qualitative work. One way of identifying this year
the topic. You can then create a sampling how many people you need is to keep Ethnicity B
arrived
‘g rid ’ and recruit groups that reflect interviewing until, in analysis, nothing last year
various combinations of variables. For ex- new comes from the data – a point called
ample: age (adolescents, adults, elderly); ‘saturation’. In our sampling grid, we wou ld then have
male/female; lo w income/high income; 16 cells. If we interview 3-5 people in each
rural/urban; ethnicity. Sampling strategies A more practical method for short term cell, our total sample is around 50-60, bu t
should therefore always be determined by studies is to estimate this point as around we also have, for instance, around 10 young
the purpose of the research project. 15 people for any homogeneous group men, or 20 from A Ethnicity to aid
(which could be based on age, gender, comparisons in the analysis. We have also
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Types of sampling methods
Type of sampling Purpose Example
ensured that readers of any reports
Intensity sampling To provide rich information Interviewing survivors of date rape to learn more
wil l not dismiss them because the
from a few select cases that about how coerced sex affects women’s sexuality
research only included some impor- manifest the phenomenon
tant groups wit hin the camp. intensely but are not extreme
cases
There are practical ways of choos- Deviant case To learn from highly unusual Interviewing men who do not beat their wives in
ing individuals from the sample to sampling manifestations of the phenom- a culture where wife abuse is culturally
enon in question accepted
minimise the chance of including
an atypical groups. For instance, Stratified purposeful To illustrate characteristics of Interviewing different types of service provider
the camp could be divided into a sampling particular subgroups of interest; (police, social workers, doctors, clergy) to com-
number of segments, and you to facilitate comparisons pare their attitudes toward and treatment of
could choose every tenth (or third, abuse victims
depending on size) household to
Snowball or chain sampling To facilitate the identification of Finding commercial sex workers to interview
invite participants from, until you
(locate one or two key indi- hard-to-find cases about experiences of childhood sexual abuse by
have enough people meeting the viduals, and then ask them to getting cases referred through friendship
criteria. name other likely informants) networks
Maximum variation sampling To document diverse Researching variations in norms about the
(purposely select a wide variations; can help to identify acceptibility of wife beating by conducting focus
range of variation on common patterns that cut across groups: young urban women, old urban women,
dimensions of interest) variations young rural men, old rural men, women who have
been abused, women who have not experienced
abuse
Convenience sampling To save time, money and Forming focus groups based on who is available
(Select whoever is easiest, effort. Information collected that day at the local community centre, rather
closest, etc.) generally has very low credibility than according to clear criteria
Source: Ellsberg M and Heise L (2005: 106)
Researching Violence Against Women - A Criterion sampling To investigate in depth a par- Specifically interviewing only abused women
Practical Guide for researchers and activists, ticular “t yp e” of case; identify all who have left their partners within the last year in
Washington DC, United States, World Health sources of variation order to better understand the variety of factors
Organisation and PATH, 2005 that spur women to leave
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Life histories are one type of in-depth This is a n e xtra ct fr om a top ic guid e
interviews. They are illustrative case on sight disability an d access to care:
studies which are very good at
looking at people’s lives in general 1) When did the problems wi th your eyes
and setting health in its wider context. start?
They wil l tell you how much things PROMPTS: What happened next? Did
have changed, evolved over decades you seek any advice? From whom?
and how broader social change has
affected the lives of individuals. 2) What do you think might have caused
this?
(b ) To pi c gu ide s
3) Have you seen a doctor/nurse about
The topic guide is used mostly in semi- your eyesight problems?
structured interviews. It is very impor- PROMPTS: When? Where? What did they
tant to develop the right question to ask advise?
and to remember that the respondent is
4) IF NO:
unlikely to share your perspective on the
Have you ever tho ught about visiting or
world. A topic guide usually has a list of
been advised to visit the clinic?
the key questions the interviewer would
Explore why no t: awareness of clinic
like to cover, wi th some useful prompts to
services/awareness of cost/availability of
encourage the interviewee to talk about
transport and escort.
specific issues if they do not come up
spontaneously. 5) Has your eyesight got worse/better
over the last few years? How has this
affected your everyday life?
PROMPTS: ask about activities of daily
living (work; in the house; social activities)
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( c) Aski ng q u e sti o n s
For any kind of interview, it may take a respond in the ways you expected? Then
while to develop the right question for pilot them wi th people similar to your
getting precisely the kind of data you are participants. Sometimes small changes in
interested in. Pilot questions wi th col- how you ask can make a large difference
leagues first – does it make sense? Do they to the information you are given.
1)Start with a general question to 6)Ask neutral questions. For example do If questions are not generating
orientate interview to the topic not ask: ‘why haven’t you had your useful data, tr y these methods:
children immunized’ but rather ‘how did
2)Gauge the level at which you need to you decide whether or not to immunise Diary question: ask people to describe
express yourself, the type of language your children’? a day in their life, or their last shift in the
that you should use so that the people clinic, as a way to introduce the interview
you speak to understand you and do 7)Use concrete rather than abstract
not feel intimidated by complex questions. For example ‘think about last
Critical incidents: ask about worst/best
vocabulary or patronised by a time you were pregnant. What did you
experiences to understand what is
simplistic one either like about services then?’, rather than
important about a topic
‘what do you think about ante-natal
3)Use everyday vocabulary, don’t use
services?’
technical words or overly complicated Free listing: ask people to list all causes
ones 8)Use concrete events to help people of malaria, for example, or all the
remember – eg ‘After your last child was possible treatments to use in case of
4)Put more sensitive questions born’ or ‘the day of the earthquake’ fever in children
towards the end
rather than ‘January the 3rd’
Ranking: ask people to rank items
5)Ask open questions, i.e. requiring
generated by free listing in order of
more than ‘yes’ or ’no’ in answer
importance or efficacy
4 Adapted from Neuman W L (2000)
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Some thi ngs to b ea r in m ind Some thi ngs to avoid whi le (e) Ma n a g i ng Expe ct ati on s
in terv iewi ng :
It is very importa nt in any interview that
The ‘rules’ for interaction differ across Competing distractions (such as
you do not create expectations which
cultural contexts, bu t some general issues children)
MSF cannot fulfil. Don ’t lead people to
to consider are: Asking interviewee embarrassing/
believe that you wil l accomplish more than
Is eye contact acceptable? awkward questions
you are able. Always do what you say you
Is sitting in certain positions Asking leading questions. These are
will do. The best way to avoid creating too
disrespectful (eg: feet towards questions that may suggest a
high expectations is to tell the person what
interviewees)? specific answer. e.g. instead of asking:
you plan to do wi th the information and
Make appropriate non-verbal noises, ‘Did you take the drugs exactly as the
then do it.
Follow-up points where appropriate, doctor advised?’ ask ‘Tell me how you
Do not interrupt – allow silences, if this used the drugs...’
is culturally acceptable, to give Jumping too quickly from one subject
respondent time to think, to another
Do not give your opinion or disagree. Having more than one idea per
It is vital that you check whether you question - to ensure focus
have understood respondents’ Teaching, for example giving
meanings instead of relying on your interviewee medical advice
ow n assumption (for example, patients Counselling, for example summarising
may not use medical terminology in the responses too early
same way as professionals). Presenting your ow n perspective, thus
potentially biasing interview
Remaining at a superficial level, for
instance by asking questions too rapidly
Interruption from outside (people
intruding, etc) should be minimised as
much as possible
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( c) P r a ct i ca l issues Groups typi cally have b et wee n 6 and Obviously, if you want a natural group,
1 0 pe op le. Below 6 , i t m ay be you need to invite a group that already ex-
If you want to organise a focus group or d iff ic ul t to sustain a discussion; ists. You can invite one individual to invite
natural group interview, you wil l need to above 1 0 , i t m ay be d iff ic ul t to their colleagues or other members of the
think about the following issues: co ntro l i t. I f you a im fo r 1 0 , i t is household as well. Or invite all the clinic
usually a go od id ea to over re cru i t by staff together.
Ho w wil l you recruit the participants? a bo u t 2 5 % , ie re cru i t 1 3. In contexts
W h a t wil l you include in the topic guide? where you expect neighbours and family Ru nni ng a gro up
Ho w wil l you run the groups? to join in wi th the recruited member, over- The moderator’s role is crucial: you will
W he re wil l you hold the sessions? recruitment may be a problem, especially need to provide a clear explanation of the
Ho w wil l you record the data? in settings where it is usual for a whole purpose of the group, help people feel
community to tu rn up. Do think about at ease and facilitate interaction between
The re c ru itm e n t of focus gro up what you wou ld do wi th the extra people, group members.
pa rticip ants or how you wil l manage a very large
To run group discussions, you wil l need group, for example wou ld you split the The moderator wil l need to promote the
people who wil l discuss! It is often difficult group in two? debate by using the topic guide,
to get the participation needed and inad- sometimes challenging participants,
equate recruitment efforts are a common To recruit your participants, you can ask drawing out differences in opinion, asking
source of problems in research projects. for volunteers from the population of for details and tactfully moving things
interest, or ask for the help of ‘gate- forward when the conversation is drifting.
Whether people wil l want to come will keepers’, leaders or contacts in the The moderator wil l also need to ensure
depend on how involved the researchers or community who can invite participants for that everyone speaks while not favouring
their organisation are wi th the community, you. The other option is to recruit people any particular participant.
how well they understand the topic of your systematically from a sampling frame for
research, how interested the community is the population of interest. So for example It is usual to have tw o moderators, so that
in the research topic, and what they think use the list of all patients from a particular one can concentrate on the topic guide
they wil l gain by attending the discussions. clinic, and invite every tenth person. and managing the discussion, while the
other takes notes, checks the tape
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recorders and helps wi th the organisation Reco rding th e da ta These are some of the questions used in
(eg meeting and greeting participants). Ideally, it is useful to have full transcripts a gu id e fo r focus gr oup discussions in
Both can take notes on body language, available to analyse the group discussion, Dad aab Refugee Camp in Kenya as part
attitudes etc. of a study looking at sexual violence.5
so wherever possible use tape recorders
(two are advisable). In many situations, 1) What problems have women and girls
Ho w m an y groups should you run? it is politically or practically not possible, experienced in health and security in your
The general rule of th um b is that you though. Here, there should be a dedicated community?
should stop when additional data note taker. At key points through the dis- 2) Can you give examples of sexual violence in
collection no longer generates new cussion, the note taker should summarise the camps?
understanding, also called the saturation for the group what issues have come up, 3) When and where does violence occur?
4) Who are the perpetrators (PROBE: inside /
point. Whether you wil l need to run three, and check they have interpreted them outside the camp, people you know/don’t
five or six groups wil l vary depending on correctly. For literate populations, a flip know). What happens to the perpetrators?
the questions you’re asking, the context, chart or similar is a useful way of recording 5) What are the problems that face women
and what wil l be credible for your group consensus or divergent opinions as after the attack? (PROBE: physical /
audience. they emerge. psychological / social problems)
6) How do survivors of sexual violence cope
after the attack?
Settin g Have a look at the later chapter on Analysis 7) What are community responses when sexual
Make sure that you have your discussion in of data for a few things to look out for such violence occurs? What is done to prevent
a quiet, comfortable place so that people as enthusiasm of participants etc when violence? What is done to help survivors?
feel relaxed and inclined to speak. What recording the data. How could these efforts be improved?
8) What social and legal services exist to help
feels comfortable and just the right level
Advan tages/ Disadvantages of natu ral to address these problems? Who provides
of intimacy wil l depend on the context. and focus groups. these services? How could they be
Think about the space and the seating – Natural groups are most useful if you are inter- improved?
organise in a circle, so people can see each ested in group norms; focus groups if you want 9) Has the problem of sexual violence become
other and there is space for a flip chart or a range of views worse, better or stayed the same since you
some other way of recording issues. arrived in Dadaab?
5 Igras, S; Monahan, B; Syphrines O. (1998) Issues and responses to sexual violence. Assessment Report
of the Dadaab Refugee Camps, Kenya. Nairobi, Kenya: CARE International. Reproduced with kind
permission of CARE.
19
when working in the field. It wil l help you Observational data is also very useful in Is there a pattern to the week, or year?
better understand the community in which overcoming discrepancies between what
you work. people say and what they actually do How do people relate to peers, those of
and might help you uncover behaviour of higher social status, outsiders?
(a ) Ob s erv a ti o ns which the participants themselves may not
be aware. What is considered ‘p ubl ic’ and what is
To understand fully the complexities of ‘private’? To pu t it more simply, what
many situations, direct participation in, The following are n ot guidelines for a full do people believe belongs to them and
and observation of, the phenomenon of observational study, bu t they contain what belongs to all/the community?
interest may be the best research method. useful hints for developing our skills in
The data collected must be descriptive thinking about what we are observing. As well as providing you wi th useful
so that the reader can understand what You could include observations of: contextual information about the setting,
happened and how it happened. In most this data is also vital for designing good
applied projects, there is not enough time Who does what tasks, and where? interviews, and suggesting who might
to carry out a detailed observational study, What routines are there in this setting? be an appropriate person to conduct the
bu t some observation, as part of your daily For instance, when is water collected? interviews.
work, wil l help. When do people eat? When do they
wash their hands?
Recomm endati ons for ta king fi eld notes6
Record notes as soon as possible after each Make notes as concrete, complete, and others during the period of observation.
period in the field, and do not talk with others comprehensive as possible. Record emotional feelings and private
until observations are recorded. Record small talk or routines that do not thoughts in a separate section.
Begin the record of each field visit with a new appear to be significant at the time; they may Avoid evaluative summarizing words. Instead
page, with the date and time noted. become important later. of ‘the sink looked disgusting’ say ‘the sink was
Use wide margins to make it easy to add to Let your feelings flow, and write quickly rust-stained and looked as though it had not
notes at any time. Go back and add to the notes without worrying about spelling. Assume that been cleaned for a long time’.
if you remember something later. no one else will use the notes. Reread notes periodically and record ideas
Record events in the order in which they occur Include diagrams or maps of the setting, and generated by the rereading.
and note how long they last. outline your own movements and those of
6
Neuman W L (2000:364) Social research methods – qualitative and quantitative approaches
21
audio recorder away. When talking a thematic, descriptive approach, or more as possible. This means not just
about a very delicate/sensitive issue or in-depth methods. For most applied summarising the text, bu t trying to think
in a tense context, DO NOT USE tape projects, thematic analysis is sufficient. what the text is an example of.
recording. It might be dangerous for For instance, this extract comes from an
your respondent. Th em at ic analysis of da ta interview wi th a mother about access to
A thematic analysis is one that looks across health care:
If you do tape, one common approach all the data to identify the common issues 1. my baby was very hot with a fever in the
is to tu rn the recorder off at the end that recur, and identify the main themes morning
of the interview and to continue that summarise all the views you have col- 2. he cried and cried
chatting wi th the respondents. You lected. This is the most common method 3. my mother in law said to put a flannel
on his head
should be able to gauge whether to be for descriptive qualitative projects. The key
4. but he was so hot I knew it was not right
recorded has inhibited or not your stages in a thematic analysis are: 5. and I told my husband to hurry to get
respondent. him to the clinic
1. Read a nd a nn o ta te transcripts: We could just see this as an example of the
(b ) An alysi s
this is the most basic stage. Here you do theme ‘coping wi th fever’, bu t we wil l get
It wasn’t curiosity that killed the cat not provide an overview of the data, but more out of the data if we think in detail
It was trying to make sense of all the make preliminary observations. This is about the various different things that are
data curiosity generated Halcom8 particularly useful wi th the first few tran- going on here, such as: sources of infor-
scripts, where you are still trying to get a mation and advice; remedies; triggers to
The analysis of qualitative data is often feel for the data. health care seeking.
seen as the most difficult part of the
exercise. Yet it is very enjoyable to see 2 . Id e nt ify themes: Note that it is useful to number the lines,
patterns emerge and be able to draw out The next step is to start looking in detail at to make it easy to refer to each segment
of all the discussions some meaningful the data to start identifying themes: of data when coding or discussing it with
conclusions. summaries of ‘what is going on here’. In colleagues.
the margins of each transcript or set of
There are many different ways to notes, start to note what the interviewee is As you look through the data, make a list
analyse qualitative data. You can either use referring to. Try to make these as abstract of these themes.
8 As quoted in Patton (2002:440)
24
3 . Dev elo pin g a coding scheme colleagues. This helps avoid going down This is what another extract from the same
These initial themes can no w be gathered narrow analysis paths, and ensures that study might look like after initial coding:
together to begin to develop a coding individual bias about ‘what is going on ’ is
scheme. This is a list of all the themes, kept in check.
1 He had a fever in the night,
and the ‘codes’ that we wil l apply to the
Code1 - Initial symptoms
data. From the small extract above, some 4 . Coding th e da ta
of the codes might be: The next step is to start applying these 2 we noticed when he woke up crying
Initial symptoms (could be given code codes to the whole set of data, by either
3 and would not go back to sleep.
number 1) writ ing codes on the margins of transcripts
Informal help seeking (could be given or notes or (if using computer software) 4 It got worse and worse.
code number 2) marking the text on line. 5 I called my mother-in-law from her
Giving advice on what to do (code Code 2 - Inf ormal Help-Seeking
number 3) Notes: The same line(s) of data may be
Formal help seeking (code number 4) coded in several different ways, from 6 room, I was so worried.
Responsibility for taking child (husband, very basic codes to categories that reflect 7 She said to wait till morning, it was
self, other) (code number 5) broader analytic themes.
8 nothing serious, so I stayed up all
Each broad code can have a number of sub You wil l amend your coding scheme as you 9 night with him crying and sweating.
codes. start going through the data in detail. Code 1 - Initial symptoms
Cut a nd Paste data sets, it is not usually wo rth investing Na rra ti ve analysis
When all the data have been coded, you in computer aided analysis packages. It is As well as the themes that cut across the
can ‘cut and paste’ codes into piles by of course vital to know where the extracts data, you wil l also want to look narra-
code. This is the point where you take data you are cutting and pasting came from. tively wit hin each case, so the ‘story’ of an
extracts out of their original context (the With small data sets, one practical way of individual’s health care access is not lost.
interview or focus group transcript) and doing this is to pu t a different coloured Cutting and pasting can lose some of the
pu t them together wi th other examples of line lengthways do wn each page before narrative context, so you may also want to
data on the same topic to start looking for cutting – you can then see at a glance look in detail at some cases to see how the
patterns across the data. So all the where each extract came from. themes interrelate in a particular case.
examples of ‘Responsibility for decision’
can be gathered together to look at The patterns and relationships you find un-
patterns. This is point where you can ask der these themes are then the basis of your
questions such as: in which situations do report. In our example, there might be a
mothers in law make the decision? How section for instance on the role of moth-
and when do daughters/husbands override ers in law in advising when to access care.
this? In the pile of extracts on this theme, we
wou ld have identified patterns across the
Cu tti n g a nd pa stin g can be done very data and perhaps some typologies. One
simply wi th scissors and paste – cut up typology might be ‘usual’ and ‘unusual’
copies of notes or transcripts and paste illnesses, if for instance, it was found that
them together on large sheets of paper. mothers only asked for advice for fevers
A word processor makes this easier, and in children when the fevers were seen as
there are no w a number of computer unusual in some way.
packages designed to enable you to
manage this kind of analysis. For small
26
Comparability Compare data between and within cases in the data set
Compare findings to other studies
Your role as a Account for the role of you, the researcher, in the research. Take
confounding factor into consideration the impact that you being part of a wealthy
organisation such as MSF might have had on the
responses given. Do you think people might have exaggerated
certain problems for example?
The following website is devoted to Were triangulated methods used to test the
validity of the data and analysis?
10 Bowling A (2002:354)
29
C on lu si on:
This is all the theory you need to start using qualitative methods. These simple steps should help you
obtain sound and reliable results!
Bowling A (2002) Research methods in health – Investigating health and health services, These are resources on particular topics or
Open University Press methods that you might want to look in
more detail before carrying out a
Green J and Thorogood N (2004) Qualitative Methods for Health Research, London: Sage qualitative study.
Neuman W L (2000) Social research methods – Qualitative and quantitative approaches, Campbell, O et al (1999) Social science
Allyn and Bacon Pub (4th ed) methods for research on reproductive
health. WHO
Rocha S (2004) ‘Has anyone said “ethics”? “Safety” of beneficiaries? Some considerations
about info gathering in the field’, Analysis and Advocacy Unit, MSF B Ellsberg M and Heise L (2005) Researching
violence against women: a practical guide
Rotchford, A.P., Rotchford, K.M., Mthethwa, L.P. and Johnson, G.J. (2002) ‘Reasons for for researchers and activists. WHO/PATH
poor cataract surgery uptake – a qualitative study in rural South Africa’, Tropical Medi-
cine and International Health, 7(3): 288-292. Krueger, RA and Casey, MA (2000) Focus
Groups: a Practical Guide for Applied
Tom Beauchamp and Jim Childress (1983), Principals of biomedical ethics (2nd ed) Research, (3rd Edition) Sage
Oxford: Oxford University Press
Horizons Populations Council (2005)
WHO Ethical and Safety Recommendations for Interviewing Trafficked Women, 2003. Ethical approaches to gathering
World Health Organization, London School of Hygiene and Tropical Medicine and information from children and adolescents
Daphne Programme of the European Commission. in international settings: guidelines and
resources
ww w. popcouncil.org/horizons/
childrenethics.html
Terima Kasih