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Research paper
Abstract
A modification process after manufacturing or constructing is called Retrofitting. Within the existing built forms it refers to the
transitions made to the systems in the building or the structure after it is constructed or put to its defined use. Within the present day
context, there are many historic buildings that are still in use or have the potential for future use. These may not be sometimes used to
their full potential, despite their historic character and environmental features as most of them do not satisfy the contemporary needs of
the present day user. They may also have been built for a purpose that no longer exists or has changed and often lag behind today’s
performance standards and codes. Therefore, for contemporary use of such historic buildings, Retrofitting for Rehabilitation is an
opportunity for alterations and additions to suit it to the present day context. The most significant aspect of retrofitting is associated with
structural refurbishment which aids for added strength, stability and safety of the historic buildings. Retrofitting measures in a historical
building aims to improve the overall performance of the building, facilitate techniques to alter, repair or add to make the historic building
fit for contemporary use without jeopardizing their historic qualities. Through case examples, the paper aims to bring out the trends in
retrofitting and the retrofitting techniques that are being adopted in contributing to a sustainable future of historic buildings. The
structural retrofitting techniques adopted at the Hearst Greek Theatre, California exemplify how historic buildings can be structurally
rehabilitated to become a sustainable resource for future generations.
1. Introduction
2. Need for retrofitting in Historic Buildings
Rehabilitation is a process of giving a compatible use of an
existing property through the means of repairing the damages, The basic aim of retrofitting a historical building is to improve the
appropriate alterations, and required additions yet preserving the overall performance of the building adding to its long term usage
characteristics features representing the various values associated and benefit. The retrofitting measures adopted for any historical
with it. Rehabilitation is most commonly used level of structure may be adopted for one or more of the following:
intervention which allows for contemporary alterations and
additions. Retrofitting1 is a process that transforms an object after 2.1. Updating Building Systems Appropriately
its manufacture or construction. Within the existing built forms it
refers to the transitions made to the systems in the building or the It has become imperative to provide many contemporary Interior
structure after it is constructed or put to its defined use. The Systems, such as Heating Ventilation and Air Conditioning,
intention of retrofitting is improving on the existing facilities for plumbing, electrical and other technologies within the buildings
its occupants and/or the overall performance of the building as a that add to the user comfort and improve the life of the building
whole. Retrofitting for Rehabilitation is a process of makes fabric. Retrofitting helps to update the existing building systems in
changes within an existing historic building in order to adapt it for historic structures. It retains original significant historic features
new uses satisfying the used needs without intervening with the and thus accommodating new technologies and equipment.
property’s historic integrity. (De Almeida, 2014 [1]). In recent However, while updating the systems a conscious effort of
years there has been increasing activity in “retrofit”-where new minimizing the impact as far as possible should be made to retain
services and fittings have been installed to historic buildings. much of the original building fabric and thereby maintain the
Retrofitting historic buildings are sometimes also seen as a risk building's integrity.
mitigation measure against earthquake hazard impact on the
historic structure as well. 2.2. Improved Environmental Performance
contributing to a sustainability. Recently retrofitting has claimed of lime as binding material, surkhi, terracotta for facades and
to achieve optimum energy efficiency and improving the stones for structural components in the ancient construction, the
environmental performance of the building. While 40% of energy use of cement based plaster, mortar and concrete and plaster in
consumption is through buildings; retrofitting a historic building today’s buildings the retrofit measures are invariably different.
through appropriate energy efficient measures can reduce the The most common threat of structural retrofitting in a historic
adverse effect on the environment. An outstanding example is the building is the damage caused by the proposed intervention to its
energy retrofit in the Historical Empire State Building where appearance and integrity to comply with the norms given in the
various building measures to were adopted as retrofit measures for building codes. Since the most common ways to structurally
improving environmental performance and reducing the CO2 retrofit is either to an additional structural members and to treat
emissions. irregularities without any sensitivity to the architectural detail.
Structural retrofit therefore becomes quite challenging as a
2.3. Comply with Accessibility Requirements sensitive approach in design and detailing is required regarding
the historic character of the building, even if the retrofit
Universal Access being an important concern in the modern day, components are visible. While structural retrofitting, three
therefore it becomes imperative to retrofit these historic properties preservation principles should be considered as follows:
more accessible to people with disabilities. It has become a • Retain and preserve the Historic materials as much as possible
mandate for designers to provide access for persons with and should not be compromised upon at all while adopting
disabilities while conserving our rich heritage. Adequate structural strengthening measures;
retrofitting measures allow historic buildings allow being • In the retrofit systems, the integrity and authenticity of the
accessible for people with disabilities. Alterations to historic historic building should be regarded and the intervention thus
properties to increase accessibility may vary from adding a small proposed should be visually compatible with it.
yet inexpensive ramp at the entrance besides the step or minor • As far as possible, interventions should be "reversible" for future
additions within the interior or exterior of the building to suit the use in terms of providing interior systems and repair of
needs of universal access. remaining historic materials.
For example in the Clotworthy/McMillan House, Heber City,
Utah all additions were put on rear of house. The railings were 4. Case study - the Hearst Greek Theatre,
added to front steps for support and an additional ramp was
provided to rear entrance with appropriate modifications. Ramp University of California, Berkley, California
being added on the secondary facade and does not intervene with The following case example of The Hearst Greek Theatre,
historic the significance of the building. Such measures may not University of California, shows the complete process of structural
require major interventions however care should has taken such retrofitting of a Historical Building beginning from enlisting the
that they do not alter or affect the original historic character of the significance of the Theatre, identifying the structural damages
building. done to its Very Significant, Significant features and the
retrofitting techniques thus adopted to preserve the “Values”
2.4. Repair and maintenance of structural components attached to it. (“The Hearst Greek Theatre,” 2007 [3])
The Hearst Greek Theatre is located in the north east of the
The most sensitive aspect of rehabilitation of historic buildings is University of California, Berkeley campus (fig.1) and was used as
related to their structural safety which counts for a complex an amphitheatre within the University. Originally constructed in
building assessment. The strengthening of existing buildings can 1903 as a gift of William Randolph Hearst, the theatre received an
conflict with their cultural and historic. The seismic vibrations and addition designed in the Modern style by Ernest Born in 1957
other natural and man-made causes have adversely affected the (Born Addition). Initially isolated from the rest of the campus by a
historic building fabric with the passage of time. Thus Structural eucalyptus grove, the theatre now is circumscribed by student
Retrofit gives way to transitions that may be required within a housing to the north, Bowles Hall to the southeast, and Gayley
building to reduce any irregularities within the structure, Road to the southwest. The site contains the original amphitheatre
strengthening and mass reduction of the structure along with base seating bowl and stage with its current use as an event venue and
isolation for seismic safety. It thus aims to improve structural an addition at the rear of the stage, circulation, and landscaping
behaviour of the building in accordance to the building codes and which dates to 1957.
also helps to preserve historic structure itself.
3. Structural retrofitting
The structural retrofitting works in historic buildings can aim to
repair and /or strengthen the building elements. Repair is done Fig.1: John Galen Howard’s plan for the University of California. (Image
when the objective is to regain the load-bearing capacity of the courtesy of The Bancroft Library, University of California, Berkeley)
building elements, while strengthening, increases the load bearing-
capacity. Material differences of the past from that of the present 4.1. Historical Significance of the Theatre
also pose manifold challenges for the engineers. As against the use
International Journal of Engineering & Technology 3
The Hearst Greek Theatre has a high level of integrity and is per Addition (all except toilet room fixtures and finishes), the Halprin
the National Register of Historic Places. It is an excellent example landscaping, including the central court, planter boxes, north and
of a classical amphitheatre; as a site that represents the south gate landscape areas and Gayley Road landscape area, upper
development of the Berkeley campus from the 19th Century lawn seating area, and inner circumference of upper landscape
period, the Hearst Competition and John Galen Howard, and the area are Significant (Secondary Significance). The Contributing
post-World War II era; and as a venue for important campus (C) features are Born Addition toilet room plumbing fixtures, floor
events and famous performances and figures from the larger and ceiling finishes, and partitions along with the periphery of the
culture. (“The Hearst Greek Theatre,” 2007 [3]) The property is site. All remaining features like the Asphalt Paving, Fences,
significant at the state level for its association with historically Lighting Fixtures etc., are Non-Contributing (NC).
significant persons: Phoebe Apperson Hearst and William
Randolph Hearst, because of Phoebe Hearst’s role in planning the 4.3. Structural Assessment of the Very Significant
theater, her son’s role in paying for the original construction, and Components
his gift and the role of his heirs’ business in the 1957 addition.
It is significant at the National level because it symbolizes the Since the stage and its colonnade and the Auditorium seating bowl
work of a master and acquire high artistic value. This theatre is were very significant elements so their structural assessment was
one of John Galen Howard’s first buildings on the Berkeley important to prevent any damage that could be caused due to any
campus, and also one of the largest. More than any other one, it unforeseen event.
exhibits his use of classical precedent without programmatic
influences of contemporary academic needs. The theatre is also 4.3.1. Assessments of hazards relating to the colonnade
significant under Criterion C because it fully articulates the ideal
concept of a classical amphitheatre; this association is 4.3.1.1. Global Collapse of Colonnade:
strengthened by its construction as a core building of the
University when it consciously sought to become the Athens of The greatest hazard presented by the existing structure is the
the West. overturning or falling of large volumes of concrete. In addition to
its presumed lack of steel reinforcement, the colonnade is also
The Born additions of 1957 are significant at the local because divided into segments by “cold joints” or separations between
they illustrate how Modernist architects adapted contemporary concrete pours, many of which have cracked through the cement
forms, detailing, and use of materials to Beaux-Arts buildings. The plaster coating. Architect Walter Steilberg's 1954 crack survey
landscape designed in consultation with Lawrence Halprin is also drawings (Fig. 3) suggest a horizontal joint between column
significant for the use of Modernist landscape principles in capitals and architrave as well as vertical through-wall cracks
circulation and planting design. [4] within the architrave. Calculations predict that even lower levels
of acceleration could cause overturning about the base, crushing of
4.2. Historic Character defining Features of the Hearst concrete at the base, or soil bearing failure beneath a single
Greek Theatre column. In reality, these failure modes are restrained by adjacent
panels spanning to the perpendicular end walls and to the thicker
The stage surface and the roof of the stage structure are central portion. While the colonnade's C-shaped plan does provide
Significant. (Fig. 2) .The other visible materials of the Howard some inherent strength that has prevented collapse in previous
design, including unfinished concrete with exposed aggregate and earthquakes, yet it needed a treatment due to the sudden, non-
the concrete of the stage structure with a cement skim coating, are ductile failure of unreinforced concrete.
Very Significant.[5] (The amphitheatre has been repaired and
exhibits significant deterioration in places, but retains its original
form and the character of its original material and detailing so that
it continues to convey the significance of its design and historical
development.)
Fig. 2: Diagram showing historic significance of the Theatre and its Another set of critical cold joints were those between columns and
surroundings (Image Source: [1] adapted by Author) wall panels. Concrete core sampling of one column in 1992
showed that a portion of wall was cast integrally with the column,
The prohedria of marble, granite, and cast stone are Very with keyways formed to accept adjacent wall panels cast later
Significant. All works of art older than the Greek Theatre and (Fig. 4). Regardless of whether the sheet metal lining the keyways
archaeological objects incorporated in or fixed to the property are represents formwork left in place after the column pour or whether
Very Significant. Very Significant (Primary Significance) are the it was added prior to the wall pour, the result is a possibility for
Stage (all except stage floor and roof structure) and the movement between column and wall. The unreinforced concrete
Amphitheater seating bowl. While the Stage floor and roof wall panels are likely to break up and/or fall during an earthquake
structure (replaced as part of the 1950s repair program), the Born unless they are reinforced and tied to the columns.
International Journal of Engineering & Technology 4
Accessibility upgrades for the Greek Theatre as per the federal and
state codes and regulations, as well as University of California
Fig. 5: Weak joints at the colonnade with the architrave may lead to a policy were another aspect that made its rehabilitation process
collapse as shown in the section.
significant. The building was made to meet American Disability
Act requirements as modified by state standards and conformance
4.3.2. Assessments of hazards relating to the Seating as a Public Accommodation Facility. The intention was to
Bowl preserve the integrity of the qualified historic building while
providing access to and use by persons with disabilities.
The auditorium's seating bowl is constructed partly on an
excavated slope, and partly on backfill retained by unreinforced 4.5. Retrofit Schemes
concrete gravity walls. Previous studies have noted that the walls
lack adequate factors of safety against overturning and bending Two seismic retrofit schemes(fig. 4) were developed for the stage
failure; chronic settlement and cracking may have been colonnade: an exposed retrofit scheme and a concealed retrofit
exacerbated by the alterations completed in 1957. scheme. Both schemes acknowledge the urgent need to
seismically brace the colonnade, stabilize other components of the
4.3.3. Assessments of hazards relating to the Backstage amphitheatre stage and seating bowl, and minimize impact on
historic fabric to the greatest extent possible. [5] Other factors that
1957 Addition: were considered include reversibility and permanence.
Since the backstage addition and auditorium toilets were The impact of the seismic retrofit on the historic fabric of the
completed in 1957, the construction conforms to concrete Greek Theatre was the primary consideration. Both schemes
detailing of its era,” The hazard posed by pre-modern concrete presented aim to minimize impact, though in distinctly different
detailing in the backstage addition and auditorium toilets, were ways. The exposed retrofit does not impact the interior of the
assumed to be relatively minor when compared to the building envelope, instead constructing a system of steel walers,
unreinforced concrete colonnade. The existing fire protection struts, and frames attached to the rear stage wall. The concealed
piping and equipment lacked the seismic bracing required for non- retrofit is designed to have the least impact possible on the visual
structural components by current building code. In addition to the
primary hazard of pipes breaking and falling on occupants, there is
International Journal of Engineering & Technology 5
5. Analysis
The two retrofit schemes comply with the standards of
rehabilitation as detailed below:
International Journal of Engineering & Technology 6
Acknowledgement
The research was undertaken under the able guidance of Prof.
Kiran Joshi, Dean Chitkara School of Planning & Architecture as
a part of M.Arch. programme.
References
[1] De Almeida, S. L. G. (2014). Retrofitting and refurbishment
processes of heritage buildings: application to three case studies,
11-13.
[2] Ranganadhan, A., & Paul, A., Seismic Retrofitting of an Existing
Structure, International Journal of Research in Engineering and
Technology, Volume: 05 Issue: 02 (2015), 42–46, available online:
http://ijiet.com/wp-content/uploads/2015/04/5.pdf,
lastvisit:10.09.2017
[3] Frederic Knapp Architect, Inc., Historic Structure Report, The
Hearst Greek Theatre, University of California Berkeley,
California, San Francisco, California, 2007.
[4] Dillon, David, The Franklin Delano Roosevelt Memorial Designed
by Lawrence Halprin.Washington, D.C.: Spacemaker Press, 1998.
[5] Beatty, Russell et al. Landscape Heritage Plan, University of
California, Berkeley. Berkeley: University of California, Berkeley,
Capital Projects, 2004.
[6] http://www.buildings.com/article-
details/articleid/5837/title/adapting-an-older-building-for-a-new-use
[Accessed on 29.08.2017]
[7] https://www.witpress.com/books/978-1-84564-754-4 [Accessed on
18.08.2017]
[8] https://richardson-olmsted.com/ [Accessed on 26.08.2017]