List of Concepts For The Midterm
List of Concepts For The Midterm
issues. By pooling their resources and acting together states believe they can improve their
power position within the international system. They can be either formal or informal
arrangements: a formal alliance is publicly recognized through the signing of a treaty (NATO).
Informal alliances are less stable and looser and rely mainly on the word of the parties
involved).
Alliances can decrease the cost of defense (which makes them attractive to small states) and
can provide increased economic benefits. For the great powers alliances can be important to
gain strategic advantages with respect to their actual or potential enemies.
Liberals argue that alliances are a source of conflict between states, realists tend to argue that
states form alliances based on their national interests.
Anarchy: In everyday usage, this term evokes images of chaos, violence, and lawlessness. A
state of anarchy can be said to prevail when there is no government with power to preserve
peace or when there is no state. IR is said to be anarchic because there is no central authority
that regulates it. The states exercise legitimate control and authority over their own territory
and answer to no higher power. Thomas Hobbes was the first modern political philosopher to
describe international relations as anarchical. His state of nature is applied to international
relations by realists particularly.
Some liberal internationalists agree that anarchy is important, but argue that realists tend to
exaggerate its effects on state behavior. Similarly, constructivists accept that anarchy is the
characteristic condition of the international system, but argue that, by itself, it means nothing.
Balance of power: The term indicates the relative distribution of power among states.
Traditionally it would refer to a situation where all states have an equal share of power, usually
referring to a policy of promoting more balanced power. Furthermore, balance of power policy
requires that states moderate their quest for power, because too much power might bring
reactions of fear and hostility from other states.
The balance of power is a compromise among states that find its order preferable to absolute
chaos, even though it is a system that favors the stronger states at the expense of sovereign
equality for all of them.
Then, there are regional balances of power and balance of power in the international system as
a whole. Finally, there is objective and subjective balance of power.
The debate between supporters and opponents of particular balance of power systems is
inconclusive for two main reasons: first, the distribution of power among states is a variable
located at a structural level of analysis. Second, there are too few cases of different systems
across which one can make meaningful comparisons.
Collective security: The basic principle behind this concept can be summed up in the phrase
‘one for all and all for one’. In formal terms, collective security refers to a set of legally
established mechanisms designed to prevent or suppress aggression by any state against any
other state. This is achieved by presenting to potential aggressors the credible threat, and to
potential victims the credible promise, of effective collective measures to maintain peace. The
purpose of a collective security system is to maintain peace among the members of the system,
not between the system and outsiders. For example, NATO is not a collective security system, it
is an alliance. Collective security systems:
The league of nations, founded after the first world war, was the first example of this theory
being put into practice and showed its flaws:
If collective security isn’t truly universal (especially about including the most powerful
states) then it probably won’t be effective
The effectiveness of collective security depends on states sharing the view that peace
is ‘indivisible’
Despite its apparent simplicity, the term ‘aggression’ is notoriously difficult to define in
practice.
The concept of collective security is deeply conservative. It is dedicated to the
maintenance of the territorial status quo, identifying ‘aggression’ as the worst crime in
international relations, and it assumes that peaceful mechanisms of territorial change
exist which make war unnecessary. In the twenty-first century, when war within states
rather than between them is likely to be the norm, collective security is unlikely to
provide a solution even if the great powers share its basic assumptions.
Constructivism emphasizes that the international system consists of social relationships as well
as material capabilities. But the the social relationships are the ones that give meaning to the
material capabilities. If constructivism’s utility as an explanatory theory remains unclear, it is
still productive as a theoretical framework. How and why particular social structures and
relationships develop among different states is a matter for historical research and analysis.
Democratic peace: The concept of "democratic peace" posits that democracies rarely go to war
with one another. While this correlation raises questions about the nature of democracy, some
scholars argue that other factors might explain the lack of wars between democracies, such as
external threats like the Soviet Union during the Cold War. Even if a causal link exists, various
factors have been proposed to explain it. For example, democratic leaders may be restrained
by public opposition to war costs, but this argument doesn't fully account for why democracies
engage in conflicts with non-democratic states.
Another explanation focuses on the institutional checks and balances within democracies that
inhibit aggressive behavior, although this also acknowledges that democracies are not entirely
unified and can harbor authoritarian elements. The most compelling argument suggests that a
democratic culture of negotiation fosters a preference for peaceful conflict resolution among
democratic states, in contrast to the hostility often directed toward non-democracies.
The implications for world order remain contentious. Optimists believe that the spread of
democracy will lead to greater global peace, while pessimists warn that without active efforts
to promote democratization, conflicts will persist, particularly involving non-democratic states.
Supporting democratization requires significant resources from democracies, which will likely
be offered only if there's a broader recognition of the mutual benefits for peace and prosperity.
Geopolitics: Geography significantly influences human affairs, shaping the identity, history, and
development of nation-states, as well as their international relations. Geopolitics studies how
geographical factors—such as location, climate, resources, and terrain—impact state behavior
and foreign policy.
Despite its association with Nazi Germany, geopolitics remains a valid field of study,
emphasizing how geography affects state objectives. For instance, a landlocked state has
different foreign policy goals compared to a coastal one.
Ultimately, geopolitics posits that geographical factors heavily influence a state's economic and
military capacity, positioning in global hierarchies, and interactions with neighbors. However,
some scholars argue that in the 21st century, geopolitics may be eclipsed by "chronopolitics,"
where the speed of communication and transportation has transformed the importance of
geographical location.
Great powers: After the Soviet Union's dissolution, the concept of great power has evolved.
While Germany and Japan possess significant economic strength, they lack the political will and
military potential to be great powers. Conversely, China is expected to emerge as a key global
player due to its growing economy and military.
The European Union (EU) is at a crossroads, struggling with its identity and effectiveness,
especially as its foundational Franco-German relationship weakens. Currently, the U.S. remains
the only superpower but acts differently than during the Cold War, often catalyzing multilateral
action rather than unilaterally dictating policy.
As the twenty-first century progresses, the U.S.'s ability to maintain its superpower status is
uncertain, with other powers likely to emerge. The dynamics of how these powers coexist will
significantly impact international stability.
Antonio Gramsci's work expands the concept beyond economic determinism, highlighting the
complex relationships between economic structure, state, and civil society. He emphasized the
state's role in creating alliances and providing cultural and moral leadership. Gramsci argued
for a strategic socialist "war of position" in civil society, moving away from direct confrontation
with the state. His ideas broaden the concept of hegemony to include cultural and ideological
influence, not just military or economic dominance.
Hegemony at a global level, therefore, isn't solely about material dominance or military power,
as realists suggest, nor necessarily a public good, as some liberal internationalists argue.
Idealism: is a variation of liberal internationalism. The term was given by realists, arguing that
idealists were out of touch with current thinking and that they put moral principles before
practical consequences. Idealism came to prominence after the first world war, and the best
summary of the thinking of this period is Woodrow Wilson’s “Fourteen Points” (basis for the
settlement of the first world war and for the league of nations). Generally speaking, the
idealists shared a belief in progress and were of the view that the procedures of parliamentary
democracy and deliberation under the rule of law could be firmly established in international
diplomacy. Hence why they placed so much faith in the league of nations. A central
characteristic of idealism is the belief that what unites human beings is more important than
what divides them. Idealism lost credibility after the collapse of the League of Nations and the
outbreak of World War II. Though idealists aimed to replace European Realpolitik with the
League, it became a forum reflecting national interests. British Marxist E. H. Carr's critique in
The Twenty Years' Crisis (1946) further discredited idealism. Carr argued that idealists, whom
he called utopians, were naïve about power dynamics and the nature of international relations.
He viewed idealism as a product of the dominant powers, lacking a universal moral code. Carr
contended that not all states have an interest in peace, especially those outside the established
international order. States that benefit from the status quo are more likely to pursue peace,
while idealism wrongly assumed a natural harmony of interests among nations. Since the
outbreak of war in 1939, idealism has been regarded as an example of both policy failure and
theoretical naïveté in international relations.
Middle power: The term "middle power" is more rhetorical than analytical. While terms like
"superpower" or "great power" can objectively categorize states based on attributes, "middle
power" is problematic because it encompasses too many diverse states, leading to significant
differences in behavior. Unlike great powers, middle powers don't behave similarly, and
attempts to create lists of middle powers, such as Carsten Holbraad’s 1975 GNP-based list,
highlight the diversity within the group. The term emerged during the formation of the UN,
when Canada and Australia sought recognition beyond being small powers. They used "middle
power" to emphasize their role as good international citizens, advocating for a rule-based
international order and stronger institutions.
Therefore, it is dangerous to use "middle power" to describe states whose foreign policies may
be shaped more by circumstances than any inherent national character.
Indivisibility: Commitments in areas like collective security must apply equally to all
members of a treaty, with peace considered indivisible among the signatories.
Diffuse reciprocity: Cooperation must be sustained over time rather than episodic,
fostering trust and transforming state self-interest in long-term multilateral
agreements.
The end of the Cold War and global economic integration have renewed interest in
multilateralism, particularly in areas like trade and the environment, where organizations like
the WTO and transnational networks are influential. However, debates persist over whether
regionalism and multilateralism will clash or complement each other. Additionally, multilateral
cooperation varies by region, with less political multilateralism in Asia-Pacific compared to
North America and Western Europe, partly due to the absence of U.S.-introduced multilateral
norms after World War II in Asia.
National interest: The concept of "national interest" is often vague and can be easily
manipulated, especially by politicians, to justify foreign policy decisions. Despite being less
studied today, it remains crucial for evaluating a government's performance. The term has two
meanings: it reflects the needs of a state and is used to support specific policies. Determining
the criteria that connect the national interest to these policies is challenging.
1. Elitist Approach: The national interest is defined by government leaders, as they are
best positioned to decide on policies. However, this fails to distinguish good policies
from bad ones.
North Atlantic Treaty Organization: NATO, also known as the Atlantic Alliance, was established
in 1949 with its headquarters in Brussels. Its mission is to protect the security and freedom of
its members, maintain stability in the Euro-Atlantic region, prevent and manage international
crises, and promote democracy, human rights, and international law. It operates as a collective
defense organization, where an attack on one member is considered an attack on all.
positivism
Postmodernists critique these grand narratives for masking new forms of oppression, such as
liberalism leading to capitalism or Marxism to authoritarianism. They argue that truth is often a
tool of power, used to exclude and oppress "the other." Ethically, they advocate for respecting
differences and resisting large-scale liberation projects, favoring local resistance instead.
Power: Power in international relations is the ability of a state to influence other states or
events, both internally (autonomy) and externally (influence over others). Power is often seen
as a means to achieve goals like security, prestige, or territory, and can be exercised through
persuasion, rewards, threats, or force. However, power is complex and difficult to measure, as
it depends on the context, the resources available, and how effectively a state can convert
potential power into actual influence.
There is a distinction between relative power (influence over others) and structural power
(shaping the frameworks within which states interact). Structural power can affect areas such
as knowledge, finance, security, and production, shaping the global order. For instance, the U.S.
retains structural power, despite relative power shifts, due to its ability to influence these
broader structures.
Realism: Realism presents a pessimistic view of international politics, emphasizing survival over
progress. Within a sovereign state, politics may lead to moral development, but beyond its
borders, states operate in an anarchic world marked by constant power struggles. Realists
argue that order, not justice, is the best outcome possible, achieved through a balance of
power. They draw on history to show that war and conflict are inevitable due to human
nature’s flaws, rejecting utopian ideas like perpetual peace.
Despite its dominance after 1945, realism has faced criticism. Hans Morgenthau’s concept of
power was deemed imprecise, and realism was criticized for failing to address the growing
economic and institutional interdependence between states. The idea that wars are driven by
human nature led to further criticism, as it overlooks instances of peace. Neorealism,
championed by Kenneth Waltz, shifted focus to international anarchy rather than human
nature, arguing that wars arise due to the anarchic structure of the global system.
While neorealism addressed some issues, it was critiqued for its scientific claims, its defense of
Cold War bipolarity, and its neglect of ethical concerns. Today, scholars debate whether realism
is still relevant in a globalized world where intrastate violence and non-state actors play a larger
role. However, realism’s adaptability suggests it will continue to be a key framework in
understanding international relations.
Security dilemma: The concept of the security dilemma arises in an anarchic international
system where states must rely on their own efforts for protection. As states seek to increase
their power for security, they inadvertently make others feel threatened, leading to a cycle of
mutual insecurity. This dynamic, where one state's defensive measures provoke military
responses from others, can result in a decrease in security for all, and is seen as a key factor in
the lead-up to conflicts like World War I.
The security dilemma stems more from the international system's structure than from states'
aggressive intentions. Defense planners often prepare for worst-case scenarios, fueling further
distrust. The intensity of the dilemma varies depending on the ability to distinguish between
defensive and offensive weapons, and the political relationships between states. For example,
states with close ties, like Australia and New Zealand, do not experience a security dilemma,
while tensions in regions such as sub-Saharan Africa and the Middle East still make the
dilemma dangerous.
Sovereignty: The concept of sovereignty originated with the Peace of Westphalia in 1648,
marking the recognition of territorial boundaries and non-interference within states. This led to
the weakening of external religious authority and the rise of the secular nation-state.
Sovereignty, originally linked to individual rulers, shifted to popular sovereignty, where the
people acknowledge a central authority within a territory. Importantly, sovereignty is not
contingent on a government's moral approval but on the recognition of its governing authority.
In international law, sovereign states are equal, forming the basis of the United Nations.
Sovereignty includes legal equality, respect for other states, territorial inviolability, and the
freedom to choose political systems. However, sovereignty is not absolute; states can limit it by
entering international treaties.
The concept of sovereignty also influenced European colonialism, where colonial powers drew
borders around nations, often disregarding existing ethnic or cultural divisions. Sovereignty
became tied to nationalism, which reinforced the idea that political power should reflect
cultural homogeneity.
In recent years, sovereignty has been widely debated due to globalization and the rise of quasi-
states and failed states. Some scholars distinguish between negative sovereignty (the right to
non-interference) and positive sovereignty (the ability to effectively govern). The erosion of
sovereignty in globalized economies and questions about humanitarian intervention have also
brought sovereignty back into normative discussions. The changing dynamics of sovereignty
are now explored across time and space, making it a central topic in modern international
relations.