Richard G. Hovannisian - The Armenian People From Ancient to Modern Times_ Volume I_ the Dynastic Periods_ From Antiquity to the Fourteenth Century-Palgrave Macmillan (1997)
Richard G. Hovannisian - The Armenian People From Ancient to Modern Times_ Volume I_ the Dynastic Periods_ From Antiquity to the Fourteenth Century-Palgrave Macmillan (1997)
Richard G. Hovannisian - The Armenian People From Ancient to Modern Times_ Volume I_ the Dynastic Periods_ From Antiquity to the Fourteenth Century-Palgrave Macmillan (1997)
H ovannisian
VOLUM E I
as
THE ARMENIAN PEOPLE FROM ANCIENT TO MODERN TIMES, VOLUME I
Copyright © Richard G. Hovannisian, 1997. All rights reserved. Printed
in the United States of America. No part of this book may be used or
reproduced in any manner whatsoever without written permission except
in the case of brief quotations embodied in critical articles or reviews.
For information, address St. Martin’s Press, 175 Fifth Avenue, New
York, N.Y. 10010.
ISBN 0-312-10169-4
6. The Arab Invasions and the Rise of the Bagratuni (640-884) ............... 117
NINA GARSOlAN
MAPS
DYNASTIC TABLES
Richard G. Hovannisian
T ways epic and heroic. Emerging las an organized state by the middle
of the second millennium b .c ., Armenia lay at the ancient crossroads of
orient and Occident on the highland located between the Mediterranean,
Black, and Caspian seas. The Armenian plateau became the buffer and
coveted prize of rival empires: Assyrian, Mede, Achaemenian, Parthian,
Sasanian, Arab, Seljuk, and Mongol from the south and east, and
Seleucid, Roman, Byzantine, and Crusader from the west. Through all
the turbulence, however, the Armenians created a rich and colorful
culture and defensive mechanisms for survival. Even during long peri
ods of foreign dominion, internal religious and socioeconomic struc
tures allowed them to preserve their distinct way of life.
The dynastic era of Armenian history extended, with interruptions,
over a time span of some two thousand years. The pre-Christian period,
spanning more than one thousand years, was characterized by strong
interchanges with Persian and Hellenistic civilizations. The Ervandian
(Orontid), Artashesian (Artaxid), and Arshakuni (Arsacid) dynastic
families held sway during this epoch, which for a brief historic moment
even gave rise to an Armenian empire in the first century b .c .
The adoption of Christianity as the religion of state at the begin
ning of the fourth century a .d . introduced a new period that had a
profound effect on the spiritual and cultural life and the political orien
tation of the Armenian realm. Although untold suffering would befall
the Armenians in the name of their religion, the fusion of Armenian faith
and patriotism provided a powerful defensive weapon in the unceasing
struggle for national survival.
viii Richard G. Hovannisian
to sustain their pledges with armed force and the collaboration of the
Turkish Nationalists led by Mustafa Kemal Pasha and of Soviet Russia
led by V.I. Lenin crushed the Republic of Armenia.
That which remained of historic Armenia, an area of less than 12,000
square miles, was transformed into Soviet Armenia and a part of the Union
of Soviet Socialist Republics. Seven decades of Soviet rule were character
ized by heavy centralization and coercion and the attempted suppression of
many traditional ways. Yet, that critical period also gave rise to the contem
porary Armenian— literate, highly skilled, adept in the arts, and resourceful
individually for self and family and collectively for the preservation of
national traits and ideals under creative guises.
The rapid collapse of the Soviet Union in 1991 brought another
opportunity for Armenian independence, albeit only on this small,
landlocked portion of the ancient and medieval realms. Many of the
problems besetting the first Armenian republic quickly resurfaced,
including an enervative and disruptive territorial dispute with and eco
nomic blockade by the neighboring Azerbaijani republic. Moreover, the
aspiration to democracy and the setting up of a framework of democratic
institutions have grated roughly against the daily reality of political
inexperience and perpetuation of some of the worst abuses of the Soviet
system. Critical to the welfare of the new republic is its relationship with
the numerous, generally able and affluent, and potentially invaluable
communities of the Armenian diaspora. These and related issues are
addressed in the second volume of this study.
No comprehensive history of the Armenian people exists in the
English language. Many monographs on specific subjects have appeared
in recent years, but the ambitious undertaking to present the entire span
of Armenian history has awaited this endeavor. Those who teach Arme
nian history have had little choice but to resort to selected readings from
sundry sources in place of a cohesive textbook, and general readers
seeking a reliable history of Armenia written in English have often been
disappointed with the results. It was to meet this long-standing need that
seventeen specialists in various disciplines of Armenian studies were
drawn together as contributors to this two-volume work.
Any publication with multiple authors is likely to have chronolog
ical and topical gaps, as well as significant differences in organization,
style, and attention to detail in the individual chapters. This work is not
an exception. It would have been desirable, moreover, to incorporate
chapters on art and architecture, music and theater, and other aspects of
culture that are important reflectors of the spirit and soul of a people.
INTRODUCTION XI
1. Pronounced as “h” at beginning of a word; often silent when the final letter of a word.
2. Pronounced as "vo" at beginning of a word.
1
THE GEOGRAPHY OF
ARMENIA
Robert H. Hewsen
T recognized since the time of the ancient Greeks, but there have
been few countries in the world where geography has played a more
important role than it has in Armenia. This role, in fact, has been decisive
to the point where the destiny of the Armenian people may be said to
have been largely predetermined by the location of the Armenian home
land and by the nature of its terrain. The frequent invasions, the long
periods of foreign domination, the difficulty of national leaders to unite
against the common foe, the rugged nature and tenacious character of
the Armenian people all become clear when seen against the background
of the remarkable plateau on which they have always dwelled.
Physical Geography
even later. Third, the Armenians, from a very early period, have had to
share the plateau with later arrivals— Kurds, Persians, Turkmen, and
Turks—and many Armenians who gave up Christianity for Islam must
have been absorbed by these Muslim peoples. Fourth, more than half of
the traditional lands of the Armenian monarchy were lost in the fourth
century a .d . and most of these regions remained under foreign rule ever
after. Finally, for over a thousand years the Armenian people have been
gradually but continuously driven from their homeland. This process,
which began with transfers of population by the Byzantines and which
culminated in the great deportations of 1915 to 1922, created a situation
where, even before World War I, the Armenians were a minority in much
of Armenia, while today they occupy barely a tenth of the territory that
belonged to the Armenian kings in ancient times.
Despite these factors—and they are all important ones—it can be
said that historical Armenia is more or less the region located between
latitudes 38 and 48 degrees and longitudes 37 and 41 degrees, with a total
area of approximately 238,000 square miles. Thus it is a little larger than
Great Britain (228,000 square miles). Clockwise, its neighbors are the
Georgians on the north, the Azerbaijani Turks on the east, the Iranians on
the southeast, the Kurds in the south, the Arabs of Syria and Mesopotamia
on the southwest, and the Anatolian peoples, long ago absorbed by the
Turks, who live to the west. All of these peoples have influenced the
Armenians and have played a significant role in their history.
The Terrain
Armenia is mountainous country, surrounded by great mountain chains
on every side and crossed by lesser ranges that link the major ones
together. Within this framework, the Armenian tableland contains a
number of smaller plateaus set a different altitudes, the regions of Karin
(Erzerum) and Erznga (Erzinjan) being the highest. Apart from these
lesser plateaus, the ranges and their spurs divide Armenia into a number
of small but well-defined districts ranging from broad plains such as
those of Erzerum, Erzinjan, Kharpert (Kharberd, Kharput), and Mush,
to small valleys and narrow gorges such as those that characterize the
northern and eastern parts of the plateau.
In appearance Armenia is a land of harsh and rugged grandeur
more like the American Southwest than like the Rocky Mountain states
or Switzerland. There is little rainfall, forests are rare, and without
irrigation the rich but stony soil is barren.
6 Robert H. Hewsen
The Mountains
Too often and too easily invaded to be called a natural fortress, as is
often done, Armenia is best described as a large oval obstacle but
tressed by mountain chains to the north and south and crisscrossed by
other chains that cover the plateau and obscure its sharply rising
escarpment. The mountains on the north are generally known as the
Pontus Mountains, extending 680 miles and averaging 60 to 95 miles
in width; those on the south as the Taurus or Tsui (the latter being the
Armenian translation of the Greek tauros, “bull”), extending 930 miles
and, with its ramifications, averaging 95 miles wide. South of the
Pontus Mountains but facing the Taurus is the Anti-Taurus Range.
South of these but farther east and extending through the center of
Armenia stretch the Central or Armenian Mountains, which have
different names in their different sectors and which turn abruptly south
at Mount Ararat to form the Zagros Range that separates both Turkey
and Iraq from Iran. On the north, where the Pontus Mountains turn
inland, they become the Lesser Caucasus separating Armenia from
Georgia and terminating in the Artsakh or Karabagh Range. Lake
Sevan, thrust up like a great bowl above the rest of the plateau, is
surrounded clockwise by the Areguni, Sevan, Vardenis, and Gegham
mountains. Geologically, all of these ranges are mainly composed of
limestone and igneous rocks, such as trachyte, porphyry, augite, feld
spar, melaphyre, basalt, quartz, granite, obsidian, and tufa. Like all the
great ranges of Asia, these formations are the result of the buckling of
the earth's crust as it cooled and shrank eons ago.
Owing to these flanking ranges, the approach to Armenia is long
and arduous and limited to only a few perennial routes. Only after
crossing these ranges and noting the far less lengthy descent on their
inner side do travelers become aware that they have ascended a
tableland with a considerable elevation of its own, an island, as it were,
overlooking the entire Middle East and hence having an extraordinar
ily strategic position whose importance cannot be overestimated.
Before the coming of mechanized warfare and aircraft, whatever
power dominated the Armenian plateau was in a position to dominate
the Middle East. Most of the wars in this part of the world for the past
2,000 years were fought for its possession. Centrally located, whether
for invasion routes or for paths of trade, Armenia has been both the
victim and the beneficiary of its geographic location.
THE GEOGRAPHY OF ARMENIA 7
The Rivers
Six of the major Armenian rivers quickly leave the plateau, but one of
them, the Araxes (Armenian Araks), flows more than halfway across the
tableland before beginning its final descent to the sea. Watering the great
Ararat plain and passing by so many of the great cities of Armenian
antiquity, it is the only true river of Armenia and, as “Mother Araxes,”
has become, like Mount Ararat, a national symbol to the Armenian people.
The Araxes rises on the northeastern slopes of the Biurakan
Mountains, nine miles south of Karin and passes through the plains of
Pasen and Alashkert, both more than 5,000 feet above sea level. It then
flows through the plain of Ararat, where it forms the boundary first
between the former Soviet Union and Turkey and then between the
former Soviet Union and Iran. The descent from the plain of Karin to
that of Ararat involves a drop of some 5,000 feet, and the cascades and
shallow bed of the river, as well as the narrow wooded gorges through
which it must pass, make it unnavigable, although it has been utilized
for irrigation since time immemorial. The broad plain of Ararat, how
ever, leaves room for a more leisurely course, and here the river flows
through a luxuriant and fertile region similar to central California. From
earliest times this valley has been the center of Armenian life and
remains so to this day, if only in its eastern half. Here, between Masis
and Mount Aragats, lies the richest part of Armenia, and here in this
plain have lain its various capital cities— Armavir, Ervandashat,
Artashat, Vagharshapat, Dvin, Ani, and Erevan, as well as the important
towns of Ervandakert and Nakhichevan. Here, too, at the site of
Vagharshapat, is found the great monastery of Echmiadzin, the spiritual
and administrative center of the Armenian Church.
Of the other major rivers originating in Armenia, only the Euphrates
flows to any extent within Armenia itself. Here it consists of two arms,
the Western or Upper Euphrates (Armenian Eprat; Turkish Kara) and the
Eastern or Lower Euphrates (Armenian Aratsani; Turkish Murat). Both
of these rivers flow westward through a series of fertile plains, the upper
arm through those of Erzerum and Erzinjan; the lower through those of
Bagrevand, Manazkert, Taron, Palu, and Kharpert. Then, after joining at
Kaben Maden (Armenian Lusatarich), where a great dam creating a vast
lake has been constructed in recent years, the combined Euphrates pierces
the Taurus through a spectacular canyon, flowing down through the
lowlands of Mesopotamia and eventually to the Persian Gulf.
8 Robert H. Hewsen
The Tigris, likewise, flows into the Persian Gulf. Formed by the
merger of several streams running south from the Taurus, it is a river of
southern Armenia only. In the north, the chief river is the Chorokh or
Voh, which carves out the wide valley of Khaghtik or Sper before
entering the Black Sea. The Kur, which flows into the Caspian Sea and
is the chief river of Georgia and Azerbaijan, also rises in Armenia, as
do the Kizil Irmak or “Red River” (Armenian Alis; Greek Halys), the
Yesil (Armenian Ris; Greek Iris), and the Kelkit (Armenian Gayl Get
[“Wolf River”]; Greek Lycus), the three largest rivers of Anatolia.
Among the smaller rivers of Armenia are the Akhurian, a tributary of
the Araxes flowing from Lake Tseli (Turkish £ildir) past the ruins of
the medieval city of Ani and forming part of the present frontier between
Turkey and the Armenian Republic; the Hrazdan or Zangu, which flows
from Lake Sevan past Erevan and whose hydroelectric stations provide
much of the electricity for Armenia; the three rivers of Siunik: the Arpa,
the Vorotan, and the Hakera; and the three main rivers of Artsakh: the
Trtu (Terter), the Khachen, and the Gargar. To the north, Armenia is
drained by a number of smaller rivers flowing down to the Kur: the
Debed, Aghstev, Zakam, and others; in the south, by mountain streams
feeding the Tigris: Bitlis, Bohtan, Batman, and others. None of the
Armenian rivers is navigable and none is particularly well stocked with
fish. The landscape of Armenia is old; the rivers have cut deep gorges
and ravines through the soft fields of congealed lava, and waterfalls are
rare. Although rainfall is scanty, the snowcapped peaks yield an abun
dant supply of water, especially in spring, when countless, rushing
torrents feed the rivers, each cutting a tiny valley or gorge of its own,
the fundamental geographic units of the Armenian plateau.
The Lakes
One of the most remarkable features of the Armenian plateau is the
number and size of its lakes. In fact, most of the lakes of Western Asia
are to be found on the Armenian plateau. The three largest, though not
as large as Lake Erie, are all five to six times larger than Lake Geneva
and lie some five times higher. Each of the three has its own character,
and each now lies in a different country.
Lake Sevan (Classical Armenian Gegham or Gegharkuni) is the
smallest, deepest, and highest of the Armenian lakes. Lying at an altitude
of 6,279 feet, it is 45 miles long, 24 miles wide, and originally covered
an area of some 550 square miles. Its average depth is from 174 to 600
THE GEOGRAPHY OF ARMENIA 9
feet. Some twenty-three streams enter the lake but it has only a single
outlet, the Hrazdan, which, tumbling down some 3,300 feet in a distance
of 65 miles, flows past Erevan to enter the Araxes River. Greatly reduced
in size after 1948 as part of a vast hydroelectric scheme to harness its
waters for the production of electricity, its level has dropped by some
50 feet. Attempts made in the last years of Soviet rule to restore the level
by diverting a number of additional mountain streams to enter the lake
have not been very successful, and pollution brought in by such waters
has resulted in the destruction of much of the marine life of the lake,
including the famous ishkhan “prince” fish, a kind of trout formerly
much esteemed in Soviet Armenia. The lake possessed a single island,
also known as Sevan, now a peninsula because of the lowering of the
level of its waters.
Lake Van (Classical Armenian B znuniats Dzov [“Sea of
Bznunik”] or less often Rshtuniats Dzov [“Sea of Rshtunik”]) lies at an
altitude of 5,360 feet, is 80 miles long and 40 miles wide, and is the
deepest of the three lakes, having an average depth of some 5,643 feet.
A number of streams enter Lake Van, the largest of which is the Arest,
but it has no outlet. Evaporation of its waters is the sole means by which
the lake level is stabilized. This has resulted in the waters having become
charged with borax and hence undrinkable, but the lake still contains a
solitary species of fish, the tarekh (Cyprinus tarachi), which was for
merly caught and salted for export. Surrounded by mountains and
dominated by the volcanic peak of Mount Nekh-Masik or Sipan, Lake
Van is one of the loveliest lakes in the world. At the western end of the
lake, a large lava flow from Mount Nemrud blocks what may well have
been an egress once connecting the lake to the Bitlis River, which would
have given it an outlet to the Tigris. A curious feature of Lake Van is
the well-attested phenomenon whereby its waters periodically rise on
one side while lowering on the other. Obviously due to a geological
tilting of its basin, this is why it is rare to find two identical figures for
the depth of its waters. As a result of this fluctuation, of the seven islands
known to have once existed in the lake, three— Dzipan, Tokean, and
Ardzke— are now submerged, as are much of the ruins of the old town
of Arjesh. The four remaining islands in the lake are Lim, Arter,
Aghtamar, and Ktuts. There used to be monasteries on all of them, but
only the famous tenth-century cathedral of the Holy Cross on Aghtamar,
one of the great masterpieces of world architecture, survives.
Lake Urmia (Classical Armenian Kaputan Dzov [“Blue Sea”]) lies
some 4,000 feet above sea level, extends 100 miles from north to south,
10 Robert H. Hewsen
and is 24 miles wide with an area of 1,800 square miles. The largest of
the three Armenian lakes and the only significant body of water in Iran,
its area is deceptive, for Lake Urmia is extremely shallow— more a
lagoon than a lake—averaging only 15 to 15.7 feet and nowhere more
than 44 feet in depth. Subject to the same process of desiccation that has
affected the Caspian Sea, Lake Aral, and other bodies of water in Central
Asia, Lake Urmia was originally much larger. Today surrounded by
marshes, quicksands, and salt flats, the towns of Urmia, Maragha, and
even Tabriz, which once stood on its shores, now lie many miles away.
Having no outlet, the lake is extremely alkaline, and its waters are almost
as lifeless as those of the Dead Sea. The lake supports neither fish nor
mollusks, and only a few crustaceans live in it. Among its many islands,
Shahi was the largest but is now a peninsula. On Shahi, the Mongol
emperor Hulegu Khan built a fortress to contain his treasures and there
he was buried in 1265.
Lake Tseli (Turkish Cildir), Lake Gaylatu (Turkish Balik), Lake
Archishak (Turkish Ercek) and Lake Dzovk (whose Turkish name,
Golciik [“Little Sea’*], is a translation of the Armenian) are four of the
lesser lakes of Armenia, many of which are filled with reeds that form
the homes of an astonishing variety of water fowl and other bird life.
The Climate
The elevation of most of Armenia neutralizes its location in the
temperate zone. The high mountains deprive it of the effects of the
cooling breezes from the Black, Mediterranean, and Caspian seas in
the summer and of the hot winds coming from the Mesopotamian
lowlands in winter. The climate is thus continental, harsh and given to
extremes, with long, cold, dry winters (averaging 21 to 50° Fahrenheit
in January with extremes of minus 22° Fahrenheit) and short, hot, dry
summers (averaging 64 to 70° Fahrenheit in July with daytime highs
of 100° or more). Erevan is colder than Moscow in January, and in
Erzerum the winters can be extremely bitter and accompanied by
severe blizzards. Its climate tends to make Armenia a westerly exten
sion of the great desert lands of Central Asia, and, in spite of the natural
fertility of its rich volcanic soil, its fields are generally untillable
without intensive irrigation. Less than twenty inches of rain falls each
year in the central part of the tableland, while the Plain of Ararat
receives less than ten. The perennial problem of irrigating the soil is
best observed in the vicinity of Van, where the local peasants still make
THE GEOGRAPHY OF ARMENIA 11
use of the canal built by the Urartian king Menuas in the eighth century
B.c. Although this tendency to aridity can be quite severe, it is miti
gated by the fairly abundant snow, which, though neither frequent nor
especially heavy, results in an enormous quantity of water flowing
down from the mountains each spring, feeding both the major rivers
and the great lakes. For all its severity, the Armenian climate is healthy
and bracing, neither damp in winter like England or the Pacific
Northwest, nor humid in summer like much of the eastern United
States. The cold is brisk and invigorating in winter, and the heat of a
summer day is always followed by a refreshing coolness at night. The
Armenian climate has produced a rugged peasantry and has contrib
uted to the hardiness and longevity of the population. It has influenced
the construction of housing, determined the cycle of annual occupa
tions, and led to the disaster of more than one military expedition that
chose the wrong season in which to venture upon the high plateau. We
even hear of an Armenian king— Tiran I— who perished in a sudden
snowstorm while traveling across the high plateau.
Seismic Activity
The Armenian Mountains were highly volcanic in the geological past
and most of its peaks, including Mount Ararat, Mount Aragats (Turk
ish Alagoz or Alakiaz), Mount Sipan, and Mount Sarakn (Turkish
Nemrud), are extinct volcanos. While none of these has been active
within historical memory, Armenia is still very much the product of
the volcanic activity of its remote past. The plains have been flooded
with lava, which congealed and has long since disintegrated into a rich
volcanic soil, while obsidian (volcanic glass) and tufa (a lightweight
volcanic stone) are still major natural resources. As in many volcanic
areas of the world, mineral springs abound in Armenia, and earth
quakes are common and frequently severe. The Ararat fault, consisting
of two lines: Erzinjan-Ararat and Dvin-Siunik-Tabriz, runs through
the very center of the country, and quakes along this fault have
wreaked havoc in Armenia. The famed church of Zvartnots was
destroyed by an earthquake in the tenth century and major earthquakes
struck Dvin in 839, 862, and 892, and Tabriz in 858 and 1043. One at
Erzinjan took some 12,000 victims in 1168; another killed about
32,000 people in 1457; and another about 30,000 in 1481. Earthquakes
completely destroyed the city in 1784 and again in 1939 after which
it was rebuilt on a slightly different site; nevertheless, it was badly
12 Robert H. Hewsen
Natural Resources
Flora
Because of the lack of rainfall, Armenia largely presents a stark and
barren appearance except around the towns and villages, where irriga
tion transforms the countryside into a natural garden. Trees are rare and
forests are found only on the exterior slopes of the mountains facing the
Black Sea and the Mediterranean, except in northern Armenia and in
Karabagh, where some rich forests survive. Most of the trees probably
were cut down in the remote past to provide fuel in winter, so much so
that tesek (dried animal dung mixed with chopped straw) became the
standard fuel in Armenia, as it still is in the villages from Anatolia
through Central Asia. The trees that do exist are largely the poplar, the
aspen, and the oak, as well as all the various fruit trees that can be
induced to grow at these elevations. Small but delicious apples, pears,
peaches, plums, apricots, and cherries, as well as all sorts of melons, are
staples of Armenian horticulture, along with the vine whose grapes
provide heavy sweet wines and rich cognacs. The flowers of Armenia
are the rose, violet, lily, and jasmine.
THE GEOGRAPHY OF ARMENIA 13
Fauna
Armenia is a paradise for hunters, and, in ancient and medieval times,
the kings and nobles devoted themselves to the chase above all other
leisure activities. The wild goat, wild sheep, wolf, fox, mountain lion,
deer, antelope, jackal, bear, lynx, and, above all, the varaz, or wild boar,
were hunted. Among the smaller animals is the rodent known to the
Romans as the Sora armenica (Armenian mouse), which is still called
the ermine. Among the domestic animals, cattle, buffalo, donkeys,
mules, goats, and sheep—especially the fat-tailed variety of the latter—
are the most common. Camels, not native to the plateau but once
common as beasts of burden, are now unusual. Pigs are also rare; as
everywhere else in the Middle East, lamb is the meat of choice. In former
times, wild horses, now extinct, were native to Armenia. Large herds
were cultivated for the benefit of the mounted aristocracy, and Strabo
(1961,10.14.9) tells us that 20,000 foals per year were exported to Persia
as part of the annual tribute. The birds of Armenia are astonishingly
varied. In the marshes of the Plain of Erzerum, some 170 species have
been identified, among them the eagle, vulture, falcon, pheasant, pigeon,
grouse, partridge, hawk, egret, bustard, wild goose, wild duck, quail,
pheasant, francolin, heron, swan, ibis, stork, and crane. The last, the
beloved grunk, has become yet another national symbol for the Arme
nian people, the Armenian bird par excellence. The insects of Armenia
are the scorpion, tarantula, the mosquito, and the fly. The last was
particularly noxious and was brought under control in Erevan only in
the 1960s.
Agriculture
Two different and not always compatible economies have traditionally
been practiced in Armenia, the lowlands being given over to farming
and the highlands to herding and stockbreeding. Transhumance or
seminomadism is still common, herdsmen spending the winters in the
lowlands and taking their flocks to the mountains for summer pasture
after the heat has burned the plains dry. The Armenians generally have
tended to practice agriculture, leaving the herding of flocks to the
mountain people, especially the Kurds. The conversion of the Arme
nians to Christianity and the Kurds to Islam only added a religious aspect
to what was already a fundamental difference in the ways of life of the
two peoples. The best farmlands are found in the irrigated plains and
14 Robert H. Hewsen
cleansing agents, and the deposits of the extensive salt flats collected.
Another natural resource appreciated in antiquity and much cultivated
in the Soviet period is the variety of mineral springs and thermal waters,
whose curative properties are highly regarded. Several such spas exist
in the mountains north and south of Lake Sevan—Dilijan, Arzni, and
Jermuk in particular—but they are found as far west as the Euphrates
and they abound in the Plain of Karin (Erzerum).
Historical Geography
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
James Russell
overthrown. Some have suggested that this Arkha bears as a name what
was in fact his title: Armenian arka (“king”).
The Greek historian Herodotus, a Persian subject who describes the
peoples and events of the age, mentions the Armenians as “Phrygian
colonists” who “in their language speak very much like Phrygians”
(Herodotus, 1954, book 7.77). In their dress and in their names, the
Armenians of his time also had much in common with the Iranian Medes,
cousins of the Persians. The later Greek writer Xenophon describes
Armenia in detail in his Anabasis, or “March Up-Country,” the chronicle
of the retreat of a detachment of Greek mercenaries from an unsuccessful
campaign involving the Persian royal succession in 401 B.c. In
Xenophon’s largely fictional Cyropaideia (The Education of Cyrus), the
Persian king has an Armenian childhood friend named Tigran, later an
Armenian royal name. (And there is a place called Tigra mentioned in the
Behistun inscription.)
These first firm references to the Armenians are an introduction into
the intricacies of the problem of Armenian origins, with references to
Urarteans (Urartians), Babylonians, Phrygians, Medes, and Persians—
some of them neighbors, others inhabitants of the Armenian plateau itself—
each of whom seems to hold part of the solution to the puzzle of Armenian
identity. It will be necessary to examine the linguistic, historical, and
religious links between the Armenians and each of these ancient civiliza
tions to determine the extent to which they contributed to forming the
Armenian people. The Armenians begin to speak at length for themselves
in historical records only after the invention of the Armenian alphabet by
St. Mesrop in the fifth century a .d . Much of the material on Armenian origins
and antiquities related by the historian Movses Khorenatsi (Moses of
Khoren), however, is exceedingly ancient and must be evaluated in the light
of other archaeological, linguistic, and mythological data. Khorenatsi prob
ably lived long after the conversion of the Armenian people to Christianity,
yet the wealth of archaic material he preserves is testimony to the great
conservatism of Armenian culture. The question of ethnic migrations and
“native” inhabitants of the Armenian plateau also must be addressed, and
this will involve the data afforded by language.
Sanskrit, Persian, and Russian. The words for mother and father, hayr
and mayr, are obviously cognates to English, once the particular sound
laws of Armenian are recognized—in this case, that -/- is lost between
vowels and that initial p - (English /-) becomes an h-. Some Indo-
European bases are harder to recognize. For example, Armenian erku
(“two”) and erkayn (“long”) do not outwardly resemble words of similar
meaning in other Indo-European languages; but it has been established
that proto-Indo-European *dw- becomes erk- in Armenian, so Greek duo
(“two”) and dweron (“far”) are in fact cognates to the Armenian words.
Such great changes would indicate that the Armenians separated at a
very early stage from their closest Indo-European cousins (the proto-
Greeks, it has been surmised), when they migrated to eastern Anatolia.
It is possible that the word in Armenian for “Armenian,” hay, is
the result of the loss of an intervocalic as in the cases just described,
and comes from an original form *Hati-yos, (“Hattian”). This indicates
that the Armenians adopted the name of the great Hittite nation over
whose lands they passed in their eastward migrations from southeastern
Europe. Perhaps their migration was even connected to the crisis and
decline of the Hittite Empire. Certain Armenian terms of religious
connotation have cognates in Hittite and in Phrygian, signifying the
conservation of very archaic beliefs. Such linguistic affinities are im
portant data in determining the origins of the Armenian people.
Some words in Armenian appear to be related to other languages,
but if similar words appear in different language families and cannot be
shown to have been borrowed, they must be classified only as “areal,”
that is, reflecting the culture of a common geographical area, in which
diverse language groups have long coexisted. The Armenian word for
wine, gini, cognate to English “wine” and Greek oinos, for example,
seems to be related also to Georgian (Caucasian) gvini and Hebrew
(Afro-Asiatic) yayin. Another example is Armenian kamurj, Greek
gephyra, Hebrew gesher, all meaning “bridge ” Although the early
Armenian languages developed in some isolation from the other Indo-
European tongues, the Armenians shared with their other neighbors of
the Mediterranean basin the economic and cultural features that bridge
differences of religion and language—even as Turkish, Armenian,
Greek, and Arab cuisine today are very similar.
Other words in Armenian, still, are loans from neighboring lan
guages of various periods. The word dzov, “sea,” for example, comes
from Urartean sue. Urartean, which seems to have been related to the
modem Caucasian languages, was probably already dead long before
THE FORMATION OF THE ARMENIAN NATION 23
the birth of Christ, but the word survives, in Hebrew form, as Ararat,
the name by which the Bible knows the mountainous land where Noah’s
ark rested. The Urarteans called themselves Biaina, a name that survives
in Armenian Van; Urartu seems to come from an Assyrian word mean
ing “high place.” The word for “sea” is a fairly basic one, which replaced
the proto-Armenian Indo-European term, so one can assume the Arme
nians had already fully assimilated dzov at a very early date. In the
Behistun inscription discussed earlier, the name of Armenia is still
represented in Babylonian as “Urartu,” and one Armenian is named
Haldita, a word that probably means “servant of Haldi.” Haldi was the
chief divinity of the Urartean pantheon, so it is possible that Haldita’s
parents had been worshippers of the Urartean god. The Armenian words
for plum, apple, and mulberry (salor, khndzor, and tut), fruits native to
the Armenian plateau, are also from the non-Indo-European Hurro-
Urartean. Had the Armenians been living in Anatolia as long as the
Hurro-Urarteans, probably they would have had native, Indo-European
words for these fruits. More likely, they settled and learned the names
of these fruits from the older, settled population who cultivated them.
It is also sometimes possible to assign loan words in Armenian
from the same language family to different periods; this helps us to
establish the cultural ties Armenians maintained over time with neigh
bors belonging to these language families. The Armenian place name
Til comes from a Semitic word for “hill” and may be a relic of Assyrian
trading settlements along the upper Euphrates in the second millen
nium B.c., but selan (now pronounced seghan ), “table,” from Semitic
shulhan, probably came into Armenian only with the introduction of
Syriac Christianity around the third century a .d . Armenian ties with
the Semitic world to the south were evidently ancient. Many Armenian
terms having to do with trade (e.g., shuka, “market” ; Syriac shuqa) are
Semitic, as are later Christian terms (e.g., kahana, “priest”). Much of
the vocabulary of Armenian comes from Parthian, testimony to the
extent to which Armenia was permeated by the political and religious
institutions of pre-Islamic Iran. And, as suggested, the oldest identifi
able stratum of loan words comes from the Anatolian civilizations,
both Hittite and Hurro-Urartean, with which the proto-Armenian col
onists first came into contact.
To sum up, the evidence of language allows us to construct a
tentative model of Armenian origins. Related Phrygian and Armenian
populations in the middle of the second millennium B.c. crossed from
southeastern Europe into Anatolia. The people whose descendants
24 James Russell
became the Armenians were the ones who moved the farthest eastward.
The latter took their ethnic name from the Hattian people whose state
they overran. They settled down, learning the words for some local fruits
and other everyday items from the native Hurro-Urarteans. Other as
pects of their culture had the common Mediterranean stamp. They
interacted in trade with the Assyrians to the south; from the south, too,
Christianity was to come to the country many centuries later. As the
Iranian states of the Medes, then the Persians, on the east, became the
dominant force in the region, Armenian language and culture acquired
the additional riches of that civilization.
Just as ancient civilizations reflect through language a process of
continuous cross-fertilization, so racial characteristics also become
shared with the interaction of peoples in areas like the ancient Near East.
Thus, when one speaks of the ancient Armenians, what is meant is a
people identifying themselves as such, their main common denominator
usually being the Armenian language. Racial characteristics cannot be
paired with language, except in conditions of extreme physical and
cultural isolation. The Armenians emerged from a complex process of
cultural interaction, as the inheritors of a rich and ancient mixture of
civilizations—and the same can be said of virtually all their neighbors.
Biainili-Urartu: History
the ninth century B.c.; and in 612 b.c ., acting in alliance with Babylon,
the Median king Cyaxares conquered and destroyed the Assyrian capi
tal, Nineveh. Urartu itself fell in around 585, but Median domination
was short-lived. In 559, Cyrus the Great (Kurush), king of the Persians,
southern cousins of Medes, overthrew his father-in-law, the Median
king known to Herodotus as Astyages. Armenian tradition regards the
Mede as a tyrant. Khorenatsi calls him Azhdahak, a monstrous serpent-
man, and claims an Armenian king named Tigran helped Cyrus defeat
him. Xenophon’s Cyropaideia names an Armenian prince, Tigran, as
one of Cyrus’s childhood friends, so perhaps Khorenatsi draws these
fictional details from a common tradition. The memory of the last Mede
as a tyrant, though, seems to be a genuine survival of the era of Cyrus,
who presented himself everywhere as a just liberator. With Cyrus,
Armenia enters the Achaemenian Empire and the cultural orbit of Iran.
Biainili-Urartu: Culture
Urartu is notable not only for its political history as a major power of
the ancient Near East but for its culture as well. Urartean was written
first with a crude system of pictograms. Later, probably because the
demands of writing became more complex, the cuneiform writing
general to ancient Mesopotamia and its neighbors was adapted to
Urartean, and approximately 400 inscriptions have been discovered in
this script. Most of these deal with royal building projects and religious
dedications. Sealings of papyrus indicate that the Aramaic alphabet and
language might have been employed for correspondence, as in later
Artaxiad (Artashesian) Armenia in the second century b.c . This is not
unlikely, as alphabetic Aramaic and Phoenician are known in ancient
Anatolian inscriptions. Expressions such as “By the will of Haldi”
(Haldini ishmasini) in royal inscriptions seem to have been adapted by
the Achaemenians to their own purposes in the sixth century, so it is
possible to speak of limited Urartean literary influence on an important
neighboring culture. The title “great king” was used by the Urarteans
before its employment in the Iranian state; and this, too, may indicate
the continuation of Urartean political forms in a later age.
Other important achievements are evident in Urartean architec
ture. In the stepped tomb of Cyrus at Pasargadae with its pitched roof,
and the finely dressed stonework of Persepolis, some scholars have
discerned the influence of Urartean architectural styles and techniques.
THE FORMATION OF THE ARMENIAN NATION 29
A relief in the palace of the Assyrian king Sargon depicts the Urartean
temple of Haldi at Ardini, called in Assyrian Musasir, which was sacked
during his campaign of 714 b .c . against Urartu. The building has a
hexastyle portico and triangular pediment. Shields hang from the walls
and columns, and the door is flanked by two great urns. Here is, very
likely, an Anatolian prototype of Classical Greek temple architecture.
Urartean fortresses were impressively massive in scale, and Assyrian
reliefs show windowed, crenelated towers.
It is sometimes difficult, in the absence of identifying inscrip
tions, to distinguish between Urartean, Archaemenian, and Assyrian
works of art. But some pieces are nonetheless distinctive. Metallurgy
probably originated on the mineral-rich Armenian plateau, where
objects worked in metal dating back to 9500 B.c. have been found; and
the Urarteans have left us cast, embossed, and etched bands; buckles;
harness pieces; horse bits; helmets; candelabra; and other work in
copper and bronze. There are depictions of men and horses (the latter
also found finely worked in the round, indicating a long acquaintance
with the animal), and of a curious symbol, probably of victory, of an
embrasure with an upright spear rising from the center. The Scythians
are said to have worshipped a sword thrust into a mound, probably
with martial intent, given their preoccupation with war in most regions
outside their homeland. Of obvious religious significance are pictures
and figurines of the gods Haldi, Teisheba, and Shivini (the Sun god,
surmounted by an Assyrian adaptation of the Egyptian winged disk of
the Sun-god Re). There is also a bone figurine of a goddess, and at
Karmir Blur were found statuettes of a fish-man and a scorpion-man.
At Alishar was discovered a bronze statuette of a bird with a human
head and torso, strongly reminiscent of the Harpies of Greek art. In a
scene known throughout the ancient Mesopotamian world, figures are
shown on either side of the Tree of Life, making offerings. The Tree
of Life, Armenian tsarrn kenats, continued to be revered in medieval
Armenian folk songs, and two figures are shown holding it, in a
drawing in one manuscript.
The Urartean component in the Armenian heritage is evident, not
only from Urartean loans for words such as lake, plum, quince, brick,
slave, mint, and pomegranate, which would have entered Armenian
soon after the initial settlement, but from the evidence of historical
geography, where Armenian preserves old Urartean place names over
the entire extent of the Armenian plateau: Van, from Biaina; Tosp,
from Tushpa; Erevan, from Erebuni; Garni, from Giamiani; Andzit,
30 James Russell
from Enzite; the river Aratsani, from Arzani; and Manazkert and
Arjesh, from the names of the Urartean kings Menuas and Argishti.
Armenians perpetuated old Urartean settled sites, notably Van.
Movses Khorenatsi attributes to the legendary Assyrian queen
Shamiram (Semiramis) the ancient Urartean irrigation canal of
Artamet, near Van, and other relics of Urartean antiquity that cluster
about the ancient capital and its environs are celebrated in Armenian
tradition (Mouses Khorenats4i, 1978, vol. 1, p. 16). For centuries to
come, storms on lake Van were explained as a battle between the god
Vahagn (Iranian Verethraghna) and undersea serpents called vishaps.
Khorenatsi has preserved a stanza of pagan poetry describing the birth
of the sun-like god from a reed in the sea, following the travail of
heaven and earth. This song appears to contain features going back to
the Indo-European past of the proto-Armenians, since it resembles an
episode in the Indian Vedic literature, but the legend of the serpent-
slaying itself, despite the Zoroastrian names and accretions, seems to
be an Urartean inheritance, or combination of influences for such
exploits belong to the weather-god Teisheba, Human Teshub.
On the cliff sides of the great rock of Van, the Urarteans carved
blind portals called “gates of the god,” before which offerings were
made. Though the Urartean religion waned, the sacred character of
these portals was remembered, and later Zoroastrian Armenian my
thology named one of these the Gate of Mithra (Mheri durrn), The
Armenian epic of Sasun, still recited orally, warns that the grotto of
Pokr Mher, Little Mithra, will open only at the end of time. This
popular Iranian god of justice, associated in Armenia with apocalypse
and the Sun, was believed to dwell in a dark cave, where he held the
globe of the heavens and was served by a raven. Here are several
elements— Anatolian and Iranian commingled together—of the later
Roman religion of Mithraism; and it is most probable that the cult
originated in Armenia and was brought to the West by Roman legions
who served in the country in the first century a .d . Some of the elements
of Mithraism may survive in the West to this day in the legendry and
the initiatory rituals of the Freemasons.
In some cases, noble families of Urartean lineage may have existed
continuously for thousands of years, into medieval and modem Armenia.
The Artsruni dynasty of Vaspurakan, whose descent is traced in legend to
two brothers who fled from Assyria, may derive its name from Urartean
artsibini (“eagle”). The eagle, artsiv in Armenian, was the totemic animal
THE FORMATION OF THE ARMENIAN NATION 31
certainly Tigran II, the Great, the Artaxiad king of Armenia in the first
century B.c. who briefly created an empire stretching from the Caucasus
mountains and Media in the northeast to Lebanon in the southwest. He
is pitted against the Median tyrant Azhdahak, whose name, as noted, is
that of a three-headed dragon-man tyrant of the Zoroastrian sacred
book, the Avesta. Azhi Dahaka (Azhdahak) became for Iranians the
exemplar of inhuman tyranny and misrule. This king, according to
Herodotus, was in fact overthrown by a younger man who created a
great empire, just as Tigran did. But the man was Cyrus, the founder
of the Persian Empire, and once this is realized, all the details fall into
place. Khorenatsi has presented a garbled tale, but one of interest.
Again, there is the example of the brave, young Armenian hero
struggling against an alien tyrant. But here, the old story of Cyrus, with
a mythological component introduced, has been adapted to Tigran.
Since the Persian Sasanian dynasty also adapted the Cyrus legend to
the early life of Ardashir I, their own founder, it seems likely that we
are dealing with royal propaganda of the first century b .c . rather than
with an older legend going back to the beginnings of the Armenians,
nearly a millennium earlier.
For the sources of, o r m ore inform ation on, the m aterial in this
chapter, please consult the follow ing (full citations can be found in
the B ibliography at the end o f this volum e).
The dates are approximative and still debated. All dates are B.C.
THE EMERGENCE OF
ARMENIA
Nina Garsoian
the fire that ravaged the citadel. The blow evidently fell in late July or
August since excavators observed that the granaries had already been
filled with the new harvest but the wine jars were still empty awaiting the
vintage and charred remains of late summer flowers could be identified
in the ruins. The date of the catastrophe, however, can be given as lying
between 594 and 590 B.c., a period during which the main Urartian capital,
Rusaxinili on Lake Van, also fell to the Medes pressing in from the East.
The various portions of the far-flung Urartian possessions obviously could
not have been overwhelmed all at once, but everything was apparently
over by 585, since there is no longer any mention of Urartu in the treaty
dividing Asia Minor along the Halys River between the Median conqueror
Cyaxares and the king of Lydia (a treaty whose date is set beyond question
by its association with the eclipse of the sun observed on May 28 of that
year) (Herodotus, tr. Godley, I. 103; vol. I, pp. 134/35). Little more than
one generation later, the conquering Medes gave way to a still more
powerful Indo-European group, the Persians, whose empire was to stretch
from Central Asia across Asia Minor to the shores of the Aegean Sea for
more than two centuries.
name “Armina” given to the entire region in the Old Persian version of
the Behistun inscription suggests that these “Armenoi” were gradually
gaining a dominant position by the end of the sixth century b.c . and that
this preponderance had been accepted by the Persian authorities.
The Persian Empire laid an administrative framework over this
diversity. The authority of the Achaemenid King of Kings was su
preme, as was that of the satrap within his province. The main line of
communications from the Persian capitals of Susa and Persepolis to
Sardis in western Asia Minor, the Royal Highway, ran for fifteen
resting stages through southern Armenia (Herodotus, tr. Godley, V.
52; vol. Ill, pp. 56/5-58/9). As part of the empire, the “Armenoi”
contributed a yearly tribute of 400 silver talents as well as the horses
for which the region was famous, and they served in the Persian army.
Despite these obligations, however, the position of the country was by
no means unfavorable. The inclusion of the entire Armenian plateau
inside the heartland of the Persian Empire kept it within a single
political and cultural sphere and preserved it from the opposing exter
nal tensions that were to characterize most of its subsequent history.
At the same time the customary tolerance of the Achaemenid author
ities toward the various peoples of their empire, as long as the peace
was kept and the tribute paid, fostered the development of local
institutions that flourished in general peace and prosperity.
To be sure, the great rebellion of 522 b.c ., marking the inauguration
of Darius the Great’s reign throughout the Persian Empire, was serious
enough to require at least three campaigns to subdue “Armina” alone,
although even here an Armenian named Dadar§i§ (Dadarshish) com
manded the Persian army. But, thereafter, the country appears to have
been satisfied with its distant rulers. Armenians served in the army led
by Xerxes against Greece in 480 B.c. (Herodotus, tr. Godley, VII. 73;
vol. Ill, p. 384/5) and supplied a contingent of 10,000 for the Persian
war against Cilicia in 368. At the very end of the Achaemenid Empire
in 331 B.c., the Armenian infantry and armored cavalry still loyally
defended Darius III in his last stand against Alexander the Great at the
Battle of Gaugamela (Arrian, III. viii, 5; xi, 7; vol. I, pp. 246/7, 256/7).
The internal life of the country during the period of Persian rule is
revealed to us in unexpected detail through the account of the Greek general
Xenophon who in 401 led the “ten thousand” survivors of his army across
the Armenian plateau from Mesopotamia to the Black Sea and recorded his
experience in a work known as the Anabasis, or ‘The March Up-Country.”
Xenophon (Anabasis, III. v, 17; vol. I, p. 490/1), who observed a subdivision
42 Nina Garsoian
Armenia, as Strabo had mistakenly assumed, but that it could trace its
ancestry back to the preceding Eruandid house.
This thesis is supported by the very names: Artaxias/ArtaSes and
Zariadris/Zareh given by Strabo to his presumed Seleucid generals, since
they are Irano-Armenian and not Greek in origin. Furthermore, the most
common royal name in the Artaxiad dynasty, Tigran/Tigranes, far from
being introduced by it into Armenia, had been attributed by Xenophon
(Cyropaedia, III. i, 7, vol I, p. 220/1) to the “eldest son” of the Armenian
king in the days of his own contemporary Orontes some two centuries
earlier, and Movses Xorenac‘i (I. 22, p. I l l ) listed “Tigran” after
“Eruand” among the most ancient Armenian kings. Finally, the most
telling evidence for the association of the ArtaSesids with their Eruandid
predecessors was provided by inscriptions on boundary stones discovered
near Lake Sevan and particularly the one more recently come to light near
Tat4ew in the northeastern Armenian district of Zangezur. These inscrip
tions written in the official Aramaic script of the Persian chancellery speak
of “ArtaSes, the son of Zareh” and “ArtaSes, the Eruandid King, the good
[king] the son of Zareh . . . ” (Perikhanian [1966], p. 18) As such, they
provide documentary evidence that ArtaSes/Artaxias himself had offic
ially claimed to be an Eruandid and give greater credibility to a question
able later Armeno-Geoigian tradition that ArtaSes was the brother of King
Eruand. The identity of the name of Strabo’s contemporary ruler of
Sophene, Zariadris/Zareh, with that of ArtaSes’ father in the inscription
suggests that he too belonged to the same house, especially since he is
known to have had a descendant called “Artanes” by Strabo, (XI. xiv, 15;
vol V, p. 336/7) whose name is probably one more Greek corruption of
the name Eruand. Thus, the evidence of the Sevan and Zangezur inscrip
tions, as well as that of classical and Armenian sources, support an
Eruandid connection for both ArtaSes and Zareh and consequently the
absence of a clear dynastic break in Armenia at the beginning of the second
century b .c . Wc cannot yet trace the interrelations of the various subdivi
sions of the Eruandids, and both ArtaSes and Zareh probably belonged to
collateral lines since neither saw fit to establish himself in the Eruandid
capital, but branches of the earlier house apparently survived in Sophene
and in neighboring Kommagene, as well as in Greater Armenia.
population with the Greek language, Greek law, and the Seleucid
calendar in a region bordering on Armenia. This situation is paralleled
in the heartland of the Araxes Valley by the Greek inscriptions from
Armawir, among which can be found a listing of the Macedonian
months and references to the Greek classics such as Hesiod and
Euripides. According to Movses Xorenac‘i (II. 40, p. 182), Eruand
founded the city of Bagaran to place there the statues of the “idols” he
had brought from Armawir and which were subsequently transported
to ArtaSat by ArtaSes, who is said to have also brought bronze statues
of the Greek gods Zeus, Artemis, Herakles, and Apollo to Armenia
from the west. XorenacVs (II, 12,77, pp. 148,225) claim that Eruand
and ArtaSes had established in Armenia shrines served by priests and
supported by large estates including numerous slaves seems substan
tiated by a fragmentary inscription at Armawir recording the dedica
tion of four horses with a chariot and a small statue. Excavations at
Armawir and ArtaSat are only beginning, but they have uncovered
objects of unmistakable Hellenic type.
Despite this onslaught of Hellenism, however, Iranian culture
remained deeply rooted on the Armenian plateau. The names of all the
Eruandid and ArtaSesid kings are Iranian in origin. The Armawir inscrip
tions are unquestionably written in Greek, but their haphazard placement
on the face of two rocks brings them close to the level of graffiti, whereas
the Aramaic of the Persian chancellery is reserved for the official
inscriptions of ArtaSes in Zangezur and elsewhere. ArtaSesid dignitaries
such as the royal coronant known to Xorenac‘i (II, vii, p. 136), belong
in an Iranian and not a Greek world, as does the Zoroastrian pantheon
of Ahura-Mazda, Mithra, Anahita, and Vahagn, even though they seem
to have been identified at times with their Greek equivalents in accor
dance with the syncretism fashionable throughout the Hellenistic world.
The very name of the Eruandid holy city of Bagaran, composed of the
Iranian baga “god” and the suffix of place -aran, points to the Iranian
antecedents of such “divine places,” and we find numerous additional
examples, such as Bagrewand, Bagawan, Bagayari£ (Bagaharich), in
Armenia. The excavations of ArtaSat have brought up clay plaques
bearing the representation of the Iranian “heroic rider” as well as
statuettes of Greek type. Perhaps the most tangible examples of the
hybrid cultural traditions developing through most of Transcaucasia are
to be found at present on the borders of Armenia: in the south at Nemrud
Dagh, where King Antiochos of Kommagene (Commagene) traced his
ancestry to both the Achaemenids and Alexander the Great, and is shown
52 Nina Garsoian
receiving his investiture from the Greek Herakles as well as the Iranian
Mithra; and in the north at the excavations near Tbilisi, where purely
classical silver vases lay in graves side by side with the Iranian horse
bowls of the Mithraic cult, and the epitaph of the young wife of a local
magnate was written in both Greek and Aramaic.
The new Greek elements unquestionably enriched the culture of
the Armenian highlands, and Armenia prospered in the Hellenistic
period as it became a part of the wider Mediterranean world. Helleniza-
tion presented no direct threat in the early ArtaSesid period, and the
combination of Iranian and Greek traditions helped to produce an
increasingly complex and sophisticated Armenian civilization. Never
theless, from this time on the Armenians would never find themselves
again inside a united homogeneous world. As Armenia slowly pro
ceeded in the last centuries preceding the Christian era to the status of a
“buffer state,” the opposing cultural and more ominously political
pressures of the Mediterranean and Oriental worlds eventually in
creased, threatening at times its unity and its identity.
The threat of foreign domination was still distant from Armenia in the
second and first centuries B.c. and the temporary absence of external
pressures favored the rise of local ambitions. The Seleucids, increas
ingly embroiled in family quarrels, were in no position to assert their
authority outside their diminishing realm. The renaissance of Iran under
the new Parthian dynasty of the Arsacids was still being consolidated.
Rome had not yet fully committed itself to the tumultuous struggle for
power in the Near East into which it was being reluctantly drawn, though
its antagonism to the Seleucids could already help local rulers, such as
ArtaSes and Zareh, to free themselves from the suzerainty of King
Antiochos III. The growing resentment of the Oriental population to
ward their western conquerors, which was soon to explode in the general
massacre of Romans in the East in 88 B.c., could be exploited. Conditions
were ripe for a bid for power in Armenia.
Not much is known concerning the period between the reign of
ArtaSes I and the accession of Tigran II in Armenia. The contradictory
genealogies of narrative accounts have been clarified by the numismatic
evidence, so that it is now clear that ArtaSes I was succeeded by two of
his sons: Artawazd (Artavazd) I, followed by Tigran I, the father of the
54 Nina Garsoian
future Tigran II the Great. Artawazd I was defeated in the first Parthian
attack on Armenia at the end of the reign of the Arsacid king Mithradates
I (128-88 b .c .) and forced to surrender his nephew as a hostage, but
nothing is known of the reign of Tigran I beyond a few copper coins that
have now been attributed to him and support the claim of the Roman
historian Appian (“The Syrian W ars/’ viii, 48, p. 196/7) that Tigran the
Great and the king his father had borne the same name. Sources are
plentiful, on the contrary, for the reign of Tigran II in which the Arta$esid
dynasty reached its zenith, but our knowledge of it derives almost
exclusively from Roman writers invariably hostile to a ruler who had
posed a major threat to Roman power in the East. They often present a
distorted image requiring rectification, and they are only partly comple
mented by Tigran’s extensive coinage and the imperfect memories
preserved in Armenian accounts composed many centuries later.
To obtain his release at his father’s death in 95 b .c . Tigran II was
compelled to return to Parthia “seventy valleys’’ (Strabo, XI, xiv, 15, p.
338/9), probably those conquered by ArtaSes I in the direction of
Azerbaijan, but immediately upon his accession he returned to ArtaSes’
expansionist policy. His first move was to absorb the neighboring
kingdom of Sophene, which his grandfather had failed to conquer, thus
consolidating most of the Eruandid lands under his power. So far,
ArtaSesid policy had attracted little attention from the West, but Tigran’s
next move brought him into conflict with Roman interests. The marriage
alliance concluded by him with his northwestern neighbor, King
Mithradates VI of Pontus, whose kingdom included the lands of Arme
nia Minor, led Tigran to support his father-in-law’s attempt to annex the
adjacent Kingdom of Cappadocia. Provoked by this attack on one of its
clients, the Roman Senate sent the general Sulla to drive Mithradates’
young son from Cappadocia and to conclude in 92 b .c . an agreement
with King Mithradates II of Parthia that first set the Euphrates River as
the boundary between the Roman and Iranian worlds.
Armenia’s first encounter with the Romans was inconclusive. The
Pontic candidate was soon replaced on the Cappadocian throne, but for
some two decades thereafter Tigran did not participate in the bitter
conflict opposing Pontus to the Roman state, although he may have
renewed his treaty of alliance with Mithradates VI. His attention was
focused on the more threatening Parthian Empire to the east of Armenia.
Making the most of Parthia’s temporary weakness at the death of
Mithradates II and of the distracting attacks of Central Asiatic nomads
on its eastern border, Tigran began the reconquest of the territories ceded
THE EMERGENCE OF ARMENIA 55
Who among true men and those who appreciate deeds of valor and
prudence would not be stirred by his memory and aspire to become
such a man? He was supreme among men and by showing his valor
he glorified our nation. Those who had been under a yoke he put in
a position to subject and demand tribute from many. He multiplied
the stores of gold and silver and precious stones, of garments and
brocades of various colors, both for men and women, with the help
of which the ugly appeared as wonderful as the handsome, and the
handsome were altogether deified at the tim e... The bringer of peace
THE EMERGENCE OF ARMENIA 57
and prosperity, he fattened everyone with oil and honey . . . over all
alike he spread the mantle of his care. (Movses Khorenats‘i, I. 24,
pp. 113-14)
istic of medieval Armenia and the Parthian realm but unknown to the
Roman system, was already developing in Tigranid Armenia. Thus, the
philhellenism of the Armenian court does not seem to have set deep
roots, nor did it impress the Romans, who invariably viewed Tigran with
hostility as a haughty and arrogant Oriental monarch.
The peace imposed by Tigran II did not prove long-lasting, as the
imperialist party in the Roman Senate decided to put an end to the drain
of the Mithridatic wars and impose its own solution on the East. Tigran
delayed the opening of hostilities to the maximum, but late in 71 b c .
Appius Claudius, the legate of the Roman general Lucullus, brought an
ultimatum to Antioch. Insolently addressing Tigran as “King** rather
than by his official title of King of Kings, Appius Claudius demanded
the surrender of the defeated King Mithradates VI of Pontus, who had
taken refuge in Armenia. War followed soon upon Tigran's refusal to
surrender his father-in-law (Plutarch, “Lucullus,” xxi, pp. 534/5,538/9).
In the spring of 69 b .c . Lucullus, who had succeeded in winning over
some of Tigran's vassals, suddenly crossed the Euphrates near Melitene
and marched across Sophene directly on Tigranakert. Unprepared to
meet this unexpected attack, Tigran withdrew from the capital to join
forces with Mithradates and summon his vassals, most of whom seem
to have still obeyed. An attempt to raise the siege of the capital succeeded
in rescuing the king's treasure and his harem, but the main Armenian
army was severely defeated by the Romans near the city. Betrayed by
its Greek garrison, Tigranakert finally fell to the besiegers. The enor
mous booty found in the still unfinished ten-year-old city, even after the
removal of the royal treasury, amazed its conquerors, according to
Plutarch (Plutarch, “Lucullus,'* XXX, 2-4, pp. 566/7; Strabo XI, xiv, 15;
vol. V. pp. 338/9); Appian, “The Mithridatic Wars,” XII pp. 402-3), and
provides an additional index of the wealth of Armenia in this period.
The fall of Tigranakert marked the end of Tigran's control of
Kommagene, Syria, and Mesopotamia, except for Nisibis, as his vassals
turned their allegiance to Rome. Even so, the core of the Armenian
kingdom was still untouched. Supported by Mithradates and his own
son-in-law, the king of Atropatene, Tigran harried the Romans while
Lucullus struggled to make his way northward to the old capital of
ArtaSat. Sapped by the absence of supplies along the way and delayed
by Armenian guerrilla activity, the Romans reached the plateau at the
beginning of winter as roads became impassable. The threat of mutiny
forced Lucullus to turn back to Mesopotamia, where he succeeded in
capturing Nisibis (Plutarch, “Lucullus,” xxxi-xxxii, pp. 572/3, 578/9).
THE EMERGENCE OF ARMENIA 59
XI. xiv, 15; vol V, pp. 338/9-340/1). His kingdom was bestowed on
Alexander Helios “the Sun,” Antony’s six-year-old son by the Egyptian
queen Cleopatra VII, while one of Artawazd’s sons, the future ArtaSes
II, fled to Parthia. The memory of Artawazd’s disappearance to Egypt
lingered on in the folk memory of the Armenian people in the legend
recorded by Movses Xorenac4i (II. 61, pp. 203-4) that partly confused
him with his treacherous brother Tigran the Younger. In it, Artawazd
had been cursed by his father for his undutiful behavior and conse
quently was held prisoner by the k'aj (kadj) inside the “free Masis,’’ yet
Armenia still awaited his ultimate return.
The fate of the ArtaSesid dynasty was all but settled with the death
of Artawazd II, although Antony’s son Alexander Helios never set foot
in Armenia and some six ArtaSesids ruled briefly over the next generation,
still claiming sovereignty on their coinage. Supported by the Parthians,
Artawazd’s son ArtaSes II was reinstated in Armenia for ten years and
avenged his father’s death by the massacre of the Roman garrisons found
in the country. But at his murder in 20 B.c., the Armenian crown became
for all purposes a mere stake in the quarrels of the Roman emperor
Augustus with the Parthians, and Armenia broke up into pro- and anti-
Roman parties. To use Augustus’ own words in his political testament:
numismatic evidence, seems to have ruled again with Tigran V (ca. A.D. 6)
as well. The autonomy of the AitaSesid dynasty was clearly at an end.
Artawazd III might still style himself King of Kings on his coins, although
the economic situation of Armenia apparently no longer permitted silver
coins but only copper, but for a time at least, the gold issue of Augustus
bearing the legend Ar m e n ia c a p t a was probably closer to reality.
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
Nina Garsoian
T did not abate with its disappearance, and the rivalry of Rome and
Iran for the control of the highlands strategically placed between them
was to continue for centuries. Even so, Greater Armenia fared better than
its neighbors in that it succeeded in preserving its identity and institu
tions as a dependent kingdom with some internal autonomy instead of
being totally annexed by the Romans, reduced to the status of province,
and gradually assimilated, as was to be the fate of all the adjacent
kingdoms of Syria, Kommagene, Cappadocia, Pontus, Sophene, and
even of the lands of Armenia Minor west of the Euphrates River at which
the emperor Augustus set the eastern border of the Roman Empire.
Our knowledge of the events or even the chronology of Armenia
during this complicated period remains fragmentary in the extreme,
confused, and still highly debated. The main sources of information
continue to be the occasional references in classical authors, the most
important of whom are the Roman historians Tacitus, Dio Cassius, and
Ammianus Marcellinus writing between the second and fourth centuries
in the Christian era. These can occasionally be supplemented by coins
and a few inscriptions whose damaged state makes them difficult to date
64 Nina Garsoian
and gives the possibility for widely differing interpretations. In the third
century, the royal inscriptions of the Sasanian kings of Persia, as well
as those of the contemporary Zoroastrian high priest, are indispensable
material, but they too are far from being as extensive and explicit as one
might wish. The Armenians must still wait until the late fifth century for
the records, notorious for the confusion of their chronology, of their own
past, which was already growing dim with time. The archaeological
evidence for this period remains to date scant. Consequently, very little
is known of the internal life of the country during the first three centuries
of the Christian era except by inference from later sources, as we shall
see, and even its political framework still contains many gaps and
problems.
Rhandeia, not far from modem Kharput (Kharpert), Faetus was com
pelled to surrender and to agree to evacuate Armenia in 62. Negotiations
began anew the following year, and the continued willingness of the
Arsacids to compromise in the face of another Roman army once more
commanded by Corbulo finally brought the conflict to a close in 63.
Again at Rhandeia, Trdat I laid down his diadem before an effigy of
Nero and agreed to go to Rome in order to receive it back from the
emperor in person (Tacitus, XV. xv-xvi; vol. IV, pp. 238/9-240/1. CD,
LXII; vol. VIII, pp. 120/1, 126/7). The so-called Compromise of
Rhandeia provided a solution tolerable for both sides. A junior branch
of the Parthian Arsacid/ArSakuni house would reign in Armenia, but it
would receive its crown from the Roman emperor. Rome’s choice of
candidates was limited by the obligation to choose a member of the
Arsacid house.
The long journey of Trdat I to Rome and the magnificent ceremo
nies of his coronation by Nero struck the imagination of the contempo
raries who have left detailed accounts. Following Zoroastrian practices,
the Armenian king traveled by land so as not to pollute the sea. He was
accompanied by his wife, wearing a gold helmet to cover her face instead
of a veil, by some 3,000 Parthian cavalry, by a Roman contingent, and
by Magian priests (CD, LXII, vol. VIII, pp. 138/9-140/1). In 66 he
finally reached Italy and was received at Naples by Nero to whom he
did homage and who organized gladiatorial games in his honor. The
coronation took place in Rome, which had been entirely “decorated with
lights and garlands’’ for the occasion (CD, LXII, vol. VIII, pp. 138/9-
140/1). At daybreak Nero in triumphal dress, attended by the Senate and
surrounded by the army on parade, seated himself on the rostra before
the crowd that filled the Forum. Trdat knelt before him and again
acknowledged vassality in terms that contained the formula proclaiming
the supernatural attributes of the Iranian sovereign, of which this seems
to be the first occurrence known to date:
Highly pleased, Nero then placed the diadem on Trdat’s head and pro
ceeded to entertain him in the theater of Pompey, which had been entirely
covered with gold for the occasion and shaded from the sun by purple
curtains stretched overhead, “so that people gave to the day itself the
68 Nina Garso'ian
But this confuses the situation by attributing the activity to Trdat III in
the third/fourth century. On the basis of building techniques and pale
ography, most scholars have preferred Trdat I, but the controversy is not
yet at an end. Meanwhile, Armenia Minor was definitely set on a
separate path of de-Armenization as the emperor Vespasian incorpo
rated it in 72 into the Roman province of Cappadocia-Galatia.
Although the coronation of 66 is usually given as the inauguration
of ArSakuni rule over the country, Armenian history enters a particularly
obscure period after the disappearance of any reference to Trdat I in the
sources ca. 75. The main problem, as usual, is the total inadequacy of
THE ARSAKUNI DYNASTY 69
In place of the exiled ArSakuni, Sahpur set his own son Hormizd-ArdaSir
over Armenia, whose special title of “ wuzurg Arminan $ah, ” “great king
of Armenia’’ (which distinguished him from the ordinary kings of other
regions) appears both on the Sasanian victory inscription and on his own
coin preserved in St. Petersburg. When Hormizd-ArdaSir left to succeed
his father in 272, his brother Narseh took over the Armenian throne,
which he kept until 293. Thus, Greater Armenia had been incorporated
into the Persian empire, although Hormizd-ArdaSir’s title shows that
even the Sasanians clearly recognized the special privileged position
Armenia had enjoyed in the Iranian world as far back as the early days
of the Achaemenids.
74 Nina Garsoian
had a long history behind them. Indeed some of the features of the
characteristic social structure of the country can be glimpsed in the
Annals of Tacitus and can be traced back as far as the ArtaSesids and
Eruandids. Despite the Roman protectorate exercised over ArSakuni
Armenia, this characteristic social structure was unmistakably Iranian.
Tacitus (II. lvi; vol. II, pp. 474/5) had already shrewdly observed that
Zeno of Pontus wisely changed his name at his accession to the more
acceptable ArtaSes, and that he shared his subjects' taste for the hunt and
for banquets, the only two diversions suitable for a nobleman in the
Iranian world. Linguistic studies have already shown such a close
connection between Armenian and Middle Persian vocabulary that the
two societies must have been in immediate and continuous contact. In
fact, much of the lost Middle Parthian terminology can be reconstructed
from the Armenian loan words.
The central institution of this world, the kingship, was hereditary
in the ArSakuni house. The Epic Histories repeatedly cite exhortations
to the Armenians that they should die for their “own true lords” (bnik
teark*), the ArSakuni, and deny that even their sins might make them
unfit for the crown. The ArSakuni possessed the “supernatural glory,”
the xwarrah or p*ark\ distinguishing the king in the Iranian tradition
and protecting his country even after his death. This belief embodied the
formula baxt u p (aik\ “fortune and fate or rather glory,” used by Trdat
I at his coronation by Nero (Garsoian, 1976, pp. 39-40), as we have seen,
is also found in The Epic Histories ’ accounts of the Persian attempt to
steal the bones of the ArSakuni kings from their tomb at Ani-Kamax in
Daranalik* (Daranaghik) so as to carry the protection of their baxt and
p ‘ark‘ away from Armenia (P‘awstos Buzand, IV, xxiv, pp. 157-58).
Hailed as Helios, “the sun,” in the Garni inscription, the Armenian king
thus shared the status of the Persian king “brother of the sun and the
moon” and this equality was underscored by the protocol of the Persian
court, which stipulated that on ceremonial occasions the Kings of Persia
and Armenia should wear identical robes and diadems and share the
same couch (P'awstos Buzand. IV. xvi, p. 146).
Below the ruler, society was divided into the three great estates of
the Iranian world. First came the magnates variously known as mecameck *
(metsame tsk), gahereck ‘ (gaheretsk), tanuterk\ naxarars, or nahapets to
the Armenians, and called megisthanes or nobiles by Tacitus. All
naxarars were theoretically equal insofar as they belonged to the same
social class (although there are occasional references to “seniors” [awag]
and “juniors” [krtser])f but they were ranked in a rigid order of precedence
THE AR$AKUNI DYNASTY 77
according to the “cushion or throne” (barj, [bardz], gah) that they occu
pied at court. Most senior among them were the four great bdeSxs
(bdeshkhs) guarding the borders of Armenia: in Arzanene/Aljnik4, the
Arabian March; Korduk4, the Assyrian March; Adiabene/Heydab or Nor
Sirakan, the Median March, to the south; and Gogarene/Gugark4, the
Iberian March, in the north. These may perhaps go back to the four vassal
kings perpetually attending Tigran the Great, and were known under the
form vitaxa or pitiarch in both classical and Iberian sources, as well as in
the bilingual inscription found near Tbilisi. The second estate consisted
of the junior nobility orazats, “free men” or better, “knights” who usually
held conditional land tenures (xostaks/khostaks) granted by the magnates
in exchange for cavalry service in the naxarar's military contingent.
Finally, the mass of the population consisted of the an-azat “non-noble”
rantik, who included both the relatively rare artisans and traders and the
“peasants” Sinakan (shinakan) who were the overwhelming majority.
Slaves (struk), usually prisoners of war, are mentioned especially on
temple estates, but were apparently not as common as elsewhere. The
fourth estates of the Sasanians, the dpirs or “clerks,” does not seen to have
been fully developed in ArSakuni Armenia. A royal chancellery with dpirs
is known to have existed, since the learned MaStoc4 (Mashtots) was one
of them (Koriwn, iii, p. 27), but it does not seem to have evolved into a
separate estate, perhaps because these duties were usually performed by
clerics.
The magnates, usually dwelling in remote and inaccessible
fortresses, were unquestionably the dominant class of this period. The
great autonomous families (tun), first noted by Pliny the Elder in the 120
administrative districts or “strategies” into which Armenia was divided
in the first century a .d . (Pliny, Natural History, VI, x, 27; vol. II, pp.
356/7), jealously preserved their rights and prerogatives. Their heads,
ter or tanuter, (lord of the house), had sovereign administrative and
judicial power within their domains, and they led the military contingent
of their tun in battle. Their power was hereditary within the clan though
not invariably in direct line of descent. Particularly characteristic of
ArSakuni Armenia is the fact that the tanuter was only the temporary
administrator of the unalienable and indivisible possessions, both inher
ited (hayrenik *) and granted (pargewagank'), of his eternal family “past,
present and future” held jointly by all members of the house, and he
ruled with the advice and assistance of the other male members of the
family or sepuhs. Later conciliar lists indicate that each clan even had
its own bishop, who was the family representative in religious matters.
78 Nina Garsoian
baptized the king and the nation in the Euphrates, destroyed the pagan
shrines, and set up churches in their place throughout Armenia.
This famous account is undoubtedly a rendering in epic form of
the Christianization of the northern ArSakuni kingdom by way of
Caesarea of Cappadocia in the reign of Trdat the Great. It does not,
however, relate the entire story of the Christianization of Armenia, and
the date of this event has varied over an entire generation from 284 to
314, although the careful study of Ananian now points clearly to the
later date. It would have been impossible for Trdat, the protdgd of the
Romans and of Diocletian in particular, to have set up in his realm at an
earlier date a religion diametrically opposed to imperial policy, at the
very time that Diocletian was unleashing the last and most violent
Christian persecution. In fact, a passage from the Greek version of
Agat‘angelos carefully omitted from the Armenian one spells out
Trdat’s obedience to Diocletian in matters of religion:
The dominant event in the reign of Trdat the Great was unquestionably
his amply documented collaboration with St. Gregory the Illuminator to
root Christianity in Armenia. His reign is not otherwise well known,
although he probably fought northern invaders and lived until ca. 330,
late enough to send St. Gregory’s younger son and successor Aristakes
to represent Armenia at the first (Ecumenical Council of Nicaea in 325
(Agathangelos, #884-885, pp. 414/5-416/7), and thus to set the Arme
nian Church on a path of rigorous theological orthodoxy against the
Arian doctrine condemned by the Council. The king’s death seems to
have been followed by considerable internal difficulties as well as a new
barbarian invasion from the north. Xorcnac'i even claims that the king
was murdered by the nobles (Movses Khorenats‘i, II. 92, p. 251),
although The Epic Histories are silent on the subject. St. Gregory is said
THE ARS a KUNI DYNASTY 85
IV, xv; V. xxiv, pp. 82-84, 86-91, 142-43, 145, 203-5). Peace between
the crown and the church did not return until the acceptance of anti-Arian
orthodoxy at Constantinople in 381.
The final thread running throughout this period is the turbulence
of the naxarars. The pride of place unquestionably belonged to the
Mamikonean sparapets. Their role has perhaps been overstressed by
their panegyrist, the author of The Epic Histories, as against the silence
of the Bagratuni historian Movses Xorenac‘i, but they unquestionably
came to overshadow and eventually dominate the crown, first as hered
itary commanders-in-chief and protectors of both king and realm, but
eventually as regents and kingmakers after the murder of Pap. In spite
of the remonstrances of the patriarchs Nerses and Sahak urging their
loyalty and the attempt of the kings to keep them under surveillance at
court, the centrifugal tendencies of the magnates manifested themselves
again and again: Databey, nahapet of the Bznuni and the great bdeSx of
Aijnik4, Bakur Siwni, connived with the Persians, and the treason of the
senekapet or chamberlain, Pisak Siwni led to the capture and blinding
of Tiran, according to The Epic Histories (P4awstos Buzand, III. viii-ix,
xx, pp. 75-77, 94-97). The successive mardpets repeatedly proved
untrustworthy, and the treason of Andovk Siwni helped to break the
modus vivendi established between Armenia and the Sasanians and
eventually led to the war that ended in the conquest of Armenia by the
Persians in 364. Most threatening and extensive were the nefarious
activities of MeruZan Arcruni, whom the Armenian sources invariably
portray as the arch traitor and apostate leading the Persian armies against
his own country (P‘awstos Buzand, IV. xxiii-xxiv, xxxi-xxxvii, xxxix-
xliii, xlv-xlviii, lviii-lix; V. i-ii, iv, xxxviii, xliii, pp. 155-58, 161-67,
178-80,186-87,189,222-28), but who, as lord of one of the autonomous
Satrapies, may have been pursuing an independent policy and merely
providing a focus for a pro-Persian party opposed to the generally
pro-Roman Mamikoneans in Armenia. Whatever their purpose, these
constant revolts unquestionably sapped the strength of the kingdom
from within, and the kings retaliated brutally. The Armenian histories
abound in tales of the great naxarar clans: the Bznuni, the RStuni, the
Arcruni, and the Kamsarakan among others, annihilated to the last child.
But even these savage reprisals did not have the desired effect. The
magnates were to have the last word, if we credit X orenacTs assertion
that the end of the ArSakuni dynasty and of the Armenian kingdom at
the hands of the Persians came at the request of the Armenian naxarars
themselves (Movses Khorenats‘i, III. 63-64, pp. 339-41).
88 Nina Garsoian
Profound peace reigned at that time. All those in the land of Armenia
who had hidden, fled, or been lost reassembled and lived undisturbed
in great peace under the protection of King ArSak. T hen. . . the realm
of Armenia became peaceful, organized, ordered and stable, and after
this each one of the inhabitants peacefully enjoyed his own posses
sions . . . he reinstated the military contingents of the mightiest
magnates according to each one’s rank as had been done by former
kings. And he brought the magnates into submission . . . And so the
royal power of the Armenian land was renewed and invigorated as it
had formerly been: every magnate on his gah, and every official
[gore aka l] in his station. (P‘awstos Buzand, IV. i-ii, pp. 107-8)
{Ammiani Marcellini, XXV. vii, 9-13; vol. II, pp. 532/3-534/5). Less
enthusiastically, The Epic Histories show ArSak oscillating between the
two empires and at times favored by the Persians as well. After the break
with Persia caused by the maneuvers of Andovk Siwni and the revolt of
M ercian Arcruni, the sparapet Vasak Mamikonean won repeated vic
tories. against the Persians, although he could not capture M ercian, but
ArSak’s participation in the emperor Julian's disastrous campaign
against Persia spelled the doom of Armenia. Under the terms of the treaty
dictated by Sahpur II to the emperor Jovian in 364, which Ammianus
Marcellinus stigmatizes as ignoble, ArSak II and his kingdom were
abandoned to the Persians together with a portion of the autonomous
Satrapies “beyond the Tigris" and the city of Nisibis. Making the most
of the opportunity, Sahpur II ravaged Armenia despite the desperate
resistance of Queen P‘afanjem entrenched in the royal fortress of
Artagers in ArSarcnik4. Decoyed to Persia, ArSak II was perhaps blinded
and imprisoned in the Persian “Castle of Oblivion," the name of whose
inmates might never be spoken, where he committed suicide after a few
years, according to the account of The Epic Histories (P'awstos Buzand,
V. vii, pp. 197-98). The Armenian sparapet Vasak Mamikonean was
flayed alive. Finally Artagers fell and Queen P4aranjem was hideously
put to death, though ArSak's heir Pap found refuge on Roman territory
at Neocaesarea in Pontus. In retaliation for Andovk's treachery, his
domain of Siwnik4 was singled out for Sahpur’s vengeance. The earlier
Armenian cities: ArtaSat, ValarSapat, Zarehawan, ZariSat, Van, and
Nax£awan (Nakhchavan) were destroyed and their inhabitants, Jews as
well as Armenians, deported to Persia. After “thirty years of war" the
Persians were victorious and Armenia depopulated and looted. The
naxarars fled “hither and yon," Persian garrisons were placed in the
Armenian fortresses, fire temples erected at Christian shrines, even
including the one at Ejmiacin, and Mercian Arcruni together with his
brother-in-law Vahan Mamikonean, the renegade brother of the
sparapet, to whom Sahpur had given his own sister in marriage, were
set as governors over the Armenian lands (P4awstos Buzand, IV, lv,
lviii-lix, pp. 173-76, 178-80).
The catastrophic effects of the Persian conquest of Armenia hor
rified and alarmed the Romans so that the new sparapet, MuSel
(Mushegh) Mamikonean, now obtained from the emperor Valens the
return of ArSak's son Pap, who was reinstated ca. 367 with the support
of an imperial army. Like his father, Pap began by a reconciliation with
the church and the nobility. The patriarch Nerses the Great returned from
THE ARS a KUNI DYNASTY 91
exile, and in 371 the sparapet routed the Persians and the Albanians at
the foot of Mt. Npat/Niphates near Bagawan (Bagavan), as well as King
Sahpur II himself in an epic battle on the eastern border of Armenia,
which drove the Persians from the country. A series of victories restored
the former borders of the kingdom. Unfortunately, Pap’s acceptance of
Valens’s openly Arianizing policy brought him again into conflict with
the church. Consequently, the Armenian ecclesiastical historians are
particularly hostile to the young king whom they accuse of having been
devoted to the dews (devs) from childhood (P‘awstos Buzand, IV. xliv,
V. xx, pp. 164-65, 202-3), whereas Ammianus Marcellinus praises his
gallantry. Resorting to the violent methods of his predecessors, Pap had
the patriarch murdered in 373, dispersed and destroyed his charitable
foundations, and appointed a successor without recourse to the tradi
tional approval of Caesarea which refused to consecrate the royal
candidate or recognize the authority of the Armenian primate over his
own bishops. The murder of the patriarch alienated the sparapet as well
as the magnates; Ammianus Marcellinus speaks of plots instigated in
Armenia by the very imperial generals who had helped restore Pap on
the throne. The king was summoned in 374 to meet Valens at Tarsus,
where he successfully escaped the machinations of his enemies, but he
was murdered at the instigation of the Romans on his return to Armenia
(Ammianus Marcellinus, XXX.i; vol. Ill, pp. 294/95-306/307).
The murder of Pap inaugurated the decline of his house. His
successor and probably nephew, to whom The Epic Histories refer
disdainfully as “a certain Varazdat from the same ArSakuni house
(P’awstos Buzand, V. xxxiv, p. 215),” soon found himself at odds with
the all-powerful sparapet MuSel Mamikonean. The king’s attempt to
throw off the Mamikonean tutelage by having Mu§el murdered and
replaced by a sparapet of his own choosing from another house resulted
only in his own defeat and expulsion from Armenia ca. 378, as Manuel
Mamikonean returned from Persian captivity to avenge his kinsman
MuSel and claim his hereditary office (P‘awstos Buzand, V. xxxv-
xxxvii, pp. 215-20). With Varazdat’s exile all effective Roman support
in Armenia came to an end, as their disastrous defeat at Andrianople in
378 withdrew the last garrisons from Armenia and turned the attention
of the empire westward. At home, the sparapet Manuel Mamikonean
dominated the situation. Benefiting from the internal instability of
Persia after the death of Sahpur II in 379, Manuel finally hunted down
Meruian Arcruni and enthroned the two young sons of Pap, ArSak III
and ValarSak, under the nominal regency of their mother Zarmanduxt.
92 Nina Garsoian
For the sources of. or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
THE M A R Z P A N A T E
(428 - 652 )
Nina GarsoTan
P ersarm enia
ith the end of the ArSakuni dynasty, the divided lands of Greater
Xt o U N T A I N S A L Bv, A N 1
PAHTAVq X
<*>
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• 4f Robert H. Hewien
with the adhesion of some of the naxarars, who repeatedly turned to the
Persian court, stripped him of his domains, according to Xorenac‘i, and
replaced him at first with an Armenian Surmak, but immediately there
after with two Syrians, Brk‘iSoy (Brkisho) (428-432) and Samuel (432-
437), who were presumably Christians from Persia, among whom the
Syrians were a dominant majority. Armenian sources have left us
unedifying portrayals of the morals of the two Syrian primates, but the
authority of St. Sahak was severely curtailed:
Not only were the Syrian primates direct Sasanian appointees, their
presence in Armenia was intended to break the increasingly close
contacts of the Armenian and Greek Churches encouraged by the
Gregorids and to link Armenian Christianity to the official church of
Persia. The later Chalcedonian source known as the Narratio de rebus
Armeniae even dates from Surmak’s usurpation the “waywardness” of
the Armenian bishops, the condemnation of the Armenian Church by its
former patron, Caesarea of Cappadocia, and the prohibition to the
Armenian patriarch to ordain his own bishops. The absence of the
Armenians from the (Ecumenical Council of Ephesus in 431 and the
calling of a local synod at Sahapivan (Shahapivan) in 444 to legislate in
ecclesiastical matters point to the growing isolation of Persarmenia from
the West. The refusal of St. Sahak to return to the patriarchal throne after
the death of Samuel in 437 indicates the alienation of the Hellenizing
party in the Armenian Church, which turned to Constantinople for
dogmatic advice. The Sasanian court apparently refused to ratify the
choice of MaStoc‘’s disciple Yovsep* (Hovsep)/Joseph, who remained
a priest, rather than a bishop, and merely the vicar of the patriarchal
throne.
A sharp turn for the worse came with the accession of the new
Persian king Yazdgird (Yazdagerd) II in 439 and the rule of his prime
THE MARZPANATE 99
The Armenian hazarapet was replaced by a Persian official, and “he also
brought a chief-magus as judge of the land.’’
At first no one opposed these harsh measures because “no one yet
openly laid hand on the church’’ and the Armenian cavalry distinguished
itself in the East, but the subsequent royal edict openly imposing
Zoroastrianism on Armenia, as well as on Iberia and Caucasian Albania,
provoked an immediate reaction. A council assembled at ArtaSat under
the presidency of the marzpan Vasak Siwni, the sparapet Vardan
Mamikonean (Mamikonian), the bdeSx of the Iberian March, and the
acting kat‘ofikos Yovsep4, to reaffirm the loyalty of Armenia to both the
Sasanian state and the Christian faith. Unable to accept this contradic
tion, King Yazdgird II summoned the Armenian magnates to his court,
where all of them, Vardan as well as Vasak, were constrained under
threat to accept Zoroastrianism, at least outwardly. An unexpected
attack from the East forced the Persians to release the Armenian nobles,
although the bdeSx and the sons of the marzpan Vasak Siwni were kept
100 Nina Garsoian
As far back as 450, EliSe had also noted that the Persians themselves
had been amazed at the wealth they found in Armenia. Most important
of all, the traditional social structure of the country does not seem to
have been disturbed.
These favorable conditions were temporarily disrupted after
Vahan’s death by the resumption of the Byzantine-Persian war in which
THE MARZPAN ATE 103
some autonomous rights but was required to pay taxes and furnish
military contingents to the Dux Armeniae. Unfortunately, we know very
little concerning the local magnates. The royal ArSakuni maintained
themselves in western Armenia, and some rose high in the imperial
hierarchy at Constantinople long after the death of King ArSak III. Some
of the Bagratuni also attempted to come over to Byzantium in Justinian's
time but were m urdered by m istake. Finally, a branch of the
Mamikonean house inherited the patriarchal domains in Daranalik*
(Daranaghik) and Ekeleac4 (Ekeghiats), districts that lay in Byzantine
Armenia as a result of the partition after the death of St. Sahak I in 439,
but we do not know how these naxarars fulfilled their obligations.
The first group to suffer a loss of status were the Satrapies that
had maintained their independence as civitates foederatae , “allies,"
even after the partition. Their hereditary rulers had full sovereign
rights and merely sent military contingents and the occasional gift of
a gold crown to the emperor. The participation of the satraps in the
rebellion of 485 against the Byzantine emperor led to the abrogation
of their sovereign rights and the loss of their hereditary rulers, thus
reducing them with one exception to the level of taxable civitates
stipendiariae governed by imperial officials.
Far more extensive reforms were introduced soon after the acces
sion of Justinian I in 527. A first imperial decree sought to bring order
into the conflicting jurisdiction of the Dux and the Comes Armeniae as
well as of the local magnates. The offices of both the Dux and the Comes
were abolished and a new extended military command, that of Magister
militum per Armeniam, Pontum Polemoniacum et gentes was created.
The authority of the new official and the extension of his jurisdiction
over all the imperial Armenian territories were spelled out by the decree:
This new master of the army, under whose command were three
dukes and an extensive staff, moved his residence eastward to Armenia
Interior at Theodosiopolis/Karin, which was extensively refortified and
became the anchor point of the imperial defense in the north. The same
was done for Martyropolis in Mesopotamia and the new fortified city of
Dara created a few years earlier in the same region, northwest of Nisibis.
In general, the eastern border of the empire, which up to that time had
been so open that, according to the contemporary historian Procopius,
Sebasteia/Sivas, and four other cities were attributed to it. (3) Armenia
III coincided with the former Armenia II, in the southern portion of what
had once been Armenia Minor, with Melitene/Malatia as its capital. (4)
Finally, Armenia IV was composed of the lands of the abolished
Satrapies and had Martyropolis (modem Silvan) in Mesopotamia as its
capital. Governors were appointed for the four new provinces, and
special staffs of tax collectors saw to the revenue. The new legislation
did not create total uniformity in the territories affected since their
governors were not equals. Those of Armenia I and III, who had military
as well as civilian authority, outranked their respective colleagues in II
and IV. Nevertheless, all traces of native autonomy and privileges had
been wiped out as well as the distinction between Armenian and Byz
antine territories.
Complementing this profound administrative reorganization came
other legal measures that were to reach even deeper into the intrinsic life
of the Armenian society found in these regions, as the historian Nicholas
Adontz long since observed (Adontz, 1970, pp. 141-56). Innocuous at
first sight, these edicts extended the principles of Roman law to Arme
nian lands with far-reaching results. Inheritance henceforth was to be
through formal testamentary dispositions, daughters were to inherit as
well as sons and were to receive dowries at marriage. The mild and even
benevolent tone of these regulations hid the total disruption of the
fundamental structure of naxarar society in imperial Armenia. The
inalienable possessions traditionally held in common by the entire tun
now became the property of the tanuter, who passed it to his immediate
family, dispossessing the other sepuhs. Not only did this obviously
create dissensions within the clan, but it made the possessions far more
vulnerable since only a few persons, or even one man, rather than the
united clan, stood in the way of confiscation. The provision that all
children, females as well as males, should inherit, as well as the institu
tion of the dowry, meant the rapid fragmentation of the great territorial
units that had been the economic bases of the naxarars' power.
The Justinianic legislation and the traditional structure of Arme
nian society were clearly incompatible, and the magnates at first at
tempted to resist. In 538 the imperial proconsul appointed as governor
of Armenia I was murdered, and the master of the army in Armenia was
also killed by his brother-in-law who then turned to the Persians for
support. Ten years later, a conspiracy of two members of the ArSakuni
family (Arsaces/Arsak and Artabanes/Artawan), also failed, but the
words used by ArSak to arouse his kinsman, cited by Procopius, show
THE MARZPAN ATE 107
The evidence of the Letters sent to the Byzantine emperor by the bishops
of Armenia I and II in 458 explicitly shows that this region was still
demographically and linguistically Armenian in the middle of the fifth
century, but the effects of the Justinianic legislation, the systematic
policy of deporting Armenians to the Balkans practiced by his succes
sors, and the lure of imperial service, through which Armenians reached
all the way to the throne, gradually drained the leadership from Byzan
tine Armenia. Transformed into imperial officials and gradually assim
ilated, the remaining local magnates vanished without trace, so that our
knowledge of the naxarar families and of their prerogatives must
perforce be drawn exclusively from Persarmenia, where they were able
to survive and maintain their traditional institutions.
B yzantine E xpansion
and the A rm enian P artition o f 591
Byzantine expansion toward the east, which marked the last centuiy of
the Marzpanatc, extended the scope of the Justinianic reforms with their
implicit threat against the very core of Armenian social and cultural
institutions. The imperial frontier moved radically forward under
Justinian's successors, and they briefly controlled most of the Armenian
highlands at the turn of the fifth to the seventh century, on the eve of the
Arab invasions. The result of the heavy-handed Byzantine policy of
assimilation was, however, to antagonize and embitter the naxarars and
especially the Armenian Church, fearful for their autonomy and their
very survival, and so to push them toward an open break with the empire.
The first move came soon after Justinian's death, at a time when
the stability of Persarmenia had already been shaken by a separatist
108 Nina Garsoian
T he E volution o f the
A rm enian C hurch D uring the M arzpanate
(III. 64, p. 167), the patriarch Giwt, accused before King Peroz, quite
rightly denied that he or anyone could take away his episcopal ordina
tion, but he did not question the king's right to depose him and take away
the secular prerogatives of his office. Yovsep‘(Hovsep), one of the
martyrs after 451, chosen as primate by the Armenians without Persian
ratification, does not seem to have had the full authority of a patriarch
and is usually referred to as a vicar rather than as the kat’olikos by the
Armenian sources. Armenian church councils were customarily dated
according to the regnal year of the Sasanian rulers (although a calendar
based on the Armenian era beginning in 552 was also introduced), and
the Armenian church councils of the early seventh century were con
vened with the permission of the Persian ruler.
The elaboration of the doctrinal position of the Armenian Church
came relatively slowly. As early as the beginning of the fifth century,
the church had already become preoccupied with the writings of the
Byzantine patriarch Nestorius and of his teacher, who distinguished the
divine from the human nature of Christ. This doctrine condemned by
the (Ecumenical Council of Ephesus in 431 was likewise rejected by the
Armenian Church, which fully concurred with the decision taken at
Ephesus that the two natures of Christ should not be distinguished after
His Incarnation. The outright rejection of the christological definition
adopted at the next Council of Chalcedon in 451, and regarded as tainted
with Nestorianism by most of the eastern churches, had a slower
evolution in Armenia. The next official text to reach the country from
Byzantium in the second half of the fifth century was probably the
Henotikon promulgated by the emperor Zeno in 482. It reaffirmed the
authority of the Council of Ephesus with its condemnation of Nestori
anism and was ambiguous about Chalcedon. Under the next emperor,
Anastasius, at the beginning of the sixth century, this document was
given a clearly anti-Chalcedonian interpretation, stressing the unity of
Christ’s nature. The praise of the Armenian sources for the pious
emperors Zeno and Anastasius show the doctrinal direction taken by the
Armenian Church. Nevertheless, neither the First Council of Duin in
506, which condemned the writings of Nestorius and reaffirmed the
orthodoxy of the Henotikon, nor the Second Council of Duin in 555
under the kat'olikos Nerses II, which again condemned the Nestorians,
explicitly mentioned Chalcedon. The open condemnation of Chalcedon
came only in 607, when the Armenian bishops assembled at the urging
of the Persian marzpan, Smbat Bagratuni, formally anathematized it and
the Tome of Pope Leo I on which it was based. Even after this decision,
112 Nina Garsoian
I shall not cross the Azat river—that is the Persian border—to eat the
p'urnid [oven-baked bread) of the Greeks, nor will I drink their
t'ermon [hot water). (Garsoian. 1983, p. 223)
the two kat'olikoi faced each other over the Persian border, adding
religious schism to the political and administrative division of Armenia
and embittering the antagonism of both parties.
No solution was found for the disagreement, although the open
schism ended with the disappearance of Yovhannes of Bagaran, deported
to die in Persia at the time of Xusro IPs reconquest in 611 of the territories
he had ceded to Byzantium. The bishops of the reconquered territories,
who had supported Yovhannes, were brought back into communion with
the kat4ohkos Abraham I (607-615). The growing religious divergence
with Constantinople continued to affect the position of Armenia in the
seventh century. The repeated attempts of the Byzantine emperors to force
Armenia into religious union with themselves both under Heraclius, who
obtained in 632/3 the temporary adhesion of the kat'olikos Ezr (630-641),
and even under his successor in 652/3 (after the beginning of the Arab
invasions of Armenia) only embittered the Armenian clergy and helped
alienate much of the population.
The consequences of the religious schism were not all negative for
Armenia, however, since the growing threat from Byzantium was bal
anced by the improving position of the Armenians living under Persian
domination. As Armenia became “schismatic,” and consequently unac
ceptable in the eyes of Byzantium, its status improved in the eyes of the
Sasanian authorities who no longer feared an Armenian alliance with the
empire. The last King of Kings favored the Armenian naxarars and posed
as the protector of the Armenian Church. The best illustration of this favor
is the brilliant career of Smbat Bagrat uni, who fled from Byzantium after
his disgrace under the emperor Maurice, as we noted earlier. Granted the
exceptional title of Xosrov Snum (Khosrov shnum or “the joy of Xusro),
Smbat was appointed marzpan of Vrkan/Hyrkania south of the Caspian
Sea and viceroy of the East under Xusro II. Not only was Smbat allowed
to call the Council of 607 that elected the kat‘o!ikos Abraham I, thus
putting an end to a three years’ interregnum in the Armenian patriarchate,
and subsequently to act as co-president of the general church council held
in the Persian capital of Ctesiphon in 610 to which Armenian bishops were
also invited, but he was further permitted to rebuild the church of St.
Gregory at Duin. The Persian governor complained to the king, says the
historian Pseudo-Sebeos, that the church
is too close to the fortress and may result in danger from the enemy,
[but] the order came from the king, “let the fortress be destroyed and
the church be built in that place." (Sebeos, xvii, p. 47).
114 Nina Garsoian
the King [Xusrd II] ordered a search of the royal treasury, and they
found written down the true faith of Nicaea which he found in
accordance with the faith of the realm of Armenia [and] sealed with
the seal of King Kavad and his son Xosrov [1]. Thereupon King
Xosrov decreed ‘Let all the Christians within my dominion hold to
the faith of the Armenians.' And [also] those who were [already]
united with the Armenians in the region of Asorestan [Mesopotamia],
both the metropolitan KamyeSoy [Kamyesho Kami§6’] and the other
bishops . . . And King Xosrov ordered a copy of the orthodox faith
sealed with his seal and placed in the royal treasury. (Sebeos xxxiii,
p. 116; Asolik II iii, p. 127)
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
Nina Garsoian
T century totally revolutionized the face of the Near East and modi
fied radically the history of the Armenian plateau for centuries to come.
Externally, the total conquest of the Sasanian Empire by the Arabs and
the retreat of Byzantium to a defensive position far to the west had a
twofold effect on Armenia. No counterbalancing power was left in the
area to support and protect the Armenians against the new conquerors.
The balance of powers maintained for so long between Rome and Iran
was irremediably broken for some two centuries in favor of total Arab
domination. Once this domination was established, however, Armenia
found itself for the first time in almost a millennium outside the theater
of international warfare which was now pursued either farther west in
Asia Minor or to the south in Mesopotamia. Internally, almost all the
Armenian territories found themselves reunited as the Arabs reached
north of the plateau to Tiflis in Iberia and westward to the Euphrates and
beyond. All the lines of demarcation bisecting the country, whether those
of 387 or of 591, disappeared, and only the southernmost border of the
districts of Aljnik4 (Aghdznik) and Kordek4 (Korchek) were fused with
Arab Mesopotamia. This overall unification, however, covered a gradual
118 Nina Garsoian
As “all the Armenian nobles lost land through their disunity and only
the God-loving and valiant iUxan of the RStuni put in order the troops
of his region and watched day and night,” (Sebeos, xxix, p. 94) the first
r i (S y r i a ) y v. | 7_________
8. ARMENIA UNDER ARAB DOMINATION, 650-C.885 A.D.
120 Nina Garsoian
only increased the tension. The emperor returned home without having
accomplished anything, the kat4olikos again took refuge in Tayk4, and
Theodore RStuni, still more embittered, returned, having been honored
by M u'awiyah at Damascus and given “authority over Virk4 [Iberia],
A luank4 (Aghvank) [Albania] and Siw nik4 in exchange for his
allegiance.
The intensified war between Byzantium and the Arabs continued
to devastate Armenia for a time. The stronghold of Karin/The-
odosiopolis, renamed Kallkala by the Arabs, fell in 653, and 2,000
Arabs from Syria and Mesopotamia were brought there and given land.
Profiting from the death of Theodore RStuni in 654, the emperor
briefly named as iSxan Hamazasp Mamikonean, who reaffirmed the
ties of Armenia with Constantinople, while the Arabs were distracted
by the internal quarrels that followed the murder of the caliph 4Uth-
man. The kat4olikos Nerses III returned to finish his church dedicated
to the Vigilant Heavenly Host at Zuart4noc4 (Zvartnots). But with the
accession of the first Umayyad caliph M u4awiyah in 661, Arab dom
ination over Armenia was reaffirmed once and for all. A council of
magnates presided over by the kat4olikos Nerses III accepted the
inevitable and agreed to send hostages to the Arab capital and pay a
yearly tribute o f 500 gold dahekans. In exchange, the caliph
M u4awiyah freed the hostages and installed Hamazasp’s brother
Grigor Mamikonean “with great honor” as iSxan of Armenia, a dignity
he held for more than twenty years until his death:
During his reign. Grigor, Prince of Armenia, governed the land of the
Armenians peacefully and kept it free from all marauding and attack.
He feared God in perfect piety, was charitable, hospitable and cared
for the poor. It was [Grigor] who built a house of worship in the town
of Aruch [Arut], in the district of Aragatsots [Aragacotn], an elegant
THE ARAB INVASIONS AND THE RISE OF THE BAGRATUNI 123
church to the glory of the name of the Lord, and adorned it in memory
of his [own] name, (tewond, ch. 4, p. 54)
The description of Grigor’s iboanatc by tew ond the Priest, just cited, is,
to be sure, idyllic and exaggerated. The country was not constantly at
peace, since Grigor himself ceased to pay tribute and revolted against the
Arabs in 680 at the death of the caliph Mu‘awiyah and is also said to have
died battling a northern Turkic Khazar invasion in 685. A few years after
his death, the emperor Justinian II overran Armenia in a last attempt to
reconquer the country and took away hostages, perhaps even the
kafolikos Sahak III (677-703). Even so, the first period of Arab domina
tion immediately after the conquest was not seriously damaging for
Armenia, and there is no perceptible cultural break with the preceding
period of the Marzpartatt. As we have already noted, the unity of the
territory was re-created by the disappearance of internal political divi
sions. Far from being an annexed territory, Armenia through almost the
whole of the seventh century had the status of an autonomous, if tributary,
state whose sphere of influence, far from being reduced, was extended
northward, as we shall see, to the adjacent lands. No Arab troops were
stationed in Armenia, except in the Mesopotamian border districts, and
no foreign governors were sent to Armenia until the end of the century.
The relatively mild terms of Mu‘awiyah’s treaty are readily ex
plainable by the Arab need for the support of the famous Armenian
cavalry, especially at home as a barrier against the Khazars, whom their
Byzantine allies urged to attack the caliphate from the rear by raiding
southward through the Caucasian passes or by forcing the Arab fortified
position at Derbent on the Caspian. Since manpower was of primary
importance, taxes remained relatively light. According to Lewond, the
500 dahekans of M u‘awiyah’s tribute were not increased by his son. In
the words of the later Armenian chronicler Samuel of Ani, the Arabs
took from each house four [silver] dirrhems, three modii [about 30
kg.] of sifted wheat, one hempen rope and a gauntlet. But it was
124 Nina Garsoi'an
ordered to levy no taxes from priests, as from the azat and from
cavalrymen. (Manandyan, 1965, p. 130)
This entire country was noted for its innumerable population, many
vineyards, fields of grain, and all kinds of magnificent trees.
(Manandyan. 1965, p. 130)
The excavations of the city of Duin show not only the reconstruc
tion of the church and the extensive palace, but an active urban life as
well. The sharp increase in the number of coins found there, from less
than two dozen for the fifth and sixth centuries to more than 300 for the
seventh, is an index of the rising trade. The great cathedral churches
built by the Kamsarakan and the Mamikonean next to their palaces at
T 4alin and Aru£ in Aragacotn, as well as those elsewhere at VatarSapat,
Ojun (Odzun), and Sisian, the smaller foundations that proliferated
throughout the country, and the numerous sculptured stelae that date
from the seventh century, all testify to the continuity of the building
activity begun during the Marzpanate and serve as a concomitant index
of economic stability and prosperity, while their dedicatory inscriptions
indicate the survival and concern of the naxarar tuns.
There is, finally, no evidence of religious persecution during this
period and even in the earlier part of the eighth century. Ecclesiastical
sources record no forcible conversions, and the two martyrs, David of
Duin and Vahan of G oh4n, were Muslims converted to Christianity and
consequently punishable as renegades under Islamic law. On the con
trary, the activity of the kat4olikate was not constrained. The kat4olikos
Anastas (662-667) sought a perpetual calendar from the great mathema
tician Anania §irakac4i, although the death of the patriarch precluded its
adoption. The relics of St. Gregory the Illuminator were solemnly
transferred from his burial place in northwestern Daranaiik* to
Valaritapat, a portion granted to Albania (underscoring the close link
between the two churches), and the Armenian patronage reiterated again
by the kat4olikos Elias (703-717). Once again, Lewond praises the
successor of Grigor M am ikonean, the “patrician” ASot (Ashot)
Bagratuni, as an opulent, magnificent and charitable prince,
As late as the first quarter of the eighth century, the great kafolikos
and theologian Yovhannes Ojnec4i (Hovhannes Odznetsi) (717-728)
could reform the church and give it a firm doctrinal base by completing
the first collection of Armenian canons; repress the heresies of the native
Paulicians (who were violent iconoclasts) and of the Phantasiasts (who
denied that Christ had had a real body); and call two councils (at Duin
in 719 against the heretics and at Manazkert in 725/6 to reaffirm the
dogmatic position of the Armenian Church and its agreement with the
Syrian Church) without any interference from the Arab authorities. On
the contrary, Asolik affirms that upon Yovhannes’s probably apocry
phal visit to Baghdad, the caliph “was struck with admiration, doubled
his consideration and regard and sent him back to Armenia covered with
honors and gifts.”(Asolik, 1883, II, ii, p. 133)
Both Armenian and Arab sources agree that the situation in Armenia
worsened perceptibly with the last decade of the seventh century. The
ravages of the Khazar invasions continued throughout the eighth cen
tury. More fundamentally, not only did the invasions of Justinian II
wreak havoc in Armenia, which the Greek troops treated as enemy
territory, but they probably contributed to the decision of the caliphate
to conquer the land outright and put an end to its semiautonomous status.
At the same time, the general regularization of the vast Muslim empire,
with its concurrent fiscal demands, and the increasing Muslim piety of
the later Umayyad caliphs, and especially their Abbasid successors,
could not fail to have a deleterious effect on Armenia at a time when
Byzantium, embroiled at home in the Iconoclastic controversy of the
eighth century, could provide neither support nor a counterbalancing
force to the preponderance of the caliphate in the Near East.
In 693 the Umayyad caliph appointed his brother Muhammad ibn
Marwan governor of Armenia, Adherbaijan/Azerbaijan and Djazira or
Upper Mesopotamia, reaching all the way to Melitene in the west. His
authority was recognized in the same year by the new titxan of Armenia,
126 Nina Garsoian
churches of Christ and made the old and the young wail, mourn and
grieve. (Yovhannes Drasxanakertc'i, xx, p. 107)
Angered and alarmed by this policy, the iix an Smbat, who returned
from the Umayyad capital of Damascus in 703, took counsel with the
naxarars, among them his own brother ASot and Vard, the son of
Theodore RStuni, and decided to turn for help to Byzantium. At first the
Armenians were victorious at Vardanakert on the lower Araxes, and the
rebellion spread from Vanand in the west to Vaspurakan in the southeast,
but Smbat then retired to the north of Tayk‘ and Muhammad ibn Marwan
was sent again to subdue Armenia. The posthumous embassy of the
kafolikos Sahak III, who had died on the way but whose body, bearing
a letter imploring Muhammad to spare the Armenians, was brought to
Harran by his bishops, saved the church and even extended its authority.
The new kat'oiikos Elia (Eghia)/Elias (703-717) was authorized to hold
a council in Partaw (Partav)/Bardha‘a at which he deposed the Albanian
kat'olikos accused of Chalcedonianism, had him exiled together with
his supporter, the widow of the prince of Albania, and consecrated a new
kafolikos for Albania, whose dependence on the Armenian Church in
this period is evident from these proceedings. The secular Armenian
nobles, however, did not fare so well. Defeated by Muhammad ibn
Marwan in 705, the iSxan Smbat Bagratuni, who had received from
Byzantium the title of curopalates, fled for refuge to the imperial
territory on the eastern shore of the Black Sea and Muhammad ibn
Marw5n retook Duin, which had been captured by the rebels. At the
order of the Muslim authorities, the governor of Nax£awan summoned
the Armenian naxarars on the pretext of a census, which would include
them in the cavalry register. According to Lewond, those of noble birth
were separated from the others who were locked in the churches of
NaxCawan and Golt'n, farther down the Araxes, and set on fire. The
nobles, stripped of their wealth under torture, were then executed in their
turn. Only a few magnates are mentioned by name among the victims,
but the sources assert that almost the entire Armenian nobility perished
or was deported, and “our realm made heirless of its naxarars."
The massacre of Nax£awan did not destroy the Armenia clans,
since only the adult naxarars had been exterminated, but it crippled
them for a generation. However, the Arabs still needed Armenian
collaboration against the Khazar threat, and the ferocious policy of
NaxCawan was not continued. The new Arab ostikan, whom Lewond
praises as a “prudent man full of worldly wisdom,” pacified Armenia,
128 Nina Garsoian
urged the exiles to return, and Smbat Bagratuni resumed his office of
i$xan probably in 709 rather than 711. The city of Duin was rebuilt by
the ostikan
stronger and greater in size than it was before; he fortified it with gates
and buttresses, surrounded the city wall with a moat and filled it with
water for the protection of the fortress. (Lewond, ch. 10, p. 67)
damaging for the stability of the country was the increasing rivalry of
its two greatest houses. Long accustomed to a preponderant position in
Armenia, the Mamikonean viewed as a direct threat to their prestige the
rising power of the Bagratuni, who were favored by the Umayyad
governors. The grant of the tfxanate to ASot Bagratuni in 732, making
this office all but hereditary in the Bagratuni house, outraged the
Mamikonean brothers Grigor and David, but the immediate result of
their protest was their own exile to Yemen at the order of the ostikan.
At the death of the caliph Hi§am in 743, however, the brothers returned
to Armenia, began to oppress the magnates of Vaspurakan and raised a
general rebellion in which they attacked the tfxan ASot, (Lewond, ch.
25, pp. 117-18) who barely escaped with his life. Reversing the previous
situation, ASot now fled to complain to the caliph at Damascus, while
Grigor Mamikonean took over his office of iSxan with the approval of
the local ostikan. Unfortunately for the Mamikonean, the tide turned
against them once again. The last Umayyad caliph, who had greatly
benefited from the support of ASot Bagratuni and his troops in his claim
for the throne, refused to ratify the decision of his ostikan. ASot conse
quently returned to Armenia with great honor at the order of the caliph,
David Mamikonean was executed, and Grigor could only bide his time
awaiting an opportunity to avenge his brother.
The overthrow of the Umayyad dynasty and the usurpation of the
Abbasids a few years later provided an opportunity both for the ven
geance of the Mamikonean and for the growing dissatisfaction in
Armenia in general. The Armenian magnates met together in 748 and
persuaded the iSxan ASot, now bereft of his patron, to join with them,
albeit unwillingly. The rebels made contact with the Byzantine emperor
Constantine V, whose successful campaigns against the Muslims had
brought him to Asia Minor and who was operating in Pontus at the time.
The Armenians also received the support of an anonymous group called
by Lewond “sons of sinfulness who know neither the fear of God nor
awe of princes nor respect of the elders,” who were probably the
Paulician heretics condemned earlier by Yovhannes Ojnec4i (Garsoian,
1967, pp. 136-37), and whose numbers and power were increasing on
the Upper Euphrates at that time. Another revolt in Sasun to the south
helped distract the Arabs, and the rebels succeeded in capturing the
major Muslim stronghold of Karin. These initial successes failed, how
ever, to abate the tension between the Mamikonean and the Bagratuni
and to preserve a united front against the Arabs. ASot Bagratuni sought
to withdraw from the rebels and was seized and blinded at the order of
130 Nina Garsoian
[he] first went to the land of Armenia and caused grave torment and
endangered all. leaving them in extreme poverty, to the extent of
claiming taxes on behalf of the dead . . . he cruelly tortured the
inhabitants of our country by imposing a heavy poll tax, equivalent
to many silver zuzes, and branding everyone's neck with lead seal.
[In response], the houses of the nobles, some willingly and
others not, gave horses, precious clothing, and other provisions of
gold and silver as gifts, just to fill the mouth of the dragon which had
come to attack and corrupt the country. (Lewond. ch. 28, p. 123)
house.” tew ond (ch. 33, pp. 127-129) even insists that the supply of silver
gave out, so that taxes had to be paid in kind, and that they fell alike on
naxarar and ramik as well as on the cleigy. The population hid or fled from
this extortionate policy, and some of the magnates abandoned their homes
and emigrated, as did Sapuh Amatuni who, according to Asotik, moved to
the empire with 12,000 of his retainers.
The revolt brought on by these oppressive measures began in
Vaspurakan, which was simultaneously threatened by the infiltration of
Muslims from Azerbaijan. These were met by three brothers from the
Arcruni house now ruling Vaspurakan after the district had been aban
doned by the Bagratuni. By 762 all three brothers were dead and the
iSxan Sahak Bagratuni may also have been put to death. Still, the
rebellion continued to smolder, and the leadership now passed for the
last time to the Mamikonean.
According to Lewond, the first signal of the great rebellion of
774-775 was given by Artawazd Mamikonean, who killed a Muslim tax
collector in the northwestern district of Sirak and was consequently driven
to flight into Byzantine territory by the ostikan, who compelled the
Armenian sparapet Smbat to accompany him. Artawazd’s example was
then followed by his kinsman MuSel Mamikonean, who massacred the
tax collectors in his district and withdrew into the fortress of Artagers in
ArSarunik*. He then went on to raid in Bagrewand, laid siege to the fortress
of Kars, defeated an Arab contingent sent from Duin near Bagawan, and
pursued them as far as the Mamikonean center in Aru£. Encouraged by
these early successes and inspired by a messianic prophecy, interestingly
branded as false by Lewond, perhaps wise after the event:
Behold, the hour of your salvation has come, and now shortly the
scepter of the kingdom shall soon be restored once again to the house
of T ‘orgom. (Lewond. ch. 34, p. 131)
There is little doubt that the aftermath of the battle of Bagrewand marked
one of the darkest hours in Armenian history. Bled three times in as
many generations, some of the n a x a ra r houses failed to recover. The
Bagratuni, perhaps the least hurt, paid for their loyalty to the vanished
Umayyad dynasty by the loss of their domains of Tmorik4, Kogovit, and
whatever was left of their possessions in Vaspurakan and the south, with
the exception of the small district of Mokk4. The sp a ra p e t' s son, ASot,
later known as M saker (the meat or man-eater), was driven to take refuge
in the fastness of his mountain domain in northwestern Sper, farthest
removed from the Arab threat. His prudent cousin and namesake A§ot,
son of the former i$xan Sahak, may have been appointed iSxan by the
Muslims in 775 because of his refusal to join the rebellion, though even
here, the quasi-monopoly of the Bagratuni on this office was temporarily
broken in 781 by the appointment of a relatively minor n a xa ra r , Ta£at
Anjewac‘i (Tadjat Andzevatsi), driven back to the east from Byzantium
by the antagonism of the empress Irene. The sparapet Bagrat Bagratuni
was to die of exhaustion with the other magnates serving with the
Armenian cavalry against the Khazars in the Caspian region of Arran
through the unbearable heat of the summer of 784.
Other houses were still less fortunate. The Gnuni lords of Afiovit,
driven from their domain after the death of their tanuter Vahan on the
field of Bagrewand, implored the help of ASot Bagratuni and were
moved by him to northwestern Tayk‘, whence they may have passed
THE ARAB INVASIONS AND THE RISE OF THE BAGRATUNI 133
control of the whole land through his wife.” (ch. 41, p. 182) In pursuing
this policy, Djahhaf fought both ASot Bagratuni for the control of
Aliovit and the representatives of the caliphate. He briefly seized Duin,
but according to Vardan “the citizens fell on [his son] Abdl Melik4,
killed him, and closed the city gate” (Ibid). The D[ahhafids were
routed, although they did not disappear at once, as Vardan claimed,
since DjahhaFs grandson was married to a Bagratuni princess and
raised a rebellion in the twenties of the ninth century, while another
member of the family created troubled in Siwnik4 until his defeat by
the local prince, and at least one more member of the family is
recorded. The Djahhafids were probably little more than brigands
looting wherever the opportunity presented itself and then disappear
ing in the face of resistance. Nevertheless, Djahhaf’s son was suffi
ciently settled to have struck coins in his name, probably at Manazkert,
since they carry the mint mark “Bahunays” from the district of
Bahunis/Apahunik4 to which the city belonged. The establishment of
the Kay sites around Lake Van was far more extensive and permanent.
These Arab settlements were designed primarily for defensive
purposes to bolster the Arab frontier defensive system, the thughurs in
their war against Byzantium. Despite Ya4kubl’s claim, the Arabs never
formed anything like a majority of the population on the Armenian
plateau in this period. The new emirates soon fought against each other
and against the representatives of the caliphate. Their rulers intermarried
with the neighboring Armenian magnates, and some converted to Chris
tianity, as did the emirs of Arzn in Aljnik4 and BaleS/Bidlis on the
borders of Taron, who married Bagratuni and Arcruni princesses in
successive generations of the mid-ninth century and supported their
Armenian kinsmen against the Muslims. Nevertheless, the emirates
were no longer mere garrisons or governors who came and went in rapid
succession. Their establishment in the heartland of Armenia, as well as
on its borders, and as far north as Tiflis in Iberia, often provided an
advance march for Muslim invasions, especially from Azerbaijan,
which regularly used Golt‘n and NaxCawan in the valley of the Araxes
as stages in their advance on Duin. Even more fundamentally, they
controlled the main urban centers of Armenia: the capital of Duin as well
as Nax£awan on the main transit road of the valley of the Araxes; the
military stronghold of Karin in the west; Xlat4, ArCes, and Berkri on the
shore of Lake Van; Manazkert, where an Armenian mint was located,
as well as in the capital. Thus their presence transformed and compli
cated the decentralized internal pattern of the country by the addition of
136 Nina Garsoian
Tragic though they were, the troubled last years of the eighth century
also proved to be a turning point in the history of medieval Armenia.
On the international scene, Byzantium still generally remained militarily
on the defense first half of the ninth century, although tentative religious
overtures were unsuccessfully made to ASot Msaker around 811-813.
The establishment of a Paulician republic on the Upper Euphrates
protected the northwestern region of Armenia from direct attack from
the west. The creation of the Arab military frontier zones or thughurs
based on Melitene and Karin removed the theater of war from the center
of Armenia, as did the residence of the ostikan of Armlniya at
Partaw/Berdha4a in Azerbaijan rather than at Duin in Armenia proper.
The brilliance of the Abbasid caliphate dimmed rapidly after the great
caliphs of the early ninth century, and the Arab emirs of Armenia
pursued with each generation a local policy of native dynasts, which
increasingly placed them at odds with the attempts at control of the
ostikan sent from the Abbasid capital of Baghdad.
Internally, the guerrilla activity carried on by ASot Msaker from
Sper began to bear fruit. He took most of Tayk4 and Taron from the
Mamikonean, and his struggle with the D/ahhafids gave him control
of ArSarunik4. More important, his war against the Arab emir al
lowed ASot to resume the traditional Bagratid stance of loyalty
toward the caliphate against local rebels, and so to pursue his expan
sionist policies undisturbed by the Muslim authorities. The discovery
of silver mines in Sper not only helped to relieve the tax burden of
the country in general, but helped ASot Msaker acquire the domains
of the now-ruined Kamsarakan: ArSarunik4 and Sirak, with the
fortress of Ani. De facto, if not de jure, ASot was iSxan of Armenia
before the end of the eighth century, a title that was conceded to him
officially by the caliphate in 804, according to the Armenian chron
icler Samuel of Ani, while his brother Sapuh assumed the dignity of
sparapet. Farther north, the establishment of another branch of the
family headed by Vasak, the uncle of A§ot Msaker, in the decade
following the battle marked the beginning of the future royal house
of the Bagratuni of Iberia.
THE ARAB INVASIONS AND THE RISE OF THE BAGRATUNI 137
the northern Bagratuni domains of Sper and Tayk4. The quarrels of the
two brothers intensified this division. To the east, the great revolt of
Babak in Azerbaijan during the first part of the ninth century distracted
most of the attention and forces of the caliph for two decades and
allowed considerable freedom of action to the Armenian naxarars. In
the acid words of the Arab historian al-Baladhuri:
But this freedom increased neither their unity nor the peace of
Armenia. In Siwnik4, Babak’s marriage to the daughter of Vasak had
allowed him to establish himself in the districts of Arcax (Artsakh)
and Balasakan in 824, which he controlled for twelve years, until the
end of his career. But the rebellion of the local dynasts against the
overlordship of Babak led only to his devastation of Getakunik4 and
Balasakan. In the central provinces, the continuing success of Babak
against the caliphate encouraged a challenge to the authority of the
contemporary Shaybani ostikan. Joining together in one of the local
alliances between the Christian naxarars and Muslim emirs that was
to characterize the history of medieval Armenia, Sahak, prince of
western Siwnik4, the Djahhafid emir and the usually cautious sparapet
Smbat, abandoning on this occasion the loyalist tradition of the
Bagratuni house toward the caliphate, disregarded the conciliatory
intervention of the kat‘otikos Dawit4II and defied the ostikan in 831/2,
according to the Armenian historian Yovhannes “the Kat‘olikos."
(Yovhannes Drasxanakertc‘i, xxv, p. 117). Unfortunately for the reb
els, the Prince of Princes Bagarat held aloof with the forces of the
south, and the ostikan, taking the initiative of the attack, routed them
in a bloody battle on the Hrazdan River north of Duin. Sahak of
Siwnik4 was killed, and his domain passed to his son Grigor Sup4an I.
The Djahhafid emir fled to Siwnik4to bring more trouble on the region,
and Smbat sparapet took refuge in his northern domains. The
THE ARAB INVASIONS AND THE RISE OF THE BAGRATUNI 139
This accursed one appeared in the days of the Lord John and of Smbat
Bagratuni. (Garsoian, 1967, p. 140)
well as the hierarchy of the church, whose peace the heretics were to
disturb for centuries to come.
A last attempt to reestablish full control over Armenia was made
by the Abbasids after their final crushing of Babak’s revolt, and the
attention given by all Arab historians to the Armenian rebellion of 850
to 855 reflects the alarm of the caliphate. The new caliph, al-Mutawakkil
(847-861), sent a new ostikan to collect the Armenian tribute in 850.
The Prince of Princes Bagarat sent an embassy bearing gifts and the
tribute to meet him at the border, but would not allow him or the tax
collectors to cross into Armenia or move freely within the country. The
ostikan withdrew, though he left two deputies to put down the southern
alliance of Bagarat and ASot Arcruni of Vaspurakan, who had risen with
their supporters and scattered the Muslim forces. The ostikan's son and
successor was only partially successful. He attacked ASot Arcruni from
the direction of Azerbaijan but failed to capture him. However, he
succeeded in seizing Bagarat Bagratuni through treachery and sent him
off in 851 to the new Abbasid capital of Samarra before falling himself
in the struggle to overcome the Armenian mountaineers in the southern
districts of Xoyt1 (Khoyt) and Sasun.
Deciding to crush the rebellion once and for all, the caliph al-
Mutawakkil then sent a formidable army, to whose leaders he had
promised hereditary holdings in Armenia, under the command of the
Turkish general Bugha al-Kabir “the Elder.” Bugha began his advance
by moving from the borderland of the Diyar-Bakr against the southern
magnates and began the conquest of the country piecemeal. The division
of Armenia into the southern and northern groups of magnates, the
absence of its two leaders with the captivity of Bagarat and the refusal
of Smbat sparapet to join the rebels, facilitated his task. According to
the historian T ‘ovma Arcruni, the
Coming to Xlat4on Lake Van, Bugha divided his army in two. Half went
to devastate the districts south of the lake. He himself, accompanied by
the sparapet Smbat, the official native ruler of Armenia during his
brother’s absence, moved to Vaspurakan, where he forced the capitula
tion of ASot Arcruni and sent him, with his son Grigor-Derenik, as well
as other naxarars from Vaspurakan to join Bagarat in captivity at
THE ARAB INVASIONS AND THE RISE OF THE BAGRATL’NI 141
Sasun. Similarly, in the north ASot Bagratuni, the son of the captive
Smbat “the Confessor,” returned to the policy of his grandfather ASot
Msaker and harried the Arabs with increasing success from his refuge
in Tayk*. The reconstitution of the principalities of the Arcruni and
Bagratuni was already on the way, and another crucial, if intangible,
element had been added to the growing fortune of the Bagratuni.
Through the martyr’s death of the earlier Smbat sparapet on the field of
Bagrewand and the steadfastness of his grandson and namesake the
sparapet, Smbat “the Confessor” at Samarra, in the face of Muslim
pressure and the concessions of the other magnates, the Bagratuni now
finally achieved the spiritual prestige that the death of St. Vardan at
Awarayr had so long conferred on the Mamikonean.
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
THE INDEPENDENT
KINGDOMS OF MEDIEVAL
ARMENIA
Nina Garsoi'an
A the second half of the ninth century were propitious for the
reestablishment of political autonomy on the Armenian plateau. In the
east, the power of the Abbasid caliphate declined rapidly after the
murder of the caliph al-Mutawakkil in 861, and its influence over
Armenian affairs became correspondingly weaker. The main Muslim
threat to the Armenian princes at the end of the ninth and all of the tenth
centuries came not so much from the Abbasid caliphs at Baghdad as
from neighboring emirs, such as the Hamdanids based on Mosul and
Aleppo, who reached their zenith in the mid-tenth century, and the rulers
of Azerbaijan (Adherbaijan). Particularly in the case of the latter, their
attacks could and did do great harm to Armenia, especially in the reign
of Smbat the Martyr (890-913/4), but they were not sustained and might
be offset by various alliances or occasionally by appeals to the authority
of the distant caliph. On the western border of Armenia, the Byzantine
emperors returned to an offensive military policy against Islam after
144 Nina Garsoian
more than two centuries on the defensive. By 863 the great imperial
victory of Poson on the Euphrates destroyed the powerful Muslim
emirate of Melitene/Malatia, and in the 870s the emperor Basil I crushed
the Paulician republic. These victories brought the imperial armies once
again to the upper and middle Euphrates and consequently into direct
contact with the Armenian lands. Nevertheless, the main concerns of
Byzantium through much of the tenth century were, first, to secure the
main points of communication toward the east: the Euphrates crossing
near Melitene and the pass of the Cilician gates in southeastern Anatolia
leading from central Asia Minor to the Cilician plain and the eastern
Mediterranean coast; then to reconquer the former imperial territories
of Mesopotamia, Cilicia, and Syria. Consequently, Armenia was in
creasingly involved with the Byzantine Empire during this period, but
it was not yet the primary target of the imperial policy. This relative
weakness or unconcern of the great powers on either side of Armenia
created and equilibrium between them that provided a particularly
favorable climate for the development of the major local dynasties. Left
largely to their own devices, these dynasties hastened to exploit these
conditions to further their autonomy and eventually to achieve indepen
dence with the coronation of ASot I in 884.
According to the historian T ‘ovma Arcruni (Thomas Acruni, III,
xiv-xv, pp. 264-74), the surviving captive princes began to return home
from Samarra around 857-858. As was observed earlier, many naxarar
families had not survived the tragic years of the preceding century so
that power had gradually accumulated in a few dominant houses. Even
there, progress did not manifest itself simultaneously. The dynasty of
the Siwnik4 still remained divided between the prince of Geiakunik4 in
the western portion and the prince of Vayoc4 Jor in the east, who was
considered the “senior” (gaherecVgaherets) prince of Siwnik4. In Vas-
purakan, the situation remained confused until the beginning of the tenth
century. The returning prince, Grigor-Derenik Arcruni (857-886/7),
found himself opposed by his kinsman, Gurgen, prince of Mardastan
(855/58-ca. 896), who had led the guerrillas against the Muslims at home
and annexed most of the Arcruni domains during their exile at Samarra.
Driven back by Grigor-Derenik, Gurgen continued to battle his kinsman
as well as the local emirs and the heirs of Bagarat Bagratuni in eastern
Taron, to carve himself a principality centered around the principality
of Anjewac4ik4 (Andzcvatsik) south of Lake Van into which he had
married. Even where dissensions did not arise, the prestige of the
returning Armenian magnates was greatly impaired by their apostasy.
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investing him [ASot] with many robes as well as royal insignia, [and]
entrusted him with the taxes [sak] of Armenia and all the royal
[tribute] bekar(Yovhannes Drasxanakertc'i, xxvii, p. 125)
Asolik even claimed that ASot had been appointed Prince of Princes not
only of Armenia but of Iberia as well. There is no doubt that the Abbasid
ostikans ruling the larger administrative unit of Arminiya from their
residence at Partaw/Bardha4a occasionally still sought to enforce their
direct authority over Armenia proper during the 870s of the ninth
century with the help of the warlike Kaysite emirs of Manazkert.
Nevertheless, ASot's investiture in the name of the caliph officially
acknowledged his authority over the local Muslim emirs as well as over
the Christian naxarars. ASot consequently used his position as repre
sentative of the caliph to consolidate his hold over ArSarunik4 by
repelling the attacks of the D^ahhafid emir, whom the sparapet Abas
routed and drove from Armenia, and to extend a degree of control over
the capital city of Duin during the 880s without serious interference from
the Muslim authorities, even though he still preferred to remain in the
Bagratuni residence in Bagaran in Sirak.
Yovhannes the Kat'oiikos was probably correct in viewing ASot
as already de facto King of Armenia from the time of his investiture as
148 Nina Garsoian
Gugark4 pacified by the crown prince Smbat in the last years of the
reign. Presiding over the welfare of his family far and wide, ASot also
supported the Iberian Bagratid heir, Atmerseh II, and confirmed him
as curopalate of Iberia (888-923). At the opposite end of the Armenian
plateau, ASot first sought to mediate in the attack of his son-in-law
Grigor-Derenik Arcruni in an expedition against the Muslim emirs west
of Lake Urmiah. ASot appointed another of his kinsmen, Gagik
Apumruan Arcruni (the husband of his granddaughter), as regent for
Grigor-Derenik's minor sons Sargis-ASot, Xa£‘ik-Gagik (Khachik-
Gagik), and Gurgen, and as support for their widowed mother, ASof s
own daughter Sop4i. Thus, a new autonomous state based on the
northwestern portion of the plateau, such as Armenia had not known
for centuries, was re-created by ASot “the Great” and recognized as
such by the contemporary world.
T he B agratid C risis
U nder Sm bat I “the M arty r” (890/91-914)
Smbat was presented with a royal diadem on the order of the caliph,
by AfSln (Apshin) the Ismaelite prince of Atrpatakan [ostikan of
Azerbaijan] ... and along with it he was given robes wrought with
gold, and swift steeds bedecked with ornaments and shining armor
forged with gold. They came forth to meet him at the place of
assembly, and returned to the holy church with the patriarch Georg,
who pronounced the solemn blessings on him, and investing him with
the gold embroidered robes..., he placed on his head the royal crown.
Smbat emerged from the spiritual nuptials to rule over all of Armenia.
(YovhannSs Drasxanakertc(i, xxx, p. 132)
yourself and the caliph needed from the land of the Greeks, and
present you with noteworthy garments, ornaments and vessels for
your own use. Likewise, I wished to clear the way for merchants of
your faith, so that they might have access to their land, and enrich
your treasury w ith the riches of the G reeks. (Yovhannes
Drasxanakertc'i, xxxi, p. 138)
During his reign Smbat ruled over all his domains, on Armenia and
on Iberia and acquired the cities of his opponents. In his reign, as
under the rule of his father, there was prosperity and peace in the realm
of Armenia according to [the words of] the prophet: ‘Everyman rested
under his vine and under his fig tree' [I Kings 4:25]. The farms
became towns and the towns cities through the increase in the popu
lation and wealth until the very shepherds and cowherds themselves
were clad in silken garments. And he [Smbat] built the church of the
All-Savior in Sirakawan with a cupola of great height and walls of
dressed stone. (Asolik, III. iii, pp. 12-13)
the church with the crown. In the north, the curopalate Atmerseh II, who
had remained loyal, was rewarded by Smbat with the crown of Iberia in
899. The prince of Siwnik4 returned to his allegiance. In the south, the
Bagratuni heir of Taron regained his domain in 898 after the death of
the Shaybanid conqueror. The Kaysites were crushed by 902 with the
help of Sargis-ASot Arcruni and returned to their former status of
tributaries of the Bagratid crown, although their base of Manazkert was
not captured. The Bagratid crown prince ASot was finally released from
captivity, and Smbat even obtained from the caliph al-Muktafi the
separation of Armenia from Azerbaijan with the right of forwarding the
Armenian tribute directly to Baghdad, thus bypassing the ostikan.
Finally, the governor left at Duin fled on hearing of Afshin’s death in
901, after having ruled the city for only one year. Unfortunately, the new
ostikan, Afshin’s brother Yusuf (901-919, 922-929), was to pursue the
war against Armenia even more relentlessly with catastrophic results for
the king. The situation in the country, where the separatist tendencies of
the princes soon continued, rapidly grew chaotic.
The beginning of Y usufs rule was as circumspect as that of his
brother, since Smbat had the support of the caliph, who rightly suspected
the ostikan of rebellious plans. Even so, Yusuf immediately sought to
reassert his authority over Armenia. The first campaign, again following
the northern path through Utik‘ to Duin, was met by the king near Aru£
to the west of the city with a large force, which overawed the invaders,
and it consequently ended in mutual gifts. Yusuf showered Smbat with
a new crown and diadem and precious garments, designated the crown
prince ASot as “Prince of Princes,” honored the kafotikos as well, and
withdrew into Azerbaijan. In this period Yovhannes “the Historian”
could still praise the prosperity of Armenia, where “each one lived on
his own patrimony” and the “chief naxarars, being secure and at ease
from the onslaught of the enemy, built in monasteries, towns, and
agaraks churches of thick walls of stone and mortar” (Yovhannes
Drasxanakertc‘i, xl, pp. 157-58), and favorable relations were main
tained with the Byzantine empire.
The first signs of trouble came from the north, where the prince
of the coastal Iberian district of Abkhazia revolted against his father-
in-law, King Atrnerseh II. Smbat I at first supported Atmerseh, defeat
ing and capturing the prince of Abkhazia, but then conceded to him
the crown to which he aspired, winning his alliance but alienating the
more powerful king of Iberia, who now broke his long loyalty to his
Armenian kinsmen and turned against Smbat. The king’s reward of
156 Nina Garsoian
Sargis-ASot Arcruni for his help against the Kaysites by the grant of
the city of Nax£awan north of the Araxes River antagonized the new
prince of eastern Siwnik4, also named Smbat (whom the king had
confirmed as “senior prince of Siwnik4 and lord over the entire realm
of Sisakan”). Smbat of Siwnik4, who considered Naxfcawan part of his
domain, consequently refused to pay the royal tribute and turned to
the emir of Azerbaijan in 903. The king’s attempt to remedy the
situation by returning NaxCawan to Siwnik4merely aggravated matters
by alienating Xa£4ik-Gagik Arcruni, who had replaced his brother
Sargis-ASot as senior prince of Vaspurakan in 905, and pushing him
likewise toward Yusuf.
The turbulence of the magnates was increased by Yusuf, who had
made peace with the caliph against whom he had rebelled. As a result
of this reconciliation, Armenia in 907-908 found itself faced with the
necessity of paying a double tribute: to the caliph in Baghdad and to the
emir of Azerbaijan as well. Outraged by the king’s order to provide one
fifth of their possessions, the naxarars grew restive. The magnates of
Vanand plotted with Atmerseh of Iberia to murder Smbat I, and the
keeper of the royal domains surrendered the fortress of Ani in Sirak to
Atmerseh II. The plot failed, and the King of Iberia was forced to sue
for peace, but a far more damaging situation was already developing in
Vaspurakan under the leadership of the warlike and ambitious prince
Xa£4ik-Gagik Arcruni, supported by his younger brother Gurgen and the
local princes. Seeking revenge against both his uncle King Smbat I and
Siwnik4 for the loss of NaxCawan, but mostly concerned with his own
aggrandizement, Gagik set out for Azerbaijan, where he received a
crown from Yusuf in 908 as King Gagik I of Vaspurakan, thus creating
in the south an autonomous Arcruni kingdom opposed to that of the
Bagratuni in the north. The embassy of Yovhannes “the Historian”
attempting to mediate the troubles ended only in the captivity of the
kat4olikos, who remained prisoner for a considerable time, was ran
somed with difficulty, and retired to Gugark4. Gagik I Arcruni is
understandably the hero of his kinsman T 4ovma’s History of the Arcruni
House, which praises at length the new king’s bravery, generosity, and
benevolence, as well as the conspicuous prosperity of his realm. The
elegant palatine church of the Holy Cross on the island of Alfam ar
(Aghtamar) still stands as testimony to Gagik’s extensive and splendid
building program. His ability was beyond question, but his defections
struck a mortal blow at Smbat I. The split of Armenia brought about by
the creation of the Kingdom of Vaspurakan was never to be repaired and
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 157
The last stand of the royal army commanded by the crown prince
ASot and his youngest brother MuSel was crushed the following spring
by Yusuf and Gagik I Arcruni north of Duin. Prince MuSel was captured,
while the king sought refuge in the impregnable stronghold of Kapoyt
Berd “Blue Fortress" in ArSarunik4, and the northern districts were
overrun. Yusuf treated the captive Armenian princes with unwonted
ferocity: MuSel, the king’s son, Smbat Bagratuni, the king’s nephew,
and Grigor Sup4an II of Western Siwnik4 were poisoned and Y usufs
armies devastated northern Armenia, while the other princes of Siwnik4
fled to the distant districts of Gardman and Arcax in the north. Smbat I
sought help to no avail from the caliph, distracted by a rebellion in Egypt,
and from Byzantium, while the Armenian princes turned away.
against their will, and the others for no reason at all. They preferred
to recognize [the domain of] the foreigners rather than his. Those
whom he loved with friendship dissociated themselves from him and
joined the enemy. Certain others, who were annoyed at him, even rose
and disgracefully attacked him intending to kill him in compliance
with the intrigues of the Hagarite . . . (Yovhannes Drasxanakertc'i,
xlviii, p. 174)
Our kings, lords and princes tried to break up and take away the homes
of each one of the original naxarardoms, and in accord with their
whims, created newpayazats and spasalan of their own. Brother rose
against brother, and kinsman against kinsman, because jealousy,
malevolence, agitation and absolute hatred turned them against one
another. Thus falling on one another en masse, they fought as ene
mies, and .. . shed more of their own blood than that of the enemy.
They tore down with their own hands all their cities, villages, towns,
awans, agaraks and houses.(Yovhannes Drasxanakertc‘i, lii, p. 186)
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 159
years (918-920) despite the mediations of the kat‘olikos and the support
given to ASot II Erkat4 by both princes of Siwnik4. Even so, A3ot II
steadily consolidated his position in the face of this rivalry and contin
uous rebellions, especially in the north. He wrested the powerful north
ern fortress of SamSuilde (Shamshuilde) from its governor, who had
appealed for help to the emir of Tiflis; quelled the revolt of Utik4;
escaped the conspiracy of his own brother Abas plotting with Prince
Gurgen of Iberia; and seized Gardman from his own father-in-law, who
had also attacked him. Gradually he annexed the lands of Western
Siwnik4 as well, so that Siwnik4, reduced to its eastern portion, weak
ened by interior quarrels and isolated from the Bagratuni holdings by
the emirate of Goh4n, no longer presented a serious threat.
The other crucial factor in the Armenian recovery was the reversal
of Y usufs policy, as he now recognized King ASot II, to whom he sent
a crown. ASot’s position was further improved by Y usufs recall and
imprisonment for rebellion against the caliph in 919 and the arrival of a
new ostikan, who maintained a benevolent policy toward Bagratid
Armenia. He not only recognized the legitimacy of ASot Erkat4 but
granted him the title of SahanSah (Shahanshah), 44King of Kings,” which
raised him above all the rulers of the area, effectively ending de jure as
well as de facto the career of the anti-king ASot who, bereft of his Muslim
support, could not maintain himself at Duin and was forced to make his
peace with his cousin and retire to his own domain at Bagaran in Sirak
ca. 920. The submission of the anti-king and ASot I f s renewed control
of the capital marked the effective recovery of the Bagratuni kingdom
despite continuing difficulties in the northern borderland of Utik4. The
same stabilization manifested itself in the south where the ostikan first
attacked and looted, but soon concluded an agreement with Gagik I
Arcruni, who maintained and extended his hold over Vaspurakan as far
north as the central district of Kogovit, supported by the remarkable
loyalty of his kinsmen and vassals.
The consolidation of the country, especially in the north, was
strained to some degree by the renewal of external pressures at the end
of ASot I f s reign, but its autonomy was not seriously compromised. The
earlier help given to the king by Constantinople came at a price, since
the Byzantine emperor saw himself as the image of Christ on earth and
consequently as the suzerain as well as the protector of all Christian
rulers, with the right to intrude into their internal affairs and their lands.
The imperial view on the terms of the relationship with Armenia was
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 161
clearly spelled out by the emperor himself in his treatise On the Admin
istration of the Empire:
since the prince of princes is the servant of the emperor of the Romans,
being appointed by him and receiving his dignity from him, it is
obvious that the cities and townships and territories of which he is
lord also belong to the emperor of the Romans.(Porphyrogenitus, De
admin. ch. 43, p. 201)
finally to the relative quiet of Vaspurakan, where he died some two years
later, ca. 924/5, at Gagik I’s royal residence on the island of Atfamar.
The damage done by the Muslim armies was considerable, but ASot II,
who had fled to the island in Lake Sevan, defeated their commander,
who retreated toward Duin only to be routed again north of the city. An
almost simultaneous Greek attack on Duin failed again in 927/8, beaten
off by the population as well as the garrison, according to the Arab
historian Ibn al-Athir.
The withdrawal of the Greeks as well as of the ostikan left ASot II
master of his own house at the end of his reign. The Sadjids, for all the
harm they had done, were mere soldiers of fortune whose power had
collapsed even before Yusufs death in 929. The resultant confused
situation in Azerbaijan—where various Kurdish and Daylamite chieftains
battled for power (in what the historian Minorsky has termed “the Iranian
interlude” (Minorsky, 1958, pp. 14, 19-20) of the tenth century, during
which Iranians generally replaced Arabs in the Muslim emirates)—les
sened to some degree its threat to Armenia. The attention of Byzantium
was increasingly diverted southward by the war against the great Ham-
danid emirs of Aleppo and Mosul, and Bagratid Armenia was again left
in peace, though the empire continued to manifest its displeasure by failing
to grant the title of prince of princes to ASot’s brother and successor Abas.
Seemingly less battered than the north as a result of the diplomatic skills
of its ruler, the Arcruni kingdom of Vaspurakan continued to flourish
under the aging Gagik I, whose prestige was greatly enhanced by the favor
shown him by Byzantium, since he seems to be the prince of princes
addressed in a letter of the patriarch Nicholas Mysticos rather than the
northern Bagratuni king, and by-the asylum provided for the kafolikos in
the last years of Yovhannes “the Historian.”
the north, the Kurdish Shaddadid emirs and Daylamite Sallarids (also
called Musafirids) struggling to dominate Azerbaijan alternatively
seized control o f Duin by way of the valley of the lower Araxes, which
was still controlled by the local Arab dynasty of the emirs of G olt4n.
In the south, the Hamdanids holding Aleppo and Mosul between 941
and ca. 967 exerted increasing pressure on the Kaysite emirate which
they eventually destroyed, as well as on the Christian principalities of
Taron and Anjewac4ik 4. Northern Armenia had obviously been seri
ously drained by the long Sad[id wars, since ASot IFs successor. King
Abas (928/9-952/3), apparently made no effort to extend his dominion
or reconquer Duin and in general, left much of the initiative to Gagik
I Arcruni, who was still ruling over Vaspurakan until 937 or even
942/3. Nevertheless, the work of ASot II had obviously not been in
vain. The Armenian kingdoms were now sufficiently rooted to survive
well into the eleventh century. As the Bagratuni reaffirmed their
autonomy from external domination and gradually retook their earlier
precedence over Vaspurakan after the death of Gagik I, their prestige
and Armenian culture reached their zenith under Abas’s descendants:
ASot III Olormac* (Voghormadz) (“the Merciful”) (952/3-977), Smbat
II Tiezerakal (“the Master of the Universe”) (977-989/90), and Gagik
I “the Great” (989/90-1017/20).
Asoiik praises the return of peace and prosperity to Armenia under
the reign of Abas, who remained the sole Armenian Bagratuni ruler after
the death of his cousin, the antiking ASot of Bagaran in 936, though
much of his energy was spent in adorning his capital of Kars, where he
erected a new cathedral, and in protecting it from the raid of Prince Ber
of Abkhazia, who sought to force the consecration of the church accord
ing to the Greek Orthodox and not the Armenian rite, rather than in
expanding of consolidating his realm. Numerous religious foundations,
among them the great monasteries of Horomos Vank4 (934) and Narek
(935), also date from his reign in which religious questions again became
acute. The kat4olikos Anania Mokac'i would have to fight through most
of his pontificate (9437-967) against the secessionist tendencies of the
bishop of Siwnik4, supported by the kat4olikos of Caucasian Albania
and the local princes who resisted the centralizing policy of the
Bagratuni king and the Armenian kat4o!ikos. In this, as in military
matters, the leadership still came at first from Gagik I of Vaspurakan,
who continued to extend his protectorate over the kat4olikate by having
three successive primates elected from the southern house of the RStuni
after the death of Yovhannes “the Historian” and keeping them in
164 Nina Garsoi'an
residence at his court, until Anania Mokac4i finally made his way back
north after the death of the powerful Arcruni king.
Duin remained in Muslim hands (since a coin struck there in a .h .
319 [=a .d . 931] still commemorates the Sadjids and a silver dirrhem
dated ten years later bears the name of the Kurdish emir of Azerbaijan),
but a number of victories are recorded in southern Armenia. In the
same year (931) the Arab historian Ibn al-Athir recorded the collabo
ration of the Greeks with King Gagik I Arcruni against the Kaysite
emirate and the Continuator of T ‘ovma Arcruni also noted a victory
of his kinsman against a nameless Muslim general, “a certain man,
Arab by race; versed in warfare and military deeds” (Thomas Artsruni,
Cont. IV, ix, p. 362), who had defeated King Abas but was routed by
Gagik near Duin. Finally, the prince of Anjewac4ik4 in Vaspurakan is
also said to have defeated and killed another raider from Azerbaijan.
The only indication of strain in Vaspurakan and among the southern
rulers in general comes from two minor Muslim historians, who report
that during the Hamdanid campaign of 940, the emir Sayf al-Dawla
had received at X lat4 and Datuan on Lake Van the submission of the
Kaysite emirs, as well as of Gagik I, of his son and of the prince of
Taron, whom he stripped of some of their possessions before going on
to loot the revered shrine of Surb Karapet (St. John the Precursor) at
MuS (Mush). Sayf al-Dawla’s attention was primarily focused on the
Kaysites, whose emirate was destroyed by 964, but it was partly
diverted northward by the Byzantine capture of the key fortress of
Karin in 949. His hastily assembled principality fell apart soon after
his death in 967, before he had done lasting damage to Armenia outside
the regions already held by the Kaysites.
The accession of Abas’s son ASot III (952/3-977), who pursued a
more energetic policy than his predecessor (despite the surname of
Olormac4‘‘the Merciful,” derived from his support of the church and of
monastic foundations), marked the return of the full prestige of the
Bagratuni house. The king failed in his attempt to retake Duin the very
year of his accession, and the capital remained in Muslim hands, but he
may have been more successful in the south, where the Armenian
historian Matthew of Edessa (Matt4eos Urhayec4i/Matteos Urhayetsi)
records an Armenian victory against the Hamdanids. One of the main
indications of Armenia’s autonomy was its final achievement of fiscal
independence. According to a tax list of 955 preserved by the Arab
geographer Ibn Hawkal, the following tribute was due to the Sallarid
emirs of Azerbaijan from the Armenian lands:
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 165
Then all of the kings of Armenia, the azats and the greatest tfxans of
the realms of the houses of the East came together to the Armenian
166 Nina Garsoian
the tax list of 955 preserved by Ibn Hawkal that the princes of Vayoc4Jor
and %a£4en paid their taxes directly to the Sall3rid emirs of Azerbaijan
rather than to the Armenia king. Hence, by the end of the century, the
Armenian plateau was subdivided into a series of kingdoms that satisfied
the ambitions of their rulers but fostered their centrifugal aspirations and
sapped the cohesiveness of the Bagratuni and Arcruni realms, which once
again were held together only by the authority and personal qualities of
their rulers.
Smbat II was proclaimed king on the very day of his father’s death,
perhaps to prevent the intervention of his uncle, MuSel of Kars, who
then sought to arouse the Sallarid emir of Duin against Smbat in revenge
for the king’s seizure of a fortress in Sirak which MuSel considered his
own. However, the Sallarid attack of Ayrarat was halted in 982 by the
emir of G oh4n, who took from them 44Duin and all his cities,” while the
two Bagratids were reconciled through the mediation of their kinsman,
the curopalate David of Tayk4 (Georgian Tao), a junior member of the
Iberian branch of the family. The emir of G oh4n then turned against ASot
Arcruni of Vaspurakan, whom he defeated with the help of a contingent
Muslim ghazi, or fighters for Islam. In 989 he also retook the city of
Duin from the new Kurdish house of Rawwadid emirs of Azerbaijan,
who had seized it from him two years earlier. The struggle of Golt4n
with the Rawwadids also served the interests of Smbat II, who had been
compelled to pay tribute to them at the time of their capture of Duin in
987. The king even “concluded with him [the emir of GoIt4n] a treaty
sealed with an oath through the mediation of [kat4ofikos] Lord Xa£4ik,
that they would live in peace with each other.” Subsequently, however,
Smbat violated the agreement and sought the help of the Sallarids to
regain Duin, much to the indignation of Asotik:
And [Smbat* s] second evil deed was the violation of the covenant that
he had concluded with the emir of G ohn, whereas that one [the emir]
kept his oath according to his heathen religion, this one [the king]
even though a Christian did not keep his word and being forsworn,
gave Armenian troops to help make Salar emir, a thing repulsive to
God, had he not been stopped by fear of betrayal by his brother Gagik
(Ashotik, 1917, III. xxix, pp. 136-37).
The main achievement of Smbat II’s reign was his extension and
embellishment of the new Bagratuni capital of Ani:
168 Nina Garsoian
For he was a gentle and merciful man, more than all the kings of our
time. And he was a source of peace and prosperity for all of the East
and especially for Armenia and Iberia; for he halted the tumult of war
everywhere through his victories overall the surrounding nations. All
the kings submitted to him of their own will (Asolik, 1917, III. xliii,
p. 162).
The senior position of the king of Ani vis-^-vis the other Bagratid
kings of his generation was fully maintained by Gagik I, especially after
the death of David of Tayk‘. The southern kingdom, subdivided by the
grandsons of Gagik I Arcruni and weakened by the usurpation of the
youngest, Senek4erim-Yovhannes, who drove out his nephews in 1003,
could offer no challenge to the Bagratuni despite the protectorate
extended over Vaspurakan by the emperor Basil II after his campaign
of 1001. The southern kingdom would soon be distracted by the attacks
by the attacks of Daylamite and Turkmen raiders. Gagik's cousin Abas
of Kars seems to have accepted his subordinate position willingly. The
king's more turbulent nephews were more sharply brought to heel.
Abusahl, lord of Kogovit, who had slandered Gagik to Basil II, saw his
domain devastated by an Armenian army commanded by the king’s son
Yovhannes. David Anhoiin (Anhoghin) “the Landless,” king of TaSir-
Joraget (989-1948?), who had subjected the emirate of Tiflis and
claimed to be an “independent king” (ink ‘nakal ark ‘ay) on an inscription
of 996 at Sanahin, saw himself attacked by a royal army and forced to
make his submission:
came to the district of Hark* to the city of Manazkert and thence into
Bagrewand, where he camped in the plain near the city of ValarSakert
[Vagharshakert], [and] there waited for the coming of Gagik King of
Armenia. But he [Gagik] considered it demeaning to come to him
(Asoiik, 1917, ID. xliii, p. 165).
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 171
Gagik remained defiantly behind the walls of Ani. Like his predecessor
John Tzimiskes in 974, Basil II did not insist. He refortified the strong
hold of Karin in 1018, but made no further attempts against Armenia as
long as Gagik I lived.
The crucial role of the Armenian Church during the periods of the
Marzpanait and the Arab domination (when it substituted itself for the
crown as the focus of national allegiance) continued during the revival
of the medieval kingdoms.
To be sure, royal influence and occasional control over the church
manifested itself in all the medieval Armenian kingdoms. The dogmatic
councils of Sirakawan under ASot I and later, again at Sirakawan and at
Ani, under ASot 111 were held under royal sponsorship at the royal
residence, although the kat'olikos normally preferred to live away from
court, first at Duin or ValarSapat until the forced departure of Yovhannes
“the Historian” in 923 then at Argina near Ani after the return of Anania
Mokac‘i from Vaspurakan to the north. He moved to Ani itself only in
992. The contemporaries found this royal patronage entirely acceptable,
and Asohk related without the slightest misgivings that the Council of
Ani elected Step4annos III Sewanec'i (Stepannos III Sevanetsi) 4in
accordance with the will of ASot SahanSah” (Asolik, 1917, III, viii, p.
41), or that “Gagik King of Armenia installed as Kat4olikos the lord
Sargis” after the king had “called together a council of bishops from the
realm of Armenia and the Greek regions” (Asolik, 1917, III. xxxii, pp.
143-44). In 1036 king Yovhannes-Smbat Bagratuni briefly forced the
deposition of Petros I Getadaij (Getadardz) (1019-1036, 1038-1058)
and the election of a new patriarch. The protectorate of Gagik I Arcruni
over the church in the latter part of his reign manifested itself equally
clearly in his offer of asylum to the fleeing Y ovhannes V “the Historian,”
and even more so in the successive election of three subsequent RStuni
kat4olikoi, who remained in residence at the court of Vaspurakan. Later
in the tenth century, the kat4olikos Vahan of Siwnik‘ also found refuge
in Vaspurakan, after his deposition by the Council of Ani in 969/70, and
Gagik I’s son would not hesitate to imprison his rival, the kat'olikos
Step4annos III. The earlier election of the future kat'olikos Vahan as
bishop of Siwnik4in 958 may well have been influenced by the fact that
he was the son of Prince JuanSer of Balk4 (Jvansher of Baghk). Even
172 Nina Garsoi'an
the marzpan Demetr who was the titxan of the fortress of Gag . . .
abandoned the Armenian faith of his fathers, and obtaining the help
of the Iberians bathed in their twice mortal [baptismal] water (As-
holik, 1917, III. xxx, p. 140).
The evidence for the prosperity of Armenia during almost the entire
period of the medieval kingdoms, some of which has already been cited
earlier in this chapter, provides an important corrective to its complex
and often unstable political history. This evidence is based not only on
the written sources, many of which are, interestingly, in Arabic rather
than Armenian, but on an increasingly large archaeological documenta
tion. The enormous artistic and cultural flowering of the period, attested
by a multiplicity of visual and literary monuments, provides an index
not only to the taste and refinement of the ruling class and the skill of
contemporary artists, but to the powerful economic base that made such
a development possible. Nevertheless, an important series of questions
on the internal life of Armenia in the period of the Bagratuni and Arcruni
kings still requires investigation and some of the answers will have to
be provided by further archaeological material.
From the point of view of its social structure, Bagratuni Armenia
does not seem to have produced a radical change from the earlier pattern.
As we have seen, no constitutional framework was introduced to rein
force the hold of the king over his vassals. The titles of “Prince of
Princes” and subsequently SahanSah acknowledged the ruler’s authority
de jure over both the Christian and Muslim princes of the region, but
this authority continued to rest de facto on the personal qualities and
prestige of powerful figures, such as Asot I Bagratuni or the two Gagiks
of Vaspurakan and Ani. To be sure, the cohesion of the collective tun
had been seriously impaired by the growing system of apanages given
to junior members of a family, but the noble classes of the naxarars or
isxans, the lower nobility of the azats, the hierarchy of the clergy, and
the great majority of the taxable ramiks and sinakans are still clearly
identifiable throughout the period and also show no appreciable geo
graphical variations within the country. The powerful cavalry continued
to provide the military force of the state, and it rested as before on the
azat contingents serving under the local princes, their immediate lords.
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 177
As such, the medieval period seems to have been one of evolution and
refinement in institutions, but not of innovation in the basic structure of
society.
One of the main elements of transformations was demographic
rather than social. The majority of the population unquestionably re
mained Armenian until the mid-eleventh century at least throughout the
region, with the exception of the southern border region of Afjnik4,
administratively linked to Mesopotamia at an early date and heavily
Arabized. The tenth-century Arab sources themselves attest that the
cities of the Araxes Valley remained Armenian despite Muslim over-
lordship. According to them, the Christians formed the majority of the
cities' population. The contemporary geographer Ibn Hawkal specified
that Armenian continued to be spoken at Duin and NaxCawan, whereas
Arabic was the language of Partaw/Bardha'a in Azerbaijan (Ibn Hawkal
II, p. 342). Nevertheless, considerable Muslim settlements resulted from
the creation of the emirates in the ninth and tenth centuries. The cities
of the emirates on the north shore of Lake Van were heavily Muslim,
and we learn from Asoiik that the Armenian quarter at Xlat4 must have
lain outside the city walls, since the churches and the bishop's residence
were to be found there late in the tenth century. These Muslim settle
ments were primarily Arab in the early period and appear to have
remained so at Karin, which was primarily a garrison city with surround
ing villages, and in the emirate of Golt‘n, which preserved its local
dynasty. In the southern districts, however— where the Kurdish
Marwanids replaced the Arab Kaysites after the brief Hamdanid inter
lude, and especially in Azerbaijan, where the Daylamite SallSrids, the
Kurdish Rawwadids, and the increasingly powerful Shaddhdids jock
eyed for power—the Iranian ethnic element began to dominate in the
late tenth century. Ibn Hawkal again specifies:
Dabil [Duin] is greater than Ardabil. This city serves as the capital of
Armenia and in it is the palace of the governor just as the palace of
the governor of Arran is in Bardha’a . .. There is a wall around Dabil.
Here there are many Christians and the main mosque is next to the
church . . . Dabil is the capital of Armenia and there stays Sanbat ibn
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 179
Ashut [King Smbat I]. The city is always in the hands of the Christian
nobility, and the Christians form the greater part of the population of
A rm enia also known as “the Kingdom of the A rm enians”
(Manandyan, 1965, pp. 143-44).
The importance of the city was equally great in the second half of
the tenth century, although a warning note was sounded by the Arab
geographer al-Mukadasi:
Aren is an open and very rich city with a very large population. There
lived local merchants and a large number of Syrians, Armenians and
other peoples. Taking strength from their numbers, they did not find
it necessary to live within walls despite the proximity of The-
odosiopolis, a large and strong city with inaccessible fortifications
(Manandyan, 1965, p. 145).
And goods from all over the East were exchanged in its markets.
Despite this clear evidence for the prosperity of the great commer
cial cities of Armenia, a puzzling series of problems concerning their
integration into contemporary society remain to be solved before general
conclusions can be reached. Part of these difficulties derive from the fact
that the excavations of Duin are still incomplete and the evidence for
the period of Muslim domination in the city is far less satisfactory than
that for the earlier period of the Marzpanalc, which had relied on stone
rather than clay for its buildings material. At Ani, where no systematic
work has been possible since the beginning of the twentieth century,
earlier results remain unverified. Consequently, the chronology of the
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 181
this context, and it clearly recalls the preferences of the earlier ArSakuni.
Obviously, no clear-cut divisions existed in this society, and the Arme
nian and Muslim worlds necessarily coexisted, yet the impression of
polarization between a mercantile and urban Muslim group with practi
cally no roots in the countryside and a para-feudal Christian aristocracy
surrounded by its traditional peasantry seems inescapable.
A chronological problem compounds the difficulty of estimating the
importance of the cities within the fabric of Bagratuni society. As was
already observed, the architectural evidence from Duin is disappointing for
this period. Ani continued to flourish in the twelfth and thirteenth centuries,
and the other major sites have not yet been studied. Consequently the
internal organization of the Armenian cities and the participation of the
urban population in their administration, let alone the history of the period,
still requires considerable study. Both the Arab historian al-BaladhurT and
the Armenian Continuator of T ovm a Arcruni speaks of the “elders” of
Duin, and Yovhannes Kafolikos alludes to the “senior nobles . . . of the
noble families of the city of Duin” imprisoned by Yusufs deputy in 923
(Yovhannes Drasxanakertc‘i, lxv, p. 221). Some sort of aristocracy was
consequently present in the city, and Ibn Hawkal’s reference to the “Chris
tian nobility” supports the conclusion that it was Armenian. We have,
however, no evidence whatever for the relationship between these “elders”
and the ruling feudal nobility, and except for their unlucky overtures to the
Muslims in 923, we do not hear of the participation of such “elders” in
political events until the very end of the period under consideration, when
their deliberation concerning a suitable protector at the moment of the
surrender of Ani in 1045 was recorded by Aristakes Lastivertc4i (Aristak&s
de Lastivert, ix, p. 52). Similarly, archaeological evidence demonstrates the
presence of considerable workshops at both Duin and Ani, while the
marginal decorations of manuscripts depict a varied collection of craftsmen.
Much of this evidence is, however, of later date, so that the existence of an
elaborate system of artisans' guilds unquestionably attested for the post-
Bagratid period of the thirteenth century is far less clear for the period of
the medieval kingdoms to which it has sometimes been attributed. All of
these considerations and complexities suggest that the structure and the role
of the cities in medieval Armenian society still require considerable study.
In contrast with the lack of precision in our knowledge of the status
and configuration of urban centers, no such problems plague an estimate
of the economic strength of the country repeatedly praised by Armenian
and even more precisely by Arabic sources. Part of the prosperity of the
period was unquestionably derived from the exchange of foreign goods
THE INDEPENDENT KINGDOMS OF MEDIEVAL ARMENIA 183
carried along the transit routes, which enriched the cities. Early in the
ninth century, King Smbat I had called the attention of the ostikan Afshin
to the advantage for the caliphate derived from the role of Armenia as
an intermediary between caliphate and Byzantium. Even so, much of
Armenia’s economic importance derived from the country itself.
The natural resources of the land were thoroughly familiar to the
Muslim world. The silver mines of Sper, the iron of Vaspurakan, and
the copper of Gugark4 supplied local industries as well as the mints
located at Duin, Manazkert, and Bardha’a. Lead, borax, arsenic, mer
cury, copper sulfate, and salt from the mines of Kulp4 were exported to
the caliphate, as were natural dyes of which the most famous was the
scarlet kirmiz. The extensive forests covering the slopes of Mt. Ararat
supplied large quantities of timber as well as walnuts, filberts, and
almonds. The fertile valleys of the Araxes and of Vaspurakan were
particularly suited to the cultivation of cereals and fruit trees such as
peaches, apricots, and pomegranates. Wheat was exported from Arme
nia to Baghdad, according to the Arab historian al-Tabari. The vineyards
and wine industry of Duin were noted in the account of the unsuccessful
Byzantine siege of the city in 1049. The saltpeter (natron) of Lake Van
supplied the bakers of Iraq. The salted herrings of the lake called tarrex
in Armenian and tirrikh in Arabic as well as the surmahi of the Araxes
and Kura rivers, were in great demand on Muslim markets (Manandyan,
1965, pp. 150-51), as were the horses and mules of Anjewac‘ik4,
“reputed for their physical strength, their endurance, their swiftness and
their tenacity,” according to Ibn Hawkal (II. p. 340). A tax list preserved
by the historian Ibn Khaldun specifies the following goods in addition
to monetary payments: 20 rugs, 580 pounds of rakm (?), 10,000 pounds
of surmahi, 10,000 pounds of tirrikh, 200 mules, and 30 falcons.
Even more prized than these natural products were the manufactured
goods produced in Armenia. Armenian sources praised the work of the local
goldsmiths, and the excavation of the workshops of Duin have found the
metalwork, glazed ceramics, and glassware for which the city was famous.
But the greatest demand was for “goods of Armenian type” [asnaf al-
Armeni], textiles dyed with the local kirmiz (primarily produced at the
dyeworks of ArtaSat, known as the kirmiz village to Arab sources), flowered
silks called bosjun, and gold embroidered garments. A detailed description
of these prized textiles is provided by Ibn Hawkal:
kets, laces for trousers and other textiles of the same type which are
of Armenian manufacture and dyed with kirmiz. This is a red dye for
goat-hair textiles and for wool. It is obtained from a worm which
weaves around itself as the silkworm encloses himself in a cocoon of
raw silk. They also produce there patterned silks of which many
similar are found in the Byzantine empire, although they are imported
from Armenia. And among the goods called Armenian are found
women’s cloaks, cushions, rugs, tapestries, narrow rugs, round cush
ions, sofa pillows and saddle blankets. These tapestries are not
equaled in any part of the universe in any fashion or in any technique
(Ibn Hawkal, II, pp. 335-36).
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
THE BYZANTINE
ANNEXATION OF THE
ARMENIAN KINGDOMS IN
THE ELEVENTH CENTURY
Nina Garsoian
outright. Such a break at the time of the rise of Islam paralleled by the
retreat of Byzantium had led to the Muslim conquest and subsequent
oppression of Armenia in the seventh and especially the eighth centuries,
as we have seen earlier. External conditions had gradually returned to
their previous equilibrium as the Byzantine armies turned again to the
offensive in the second half of the ninth century, challenging success
fully the power of the declining Abbasid caliphate and especially the
various Muslim principalities on its eastern border, and thus assisting
indirectly in the contemporary development of autonomous and even
tually independent entities in Armenia after a hiatus of several centuries.
Unfortunately for these principalities, however, the balance was to shift
catastrophically, now to the Byzantine side, with the opening years of
the eleventh century. The threat to the Armenian kingdoms was all the
greater since the political theory of Constantinople revived under the
Macedonian dynasty and inaugurated by the emperor Basil I (867-1036)
recognized no Christian ruler as equal to or independent of the Byzantine
emperor, and Byzantium’s ultimate goal, even when it was masked for
a time by diplomatic compromises, remained the total incorporation of
the Armenian realms within the empire. No such common purpose
united the Armenian kingdoms facing the long-range and carefully
planned imperialistic policy of Byzantium, which consequently was able
to carry out its piecemeal annexation of most of the Armenian lands on
the eve of the advance of the Seljuk Turks from the east.
The first harbingers of danger from the west appeared in the tenth
century at the time that the Bagratuni kingdom was reaching its zenith.
The creation of the Byzantine “theme” or province of Mesopotamia,
probably as early as a .d . 900, east of the Euphrates River on territory
that had once been part of Justinian f s Armenia IV, brought the imperial
administration within reach of the southwestern Armenian principality
of Taron, ruled at that time by the descendants of the Prince of Princes
Bagarat Bagratuni (ca. 826-851). Soon after this move, the campaigns
of the Byzantine-Armenian general Yovhannes Kurkuas failed to take
Duin in 922 and again in 927/8, as we saw in the preceding chapter, but
in 949 the future emperor John Tzimiskes stormed the great fortress of
Karin/Theodosiopolis, the anchor point of the Muslim military defense
THE BYZANTINE ANNEXATION OF THE ARMENIAN KINGDOMS 189
precarious. It became all the more so in the second decade of the eleventh
century as the plundering raids of various Turkmen groups, some of
whom were probably in the service of the Iranian Daylamites of
Azerbaijan, struck at Vaspurakan. Alarmed and weakened by these
incursions, Senek4erim-Yovhannes, together with his nephew the
Arcruni prince of Anjewac‘i k \ went in 1016 to offer to Basil II the lands
of Vaspurakan (including some 72 fortresses and 3000 to 4000 villages,
according to the contemporary sources) in exchange for a vast domain
farth er west on B yzantine territo ry centered on the city of
Sebasteia/Sivas to which the former Arcruni king moved in 1021,
together with his entire family and some 14,000 retainers. Immediately
after his departure, Basil II, who had sent imperial troops from the
Balkans to Vaspurakan even before Senek4erim-Yovhannes’s offer,
reduced the Arcruni kingdom to the Theme of Vaspurakan (also called
Basprakania, Asprakania, or Media) of which Van probably became the
administrative center. It was governed by a non-Armenian strategos and
occasionally divided into Upper Media, which probably was formed of
Senek'erim-Yovhannes’s own domain, and Lower Media, which may
have corresponded to the Arcruni principality of Anjewac4ik( southeast
of Lake Van, but also included Manazkert north of the lake. With the
creation of this third imperial theme, Byzantine power was firmly
established on the Armenian plateau of which it controlled the greater
part with the exception of the Bagratuni kingdoms in the northwest and
the surviving portion of Eastern Siwnik4 or Balk4.
The Bagratuni kings likewise did not have to wait long for their turn.
As we saw earlier, Basil II did not take any decisive action against the
senior kingdom of Ani until the death of King Gagik I, despite his
victorious campaigns against Iberia and Tayk4. With the Armenian
king’s death (probably in 1017 rather than 1020, as was formerly
believed), however, the situation began to deteriorate in the kingdom of
Ani now split between Gagik Vs two sons, Yovhannes-Smbat and ASot
IV K'aj (the Brave) (1017-1040/1). The elder brother kept the capital of
Ani with most of the surrounding district of Sirak, while ASot IV
received lands that should have included the city of Duin, but which he
could not occupy since the city had already been captured by the Kurdish
Shaddadid emirs coming from Ganja. In spite of the attempted arbitra-
THE BYZANTINE ANNEXATION OF THE ARMENIAN KINGDOMS 191
lion of the new king of Iberia and the Armenian kat'otikos, the two
brothers fought throughout their lives, obviously sapping the stability
of the realm, especially since ASot IV sought support from all sides,
including the court of Constantinople, which he visited. The early
relations of King Yovhannes-Smbat with Byzantium remain unknown,
but the Armenian king, distracted by his brother's attacks, embroiled in
territorial quarrels with his kinsman, the junior Bagratid king of Kars,
and fearful of Basil II’s wrath for the support given by Armenia to the
Iberian king in his opposition to the imperial reconquest of the domains
of David of Tayk4, was soon left without room in which to maneuver.
In this critical position, he seems to have had little choice other than to
resort to a diplomatic move aimed at decreasing the immediate danger
to his kingdom, but one that would ultimately lead to disastrous conse
quences. In 1022 the Armenian kat4olikos Petros I Getadaij went to the
winter quarters of the emperor Basil II at Trebizond and brought to him
a will in which the childless king of Ani sought to win a partial respite
by leaving his kingdom to Byzantium after his death. We do not know
the immediate results of this action beyond the fact that Yovhannes-
Smbat was granted the imperial title of Archon, or “Ruler” of Ani and
Basil II did not live to see the outcome of his Armenian policy. On the
almost simultaneous death of Yovhannes-Smbat and ASot IV in 1040/1,
however, the new Byzantine emperor claimed the kingdom of Ani under
the terms of the king's earlier will, and the annexation of Bagratid
Armenia entered into its final phase.
The scarce references and contradictory information of the Greek
and Armenian sources do not allow us to reconstruct the murky details
or the exact chronology of the fall of the senior Bagratuni kingdom with
the desired precision. The motives of the personages dominating the
scene at Ani, including those of the kat4olikos Petros Getadaij, remain
enigmatic for the same reasons, as do the policy and indistinct person
ality of the last young Bagratuni king, Gagik II, the son of ASot IV,
whose reign was to last only two years. At Ani, after the death of the
two kings in 1041, the interests of the regent, the vestis, “overseer or
steward” Sargis Haykazn, who had received many honors from the
Byzantine Empire, clashed with those of the powerful Armenian
sparapet, Vahram Pahlawuni, and his supporters. The Pahlawuni party
succeeded in bringing the young Gagik II to Ani and in having him
crowned, but they could not evict Sargis's forces from the citadel of the
city. Gagik II maintained himself in the Bagratuni capital until 1042/3
and even fought off a Turkmen attack with the support of the Pahlawuni,
I V2. Nina Garsoian
in its unsuccessful attack on Duin the very year after the annexation of
Ani. His learned son, Grigor (Gregory) Magistros, first chose to follow
the example of the Armenian rulers, surrendering his ancestral domain
in Armenia to Byzantium and retiring to Constantinople and an estate
on imperial territory, but by 1051 he had returned home, now as the
governor of the themes united for his benefit. These Armenian officials
of the Byzantine Empire were granted a multitude of exalted titles by
the court of Constantinople in recognition of their dignity and services:
among others to the vestis Sargis Haykazn; to the princes of Taron, both
before and after the acquisition of their principality by the empire; and
especially to Grigor Pahlawuni, magistros, duke and patrician. Even the
conversion to Byzantine Orthodoxy normally mandatory for all forms
of imperial service could be waived on occasion, as was done for
Gregory Magistros.
Despite the Byzantine taxation and even the subsequent devastation
of the Seljuk and other Turkmen invasions in the second half of the
eleventh century, the culture and even the economic development of
Armenia were not altogether destroyed. The works of the contemporary
historians, such as Aristakes Lastivertc'i, and the survival of the great
monastic foundations at Halbat, Sanahin, Tat'ew, and elsewhere, which
served simultaneously as centers of learning, testify to the continuation of
intellectual vitality in Armenia. The evidence for the existence of numer
ous scriptoria and the survival of illuminated manuscripts from the
eleventh century, some relatively crude but others displaying the skill and
richness of the Gospel of Gagik-Abas of Kars, preserved in Jerusalem,
provide similar support for the enduring artistic tradition of Armenian
masters. Ani, sold to the Shaddadids by the Seljuks in 1072 and disputed
between its new Muslim masters and the increasingly powerful Iberian
branch of the Bagratuni to the very end of the twelfth century, continued
to flourish through these multiple vicissitudes well into the thirteenth
century, and its building and commercial activities did not stop. The
former capital, along with other Armenian cities, even produced a new
class of powerful urban merchants, the mecatun (metsatun), distinct from
the earlier naxarar aristocracy, such as Tigran Honenc* (Honents) whose
inscription of 1215 on the splendid church he had built and decorated in
honor of St. Gregory at Ani still testifies to his enormous wealth through
the almost endless list of properties left for its maintenance.
Finally, it is worth noting that almost all the leaders who sought
to re-create Armenian principalities on the middle Euphrates and in
Cilicia at the end of the eleventh century and the early years of the
THE BYZANTINE ANNEXATION OF THE ARMENIAN KINGDOMS 195
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
ARMENIAN LITERARY
CULTURE THROUGH THE
ELEVENTH CENTURY
Robert Thomson
told him about a Syrian bishop Daniel who had put together a script for
Armenian. That a Syrian should have taken the initiative is a good
indication of the importance of Syrian missionary work in southern
Armenia. The influence of Syriac vocabulary on Armenian ecclesiasti
cal usage, and of Syrian writers on developing Armenian literature, also
point to the strong ties that existed between these two Christian lands.
Naturally enough Daniel’s alphabet was based on a Semitic script.
The latter, as used for Hebrew and Syriac, had twenty-two letters, which
rendered the consonants, but the vowels were not clearly indicated. The
structure of the Semitic languages does not make this too grave a
disadvantage. But Daniel’s system—no trace of which has survived—
was inadequate to cope with the richer consonantal structure of Arme
nian; nor could it render vowels, whose patterns in an Indo-European
tongue are less predictable than in Semitic. So that attempt came to
naught, and Mashtots went himself to Syria “in the fifth year of
Vramshapuh,” according to Koriun (1964). But since the beginning of
Vramshapuh’s reign has been variously dated, from 389 to 401, the
precise date is uncertain.
Particularly important was Mashtots’s visit to Edessa, for this was
the center of Syriac-speaking Christianity on the Roman side of the
border with Iran. He had taken a group of young pupils with him. These
he divided into two groups and set to learning Syriac and Greek.
Mashtots himself with his closest associates went on to Samosata on the
Euphrates. There, in concert with a scribe competent in Greek literature,
he worked out a script for Armenian that rendered all the nuances. This
time it was based on a Greek model, with a separate sign for each vowel
as well as for each consonant. The only exception was the vowel /u/; in
this case Mashtots retained the diphthong of the Greek ou. The script
invented by Mashtots has remained in use down to the present day;
modem uppercase letters have hardly changed from the form given them
more than 1,500 years ago, while the lowercase letters are based on
medieval scribal hands. There is, however, one interesting anomaly. The
most common vowel in Armenian is the short /£/ f/?J. But this is
practically never written except at the beginning of words. So one finds
in written Armenian clusters of consonants, perhaps as many as five or
six, which in pronunciation must be grouped into appropriate syllables
containing the vowel /£/. It is difficult not to suppose that here the
influence of Syriac was at work, for even when vowel signs were later
introduced, the short/e/w as not rendered.
ARMENIAN LITERARY CULTURE 203
quoted and adapted by Armenian writers, but offered a model for the
writing of history in a Christian context—that is, a model for the
description of the working of God’s providence in the present world.
Several Armenian historians, though not all, regarded the writing of
history as a demonstration of the ultimate triumph of piety and truth over
the forces of evil and death. Even more elaborate was Eusebius’s
Chronicle. This was an attempt to correlate the history of the world as
known from Greek and other sources with the Bible. It was the main
source for later Armenian knowledge of the empires of the ancient
world; but equally important, it showed how the histories of the various
nations meshed with each other. Beginning with Movses Khorenatsi
(Moses of Khoren), Armenian historians relied on Eusebius’s Chronicle
not merely for information about the non-Armenian world but as a
schema in which the history of Armenia had its rightful place. It thus
became possible to set the ancient oral traditions about the origins of the
Armenian people into the patterns of world history and to demonstrate
the antiquity of Armenia as a distinct and individual nation.
known as the “Refutation of Sects.” But that title does not bring out
Eznik’s prime concern. One should bear in mind that the most import
ant of his many sources was the Christian philosopher Methodius's (d.
311) “On the Freedom of the Will,” which attacked dualism and
determinism as found in the gnostic system of Valentinus.
Ironically, however, Eznik’s treatise— which has received atten
tion from modem scholars for its information about Zurvanism— did
not have much influence on Armenian writers after his own time. The
themes of paganism, Marcionite heresy, or Persian mythology were
too closely related to the generation of Eznik and the times before him
to be adaptable to the needs of later centuries. By then paganism was
irrelevant; gnostic theories had been more or less forgotten, though
not entirely because the writings attributed to Hermes Trismegistus
still circulated in Armenia; and the Persian Zurvanites had gone the
way of all flesh. Eznik’s work was not so relevant to the burning
concerns that vexed Armenia after the sixth century: to defend Chris
tian Armenian traditions against the claims of the church of the
Byzantine Empire and against the temptations of conversion to Islam
for social and economic advantage. In matters of style too, Eznik’s
work was untypical of Armenian writing. It is exact, sparse, extremely
particular in its analysis and progression. But most Armenian authors
were wordy, fond of elaborate imagery; and especially with some of
the Histories one sometimes has the feeling that they would sound to
best advantage if declaimed. Of course, most Armenians of the time
could not read and were therefore read to.
Koriun and Eznik cannot be left without two further comments,
which are of relevance to many other Armenian literary productions.
The earliest surviving manuscript with the full text of the Life of
Mashtots—as opposed to fragments or quotations—was written in
1672. And not only is there a gap of over a thousand years in the textual
transmission, giving plenty of time for scribal errors, confusions, or
misunderstandings to corrupt the text; by the tenth century an abbre
viated version of the book was in circulation, which incorporated
traditions from sources later than Koriun himself. Other texts too, such
as the History of Ghazar Parpetsi (P ‘arpec‘i) (Lazar of Parp), were
reedited long after they were composed (1991). So a good deal of
Armenian literature has not come down to us in the precise form in
which it was originally written.
The transmission of Eznik’s treatise illustrates the second point.
Only one manuscript is known. This was written in the thirteenth century,
208 Robert Thomson
but the work remained unknown to the world at large until it was printed
in Smyrna in 1762. Other works also have survived in only one manu
script, such as the History* of Tovma Artsruni, which was not published
until 1852. So the survival of the classics of Armenian literature was
precarious. Indeed, if one remembers the many physical disasters that have
befallen Armenia over the centuries—the destruction caused by invasions,
burning, and looting, or the ravages of earthquakes— it is surprising that
so much did survive. A few texts are known to be lost, such as the History
by Shapuh Bagratuni of the ninth century (Thomson, 1988-1989); and
some have survived in incomplete versions, such as the Histories of
Ukhtanes and of Mekhitar of Ani. In some cases there is doubt whether a
surviving text has been correctly identified when no title is found in the
manuscript, such as the History of Heraclius attributed to Sebeos. But by
good fortune we do seem to have most of the important authors.
played out in the political and social spheres had its echo in the war of
words and propaganda. Not all of the Armenian histories were written
at the behest of a prince whose ancestry needed flattering or whose
present preeminence needed justification in terms of the past. But most
historians had a case to argue; and despite rhetorical disclaimers of
objectivity, few were entirely dispassionate. Tendentiousness, however,
does not detract from liveliness. The classic Armenian histories not only
have many a good tale to relate; they make frequent use of letters and
speeches that break up the narrative, attract the reader's attention, and
subtly expound the writer’s own interpretations.
The first Armenian historians are extremely shadowy figures.
Agathangelos, the “good messenger,’’ who describes the conversion of
Armenia to Christianity; Pavstos Buzand, who chronicles the conflict
of church and state in the fourth century; Eghishe, who describes the
revolt of 450-451 against the Persian shah; Movses Khorenatsi, who
gives the first comprehensive history of Armenia from its origins down
to the time of Mashtots— who were they? Later traditions provide
elaborate details. But we have no reliable information from their con
temporaries; and their claims to have been eyewitnesses of the events
they describe cannot necessarily be taken at face value. In any event,
there was no writing in Armenian before Mashtots; and no compositions
by Armenians in Greek or Syriac are attested. So the works of
Agathangelos and Pavstos are not later translations into Armenian of
books written earlier, as was once thought, but works written in the fifth
century. They may well be based on remembered tradition, but they
reflect the outlook of a date later than the period described.
Agathangelos
Of all works in Armenian literature the work of Agathangelos has the
most complicated textual history. It is not surprising that the life of St.
Gregory the Illuminator and the dramatic conversion of King Trdat
(Tiridates) should have been of interest to Christians generally, and
therefore known outside Armenia. But no other work of Armenian origin
was translated in whole or in part into so many different languages,
including Greek, Arabic, Syriac, Georgian, Latin, and Ethiopic. What
is more, there were two different recensions of the History, so there are
different Greek and Arabic versions; and since the state of the story was
in flux, the Syriac version included events of later dates not found in the
Armenian. We need not investigate here this very complicated picture.
210 Robert Thomson
But it is worth noting that the first version of Agathangelos has disap
peared in Armenian. The text as known from Armenian manuscripts and
as quoted by Armenian writers is that of a second recension, for which
a date of the late fifth century is not implausible.
This History, which gives the received and accepted story of the
conversion of Armenia, is a patchwork of several different sources. It
begins with a rhetorical preface, in which Agathangelos likens the
writing of history to a voyage over the billowing sea and introduces
himself as a "Roman, not unskilled in literary composition/' who was
commissioned to write the book by King Trdat himself. He then sketches
the political history of Armenia following the Sasanian revolution in a .d .
224, the Persian occupation of the country, and the eventual recovery of
the throne by Trdat. He describes the tortures inflicted on Gregory—who
is no less than the son of the man who murdered Trdat’s father—the
martyrdoms of nuns who had fled to Armenia from Rome, the divine
punishments that befell the court, and the emergence of Gregory from
the pit in order to cure the demon-possessed king, when everyone had
assumed that he had died fifteen years previously. At this point
Agathangelos introduces a sixty-day sermon, the Teaching of Saint
Gregory, which is based on the standard instruction before baptism as
found in such works as the Catecheses by Cyril of Jerusalem. The third
section of Agathangelos’s History describes the destruction of pagan
temples, the consecration of Gregory in Caesarea in Cappadocia as the
first bishop of Armenia, the building of churches, and the organization
of a regular clergy. The History ends before Gregory’s death, though
later versions of the story discuss in some detail his final days and the
later discovery of his relics.
As a literary composition, the History of Agathangelos is a
fascinating mixture of fact and fiction, in which historical events of a
hundred years are telescoped into a lifetime. The emphasis on the
importance of Echmiadzin betrays the viewpoint of a fifth-century
writer; for until the late fourth century the Armenian patriarchal see
was at Ashtishat, an old pagan cult-site in western Armenia. But if the
historian uses the book at his peril, for the literary critic it is a mine of
information, since it demonstrates the wide learning of an author
typical of his time. “Agathangelos,” if one can so name the several
authors who had a hand in this progressively more elaborate compo
sition, was thoroughly conversant with the Bible; he drew on a wide
range of hagiographical sources for his descriptions of tortures and
martyrdoms, and on an impressive reading in the works of the church
ARMENIAN LITERARY CULTURE 211
fathers for the Teaching. The History is not very cohesive, the last part
being especially disjointed and evincing the influence of Koriun for
the description of Gregory’s missionary journeys. But by bringing
together so many literary sources to bear on a topic that was Armenian,
Agathangelos was blazing a trail. In comparison with Eghishe, for
example, he is naive. But he tells his story with panache and must be
reckoned as the first of a small group of writers who formed the
Armenian literary tradition and set an indelible print on the way in
which later generations viewed their Christian origins.
Pavstos Buzand
“Agathangelos,” the good messenger, or bearer of good news, was cer
tainly an appropriate pseudonym for the unknown redactors of earlier
tradition concerning the conversion of Armenia. But the name borne by
Pavstos Buzand has been misinterpreted. Writing about a .d . 500, the
historian Ghazar Parpetsi assumed that it was the same as “Biwzmdatsi”
and meant “from Byzantium.” Being a cleric of opinionated views, Ghazar
upbraided his predecessor for writing a book unworthy of a man educated
in that metropolis of learning. But u and iw are not interchangeable in
Armenian. The clue to “Buzand” lies in the title given to the collection of
books that included the four books of the historian Pavstos. This title,
Buzandaran, means a collection of epic tales. Books three to six constitute
the work of Pavstos. While the identity of the first two books is unclear,
the context makes it plausible to see in them the Armenian version of the
Acts o f Thaddaeus—the story of the aposde Addai of the apostolic age
and the first redaction o f the life of St. Gregory the Illuminator.
In the nineteenth century the work of Pavstos appealed to popular
writers because of its apparent emphasis on secular events: the precari
ous position of the Armenian kingdom between the Roman and Sasanian
empires, the intricate politics of kings and princes who aimed at escaping
the control o f those powers on either side; the rivalries and deceits of
the great noble families; the elaborate descriptions of battles, hunting
scenes, and worldly concerns. It is certainly true that Pavstos gives a
stirring picture of the life, social and political, of the fifty-year period
from the death of K ing Trdat to the partition of Armenia into Roman
and Iranian spheres circa 387. The ways in which Armenians of the time
thought and behaved com e out clearly.
Yet Pavstos was not a secular writer. He does not approve of those
traditional, pre-Christian mores. He is horrified at the persistence of
212 Robert Thomson
But one source had a particular influence, not merely providing him with
picturesque vocabulary but with a general philosophy or outlook. That
source is the books of Maccabees. Agathangelos had already used those
texts in describing Armenian paganism; Pavstos borrowed various pas
sages for his battle scenes and was the first to make an explicit comparison
between the Armenians killed in war and the Maccabees. But Eghishe
more than any other Armenian historian makes the theme of the
Maccabees, who fought and died for religious freedom, applicable to the
Armenians. The Persians take the place of the Seleucids, Shah Yazdagerd
is depicted in the same terms as King Antiochus, while the idea of death
for ancestral traditions is modeled, at least verbally, on a basic theme of
the books of Maccabees. This parallel between the history of the Arme
nians and the Jews is made by other Armenian historians. Some of them
tried to find physical links between the two peoples by means of fictitious
genealogies. In fact, the Armenian nobles had no Jewish blood in their
veins. But Armenian writers were able to draw on powerful symbols of
constancy to an ideal both religious and national that struck a responsive
chord in their readers’ hearts.
Ghazar has no reference to Eghishe, whose History of Vardan may
well be viewed as a later rewriting of this dramatic period. Ghazar begins
his History by describing it as the “third” history of Armenia, following
the books of Agathangelos and of Pavstos. He depicts the last years of the
royal Arsacid dynasty, the struggle for religious freedom against Sasanian
oppression, the setback after Avarayr in 451, and the final success thirty
years later when Vardan Mamikonian was recognized as governor
(marzpan) of Armenia by the shah in 485. Ghazar’s approach to the
writing of history is less episodic than that of Pavstos; he does not break
the flow of the narrative to introduce stories not directly relevant to his
main theme. And like other Armenian historians he uses speeches and
letters to enhance the literary effect of his work. His book is also the first
to contain a vision of the distant future, as opposed to a divine revelation
for immediate purposes. This particular episode of Sahak’s vision of the
restoration of the Arsacid monarchy and of the patriarchate in the line of
Gregory after 350 years is no doubt the addition of a later interpolator.
But the theme of wishful predictions in the context of lamentation at
present woes came to have a long history in Armenian literature.
Another significant feature of Ghazar’s History is the role of his
patron. Agathangelos claims to have been commissioned by King Trdat
(who died over a century before the History was written), and Eghishe
addresses an otherw ise unknow n David Mamikon. But Vahan
ARMENIAN LITERARY CULTURE 215
Movses Khorenatsi
A fifth writer belongs to the group of early classic historians— “classic”
in the sense that their histories not only became models to be emulated,
but also gave a view of the Armenian past that was adopted as the
received, standard interpretation. The History o f Armenia by Movses
Khorenatsi (Moses of Khoren) is the most comprehensive work in early
Armenian historiography, but also the most controversial. Movses
claims to have been a pupil of Mashtots’s, and he ends his work with a
long lament on the evil days that befell Armenia following the deaths
of Mashtots and of the patriarch Sahak and the abolition of the Arsacid
monarchy (which had occurred earlier, in 428). On the other hand, there
are indications in the book itself that it was written after the fifth century.
Not only does Movses use sources not available in Armenian at that
time, he refers to persons and places attested only in the sixth or seventh
centuries. Furthermore, he alters many of his Armenian sources in a
tendentious manner in order to extol his patrons, the Bagratuni family,
who gained preeminence in the eighth century. But despite the fact that
Movses Khorenatsi is not known or quoted by sources before the tenth
century, he became revered in tradition as the “father of history,
p a tm a h a y r and elaborate legends about his life, his other writings, and
his association with Mashtots’s other pupils gained credence after the
year 1000.
The prim e significance of Movses’s History o f Armenia is that as
a literary composition, it was the most complex and sophisticated yet
produced, and of all such works it had the greatest influence on later
216 Robert Thomson
Technical Subjects:
Anania o f Shirak (Anania Shirakatsi)
Homilies
Not all Armenian writers were concerned with the grand themes of
history or the scholarly activity that developed from the secular interests
of late antiquity. The Christian message had taken root in Armenia long
since; the church had developed its hierarchical organization and ritual
practices. But the mass of the people were never so securely converted
that vigilance could be suspended, while the development of an individ
ual Armenian Church had brought conflict with other branches of
Christendom.
Internally there had always been dissidents. Koriun refers to
B orborites, Eznik to M arcionites. Later on the Paulicians and
Tondrakians attracted the ire of ecclesiastical leaders. So it is hardly
surprising that the genre of homilies is well represented in Armenian
literature. Several collections are extant, the earliest anachronistically
attributed to St. Gregory the Illum inator. This collection, the
Hachakhapatum, deals with the nature of the Christian faith in its
practical application: the requirements of a holy life, the consequence
of sin, the importance of repentance. Although there is some discussion
o f d o g m atic m a tte rs— the T rinity and the In c a rn a tio n — the
Hachakhapatum is not a systematic treatise in any way comparable to
the Teaching of Saint Gregory in the History of Agathangelos.
To Catholicos Hovhannes Mandakuni (John Mandakuni) are attrib
uted thirty homilies dealing with repentance, prayer, and sin. These are
ARMENIAN LITERARY CULTURE 223
more elaborate than the Hachakhaptatum. They stress the contrast be
tween rich and poor, and the iniquity of usury. Their author refers
particularly to sins such as envy, revenge, or drunkenness, to sexual
perversions, magical practices, and excessive mourning for the dead. This
last is a common theme in Armenian writers from Pavstos on, echoed in
numerous conciliar decisions; it was a feature of pagan practice that
lingered long. But although these homilies by Mandakuni (or by the later
John Mayragometsi, according to some critics) deal with concrete situa
tions, they also contain many themes that had become literary topoi. The
warnings against Jews and Gentiles, the evils of usury, the moral dangers
of theatrical performances, known in earlier pagan Armenia but not
attested in Christian times, are themes introduced into Armenian written
texts from patristic homilies rather than the spontaneous expression of
dangers to fifth-century Armenian congregations. Important as such texts
are as evidence for social conditions, traditional themes tended to be
repeated beyond the times to which they were originally applicable.
These and similar works were designed for internal consumption,
in the sense of strengthening Christian life among Armenians. Also
aimed at Armenians were the attacks on Paulicians and other groups
who rejected the authority of the established order. The most elaborate
of these were composed in the eighth century by Catholicos John of
Odzun. Earlier refutations of heretics are numerous, but they generally
associate errors inside Armenia with heretics abroad. Such documents
attest to the need of Armenian clerics to expound the Armenian doctrinal
position and to defend it against Greek or Syrian church authorities.
oven-baked bread; I shall not drink hot water.” The Azat was the river
marking the border, but its meaning in Armenian (“free”) is here used
as a pun. Baked and leavened bread and the mixing of warm water with
the wine were characteristics of Greek usage in the liturgy to which
Armenians objected.
The codification of canon law, the compilation of liturgical books
of ritual, and the writing of texts like the Narratio (and, according to
some critics, the composition of the History of Movses Khorenatsi)
indicate that in the eighth century Armenians were conscious of a long
and specifically Armenian tradition behind them. The break with the
Greek imperial church was over a century old, and the Armenian Church
had now developed as a distinctly separate branch of Christendom with
its own literary and religious traditions. On the other hand, the Arme
nians were not cutting themselves off from what they had always
regarded as the prime source of learning—Constantinople. In the second
decade of the eighth century Stephen, later bishop of the province of
Siunik, spent several years in the capital translating works not yet
available in Armenian. The most important of his translations was that
of the corpus of writings ascribed to Dionysius the Areopagite. These
mystical works, with a strong Neoplatonic tint, had had a profound
impact on Christian thought in the East and were to have an even greater
influence on the Latin West. In Armenia Stephen’s rendering had a wide
circulation, and commentaries were written on the corpus, beginning in
the tenth century.
to the land of Armenia. By the end of the ninth century the Artsrunis
had attained a prominence second only to that of the Bagratid dynasty.
Thomas’s History is an elaborate attempt to rewrite the past, as known
primarily from Movses Khorenatsi, Eghishe, and Sebeos, in order to
show that his patron’s ancestors had enjoyed as glorious an antiquity as
their rivals. The details are not as important as the general attitude: the
emphasis on genealogy, on the great deeds of the past—real or im
agined— as giving justification for present claims, on heroic exploits in
war and valiant resistance, even to martyrdom for the faith. Such were
the virtues of the noble class whose interests Thomas and other Arme
nian historians defended.
Over half o f Thomas’s History deals with the events of fifty years:
from the murderous invasion of the caliph’s general Bugha, which began
in 851, to the lifting of direct Muslim control, the establishment of a
Bagratid kingdom in the north, and the prosperity of Artsmni lands
under Gagik. This part is interesting on several counts. It is our main
source, even if tendentious, for events in southern Armenia, written by
a contemporary. As an interpretation of Muslim domination, it reflects
the influence of Eghishe; Thomas depicts the caliphs and their minions
in terms deliberately evocative of Eghishe’s description of Shah
Yazdagerd II and his attempt to crush Armenian liberties. And by
extensive use of letters and speeches, Thomas portrays in vivid fashion
the underlying social attitudes of the Armenian nobility. Eghishe’s
speeches had dealt with themes of perennial significance: cultural sur
vival, the role of the church, the preservation of traditional values.
Thomas’s speeches deal with more specific issues: a noble’s social
responsibilities in caring for his land and punishing rebels, the ways of
attaining that goal—largesse and liberal entertainments—the delights of
hunting, and all the trappings of a nobleman’s life in the country.
Thomas’s History did not have the relevance for later generations
enjoyed by Eghishe’s Vardan and the Armenian War. Yet as a social
document it gives us a clearer insight into the personal concerns of the
nobility of the time.
Thomas’s History had little influence on later writers because the
Bagratid house dominated the political scene, and it was their spokes
man, Movses Khorenatsi, who fixed the standard version of early
Armenian history. Thomas’s rewriting of Armenian origins did not gain
acceptance, while his picture of ninth-century Vaspurakan was too
provincial to attract much attention. It is perhaps no accident that the
only surviving complete text of the History of the Artsruni House was
230 Robert Thomson
copied on the island of Aghtamar (in 1309). On the other hand, in more
popular, less formal writings the exploits of the Artsruni heroes lived
on. Reference was made earlier to the lost History by Shapuh Bagratuni.
Ironically, a text discovered and published, wrongly, under his name in
the twentieth century deals not with the Bagratid dynasty but with the
Artsruni princes who appear in the pages of Thomas. The more recent
editor of the full text wisely removed the ascription of this curious
medley of popular tales from “Pseudo-Shapuh” to an “Anonymous
Storyteller” (Thomson, 1988-1989).
Several other historical works deal with regions peripheral to the
centers of political and economic life. West of Lake Van is the province
of Taron, where St. Gregory the Illuminator had established the first
church in Ashtishat. This province produced several historians, some
with dubious credentials. Zenob, supposedly a Syrian and colleague of
St. Gregory, describes the activities of the Illuminator and King Trdat;
John, bishop of the Mamikonian, chronicles the exploits of nobles of
that family at the turn of the sixth and seventh centuries. Both works are
later compositions, of the tenth or eleventh century, designed to bring
greater prestige to the area of Taron. (The most important historian from
Taron, Stephen, known as “Asoghik,” will be discussed later.)
On the opposite side of Armenia, across the Kura River, lay the
country of Caucasian Albania. The Aghvank were not Armenian and
spoke their own Caucasian tongue. Koriun claims that Mashtots in
vented a script for them; and indeed an alphabet and a few inscriptions
have been discovered. But for literary purposes the Aghvank wrote in
Armenian. Their history was set down by Movses Daskhurantsi (Moses
of Daskhuran), of whose life nothing is known. His History of the
Aghvank was probably composed in the second half of the tenth century,
though there are a few later additions. This too is a tendentious work; it
attempts to prove the independence and antiquity of the local Albanian
Church. But it has great significance as a rare witness in Armenian to
the history of a non-Armenian people. Although Armenians on occasion
wrote about foreign nations, such as the Mongols, and adapted the
chronicles of the Syrian patriarch Michael and of the Georgians, only
the Aghvank adopted Armenian as their vehicle of literary expression.
The focus on ecclesiastical affairs, so important to Movses
Daskhurantsi, is apparent in many Armenian authors—which is hardly
surprising, given the predominant role of the church from the beginnings
of Armenian literacy. So questions of doctrine, of governance, of
opposition to heretics, all find their place in works generally regarded
ARMENIAN LITERARY CULTURE 231
The emphasis placed thus far on the role of the clergy— on bishops who
played their part in worldly affairs, or scholarly monks writing in their
monasteries, translating and commenting on learned treatises—should
not obscure another aspect of literary activity. Armenia has produced
many fine poets. At first such talents found their expression in religious
hymns and prayers. By medieval times secular themes are introduced,
though seemingly profane verse may disguise a mystical fervor in which
the beloved is not of this world. Here we should turn to the greatest
religious poet in Armenian history, the best loved of all Armenian
literary figures in later ages, Grigor Narekatsi (Gregory of Narek).
Gregory was born in the middle of the tenth century and died
probably in 1010. He spent all his life from childhood in the monastery
of Narek, by the southern shore of Lake Van. Narek was an important
center of learning, and Gregory's father, Khosrov, had been noted for
his knowledge of Greek. An edifying story in the Haysmavurk (the
Synaxarion, or collection of saints' lives arranged by days of the
liturgical year) indicates that Gregory too was suspected of being a
tzayt, a pro-Greek Chalcedonian. Messengers came to summon him to
232 Robert Thomson
historical source, written by a man who played a major role in the politics
and scholarship of his day, they are so daunting that no modem translator
has yet tackled the whole collection.
Gregory’s activity was not confined to scholarship of a recondite
kind. He was noted for poems on religious topics, of which the most
famous is a work of 1,000 lines summarizing the contents of the Bible for
the benefit of a Muslim. During his period of service for the Byzantine
Empire, he energetically opposed the Tondrakian sect in Armenia. Yet
Gregory Magistros’s literary work lies outside the mainstream of Arme
nian cultural activity. Later generations did not follow his enthusiasm for
Byzantine patterns. Nonetheless, he remains a remarkable figure who
illustrates, albeit in a rather extreme fashion, one of the courses open to
Armenians at a time of political and cultural change.
Gregory Vkayaser
Gregory Magistros’s son, Vahram, was more typical of Armenian
scholarship in that he devoted himself to theological concerns. For forty
years (from 1065 until his death in 1105) he held the patriarchal throne
as Grigor (Gregory) II. But he did not inherit his father’s administrative
interests. Leaving all official duties to others, he directed his energy to
seeking out and having translated hagiographical texts not yet available
in Armenian. In that search he traveled widely in the Near East, from
Constantinople to Egypt and Jerusalem.
Those forty years were a period of transformation in Armenian
life: A new home was being forged in Cilicia, and contact with the
Crusaders introduced the Armenians directly to the culture of Western
Christendom. Grigor Vkayaser’s activity draws attention to the scatter
ing of Armenian communities, already well under way before his time.
His concern for Greek literature was nothing new. For more than six
centuries Armenians had been ever anxious to make available in their
own language religious and other texts written in Greek, despite the
strained relationship between the two churches. However, this transla
tion activity was not directed to the rendering of contemporary Byzan
tine authors, but rather of earlier patristic writers, the common heritage
of all Christendom.
Although the eleventh century marks a turning point in Armenia’s
political fortunes, there was no sudden break in traditional literary activity.
The mass of Armenians continued to live in Armenia; indeed, the eco
nomic prosperity of Armenian cities was probably greater after the loss
ARMENIAN LITERARY CULTURE 235
Asoghik
The two significant historians of the eleventh century, Stepanos Asoghik
(Taronetsi), nicknamed Asoghik “teller” of tales, and Aristakes of
Lastivert, do not evince any sharp break with earlier traditions of
historiography, although their works are quite different from each other
in approach. Stephen begins with a brief r6sum£ of the early history of
the world based on earlier authors: the Bible, Eusebius of Caesarea, and
for Armenia, Movses Khorenatsi. He lists the various Armenian histo
rians and repeats some of the tales that had arisen concerning obscure
figures such as Movses Khorenatsi. Such traditions as those attested to
by Thomas Artsruni and Stephen were not all accepted in later times.
But the desire to associate great figures of the past with Mashtots himself
was strong. Stephen was the first to include David the “Invincible”
philosopher in that circle, and later Eghishe swelled their ranks.
The second half (Book III) of Stephen’s work deals with the history
of the hundred or so years before his own time. He discusses events outside
Armenia as well as local history—hence the title of his book, “World
History.” But there is no coherent thread, for the narrative reads as a series
of disconnected episodes. A new feature is his division of material into
three sections. Each chapter gives first a summary of the major political
events, then commentary on the religious history of the time, and finally
information about literary and scholarly figures. Although this schematic
approach has parallels in some later chronicles— the Syrian patriarch
Michael, for example, actually divided his pages into three separate
columns— it did not set a precedent for Armenian historians.
Aristakes o f Lastivert
The History of Aristakes is quite different. It deals with only two
generations, from 1000 to 1071, rather than with the entire span of the
236 Robert Thomson
medieval Armenia. The wealthy may have had private tutors, and in the
fourth and fifth centuries a few, (again wealthy), Armenians studied in
the secular schools of the Greek world. But the autobiography of Anania
of Shirak makes it clear that after Armenia had become firmly Christian,
there were very few laymen teaching secular subjects in Armenia. For
those who progressed beyond the elementary level, the Bible and various
theological texts provided the basic educational diet. Grammar and
rhetoric, logic and philosophy were not neglected; here the basic texts
translated in the Hellenizing style were put to good purpose. But even
technical subjects were pursued with a view to their ecclesiastical use.
In this regard the career of John the Deacon (Hovhannes Sorkavag or
Imastaser) or Philosopher, who died in 1129, may serve as a fitting
conclusion to this sketch of Armenian literary culture.
Brought up in the monastery of Haghbat in northeastern Armenia,
John first devoted himself to the study of music. As he grew older he
studied “at the feet of vardapets." But his biographer places more
emphasis on John’s spiritual development and ascetic virtues than on
details of the texts and authors he studied. However, these did include
historical writings, commentaries, and biblical texts. He later moved to
Ani, where he began to teach grammar, “the key of knowledge.”
Medieval Armenians regarded grammar as more than the study of a
shifting language; it offered insights into eternal verities. John also
pursued mathematics and became familiar with works of Aristotle and
Plato. Among his works are a chronicle, poems, and theological writ
ings. But his scholarly fame depends on his interest in astronomy. This
he put to practical use by composing a perpetual calendar as well as
several tables dealing with phases of the moon and similar topics. In this
regard his only predecessor was Anania of Shirak; but the latter held no
official position in the church.
The difference in emphasis between the scholarly activity of John
the Philosopher and the concerns of his biographer raises an interesting
question. To what extent did the populace at large appreciate the written
classics of Armenian literature? Were they indeed even aware of the
existence of most of them? John’s biographer probably had a sound
sense of his contemporaries’ interests. His emphasis lies on John as a
holy man, noted for his ascetic achievements and his ability to work
miracles. These were more tangible measures of fame than scholarly
treatises. He had in mind the edification of the Armenian people, the
needs of the church, and the greater glory of God.
238 Robert Thomson
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
Robert Bedrosian
The Seljuk invasions of Armenia began in the early 1040s. For some
twenty years before that date, however, Turkic bands had been raiding
parts of eastern, northeastern, and southern Armenia. From 1020 to 1040
ARMENIA DURING THE SELJUK AND MONGOL PERIODS 243
northern Iran. The Oghuz and other Turkic people also were invading
and migrating across southern Russia to areas north of the Caucasus. In
the eleventh century, as the Oghuz and others invaded Asia Minor, so
to the north the Kipchak Turks were occupying the central steppe
regions, from the Carpathian to the Altai Mountains.
In about 1018, at the very time Byzantium was trying to induce
King Senekerim Artsruni of Vaspurakan to exchange his lands, Vas-
purakan was under attack from Turkic peoples serving the Muslim emirs
of Azerbaijan. Around 1021 the area from Nakhichevan to Dvin was
raided by Turkmen Oghuz serving in the Persian Dailamite armies. From
1029 onward, Turkmen groups began raiding various parts of Armenia
from the direction of Azerbaijan to the east as well as from northern
Mesopotamia. These initial attacks in the period from 1016-1018 to
1040 bore the nature of plundering expeditions and were carried out by
nomads not under direct control of the Seljuks. This situation changed,
however, after 1040. In that year two Oghuz brothers, Tughril-Bey
Muhammed and Chagri-Bey Daud of the family of Seljuk conquered
the Ghaznavid kingdom of Iran and established the Seljuk Empire.
while yet another group was raiding around Bjni in the northern district
of Ayrarat.
Once again, in 1047, Tughril had difficulties with the Turkmens.
In that year he formed an army of 100,000 Turkmens from Khorasan,
entrusting it to his brother, Ibrahim Innal. The intention was for Innal
to unite with the Turkmens already in Azerbaijan and to invade Armenia.
At the same time, Tughril was able to rid the center of the Seljuk Empire
of the Turkmens, whose presence in Iran was a steady drain on its
resources. Thus from the mid-1040s to about 1063, detachments of
Turks, more or less controlled by Seljuk sultans and their generals,
penetrated deeper into Armenia, destroying numerous cities and devas
tating entire districts: Ani (attacked, 1045), Vagharshavan in the western
district of Basen (1047), the Mananaghi district of western Armenia
(1048), Ardzin in the northwest (1048-1049), Baiburt (1054),
Melitene/Malatia in the southwest, Colonea in the northwest (1057),
Sebastia/Sivas (sacked, 1059), Ani (captured, 1064), Kars (1065), and
Caesarea (1067), to mention only the better-known sites.
The Seljuks did encounter some resistance from Armenians as well
as from the Byzantine Empire. For example, in 1042, Khul Khachik
Artsmni of Tomavan attempted a heroic but futile resistance against
15,000 Turkmens in Vaspurakan. In 1042-1043, an unspecified number
of Turkmens raiding Bjni in northeastern Armenia were defeated by
King Gagik II Bagratuni and Grigor (Magistros) Pahlavuni. In 1053 the
Armenians of Surmari destroyed an army of 60,000 Turks. It is import
ant to note that during this very period, 1040 to 1070, the Armenian
kingdoms and principalities simultaneously were under attack from
Byzantium, which seemed oblivious to the danger facing it. Thus in
1044, when Turkmens were raiding and pillaging the Armenian coun
tryside, Byzantium disbanded a local defense force of 50,000. In 1064-
1065, the Byzantine Empire succeeded in bullying King Gagik-Abas of
Kars to cede to it his kingdom; however, before the empire could claim
it, the Seljuks under Alp-Arslan (Tughril’s nephew) had snatched it
away. Armenia’s enmity toward the Byzantine Greeks was further
aroused by Byzantine attempts to force the Chalcedonian issue again.
This led to bloody race riots and assassinations on both sides. Conse
quently, all segments of the Armenian population did not respond in a
uniform way to the Seljuk invasions. Indeed, some few Armenians saw
the anti-Byzantine Turks not as the agents of God sent to punish
Armenians for their sins, but as an excellent vehicle opportunely avail
able to themselves for vengeance against the Greeks. The contemporary
246 Robert Bedrosian
arose during the late eleventh and twelfth centuries, virtually indepen
dent of Iran and often inimical toward each other. The most important
of these were the Danishmendid state centered at Sebastia/Sivas, the
Seljuk Sultanate of Rum (or Iconium) centered at Iconia/Konia and the
state of the Shah-Armens centered at Khlat.
Policies of the rulers of these states were conditioned by military,
demographic, and economic factors. In 1070-1071, the same year as the
Byzantine disaster at Manzikert, the Seljuk general Atsiz captured
Jerusalem. This event became the impetus for the First Crusade, which
was to halt Turkish penetration westward. By 1099 Europeans had
established principalities in Edessa, Antioch, and elsewhere in the
Levant, strengthening the hands of both Byzantium and Cilician Arme
nians. Throughout much of the twelfth century, the Turkic states of Asia
Minor were dangerously encircled by Christian powers: Georgia to the
north, Byzantium to the west, and the Crusader states and Cilician
Armenia to the south and southwest. Thus the activities of the new
overlords of eastern Asia Minor were conditioned by the military might
of their neighbors. Another conditioning factor was the centrifugalism
that quickly manifested itself among the different Turkic overlords.
Indeed, prior to the establishment of Seljuk control over much of the
Armenian highlands by the late eleventh century, the proliferation of
small, sometimes mutually hostile, Muslim emirates had begun. In the
east, embracing parts of eastern Armenia, Caucasian Albania, and
Azerbaijan was the emirate of Gandzak (ruled independently from 1148
to 1225). In the south, in the areas of Diarbekir and Khlat, the holdings
of the Muslim Marwanid emirs quickly were confiscated by the Artukids
of Aghdznik (1101-1231) and the Seljuk Shah-Armens of Khlat (1100-
1207). In the west, the Danishmendids (1097-1165) ruled a large area
including Sebastia/Sivas, Caesarea, and Melitene/Malatia. In the north
west were the emirates of Karin/Erzerum (ruled by the Saltukids,
1080-late twelfth century) and Kars (ca. 1080-1200). From 1118
Erzinjan and Tephrice/Divrigi belonged to Mangujek, founder of yet
another dynasty. The ruling dynasties of these states sometimes were
joined together by marriage ties or sometimes united to fight a common
enemy (usually Georgia to the north). But more often they were at war
with each other. Throughout the twelfth century, the Seljuk Sultanate of
Rum, centered at Konia in the west, was trying to gain control over the
above-mentioned states. This did not happen until late in the century.
Another factor conditioning the behavior of the new overlords was
their own status as a numerical minority. During and after the conquest,
ARMENIA DURING THE SELJUK AND MONGOL PERIODS 249
of the period and the wealth and exoticism of the court which enjoyed
war booty, tribute, and the fruits of trade with far-flung states.
captured Khlat, Amida, Edessa, and Nisibis. By that year the Armenian
populations, be they in Caucasian Armenia, western Armenia, southern
Armenia, or even Cilicia, were to a greater or lesser degree all formally
under the overlordship of the Mongols.
During the more than one hundred years of Mongol domination, the
Armenians experienced periods of benevolent, even enlightened rule
and of capricious benighted misrule. The years from 1236 to 1250,
though not without conflict, did not witness radical changes in
Armenia’s governing structure. Apparently, prior to 1243 no permanent
formal taxes had been imposed on Armenia, the conquerors contenting
themselves instead with the rich booty and plunder to be had from the
many areas taken by military force. But in 1243 by command of the
Great Khan Guyuk himself, taxes amounting to between one-thirtieth
and one-tenth of value were imposed on virtually everything movable
and immovable, and a heavy head tax of 60 silver drams was collected
from males. The severity of the taxes and the brutal manner of their
collection triggered an abortive uprising of the lords in 1248-1249. This
rebellion, which was discovered by the Mongols while still in the
planning stages, was crushed at the expense of human and animal lives
and crops in numerous districts of northeastern Armenia and southern
Georgia. Some of the arrested Armenian and Georgian conspirators,
unable to raise the huge ransoms demanded for their release, were
tortured or killed.
After the accession of the Great Khan Mongke (1251-1259), a
thorough census was made of all parts of the empire from 1252 to 1257.
The Iranian emir Arghun personally conducted the census of Caucasia
in 1254, which significantly increased the tax burden. An administrative
change regarding Armenia occurred in the mid-thirteenth century. This
was the establishment of the Il-Khanid Mongol substate over the terri
tory of Iran and the inclusion of Caucasia into it, beginning in 1256.
Prior to that time the Caucasus had formed a single administrative unit
composed of five vilayets. Following the granting of Iran as a hereditary
appanage to Hulegu Khan in 1256, Armenia experienced another shock
caused by nomads on the move. First, Hulegu chose as his residence
Mughan in Azerbaijan, which until then had been the camping grounds
of Baiju-noyin. Hulegu ordered the latter and all the nomadic Mongol
260 Robert Bedrosian
Mongke was Hasan Jalal (ca. 1257) of Khachen. Around 1273 the
Georgian lord Sargis Jaqeli also received inju status. During the same
decade the cities of Kars, Telavi, Belakan, “and many other lands” were
separated from royal Georgian control and given by the Mongols to their
favorite, Sadun Artsruni/Mankaberdeli.
During the thirteenth century the Mongols managed successfully
to keep the lords divided and frequently absent from the area entirely.
Dividing the lords was never difficult. The Mongols were adroit at
exploiting antagonisms existing within branches of the same family.
Thus to punish Avag Zakarian (ca. 1243), his lands were given to his
more loyal cousin Shahnshah. The Georgian royal Bagratid dynasty was
another family neutralized. Eventually sanctioning two monarchs, the
Mongols effectively divided the kingdom and the royal treasury, expro
priating one-third of it for themselves (1250s). In the 1260s and 1270s
the Mongols furthered the territorial and political ambitions of the
Orbelians and Artsrunis at the expense of the Zakarids and the Georgian
Bagratid dynasty. Finally, at the end of the thirteenth century and the
beginning of the fourteenth century, the Mongols elevated a Jaqeli to
the Georgian throne. In addition to the manipulation of nakharar prece
dence, the Mongols were able to divide the lords by creating conflicts
of loyalty. With the aim of destroying the ties that had existed between
the lords and the Georgian court, the Mongols incorporated certain
prominent nakharars into their own court and administration. This is
especially visible after 1256, the year in which Hulegu became D-Khan
in Iran, when Caucasian nobles were actually given symbolic offices
within Hulegu’s court. Cooptation of allegiance was furthered by inter
marriage between the Mongols (or officials in the Il-Khanid administra
tion in Iran) and the Caucasian nobility. The Christian Caucasian literary
sources mention eight examples of this, and the Cilician sources mention
a number of Cilician Armenian notables who had Mongol spouses.
The absence of prominent lords from the Caucasus resulted from
two Mongol requirements. First was the obligation of the two- to
three-year journey to their capital, Kara Korum, in Mongolia, and later
to Tabriz in Iran, which the Mongols insisted on for important lords.
Throughout the thirteenth century, prominent Armenian lords fre
quently were traveling to the East. Often trips were undertaken volun
tarily to advance personal interests or to resolve some local business. In
any case, the effect was the removal from Armenia of the most powerful
(and potentially the most dangerous) lords. In the absence of certain
grandees, other lords could and did attempt to encroach upon the lands
264 Robert Bedrosian
and rights of their rivals. The absence of Armenian lords from their
native habitats also resulted from the obligation of the lords to participate
with their cavalry in Mongol campaigns. Usually forced to fight as
advance attackers, the Caucasian troops had a simple choice facing
them: life and the spoils of victory, or death from defeat or attempted
desertion. The lords and their troops were taken on campaigns all over
the Middle East, North Africa, and Asia. The stringent requirements
involved in participating in Mongol campaigns were a major cause of
the princes' rebellion of 1259 to 1261. It is true that the Mongols placed
considerable trust in certain Armenian lords, such as amirspasalar
Shahnshah’s son Zakare and Prosh Khaghbakian, who aided in the
capture of Baghdad (1258). The honors bestowed upon the noted
military man Tarsayich Orbelian by Abaqa Khan are also noteworthy.
However, often the Caucasians suffered decimation. In 1261 many
Armenian and Georgian warriors died when the Mongol general
Kitbuqa’s army in Egypt was wiped out. Prince Sevada Khachentsi was
killed in the battle for Mayyafarikin. In 1261-1262 the young prince
Burtel Orbelian died in the North Caucasus, fighting Hulegu's enemy,
Berke. Caucasians died in the war between Arghun Khan and Baraq in
the mid-1260s in Central Asia. In the late 1270s Caucasians suffered
dreadful losses during the Mongols' ill-conceived campaigns in Gilan,
on the southern shore of the Caspian Sea. Participation in Mongol
campaigns resulted in more than the deaths of thousands of men. In the
absence of the nakharar warlords, the Caucasus was left without com
mitted defenders to protect it from the persistent raids and sorties of
Mongol, Turkmen, and local rebels.
Despite the serious shortcomings of life under the Mongols, for
most of the thirteenth century Armenian culture developed freely. This
was due as much to the generally free status of the church as to the
largesse of the lords and merchants. In the thirteenth and early fourteenth
century, there were a number of large monastic complexes where clerics
were educated and where the many manuscripts surviving from this
period were written, copied, and illuminated. Among the flourishing
monasteries were Ayrivank, Sanahin, Haghbat, Nor Getik (Goshavank),
Khoranashat, Kayenadzor, Khor Virap, Kecharuyk, and Gladzor. This
last institution was founded by a student of the historian Vardan
Areveltsi in the 1280s, and is described as a “university” in a colophon
dating from 1321. Possessing at least nine professors and some fifteen
lecturers, Gladzor's rise and decline followed that of its patrons, the
Proshians and Orbelians.
ARMENIA DURING THE SELJUK AND MONGOL PERIODS 265
emir Ezdin at Van. When he took the citadel after a month’s besiege-
ment, the women and children were enslaved, while some 7,000 males
of all faiths were killed by being hurled from the walls. After Timur left
Asia Minor in 1387, severe famine ensued. Due to the disruptions he
had caused, crops were not planted, and now there was nothing to
harvest. Cannibalism was reported in some areas.
In 1394 Timur returned. Entering western historical Armenia from
northern Mesopotamia, he took Erzinjan, parts of Basen district, and
Avnik fortress. Kars, Surmari, Koghb, Bagaran, and Ayrarat were
ravaged, and the Kara Koyunlu Turkmen areas, centered at Arjesh north
of Lake Van, were attacked. At this point Timur turned upon Khan
Tokhtamysh of the Golden Horde, who had been raiding Shirvan. The
Timurids defeated Tokhtamysh and sacked his principal cities of Astra-
khan and Sarai. Timur appointed Miran, his half-mad son, as governor
of Iran, Iraq, Armenia, and other parts of the Caucasus. In 1396 Miran
continued operations against Emjak in the south and expanded warfare
against the Kurdish emir of Bitlis. In 1397 southern Vaspurakan was
ravaged and Ani in the north fell. Strangely, all powers of resistance had
not been completely broken by the Timurids. In 1399 King Giorgi VII
of Georgia attacked the Timurid besiegers of Emjak fortress, temporar
ily freeing those inside from the thirteen-year siege. But when Timur
learned about this, he left Samarkand and headed for the Caucasus. In
revenge, he attacked northeastern Armenia and southern Georgia, kill
ing, destroying, and taking slaves. More than 60,000 Caucasians were
led into slavery this time (in 1400), and many districts in northern
Armenia were depopulated. Subsequently, Timur headed for western
historical Armenia, where he took Sebastia/Sivas and Melitene/Malatia
from his archenemies, the Ottomans. After conquering Aleppo, Damas
cus, Mardin, and Baghdad, Timur decisively beat and captured the
Ottoman sultan, Sultan Bayazid II, in 1402. The next year Georgia was
invaded again and its king finally submitted to Timur. During 1403-
1404 Timur wintered in Karabagh before returning to Samarkand, where
he died in 1405.
By the end of the fourteenth century, the condition of the Arme
nians of central and eastern Asia Minor was bleak. Information on this
period derives from the History of Tovma Metzopetsi (d. 1446), from
colophons, and from the accounts of foreign travelers. Hamd Allah
Mustawfi Qazvini, the accountant-general of Iran, noted the decline of
the cities and towns in Caucasia and across the Armenian highlands in
his day (1340). Speaking of Georgia and Abkhazia, he stated that
ARMENIA DURING THE SELJUK AND MONGOL PERIODS 269
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
CILICIAN ARMENIA
Early History
The early history of the Armenians in Cilicia is that of the efforts of two
Armenian families over the course of many generations to extend their
control over a region of distinct and varied geographical features. Lower
Cilicia is a broad plain in Asia Minor that borders the Mediterranean
Sea. It is ringed by three mountain chains: the Taurus Mountains to the
274 Ani Atamian Boumoutian
From the first, the Crusaders— who included among their numbers
clergy and merchants as well as military men—sought out Armenians
as guides, purveyors of supplies, and soldiers. As the strongest Christian
military leaders in the region, the Cilician Armenian lords became
frequent and valuable allies. Armenian, Muslim, and Crusader leaders
alike, however, saw in each other a lack of unity, internal rivalries, and
territorial ambition, and frequently played one against another. An
example is the fall of Toros of Edessa. Soon after the arrival of the
Crusaders, Toros requested the assistance of Baldwin of Boulogne, a
French Crusade leader in maintaining control of Edessa, which Toros
had recently taken from the Seljuks. Baldwin agreed, but only after
Toros had promised to make him heir to Edessa by formally adopting
the Frenchman as his son. When another raid of Baldwin's against the
Turks endangered the safety of the area, the Armenians there, who bore
little love for the Greek Orthodox Toros, rose up to overthrow him.
Baldwin refused any aid to his “father” and let events run their course.
The result was Toros’s death by an Armenian mob and Baldwin’s
assumption of the title of Count of Edessa.
The Armenian chieftains were frequently principal players—
sometimes allies, sometimes targets— in the struggle among the Cru
sade leaders for control and expansion of the two Crusader states of
the County of Edessa and the Principality of Antioch. By the year
1118, the territories of Gogh Vasil’s successors and the lands of
Abul-Gharib and other Armenian chieftains, whose holdings lay east
of the Cilician plain, were conquered by Baldwin of Boulogne and his
heirs and incorporated into the County of Edessa. This left the
Rubenids and the Hetumids, who were more removed from the im
mediate vicinity of Crusader ambitions, as the only strong and semi
independent Armenian chieftains left in the region.
One of the earliest important Rubenid gains was made by Toros
(period of leadership, 1102-1129), the grandson of Ruben, when he
278 Ani Atamian Boumoutian
one hundred years the seat of the catholicosate, despite the fact that for
most of this period it was deep in Muslim-held territory.
Meanwhile, Toros was proving himself an able leader. By 1148, the
year of the Second Crusade, the Rubenids had recaptured Vahka from the
Byzantines and had reestablished Rubenid power in Anazarba and other
areas. At the same time, the growing power of Zangi’s son, Nur al-Din,
particularly after the latter’s capture of Damascus in 1154, forced the
Crusader states into a closer alliance with Byzantium. Reginald of
Chatillon, prince of Antioch, agreed to retake the Cilician cities on the
coast for the Greeks (Byzantines), but then failed to hand over the territory
to Byzantium. When the Greeks subsequently refused payment for the
attack, Reginald sought and received Toros’s cooperation in seeking
retribution, and, in one of the least glorious and most wasteful episodes
of the Crusades, the two leaders combined forces in raiding and looting
the Greek island of Cyprus. A short time later the emperor Manuel
Comnenus counterattacked and marched through Cilicia, took Toros by
surprise, and reduced the area to its already legal status of Byzantine vassal
state. It was for but a short period, however. Baldwin, king of the Crusader
state of Jerusalem, now allied through marriage with Manuel, mediated
on Toros’s behalf, probably as thanks for Toros’s military aid the previous
year, and the Armenian leader soon regained control— albeit under nom
inal Byzantine suzerainty—over Cilicia.
Toros succeeded in keeping on generally cordial terms with both the
Seljuks and the Crusaders. He made what appears to be the first attempt
to ally the two dominant Cilician Armenian families, by marrying his
daughter to the son of the Hetumid leader, though the bride was later
repudiated. Most important, he created over a period of years the begin
nings of an Armenian Rubenid state, coming to peaceful terms with the
Byzantines and receiving limited Byzantine recognition of his position in
Cilicia. He was an active participant in regional military affairs. He
established friendly relations with Prince Bohemond III of Antioch by
helping him gain the throne against the claims of Bohemond’s mother. In
1164 Toros joined a combined force of Crusader and Byzantine troops
against Nur al-Din and later helped negotiate the release of Bohemond
and the Byzantine commander from Muslim capture. Toros’s consolida
tion of land and his prestige were such that one contemporary Western
source referred to Cilicia as “the land of King Toros.’’
Toros died in 1169, at a critical time for all of Asia Minor and
Palestine. Saladin (Salah al-Din) had by that date conquered Egypt and
280 Ani Atamian Boumoutian
were ready to accept the terms, but the citizenry, particularly the largely
Italian commercial interests, who feared Armenian competition, re
belled and established a commune to govern the principality. Levon had
obviously lost the first round of his fight for Antioch.
Levon had managed, however, shortly before his coronation, to
marry his niece Alice to Bohemond’s son, Raymond. Soon after the
birth of their son, Raymond Ruben, the boy’s father died. Given
Bohemond’s advanced age, Antioch was sure to be governed by an
Armenian regency if Raymond Ruben was upheld as heir, against his
uncle, the Count of Tripoli. A protracted struggle ensued, with the
pope and German emperor, the recent supporters of Levon’s elevation
to kingship, committed to the child’s claim, and the Count of Tripoli,
allied with Antioch’s Pisan and Genoese merchants and the still-dis
gruntled Templars, against him. Even had Levon been willing to
restore Baghras to the Templars as the pope requested, the popular
sentiment in Antioch against the Armenians was too strong. The war
of the Antiochene succession dragged on for the next quarter of a
century. Old Bohemond of Antioch died in 1201, but Levon was too
distracted by Seljuk raids into Cilicia to press the Armenian claim.
Eventually, the Count of Tripoli, Bohemond’s younger son, succeeded
his father, thereby ending Levon’s hopes of uniting the two states.
Levon’s second and, for Cilicia itself, more serious crisis arose as
a direct result of his coronation and was to plague the kingdom until its
fall. This was the question of doctrinal and liturgical unity with the
Roman Catholic Church, which the papacy had attempted to impose
since the First Crusade. In granting Levon a royal crown with the consent
and blessing of the pope, the German emperor as well as Rome expected
acknowledgment of the pope as the head of Christendom. Whether
Levon had agreed to such acknowledgment beforehand is unknown, but
once crowned, he tried to allay the fears and anger of the Armenian
clergy by requiring them only to make minor changes in the Armenian
liturgy and only to concede a “special respect” to the pope as the
successor of St. Peter. An early and apolitical Armenian supporter of
unity with Rome was Nerses of Lambron, Bishop of Tarsus, but the
cause found no leadership among the Cilician clergy after his death in
1199 and no widespread support at any time. As the thirteenth and
fourteenth centuries wore on, the conflict over unity caused a serious
rift not only between the Armenian crown and clergy but between the
clergy of Greater Armenia and of the Cilician kingdom as well. The
dispute over ecclesiastical unity with Rome became an issue that was
CILICIAN ARMENIA 283
The nature of the kingdom created in Cilicia by Levon and his successors
differed greatly from that of the Bagratid dynasty and was, due to a
century of close contact with the Crusaders, a decidedly Armenian-
Western hybrid in certain respects. The relationship of the king to the
nobility was essentially a Western feudal one of sovereign to vassal,
rather than the earlier nakharar system of “first among equals.” This
relationship did not develop immediately or completely. As late as 1215,
certain Cilician nobles still reserved the right to levy trade duties on
foreign merchants, despite royal agreements of exemption, and through
out the life of the kingdom, the nobility had a voice in the question of
succession. Western feudal law, specifically the Assizes of Antioch
(which has survived only in its Armenian translation), was used to judge
cases involving the court and nobility. Armenian nobles were knighted
in the European tradition, and jousts and tournaments, unknown in
Greater Armenia, became popular sport. Latin and French terms of
nobility and office were used in place of Armenian equivalents: “paron”
(“baron”) rather than nakharar, and “gonstapl” (“constable”) rather than
sparapet. The alphabet itself was extended to accommodate certain new
sounds introduced by Western languages, thus the Armenian letters o
and f. French and Latin became secondary languages at the royal court.
The nobility, as surviving manuscript illuminations and chroniclers'
descriptions reveal, also adopted Western feudal dress. European, par
ticularly French names, such as Raymond, Henri, Etien, Alice, Isabelle,
and Melisende, became popular among members of the royal court. This
was an age where alliances and agreements were often sealed by
marriages, and the amount of intermarriage with the Cilician nobility,
primarily Armenian noble women, meant that there were those of
Armenian blood in the courts of every Crusader state, in Byzantium, and
even in European noble families. Frequently, in order to facilitate these
marriage alliances, Armenian nobles converted to Catholicism and the
Greek Orthodox faith.
On the level below that of nobility, Cilicia was a heterogenous
society, where the Armenian dealt with European, Greek, Jew, Eastern
Christian, and Muslim on a daily basis. While there exists very little
284 Ani Atamian Boumoutian
Sis, Tarsus, Lambron, Anazarba, and Mamistra were the seats of arch
bishops. Sources list up to sixty monastic houses in Cilicia, though the
location of many of these remains unknown.
King Levon I died in 1219, after one of the longest rules in Cilicia. Asia
Minor and Palestine had a far different political configuration at his
death than at the beginning of his rule. The Crusaders, led by the
Venetians, had invaded the center of Christian power in the East,
Constantinople, in 1204, forcing the Byzantine emperor to set up an
empire-in-exile in Nicea. Farther east, Saladin’s united Syria and Egypt
was the stronghold of Muslim power in the region and an equal, if not
greater, threat to Cilicia than the Seljuks. Europe recognized that threat
to their own status in the region and sent the Fourth Crusade in 1215,
which tried but failed to invade Egypt and check Saladin’s power.
Levon at his death named his only child, Zabel (Isabelle), as his
heir, but his grandnephew, Raymond Ruben of Antioch, with papal
support, seized the throne. The Armenian nobility ousted and im
prisoned Raymond Ruben and installed the young Zabel on the throne,
with Constantine, a Hetumid noble, as regent, an action that marked the
beginning of Hetumid rule in Cilicia. With the Seljuks occupying the
western Taurus Mountains and threatening another invasion, Constan
tine sought an alliance with Antioch and arranged for Philip, the son of
the Prince of Antioch, to marry Zabel, insisting, however, that the groom
become a member of the Armenian Church. Whatever Zabel’s feelings
about her new husband, the Armenian nobility were not pleased. Philip
seemed to disdain Armenian customs—it is said that he refused even to
grow a beard—and was in Antioch more than in his adopted country. In
1224 he was arrested and poisoned in prison. Constantine saw an
opportunity to consolidate Hetumid influence in Cilicia and married his
own son, Hetum, to the widowed Zabel, then only fourteen years of age
and three years Hetum’s senior. Queen Zabel is one of the few female
personalities mentioned by sources on Cilicia, and certainly the strong
est. Upon her first husband’s murder, she fled to the protection of the
Knights Hospitaller rather than remain in Cilicia, and she refused for
several years to live with her new husband. By 1230 she relented and
the two were crowned at Sis, thus officially giving an equal share in
governing the kingdom to the Hetumids.
286 Ani Atamian Boumoutian
Cilicia’s alliance with the Mongols against Egypt. For twenty days the
Mamluks devastated the country, killing thousands, taking thousands
more as prisoners and slaves, and setting fire to the cathedral at Sis
and looting its treasury. The port of Ayas was destroyed, with serious
consequences for the Cilician economy. The Armenians under Smbat
the Constable fought as best they could, but they were hopelessly
outnumbered. Hetum returned to find his country in ruins and retired
to a monastery, abdicating in 1269 in favor of his son, Levon II
(1270-1289).
Levon’s reign was marked by a wave of invasions into Cilician
territory by the Mamluks and by Turkmen and Kurdish bands. Levon
was forced to sign a ten-year treaty with the Mamluks, requiring him to
pay a high annual tribute in return for the safety of his people. Levon
died in 1289, leaving the oldest of several sons, Hetum, to succeed him.
At a time when strong leadership was needed, Hetum II’s reign,
or rather series of reigns (1289-1293; 1295-1297; 1299-1307) marks the
nadir of Cilician rule, checkered with fractious family and factional
strife that was to characterize the kingdom’s political history until its
fall. Despite Levon II’s treaty, the Mamluk threat still loomed, and in
1292, Hromkla was invaded, the catholicosate and its reliquaries and
treasury looted, and the catholicos, Stepannos IV, taken captive. Hetum
abdicated in favor of his brother, Toros (1293-1294) and, a devout
convert to Catholicism, entered a Franciscan monastery. He was per
suaded to resume the throne two years later. During his second reign,
he married his sister to Amaury (Amalric) de Lusignan, brother of the
king of Cyprus, whose children would later inherit the Cilician throne.
Hetum traveled to Iran to reforge an alliance with the Mongols and from
there went to Constantinople to do the same with Byzantium. Upon his
return, he found that his brother Smbat 1(1297-1299, not to be confused
with the High Constable) had seized the throne. Hetum and his brother
Toros were imprisoned, the latter strangled, and Hetum partially
blinded. Another brother, Constantine I (1299), overthrew Smbat, de
clared himself king, and released Hetum. One year later Hetum had
gathered enough support to retake the throne and exiled both Smbat and
Constantine to Constantinople.
Hetum’s strongly and openly pro-Roman sentiments no doubt
were a factor in his overthrow. It was characteristic of the Cilician period
that it was the kings, rather than the catholicoses, who controlled the
course of Armenian-Roman church relations, and with distant Hromkla
sacked in 1292, Hetum took the opportunity to move the catholicosate
288 Ani Atamian Boumoutian
to Sis, the political capital, where this control could be better exercised.
In this period those dismayed with Cilicia’s “Romanizing” tendencies,
particularly those in Greater Armenia, found a leader in Stepanos
Orbelian (d. 1304), the metropolitan bishop of Siunik. His poem Voghb,
or “Lament,” reflects his sentiments on the pro-papacy direction of the
catholicosate in Cilicia.
Shortly before Hetum abdicated for the final time to enter a
monastery and left his throne to his nephew Levon III (1305-1307;
co-ruler since 1301), the Mongol leadership dealt the Christian world a
devastating blow by declaring its conversion to Islam. Still uncertain if
this meant the end of hopes for alliance against the Mamluks, Hetum,
now as a Franciscan friar, King Levon III, and about forty Cilician
noblemen visited the Mongol emir at Anazarba. Their question of an
alliance was answered when all were treacherously put to death.
More civil strife ensued. The throne passed to another of Hetum
II’s brothers, King Oshin (1307-1320). In a bid for European military
assistance, two Armenian church councils were held, at Sis in 1307 and
at Adana in about 1316, at which a number of Armenian clergy and
nobles formally agreed to conform to Roman liturgical and doctrinal
practice, including recognition of the pope. There rose to the surface
intense anti-Roman sentiment, which soon became a general anti-West
ern reaction. King Oshin was poisoned in 1320. When his son and
successor Levon IV (1320-1341) had both his own wife and stepfather
killed and married the widowed queen of Cyprus, the Cilician nobility
saw it as evidence of Levon’s pro-European policy and rose up and
murdered him in 1341.
The Lusignans
This chain of events left few living and legitimate contenders for the
Cilician throne. The only ones left, in fact, were the nephews of Hetum
II, the children of Amaury de Lusignan. Thus it was that the Cilician
throne passed from a series of Armenian kings who were pro-Western
in sentiment to a line that was European in culture and upbringing, and
not at all popular with the Armenians. The first Lusignan king, Guy
(1342-1344), in an effort to please his Armenian subjects, assumed the
more Eastern, though Greek, name of Constantine. He reigned for a brief
two years before being murdered. It is a significant indication of the
political chaos in Cilicia at this time that there are no reliable Armenian
CILICIAN ARMENIA 289
sources and few sources of any kind relating to events of this period.
Constantine was succeeded by a cousin, another Constantine (1344-
1362), who is frequently identified with yet another cousin Constantine
(1367-1373). During the interim, it is unclear as to who was on the
throne. An illegitimate Lusignan nephew, Levon (later Levon V), is said
by some sources to have held power from 1363 to 1364. In any event,
King or the Kings Constantine considered it more realistic to undertake
a policy of appeasement to the Mamluks, by ceding to them pieces of
the kingdom, in return for the safety of its inhabitants. The last Constan
tine, sensing the desperateness of his country’s situation, went so far as
to sign a treaty surrendering rule of the kingdom, providing that the
safety of the Armenians would be honored. The Armenian nobility
opposed this treaty and murdered him in 1373. After a one-year regency
by Constantine’s widow, the Lusignans were recalled to the throne, and
Levon V (1374-1375) and his wife, Margaret of Soisonns, were crowned
at Sis (Rudt-Collenberg, 1980).
It was a short and unhappy reign. The Mamluks dealt their final,
crushing blow to Cilicia in 1375; the royal family was taken captive to
Cairo and Cilicia came under Mamluk domination. Levon was ransomed
and went to Europe, traveling from court to court to enlist Europe’s aid
in recapturing his kingdom. He died in 1393 in Paris and was given the
honor of burial in the church of St. Denis, the traditional medieval resting
place of the kings of France, where his tomb can still be seen today.
Though the Cilician kingdom was at an end, the Mamluks did not
hold Cilicia for long, and the Armenians who remained there came under
Turkic domination around the turn of the century. Those Armenians who
could fled the area, many eastward to Iran and Greater Armenia; some,
particularly merchant families, westward, to found or add to the Arme
nian communities of the diaspora in France, the Netherlands, Italy,
Spain, and Poland. By the early sixteenth century, all of Cilicia, as all
of Asia Minor, had passed to Ottoman Turkish control. A few semi-
autonomous mountainous principalities such as Hadjin and Zeitun sur
vived until the nineteenth century.
What tangibly remains of the Cilician kingdom arc written records
(few translated into English) and works of art. All important sources on
the period have been printed and many translated. Cilicia had what came
to be a distinctive dialect from that of Greater Armenia, and some
linguists trace the origins of modem Western Armenian to the language
of the Cilicians. The works of art that have survived include fine
examples of silver and other metalwork and coins, but especially manu
290 Ani Atamian Boumoutian
For the sources of, or more information on, the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
Lords
Ruben, d. 1095
Constantine, 1095-1102
Toros, 1102-1129
Constantine, 1129
Levon, 1129-1140
Toros, 1144-1169
Ruben. 1169-1170
Mleh, 1170-1175
Ruben. 1175-1187
Levon, 1187 to 1199 (as lord)
Kings
Levon I. 1199-1219
Queen Zabel (Isabelle), 1219-1223 (co-ruler with Philip of Antioch to 1223,
co-ruler with Hetum to 1252)
Hetum 1 ,1226-1270 (co-ruler with Queen Zabel [Isabelle] until her death in 1252)
Levon II, 1270-1289
Hetum II. 1289-1293
Toros, 1293-1294
Hetum n. 1294-1297 (second reign)
Smbat, 1297-1299
Constantine. 1299
Hetum n, 1299-1307 (third reign)
Levon ID, 1301-1307 (co-ruler with Hetum II)
Oshin, 1307-1320
Levon IV. 1320-1341
Constantine II (Guy de Lusignan). 1342-1344
Constantine III, 1344-1362
Levon V (Lusignan), 1363-1364
Constantine IV, 1364-1373 (considered a usurper by some; sources mention
a Queen Mary as regent from 1369-1374)
Levon V, (Lusignan) (second reign) 1374-1375
12
MEDIEVAL ARMENIAN
LITERARY AND
CULTURAL TRENDS
(Twelfth-Seventeenth Centuries)
Peter Cowe
Previously Armenia’s closest literary and artistic contacts had been with
Byzantium and Jacobite or West Syrian Christianity. At one time the
Armenians even protected the Syrian patriarch Michael in the
catholicosal residence at Hromkla. However, as these Christian commu
nities became increasingly subject to new Muslim administrations, a
greater Eastern influence becomes apparent on Armenian genres and
aesthetic. Similarly, whereas Byzantine models had been seminal in the
development of the Armenian prose tradition, a partial shift in emphasis
emerges toward the recultivation of poetry for narrative, didactic, and
other functions, as had been the case before the invention of the script
and was still maintained by the oral bards (gusans).
This transition is already visible in the eleventh century and is
well exemplified by the career of Grigor (Magistros) Pahlavuni, a
learned prince of the Pahlavuni family. He gained his title as a
Byzantine official with jurisdiction over the region of Mesopotamia
and shared Hellenophile interests with the then-catholicos Petros
Getadardz, with whom he was in regular correspondence. Moreover,
he was the only premodern Armenian writer to elaborate his private
letters for publication according to classical practice. These he com
posed with studied Byzantine obscurity of style and fascination with
ancient mythological lore (Magistros, 1910).
At the same time, as he demonstrates in his grammatical compila
tion, he became enamored with Arabic and exercised himself to learn
the language in order to become acquainted with its literature. Thus,
finding himself in Constantinople in discussion with an Arab named
Manuche who denigrated the Bible for not being in verse, he undertook
MEDIEVAL ARMENIAN LITERARY AND CULTURAL TRENDS 295
maintained into more modem times in the folk songs of the Armenian
community of Agn. Predominantly devoted to the theme of love, they
treat this in a direct and often humorous vein, either representing the
lover’s address to his beloved or an exchange between them. They were
intended to be sung to the accompaniment of stringed instruments.
In contrast to these, lyric poems in a higher poetic register would
be sung unaccompanied, as in Persian. Moreover, the importance of the
melody to the overall effect is frequently stressed by writers on style.
Thus Vardan Areveltsi (d. 1271) comments: ‘The melody of the tagh
song should be suitably composed so that it moves sweetly and modu
lates at an appropriate point in the proper way . . . when verses’ words,
melody, thought and metre cohere, then the tagh is most apt and fitting”
(Areveltsi, 1981, pp. 198-99).
In many instances an attractive melody would be reutilized by later
poets and might then serve as the nucleus of the compositional process
to which apposite lyrics would be devised. Unfortunately, few such
melodies have survived from this period.
This raises the more general question of transmission. Whereas the
gusan poems were composed orally and handed down by word of mouth,
these others were created by literate poets (sometimes referred to as
kertogK a caique on the Greek poietes) and circulated in collections
known as tagharan, which were transcribed along with most prose works
in monastic scriptoria and reflected the tastes of this more educated class
to which many of the poets belonged. Copyists employed a utilitarian
aesthetic according to which a rigid distinction was usually made between
what was useful (pitani) or of general moral edification and what was
viewed as ephemeral or of local or individual interest and hence less likely
to be preserved. This accounts for the largely religious nature of most of
the medieval Armenian material. However, from about the sixteenth
century, some collections start to admit hayren compositions as well.
Literary Language
Legal Texts
compilation of 251 articles was completed in 1184. About the same time
complaints came to the Catholicos Grigor Tgha (1173-1193) from various
localities stating that Muslim officials did not accept the Armenian form
of justice and therefore insisted that cases be tried in their courts. When a
thorough inventory of the library at Hromkla failed to uncover a civil code,
a learned Syrian priest named Theodos was commissioned to translate the
Syro-Roman Law Code, while Nerses Lambronatsi (Nerses of Lambron)
translated the Mosaic Law, the codes of Constantine and Leo, and military
regulations from Greek. These latter collections seem to have had rather
limited practical effect; however, Gosh’s manual laid the foundation for
all subsequent Armenian legal thought in our period.
Gosh regarded his task as synthesizing the main legal corpora of his
day, punctuating them with his own insights and reflections. Structurally
he closely follows the kanonagirk and Davit’s penitential. The third
written source he employed is the Bible, especially the legal sections of
the Old Testament, which he quotes verbatim with comment, usually to
mitigate the severity of punishments imposed. For example, in the case of
settling up the wages for orchard workers, he notes that this should be
done justly, despite regional variations. However, if any cheating should
occur, the thief is to repay double the amount, not four times as in the
Mosaic law. However, perhaps the most valuable facet of his presentation
is his citations of oral customary law, for example, with regard to adultery:
“If the guilty party had remorse after separation and the couple wished,
they could remarry—we speak as we have heard” (Gosh, 1975, p. 40).
Although Gosh did not envisage himself as a lawgiver or his work
as a law code in the sense of the Code Napoldon, offering a systematic
treatment of legal issues based on first principles, nevertheless, certain
precepts are discernible in shaping its provisions. As a cleric and
monastic, it was natural for him to seek to ensure the monasteries’
well-being against encroachment by neighboring landlords. Hence, for
example, if someone bequeathed land to the church during ill health and
then recovered, that codicil in his will could not be altered. He also
desired to protect the peasantry from abuse by putting a ceiling on taxes
and prohibiting usury, which could ruin farmers in a series of bad
harvests. Moreover, where possible, he strove to eradicate regional
differences, supplanting these with others of more general application.
It is also significant that Gosh regarded Muslims as legally equal to
Christians and hence opposed levying a religious tax.
Within the next century Gosh’s formulation was twice redacted to
take account of changed sociopolitical conditions. Whereas the original
300 Peter Cowe
that of Poland, where the manual was already in use in the fourteenth
century. As Armenian commerce expanded its significance and won
special concessions from the crown, protests started to be lodged and
disputes arose with local merchants in centers such as Lvov. The upshot
was cases involving murder or physical injury, damage to property, and
theft were to be tried at the city tribunal; the rest were to be tried by the
local judge along with the Armenian elders on the basis of Armenian law.
Because of suspicions concerning the precise nature of Armenian law,
which was inaccessible to the local judiciary, the collection was translated
into Latin for King Sigmund I in 1519. Upon review, it was approved with
certain changes. Soon afterward this version was translated into Polish,
the earliest manuscript dating from 1523. Later in the same century the
document passed from Polish into Kipchak, an extinct Turkic dialect, most
of whose literature was created by Armenians in their own script as they
lost facility in the Armenian language itself. Thereafter, it was employed
by the Armenian colonies of Astrakhan and Nor Nakhichevan within the
Russian Empire and in India, as well as elsewhere. In the mid-nineteenth
century, the Indo-Armenian writer Avdall mentions that the British courts
there still referred questions of hereditary bequests and wills to the
Armenian bishops for clarification (1841, p. 247).
Medicine
I was trained in the writings of the Arabs, Persians and Greeks. I saw
in the writings they have that they possess the art of medicine full and
complete according to the first wise men (Galen. Hippocrates, etc.)
i.e. diagnosis, which is the wisdom and teaching of the an of medi
cine. But among the Armenians I did not find the instruction and
wisdom of diagnosis at all, but only treatment and that not systematic
and comprehensive, but brief and eclectic, compiled from various
sources. (1971, p. 247)
302 Peter Cowe
His survey deals with two hundred diseases giving rise to fever, includ
ing typhoid and malaria, on the basis of several Greek and Arab
authorities.
Apart from facilities attached to monasteries, it is known that
Queen Zabel (Isabelle) established a hospital in the Cilician capital of
Sis in 1241. There are also contemporary translations of parts of
Avicenna’s Medical Canon and Abu Sa’id’s anatomy as well as a
veterinary tract entitled “Concerning the Horse and Other Beasts of
Burden.” In the next century Grigor Kiliketsi compiled a medical
dictionary composed of 330 entries regarding drugs and their prepa
ration and a second portion devoted to various conditions and their
treatment. However, the major contribution to the advancement of
A rm enian m edicine was made by the fifteenth-century w riter
Amirdovlat Amasiatsi (Amirdovlat of Amasia), most of whose auto
graph copies are preserved in the Matenadaran Institute of Manu
scripts, Erevan.
Taken together, Amasiatsi’s works form an Armenian version of
Avicenna’s great collection. One of his first treatises, the Akhrapatin of
1459, parallels the fifth book of the canon, treating pharmacology in
twenty-five chapters. Number twenty-three provides a table with the
appropriate terms listed in Armenian, Greek, “Frankish,” and Persian.
His “Utility of Medicine” (Ogut bzhshkutian) of 1469, based on books
one, three, and five of the canon, concentrates on anatomy and pathol
ogy. Among the over 200 ailments treated, twenty chapters are given
over to eye disease (1940). Five years later he produced another study
devoted to vital signs, which considers techniques for drawing blood.
His most extensive work, however, encompassing 3,700 entries, is a
medical dictionary (Angitats anpet) similar to Avicenna’s second book
in which Arabic, Turkish, and Latin are added to the arsenal of languages
employed in his earlier treatise (1926).
His impact on the subsequent development of medicine is clear
from Buniat Sebastatsi’s (Buniat of Sebastia) redaction of his “Utility
of Medicine” in 1626. Sebastatsi produced a work of his own, the “Book
of Medicine” (Girk bzhshkutian tomari) four years later in fifty chapters,
in which he directs special attention to psychological and nervous
disorders (1644). His contemporary Asar Sebastatsi had produced a
similar account of practical medicine some years previously entitled “On
the Medical Art” (Girk bzhshkakan arhesti) in 140 chapters (1993).
Thereafter, increasingly Armenians were exposed to Western medical
approaches. Thus, for example, Giorgio Baglivi (1668-1707), an orphan
MEDIEVAL ARMENIAN LITERARY AND CULTURAL TRENDS 303
Monastic Life
Historiography
The demise of the old aristocratic houses meant that historiography was
viewed even more as an ecclesiastical discipline (except for a few texts
from Cilicia, such as the annals of Hetum II, spanning the years 1076 to
1296). Individual works often were commissioned by a catholicos who
wished to preserve a record of contemporary events. However, building
on the tradition of Movses Khorenatsi (Moses of Khoren), it became the
norm to preface this main portion with an epitome of earlier history,
traced back to the country’s Christianization by Kirakos, to the origin
of the human race by most practitioners of the genre, and to creation
itself by Vardan Areveltsi. The chronographic approach was much
cultivated during the twelfth-seventeenth centuries, from large under
takings such as Samvel Anetsi’s (Samuel of Ani) work, which extended
until 1180, to the widespread band of largely anonymous continuators
who expanded the original chronicle sometimes for centuries by record
ing events of more local significance. Along with manuscript colophons,
these are particularly important for the sixteenth century, as there is no
major treatment from the conclusion of Tovma Metzopetsi’s (Thomas
of Metzop) “History of Leng Timur” (1385-1440) until those of Grigor
Daranaghtsi and Arakel Tavrizhetsi (Arakel of Tabriz) covering the
years 1602-1662. In addition to national history, one work by the local
metropolitan, Stepanos Orbelian, concentrates on the region of Siunik.
It is unusual in the amount of archival and inscriptional documentation
it provides.
Granted the breadth of Armenia’s international contacts, it is
hardly surprising that an effort was made to acquaint Armenian readers
with neighboring cultures. Thus Vardan Areveltsi translated the chron
306 Peter Cowe
icle of the Syrian patriarch Michael (d. 1199) with the assistance of the
priest Ishokh. Almost contemporaneously, an early version of the Geor
gian chronicle was rendered, circulating under the name Juansher. In the
fourteenth century Nerses Palianents, the Latin archbishop of
Manazkert, translated a chronicle of the Pole, Fra Martinus. Despite their
diversity, they are all loose renderings, those responsible appropriating
their sources to various degrees by inserting material of direct Armenian
interest. Developing the ethnographical excursus on the Turks in
Michael’s work, a thirteenth-century epitomator added a new section
discussing the Mongols, or “Nation of Archers.” The latter theme was
also explored by Hetum of Korikos, constable of Cilicia from 1294 to
1305, in his La Flor des Estoires de la Terre d ’Orient, which he wrote
for Pope Clement V.
Scribal Arts
Higher Education
Poetry
In addition to the rhetorical study of the Bible and other texts, students
were also trained in poetic composition. To assist beginners, word lists
of appropriate synonyms for use in verse were prepared. Although many
did not aspire to lofty lyric accomplishments, they nevertheless utilized
the skill they attained in composing colophons to the manuscripts they
copied in which a verse component became increasingly popular. Apart
from m editating on liturgical hymns, particularly since Grigor
N arekatsi’s (Gregory of Narek) “Book of Lamentation” (Matian
voghbergutian), poetry became an integral part of monastic spirituality.
Side by side with the more intellectual tradition represented by Evagrius
and the commentaries written on his corpus by such figures as Grigor
Skevratsi (d. ca. 1230), Kirakos Erznkatsi (d. 1355), and Matteos
Jughayetsi (Matthew of Julfa) (d. ca. 1412) was a more affective strain
emphasizing contrition and tears of compunction.
Some poems, such as those of Grigor Tgha, seek to emulate
Narekatsi’s verse. His uncle Shnorhali designated his major poem Hisus
Vordi (Jesus the Son) a voghbergutiun (elegy/lamentation) like the
matian. Each point in the retelling of sacred story is punctuated by
reflections on the state of the soul, the awareness of sin and alienation,
and prayer for reconciliation for appropriation in private devotions.
Many ecclesiastical poets cultivated the genre of the personal lament
(voghb) as a means of self-examination and confession. At times this
becomes a psychomachia, utilizing the age-old form of a dialogue
between the two opposing principles in the human composition of flesh
and spirit. When the latter, according to Khachatur Kecharetsi
(Khachatur of Kechar) (d. 1331), poses the question of how the flesh
had misled it into a shallow accommodation with this transient life, it
receives the sobering response:
An indication of the deep bond between master and pupil in this period
is the frequency with which the latter would write his mentor's life. In
addition to a prose vita, poetic treatments were also common. At first
these were eulogistic laments on their teachers' passing, praising their
MEDIEVAL ARMENIAN LITERARY AND CULTURAL TRENDS 311
Religion
Laments
For those who had gone to foreign parts, whether in pursuit of trade or
as a result of expulsion, the motherland continued to exert a gravitational
pull on their emotional allegiance. Their feelings of yearning and loss
are eloquently channeled into another genre, the song of the exile
(pandukht, gharib). These regularly lament the dmigrd's alienation, lack
MEDIEVAL ARMENIAN LITERARY AND CULTURAL TRENDS 315
ness.” Other poets employ the rose and nightingale motif in a fascinating
range of contexts unexplored by surrounding cultures.
Songs of earthly love are usually divided into two categories, one
eulogizing the physical attributes of the beloved woman (govasank), the
other the outpouring of the poet’s unrequited love (gangat). The former
follows a broad Middle Eastern pattern of cataloging the young
woman’s external attractions in an extremely stylized sequence (some
times in an alphabetic acrostic) with increasingly elevated similes.
Finally the poet is forced to confess her beauty absolutely peerless and
incomparable. A typical example is provided by Hovhannes Tlkurantsi
(John of Tlkuran):
His beloved is so elusive that his soul wanders over hill and dale like a
dervish in search of her. Gradually a note of melancholy insinuates itself
into the tone, especially when he compares himself to the nightingale
lamenting the absence of its rose. In urging the petals to open it is pierced
by the thorns. In contrast, Naghash Hovnatan is more direct and earthy
in his expression, as in his attempt to woo a widow who, he complains,
displays unnecessary coquetries to tease him.
Alas for you, fair city, that there is no one alive in you.
All have turned to dust: there is no owner in these well-stocked stores.
Would that we had never seen such bewildering things.
Woe on us too if we should become like them— pitiable and fit for
tears. (Akinian, 1958, p. 21)
Zakaria Gnunetsi in the sixteenth century. At the same time they built
on Khachatur’s illuminations of the battle scenes, making the cycle
one of the richest and most developed of nonreligious topics in
Armenian art.
The genre of punctuating a prose narrative with poetic passages
enjoyed wide popularity thereafter in both elevated and folk contexts.
A good example of the former is Eremia Chelebi’s description of the
great fire of Constantinople in 1660, where, in addition to laments, the
kafas offer appropriate paraphrases from scripture and moral advice, in
the folk idiom the form was exploited by the ashugh (from the Arabic
term ashik, for “lover”) successor to the gusan, who appears first in the
Armenian community in the figure of Nahapet Kuchak and a larger
group from New Julfa in the next century, presumably under the
patronage of the merchant (khodja) class.
The prototype of this kind of poet is found at the end of the
fifteenth century significantly at the Safavid court. There rivals such
as Kurbani and Kureni brought Azeri folk meters such as the qoshma
to new levels of accomplishment. Their prose romances (hikaye) were
interspersed with various verses of the sort we have already seen in
praise of beauty, heroism, social criticism, and moral advice. This
same pattern is also observable in the Armenian cycle of the Sasna
Dzrer (Daredevils of Sasun), especially the third phase centering on
Sasuntsi Davit (David of Sasun), who is not only a warrior but also a
singer and poet. Another of the genres describing significant military
or political events (destan) has had a long history; it even was utilized
by contemporary folk poets to describe atrocities committed against
the Armenian population of Sumgait and Baku in the last few years.
A number of the Armenian practitioners studied under Turkish mas
ters. As many made a livelihood by going on tours of eastern Anatolia
and Caucasia, like the most famous of them, Sayat Nova (1712-1795),
they composed a large part of their compositions in Azeri Turkish, the
lingua franca of the region. As a result of these contacts, Armenian
variants developed on the tale of the Robin Hood figure, Koroglu and
his band, loosely based on historical events surrounding the Jelalian
revolt at the turn of the seventeenth century. The Armenian ashughs
held a special devotion toward Surb Karapet (St. John the Baptist), the
murazatu (bestower of desires), and organized annual competitions in
their art during the pilgrimage to celebrate his feast day at his shrine
in Mush.
MEDIEVAL ARMENIAN LITERARY AND CULTURAL TRENDS 321
Printing
The rise of the Armenian merchant class had a significant cultural
impact. Figures such as Tigran Honents at Ani in the thirteenth century
had already assumed the traditional aristocratic patronage of dedicating
churches. Their interests and superstitions were obviously to a large
extent behind the early experiment in printing by Hakob Meghapart at
Venice in 1512-1513, and their financing supported the later presses,
which sprang up in Constantinople (1567), Lvov (1616), New Julfa
(1638), Amsterdam (1660), Livorno (1670), and in India later. They are
thus the nucleus of the modem reading public. Moreover, at New Julfa
they established their own school where, as in the case of the poetry they
encouraged, the medium of instruction was the colloquial vernacular
(ashkharhabar). Textbooks such as Ghukas Vanandetsi’s Gandz chapoy
(Treasury of Measures: Amsterdam, 1699) catered to their needs, offer
ing a conspectus of the weights, measures, and monetary units in use all
over the world as well as interesting details about the national charac
teristics of the Europeans with whom they would be doing business.
Moreover, their account books provide fascinating insights into eco
nomic conditions in Central Asia where they were active. Their presence
in cities like Milan and Amsterdam aroused the interest of local scholars
in their language and culture and laid the foundations of modem
Armenology through publications such as Francesco Rivola’s Armeno-
Latin dictionary (1621) and grammar (1624) and Johann Joachim
Schroder’s more encompassing Thesaurus linguae Armenicae (1711).
Their artistic patronage was an important conduit in the transmission of
Western styles and motifs, as in the Bible of Ghazar Baberdatsi (Lazar
of Baberd) (MS. no. 351 in the Matenadaran, Erevan), which was
commissioned in Lvov in 1619, employing the iconography of many of
the illustrations of the De Bry Bible of 1609 from Mainz. Thereafter the
style spread to New Julfa, where it became very popular. Similarly, the
celebrated first printing of the Armenian Bible by Oskan Erevantsi at
Amsterdam in 1666 has a series of woodcuts inspired by Dtirer.
Crafts
Erznka, which for a long time was primarily an Armenian city whose
bazaars and wares (fabrics, copper utensils, and lampstands, etc.) were
extolled by the Arab traveler Ibn Battuta on his visit in 1333. The
indefatigable cleric Hovhannes drew up an interesting set of statutes for
its confraternity in 1280 to promote mutual self-help and raise the moral
tone of the community. Subsequently, more specifically guild structures
emerged regulating the conduct of particular professions, including the
ashughs, some of whose regulations are preserved from the eighteenth
and nineteenth centuries. Special mention must be made of the Arme
nian pottery in Kutahia, which gained priority over Isnik in the seven
teenth century. Among the churches and mosques adorned with its
craftsmanship is the Monastery of St. James in Jerusalem. Status sym
bols of many gospels commissioned by merchants are the books’
elaborate gilt and silver covers. The covers testify to the skill of
goldsmiths in such major centers as Constantinople and New Julfa,
which attracted artisans from all over the Armenian world. Metal objects
from Tokat and Erzerum also attained a high degree of finesse by the
seventeenth century.
Seventeenth-Century Revival
For the sources of. or more information on. the material in this
chapter, please consult the following (full citations can be found in
the Bibliography at the end of this volume).
Baltrusaitis, Jurgis, and Dickran Kouymjian. 1986. "Julfa on the Arax and Its
Funerary Monuments." In Armenian Studies/Etudes Arminiennes: In
Memoriam Haig Berbtrian, ed. Dickran Kouymjian. Lisbon.
Barkan, O. L. 1958. "Essai sur les donnles statistiques des registres de recensement
dans 1’Empire ottoman aux XV* et XVI* sifccle." Journal o f the Eco
nomic and Social History o f the Orient. Vol. 1.
Barsoumian, Hagop. 1982. "The Dual Role of the Armenian Amira G ass with the
Ottoman Government and the Armenian Millet (1750-1850)." In vol.
1 of Christians and Jews in the Ottoman Empire, eds. B. Braude and
B. Lewis. New York.
Barton, James L. 1930. Story o f Near East Relief, 1915-1930. New York.
Basmadjian, Gang. 1971. "Armenian Poetry: Past and Present." Ararat (Spring).
Bauer-Manndorff, Elizabeth. 1984. Das Friihe Armenien. Vienna
Bedoukian, Kerop. 1978. The Urchin: An Armenian's Escape. London. Published
in the U.S. under the title Some o f Us Survived (New York, 1979).
Bedoukian, P. 1978. Coinage o f the Artaxiads o f Armenia. London.
Bedoukian, P. Z. 1962. Coinage ofCilician Armenia. New York.
Bedrosian, Margaret. 1991. The Magical Pine Ring: Armenian-American Litera
ture. Detroit.
Berb6rian (Perperean), Haig. 1965. Niuter K. Polsoy hay patmutian hamar (Ma
terial for the History of the Armenians in Constantinople). Vienna
Originally published as a series of four articles in Handes Amsorya.
Beylerian, Arthur. 1983. Les grandes puissances: L'Empire Ottoman et les
Arm&niens dans les archives frangaises, 1914-1918. Paris.
Boase, T. S. R. 1978. The Cilician Kingdom o f Armenia. Edinburgh, New York.
Boase, T. S. R. 1979. The Cilician Kingdom o f Armenia. 2nd ed. Danbury, CT.
Borian, B. A. 1929. Armeniia, mezhdunarodnaia diplomatiia i SSSR. Vol. 2.
Leningrad.
Borisov, A. A. 1965. Climates o f the U.S.S.R. Trans. R. A. Ledward. Chicago.
Boumoutian, George A. 1983. "The Ethnic Composition and the Socio-Economic
Conditions of Eastern Armenia in the First Half of the Nineteenth
Century." In Transcaucasia: Nationalism and Social Change, ed. R.
Suny. Ann Arbor.
Bournoutian, George A. 1992. The Khanate o f Erevan under Qajar Rule, 1795-
1828. Costa Mesa, CA.
Bournoutian, George A., trans. 1994. A History of Qarabagh. Costa M esa CA.
Brosset, M. F. 1874. Collection d ’historiens arminiens. Vol. 1. St. Petersburg.
Buniat Sebastatsi (Buniat of Sebastia). 1644. Girk bzhshkutian tomari (Book of
Medicine). Preserved in Matenadaran Institute of Manuscripts no.
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Argishti II. King. 27 Artashes1,26,45-52passim, 78.
Arianism, 89 ArtashesIL 61
AnnBerd. See Erebuni. Artasheshid. 28.48. 50.52.55.61.66.76
Ariobarzanes. 61 Artavan. See ArtawanV.
Aristakes. Catholicos. 84.85 ArtavazdL See ArtawazdI.
AristakesGrid), 306 ArtavazdD. See ArtawazdII.
AristakesLastivertc'i. See AristakesLastiverttsi. Artaxata. See Artashat
AristakesLastivertsi. See AristakesLastiverttsi. ArtawanV.71
AristakesLastiverttsi (Aristakesof LastiveitX Artawazd1.52.54.61.199
174,180.194,195, 233,235-36,242, Artawazd II, 57,60,61
247. ArtawazdUI. 61.62
Aristakesof Lastivert See AristakesLastiveittsi. ArtawazdIV. 61.
AristakestheRhetorician, 255 ArtawazdMamikonean. See Mamikonean
Aristotle. 218,219.237. 308,323 Artawazd.
Arjesh.9.29.132,135.149,169.178,244.252. Artaxata. See Artashat.
262,268. 269 Artaxiad. See Artasheshid.
Arkha. 19.20 Artaxias I. See Artashes1.
Armavir (Armawir). 42,46,51 Artaxias n. See ArtashesII.
Arme-Shupria. 26,32 Artaxiasala, 49
Armentribe, 2 Artaz.82.100,120.133
Armenian History, 43 Artemis/Anahit, 51. 80
Armenios, 33 Arter. 9
Armenoi. 40,41 Artsakh. 8. 15.92. 138.139.146. 157,252.253.
“Annina," 38.40,41 254.267.270,307
Armlniya. 126,147 ArtsakhMountains. 6
Armsames(ArSam). 50 Artsruni, 16.229. See also Arcruni.
Aroandes. 46 Artsnmi/Mankaberdelis. 252
ArpaRiver, 8 Artsruni, Thomas. See TovmaArtsruni.
Arran. 120. 132,133, 178 Artsrunids, 30.32.252.253.263,269. See also
A rt Grammatica, Dionysius Thrax, 218 Arcruni; andnamesof individual
Arsarid(Arshakuni)dynasty, 52, 55.63-93pas Artsruni princes andkings.
sim, 104.149,150,181,212 Artukidsof Aghdznik. 248
Ariak(Arshak). 106 Aruandes.46
Ariak(Arshak) II. 32.85.86.88.89.90 Aru£(Aruch), 123.124.131.155
Ariak(Arshak) ID. 85.91.92.104 Arwastan, 108
Ariakawan. 89. Arzan£n€/AIjnik(Aghdznik), 75,77
Ariakuni. See Arsacid. Arzani, 30
Arsamosata(AriamaSat, Arshamashat), 50 Arzn, 135
Ariamnik, 89.90.118,131, 136,146, 147,150 Arzni. 15
Arshak. See Ariak. Arzu-khatun. 304
Arshakavan. See Ariakawan. Asar Sebastatsi. 302, 322
Arshakuni. See Arsacid(Arshakuni) dynasty. Ashguza. 27
Arshakuni. Arshak. See Ariak(Arshak). Ashkenaz, 27,37
Arshakuni. Khosrov. See Khosrov, King. Ashkharhatsuyts (Geography), Anania
Arshakuni, Pap. See Pap. King. Shirakatsi, 115. 221-22
Arshakuni. Tiran. See Tiran. King. Ashot. See ASot.
Arshakuni. Trdad(Tiridates). See Trdad Ashtishat. 83. 85.88.201. 210.230
(Tiridates), King. Asia. 8.10. 12, 31. 38.41.44.108,129.144,
Arshakuni, Vagharsh. See Vagharsh, King. 235. 243. 244.246, 247.249. 250, 251.
Arshakuni, Vramshapuh. See Vramshapuh. 256,257, 262.264, 267.268, 273,278.
Arsharunik. See Ariarunik. 279.280, 281.284. 286,289. 321
Artabazus. 61 Askanaz. 27
Artagers. 90,131 Asotik. See StepanosAsoghik(Taronetsi).
INDEX 355