3.-IQR-handbook_2019-1
3.-IQR-handbook_2019-1
3.-IQR-handbook_2019-1
Guidance
November 2019
Accreditation by QAA
Contents
About International Quality Review (IQR) 1
Stage 1: Application 5
Stage 3: Review 7
Stage 4: Accreditation 10
Appendices 13
IQR offers your institution the opportunity to demonstrate that your quality assurance
systems conform to international standards. This will be of significant interest to institutions
in working with UK and European partners. It also provides opportunities to:
IQR uses the Standards and Guidelines for Quality Assurance in the European Higher
Education Area (ESG).1 As an applicant institution you will be assessed against ESG Part 1:
Internal Quality Assurance.
IQR benefits higher education institutions by enabling you to analyse and improve their
quality assurance systems. You do this through:
1
See www.enqa.eu/index.php/home/esg.
1
A successful International Quality Review means
that you are eligible to display this QAA International
Accreditation Badge which will demonstrate that your
quality assurance processes are not only effective, Accredited by
but also comparable with international best practice. The Quality Assurance Agency
Valid XX/20XX - XX/20XX
(Dates to be completed when awarded.)
IQR also offers the opportunity of continuing professional development through the
provision of a free delegate place at QAA's International Quality Assurance Programme.
As a member of the IQR community you will have the chance to share best practice with
institutions around the world.
Eligibility will also depend on the outcome of a risk assessment by QAA. For example, QAA
will assess the safety and stability of the environment in which an institution is operating.
QAA reserves the right to revise this assessment in the face of significant events.
In order to take part in IQR, your institution will need to guarantee, at the application stage,
that the review process can be conducted in the English language, and you must be willing
to provide independent translations and interpretation from and into English of documents
and conversations necessary for the purpose of the review.
IQR reviews an institution’s quality assurance and enhancement processes as a whole; it
does not review or accredit individual courses or subjects. A successful IQR review may lead
to accreditation of the institution’s quality assurance and enhancement processes.
IQR does not, nor does it seek to, replace national requirements and does not authorise an
institution to offer programmes outside their national regulatory systems or within the UK
national higher education context. IQR does not confer degree awarding powers and it does
not itself confer any legal or funding benefits on a successful institution.
If you feel your institution is not ready to meet the criteria for IQR yet, ask QAA about our
development and capacity building programmes.
2
Standards for IQR
International Quality Review uses the 10 standards set out in Part 1 of the ESG. During
the review, the review team considers how and whether an institution meets each of the
10 standards. By analysing the evidence - including institutional policies, procedures and
systems, and student outcomes - the review team decides whether these enable the
institution to confidently demonstrate that it meets the relevant standard in each case.
The review team also considers whether these institutional policies, procedures and systems
are clear, transparent, appropriate, fair and relevant, and whether they are systematically
applied and consistently operated.
During its review activities, the review team considers examples of practice2 which help it
determine the institution’s effectiveness in meeting the 10 standards of the ESG.
By mutual agreement between the institution and QAA, the review team may also consider
how an institution meets other reference points, such as national requirements.
2
The examples of practice are adapted from the guidelines set out in the ESG for each
standard, expanded to reflect practice that a QAA review team may expect to see operating
effectively when deciding if an institution meets a standard.
3
An overview of the process
4
Stage 1: Application
The decision of QAA is final as to whether an institution meets the eligibility criteria. If you
are unsuccessful and after a period of further development your institution feels that it
would meet the criteria, we would welcome a new application.
Ask QAA about our development and capacity building programmes to support institutions
in preparing for IQR.
5
Stage 2: Scoping visit
The second stage of IQR is the scoping visit to your institution, which enables:
§§ you to learn more about IQR and requirements for a review
§§ QAA to assess whether your institution is ready to proceed to Stage 3 - the review.
As part of the preparation for the scoping visit, your institution may be asked to provide
additional information and supporting evidence referred to in Stage 1: Application
(see Appendix 2).
6
Stage 3: Review
The review is the opportunity for your institution to demonstrate how it meets each of the
10 ESG standards. QAA will agree a date for the review with you - this should take place
within six months of the successful scoping visit. The review team conducts the review
through analysis of the evidence submitted and a visit to the institution.
The key stages in review are shown and explained in more detail below.
Review team members are selected based on their experience in higher education and are
expected to draw on this in their evaluations and conclusions about the management of
quality and academic standards.
All reviewers are fully trained by QAA and attend a preparation session to ensure that they
have a comprehensive understanding of the context of your review.
7
The review process will be coordinated by a QAA Review Manager who will also support
the review team. The QAA Review Manager is independent of the review team and is not
involved in the judgement.
For more information on reviewers and roles in a review see Appendix 4.
As an option, your institution can nominate a lead student representative who will work with
your students to enable them to contribute to the review.
Degree-awarding bodies
If your institution offers degrees or other higher education qualifications that are awarded by
another organisation (for example, another university), you may invite them to be involved in
the review process. For example, the awarding organisation might assist with the preparation
of the self-evaluation document or attend review visits. The extent of the involvement of an
awarding organisation in IQR should be decided in discussion between the institution, the
awarding organisation and the QAA Review Manager.
8
The review visit
Meetings
The review visit may include meetings with: head of institution; senior management;
academic and support staff; current students; recent graduates; and employers of your
graduates.
The review visit will normally last two to four days, depending on the scale and complexity
of provision being reviewed.
Visits to facilities
During the review visit, the team will undertake a short tour of your institution’s key facilities.
Discuss findings
Throughout the review visit, the team will hold regular private meetings to review the
evidence. On the final day of the visit, the review team will meet in private to discuss their
overall findings. A more detailed explanation of the review visit can be found in Appendix 6.
Factual amendments
Your institution has the opportunity to respond within three weeks of receipt of the draft
report, telling QAA of any factual errors or errors of interpretation. These can only relate to
evidence available in the period before or during the review visit. The review team will not
consider amending the report to reflect evidence, changes or developments made after the
review visit ended.
Your comments cannot relate to the judgement made.
Where you have met all the standards without conditions for IQR, the review panel will put
forward a recommendation to the QAA Accreditation Panel on whether or not Institutional
Accreditation should be awarded.
For a more detailed explanation see Appendix 7.
9
Stage 4: Accreditation
The review panel presents the review report and the recommendation regarding
accreditation to the QAA Accreditation Panel.
The QAA Accreditation Panel consider the report and recommendation, and determines if
your institution should be awarded Institutional Accreditation.
QAA notify you by letter of the Accreditation Panel’s decision.
Where accreditation is awarded, QAA will share the International
Accreditation Badge with you, together with details on how and
where it can, and cannot, be used. Accredited by
The Quality Assurance Agency
The accreditation period is five years and is subject to a Valid XX/20XX - XX/20XX
satisfactory mid-cycle review which must be completed for the
full five years’ accreditation to be granted.
Your institution can make the report available via its media outlets.
Successful institutions will be able to make the following statement:
‘[The institution] has received a successful International Quality Review from the
UK’s Quality Assurance Agency for Higher Education (QAA) undertaken in [Month]
[Year], and has been awarded QAA International Accreditation until [Month] [Year].’
Your institution develops its action plan which QAA publishes on its website alongside your
institution’s report.
QAA has set up and maintains a database of good practice that is identified during the
course of IQR and other reviews.
QAA will include your institution’s details in its published register of accredited international
providers.3
For a more detailed explanation see Appendix 9.
3
www.qaa.ac.uk/iqr
10
Stage 5: The mid-cycle review
The mid-cycle review takes place two to three years after a successful review. A QAA Review
Manager will contact you approximately six months in advance to agree the schedule for
your mid-cycle review.
Where you choose to undergo a new IQR, you will not normally need to undergo a further
scoping visit. However, QAA reserves the right to undertake a scoping visit if there is
evidence of significant or substantial change to your organisation that could impact on
quality assurance.
11
About the Quality Assurance Agency for
Higher Education (QAA)
The Quality Assurance Agency for Higher Education (QAA) is the independent expert body
entrusted with monitoring and advising on the standards of student achievement and the
quality of the student learning experience in UK higher education. In the UK, QAA works with
higher education providers, students, regulators and funders to ensure students working
towards a UK qualification get the higher education experience they are entitled to expect.
QAA is the designated quality body for higher education in England.
QAA is recognised for its role in international developments in the quality assurance of
higher education. QAA works not just to maintain but to enhance the quality and integrity of
higher education internationally through its international work.
QAA is listed on the European Quality Assurance Register (EQAR) in recognition of its
compliance with the ESG.5
QAA is a full and active member of the International Network for Quality Assurance Agencies
in Higher Education (INQAAHE).
QAA is an observer of the Asia-Pacific Quality Network (APQN). In 2015, QAA was recognised
by APQN for its efforts in achieving international cooperation in assuring the quality of
cross-border education. QAA is also a member of the Cross-Border Quality Assurance
Network and was elected to its Council in 2018.
4
For more details see Standards for IQR (page 3)
5
www.eqar.eu/register/agencies/agency/?id=39
12
Appendices
Appendix 1 - Evidence required at application stage
Your institution will be asked to supply the following information to support your application:
§§ a brief description of the institution, its mission and ethos
§§ a list of programmes (courses) provided
§§ the locations where learning takes place
§§ academic partnerships (if any)
§§ student and staff numbers (headcount) specifically for higher education programmes,
as a percentage of all academic provision at the institution
§§ proof of legal identity and assurance that there are no current legal disputes taking place
that may be relevant to the application
§§ proof of licence to practise (the right to operate as a higher education provider)
§§ proof of ownership/lease of the facilities used for learning
§§ proof of financial good standing (comprising copies of audited accounts for the previous
two years and financial planning for the next two years)
§§ a short narrative explaining the rationale for the decision to undergo IQR.
13
Appendix 3 - Indicative timeline for the review and
accreditation decision
Time Activity
Following the QAA and you agree key dates for the review visit and confirm the
scoping visit contact details of the facilitator and the QAA Review Manager.
QAA indicates who will be on the review team and how long the
review visit will last.
Approximately 12 You upload your self-evaluation document (SED) and supporting
weeks before the evidence to QAA’s electronic folder, including a student submission if
review visit one is being supplied. The review team begins its desk-based study.
Approximately nine The QAA Review Manager informs you of any requests for additional
weeks before the documentary evidence.
review visit
Approximately six You upload additional evidence to the electronic folder (if required).
weeks before the
review visit
Approximately four The review team holds its first team meeting to discuss the outcome of
weeks before the the desk-based study, and the programme for the review visit.
review visit The QAA Review Manager informs you of:
§§ the review team’s main lines of enquiry
§§ who the review team wishes to meet
§§ any further requests for documentary evidence.
One week after the The QAA Review Manager sends a letter or email to you stating the
review visit provisional outcome of the review.
Four weeks after QAA Review Manager sends the draft review report to you (and Lead
the review visit Student Representative (LSR) where relevant) for the purposes of
allowing you to advise QAA of factual errors or errors of interpretation.
Seven weeks after You (and LSR where relevant) advise QAA of any factual errors or
the review visit errors of interpretation (incorporating any comments from partner
organisations).
Nine weeks after QAA review team present recommendation to the QAA Accreditation
the review visit Panel.
20 weeks after the The institution publishes its action plan on its website.
review visit
14
Appendix 4 - Roles and the review team
QAA’s review team
QAA appoints a team of reviewers to conduct the review and a QAA Review Manager to
manage it.
The Review Manager coordinates the review process, supports the review team, and acts
as the primary point of contact with the institution. Your institution will be given the contact
details for the QAA Review Manager and you are welcome to get in touch to ask any
questions.
QAA peer reviewers have current or recent senior-level expertise and experience in
the management and quality assurance of higher education provision in the UK and
internationally.
An important characteristic of IQR is that each team includes a reviewer from the UK and a
second country, as well as an experienced student. The reviewers apply their knowledge and
experience of higher education quality assurance processes. They also use their experience
of international higher education to consider how the 10 standards apply in the context
in which your institution is operating. This will include consideration of relevant reference
points applied nationally or internationally.
QAA will notify you of the review team’s membership and in which organisations the
members of the review team work or, in the case of student reviewers, the institution(s)
at which they have studied, and whether they have declared any other interests (such as
membership of a governing body of another provider).
QAA will ask you to indicate any actual or potential conflicts of interest that reviewers might
have with your institution and may make adjustments to review team membership in light of
that information.
Students
Students play an essential role in IQR in line with the accepted principles of European
quality assurance in the European Higher Education Area (EHEA).
Each review team includes a student peer reviewer. Students at your institution will also play
a part in the review process - they are expected to participate in meetings during the review
visits and assist you in drawing up and implementing the action plan after the review.
Your institution’s team
You must nominate a facilitator from your institution to work alongside the QAA Review
Manager. The facilitator helps to organise and ensure the smooth running of the review
process and improve the flow of information between the review team and your institution.
There is also the option for a lead student representative (LSR) from your institution to be
appointed, representing your students’ views. The LSR (if relevant) helps ensure smooth
communication between the student body, the institution and QAA, and will normally
oversee the production of a student submission. If possible, QAA would like to work with the
LSR to select the students that the review team will meet.
15
Appendix 5 - Self-evaluation document and supporting
evidence
You are required to prepare a self-evaluation document (SED) supported by documentary
evidence for the review. The SED is intended to be reflective and focused on the areas
of review - the 10 ESG standards; the evidence should be carefully chosen to support
these. High-quality, relevant institutional evidence enables the review team to verify your
approaches and gather relevant and appropriate evidence of its own quickly and effectively.
The SED should be both descriptive and evaluative. It has several main functions:
§§ to give the review team an overview of your institution, including its background and
experience in managing quality and standards
§§ to describe and evaluate your institution’s approach to quality assurance
§§ to explain to the review team how your institution knows that its approach is effective in
meeting the ESG (and other external reference points, where applicable), and how it
could be further improved
§§ to guide the review team through the evidence base.
The SED should, in all cases, include a section on each of the 10 standards of the ESG.
The SED is used throughout the review process. During the desk-based study it is part of
the information base that helps to determine the duration and schedule of the review visit.
The review team will be looking for indications that:
§§ your institution systematically monitors and reflects on the effectiveness of its quality
assurance processes
§§ monitoring of student outcomes and self-evaluation is carried out using management
information and comparisons against previous performance, and against national and
international benchmarks, where available and applicable
§§ monitoring and self-evaluation are inclusive of students (and other people and
organisations where relevant)
§§ monitoring and self-evaluation lead to the identification of strengths and areas for
improvement, and subsequently to improvements in procedures or practices,
and ultimately student outcomes.
16
Appendix 6 - The review and review visit
The review begins before the site visit with the reviewers undertaking a desk-based study of
the SED and the supporting evidence and sharing that analysis.
The review visit will normally last two to four days and will reflect the scale and complexity
of the provision under review. QAA will determine the length of the review visit using the
information gathered at the scoping stage (Stage 2).
At the beginning of the review visit, the review team will hold a short meeting with the
head of your institution (or nominee), which will highlight your overall strategy for higher
education. Thereafter, the activity carried out at the review visit may include contact with
academic and support staff (including staff from partner organisations where applicable),
current students and recent graduates, and employers of your graduates.
On the final day of the review visit, the review team considers its findings in private in order
to:
§§ agree the decisions for each of the 10 standards
§§ agree any features of good practice that it wishes to highlight
§§ agree any recommendations for action by the institution, with a suggested time limit
according to their seriousness and the urgency with which they need to be addressed
§§ decide on its overall conclusion for the review and any conditions (see Appendix 8)
§§ agree on its preliminary recommendation to the Accreditation Board regarding the
outcome of the review and any conditions.
The review team considers your institution’s processes against the 10 standards and
considers how these are applied within the context of the institution. The review team also
considers other relevant reference points, for example, those set out by any other body
that validates your institution’s awards and qualifications and with whom your institution
collaborates. The review team then decides if your institution meets each of the 10 standards
and, on that basis, comes to an overall conclusion.
17
Appendix 7 - How the findings are determined
The table below shows how findings are determined by the review team.
Note: When a standard is met in full there Note: A finding of good practice does not
may be findings of good practice in relation guarantee that a standard is met in full.
to it; however, a standard may also be met A finding of good practice may only enable
without any good practice being identified. the institution to partially meet the standard.
18
Appendix 8 - Review outcomes
There are three potential outcomes. This section explains what happens next, which
depends on the review outcome.
1. The institution meets all the standards for International Quality Review
Where the draft report concludes that your institution meets all 10 standards, the report
will be finalised. The review team will present the report and their recommendation to the
Accreditation Panel. The Accreditation Panel will consider the report and recommendation
and make their decision on whether or not to award International Accreditation. The report
will be published on the QAA website following the Accreditation Panel decision.
After the report has been published, your institution is expected to provide an action plan,
signed off by the head of the institution, responding to the recommendations, if any, and
giving any plans to capitalise on the identified good practice. The action plan must be
published on the institution’s website.
If the institution undergoes a successful review but, without good reason, does not provide
an action plan within the required timescale, QAA will reconsider the overall outcome of the
review and the accreditation decision.
Where the Accreditation Panel makes the decision to award International Accreditation,
your institution will be issued with the QAA International Accreditation Badge, and terms and
conditions for its use, continuation and renewal.
2. The institution meets all the standards for International Quality Review subject to
specific conditions
Where only one (or at most) two of the 10 standards are not fully met, the review team may
decide to set specific conditions that enable a successful IQR outcome to be achieved.
These conditions are likely to be one or more of the recommendations and will only be set
where they relate to a very small number of weaknesses that, while potentially significant,
only impact on whether the one (or at most two) standards are met. The review team will
only do this if they consider that the weaknesses can be rectified in a short space of time
and in a way that can be sufficiently analysed through a brief desk-based exercise following
specific actions undertaken by the institution and a subsequent submission to QAA of
further evidence.
Where the draft report concludes that your institution meets all the 10 standards subject
to specific conditions, the review process will be extended by a maximum of six months to
allow your institution to meet those conditions and the review team to confirm that it has
done so successfully. QAA will set out a short timeframe with follow-up actions. This will be
sent to your institution.
Your institution is expected to provide an action plan, signed off by the head of the
institution. This should address any specific conditions set by the review team, as well as
respond to any other recommendations and set out any plans to capitalise on any good
practice identified.
Once your institution has completed the necessary actions and submitted relevant
evidence, QAA will undertake a follow-up desk-based study to determine if your institution
now has satisfied the conditions set and subsequently meets the 10 standards. A report
recommending whether to revise or retain the original outcome will then be submitted to the
Accreditation Panel for a final decision, after which the report will be published.
19
3.The institution does not meet the standards for International Quality Review
Where the Accreditation Panel confirms a review team’s conclusions that the institution does
not meet the 10 standards, or does not meet sufficient standards, the outcome of the IQR
is unsuccessful. In this instance, the draft report will not be published but will be sent to the
institution to consider whether it wishes to appeal the overall judgement. If the institution
chooses not to appeal, then the report will be published.
Appeal process
Any appeal should be made within one month of receiving the decision of the Accreditation
Panel. QAA will not publish the report or the Accreditation Panel decision, meet a
third-party request for disclosure, or consider the action plan during the appeal process.
Where an appeal is unsuccessful, the report will be published promptly after the end of the
appeal process.
Appeals concerning the accreditation decision are considered by the QAA Chief Executive
Officer (CEO).
Appeals concerning the review process are taken to a panel of IQR appeal reviewers who
will not have been involved in the review.
20
Appendix 10 - The IQR process
Enquiry
£ Application
Suitable
Screening Panel Not suitable
- proceed
Proceed to
Inform provider
scoping
Yes No
Option for
£ Scoping Not suitable
development
Suitable
- proceed
Go ahead Stop
Draft and
£ Review
factual check
Minor amends
Accreditation
Panel
Confirm
Monitor
Mid-cycle review
Review
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www.qaa.ac.uk/iqr