97616 2024 scribd download
97616 2024 scribd download
97616 2024 scribd download
https://ebookultra.com
https://ebookultra.com/download/the-neuronal-
environment-brain-homeostasis-in-health-and-
disease-1st-edition-edition-wolfgang-walz/
https://ebookultra.com/download/imaging-of-the-human-brain-in-health-
and-disease-1st-edition-philip-seeman/
ebookultra.com
https://ebookultra.com/download/autism-brain-and-environment-1st-
edition-richard-lathe/
ebookultra.com
https://ebookultra.com/download/legionella-pneumophila-from-
environment-to-disease-from-environment-to-disease-1st-edition-atac-
uzel/
ebookultra.com
Lung Biology in Health Disease Volume 157 Respiratory
Circulatory Interactions in Health Disease 1st Edition
Steven M. Scharf
https://ebookultra.com/download/lung-biology-in-health-disease-
volume-157-respiratory-circulatory-interactions-in-health-disease-1st-
edition-steven-m-scharf/
ebookultra.com
https://ebookultra.com/download/redox-genome-interactions-in-health-
and-disease-oxidative-stress-and-disease-1st-edition-jurgen-fuchs/
ebookultra.com
https://ebookultra.com/download/nanomedicine-in-health-and-
disease-1st-edition-ross-j-hunter/
ebookultra.com
https://ebookultra.com/download/micronutrients-in-health-and-
disease-1st-edition-kedar-n-prasad/
ebookultra.com
Humana Press
The Neuronal Environment
Contemporary Neuroscience
Edited by
Wolfgang Walz
Department of Physiology,
University of Saskatchewan, Saskatoon,
Saskatchawan, Canada
www.humanapress.com
All rights reserved. No part of this book may be reproduced, stored in a retrieval system, or transmitted in
any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise
without written permission from the Publisher.
For additional copies, pricing for bulk purchases, and/or information about other Humana titles, contact
Humana at the above address or at any of the following numbers: Tel.: 973-256-1699; Fax: 973-256-8341;
E-mail: [email protected]; or visit our Website: www.humanapress.com.
QP363.N47758 2002
612.8’2--dc21
2001039827
Preface
v
vi Preface
an immune reaction to take place. This complex interaction of neurons with their
immediate environment is integral to the tasks that the neurons must perform to ensure
that the organism can cope with its environmental challenges. Most diseases originat-
ing in the brain start in these accessory systems of the neuronal microenvironment and
affect neurons only second hand. Therefore, understanding the elements of the neu-
ronal environment and the interactions with neurons, and with each other, is crucial in
understanding the development and impact of most brain diseases.
All the authors contributing to The Neuronal Environment: Brain Homeostasis in
Health and Disease have made an attempt not only to explain the normal functioning
of these accessory elements, but also their involvement in major diseases. Therefore,
this book not only addresses researchers, graduate students, and educators who want to
understand the complex environment of neurons, but also health professionals who
need to know more about the normal homeostatic role of the neuronal environment to
follow disease patterns.
Wolfgang Walz
Contents
Preface .............................................................................................................. v
Contributors ................................................................................................... ix
I. NEURONAL ACTIVITY AND ITS DEPENDENCE ON THE MICROENVIRONMENT
1 Central Nervous System Microenvironment
and Neuronal Excitability ....................................................................... 3
Stephen Dombrowski, Imad Najm, and Damir Janigro
2 Neuronal Energy Requirements .............................................................. 25
Avital Schurr
II. BRAIN MICROENVIRONMENT
3 Plasticity of the Extracellular Space ........................................................ 57
Eva Syková
4 Transmitter–Receptor Mismatches in Central Dopamine,
Serotonin, and Neuropeptide Systems: Further Evidence
for Volume Transmission ........................................................................ 83
Anders Jansson, Laurent Descarries, Virginia Cornea-Hébert,
Mustapha Riad, Daniel Vergé, Mircea Bancila,
Luigi Francesco Agnati, and Kjell Fuxe
5 The Extracellular Matrix in Neural Development, Plasticity,
and Regeneration.................................................................................. 109
Jeremy Garwood, Nicolas Heck, Franck Rigato,
and Andreas Faissner
6 Homeostatic Properties of Astrocytes .................................................. 159
Wolfgang Walz and Bernhard H. J. Juurlink
7 Glutamate–Mediated Astrocyte–Neuron Communication
in Brain Physiology and Pathology .................................................. 187
Micaela Zonta and Giorgio Carmignoto
8 Axonal Conduction and Myelin ............................................................ 211
Jeffrey D. Kocsis
9 Coupling of Blood Flow to Neuronal Excitability .............................. 233
Albert Gjedde
III. BRAIN MACROENVIRONMENT
10 Choroid Plexus and the Cerebrospinal–Interstitial
Fluid System .......................................................................................... 261
Roy O. Weller
vii
viii Contents
ix
x Contributors
I
NEURONAL ACTIVITY AND ITS DEPENDENCE
ON THE MICROENVIRONMENT
CNS Microenvironment and Excitability 3
1
Central Nervous System Microenvironment
and Neuronal Excitability
1. INTRODUCTION
The biological cell membrane, the interface between the cell and its environment, is
a complex biochemical entity, one of whose major jobs is to allow or impede transport
of specific substances in one direction or another. A related major job of the cell mem-
brane is the maintenance of chemical gradients, particularly electrochemical gradients,
across the plasma membrane. These gradients can be of high specificity (e.g., sodium
vs. potassium ions), and of great functional significance (e.g., in the production of
action potentials in nerve and muscle cells) (1).
The separation of intra- and extracellular compartments by lipidic bilayers is one of
the crucial steps in evolution. One of the consequences of this partition is the signifi-
cant difference in the cytosol and extracellular contents of cells. Furthermore, cells
with different functions tend to have different intracellular composition, and cellular
elements from different tissues are exposed to extracellular media of different chemi-
cal nature. In addition to a variety of nutrients and growth factors, the extracellular
milieu also contains molecules that either promote cell differentiation (e.g., adhesion
molecules) or survival (growth factors), as well as ions constituting the basis of electri-
cal activity (or silence) of mammalian cells. Granting that appropriate control of the
composition of the extracellular space significantly impacts the cytosolic content, and
vice versa, change in the intracellular components of central nervous system (CNS)
cells impacts the composition of extracellular fluids. The dynamic process involved in
the maintenance of the composition of intra- and extracellular ingredients is called
“homeostasis.”
The general design used for the separation of intracellular and extracellular space
has also been used during the evolution to maintain the nervous system of vertebrates,
isolated, at least in part, from systemic influences. Therefore, a double bilayer, similar
to the lipophilic barrier isolating the cytoplasm from the external milieu and formed by
brain microvascular endothelial cells [the blood–brain barrier (BBB)], separates the
CNS from the blood, in vertebrates.
From a neuroscientist’s point of view, the fact that the neuronal extracellular milieu
composition is controlled by such a complex cascade of serially occurring events best
illustrates the relevance of controlled neuronal activity to ensure the organism’s
From: The Neuronal Environment: Brain Homeostasis in Health and Disease
Edited by: W. Walz © Humana Press Inc., Totowa, NJ
3
4
Table 1
Examples of Homeostatic Mechanisms in CNS and Their Possible Involvement in Pathogenesis
Mechanisms involved Cell types involved Pathology Refs.
Barrier function BBB Endothelium Brain tumors
Choroid plexus Neuroepithelium Stroke
Brain–CSF barrier Pia–glia Hypertension (90)
Alzheimer’s (91)
P-glycoprotein Endothelium Epilepsy
Transport of nutrients Glucose transport Endothelium GLUT1 deficiency
and neurotransmitters GLUT1–GLUT3 Astrocytes Epilepsy
4
Alzheimer’s
Amino acid transport Neurons (92–96)
Glia (43,45,46,97,98)
GLAST Endothelium
survival (Table 1). The following paragraphs summarize some of the most relevant
mechanisms involved in the regulation of neuronal excitability by factors present in the
extracellular milieu.
substrates of the neuroimmune response. Their possible role in the homeostasis of CNS
extracellular fluids is not known, but these cells express ion channels involved in the
control of potassium homeostasis performed by astrocytes (24,25).
2.2. Vascular Endothelium and Smooth Muscle
In addition to parenchymally located glial cells, at least two additional cell types
participate in the process of the control of the composition of the extracellular space in
the brain: the cellular elements constituting intraparenchymal vessels, the endothelial
cells lining the intraluminal portion of blood vessels, and only cellular element consti-
tuting the BBB at the capillary level; and vascular smooth muscle, the final effectors
responsible for the control of cerebral perfusion.
There are numerous ways by which these vascular elements may cooperate with
parenchymal glia toward the maintenance of a stable extracellular milieu. BBB endo-
thelial cells are believed to control ionic homeostasis, by preventing equalization of
plasma levels of ions with those present in the cerebral spinal fluid (26–28). Part of this
process is energy-dependent, and directly impacts the ionic homeostasis for potassium
ions (see Subheading 3.).
Vascular smooth muscle are also indirectly involved in the control of brain homeo-
stasis, since their powerful effect on the control of cerebral perfusion will be the final
determinant of the amount of oxygen and glucose delivered to the brain, as well as to
the level of “cleansing” by cerebral blood flow of potential noxious metabolites pro-
duced by neural activity. The control of cerebral circulation is mostly independent of
extrinsic neuronal influences (29). Both capillary function and the amount of blood
perfusing the brain parenchyma are directly proportional to the metabolic activity of
neuronal cells, a phenomenon called “autoregulation,” which appears to depend on a
number of different mechanisms, including nitric oxide, adenosine, potassium, and pH
(30–35).
Finally, vascular (endothelial cells and vascular smooth muscle) and parenchymal
(neurons and glia) cells cooperate closely, and directly influence each other’s develop-
ment. The best-understood mechanism of this tight cell-to-cell interaction is perhaps
the ontogenesis of the blood–brain barrier, a phenomenon directly dependent on the
presence of abluminal glial endfeet, which transmit as-yet unknown signals to neigh-
boring endothelial cells (17,36,37). This example clearly illustrates one of the unique
mechanisms by which the central nervous system parenchyma influences the cerebral
vasculature, without involvement of signals generated distally, a feature that is com-
mon in the systemic circulation, where barrier function is not crucial, because of the
presence of lymphatic drainage. Note that this general difference does not apply to
highly specialized peripheral systems, such as the testicle, where active barrier func-
tion is bestowed upon capillary endothelial cells (38).
3. BASIC ELECTROPHYSIOLOGY
AS RELEVANT TO EXTRACELLULAR SPACE (ECS) HOMEOSTASIS
Electrical phenomena occur whenever charges of opposite sign are separated or
moved in a given direction. Static electricity is the accumulation of electric charge:
An electric current results when these charges flow across a permissive material, called
a “conductor.” An ion current is a particular type of current carried by charges present
CNS Microenvironment and Excitability 7
Fig. 1. Diagrammatic representations of potassium fluxes into the CNS. This scheme is
based on original spatial buffering concepts described by Orkand (46a), as well as from results
inferred from experiments on isolated cells and BVs isolated from the brain (30). The depo-
larization of pre- and postsynaptic terminals depicted in the right side of the picture causes
opening of voltage-dependent potassium channels in neurons. Activation of outward potas-
sium currents causes large potassium fluxes from the cytoplasm to the ECS. Although a frac-
tion of excess potassium ions may directly return into the neuronal cell by active transport
via Na +/K +-ATPase (not shown in figure), additional uptake of potassium occurs, under most
conditions, by voltage-dependent uptake into astrocytic endfeet. Fluxes of potassium through
the glial syncytium may then lead either to return of K+ into the ECS surrounding the neurons,
or, perhaps, under more extreme conditions, to release of excess potassium into the blood stream
by glial endfeet. The top part of the figure represents the passage of potassium across one single
astrocyte, characterized by a cell body and endfeet surrounding a BV, as well as an
ensheathment of synaptic terminals. The bottom part of the figure refers to a more common
situation, in which multiple glial cells are coupled by gap junctions (6). Gap junction expres-
sion is altered in epileptic tissue (45).
the following subheading describes in some detail only mechanisms involved in the
control of K+ homeostasis, because K+ ions have historically been linked to strict con-
trol of neuronal excitation by their profound effect on neuronal resting potential and
synaptic transmission. Recent evidence from the author’s laboratory also suggests that
failure of K+ homeostasis by glial cells may lead to abnormal extracellular fluid com-
position and a propensity to seizures.
4. POTASSIUM HOMEOSTASIS
Potassium channels are present in virtually every animal cell type, and serve a vari-
ety of functions. Historically, these ubiquitous ionic mechanisms were associated with
CNS Microenvironment and Excitability 9
control of cell resting potential and, after the discovery of sodium action potentials, the
repolarization phase leading to the recovery of pre-action potential RMPs. Potassium
channels belong to a large and complex group that can be divided into functional, struc-
tural, or molecular families. Voltage-dependent K channels (KV) are constituted of
six transmembrane regions (S1–S6) and a P or H5 segment between S5 and S6; the selec-
tivity filter contains a specific sequence (glycine-tyrosine-glycine); the voltage sensor
consists of positively charged amino acids in the S4 region. Inward rectifier potassium
channels (KIR) are distantly related to the voltage-dependent family, and are made of
four subunits, each consisting of two transmembrane segments (M1 and M2) and a P or
H5 segment located between. These channels do not allow passage of current at posi-
tive potentials. The voltage-dependency of the KV channels depends on the presence of
a voltage sensor, but inward rectification is achieved by voltage-dependent blockade
of the intracellular portion of the channel pore by cytosolic cations (47,48). Opening of
the channels may be achieved by G protein-coupled mechanisms (as in the GIRK sub-
family), or by metabolic changes (intracellular ATP, KIR 6.1, or ATP-sensitive potas-
sium channels) (49–51).
4.1. Extracellular Space Composition
and Regulation of Neuronal Excitability
Central nervous system astrocytes are strategically located in proximity to excitable
neurons, and are sensitive to changes in extracellular ion composition that follow neu-
ronal activity (see diagram in Fig. 1). Several lines of evidence suggest that brain glial
cells support the homeostatic regulation of the neuronal microenvironment. In cortical
regions, glial cells participate in the genesis of the extracellular field potential changes
associated with neuronal depolarization and efflux of potassium in the extracellular
space (52–54).
Several mechanisms have been proposed to explain how astrocytes sense and react
to changes in extracellular potassium concentrations, following both normal and
abnormal neuronal activity. As summarized in the previous paragraphs, neuronal
excitability is regulated by a complex interaction of voltage-dependent ion currents
and synaptically mediated excitatory and inhibitory potentials. In principal neocortical
or hippocampal neurons, depolarizing ion conductances involved in action potential
generation, are regulated primarily by the voltage-dependent activation/inactivation
properties of Na+ and Ca2+ channels; inward Na+ and Ca2+ fluxes also underlie the
generation of excitatory postsynaptic potential (EPSPs). Termination of these depolar-
izing potentials occurs by the voltage- and calcium-dependent activity of intrinsic
potassium conductances, and by activation of interneurons, which release inhibitory
neurotransmitters to produce inhibitory postsynaptic potentials (IPSPs): The latter are
mediated by postsynaptic activation of chloride and potassium currents.
Although INa, ICa, and IEPSP are, under physiological conditions, independent of
modest changes in the driving force for the permeant ions (since ENa and ECa are remote
with respect to cell resting potential), both repolarizing potassium and IPSP conductances
are critically affected by even modest changes in cell RMP, [K+]out and [Cl]in/[Cl]out.
Thus, ionic changes directly associated with excitatory (depolarizing) activity seem to
impact minimally ionic homeostasis, but repolarization and inhibition are powerful
modulators of [K+]out, [Cl–]in/out, and so on. As a consequence, failure to control potas-
10 Dombrowski, Najm, and Janigro
Fig. 2. Changes in neuronal activity, EC potassium, and glial resting potential, after chemi-
cal ablation of spatial buffering by cesium. The left panel shows the size of EC field potentials
recorded in the CA1 region of the hippocampus during a 1 Hz stimulation trial of 15 min in
duration. The traces below refer to the IC recording, by patch clamp, of glial cell resting poten-
tial during the same period of time, as well as changes in EC potassium. Note that decreased
field potential amplitude does not necessarily correlate with either glial or EC potassium
changes. After exposure of the cells to a saturating concentration of cesium, the EC field poten-
tial response was not significantly altered, suggesting that direct neuronal effects were absent.
However, profound changes in basal concentration of EC potassium (indicated by the milli-
mole values under the bottom traces), as well as glial resting potential, occurred. (Reproduced
with permission from ref. 41.)
Fig. 3. Astrocytes lose inward K+ currents after in vivo traumatic brain injury. Whole-cell voltage-clamped cells in control hippocampal slices
exhibited large Cs+-sensitive currents (A, top and bottom panel), and were characterized by a large Cs+-sensitive component. In contrast, cells in
post-FPI hippocampal slices displayed little Cs+-sensitivity (B, top and bottom panel), and showed a decreased Cs+-sensitive component of the
whole-cell inward currents. (C) The percentage of Cs+-sensitive currents (ICs) for glia in normal and post-FPI hippocampus is shown for membrane
potentials from –140 to –80 mV. Voltage commands consisted of ramps from –170 to +100 mV, over 750 ms, from holding potential of –70 mV.
(Reprinted with permission from ref. 79.)
13
14 Dombrowski, Najm, and Janigro
expression (71,72); whether ICa can be recorded from in situ hippocampal astrocytes is
still unknown, but release of calcium from intracellular stores, in response to neuro-
transmitters acting on astrocytes, has been clearly demonstrated. Relevant to spatial
buffering, micromolar [Ca2+]i can cause opening of IK(Ca), and may thus participate in
the generation of outward potassium fluxes.
4.3.2. K+ Buffering by Furosemide-Sensitive Na,K,2Cl Cotransporter
Under conditions involving high levels of neuronal activity (e.g., seizures), [K]out
accumulation is accompanied by cell swelling. The swelling that accompanies epilep-
tiform neuronal discharge results from excess activity of ionic mechanisms normally
involved in the control of ECS homeostasis. One of several proposed mechanisms
associated with cell swelling, the Na,K,2Cl co-transporter, is also believed to partici-
pate in uptake of K+ into glia. This transporter is blocked by the general diuretic, furo-
semide. Treatment of epileptic hippocampal slices (treated with bicuculline, 0 Ca2+, or
4-aminopyridine) with furosemide has been shown to inhibit spontaneous burst dis-
charge. It has been hypothesized (76) that this mechanism was related to furosemide
CNS Microenvironment and Excitability 15
blockade of the swelling induced by large ionic (and water) shifts that accompany
Na,K,2Cl co-transporter activity.
4.3.3. K+ Buffering by Na+/K+-ATPase
Neuronal K+ reuptake, and part of the hyperpolarizing undershoot that follows the
action potential is mediated in part by an energy-dependent process that requires
Na+/K+-ATPase activity. Similarly, extracellular potassium accumulation into glia may
depend on energy-dependent processes.
Na+/K+-ATPase activity is regulated by both [Na+]i and [K]out. Thus, extracellular
potassium increases, or Na+ influx will cause activation of this electrogenic uptake
mechanism. As a result, glial cells will accumulate potassium and extrude Na+, the net
result being a hyperpolarization. Whether Na+/K+-ATPase-dependent potassium
uptake plays any role in K buffering is still controversial, partially because selective
pharmacological blockade of the glial pump has been unavailable.
16 Dombrowski, Najm, and Janigro
Fig. 6
16
CNS Microenvironment and Excitability 17
affect the brain, the astrocytes and cerebral endothelium play an active part in the dis-
ease process, with ionic homeostasis becoming disrupted, or modified, in such a way
that there is a dramatic increase in tissue osmolarity, followed by increased water con-
tent. Thus, a notable consequence of homeostatic failure is cerebral edema. Brightman
et al. (77), in the 1960s, classified brain edema into two major types: vasogenic, or
“wet” edema; and cellular cytotoxic, or “dry” edema. The extravasation of plasma pro-
teins, resulting from a weakened BBB, causes vasogenic edema. Increased BBB per-
meability may also be the outcome of enhanced pinocytotic activity. Changes in cyclic
nucleotides, arachidonic acid, histamine, and other mediators may contribute to the
local changes in BBB permeability. Once established, vasogenic edema can spread
under the influence of hydrostatic and oncotic pressure. In cytotoxic edema, the pri-
mary target is the intracellular metabolic machinery (i.e., ATP-dependent sodium
pump) and/or metabolic substrates. The mechanisms involved in the generation of
cytotoxic edema may lead to glial swelling, changes in BBB function, and, finally,
production of vasogenic edema.
Cerebral edema is commonly associated with acute episodes of neurological disease
(e.g., head injury), but it is also recognized that less-dramatic increases in CNS water
content may chronically and regionally accompany persistent conditions, such as mul-
tiple sclerosis, Alzheimer’s dementia, and perhaps some forms of epilepsy. Here are
reviewed only a few examples of experimental evidence linking changes in potassium
homeostasis to acute or chronic neurological disease. Table 1 summarizes other
homeostatic mechanisms that may impact transmitters, or other molecules and ions.
5.1. Astrocytes and Epilepsy
Given the considerations earlier in this chapter, it is evident that failure of potassium
homeostasis may become epileptogenic. Whether this concept applies only to experi-
mental reality, or extends to the true etiology of the disease, is unknown. Indirect evi-
dence linking potassium uptake failure to seizures is, however, accumulating.
Potassium channel mechanisms that are believed to be involved in astrocytic function
are altered in conditions such as human epilepsy. Several investigators (43,46,78,79)
have clearly demonstrated deficits of inward rectifier occurrence in reactive astrocytes,
in both human and animal models of epilepsy. These reactive glia were found in animal
models of neuronal injury, as well as in resections from cortical structures from human
epileptic patients affected by epilepsy refractory to drug treatment.
The fact that conditions such as epilepsy are associated with loss of an important
mechanism of potassium homeostasis by astrocytes has led to the hypothesis that per-
haps ablation of voltage-dependent potassium uptake by glia could lead to neuronal
hyperexcitability/synchronization. This has been shown indirectly by two different
models. In the first set of experiments, it has been shown that blockade of extracellular
potassium uptake into hippocampal astrocytes by millimolar concentration of cesium,
causes profound changes in the dynamics of extracellular potassium, as well as impor-
tant changes in neuronal excitability and synchronization. Furthermore, these manipu-
lations had a profound effect on synaptic plasticity, of as-yet unknown significance for
pathological changes (41). Figure 2 shows some of the results of these experiments.
Taken together, these results suggested that chemical ablation of potassium uptake
into glia may be epileptogenic. Numerous issues, however, complicate the interpreta-
CNS Microenvironment and Excitability 19
tion of these results, such as possible effects of Cs+ on neurons, or on channels other
than KIR (e.g., Iha or Ih [74,80–82]). Further evidence to support the hypothesis that the
effects of acutely applied Cs+ were indeed mediated by glia came from a separate set of
experiments, in which it was shown that traumatic brain injury (TBI), induced in an
animal model, decreases inward rectifier channel expression in glia. These functional
expression changes were comparable to those found in resections from epilepsy
patients, and, quantitatively, here virtually undistinguishable from the effects of cesium
applied in vitro (Figs. 3–5). This is of relevance, since TBI causes propensity toward
unusual hyperexcitability, and may be proepileptogenic (83,84). Thus, these results,
combined with knowledge of the glial changes occurring in human epileptic tissue,
strongly suggested an etiological, and perhaps temporal, link between an initial astro-
cytic deficit, leading to loss of homeostatic control, exaggerated [K+]out transients, and
proepileptogenic changes in neuronal function.
Consistent with the idea that loss of inward rectification/potassium uptake mecha-
nisms, leading to neurological disease, may greatly affect neuronal function is the fact
that potassium transients, as well as changes in neuronal excitability observed in post-
traumatic brains, lacking inward rectification expression in glia, were comparable to
proepileptogenic changes observed in naïve slices treated with cesium. The results of
these experiments are shown in Figs. 4–6.
Finally, it has been recently shown that “channelopaties,” which may be involved
in seizure disorders, affect the expression of ion channels usually associated with
cardiac function (85,86), and responsible for the so-called “long QT syndrome”
(85). Long QT syndrome genes appear to be frequently associated with various
forms of human epilepsy (87–89). In the CNS, the gene product responsible for one
form of long QT is found primarily in glia (Fig. 6); furthermore, blockade of this
current with antiarrhythmic drugs specific for IHERG led to neuronal excitability
changes identical to those obtained after exposure of hippocampal slices to Cs+, or
after TBI in vivo (25).
6. CONCLUSIONS
Neuronal excitability is controlled by a variety of factors, including intrinsic and
extrinsic mechanisms. The fact that the CNS milieu is normally shielded from systemic
influences makes neuronal activity mostly independent of systemic influences. However,
failure of these barrier mechanisms, and/or failure of internal mechanisms of ionic
homeostasis, may lead to chronic neurological diseases, such as epilepsy. Increasing evi-
dence has linked failure of astrocytic function, particularly uptake of potassium, to
epileptic disorders, and experimentally induced defects that are proepileptogenic have
also been found in human epileptic tissue.
ACKNOWLEDGMENTS
The authors’ work reported here was supported by NIH-1R29 HL51614, NIH-
2RO1 HL51614, and NIH-RO1 NS38195. We wish to acknowledge the experimental
and conceptual help of many colleagues during the past several years, including
Drs. P. A. Schwartzkroin, J. Wenzel, R. D’Ambrosio, A. Emmi, G. Maccaferri,
E. Guatteo, S. Grady, and D. Maris.
20 Dombrowski, Najm, and Janigro
REFERENCES
1. Hille, B. (1992) in Ion Channels in Excitable Membranes, Sinauer Associates, Sunder-
land, MA.
2. Huxley, A. F. and Stampfli, R. (1949) Evidence for saltatory conductance in peripheral
myelinated nerve. J. Physiol. (Lond.) 108, 315–339.
3. Jack, J. J. B., Noble, D., and Tsien, R. W. (1975) Electric Current Flow in Excitable
Cells, Oxford University Press, New York.
4. Nicholson, C. and Sykova, E. (1998) Extracellular space structure revealed by diffusion
analysis. Trends Neurosci. 21, 207–215.
5. McBain, C. J., Traynelis, S. F., and Dingledine, R. (1990) Regional variations of extra-
cellular space in the hippocampus. Science 249, 674–677.
6. D’Ambrosio, R., Wenzel, J., Schwartzkroin, P. A., and Janigro, D. (1998) Functional spe-
cialization and topographic segregation of hippocampal astrocytes. J. Neurosci. 18, 1–14.
7. Bradbury, M. W. (1993) The blood-brain barrier. Exp. Physiol. 78, 453–472.
8. Davson, H. and Segal, M. B. (1995) The blood-brain barrier, in Physiology of the CSF
and of the Blood-Brain Barrier (Davson, H. and Segal, M. B., eds.), CRC, Boca Raton,
pp. 49–91.
9. Davson, H. and Segal, M. B. (1995) Blood-brain-CSF interactions, in Physiology of the
CSF and Blood-Brain Barrier, CRC, Boca Raton.
10. Suchet, S. (1995) The morphology and ultrastructure of oligodendrocytes and their func-
tional implication, in Neuroglia (Ransom, B. R. and Kettenmann, H., eds.), Oxford Uni-
versity Press, New York, pp. 23–41.
11. Bunge, R. P. and Fernandez-Valle, C. (1995) Basic biology of the Schwann cell, in Neu-
roglia (Ransom, B. R. and Kettenmann, H., eds.), Oxford University Press, New York,
pp. 44–57.
12. Ransom, B. R. and Carlini, W. G. (1986) Electrophysiological properties of astrocytes, in
Astrocytes (Fedoroff, S. and Vernadakis, A., eds.), vol. 2, Academic, Orlando, pp. 1–49.
13. Sontheimer, H. (1992) Astrocytes, as well as neurons, express a diversity of ion channels.
Can. J. Physiol. Pharmacol. 70(Suppl.), S223–238.
14. Bordey, A. and Sontheimer, H. (1997) Postnatal development of ionic currents in rat
hippocampal astrocytes in situ. J. Neurophysiol. 78, 461–477.
15. Chesler, M. and Kraig, R. P. (1989) Intracellular pH transients of mammalian astrocytes.
J. Neuroscience 9, 2011–2019.
16. Forsyth, R. J. (1996) Astrocytes and the delivery of glucose from plasma to neurons.
Neurochem. Int. 28, 231–241.
17. Janzer, R. C. and Raff, M. C. (1987) Astrocytes induce blood-brain barrier properties in
endothelial cells. Nature 325, 253–257.
18. Magistretti, P. J. and Pellerin, L. (1995) Cellular basis of brain energy metabolism and
their relevance to brain imaging-evidence for a prominent role for astrocytes. Cereb. Cor-
tex 5, 301–306.
19. Newman, E. A. (1986) High potassium conductance in astrocyte endfeet. Science 233,
453–454.
20. Pasti, L., Volterra, A., Pozzan, T., and Carmignoto, G. (1997) Intracellular calcium oscil-
lations in astrocytes: a highly plastic, bidirectional form of communication between neu-
rons and astrocytes in situ. J. Neurosci. 17, 7817–7830.
21. Carmignoto, G., Pasti, L., and Pozzan, T. (1998) On the role of voltage-dependent cal-
cium channels in calcium signaling of astrocytes in situ. J. Neurosci. 18, 4637–4645.
22. Araque, A., Parpura, V., Sanzgiri, R. P., and Haydon, P. G. (1999) Tripartite synapses:
glia, the unacknowledged partner. TINS 22, 208–215.
23. Parpura, V., Basarsky, T. A., Liu, F., Jeftinija, K., Jeftinija, S., and Haydon, P. G. (1994)
Glutamate-mediated astrocyte-neuron signaling. Nature 369, 744–747.
CNS Microenvironment and Excitability 21
24. Zhou, W., Cayabyab, F. S., Pennefather, P. S., Schlichter, L. C., and DeCoursey, T. E.
(1998) HERG-like channels in microglia. J. Gen. Physiol. 111, 781–794.
25. Emmi, A., Wenzel, H. J., Schwartzkroin, P. A., Taglialatela, M., Castaldo, P., Bianchi,
L., et al. (2000) Do glia have heart? Expression and functional role for ether-A-Go-Go
currents in hippocampal astrocytes. J. Neurosci. 20, 3915–3925.
26. Schielke, G. P., Moises, H. C., and Betz, A. L. (1991) Blood to brain sodium transport
and interstitial fluid potassium concentration during early focal ischemia in the rat.
J. Cereb. Blood. Flow. Metab. 11, 466–471.
27. Janigro, D., West, G. A., Gordon, E. L., and Winn, H. R. (1993) ATP-sensitive K+ chan-
nels in rat aorta and brain microvascular endothelial cells. Am. J. Physiol. 265, C812–821.
28. Janigro, D., West, G. A., Nguyen, T.-S., and Winn, H. R. (1994) Regulation of blood-
brain barrier endothelial cells by nitric oxide. Circ. Res. 75, 528–538.
29. Winn, H. R., Dacey, R. G., and Meyberg, M. R. (1989) Cerebral circulation, in Textbook
of Physiology (Patton, F. H. S. S., ed.), WB Saunders, Philadelphia, pp. 952–960.
30. Thien-son, N., Winn, H. R., and Janigro, D. (2000) ATP-sensitive K+ channels may par-
ticipate in the coupling of neuronal activity and cerebrovascular tone. Am. Physiol. Soc.
278, H878–H885.
31. Winn, H. R., Rubio, R., and Berne, R. M. (1981) The role of adenosine in the regulation
of cerebral blood flow. J. Cerebr. Blood Flow Metab. 1, 239–244.
32. Faraci, F. M. and Brian, J. E. J. (1994) Nitric oxide and the cerebral circulation. Stroke
25, 692–703.
33. Iadecola, C. (1993) Regulation of the cerebral microcirculation during neural activity:
is nitric oxide the missing link? Trends Neurosci. 16, 206–214.
34. Ishimaru, S., Okada, Y., Mies, G., and Hossmann, K. A. (1993) Relationship between
blood flow and blood-brain barrier permeability of sodium and albumin in focal ischaemia
of rats: a triple tracer autoradiographic study. Acta Neurochir. Wien 120, 72–80.
35. Kuschinsky, W. (1997) Neuronal-vascular coupling, in Optical Imaging of Brain Func-
tion (Villringer, A. and Dirnagl, U., eds.), Plenum, New York, pp. 167–176.
36. Pekny, M., Stanness, K. A., Eliasson, C., Betsholtz, C., and Janigro, D. (1998) Impaired
induction of blood-brain barrier properties in aortic endothelial cells by astrocytes from
GFAP-deficient mice. Glia 22, 390–400.
37. Penkowa, M., Hidalgo, J., and Moos, T. (1997) Increased astrocytic expression of
metallothioneins I + II in brainstem of adult rats treated with 6-aminonicotinamide. Brain
Res. 774, 256–259.
38. Tsukamoto, H., Hamada, Y., Wu, D., Boado, R. J., and Pardridge, W. M. (1998) GLUT1
glucose transporter: differential gene transcription and mRNA binding to cytosolic and poly-
some proteins in brain and peripheral tissues. Brain Res. Mol. Brain Res. 58, 170–177.
39. Lauger, P. (1991) Na,K-ATPase, in Electrogenic Ion Pumps, Sinauer, Portland, pp. 168–225.
40. Ransom, B. R. and Goldring, S. (1973) Slow hyperpolarization in cells presumed to be
glia in cerebral cortex of cat. J. Neurophysiol. 36, 879–892.
41. Janigro, D., Gasparini, S., D’Ambrosio, R., McKhann, G. M., and DiFrancesco, D. (1997)
Reduction of K+ uptake in glia prevents LTD maintenance and causes epileptiform activ-
ity. J. Neurosci. 17, 2813–2824.
42. Sypert, G. W. and Ward, A. A. (1971) Unidentified neuroglia potentials during propa-
gated seizures in neocortex. Exp. Neurol. 33, 239–255.
43. O’Connor, E. R., Sontheimer, H., Spencer, D. D., and de-Lanerolle, N. C. (1998) Astro-
cytes from human hippocampal epileptogenic foci exhibit action potential-like responses.
Epilepsia 39, 347–354.
44. Bordey, A., Sontheimer, H., O’Connor, E. R., Sontheimer, H., Spencer, D. D., and
de Lanerolle, N. C. (1998) Properties of human glial cells associated with epileptic sei-
zure foci Astrocytes from human hippocampal epileptogenic foci exhibit action poten-
tial-like responses. Epilepsy Res. 1–2, 286–303.
22 Dombrowski, Najm, and Janigro
45. Lee, S. H., Magge, S., Spencer, D. D., Sontheimer, H., and Cornell-Bell, A. H. (1995)
Human epileptic astrocytes exhibit increased gap junction coupling. Glia 15, 195–202.
46. MacFarlane, S. N. and Sontheimer, H. (1997) Electrophysiological changes that accom-
pany reactive gliosis in vitro. J. Neurosci. 17, 7316–7329.
46a. Orkand, R. K. (1966) Effect of nerve impulses on the membrane potential of glial cells in
the central nervous system of amphybia. J. Neurophysiol. 29, 788–806.
47. Jan, L. Y. and Jan, Y. N. (1997) Voltage-gated and inwardly rectifying potassium chan-
nels. J. Physiol. (Lond.) 505, 267–282.
48. Wible, B. A., Taglialatela, M., Ficker, E., and Brown, A. M. (1994) Gating of inwardly
rectifying K channels localized to a single negatively charged residue. Nature 371, 246–249.
49. Robertson, B. (1997) The real life of voltage-gated K+ channels: more than model
behaviour. Trends Pharmacol. Sci. 18, 474–483.
50. Meir, A., Ginsburg, S., Butkevich, A., Kachalsky, S. G., Kaiserman, I., Ahdut, R.,
Demirgoren, S., and Rahamimoff, R. (1999) Ion channels in presynaptic nerve terminals
and control of transmitter release. Physiol Rev. 79, 1019–1088.
51. Levitan, I. B. (1999) Modulation of ion channels by protein phosphorylation. How the
brain works. Adv. Second Messenger Phosphoprotein Res. 33, 3–22.
52. Amzica, F. and Steriade, M. (2000) Neuronal and glial membrane potentials during sleep
and paroxysmal oscillations in the neocortex. J. Neurosci. 20, 6648–6665.
53. Wadman, W. J., Juta, A. J. A., Kamphuis, W., and Somjen, G. G. (1982) Current source
density of sustained potential shifts associated with electrographic seizures and with
spreading depression in rat hippocampus. Brain Res. 570, 85–91.
54. Somjen, G. G. (1995) Electrophysiology of mammalian glial cells in situ, in Neuro-
glia (Kettenmann, H. and Ransom, B. R., eds.), Oxford University Press, New York,
pp. 319–331.
55. Somjen, G. G. (1979) Extracellular potassium in the mammalian central nervous system.
Annu. Rev. Physiol. 41, 159–177.
56. Lux, H. D., Heinemann, U., and Dietzel, I. (1986) Ionic changes and alterations in the
size of extracellular space during epileptic activity, in Advances in Neurology (Delgado-
Escueta, A. V. and Ward, A. A., eds.), vol. 44, Raven, New York, pp. 619–639.
57. Largo, C., Cuevas, P., Somjen, G. G., Martin del Rio, R., and Herreras, O. (1996) The
effect of depressing glial function in rat brain in situ on ion homeostasis, synaptic trans-
mission, and neuron survival. J. Neurosci. 16, 1219–1229.
58. Lux, H. D. and Neher, E. (1973) The equilibration time course of [K] in rat cortex.
Exp. Brain Res. 17, 190–205.
59. Blanco, R. E., Marrero, H., Orkand, P. M., and Orkand, R. K. (1993) Changes in ultra-
structure and voltage-dependent currents at the glia limitans of the frog optic nerve fol-
lowing retinal ablation. Glia 8, 97–105.
60. Kuffler, S. W., Nichols, J. G., and Orkand, R. K. (1966) Physiological properties of glial
cells in the central nervous system of amphibia. J. Neurophysiol. 29, 768–787.
61. Orkand, R. (1986) Glial-interstitial fluid exchange. Annu. NY Acad. Sci. 4, 269–272.
62. Orkand, R. K. (1966) Effect of nerve impulses on the membrane potential of glial cells in
the central nervous system of amphybia. J. Neurophysiol. 29, 788–806.
63. Ransom, B. R. and Orkand, R. K. (1996) Glial-neuronal interactions in non-synaptic areas
of the brain: studies in the optic nerve. Trends Neurosci. 19, 352–358.
64. Kuffler, S. W. (1967) Neuroglial cells: physiological properties and a potassium medi-
ated effect of neuronal activity on the glial membrane potential. Proc. R. Soc. Lond. B.
Biol. Sci. 168, 1–21.
65. McKhann, G. M., D’Ambrosio, R., and Janigro, D. (1997) Heterogeneity of astrocyte
resting membrane potentials revealed by whole cell and gramicidin-perforated patch
recordings from cultured neocortical and hippocampal slice astrocytes. J. Neurosci. 17,
6850–6863.
Neuronal Energy Requirements 25
2
Neuronal Energy Requirements
Avital Schurr
25
26 Schurr
blood glucose levels (1–2 µmol/g brain wet wt, compared with 5–6 µmol/mL blood)
(1). Glycogen stores are not much higher than the glucose stores (2–3 µmol/g wet wt).
Cahill and Aoki (3) suggested that the required large ratio of water:glycogen (3–4 mL
water/1 g glycogen) could cause great fluctuations in volume, which are restricted
because of the rigidity of the cranium. Astrocytes are the main source of brain glyco-
gen, a fact that led many (1) to suggest that glycogen is not a readily available energy
source to neurons. As will be discussed later in this chapter, this view is now changing:
New data indicate that shuttle systems exist between astrocytes and neurons for differ-
ent metabolites. Estimates are that the total brain supplies of both glucose and glyco-
gen are sufficient for no more than 5 min of normal oxygen (O2) consumption, a period
that could get even shorter when excessive energy utilization and blood glucose sup-
plies cannot keep up with the demand. With no O2 reserves, the brain depends on the
blood and its flow, for all its O2 needs, extracting almost one-third of the total blood O2
under normal conditions. Consequently, blockade or reduction in blood flow would
diminish cerebral energy metabolism, because of O2 deprivation before any diminution
of glucose supply is apparent.
1.1.2. Energy Substrates
As mentioned, the bulk of the energy manufactured by the brain is devoted to
nerve excitation and conduction. These two functions are dependent on sustained mem-
brane potential, and, hence, most of the brain’s energy is consumed by ion transport.
Since the brain’s energy stores are limited, an unhindered flow of glucose and O2 is a
prerequisite for continuous, uninterrupted production of adenosine triphosphate (ATP).
This concept, i.e., that the normal substrates of cerebral energy metabolism are glucose
and O2 and the products are carbon dioxide (CO2) and water (2), has not changed in
decades, and generally is correct, although, as is explained below, it is an oversimpli-
fied one. Consequently, glucose utilization in the brain is regarded as obligatory (2).
Thus, the brain is considered to be different from other tissues, which are much more
flexible in their ability to utilize alternative fuels to glucose. This conclusion is based
on measurements of positive arteriovenous differences only, for glucose and O2, and
consistent negative values only, for CO2. Normally, neither positive nor negative arte-
riovenous differences can be demonstrated for lactate or pyruvate. Although the lack of
positive differences indicates that the brain does not utilize bloodborne lactate or pyru-
vate as aerobic energy substrates, the lack of negative differences for at least one of
these two products, even during a moderate O2 shortage, is intriguing, and could bear
potentially important implications.
Table 1 encapsulates the stoichiometric relationship between glucose utilization and
O2 consumption. The values in Table 1 are calculated medians of measurements
reported in the literature, and glucose equivalent of O2 consumption is the theoretical
one (6 mol O2/mol glucose) (2).
The normal conscious human brain consumes 156 µmol O2/100 g tissue/min. A simi-
lar CO2 production yields a respiratory quotient of 1.0. As indicated in Table 1, 156 µmol
of O2 (or CO2) are equivalent to 26 µmol glucose (based on a ratio of 6 µmol O2 con-
sumed for 1 µmol glucose utilized). Not withstanding, the measured rate of glucose
utilization is 31 µmol/100 g tissue/min, a surplus of 5 µmol glucose, which brings
down the O2:glucose ratio from the theoretical 6.0, to 5.5. The discrepancy between the
Neuronal Energy Requirements 27
Table 1
Stoichiometric Relationship Between Glucose Utilization
and O2 Consumption in Normal Young Adult Mana
Rate
Function (µmol/100 g brain tissue/min)
Glucose utilization 31
O2 consumption 156
CO2 production 156
Glucose equivalent of O2 consumption 26
(6 mol O2/mol glucose for complete oxidation)
aAdapted from ref. 2.
calculated and the measured O2:glucose has remained unexplained, although it has
been suggested that the extra, nonoxidized glucose is converted to lactate, pyruvate,
and other intermediates of carbohydrate metabolism (2). Moreover, it has been postu-
lated that these intermediates are released from the brain into the blood in such minute
amounts that they are not detectable as a significant arteriovenous difference (2).
There are two “facts” supporting the claim that glucose is the only energy substrate
that the normal brain utilizes. The first is a respiratory quotient of 1.0 (6 mol O2 con-
sumed and 6 mol CO2 formed, a quotient that requires a stoichiometric consumption of
6 mol O2 for every mol glucose utilized, and thus a ratio of O2/glucose of 6.0). The
second is the inability to detect a positive arteriovenous difference for any other poten-
tial energy substrate.
Clarke and Sokoloff (7) warn their readers about the discrepancies between in vivo
and in vitro results concerning brain tissue, and the great hazard of extrapolating from
in vitro data to conclusions about in vivo metabolic function. In vitro systems bypass
functions, such as blood flow, but the uniqueness of the brain in vivo stems from the
blood–brain barrier (BBB). The assumption that BBB-devoid cerebral tissue, as with
in vitro systems, behaves differently from the same tissue in vivo has triggered great
skepticism toward many in vitro findings, especially among investigators who use only
in vivo systems. Do in vitro systems deserve such skepticism? Are warnings about
their pitfalls warranted? The answer to both questions should be affirmative, when
crushed tissue preparations, or mitochondrial, synaptosomal, or any other organelle-
enriched preparations are concerned. However, many in vitro preparations today main-
tain whole cells, partial or complete brain regions, and even a whole, perfused brain for
hours and days, intact and functional. These in vitro preparations deserve attention,
and should be given the chance to prove themselves before anyone blindly criticizes
data that have been originated by them. Therefore, this chapter describes data on energy
metabolism generated using in vivo systems, along with data produced by in vitro
preparations, such as cell cultures, excised CNS nuclei, and brain slices.
If one is to adhere to the premise that the brain is restricted in its choice of energy
substrates, because of the BBB, one need measure only glucose and O2 consumption
and CO2 production to calculate the brain’s energy needs. In vivo studies, at least until
recently, did just that: measuring what went into the “box” and what came out of the
box. Although, ironically, the intricate processes within the box, which are responsible
28 Schurr
for the consumption of glucose and O2, and the production of CO2, were elucidated
using in vitro systems, one could ignore them entirely when measurement of energy
metabolism in vivo is concerned. It is only in the last 15 yr that in vivo measurements,
both in humans and animals, have strongly suggested that brain energy metabolism is
not simply C6H12O6 + 6O2 = 6CO2 + 6H2O. As the methods of measuring brain func-
tion improve, insights are gained that provide a more complex and elaborate picture.
Recent studies indicate that, under conditions of cerebral stimulation, intracerebral
lactate increases to significantly higher levels than those under resting conditions (4–9).
These results confirm what was suspected for many years, i.e., that phasic changes in
neural activity are supported by glycolysis (10). As early as 1937 (11,12), it was noted
that local tissue O2 levels increase, rather than decrease, during spontaneous focal sei-
zures in human cerebral cortex. Rapid eye movement sleep caused large increases in
blood flow (13) and glucose utilization (14), but a decrease in O2 extraction (15). Fig-
ure 1 shows the cerebral metabolic rate (CMR) data in humans (5) under resting condi-
tions and upon stimulation. In whole brain under resting conditions, CMRO2 and
CMRglucose values were 1.50 and 0.37 µmol/min/100 g, respectively: a molar ratio of
4.1:1. In the visual cortex, under resting conditions, CMRO2 was 1.71 µmol/min/100 g
and CMRglucose was 0.42 µmol/min/100 g, or, again, a molar ratio of 4.1:1. Upon visual
stimulation the CMRglucose value rose a mean of 0.21 µmol/min/100 g (51%), and
CMRO2 value increased by a mean of only 0.08 µmol/min/100 g (5%), to produce a
molar ratio, for the increases, of only 0.4:1. These results indicate that the brain, under
working (stimulated) conditions, is capable of producing large amounts of lactate (via
pyruvate), up to 250% of control. This accumulated lactate remains in the brain, and
could later be used aerobically for energy metabolism under resting conditions. Other
recent studies show significant increases in lactate levels in human visual cortex (7,8)
and in rat hippocampus and striatum, on physiological stimulation (9).
Thus, although the impermeability of the BBB to lactate is irrelevant, since the bulk
of brain lactate is produced in the brain itself, the claim that the BBB is impermeable to
lactate is inaccurate, at best. Lactate entry to the brain via the arterial blood is consid-
ered to be negligible, but Rowe et al. (16) showed that, immediately after a carbo-
hydrate-rich meal, the higher-than-average lactate blood levels diminished on passing
the brain. A relatively high brain uptake index value for lactate has been reported when
a low lactate concentration (0.011 mM) was injected into the carotid artery of adult rats
(17–19). If the normal plasma level of lactate is 1.0 mM (20), one could expect brain
uptake index for lactate to be even higher. Several studies clearly demonstrate the abil-
ity of lactate to quickly permeate the adult BBB (18,21–24) via a stereospecific trans-
porter (18,22). A recent study used [3-13C]lactate to demonstrate that the average uptake
of lactate during the first 5 min after its injection (iv) to mice was almost 7× higher
than the previously calculated Vmax for uptake of lactate across the BBB (25a).
Since normal lactate concentration in cerebrospinal fluid exceeds (1.6–2.0 mM) the
plasma lactate level (1.0 mM) (20), and the CMRO2:CMRglucose under resting condi-
tions is higher (4.1) than that during cerebral stimulation (2.8), it is obvious that the
normal brain produces large amounts of lactate. Moreover, CMRO2:CMRglucose of 4.1
(5) is not the expected ratio of 6.0, or even 5.0. CMRO2:CMRglucose values of 5.0 or 4.0
indicate that 17 or 33%, respectively, of the glucose are consumed via nonoxidative
metabolism and converted to lactate, and that, under cerebral stimulation, when these
Neuronal Energy Requirements 29
Fig. 1. The ratio of human cerebral metabolic values of oxygen (CMRO2) and glucose
(CMRglucose) in whole brain and in visual cortex, under resting conditions and during stimula-
tion with a reversing checkerboard stimulus. Under resting conditions, the CMRO2:CMRglucose
for the whole brain and the visual cortex were identical (4.1.). However, during stimulation, a
significant decrease in this ratio (to 2.8) was observed; the CMRglucose rose by a mean of 0.21
µmol/min/100 g (51%); the CMRO2 rose by a mean of only 0.08 µmol/mi/100 g (5%). This is
a molar ratio for the increase in metabolic rate of only 0.4:1. (Modified with permission from
ref. 5.)
values are falling to approx 0.4 (5), 93% of the metabolized glucose is being converted
to lactate. Such high production of lactate by the normal brain would explain the higher
concentration of lactate in CSF than in plasma (20). Hence, the normal brain continu-
ously produces large amounts of lactate.
If lactate is being produced in the brain regularly as an end product, it should either
accumulate there or appear in the venous blood that exits the brain. But in fact neither
occurs. A simple explanation for this would be an immediate aerobic cerebral utiliza-
tion of lactate under resting conditions. Alternatively, lactate could be converted to
glycogen, either via gluconeogenesis (25) or by direct conversion (25,26). Pyruvate,
the precursor of lactate, is as efficient an energy substrate as lactate, it is transported
via the same stereospecific transporters that transport lactate, and it is the product that
lactate has to be converted to before it can be utilized aerobically. Nevertheless, pyruvate
does not accumulate in the brain, and thus the pyruvate:lactate ratio is usually very small.
Before examining in vitro data on lactate as a cerebral energy substrate, two argu-
ments should be reconsidered, that blunt somewhat the warning by Clarke and Sokoloff
(2) on the limited usefulness of information extracted from in vitro systems resulting
from their lack of an intact BBB. First, as has already been pointed out, most, if not all,
of the cerebral lactate is produced by the brain itself, and thus the presence or absence
of the BBB is irrelevant. Second, as has been shown by the studies mentioned above
30 Schurr
(16,18,21–24), the BBB is permeable to lactate, although not to the same degree as
glucose. Hence, the relevance and the importance of the in vitro findings described
below should not be overlooked.
As early as 1953, McIlwain (27,28) was able to demonstrate the ability of guinea pig
cortical slices to respire when lactate was the substrate. When such slices, prepared
either from guinea pig or rabbit brain, were respiring in glucose-containing media,
lactate accumulated in the media (29). This lactate accumulation was initially rapid
(50 µmol/g/h), and fell after some minutes, to about 25% of the initial rate of accumu-
lation. This decline results from lactate being served as an oxidizable substrate, when
its levels are greater than 3 mM (30). Other in vitro results show 2 mM to be the mini-
mal lactate concentration that rat hippocampal slices can utilize for energy production
(31). The increase in brain lactate levels that accompanies increased cerebral activity,
both in humans (4,5) and animals (9), has been demonstrated in vitro as a 2–10-fold
increase in glycolysis induced by electrical stimulation or incubation with high potas-
sium (30). Thus, rates of lactate formation in vitro, of 100 µmol/g/h during electrical
stimulation, are typical, and can be sustained for hours. When the tissue was superfused
(3.5 mL/min), lactate formation values rose to 300 µmol/g/h (30). The normal rate of
lactate formation by human cerebral tissue in vitro is about 15–20% of the consumed
glucose (30).
Evidence published in 1988 (31) supports the idea that adult brain tissue is capable
of substituting lactate for glucose to fuel its normal function. Later studies (32–34)
reproduced that finding, demonstrating the ability of adult rat hippocampal slices to
utilize lactate (and pyruvate) as the sole energy substrate, upon complete depletion of
glucose from the incubation medium. Moreover, in those studies, the inhibition of
glycolysis with iodoacetate was ineffective in abolishing synaptic function in lactate-
supplemented slices, and completely diminishing such function in glucose-supple-
mented slices (31).
Cerebellar slices from adult rats exhibited an increase of approx 220% in their
ability to oxidize lactate to CO2, compared to cerebellar slices prepared from early
neonates (34). Moreover, at any age, the rate of CO2 production from lactate is over
300% higher (when slices were supplemented with 10 mM lactate) than the rate mea-
sured from glucose (when slices were supplemented with 5 mM glucose) (Fig. 2). These
findings are in agreement with the proposal that, thermodynamically, lactate is a pre-
ferred aerobic energy fuel, compared to glucose, since lactate conversion to pyruvate
requires no ATP investment; 2 mol ATP are consumed in the conversion of a mole of
glucose to pyruvate (31,35). Two recent studies (25,26) offer evidence that cultured
neonatal mouse astroglial cells are capable of using lactate for gluconeogenesis, and
that astroglia-rich primary cultures from neonatal rats are capable of supplying glyco-
gen-derived lactate to neighboring cells.
These in vitro studies strongly suggest a major role for lactate (and pyruvate) as a
substrate for cerebral energy metabolism. Based on studies with astrocytic and neu-
ronal cultures, Magistretti et al. (36–39) hypothesized that, when the presynaptically
released excitatory neurotransmitter, glutamate (Glu) is taken up by astrocytes, it stimu-
lates the production of glycolytic lactate and, consequently, the aerobic utilization of
lactate by neurons. The importance of lactate as an aerobic cerebral energy substrate
could become even greater under certain conditions, such as hypoxia/ischemia (see Sub-
Neuronal Energy Requirements 31
Fig. 2. Conversion of glucose (5 mM) or lactate (10 mM) to CO2 by cerebellar slices pre-
pared from rats of different ages. (Modified with permission from ref. 34.)
heading 4.), as mentioned earlier. Although pyruvate is as useful as lactate for the
oxidative production of ATP, it does not accumulate in large quantities, as lactate does.
Thus, although pyruvate can support neuronal function in vitro, as a sole energy sub-
strate (32), its levels are too low to account for such support in vivo. Larrabee has
shown, using excised chick ganglia, that lactate metabolism competes with glucose
metabolism, and vice versa (40–42).
Other substances, such as the ketones, β-hydroxybutyrate and acetoacetate, could,
under certain circumstances, serve as energy substrates. Neonates have a great ability
to utilize these alternative substrates (2,43). In cases of diabetes or starvation, in which
blood levels of ketones are elevated, because of an increase in lipid catabolism, brain
tissue shows an adaptive ability to metabolize ketones as energy substrates, using
the same monocarboxylate transporters that transport lactate and pyruvate. Ketones
are usually converted to acetyl CoA, which directly enters the tricarboxylic acid
cycle (TAC).
Although glycogen stores in the brain are low, this polycarbohydrate is the main
energy reserve of the brain, and may be utilized during periods of high glucose
demands, when glucose supplies cannot keep up with the glycolytic flux. Such high
demands, as indicated in the previous subheading, occur regularly, upon increased neu-
ronal activity. It is a long-held dogma that the BBB limits the entry of glucose into
astrocytes and neurons during periods of high demands. We have shown, however,
using brain slices, in which the BBB is absent, that the rate of neuronal glucose entry is
too slow to keep up with its glycolytic consumption (44). If that is true, the role of
glycogen, found mainly in astrocytes in the adult brain, could be even more important,
especially if some or all of it is converted first to lactate (26) before being transported
32 Schurr
into neurons as an aerobic energy substrate (40–42). Calculations indicate that the gly-
cogen stored in brain tissue (3.3 µmol/g rat brain) could last for less than 5 min as the
sole energy source (2). However, in vitro results indicate that astrocytes are capable of
synthesizing glycogen from lactate (25), implying that the breakdown and synthesis of
glycogen could take place concomitantly.
As the rate of brain glycolysis increases, the level of glycogen’s first precursor,
glucose-6-phosphate (glucose-6-P) decreases, as the result of an enhancement in the
rate of fructose-6-P phosphorylation to fructose-1,6-diP, by the enzyme, phosphofruc-
tokinase. This enzyme is the main site of glycolytic regulation. Hence, with the reduc-
tion in glucose-6-P levels during periods of energy demands, glycogen synthesis also
declines. The uridine diphosphoglucose, formed from glucose-1-P, is the unit trans-
ferred and linked, via a α-1,4-glycosidic bond, to the terminal glucose on a nonreducing
side of an amylose chain. This reaction, catalyzed by glycogen synthetase, is the rate
limiting reaction of glycogen synthesis (2). On the degradation side of glycogen, most
of the phosphorylase is in its phosphorylated form, “a,” the active form of the enzyme.
Nevertheless, it is still unknown if and how glycogenolysis in the brain is regulated.
The hydrolysis of glycogen at the α-1,4-glycoside bond leaves a chain of α-1,6-glyco-
side linkages, upon which glycogen can be resynthesized. The hydrolysis of the α-1,6-
glycosidic chain by the debranching enzyme is slower than the hydrolysis of
α-1,4-glycosidic bonds, and its product is glucose. This reaction may be the rate-limit-
ing step in glycogenolysis. Approximately 1 mol free glucose is formed for each 11 mol
glucose-6-P released, when 1 mol glycogen is completely hydrolyzed. As is discussed
in Subheading 2., glycogen metabolism is tightly coupled to neuronal activity. It is
rapidly hydrolyzed during shortage in energy supply, and synthesized during adequate
supplies of glucose and O2.
2. COUPLING OF FUNCTION
AND ENERGY METABOLISM IN THE BRAIN
The assumption that activation of brain tissue is dependent on energy supplied by
oxidative metabolism of glucose was challenged over a decade ago (4,5). As has been
seen from the first subheading, magnetic resonance imaging measurements of glucose
consumption and concomitant calculations of O2 consumption from blood flow mea-
surements indicated a possible mismatch between the two, upon activation of the brain.
More recent studies (45,46) claim that no such mismatch exists, and that the initial
increase in glucose consumption, measured upon brain activation, is accompanied by a
similar increase in O2 uptake.
For years, elevated lactate levels have been considered to signal the existence of
hypoxia and anaerobic energy metabolism in tissues (47,48). Substantial evidence has
been accumulated (48,49) to indicate that large amounts of lactate can be produced in
many tissues under fully aerobic conditions, but brain tissue has been presumed to be
an exception. Lactate production has been promoted as an exclusively anaerobic pro-
cess, and its accumulation was thought to be a major detrimental factor in ischemic
brain damage (50).
Now, however, many studies (4–9,51) suggest that the brain is not necessarily dif-
ferent from other tissues, in that it does produce lactate under aerobic conditions. Upon
cerebral stimulation, intracerebral lactate increases to significantly higher levels than
Neuronal Energy Requirements 33
those under resting conditions, both in humans (4,5,7,8,37,38) and rats (9). These
results confirmed what had been suspected for some time: Phasic changes in neural
activity are supported by glycolysis, a much less efficient ATP biosynthetic pathway
than the TCA and oxidative phosphorylation. Moreover, a recent study (52) has sug-
gested that, upon activation, a significant pool of lactate is available to the brain as a
source of energy. Nevertheless, as has been already mentioned, other studies demon-
strate a concomitant increase in O2 consumption upon activation, to match the increase
in glucose utilization. These studies disagree with the idea that increase in energy
demands by activated brain is met by glycolysis alone (45,46).
2.1. Glutamate, Neuro–Glial Interaction,
and Coupling of Function and Energy Production
Magistretti et al. (39), using primary cultures of mouse cerebral cortical astrocytes,
demonstrated the ability of Glu, the main excitatory neurotransmitter in the brain, to
stimulate glycolysis, i.e., glucose consumption and lactate production. They hypoth-
esized that Glu, released from active presynaptic neurons and taken up by astrocytes, is
the signal that couples neuronal activity to glucose utilization. According to this
hypothesis, astrocytic Glu uptake, via Na+ co-transport, activates the Na+/K+-ATPase
pump. Glu uptake from the synaptic cleft occurs through specific astroglial Glu trans-
porters, namely, Glu transporter 1 and astrocyte-specific Glu transporter (52). These
transporters show a stoichiometry of 3Na+ contransported with each Glu molecule.
The Na+-pumping activity, fueled with ATP formed by membrane-bound glycolytic
enzymes, increases glycolytic flux and, thus, glucose consumption and lactate produc-
tion. An additional ATP-requiring reaction takes place, upon Glu entry into astroglia,
i.e., Glu conversion to glutamine (GluNH2) by the astroglial enzyme, glutamine syn-
thase (52). Lactate, once released from astrocytes, is taken up by neurons to be utilized
aerobically as an energy substrate. Such a mechanism could explain the observed
increases in glucose utilization and lactate production, without a concomitant increase
in O2 consumption upon brain stimulation (4–7,48,49). Since neurons consume lactate
aerobically (31–34,53), any elevation in its levels should be short-lived.
The coupling of neuronal activity and energy metabolism has also been studied in
rat hippocampal slices (53). Although activation of these slices with Glu could result in
a significant elevation in the production of lactate, no such increase was detected. Does
this lack of increase in lactate tissue level indicate lack of lactate production, or that
lactate is consumed as quickly as it is produced? To test whether or not such elevation
occurs, lactate utilization must be prevented, or at least slowed down. One way to
block lactate use is to inhibit its transport from its site of production to its site of utili-
zation, i.e., from astroglia to neurons. As has been mentioned in Subheading 1., lactate
transport occurs via a specific MCT, located in the membrane of both astroglia and
neurons (54,55). The use of a specific inhibitor of this transporter, α-cyano-4-
hydroxycinnamate (4-CIN), has proved to be an efficient way to block lactate transport
into neurons (53,56). Upon activation of neurons with Glu in the presence of 4-CIN,
tissue lactate accumulation could be observed (Fig. 3). 4-CIN induced lactate accumu-
lation in brain slices, but it also prevented the recovery of normal neuronal function
after the removal of Glu (Fig. 3).
These results lead one to conclude that, under control conditions, any glycolytic
lactate formed during exposure to Glu is immediately consumed by neurons as an aero-
34 Schurr
Fig. 3. The content of glucose (bottom panel) and lactate (top panel), before (baseline) and
during exposure to Glu and during Glu washout, in control (open symbols) and 4-CIN-treated
(filled symbols) rat hippocampal tissue slices. Slices were supplied with artificial cerebrospinal
fluid containing 10 mM glucose. The recovery rates of neuronal function at the end of 30 min
washout in control (open bar) and 4-CIN-treated slices (filled bar) are shown at the right
of the bottom panel. Values are means ± SD. Significantly different from control (*p < 0.03;
**p < 0.0001).
bic energy substrate, and that lactate formation takes place mostly in astroglia. More-
over, lactate appears to be an energy substrate of utmost importance for neuronal re-
covery after activation. These conclusions are based on three facts: First, in the absence
of 4-CIN, no lactate accumulation was observed; second, when 4-CIN was present,
inhibition of lactate transport into neurons prevented its utilization, indicating that lac-
tate is produced outside the neuronal compartment; third, 4-CIN prevented the recov-
ery of neuronal function after activation, indicating that lactate could be an obligatory
energy substrate during neuronal activation. The blockade by 4-CIN of the neuronal re-
covery after exposure to Glu ensued, despite the ample supply of glucose (4–10 mM)
that was present throughout the experimental period.
The importance of glycolysis’s role, in the mechanism that couples brain activity
with energy metabolism, could be tested by glycolytic inhibition. Such inhibition
should weaken the ability of hippocampal slices to maintain neuronal function during
exposure to Glu, since glucose utilization would be blocked and lactate would not be
Neuronal Energy Requirements 35
Fig. 4. A schematic diagram of the two main pathways of energy metabolism (glycolysis
and oxidative phosphorylation), in neuronal and astroglial compartments, during rest (left) and
during activation (right). For more details, see text.
Language: English
JUSTICE
By Edward Simmons
This frontispiece is a reproduction of a famous mural
decoration in the New York Criminal Court House.
The background is the doorway of the criminal court
room. Justice stands before the entrance holding in
one hand the conventional scales as a token of
impartiality, and in the other hand a globe to symbolize
the world. Over her left shoulder is draped the national
flag. Condemnation and Acquittal are typified by the
two children, one of whom holds a sword, the other the
dove of peace.
It has been usual to prefigure the Goddess of Justice
with her eyes bandaged, in token of her immunity from
outside influence. Mr. Simmons, however, has here
portrayed Justice with her eyes uncovered, because
he believed that “Justice should have her eyes wide
open—particularly in New York City”.
The artist’s wife and two children were the models
for this painting.
SOCIAL CIVICS
BY
WILLIAM BENNETT MUNRO
PROFESSOR OF MUNICIPAL GOVERNMENT
IN HARVARD UNIVERSITY
AND
NEW YORK
THE MACMILLAN COMPANY
1922
All rights reserved
PRINTED IN THE UNITED STATES OF AMERICA
Copyright, 1922
By THE MACMILLAN COMPANY
PAGE
Preface v
PART I
THE AMERICAN ENVIRONMENT
CHAPTER
I. Human Society 1
II. The People, Races, and Racial Problems of 19
the United States
III. Economic Factors and Organization 37
PART II
THE ORGANIZATION OF GOVERNMENT
NATIONAL GOVERNMENT
XIII. The National Constitution 246
XIV. Congress at Work 266
XV. The President and his Cabinet 286
XVI. The Courts and the Law 308
PART III
THE CIVIC ACTIVITIES
ECONOMIC
XVII. Natural Resources and Conservation 326
XVIII. The Agricultural Interests 339
XIX. The Encouragement and Regulation of 356
Commerce
XX. The Organization and Control of Industry 383
XXI. Labor and Labor Problems 400
XXII. Currency, Banking, and Credit 424
XXIII. Taxation and Public Finance 450
XXIV. Public Utilities and Public Ownership 474
SOCIAL
XXV. Education 492
XXVI. Public Health and Sanitation 514
XXVII. Poor-Relief, Correction, and Other 540
Welfare Problems
INTERNATIONAL
XXVIII. The National Defence 563
XXIX. Foreign Relations 587
XXX. The United States as a World Power 606
XXXI. The United States and the League of 625
Nations
XXXII. Political and Social Reconstruction 646
APPENDIX
The Constitution of the United States 665
INDEX
LIST OF ILLUSTRATIONS
PAGE
SOCIAL CIVICS
CHAPTER I
HUMAN SOCIETY
The purpose of this chapter is to explain why human beings have come
together into a society, to point out some of the chief influences which affect
their action in organized groups, and to show that government is the greatest
of the agencies through which human co-operative action is maintained today.
Man’s Place on the Earth.—The present The supremacy of
organization of society finds its explanation in man.
the nature of man. Man is by nature a social being; he possesses
intelligence and the capacity to organize. Among living creatures
man is by no means the first in physical power—he is neither so
strong as the lion nor so fleet as the reindeer. But he dominates the
earth because he more than makes up, by his mental and moral
superiority, for whatever may be lacking in physical prowess. We do
not know when mankind first began to assert its mastery over all
other forms of life on the earth, but it was a very long time ago.
Man’s superior intelligence gave him a start, and his capacity for
organization enabled him to clinch the victory. Today he is supreme
on land, at sea, and in the air.
The Principle of Development.—Human Evolution.
society did not come into existence all at once; it
has grown to its present form through the slow process of time.
Everywhere we see the principle of development at work—among
individuals and among institutions. Everything is still in a continual
process of change and this has unquestionably been the case for
many thousands of years. Or to put it in another way, new forms of
life and institutions are continually being evolved from older forms.
To understand this principle of continual Darwin and his
change and development it is necessary to know work.
something about the doctrine of evolution. This doctrine is commonly
associated with the name of Charles Darwin, for although many
others had hinted at the idea, he was the first to set it forth
accompanied by scientific evidence.[2] Darwin’s theory has been
much misunderstood; in the illiterate mind it is often summed up by
saying that “Man is descended from the monkey”. But Darwin did not
say anything of the kind, neither did he ever deny the existence of
God as the controlling factor in the life of the universe. Darwin’s
theory of evolution asserted that all forms of life now on earth have
sprung from a few simple, primitive types, and that human life is an
evolution from one of these earlier forms. Human institutions,
likewise, did not arise instantaneously but developed from simple
and primitive beginnings into their complex structure of today.
The evidence upon which the doctrine of Soundness of
evolution rests is too extensive and too technical Darwin’s theory.
to be even summarized here but it is regarded as trustworthy by
most scientists.[3] For fifty years it has been studied, discussed, and
tested by scholars with the result that educated men are now
disposed to accept the doctrine so far as its main principles are
concerned although they differ about various details.
It is astonishing how little we know, after all, about the beginnings
of things. We do not know when or how life began upon the earth.
We do not know the exact origin of man. But we do know that all
forms of life and institutions have grown; they were not created in the
shape we now have them. All the general laws of life which apply to
plants and animals apply also to man. Alike they are born, they are
nourished, they mature, and they produce descendants like
themselves.
The method of evolution, according to The principle of
Darwin’s theory is based upon the principle of “natural selection”
natural selection. It is a well-known law of nature and the struggle for
that “like begets like”, in other words that existence.
offspring resemble the parent-stock although there may be some
individual differences. If it were not so, a definite species would
never be perpetuated. All forms of life, moreover, reproduce
themselves more or less abundantly. It is said that the progeny of a
single starfish exceeds half a million per year. Even the elephants,
which are the slowest breeding of all animals, produce a sufficiently
numerous offspring to over-run the whole of Africa if every young
elephant grew to maturity.
But nowhere does the entire progeny of any organisms, whether
plants, animals, or human beings, survive to full growth. If every
acorn became an oak tree, there would in time be no room for
anything else on the surface of the earth. If every tadpole grew to be
a frog, there would be no room for anything else in the waters of the
earth. All life, however, is a struggle for existence, a relentless
competition for air, sunshine, moisture, and soil on the part of plants,
and for food and shelter on the part of animals. The further down we
go in the scale of life the more bitter this struggle for existence
becomes; small animals eat up the plants; large animals feed on the
smaller ones. Higher in the scale, the struggle is not so keen, and
among mankind it is the least strenuous of all.
In this struggle for existence, what plants and animals survive?
The answer is that those which are best fitted to their environment
continue to exist and to reproduce themselves, while those which are
more poorly adapted to their environment fall out of the race and
disappear. In other words natural selection or The survival of the
the survival of the fittest was thought by Darwin fittest.
to be the principle which determines the course of evolution. The
unfit perish and the fit survive, everything depending upon the
relative success of the organism in adapting itself to the conditions
under which it is endeavoring to live. The clumsy mastodon became
extinct; his bones are now relics in museums; but the horse, being
fleet of foot, managed to survive. The fit organisms,—plants or
animals or human beings,—have survived and have perpetuated the
species. They gave to their offspring the traits or qualities which
enabled themselves to survive. In that way each generation of
organisms became a little better fitted to its environment than the
generation which went before. This is a slow process for human
beings, of course, for it takes twenty years or more to produce a new
generation of men, whereas new generations of birds, reptiles, and
lower animals appear every few months. The principle of natural
selection, moreover, does not fully account for the form which
evolution has taken. Other factors have also been at work, but
scientists are not yet agreed as to their nature or importance.[4]
Now how does the human race figure in all Natural selection as
this? Mankind has also been at all times under applied to the
the necessity of adapting itself to its human race.
environment, and in the early stages of human history those who did
not successfully adapt themselves went to an early grave. During
century after century natural selection and the other factors
strengthened the race. As the race grew stronger in intelligence,
man undertook to subdue his environment rather than to be subdued
by it, and in considerable measure he succeeded. He discovered the
art of kindling a fire and made this element his servant in conquering
the cold. He domesticated wild animals, made them provide him with
milk and meat, and compelled them to carry his burdens. Step by
step he mastered the natural conditions which surrounded him. This
he did by his ability to work with his fellow-men. Through this power
of co-operation he created group organizations—society, the state,
and government.
The struggle for existence among men is not Today the strong
now, therefore, as it was in primitive days, a life- assist the weak.
and-death competition for food and shelter. Individuals have come to
recognize each other’s rights and to seek even their own advantage
by co-operation rather than by strife. The association of individuals in
the family and the community serves to preserve the weak whom a
keen struggle for existence would eliminate. Our whole system of
poor-relief, hospitals, and care for the defective is based upon the
idea of giving a fair chance to those who otherwise would be
crowded out of the struggle for existence altogether. The competition
today is not so much between individuals as among groups, small or
large, including competition between whole nations of men.
The Factors in Social Progress.—Two The relative
factors have greatly influenced the course of influence of
social evolution or social progress. These inheritance and
factors are inheritance and environment. By environment.
inheritance we mean the qualities, physical and mental, which each
generation inherits from the generation preceding. By environment
we mean the general surroundings, physical and social, in which the
people live. Mankind influences these surroundings to a
considerable extent and moulds them to his own needs, but in turn is
also influenced by them. Everything that is characteristic of man is
the result of these two forces, inheritance and environment. In some