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HEARING
An Introduction to Psychological and
Physiological Acoustics
HEARING
An Introduction to Psychological and
Physiological Acoustics
SIXTH EDITION
This book contains information obtained from authentic and highly regarded sources. While all reasonable efforts have been
made to publish reliable data and information, neither the author[s] nor the publisher can accept any legal responsibility or
liability for any errors or omissions that may be made. The publishers wish to make clear that any views or opinions expressed
in this book by individual editors, authors or contributors are personal to them and do not necessarily reflect the views/
opinions of the publishers. The information or guidance contained in this book is intended for use by medical, scientific or
health-care professionals and is provided strictly as a supplement to the medical or other professional’s own judgement, their
knowledge of the patient’s medical history, relevant manufacturer’s instructions and the appropriate best practice guidelines.
Because of the rapid advances in medical science, any information or advice on dosages, procedures or diagnoses should be
independently verified. The reader is strongly urged to consult the relevant national drug formulary and the drug companies’
and device or material manufacturers’ printed instructions, and their websites, before administering or utilizing any of the
drugs, devices or materials mentioned in this book. This book does not indicate whether a particular treatment is appropriate
or suitable for a particular individual. Ultimately it is the sole responsibility of the medical professional to make his or her
own professional judgements, so as to advise and treat patients appropriately. The authors and publishers have also attempted
to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission
to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us
know so we may rectify in any future reprint.
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Preface xiii
1 Physical concepts 1
Physical quantities 1
Decibel notation 6
Harmonic motion and sound 8
Combining waves 15
Complex waves 17
Filters 20
Standing waves 21
Impedance 22
References 24
2 Anatomy 27
Gross anatomy and overview 27
Temporal bone 29
Outer ear 32
Pinna 32
Ear canal 32
Eardrum 33
Middle ear 33
Ossicular chain 35
Intratympanic muscles 36
Inner ear 37
Osseous and membranous labyrinths 37
Inner ear fluids 37
Vestibular organs 39
Cochlea 39
Hair cells 44
Innervation 48
Efferent innervation of the hair cells 50
Central auditory pathways 51
Ascending auditory pathways 52
Cochlear nuclei 52
Superior olivary complex 53
Lateral lemniscus 54
Inferior colliculus 54
Medial geniculate body 54
vii
viii Contents
Cortex 55
Descending auditory pathways 57
Olivocochlear bundle 58
Middle ear muscle reflex 59
References 59
3 Conductive mechanism 69
Outer ear 69
Pinna 69
Ear canal 69
Middle ear 70
Middle ear transformer mechanism 72
Area ratio 72
Curved-membrane mechanism 73
Ossicular lever 74
Middle ear response 76
Bone conduction 77
The acoustic reflex 80
Reflex parameters 81
Middle ear muscle theories 89
References 90
4 Cochlear mechanisms and processes 95
Action of sensory receptors 95
Classical theories of hearing 96
Classical resonance theory 96
Traveling wave theory 97
Classical temporal theories 97
Place-volley theory 98
The traveling wave 98
Hair cell activation 100
Mechanoelectrical transduction 103
Cochlear electrical potentials 104
Resting potentials 105
Receptor potentials 105
Cochlear microphonics 105
Distribution of the cochlear microphonic 108
Summating potentials 111
Cochlear tuning and frequency selectivity 112
Nonlinearity in the cochlea 118
Active processes and the cochlear amplifier 120
Otoacoustic emissions 122
References 127
5 Auditory nerve 137
Frequency coding 138
Tuning curves 138
Firing patterns 139
Responses to clicks 139
Responses to tones and tonal complexes 141
Two-tone suppression 144
Intensity coding 146
Speech coding 150
Contents ix
Index 391
Preface
This is the sixth edition of a textbook intended In addition to reflecting advances in the field,
to provide beginning graduate students with an the sixth edition of Hearing has been strongly
introduction to the sciences of hearing, as well as influenced by extensive comments and sugges-
to provide an overview of the field for more expe- tions from both colleagues and graduate students.
rienced readers. This has resulted in updates, changes, and addi-
The need for a current text of this type has tions to the material as well as several new and
been expanded by the advent of the professional revised figures; but every effort has been made to
doctorate in audiology, the AuD in addition to maintain the fundamental characteristics of the
those in PhD programs in the speech and hear- prior editions wherever possible. These include the
ing sciences. However, an interest in hearing is by basic approach, structure, format, and the general
no means limited to audiologists and speech and (and often irregular) depth of coverage, the provi-
hearing scientists. It includes readers with widely sion of references at the end of each chapter, and
diverse academic backgrounds, such as psycholo- the provision of liberal references to other sources
gists, speech-language pathologists, physicians, for further study. As one might expect, the hard-
deaf educators, industrial hygienists, linguists est decisions involved choosing material that could
and engineers, among others. The result is a frus- be streamlined, replaced, or omitted, keeping the
trating dilemma in which a text will likely be too original orientation and flavor of the book, and
basic for some of its intended readers and too avoiding a “state-of-the-art” treatise.
advanced for others. Thus, the idea is to provide a It is doubtful that all of the material covered in
volume sufficiently detailed to serve as a core text this text would be addressed in a single one-semester
for graduate students with a primary interest in course, nor that it would be the only source used. It
hearing, while at the same time avoiding a reli- is more likely that this book would be used as a core
ance on scientific or mathematical backgrounds text for a two-course sequence dealing with psy-
not shared by those with different kinds of aca- chological and physiological acoustics, along with
demic experiences. appropriately selected readings from the research
Hearing science is an exciting area of study literature and state-of-the-art books. Suggested
because of its broad, interdisciplinary scope, and readings are provided in context throughout the
even more because it is vital and dynamic. Research text to provide a firm foundation for further study.
continuously provides new information to expand My heartfelt appreciation is expressed to the
on the old and also causes us to rethink what was numerous colleagues and students who provided
once well established. The reader (particularly the me with valuable suggestions that have been incor-
beginning student) is reminded that new findings porated into this and prior editions. I am especially
occasionally disprove the “laws” of the past. Thus, indebted to my current and former colleagues and
this textbook should be treated as a first step; it is students in the Department of Linguistics and
by no means the final word. Communication Disorders at Queens College,
xiii
xiv Preface
the PhD Program in Speech-Language-Hearing Lauren Calandruccio, Joseph Danto, Lillian and
Sciences, and the AuD Program at the City Sol Gelfand, Irving Hochberg, Gertrude and Oscar
University of New York Graduate Center, and at Katzen, Arlene Kraat, Linda Leggio, John Lutolf,
the East Orange Veterans Affairs Medical Center. Grace McInnes, Maurice Miller, Neil Piper, Teresa
Thank you all for being continuous examples of Schwander, Stanley Schwartz, Shlomo Silman,
excellence and for your valued friendships. I am Carol Silverman, Helen and Harris Topel, Robert
also grateful to the talented and dedicated staff of Vago, Barbara Weinstein, and Mark Weiss. Very
CRC Press/Taylor & Francis Group, who contrib- special gratitude is expressed to Harry Levitt, who
uted so much to this book and graciously arranged will always be my professor.
for the preparation of the indices and the proof- Finally, my deepest gratitude goes to Janice,
reading of the final page proofs. the love of my life, whose memory will always be
At the risk of inadvertently omitting several, a blessing and inspiration; and to my wonderful
I would like to thank the following people for children, Michael, Joshua, and Erin, and Jessica
their advice, inspiration, influence, and support, and Robert for their love, support, confidence, and
which have taken forms too numerous to mention: unparalleled patience.
Cherry Allen, Nick Barber, Sandra Beberman, Moe
Bergman, Arthur Boothroyd, Miranda Bromage, Stanley A. Gelfand
1
Physical concepts
This book is concerned with hearing, and what basic quantities (and other derived quantities), and
we hear is sound. Thus, both intuition and reason include such phenomena as velocity, force, and
make it clear that a basic understanding of the work. If a quantity can be described completely
nature of sound is prerequisite to an understand- in terms of just its magnitude (size), then it is a
ing of audition. The study of sound is acoustics. scalar. Length is a good example of a scalar. On the
An understanding of acoustics, in turn, rests upon other hand, a quantity is a vector if it needs to be
knowing several fundamental physical principles. described by both its magnitude and its direction.
This is so because acoustics is, after all, the physics For example, if a body moves 1 m from point x l
of sound. We will therefore begin by reviewing a to point x2, then we say that it has been displaced.
number of physical principles so that the following Here, the scalar quantity of length becomes the
chapters can proceed without the constant need for vector quantity of displacement when both magni-
the distracting insertions of basic definitions and tude and direction are involved. A derived quantity
concepts. The material in this chapter is intended is a vector if any of its components is a vector. For
to be a review of principles that were previously example, force is a vector because it involves the
learned. Therefore, the review will be rapid and components of mass (a scalar) and acceleration (a
somewhat cursory, and the reader may wish to con- vector). The distinction between scalars and vectors
sult the American National Standard addressing is not just some esoteric concept. One must be able
acoustical terminology and a physics or acoustics to distinguish between scalars and vectors because
textbook for a broader coverage of these topics (e.g., they are manipulated differently in calculations.
Pearce and David, 1958; van Bergeijk et al., 1960; The basic quantities may be more or less appreci-
Peterson and Gross, 1972; Beranek, 1986; Kinsler ated in terms of one’s personal experience, and are
et al., 1999; Speaks, 1999; Everest, 2000; Rossing expressed in terms of conventionally agreed upon
et al., 2002; Hewitt, 2005; Young and Freedman, units. These units are values that are measurable
2007),* as well as the American National Standard and repeatable. The unit of time (t) is the s econd
addressing acoustical terminology (ANSI, 2004). (s), the unit of length (L) is the meter (m), and
the unit of mass (M) is the kilogram (kg). There
PHYSICAL QUANTITIES is a common misconception that mass and weight
are synonymous. This is actually untrue. Mass is
Physical quantities may be thought of as being related to the density of a body, which is the same
basic or derived, and as either scalars or vectors. for that body no matter where it is located. On
The basic quantities of concern here are time, the other hand, an object’s weight is related to the
length (distance), and mass. The derived quanti- force of gravity upon it, so that weight changes as a
ties are the results of various combinations of the function of gravitational attraction. It is common
knowledge that an object weighs more on earth
* While no longer in print, the interested student may than it would on the moon, and that it weighs more
be able to find the classical books by Pearce and David at sea level than it would in a high-flying airplane.
(1958), van Bergeijk et al. (1960), and Peterson and In each of these cases, the mass of the body is the
Gross (1972) in some libraries. same in spite of the fact that its weight is different.
1
2 Physical concepts
A brief word is appropriate at this stage regard- moment in time. Instantaneous velocity reflects
ing the availability of several different systems of the speed at some point in time when the displace-
units. When we express length in meters and mass ment and time between that point and the next one
in kilograms we are using the units of the Système approaches zero. Thus, students with a background
International d’Unités, referred to as the SI or the in mathematics will recognize that instantaneous
MKS system. Here, MKS stands for meters, kilo- velocity is equal to the derivative of displacement
grams, and seconds. An alternative scheme using with respect to time, or
smaller metric units coexists with MKS, which is
the cgs system (for centimeters, grams, and sec- dx
onds), as does the English system of weights and v= (1.3)
dt
measures. Table 1.1 presents a number of the major
basic and derived physical quantities we will deal
with, their units, and their conversion factors.* As common experience verifies, a fixed speed is
Velocity (v) is the speed at which an object is rarely maintained over time. Rather, an object may
moving, and is derived from the basic quantities of speed up or slow down over time. Such a change
displacement (which we have seen is a vector form of velocity over time is acceleration (a). Suppose
of length) and time. On average, velocity is the we are concerned with the average acceleration of
distance traveled divided by the amount of time it a body moving between two points. The velocity
takes to get from the starting point to the destina- of the body at the first point is v1 and the time as it
tion. Thus, if an object leaves point x l at time t1 and passes that point is t1. Similarly, its velocity at the
arrives at x 2 at time t2, then we can compute the second point and the time when it passes this point
average velocity as are, respectively, v2 and t2. The average accelera-
tion is the difference between these two velocities
( x 2 − x1 ) divided by the time interval involved:
v= (1.1)
( t 2 − t1 )
(v 2 − v1 )
a= (1.4)
( t 2 − t1 )
If we call (x 2 − x l) displacement (x) and (t2 − t l)
time (t), then, in general:
or, in general:
x
v= (1.2) v
t a= (1.5)
t
Because displacement (x) is measured in meters
and time (t) in seconds, velocity is expressed in If we recall that velocity corresponds to displace-
meters per second (m/s). ment divided by time (Equation 1.2), we can sub-
In contrast to average velocity as just defined, stitute x/t for v, so that
instantaneous velocity is used when we are con-
cerned with the speed of a moving body at a specific x
t x (1.6)
a= =
t t2
* Students with a penchant for trivia will be delighted
to know the following details. (1) One second is the
Therefore, acceleration is expressed in units of
time needed to complete 9,192,631,770 cycles of radi-
meters per second squared (m/s2) or centimeters
ation of cesium-133 atoms in an atomic clock (for an
per second squared (cm/s2).
interesting and informative discussion, see Finkleman
The acceleration of a body at a given moment is
et al., 2011). (2) The reference value for 1 kg of mass
called its instantaneous acceleration, which is the
is that of a cylinder of platinum–iridium alloy kept in
derivative of velocity with respect to time, or
the International Bureau of Weights and Measures in
France. (3) One meter is 1,650,763.73 times the wave-
dv
length of orange-red light emitted by krypton-86 a= (1.7)
under certain conditions. dt
Physical quantities 3
Recalling that velocity is the first derivative of that is, to change its speed or direction. The amount
displacement (Equation 1.3), and substituting, we of force is equal to the product of mass times accel-
find that acceleration is the second derivative of eration (Newton’s second law of motion):
displacement:
F = Ma (1.9)
d x
2
a= (1.8)
dt 2 Recall that acceleration corresponds to velocity
over time (Equation 1.5). Substituting v/t for a
Common experience and Newton’s first law of (acceleration) reveals that force can also be defined
motion tell us that if an object is not moving (is at in the form
rest), then it will tend to remain at rest, and that if
an object is moving in some direction at a given Mv
F= (1.10)
speed, that it will tend to continue doing so. This t
phenomenon is inertia, which is the property of
mass to continue doing what it is already doing. where Mv is the property of momentum. Stated
An outside influence is needed in order to make a in this manner, force is equal to momentum over
stationary object move, or to change the speed or time.
direction of a moving object. That is, a force (F) Because force is the product of mass and accel-
is needed to overcome the body’s inertia. Because eration, the amount of force is measured in kg ∙ m/
a change in speed is acceleration, we may say that s2. The unit of force is the newton (N), which is the
force is that which causes a mass to be accelerated, force needed to cause a 1-kg mass to be accelerated
4 Physical concepts
by 1 kg ∙ m/s2 (i.e., 1 N = kg ∙ m/s2). It would thus The opposing force of friction depends on
take a 2-N force to cause a 2-kg mass to be accel- two factors. Differing amounts of friction occur
erated by 1 m/s2, or a 1-kg mass to be accelerated depending upon what is sliding on what. The mag-
by 2 kg ∙ m/s2. Similarly, the force required to nitude of friction between two given materials is
accelerate a 6-kg mass by 3 m/s2 would be 18 N. called the coefficient of friction. Although the
The unit of force in cgs units is the dyne, where 1 details of this quantity are beyond current inter-
dyne = 1 g ∙ cm/s2 and 105 dynes = 1 N. est, it is easily understood that the coefficient of
Actually, many forces tend to act upon a given friction is greater for “rough” materials than for
body at the same time. Therefore, the force referred “smooth” or “slick” ones.
to in Equations 1.9 and 1.10 is actually the resultant The second factor affecting the force of fric-
or net force, which is the net effect of all forces act- tion is easily demonstrated by an experiment the
ing upon the object. The concept of net force is clari- reader can do by rubbing the palms of his hands
fied by a few simple examples: If two forces are both back and forth on one another. First rub slowly
pushing on a body in the same direction, then the and then rapidly. Not surprisingly, the rubbing
net force would be the sum of these two forces. (For will produce heat. The temperature rise is due to
example, consider a force of 2 N that is pushing an the conversion of the mechanical energy into heat
object toward the north, and a second force of 5 N as a result of the friction, and will be addressed
that is also pushing that object in the same direc- again in another context. For the moment, we will
tion. The net force would be 2 N + 5 N, or 7 N and accept the amount of heat as an indicator of the
the direction of acceleration would be to the north.) amount of friction. Note that the hands become
Alternatively, if two forces are pushing on the same hotter when they are rubbed together more rap-
body but in opposite directions, then the net force is idly. Thus, the amount of friction is due not only to
the difference between the two, and the object will the coefficient of friction (R) between the materials
be accelerated in the direction of the greater force. involved (here, the palms of the hands), but also to
(Suppose, for example, that a 2-N force is pushing an the velocity (v) of the motion. Stated as a formula,
object toward the east and that a 5-N force is simul- the force of friction (F) is thus
taneously pushing it toward the west. The net force
would be 5 N – 2 N, or 3 N which would cause the F = Rv (1.11)
body to accelerate toward the west.)
If two equal forces push in opposite directions, A compressed spring will bounce back to its
then net force would be zero, in which case there original shape once released. This property of a
would be no change in the motion of the object. deformed object to return to its original form is
This situation is called equilibrium. Thus, under called elasticity. The more elastic or stiff an object,
conditions of equilibrium, if a body is already mov- the more readily it returns to its original form after
ing, it will continue in motion, and if it is already being deformed. Suppose one is trying to compress
at rest, it will remain still. That is, of course, what a coil spring. It becomes increasingly more diffi-
Newton’s first law of motion tells us. cult to continue squeezing the spring as it becomes
Experience, however, tells us that a moving more and more compressed. Stated differently, the
object in the real world tends to slow down and will more the spring is being deformed, the more it
eventually come to a halt. This occurs, for example, opposes the applied force. The force that opposes
when a driver shifts to “neutral” and allows his car the deformation of a spring-like material is called
to coast on a level roadway. Is this a violation of the the restoring force.
laws of physics? Clearly, the answer is no. The rea- As the example just cited suggests, the restoring
son is that in the real world a moving body is con- force depends on two factors; the elastic modulus
stantly in contact with other objects or mediums. of the object’s material and the degree to which
The sliding of one body against the other consti- the object is displaced. An elastic modulus is the
tutes a force opposing the motion, called friction ratio of stress to strain. Stress (s) is the ratio of the
or resistance. For example, the coasting automo- applied force (F) to the area (A) of an elastic object
bile is in contact with the surrounding air and the over which it is exerted, or
roadway; moreover, its internal parts are also mov-
ing one upon the other. s = F/A (1.12)
Physical quantities 5
The resulting relative displacement or change in accomplished. The rate at which work is done is
dimensions of the material subjected to the stress power (P) and is equal to work divided by time,
is called strain. Of particular interest is Young’s
modulus, which is the ratio of compressive stress P = w /t (1.15)
to compressive strain. Hooke’s law states that
stress and strain are proportional within the elastic in joules per second (J/s). The watt (W) is the unit
limits of the material, which is equivalent to stat- of power, and 1 W is equal to 1 J/s. In the cgs sys-
ing that a material’s elastic modulus is a constant tem, the watt is equal to 107 ergs/s.
within these limits. Thus, the restoring force (F) of Recalling that w = Fx, then Equation 1.15 may
an elastic material that opposes an applied force is be rewritten as
F = Sx (1.13) P = Fx /t (1.16)
where S is the stiffness constant of the material and If we now substitute v for x/t (based on Equation
x is the amount of displacement. 1.2), we find that
The concept of “work” in physics is decidedly
more specific than its general meaning in daily P = Fv (1.17)
life. In the physical sense, work (w) is done when
the application of a force to a body results in its Thus, power is equal to the product of force and
displacement. The amount of work is therefore the velocity.
product of the force applied and the resultant dis- The amount of power per unit of area is called
placement, or intensity (I). In formal terms,
Thus, work can be accomplished only when where I is intensity, P is power, and A is area.
there is displacement: If the displacement is zero, Therefore, intensity is measured in watts per
then the product of force and displacement will square meter (W/m2) in SI units, or in watts per
also be zero no matter how great the force. Work square centimeter (W/cm2) in cgs units. Because
is quantified in Newton-meters (N ∙ m); and the of the difference in the scale of the area units in
unit of work is the joule (J). Specifically, one joule the MKS and cgs systems, we find that 10−12 W/m2
(1 J) is equal to 1 N ∙ m. In the cgs system, work corresponds to 10−16 W/cm2. This apparently pecu-
is expressed in ergs, where 1 erg corresponds to 1 liar choice of equivalent values is being provided
dyne-centimeter (1 d ∙ cm). because they represent the amount of intensity
The capability to do work is called energy. The required to just barely hear a sound.
energy of an object in motion is called kinetic An understanding of intensity will be better
energy and the energy of a body at rest is its poten- appreciated if one considers the following. Using
tial energy. Total energy is the body’s kinetic for the moment the common knowledge idea of
energy plus its potential energy. Work corresponds what sound is, imagine that a sound source is a tiny
to the change in the body’s kinetic energy. The pulsating sphere. This point source of sound will
energy is not consumed, but rather is converted produce a sound wave that will radiate outward in
from one form to the other. Consider, for exam- every direction, so that the propagating wave may
ple, a pendulum that is swinging back and forth. be conceived of as a sphere of ever-increasing size.
Its kinetic energy is greatest when it is moving the Thus, as distance from the point source increases,
fastest, which is when it passes through the mid- the power of the sound will have to be divided over
point of its swing. On the other hand, its potential the ever-expanding surface. Suppose now that we
energy is greatest at the instant that it reaches the measure how much power registers on a one-unit
extreme of its swing, when its speed is zero. area of this surface at various distances from the
We are concerned not only with the amount source. As the overall size of the sphere is get-
of work, but also with how fast it is being ting larger with distance from the source, so this
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6 Physical concepts
one-unit sample must represent an ever-decreasing another form, called decibels (dB), which make the
proportion of the total surface area. Therefore, less values both palatable and rationally meaningful.
power “falls” onto the same area as the distance One may conceive of the decibel as basically
from the source increases. It follows that the mag- involving two characteristics, namely ratios and log
nitude of the sound appreciated by a listener would arithms. First, the value of a quantity is expressed
become less and less with increasing distance from in relation to some meaningful baseline value in
a sound source. the form of a ratio. Because it makes sense to use
The intensity of a sound decreases with distance the softest sound one can hear as our baseline, we
from the source according to an orderly rule as long use the intensity or pressure of the softest audible
as there are no reflections, in which case a free field sound as our reference value.
is said to exist. Under these conditions, increasing As introduced earlier, the reference sound
the distance (D) from a sound source causes the intensity is 10−12 W/m2 and the equivalent ref-
intensity to decrease to an amount equal to 1 over erence sound pressure is 2 × 10−5 N/m2. Recall
the square of the change in distance (1/D2). This also that the equivalent corresponding values in
principle is known as the inverse-square law. In cgs units are 10−16 W/cm2 for sound intensity and
effect, the inverse square law says that doubling 2 × 10−4 dynes/cm2 for sound pressure. The appro-
the distance from the sound source (e.g., from 1 priate reference value becomes the denominator
to 2 m) causes the intensity to drop to 1/22 or 1/4 of our ratio and the absolute intensity or pressure
of the original intensity. Similarly, tripling the dis- of the sound in question becomes the numerator.
tance causes the intensity to fall to 1/32, or 1/9 of Thus, instead of talking about a sound having an
the prior value; four times the distance results in absolute intensity of 10−10 W/m2, we express its
1/42, or 1/16 of the intensity; and a tenfold increase intensity relatively in terms of how it relates to our
in distance causes the intensity to fall 1/102, or reference, as the ratio:
1/100 of the starting value.
Just as power divided by area yields intensity, so (10−10 W/m2 )
force (F) divided by area yields a value called pres-
(10−12 W/m2 )
sure (p):
practice to add the word “level” to the original pressure level. Here, we must be aware that inten-
quantity when dealing with dB values. Intensity sity is proportional to pressure squared:
expressed in decibels is called intensity level (IL)
and sound pressure in decibels is called sound I ∝ p2 (1.22)
pressure level (SPL). The reference values indi-
cated above are generally assumed when decibels
and
are expressed as dB IL or dB SPL. For example,
one might say that the intensity level of a sound is
“50 dB re: 10−12 W/m2” or “50 dB IL.” p∝ I (1.23)
The general formula for the decibel is expressed
in terms of power as As a result, converting the dB IL formula into
the equivalent equation for dB SPL involves replac-
P ing the intensity values with the squares of the cor-
PL dB = 10 ⋅ log (1.20) responding pressure values. Therefore,
P0
p2
SPL dB = 10 ⋅ log 2 (1.24)
where P is the power of the sound being mea- p0
sured, P0 is the reference power to which the for-
mer is being compared, and PL is the power level. where p is the measured sound pressure and p0 is
Acoustical measurements are, however, typically the reference sound pressure (2 × 10−5 N/m2). This
made in terms of intensity or sound pressure. The formula may be simplified to
applicable formula for decibels of intensity level is
thus:
p 2
SPL dB = 10 ⋅ log (1.25)
p0
I
IL dB = 10 ⋅ log (1.21)
I0
Because the logarithm of a number squared cor-
responds to two times the logarithm of that num-
where I is the intensity (in W/m2) of the sound in ber (log x = 2 ∙ log x), the square may be removed
question, and I0 is the reference intensity, or 10−12 to result in
W/m2. Continuing with the example introduced
above, where the value of I is 10−10 W/m2, we thus p
find that SPL dB = 10 ⋅ 2 ⋅ log (1.26)
p0
10−10 W/m2
IL dB = 10 ⋅ log −12
10 W/m2 Therefore, the simplified formula for decibels of
SPL becomes
= 10 ⋅ log 102
= 10×2 p
SPL dB = 20 ⋅ log (1.27)
= 20 dB re: 10−12 W/m2 p0
In other words, an intensity of 10−10 W/m2 where the value of 20 (instead of 10) is due to having
corresponds to an intensity level of 20 dB re: 10−12 removed the square from the earlier described ver-
W/m2, or 20 dB IL. sion of the formula. One cannot take the intensity
Sound intensity measurements are important ratio from the IL formula and simply insert it into
and useful, and are preferred in certain situations. the SPL formula, or vice versa. The square root of
(See Rasmussen [1989] for a review of this topic.) the intensity ratio yields the corresponding pressure
However, most acoustical measurements involved ratio, which must then be placed into the SPL equa-
in hearing are made in terms of sound pres- tion. Failure to use the proper terms will result in
sure, and are thus expressed in decibels of sound an erroneous doubling of the value in dB SPL.
8 Physical concepts
By way of example, a sound pressure of 2 × 10−4 reference sound pressure of 2 × 10−5 N/m2. Notice
N/m2 corresponds to an SPL of 20 dB (re: 2 × 10−5 that 0 dB does not mean “no sound.” Rather, 0 dB
N/m2), which may be calculated as follows: implies that the quantity being measured is equal
to the reference quantity. Negative decibel values
2×10−4 N/m2 indicate that the measured magnitude is smaller
SPL dB = 20 ⋅ log
2×10−5 N/m2 than the reference quantity.
Recall that sound intensity drops with distance
= 20 ⋅ log 101 from the sound source according to the inverse-
= 20×1 square law. However, we want to know the effect of
= 20 dB re: 10−5 N/m2 the inverse-square law in terms of decibels of sound
pressure level because sound is usually expressed in
these terms. To address this, we must first remem-
What would happen if the intensity (or pres- ber that pressure is proportional to the square root
sure) in question were the same as the reference of intensity. Hence, pressure decreases according
intensity (or pressure)? In other words, what is the to the inverse of the distance change (1/D) instead
dB value of the reference itself? In terms of inten- of the inverse of the square of the distance change
sity, the answer to this question may be found by (1/D2). In effect, the inverse-square law for inten-
simply using 10−12 W/m2 as both the numerator (I) sity becomes an inverse-distance law when we are
and denominator (I0) in the dB formula; thus, dealing with pressure. Let us assume a doubling as
the distance change, because this is the most use-
10−12 W/m2 ful relationship. We can now calculate the size of
IL dB = 10 ⋅ log −12 (1.28)
10 W/m2 the decrease in decibels between a point at some
distance from the sound source (Dl, e.g., 1 m) and a
Because anything divided by itself equals 1, and point at twice the distance (D2, e.g., 2 m) as follows:
the logarithm of 1 is 0, this equation reduces to
Level drop in SPL = 20 ⋅ log(D2 /D1 )
IL dB = 10 ⋅ log 1 = 20 ⋅ log(2/1)
= 10×0 = 20 ⋅ log 2
= 0 dB re: 10−12 W /m2 = 20×0.3
= 6 dB
Hence, 0 dB IL is the intensity level of the refer-
ence intensity. Just as 0 dB IL indicates the inten-
In other words, the inverse-square law causes
sity level of the reference intensity, so 0 dB SPL
the sound pressure level to decrease by 6 dB when-
similarly implies that the measured sound pressure
ever the distance from the sound source is doubled.
corresponds to that of the reference
For example, if the sound pressure level is 60 dB at
2×10−5 N/m2 1 m from the source, then it will be 60 − 6 = 54
SPL dB = 20 ⋅ log (1.29) dB when the distance is doubled to 2 m, and
2×10−5 N/m2 54 − 6 = 48 dB when the distance is doubled again
from 2 to 4 m.
Just as we saw in the previous example, this
equation is solved simply as follows:
HARMONIC MOTION AND SOUND
SPL dB = 20 ⋅ log 1 What is sound? It is convenient to answer this ques-
= 20×0 tion with a formally stated sweeping generality.
For example, one might say that sound is a form of
= 0 dB re: 10−5 N/m2
vibration that propagates through a medium (such
as air) in the form of a wave. Although this state-
In other words, 0 dB SPL indicates that the pres- ment is correct and straightforward, it can also be
sure of the sound in question corresponds to the uncomfortably vague and perplexing. This is so
Harmonic motion and sound 9
because it assumes knowledge of definitions and center (C), the rapidly moving prong overshoots
concepts that are used in a very precise way, but this point. It now continues rightward (arrow 3),
which are familiar to most people only as “gut-level” slowing down along the way until it comes to a
generalities. As a result, we must address the under- halt at point R (right). It now reverses direction
lying concepts and develop a functional vocabulary and begins moving leftward (arrow 4) at an ever-
of physical terms that will not only make the gen- increasing speed, so that it again overshoots the
eral definition of sound meaningful, but will also center. Now, again following arrow 1, the prong
allow the reader to appreciate its nature. slows down until it reaches a halt at L, where it
Vibration is the to-and-fro motion of a body, reverses direction and repeats the process.
which could be anything from a guitar string to The course of events just described is the result
the floorboards under the family refrigerator, or a of applying a force to an object having the proper-
molecule of air. Moreover, the motion may have a ties of elasticity and inertia (mass). The initial force
very simple pattern as produced by a tuning fork, to the tuning fork displaces the prong. Because the
or an extremely complex one such as one might tuning fork possesses the property of elasticity, the
hear at lunchtime in an elementary school caf- deformation caused by the applied force is opposed
eteria. Even though few sounds are as simple as by a restoring force in the opposite direction. In
that produced by a vibrating tuning fork, such an the case of the single prong in Figure 1.2, the initial
example provides what is needed to understand the force toward the left is opposed by a restoring force
nature of sound. toward the right. As the prong is pushed farther
Figure 1.1 shows an artist’s conceptualization to the left, the magnitude of the restoring force
of a vibrating tuning fork at different moments of increases relative to the initially applied force. As
its vibration pattern. The heavy arrow facing the a result, the prong’s movement is slowed down,
prong to the reader’s right in Figure 1.1a repre- brought to a halt at point L, and reversed in direc-
sents the effect of applying an initial force to the tion. Now, under the influence of its elasticity, the
fork, such as by striking it against a hard surface. prong starts moving rightward. Here, we must
The progression of the pictures in the figure from consider the mass of the prong.
(a) through (e) represents the movements of the As the restoring force brings the prong back
prongs as time proceeds from the moment that the toward its resting position (C), the inertial force of
outside force is applied. its mass causes it to increase in speed, or acceler-
Even though both prongs vibrate as mirror ate. When the prong passes through the resting
images of one another, it is convenient to consider position, it is actually moving fastest. Here, inertia
just one of them for the time being. Figure 1.2 high- does not permit the moving mass (prong) to simply
lights the right prong’s motion after being struck. stop, so instead it overshoots the center and con-
Point C (center) is simply the position of the prong tinues its rightward movement under the force of
at rest. Upon being hit (as in Figure 1.1a) the prong
is pushed, as shown by arrow 1, to point L (left).
L C R
The prong then bounces back (arrow 2), picking 1 4
up speed along the way. Instead of stopping at the 2 3
its inertia. However, the prong’s movement is now The events and forces just described are summa-
resulting in deformation of the metal again once rized in Figure 1.3, where the tuning fork’s motion
it passes through the resting position. Elasticity is represented by the curve. This curve represents
therefore comes into play with the buildup of an the displacement to the right and left of the center
opposing (now leftward) restoring force. As before, (resting) position as the distance above and below
the restoring force eventually equals the applied the horizontal line, respectively. Horizontal dis-
(now inertial) force, thus halting the fork’s dis- tance from left to right represents the progression
placement at point R and reversing the direction of of time. The initial dotted line represents its initial
its movement. Here, the course of events described displacement due to the applied force. The elastic
above again comes into play (except that the direc- restoring forces and inertial forces of the prong’s
tion is leftward), with the prong building up speed mass are represented by arrows. Finally, damping
again and overshooting the center (C) position as a is shown by the reduction in the displacement of
result of inertia. The process will continue over and the curve from center as time goes on.
over again until it dies out over time, seemingly “of The type of vibration just described is called
its own accord.” simple harmonic motion (SHM) because the to-
Clearly, the dying out of the tuning fork’s vibra- and-fro movements repeat themselves at the same
tions does not occur by some mystical influence. rate over and over again. We will discuss the nature
On the contrary, it is due to resistance. The vibrat- of SHM in greater detail below with respect to the
ing prong is always in contact with the air around motion of air particles in the sound wave.
it. As a result, there will be friction between the The tuning fork serves as a sound source by
vibrating metal and the surrounding air particles. transferring its vibration to the motion of the sur-
The friction causes some of the mechanical energy rounding air particles (Figure 1.4). (We will again
involved in the movement of the tuning fork to be concentrate on the activity to the right of the fork,
converted into heat. The energy that has been con- remembering that a mirror image of this pattern
verted into heat by friction is no longer available occurs to the left.) The rightward motion of the
to support the to-and-fro movements of the tuning tuning fork prong displaces air molecules to its
fork. Hence, the oscillations die out as continuing right in the same direction as the prong’s motion.
friction causes more and more of the energy to be These molecules are thus displaced to the right of
converted into heat. This reduction in the size of their resting positions, thereby being forced closer
the oscillations due to resistance is called damping. and closer to the particles to their own right. In
Left Time
Displacement from center (C)
rce
force Elasticity
resting position
Appl
Inertia Mass
Right
Figure 1.3 Conceptualized diagram graphing the to-and-fro movements of the tuning fork prong in
Figure 1.2. Vertical distance represents the displacement of the prong from its center (C) or resting
position. The dotted line represents the initial displacement of the prong as a result of some applied
force. Arrows indicate the effects of restoring forces due to the fork’s elasticity, and the inertia due
to its mass. The damping effect due to resistance (or friction) is shown by the decreasing displace-
ment of the curve as time progresses, and is highlighted by the shaded triangles (and double-headed
arrows) above and below the curve.
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air at this height. Understand?”
“Yes,” the lad muttered rather grumpily.
“All right, and if we wished to go higher—”
“We’d have to let out more of the compressed air,” Bob
interrupted, brightly.
“And if we desired to descend—”
“We’d have to pump more into the tank.”
“Of course,” mumbled the goblin. “You’ll make a great aëronaut
one of these days.”
Then he lifted a lid of the
locker, took out a small
instrument and busied himself
with the manipulation of its
mechanism. Bob leaned over the
edge of the car and devoted his
attention to the scene below.
Directly beneath lay the
sleeping village, its roofs
showing white in the bright
moonlight. To east and west the
hills rolled away, their summits
hoary, their bases shadowy and
obscure; and among them
wound the placid river—a
stream of molten silver
threading the narrow vale. The
roar of the distant mill-dam
sounded sullen and indistinct,
and the mists rising from it
waved as fairy plumes and
banners. The lad looked and
listened, entranced, enraptured.
“How beautiful it all is!” he murmured feelingly to himself, a catch
in his voice. “I—I like it; and I rather hate to leave it.”
“Homesick already, are you, before you’re out of sight of home?”
Fitz Mee queried, his eyes upon the curious instrument he had
placed in the bottom of the car.
“No, I’m not homesick!” Bob retorted sharply.
“You’re not?” Fitz grinned provokingly. “What did you mean by
your words, then?”
“I was just admiring the beautiful scene, that’s all,” Bob explained.
“Oh!” ejaculated the goblin, wagging his head and saucily
extruding his tongue.
“Uh-huh,” the lad nodded in return.
“Well, I’ll show you scenes far more beautiful—in Goblinland.”
It was Bob’s turn to sneer.
“Maybe you will,” he said.
“I will,” Fitz asserted positively.
“When?”
“When we get there, of course.”
“Yes; when we get there.”
“Well, we’ll get there.”
“We’re not going very fast; we’re still right over the town.”
And the boy laughed aloud, scornfully.
“We haven’t started yet,” the goblin countered.
“No; and we’re not likely to start, as far as I can see—unless a
wind storm comes on; and it may blow us in any direction.”
“Bosh!” barked the goblin.
“Bosh, yourself!” snarled the boy.
“Say, Bob?”
“What?”
“Let’s quit quarreling.”
“All right.”
“Shake!”
They solemnly shook hands.
“Now,” the goblin cried briskly, “if you’re ready to say good-bye to
home, we’ll be off.”
“I’m ready,” the lad answered; “but I don’t see how we’re going to
be off.”
“I’ll show you. See that little instrument on the floor of the car?”
“That compass?”
“That’s not a compass.”
A broad band of moonlight streamed in at the open window. (See
page 11.)
“It isn’t?”
“No.”
“Well, it looks like one. What is it?”
“A wireless selector.”
“And what’s that?”
“You’ve heard of wireless telegraph instruments?”
“Yes.”
“And you know they send messages with them without using
wires, don’t you?”
“Yes.”
“Then, too, you’ve heard or read that there are currents of
electricity running around the globe in all directions, haven’t you?”
“I—I think I have; yes.”
“Well, the selector picks up or selects any current the operator
desires, and enables him to travel over it in his balloon, using it as a
propelling power.”
“Well—well!” Bob exploded, in frank admiration. “Just like a trolley
car!”
“Yes, except no wire is needed.”
“I don’t see how you tell which way it’ll go, though.”
“The balloon?”
“Yes.”
“It’ll go whichever way the needle points.”
“Why will it?”
“Well, the needle of a compass points north, doesn’t it?”
“Yes.”
“Why does it?”
“Because—because—I don’t know, I guess,” Bob admitted.
“Because the attraction swings it, isn’t that it?”
“I suppose so.”
“Well, if the attraction swings the needle, won’t the needle swing
the attraction?”
“I—I don’t know,” the boy stammered; “I never heard of such a
thing!”
“Isn’t it a poor rule that won’t work both ways?”
“Yes; that’s what folks say, anyhow.”
“Well, it is—a mighty poor rule. Now I’ll show you. Watch me. I
desire to travel due east; so I point this little needle in that direction.
That done, I turn this thumb-screw, and off we start.”
Slowly the balloon began to move toward the east, over the
village, across the river, gradually leaving the valley behind.
“I turn the screw a little more and a little more,” said the goblin,
suiting the action to the words, “and we begin to travel faster and
faster.”
Soon they were going at a rapid and exhilarating speed. The air
appeared to whistle past as they cut through it; the moonlit
landscape appeared to flow away behind and beneath them.
“My—my!” Bob cried, gleefully clapping his hands. “I never
expected to travel as fast as this. Fitz, this is simply great.”
“You don’t call this gentle speed going fast, do you, Bob?” Fitz
returned, grinning broadly.
“Indeed I do,” the boy replied earnestly.
“Oh, we’re just loafing along!” the goblin chuckled. “I’ll show you
how I travel when I’m in a hurry to get along. Take off your cap, or
you’ll lose it, and hold on to the car. Now!”
With the last word he gave another turn to the thumb-screw of
the selector. The balloon leaped forward like a mad thing of life; the
fragile car strained and quivered. Bob clutched the seat with both
hands and held on for dear life. The air appeared to rush past in a
cutting, shrieking tempest of wrath, that blinded and deafened the
boy. He tried to scream out, but could not. He felt his grip upon the
seat weakening, and, fearing he might be swept overboard, he
loosened his hold and threw himself to the bottom of the car. There
he lay, panting and gasping—sick with mortal terror. Then, of a
sudden, the mad speed of the balloon began to slacken and the boy
gradually gathered up courage to open his eyes and look around.
There sat the impish Fitz Mee by the selector, his hand upon the
thumb-screw.
“Hello!” the goblin grinned apishly.
“Hello!” the boy muttered in reply.
“How did you like it?” queried the goblin.
“I didn’t like it,” answered the lad.
“Wasn’t it fast enough for you?”
“Too fast.”
“Oh!”
“Uh-huh.”
“Wouldn’t you like to try it just a little bit faster, eh?”
“No sir!”
“It’s great fun—when you learn to like it.”
“Yes,” Bob grumbled; “and taking pills is great fun—when you
learn to like ’em.”
“I can make the balloon go faster,” Fitz suggested.
“I’ll take your word for it,” Bob grinned, shaking his head.
They got up and seated themselves upon the locker.
“Well,” the goblin remarked, yawning, “what do you think of us
goblins as balloonists?”
“I think you’re the candy,” Bob replied, his voice and manner
evincing profound admiration.
“The candy?” snickered his companion. “What do you mean by
that?”
“I think you’re the best ever.”
“Oh! Better than you humans, eh?”
“Far better.”
“That so?”
“Yes, indeed. And When I come back from Goblinland, I’m going
to get patents on your air-ballast machine and your wireless
selector; and some day I’ll be a mighty rich man—a millionaire.”
The goblin grinned a very broad grin.
“You’re going to take out patents on our inventions, you say,
Bob?” he remarked.
“Yes,” the boy made reply.
“When you return from Goblinland, eh?”
“Yes.”
Fitz Mee gulped and screwed his features. Then he began to
chuckle silently, and at last he burst out laughing.
“What’s the matter?” Bob inquired, half in wonder, half in pique.
“Oh, it’s so funny,” croaked the goblin, and he went into another
spasm of rasping, cackling laughter.
“It must be funny,” the boy grunted peevishly. “But what’s so
funny?”
“The thought of your returning from Goblinland, Bob,” Fitz Mee
replied, sobering and wiping his eyes.
“Why, can’t I return—if I ever want to?”
“You can, I suppose; but I doubt if you ever will.”
“Why?”
“Oh, ’cause.”
“Well, ’cause what?”
“You won’t want to, after you’ve been there a day or two.”
“That’s it, eh?”
The goblin nodded and winked seriocomically, mysteriously. Then
he said:
“Now we’ve got to ascend a few thousand feet to clear the tops of
the Alleghany mountains. Let a little more air out of the tank. There
—that’s enough. It’ll be quite cool at the altitude to which we’ll rise,
so we’d better put on the fur coats that are in the locker under you,
Bob, and curl down in the car and snooze awhile.”
A few minutes later the two were asleep and the feather-bed
balloon was topping the Alleghanies.
CHAPTER III
THROUGH A STORM IN A BALLOON