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CONTEMPO
ORTHODONTICS
MOSBY
ELSEVIER
All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any
means, electronic or mechanical, including photocopying, recording, or any mformation storage and retrieval
system, without permission in writing from the publisher.
Permissions may be sought d~rectlyfrom Elsevier's Health Sciences Rights Department in Philadelphia, PA,
USA: phone: (+I) 215 239 3804, fax: (+I) 215 239 3805, e-mail: [email protected] may also
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Support" and then "Obtaining Permissions':
Notice
Neither the Publisher nor the Authors assume any respons~bdityfor any loss or injury and/or damage
to persons or property arising out of or related to any use of the material contained in this book. It 1s the
responsibility of the treatmg practitioner, relying on independent expertise and knowledge of the patient,
to determine the best treatment and method of application for the patient,
The Publisher
Prmted in Canada
Last digit is the print number: 9 8 7 6 5 4 3 2 1
%is edition is dedicated to our wives
Sara, Anne, and Valerie, respectively,
whose tolerance is best described as remarkable
PREFACE
s in previous editions, the objectiveof Contemporary accessto the book's own website.The E-dition provides a
Orthodonticsis to provide a comprehensiveoverviewof searchabletext, which makes it easier to quickly find the
this subjectthat is accessibleto students,usefulfor residents, answer to clinical questions.For dental students,this has
and a valuablereferencefor practitioners.Our goalhasbeen proved to be a major advantageof electronic editions. In
to put information into a perspectivethat facilitatesclinical addition, the E-dition placesselectedillustrationsfrom the
use in a rational way.In eachsectionof the book, and often book in a downloadableformat for easieruse in teaching
in individual chapters, basic background information and continuing education.The websiteis updatedfrequently
that every dentist needs is covered first, followed by to provide evaluationand commentary on current ortho-
more detailed information for orthodontic residentsand dontic literature.
specialistpractitioners. In addition, the book is supplementedwith extensive
This fourth edition differs from its predecessorsin being computer-basedteachingmaterialsthat arecompatiblewith
full color, but it follows the basic outline of previous edi- deliveryto studentsvia high-speedInternet access. They are
tions.New aspectsinclude a discussionof orthodonticsasan also available in CD/DVD format for both Windows and
enhancementtechnology(an important new way of think- Macintoshoperatingsystems,and havebeen evaluatedwith
ing about need for treatment in all medical fields), an both dental students and advancedgeneraldentistry resi-
increasedemphasison soft tissueconsiderationand clinical dents.Theseprogramsare most usefulwhen they serveas a
examinationin diagnosisand treatment planning, a partic- major part of the background for interactivesmall group
ular focus on basingclinical decisionson data insteadof on seminars.Suggested outlines and visualsfor theseseminars
anecdoteand opinion, new material on the use of implant also are available.All of the teaching programs now include
anchorageand possibleapplicationsof distractionosteoge- computer self-tests(for instruction, not evaluation).These
nesis,and considerationofthe changesin orthodontic tech- self-tests not only tell students if they have correctly
nique as computer applicationsto appliancedesignbecome answeredquestionsabout the materialthey just studied,but
more widespread. also they tell them why answersare correct or incorrect and
Literature citations in this book are of two types: the displayappropriategraphics(e.g.,graphs,clinicalphotos)to
classicpapersin orthodontics that are the backgroundfor reinforcethe message.
current concepts,and recentcontributions to the literature Further information about thesesupplementalteaching
that not only provide current information but cite the pre- materials,including computer teachingprogramsand com-
vious publicationsin this particular area.Thesepaperscan puter self-tests,seminar outlines and visuals,and testsfor
open the door to a more detailedevaluationof the literature evaluation,can be obtained by contactingthe Department
on important subjects, and are cited partly for that of Orthodontics, University of North Carolina School
purpose-which reduceswhat would otherwisebe a volu- of Dentistry, Chapel Hill, NC 27599-7450,or by visiting
minous number of references. the department's website at www.dent.unc.edu/depts/
For usein the dentalcurriculum and residencyprograms, academic/ortho/.
the book now is availablein an "E-dition," which provides
vtl
Ramona Hutton-Howe for outstanding pho- scanningcolor slides.Orthodontic residentsin the classes
of
ic support and preparation of the image files 2004-2007at Ohio Statewere a valuable resourcein helping
(which contain nearly 1000 new color images for this procure clinical illustrative material. Thanks also go to
edition), and Faith Patterson for careful organization and a number of individuals who have reviewed areas of the
management of the revision. Particular thanks also go to manuscript and kindly contributed illustrations; specific
Drs. William Gierie and Dirk Weichmann for their generous acknowledgmentis provided at appropriate points through-
sharing of clinical experienceand illustrations, to Drs. Steve out the book.
Dickens,Eric Bednar,and JaredBlackerfor assistanceduring
their orthodontic residencyprograms in locating photos Wrr,r,reuR. Pnorrrr
and radiographs in the UNC files, and soon-to-be Drs. HnNnyW. Frnr.os,fn.
Kenneth Miller and Elizabeth Kelly for diligent work in Devro M. Senvnn
tx
CONTENTS
SECTIONI
THE ORTHODONTICPROBLEM
SECTIONII
THE DEVELOPMENT OF ORTHODONTIC PROBLEMS
SECTIONIII
DIAGNOSIS AND TREATMENT PLANNING
6 OrthodonticDiagnosis: of a ProblemList
The Development 167
William R. Profit, David M. Sarver,JamesL. Ackerman
7 Orthodontic
Treatment FromProblemListto SpecificPlan
Planning: 234
WiIIiam R. Proffit, Henry W. Fields,David M. Sarver
8 Orthodontic
Treatment
Planning:
Limitations, and SpecialProblems
Controversies, 258
William R. Profft, Henry W Fields,David M. Sarver
SECTIONIV
BIOMECHANICS, MECHANICS, AND CONTEMPORARY
ORTHODONTIC APPTIANCES
XI
CoNrrurs
SECTIONV
TREATMENTIN PREADOLESCENT
CHILDREN
SECTIONVI
COMPRXHENSIVE ORTHODONTICTREATMENT
IN THE EARLYPERMANENTDENTITION
SECTIONVII
TREATMENTIN ADULTS
l8 SpecialConsiderations
in Treatmentfor Adults 6ls
WilliamR.Prffit
19 CombinedSurgicaland OrthodonticTreatment 586
WilliamR.Prffit, DayidM. Sarver
Index
719
OoNTEMPo RY
ORTHODO
SECTION
Trru ORTHoDoNTTcPnoBtEM
CHAPTER
CHAPTER
OUTLINE
The ChangingGoals of OrthodonticTreatment
The Usual Orthodontic Problems:Epidemiologyof
Malocclusion
Crowded, irregular, and protruding teeth have been a
Why ls MalocclusionSo Prevalentl
problem for some individuals since antiquity, and attempts
Need and Demand for OrthodonticTreatment
to correct this disorder go back at leastto 1000BC. Primi-
Need for OrthodonticTreatment
tive (and surprisingly well designed)orthodontic appliances
Demand for OrthodonticTreatment
have been found in both Greek and Etruscan materials.l
As dentistry developed in the eighteenth and nineteenth
centuries, a number of devices for the "regulation" of the
teeth were describedby various authors and apparentlyused
sporadicallyby the dentists of that era'
After 1850, the first texts that systematicallydescribed
orthodontics appeared, the most notable being Norman
Kingsley's Oral Deformities.2Kingsley, who had a tremen-
dous influence on American dentistry in the latter half of the
nineteenth century,was among the first to useextraoral force
to correct protruding teeth. He was also a pioneer in the
treatment of cleft palate and related problems.
Despite the contributions of Kingsley and his contempo-
raries, their emphasis in orthodontics remained the align-
ment of the teeth and the correction of facial proportions'
Little attention was paid to bite relationships, and since
it was common practice to remove teeth for many dental
problems, extractions for crowding or malalignment
were frequent. In an era when an intact dentition was a
rarity, the details of occlusal relationships were considered
unimportant.
In order to make good prosthetic replacement teeth, it
was necessaryto develop a concept of occlusion' and this
occurred in the late 1800s.As the conceptsof prosthetic
occlusion developed and were refined, it was natural to
extend this to the natural dentition. Edward H. Angle (Figure
SrctroN I TnE OnrnoooNrrc Pnonrnu
N o r m a l o c c l u s i o na n d m a l o c -
clusionclassesas specifiedby Angle.This clas-
s i f i c a t i o nw a s q u i c k l ya n d w i d e l ya d o p t e de a r l y
in the twentieth century. lt is incorporated
w i t h i n a l l c o n t e m p o r a rdy e s c r i p t i v a
end classi-
ficationschemes. Classll malocclusion Classlll malocclusion
followersstrongly opposedextractionfor orthodontic pur- computer imaging methods that allow the orthodontist
poses.With the emphasison dental occlusionthat followed, to share facial concerns with patients in a way that was
however,lessattention cameto be paid to facialproportions not possibleuntil recently;
and esthetics.Angle abandonedextra-oralforce becausehe 2. Patientsnow expectand are granted a greaterdegreeof
decided this was not necessaryto achieveproper occlusal involvement in planning treatment. No longer is it
relationships. appropriate for the paternalistic doctor to simply tell
As time passed,it became clear that even an excellent patientswhat treatment they should have.Now patients
occlusion was unsatisfactoryif it was achievedat the expense are given the opportunity to participate in selecting
of proper facial proportions. Not only were there esthetic among treatmentoptlons-a processthat is facilitatedby
problems,it often provedimpossibleto maintain an occlusal computer imaging methods;and
relationshipachievedby prolonged use of healy elasticsto 3. Orthodontics now is offered much more frequently to
pull the teeth together as Angle and his followershad sug- older patients as part of a multidisciplinary treatment
gested.Extraction of teethwas reintroducedinto orthodon- plan involving other dental and medical specialties.The
tics in the 1930sto enhancefacialestheticsand achievebetter goal is not necessarilythe best possibledental occlusion
stability of the occlusalrelationships. or facialestheticsbut the bestchancefor long-term main-
Cephalometricradiography,which enabledorthodontists tenance of the dentition. This increasedemphasison
to measurethe changesin tooth and jaw positionsproduced treatment coordinated with other dentists has the effect
by growth and treatment, came into widespreaduse after of integratingorthodonticsback into the mainstreamof
World War II. Theseradiographsmade it clear that many dentistry, from which Angle's teachings had tended to
ClassII and ClassIII malocclusionsresultedfrom faulty jaw separatelt.
relationships,not just malposedteeth. By use of cephalo- All three of theserecent developmentsare reflectedin the
metrics,it also was possibleto seethat jaw growth could be later chaptersof this book. The changein the goalsof treat-
alteredby orthodontic treatment.In Europe,the method of ment representsa paradigm shift, awayfrom an emphasison
"functional jaw orthopedics" was developed to enhance skeletaland dental relationships and toward greater consid-
growth changes,while in the United States,extraoral force eration of the oral and facialsoft tissues.The soft tissuesnow
cameto be usedfor this purpose.At present,both functional are recognizedas both the major limitation on orthodontic
and extraoralappliancesare used internationallyto control treatmentand the major considerationin whethertreatment
and modifr growth and form. can be judged to be successful.n't Thble 1-l contraststhe
In the early 2l't century,orthodontics differs from what Angle paradigm that dominated 20'hcentury orthodontics
was done previously in three important ways: with the soft tissueparadigmthat is replacingit' The impact
1. Thereis more emphasisnow on dental and facialappear- on diagnosisand treatmentplanning that the new paradigm
ance.This reflectsa greaterawarenessthat parentsand requiresis readily apparent,and is emphasizedin the clini-
patientsseektreatmentlargelybecauseof concernabout cal chaptersthat follow.
facialappearance, and that psychosocialproblemsrelated It must be kept in mind that orthodontics is shapedby
to appearancecan have major effectson an individual's biological,psychosocial, and cultural determinants.For that
quality of life. The advent of orthognathic surgery has reason,in defining the goalsof orthodontic treatment,one
made it possible to correct facial disproportions that hasto considernot only morphologicand functional factors'
previously were not treatable,and the developmentof but a wide rangeof psychosocial and bioethicalissuesaswell.
Srcrrow I Tnr OntnoooNrrc PnosrrNl
Teern r-r
AngleversusSoft TissueParadigms:A NewWayof Lookingat TreatmentGoals
Parameter Angle paradigm Soft tissue paradigm
Primary
treatmentgoal ldealdentalocclusion Normalsofttissueproportions
and adaptations
Secondary
goal ldealjaw relationships Functional
occlusion
Hard/softtissuerelationshipsldealhardtissueproportions
produceideal ldealsofttissueproportions
defineidealhard
soft tissues IISSUCS
Diagnosticemphasis Dentalcasts,cephalometric
radiographs Clinicalexamination
of intra-oral
and facialsoft
IISSUCS
Theseare discussedbriefly in the sectionsof this chapteron needs in the United Statesin 1989-1994(National Health
need and demand for treatment, and in greater detail in and Nutrition EstimatesSurveyIII, abbreviatedas NHANES
Chapters6-8. III), estimatesof malocclusionagain were obtained. This
The treatmentsequence shownin Figures1-4 through l-7 study of some 14,000individuals was statisticallydesigned
demonstratesthe facial as well as dental changesthat can to provide weightedestimatesfor approximately150million
be attained through orthodontics. The focus of modern personsin the sampled racial/ethnicand age groups. The
orthodontic treatmentis on improving not only dental and data provide current information for U.S. children and
skeletalbut alsosoft tissueaspectsof orthodontic problems, youths and include the first good data set for malocclusion
in combination with other dental treatment as needed. in adults,with separateestimatesfor the major racial/ethnic
groups.t't
The characteristics of malocclusion evaluated in
NHANES III included the irregularity index, a measureof
incisor alignment (Figure 1-8), the prevalenceof midline
diastema>2mm (Figure 1-9), and the prevalenceof poste-
What Angle defined as normal occlusion more properly rior crossbite (Figure 1-10). In addition, overjet (Figure
should be consideredthe ideal, especiallywhen his criteria 1-11) and overbite/openbite (Figure l-12) were measured.
are applied strictly. In fact, perfectly interdigitating teeth Overjet,which reflectsAngle'sClassII and ClassIII molar
arrangedalong a perfectlyregularline of occlusionare quite relationships,can be evaluatedmuch more preciselyunder
rare.For many years,epidemiologicstudiesof malocclusion epidemiologic evaluation conditions, so molar relationship
sufferedfrom considerabledisagreementamong the investi- was not evaluateddirectly.
gatorsabout how much deviation from the ideal should be Current data for thesecharacteristicsof malocclusionfor
acceptedwithin the bounds of normal. As a result,between children (age8 to 11),youths (age12 to 17) and adults (age
1930and 1965,the prevalenceof malocclusionin the United 18 to 50) in the U.S.population, taken from NHANES III,
Stateswasvariouslyestimatedas35o/o to 95ol0.
Thesetremen- are shown in Thblesl-2 and 1-3 and are displayedgraphi-
dous disparitieswere largelythe result of the investigators' callyin Figures1-13to 1-16.
differing criteria for normal. Note that in the age8- 11 agegroup,just over half of U.S.
By the 1970s,a seriesof studiesby public health or uni- children have well-aligned incisors. The rest have varying
versity groups in most developedcountriesprovided a rea- degreesof malalignment and crowding. The percent with
sonably clear worldwide picture of the prevalenceof various excellentalignment decreases in the age 12-17group as the
occlusal relationships or malrelationships.In the United remaining permanent teeth erupt, then remains essentially
States,two large-scalesurveyscarried out by the Division of stablein the upper arch but worsensin the lower arch for
Health Statisticsof the U.S.Public Health Service(USPHS) adults. Only 34o/oof adults have well-aligned lower incisors.
coveredchildren ages6 to ll between 1963 and 1965 and Nearly l5o/o of adolescentsand adults have severelyor
youths ages12 to 17 between 1969 and 1970.6'7 As part of a extremelyirregularincisors,so that major arch expansionor
large-scalenational survey of health care problems and extraction of some teeth would be necessaryto align them.
Crr.c.ptrnr MaroccrusroN AND DEllror.q.crerDrronurty rw CotrrupoRARy Socrsry
Pre-treatment facialand dentalviewsofan rr-year-oldgirl. Sheand her parentswere concernedabout her facialappear-
ance, especiallythe "no teeth" appearanceon smile, and her difficultyin eating.A, On the frontal view of the face, short lower face
h e i g h ti n p r o p o r t i o nt o f a c i a lw i d t h ,a s h o r t u p p e rl i p a n d m i n i m a ld i s p l a yo f t h e v e r m i l i o nb o r d e r so f t h e l i p s ,a n d a d e e pl a b i o m e n t a l
f o l d w e r e a p p a r e n tB . , O n s m i l e ,t h e r e w a so n l y r m m d i s p l a yo f t h e u p p e ri n c i s o r sw , h i c hw e r e m a l f o r m e da n d q u i t e s m a l l .C , O n t h e
profileview,an evertedupper lip, short face height and incompletedevelopmentof the nose were noted. D-E, Intraoralexamination
revealedmalformed maxillaryincisorsand short crown heights.Note the deep bite anteriorly.
A wide spacebetweenthe maxillarycentralincisors(midline 23% of children, l5o/oof youths, and l3o/oof adults. Reverse
diastema)often is presentin childhood (260/ohave >2 mm overjet, indicative of Class III malocclusion,is much less
space).Although this spacetendsto close,over 60loof youths frequent. This affects about 1oloof American children and
and adultsstill havea noticeablediastemathat compromises increasesslightly in youths and adults. SevereClass II and
the appearanceof the smile. Blacksare more than twice as ClassIII problems, at the limit of orthodontic correction,
likely to have a midline diastema than whites or Hispanics occur in about 4o/oof the population, with severeClass II
(p < .001). much more prevalent. SevereClass II problems are less
Posterior crossbitereflectsdeviations from ideal occlu- prevalent,and severeClassIII problemsare more prevalent,
sion in the transverseplane of space,overjet or reverse in the Hispanic than the white or black groups.
overjet indicate antero-posterior deviations in the Class Vertical deviations from the ideal overbite of 0-2 mm are
II/ClassIII direction, and overbite/openbite indicateverti- less frequent in adults than children but occur in half the
cal deviations from ideal. As Table l-2 shows, posterior adult population, the great majority of whom have excessive
crossbiteis relativelyrare at all ages.Overjet of 5mm or overbite. Severedeep bite (overbite > 5 mm) is found in
more, suggestingAngle's Class II malocclusion,occurs in nearly 20o/oof children and l3o/oof adults, while open bite
SEcrroN I Tnr OntnopoNrrc PnosnN4
The beginningoftreatment was deferreduntil age tz'l,,when she was judged to be close to her adolescentgrowth
spurt, and then was directedtoward extrusionof posteriorteeth to gain greaterface height.The improvementin verticalfacial pro-
portionsand incisordisplayon smile at age14,after r8 months of treatment,is shown in A and B. Three months later,she was ready
for initial restorations.At that point, the bracketson the upper incisorswere removed(C) so that temporarylaminatescould be placed
to improvethe height-widthrelationshipsof the incisorsand further increaseincisordisplay(D), then the bracketswere replacedat a
more gingivallevel (E) and treatmentcontinued.
Cnaptrn r MeroccrusroN AND DrNrorecrer Dtronurtv rN CoNTEMpoRARy
Socrrrv
After another9 months of treatment,the orthodonticappliancewas removedat age r5, with further improvementin
the facialappearanceand incisor position.With the temporarylaminatesstill in place,the smile arc (describedin detail in Chapter6)
was more flat than ideal.In the cephalometricsuperimposition(D), the increasein face height and eruption of posteriorand anterior
teeth that occurredduring treatmentcan be seen.
;;"g*
:,iffi
k
CnaptEn r Socrrrv
MaroccrusroN AND DrNtorecu,r Drronlrrty rN CoNTEMpoRARy
Overbite
50
c40
(g
3an
6- "-
o_
Overjetis definedas horizontal overlapof the
i n c i s o r sN. o r m a l l yt h, e i n c i s o r a
s r e i n c o n t a c tw, i t h t h e u p p e r E20
o)
i n c i s o ras h e a do f t h e l o w e rb y o n l yt h et h i c k n e sosf t h e i ri n c i s a l o
e d g e s( i . e . 2
, - 3 m mo v e r j e its t h e n o r m a lr e l a t i o n s h i pl f) .t h e (6L 1 0
lowerincisorsarein frontof the upperincisors, the conditionis
calledreverse overjetor anteriorcrossbite.
0to1 21o3 4to6 7to10 >10mm
ldeal Mild Moderate Severe Extreme
TAnr,sr-z
Percent of U.S. Population Wth Incisor Crowding/Malalignment
TOTALPOPULAIION,BY AGE
AGE8-II AIGE12-17 AGE 18-50
40 =40
c
(g
6
=30 f,an
(L
o2.,
cZV
c q)
c)
o
Sro t10
>10 7-10 5-6 3-4 1-2 0 -1 to-2-3to 4> 4mm > 4 4to-3 -2to0 0to2 3to4 5to7 >7mm
Extreme Severe Modercte Mild Mitd Moderate Severe Extrcme Extreme Severe Moderate Moderate Severe Extreme
O p e n b i t e / d e e pb i t e r e l a t i o n s h i pisn t h e U . S .
in the U.S. population,t989-'t994.Only one-thirdof the popula- p o p u l a t i o n t, 9 8 9 - t 9 9 4 .H a l f t h e p o p u l a t i o nh a v ea n i d e a lv e r t i -
t i o n h a v ei d e a la n t e r o - p o s t e r i o
i nrc i s o rr e l a t i o n s h i p sb,u t o v e r j e t cal relationship o f t h e i n c i s o r sD. e e pb i t e i s m u c h m o r e p r e v a -
i s o n l y m o d e r a t e l yi n c r e a s e di n a n o t h e r o n e - t h i r d .I n c r e a s e d lent than open bite, but vertical relationshipsvary greatly
overjea t c c o m p a n y i nC g l a s sl l m a l o c c l u s i o ins m u c h m o r e p r e v a - betweenracialgroups (seeTabler-z).
lent than reverseoverjetaccompanyingClasslll.
CHeptEnr MeroccrusroN AND DrNrorecrnr Drponurty rrq CoxrtvrpoRARySocrrrv
Tenr,nr-3
Percentof U.S.PopulationWth OcclusalContactDiscrepancies
8 - 1l * l2-17* l8-50* whitel Hispanict
PosteriorCrossbite 7.1 9.5 9.1 9.6 9.1
Overjet (mm)
Classll
>']0
-7-10 [extreme] o.2 o.2 o.4 0.3 o.4 o.4 0.5
Icerrercl 3.4 3.5 3.9 3.8 4.3 2.2 3.8
5-6 Imoderate] lB.9 11 . 9 9.1 t0.t I 1.8 6.5 10.6
3-4 Imild] 45.2 39.5 37.7 58.0 39.8 49.O 38.8
ldeal
t-z 29.6 39.3 43.O 42.4 35.6 33.6 41.1
Closslll
0 Imild] 2.2 4.6 4.8 4.1 6.1 6.7 4tr.
Overbite(mm)
Openbite
>-4 [extreme] 0.3 o.2 0.1 0.r o.7 0.0 0.1
-3 lo -4 0.6 0.5 0.5 AA 0.0 0.5
[severe] t.J
Ideal
o-2 40.2 45.O 49.O ./l q. tr
56.4 s6.5 4-7.5
Deepbite
3-4 Imoderate] 36.2 34.-7 32.5 34.O 28.5 32.6 33.1
E1
[severe] 18.8 15.5 13.4 15.7 7.5 8.7 14.2
>7 [extreme] 1.2 1.5 1.8 r.9 0.9 0.0 1.7
ldealAlignment
I
t
MandibularArch
I
V
SevereCrowding
Excess Overjet
+
OpenBite
of differencesin racial and ethnic composition. Although the fectedby modern development:crowding and malalignment
availabledata are not as extensiveas for American popula- of teeth are uncommon, but the majority of the group may
tions, it seemsclear that ClassII problems are most preva- havemild antero-posterioror transversediscrepancies, as in
lent in whites of northern Europeandescent(for instance, the Classltl tendencyofSouth Pacificislandersr2 and buccal
25o/oof children in Denmark are reported to be ClassII), crossbite(X-occlusion)in Australianaborigines.rl
while Class III problems are most prevalent in Oriental Although 1000 years is a long time relative to a single
populations (3o/oto 5o/oin Japan, nearly 2o/oin China with human life, it is a very short time from an evolutionary per-
another 2o/oto 3olo pseudo-ClassIII [i.e., shifting into spective.The fossil record documents evolutionary trends
anterior crossbite because of incisor interferences]).I0 over many thousands of years that affect the present denti-
African populationsareby no meanshomogenous,but from tion, including a decreasein the size of individual teeth, a
the differences found in the United Statesbetween blacks decreasein the number of the teeth, and a decreasein the
and whites, it seemslikely that Class III and open bite are sizeof the jaws.For example,there hasbeen a steadyreduc-
more frequent in African than European populations and tion in the sizeof both anterior and posterior teeth over at
deep bite lessfrequent. least the last 100,000years (Figure 1-18). The number of
teeth in the dentition of higher primates has been reduced
comparedwith the usualmammalian pattern (Figure 1-19).
The third incisor and third premolar have disappeared,as
has the fourth molar. At present, the human third molar,
second premolar, and second incisor often fail to develop,
Although malocclusionnow occursin a majority of the pop- which indicates that these teeth may be on their way out.
ulation, that does not mean it is normal. Skeletalremains Compared with primitive peoples,modern human beings
indicate that the presentprevalenceis severaltimes greater have quite underdevelopedjaws.
than it was only a few hundred years ago. Crowding and It is easyto seethat the progressivereduction in jaw size,
malalignment of teeth was unusual until relativelyrecently,tr if not well matched to a decreasein tooth size and number,
but not unknown (Figure l-17). Becausethe mandibletends could lead to crowding and malalignment. It is less easy
to becomeseparatedfrom the rest of the skull when long- to see why dental crowding should have increased quite
buried skeletalremains are unearthed, it is easierto be sure recently, but this seems to have paralleled the transition
what has happenedto alignment of teeth than to occlusal from primitive agricultural to modern urbanized societies.
relationships.The skeletalremainssuggestthat all members Cardiovasculardiseaseand relatedhealth problems appear
of a group might tend toward a ClassIII or, lesscommonly, rapidly when a previously unaffected population group
a Class II jaw relationship.Similar findings are noted in leavesagrarian life for the city and civilization. High blood
presentpopulation groups that haveremainedlargelyunaf- pressure,heart disease,diabetes,and severalother medical
Csnptrn r MeroccrusroN AND Druroracrar Drronrurry rN ColltrupoRARy Socrrry
2
o)
6 200
E
E
o
5 150
U) I
-rar-
E- .A
I Qafzeh
\o- ---+--- Neanderthal
T h e g e n e r a l i z edde c l i n ei n t h e s i z eo f /
h u m a n t e e t h c a n b e s e e n b y c o m p a r i n gt o o t h s i z e s English
E-
from the anthropologicalsite at Qafzeh,datedroo,ooo
years ago; Neanderthalteeth, ro,ooo years ago; and
m o d e r nh u m a n p o p u l a t i o n s(.R e d r a w n f r o m K e l l yM A ,
P1 P2 M1 M2 M3
LarsenCS,eds.Advancesin DentalAnthropology.New
Y o r k :W i l e y - L i s sr ;9 9 r . ) Toothcategory
AAAA US\
Basic
Mammalian
R e d u c t i o ni n t h e n u m b e ro f t e e t h h a s b e e na f e a t u r eo f p r i m a t ee v o l u t i o n I. n t h e p r e s e n th u m a n p o p u l a t i o nt,h i r d
molarsare so frequentlymissingthat it appearsa further reductionis in progress,and the variabilityof lateralincisorsand secondpre-
molars suggestsevolutionarypressureofthese teeth.
problems are so much more prevalent in developedthan with uncooked or partially cooked meat and plant foods.
underdevelopedcountries that they have been labeled Watching an Australian aboriginal man using every muscle
"diseasesof civilization."There is some evidencethat mal- of his upper body to tear off a pieceofkangaroo fleshfrom
occlusionincreaseswithin well-definedpopulations after a the barely cookedanimal, for instance,makesone appreci-
transition from rural villages to the city. Corrucini, for ate the decreasein demand on the masticatory apparatus
instance,reports a higher prevalenceof crowding,posterior that has accompaniedcivilization (Figure l-20).
crossbite,and buccal segment discrepancyin urbanized Determining whether changesin jaw function have in-
youths compared with rural Punjabi youths of northern creasedthe prevalenceof malocclusionis complicatedby the
India.lnOne can arguethat malocclusionis another condi- fact that both dental cariesand periodontal disease,which
tion made worseby the changingconditionsof modern life, are rare on the primitive diet, appear rapidly when the diet
perhapsresulting in part from less use of the masticatory changes.The resulting dental pathology can make it difficult
apparatus with softer foods now. Under primitive condi- to establish what the occlusion might have been in the
tions, of course,excellentfunction of the jaws and teethwas absenceof early loss of teeth, gingivitis, and periodontal
an important predictor of the ability to survive and repro- breakdown.The increasein malocclusionin modern times
duce.A capablemasticatoryapparatuswas essentialto deal certainly parallels the development of modern civilization,
SEcrrou I TrrE OnrrroooNtrc Proerrl4
Psychosocial Problems
A number of studiesin recentyearshaveconfirmed what is
intuitively obvious, that severemalocclusion is likely to be a
social handicap.The usual caricatureof an individual who
is none too bright includes protruding upper incisors.A
witch not only ridesa broom, shehas a prominent lower jaw
that would produce a ClassIII malocclusion.Well-aligned
teeth and a pleasingsmile carry positivestatusat all social
levelsand ages,whereasirregular or protruding teeth carry
negativestatus.lstt Appearancecan and doesmake a differ-
encein teachers'expectations and thereforestudentprogress
in school,in employability,and in competition for a mate.
Testsof the psychologicreactionsof individuals to various
dental conditions, carried out by showing photographsof
various mouths to the individual whoseresponsewas being
evaluated, show that cultural differences are smaller than
might havebeen anticipated.A dental appearancepleasing
to Americanswas alsojudged pleasingin Australiaand East
Germany,whereasa dental appearanceconsideredin the
United Statesto carry with it some social handicap drew
about the same responsein these other cultural settings.rE
Protruding incisorsare judged unattractivewithin popula-
tions where most individuals have prominent teeth,just as
they are within lessprotrusivegroups.t'
Sections from a r96osmovieof an Australian There is no doubt that social responsesconditioned by
a b o r i g i n aml a n e a t i n ga k a n g a r o p o r e p a r e idn t h e t r a d i t i o n a l the appearanceof the teeth can severelyaffect an individual's
f a s h i o nN. o t et h ea c t i v i toyf m u s c l e sn,o to n l yi n t h ef a c i arle g i o n , whole adaptationto life. This placesthe conceptof "handi-
b u t t h r o u g h o ut th e n e c ka n d s h o u l d egr i r d l e .( C o u r t e sM y .J. capping malocclusion" in a larger and more important
Barrett.) context. If the way you interact with other individuals is
affectedconstantly by your teeth, your dental handicap is far
from trivial. It is interestingthat psychicdistresscausedby
but a reduction in jaw sizerelatedto disuseatrophy is hard disfiguring dental or facial conditions is not directly pro-
to document,and the parallelwith stress-related diseases
can portional to the anatomicseverityof the problem.An indi-
be carried only so far. Although it is difficult to know the vidual who is grosslydisfigured can anticipate a consistently
precisecauseof any specificmalocclusion,we do know in negative response.An individual with an apparently less
generalwhat the etiologicpossibilitiesare,and theseare dis- severeproblem (e.g.,a protruding chin or irregularincisors)
cussedin some detail in Chapter 5. is sometimestreated differently becauseof this but some-
What differencedoesit make if you have a malocclusion? times not. It seemsto be easierto copewith a defectif other
Let us considernow the reasonsfor orthodontic treatment. people'sresponses to it are consistentrather than if they are
not. Unpredictableresponsesproduce anxiety and can have
strong deleteriouseffects.20
The impact of a physical defect on an individual also will
be strongly influenced by that person's self-esteem.The
result is that the samedegreeof anatomic abnormality can
be merely a condition of no great consequenceto one
individual but a genuinely severe problem to another. It
Need for OrthodonticTreatment
seemsclear that the major reasonpeople seekorthodontic
Protruding, irregular,or maloccludedteeth can causethree treatment is to minimize psychosocialproblems relatedto
typesof problemsfor the patient:( I ) discriminationbecause their dental and facial appearance.Theseproblems are not
of facial appearance;(2) problems with oral function, "just cosmetic."They can have a major effect on the quality
including difficultiesin jaw movement (muscleincoordina- of life.
Cnaptnn r MaroccrusroN AND DrNtorncrm DEronurtv rN CoxtrvrpoRARySocrrrv
Oral Function
Adults with severemalocclusion routinely report difficulty
in chewing, and after treatment, patients usually say that
their masticatoryproblems are largelycorrected.2lIt seems
reasonablethat poor dental occlusionwould be a handicap
to function, but there is no good test for chewing ability and
no objective way to measure the extent of any functional
handicap. Methods to test for jaw function would put this
reasonfor orthodontic treatmenton a more scientificbasis.
Scoring the effrciency of mastication from video tapes of
standard tasksnow offers the possibility of doing this.22
Severemalocclusion may make adaptive alterations in
swallowing necessary.In addition, it can be difficult or
impossibleto produce certain sounds (seeChapter 6), and
effective speech therapy may require some preliminary year-oldgirl.Thereis almostonechancein threeof an injuryto
orthodontic treatment. Even less severemalocclusionstend a protruding incisor,
thoughfortunately
the damagerarelyis this
to affect function, not by making it impossible but by severe.Mostof the accidents occurduringnormalactivity, not
in sDorts.
making it difficult, so that extra effort is required to com-
pensatefor the anatomic deformity. For instance,everyone
uses as many chewing strokes as it takes to reduce a food
bolus to a consistencythat is satisfactoryfor swallowing, so shift on closure) correlatepositively with TM joint problems
if chewing is lesseffrcientin the presenceof malocclusion, while other types do not,23but eventhe strongestcorrelation
either the affected individual uses more effort to chew or coefficientsare only 0.3 to 0.4. This means that for the great
settles for less well masticated food before swallowing it. majority of patients,there is no associationbetweenmaloc-
Similarly, almost everyonecan move the jaw so that proper clusion and TMD.
lip relationships exist for speech,so distorted speechis On the other hand, if a patient doesrespondto stressby
rarely noted eventhough an individual may haveto make an increased oral muscle activity, improper occlusal relation-
extraordinaryeffort to producenormal speech.As methods ships may make the problem more severeand harder to
to quanti$r functional adaptationsof this type aredeveloped, control. Therefore, malocclusion coupled with pain and
it is likely that the effect of malocclusion on function will be spasmin the musclesof mastication may indicate a need for
appreciatedmore than it has been in the past. orthodontic treatment as an adjunct to other treatment for
The relationship of malocclusion and adaptive function the muscle pain (but orthodontics as the primary treatment
to temporomandibulardysfunction (TMD), manifestedas almost never is indicated). If the problem is a pathologic
pain in and around the TM joint, is understoodmuch better processwithin the joint itself, improving the dental occlu-
now than only a few years ago. The pain may result from sion may or may not help the patient adapt to the necessar-
pathologicchangeswithin the joint, but more often is caused ily alteredjoint function (seeChapter 18).
by muscle fatigue and spasm. Muscle pain almost always
correlateswith a history of clenchingor grinding the teeth Relationship to Injury and Dental Disease
as a responseto stressfulsituations,or of constantlypostur- Malocclusion, particularly protruding maxillary incisors,
ing the mandible to an anterior or lateralposition. can increasethe likelihood of an injury to the teeth (Figure
Some dentists have suggestedthat even minor imperfec- 1-21).There is about one chancein three that a child with
tions in the occlusion serve to trigger clenching and grind- an untreated ClassII malocclusion will experiencetrauma to
ing activities. If this were true, it would indicate a real need the upper incisors, but most of the time, the result is only
for perfecting the occlusion in everyone,to avoid the possi- minor chips in the enamelresulting in a fracture of the tooth
bility of developing facial muscle pain. Becausethe number and/or devitalization of the pulp. For that reason,reducing
of people with at least moderate degreesof malocclusion the chanceof injury when incisors protrude is not a strong
(500/oto 75o/oof the population) far exceedsthe number argument for early treatment of Class II problems (see
with TMD (50loto 30%, depending on which symptoms are Chapter 8). Extreme overbite, so that the lower incisors
examined), it seemsunlikely that occlusalpatterns alone are contact the palate, can cause significant tissue damage,
enough to cause hyperactivity of the oral musculature. A leading to loss of the upper incisors in a few patients.
reaction to stressusually is involved. Some individuals with Extreme wear of incisors also occurs in some patients with
poor occlusion have no problem with muscle pain when excessiveoverbite.
stressed but develop symptoms in other organ systems. It seemsobvious that malocclusion could contribute to
Almost never does an individual haveboth ulcerative colitis both dental decay and periodontal disease,by making it
(also a common stress-induceddisease)and TMD. Some harder to care for the teeth properly or by causing occlusal
types of malocclusion (especiallyposterior crossbitewith a trauma. Current data indicate, however, that malocclusion
has l i t b f pact on diseases of the teeth or support- need, were proposed in the 1970s. Of these, Grainger's Treat-
livridual's willingness and motivation ment Priority Index (TPI)27is the most prominent because
deteqnmgral hygyne Pouch more than how well the teeth it was used in the 1965-1970 U.S. population surveys. None
ire aenza, ind arr -rice or absence of dentaI plaque is the of the early indices were widely accepted for screening
major determinant of the health of both the hard and soft potential patients, however.
tissues of the mouth. If individuals with malocclusion are More recently, Shaw and co-workers in the United
more prone to tooth decay, the effect is small compared with Kingdom developed a scoring system for malocclusion, the
hygiene status.24Occlusal trauma, once thought to be impor- Index of Treatment Need (IOTN),28that places patients in
tant in the development of periodontal disease, now is rec- five grades from "no need for treatment" to "treatment
ognized to be a secondary, not a primary, etiologic factor. need." The index has a dental health component derived
Two studies carried out in the late 1970s, in which a large from occlusion and alignment (Box 1-1) and an esthetic
number of patients were carefully examined 10 to 20 years component derived from comparison of the dental appear-
after completion of orthodontic treatment, shed some light ance to standard photographs (Figure 1-22). IOTN grades
on long-term relationships between malocclusion and seem to reflect clinical judgments better than previous
oral health.25,26
In both studies, comparison of the patients methods.2930There is a surprisingly good correlation
who underwent orthodontic treatment years earlier with between treatment need assessed by the dental health and
untreated individuals in the same age group showed similar esthetic components of IOTN (i.e., children selected as
periodontal status, despite the better functional occlusions needing treatment on one of the scales are also quite likely
of the orthodontically treated group. There was only a to be selected using the other).
tenuous link between untreated malocclusion and major With some allowances for the effect of missing teeth, it is
periodontal disease later in life. No evidence of a beneficial possible to calculate the percentages of U.S. children and
effect of orthodontic treatment on future periodontal health youths who would fall into the various IOTN grades from
was demonstrated, as would have been expected if untreated the NHANES 111 data set.9 Figure 1-23 shows the number
malocclusion had a major role in the cause of periodontal of youths age 12-17 estimated by IOTN to have mildl
problems. moderatelsevere treatment need. Although the prevalence
Patients with a history of orthodontic treatment appear of malocclusion is similar for the three raciallethnic groups
to be more likely to seek later periodontal care than those evaluated in NHANES 111, the percentage of blacks with
who were not treated, and thus are over-represented among severe problems is higher. The TPI scores of 40 years ago
periodontal patients. Because of this, it has been suggested placed more children toward the severe end of the maloc-
that previous orthodontic treatment predisposes to later clusion spectrum than the current IOTN grades, but it seems
periodontal disease. The long-term studies show no indica- unlikely that there has been a major change in treatment
tion that orthodontic treatment increased the chance of later need. To some extent, the difference may be due to the dif-
periodontal problems. The association between early ortho- ference in the indices, but there is another factor. Many more
dontic and later periodontal treatment appears to be only children have orthodontic treatment now. The number of
another manifestation of the phenomenon that one segment white children who receive treatment is considerably higher
of the population seeks dental treatment while another than blacks or Hispanics (p < .001). Treatment almost always
avoids it. Those who have had one type of successful dental produces an improvement but may not totally eliminate all
treatment, like orthodontics in childhood, are more likely to the characteristics of malocclusion, so the effect is to move
seek another like periodontal therapy in adult life. some individuals from the severe to the mild treatment need
In summary, it appears that both psychosocial and func- categories. The higher proportion of severe malocclusion
tional handicaps can produce significant need for ortho- among blacks, who are much less l~kelyto receive treatment
dontic treatment. The evidence is less clear that orthodontic at this point than whites, probably reflects the effect of more
treatment reduces the development of later dental disease. treatment in the white group, and may not indicate the pres-
ence of more severe malocclusion in the black p ~ p u l a t i o n . ~ ~
Epidemiologic Estimates of Orthodontic How do the IOTN scores compare with what parents and
Treatment Need dentists think relative to orthodontic treatment need? The
Psychosocial and facial considerations, not just the way the (rather weak) existing data suggest that in typical American
teeth fit, play a role in defining orthodontic treatment need. neighborhoods, about 35% of adolescents are perceived by
For this reason, it is difficult to determine who needs treat- parents and peers as needing orthodontic treatment (see
ment and who does not, just from an examination of dental Figure 1-23).Note that this is larger than the number of chil-
casts or radiographs. It seems reasonable that the severity dren who would be placed in IOTN grades 4 and 5 as severe
of a malocclusion correlates with need for treatment. Thls problems definitely needing treatment, but smaller than the
assumption is necessary when treatment need is estimated total of grades 3,4, and 5 for moderate and severe problems.
for population groups. Dentists usually judge that only about one-third of their
Several indices for scoring how much the teeth deviate patients have normal occlusion, and they suggest treatment
from the normal, as indicators of orthodontic treatment for about 55% (thereby putting about 10% in a category of
CHAPTER
I MALOCCLUSION
AND DENTOFACIAL
DEFORMITY
I N CONTEMPORARY
SOCIETY
Box 1-1'
- ~ r a d 5e (ExtremeINeed Treatment)
w
Grade 3 (ModerateIBorderline Ned)
5.i Impeded eruption of teeth (except third molars) due to 3.a Increased overjet greater than 3.5mm but less than or
crowding, displacement, the presence o f supernumerary equal to 6 m m with incompetent lips.
teeth, retained deciduous teeth, and any pathological 3.b Reverse overiet greater than i m m but lessrhan 01 lal
cause. to 3.5 m n
5.h Extensive hypodontia with restorative implications (more 3.c Anterior or posterior crossbit greater than I m m
than one tooth per quadrant) requiring pre-prosthetic but less than or equal to z m m ~ ~ i c r e p a n cbetween
y
orthodontics. retruded contact position and intercuspal posrtion.
5.a Increased overjet greater than g m m . 3.d Contact p o ~ n displacements
t greater than 2 m m but less
5.m Reverse overjet greater than 3.5 m m with reported than or equal t o 4 m m .
masticatory and speech difficulties. 3.e - .
Lateral or anterior open bite greater than 2 m m bu_g~bsh
e
5.p Defects o f cleft lip and palate and other craniofacial than or equal to 4 m m .
anomalies. 3.f Deep overbite complete on gingival or pal: ~ut
s Submerged deciduous teeth. no trauma. I
1 4.h Less extensive hypodontia requiring pre-restorative 2.a Increased overjet greater than 3.5mm but less t l
orthodontics or orthodontic snace closure (one tooth per equal to 6 m m with competent lips.
quadrant). 2.b Reverse overjet greater than o m m but less than or equal
4.a Increased overjet greater than 6 m m but less than or to 1 mm.
I equal t o g m m . 2.c Anterior or posterior crossbite with less than or equal t o I
Reverse overjet greater than 3.5rnrn with no tasticatory Im m discrepancy between retruded contact position and
or speech difficulties
-h r
Reverse overjet greater t an 1 m m but less than 3.5mm
with recorded masticatory or speech difficulties.
2.d
intercuspal position.
Contact point displacements greater than I m m but I
than or equal t o z m m .
4.c Anterior or posterior crossb~teswith greater than 2 m m 2.e Anterior or posterior openbite greater than im ut I
r, 7
discrepancy between retruded contact position and than or equal t o 2mm.
-
intercuspal position. 2.f Increased overbite greater than or equal ro
4.1 Posterior lingual crossbite with no functional occlusal without gingival contact.
contact in one or both buccal segments. 2.g Pre-normal or post-normal occlusions with no 0 t h
4.d Severe contact point displacements greater than q m m . anomalies.
4.e Extreme lateral or anterior open bits greater than 4 m m .
4.f Increased and complete overbite with gingival or palatal Grade (No
trauma. I. Extremely minor ma~occ~usions m
Partially erupted teern, tipped, and pacted against displacements less than Imrn i p
adjacent teeth.
malocclusion with little need for treatment). It appears that not recognize that they have a problem; others feel that they
they would include all the children in IOTN grade 3 and need treatment but cannot afford it or cannot obtain it.
some of those in grade 2 (Table 1-4) in the group who would Both the perceived need and demandvary with social and
benefit from orthodontics. Presumably, facial appearance cultural condition^.^^ More children in urban areas are
and psychosocial considerations are used in addition to thought (by parents and peers) to need treatment than
dental characteristics when parents judge treatment need or children in rural areas. Family income is a major determi-
dentists decide to recommend treatment. nant of how many children receive treatment (Figure 1-24).
This appears to reflect two things, not only that higher
income families can more easily afford orthodontic treat-
Demand for Orthodontic Treatment
ment, but also that good facial appearance and avoidance of
Demand for treatment is indicated by the number of patients disfiguring dental conditions are associated with more pres-
who actually make appointments and seek care. Not all tigious social positions and occupations. The higher the
patients with malocclusion, even those with extreme devia- aspirations for a child, the more likely the parent is to seek
tions from the normal, seek orthodontic treatment. Some do orthodontic treatment for him or her. It is widely recognized
SrcrroN I Tnr OnrrroooNtrc PnosrtN4
T h e s t i m u l u sp h o t o g r a p h so f t h e I O T N e s t h e t i ci n d e x .T h e s c o r ei s d e r i v e df r o m t h e p a t i e n t ' sa n s w e rt o " H e r e i s a
set of photographsshowinga rangeof dentalattractiveness. Number r is the most attractiveand number ro the leastattractivearrange-
ment. Where would you put your teeth on this scale)" Crades 8-ro indicatedefinite need for orthodontictreatment,5-7 moderate/
b o r d e r l i n en e e d ,r - 4 n o / s l i g h tn e e d .
Cneprrn r MaroccrusroN ANDDrrqtoracrar DEronurtv rN CowtrupoRARySocrrrv
that severemalocclusion can affect an individual's entire life orthodontic treatment by some families as a factor in social
adjustment, and every state now provides at least some and careerprogress.
orthodontic treatment through its Medicaid program, but The effect of financial constraints on demand can be seen
Medicaid and relatedprogramssupport only a tiny fraction most clearlyby the responseto third-party payment plans.
ofthe population'sorthodontic care.From that perspective, When third-party copayment is available, the number of
it is interesting that even in the lowest income group almost
5o/oof the youths and over 5o/oof adults report receiving
treatment, with l0oloto l5o/otreated at intermediate income
30
levels. This probably reflects the importance placed on
25
o- FamilyIncome
(l)Y
Severe (IOTN4,5) E o ) 20 EI E o-$1e,eee
Moderate(IOTN3) (l)E @ I $20-34,eee
PX
Mird (roTN 2)
IJ t I $35-49,999
50
c
I I >$49,999
o
640 cc) 10
f
o6
o30
E
820
o Youths12-17 Adults18-50
(L
10 The percent of the U.S. population ry89-94
who receivedorthodontic treatment, as a function of family
income. Although severe malocclusion is recognizedas an
White Black Hispanic White Black Hispanic
Need Treatment important problem and all statesoffer at leastsome coverageto
Had Treatment
l o w - i n c o m ec h i l d r e nt h r o u g ht h e i r M e d i c a i dP r o g r a mt,h i s f u n d s
Orthodontic need by severityof the problem treatmentfor a very small percentageof the population.Never-
for white, black,and Mexican-American youths age rz-r7 in the theless,nearly5/" of the lowest income group, and to/"-t5%"of
United States1989-94,and the percentofeach group who report intermediateincome groups, have had some orthodontictreat-
receivingorthodontic treatment.The greaternumber of whites ment. The increasingavailabilityof orthodonticsin recentyears
who receivetreatmentprobablyaccountsfor the smallernumber is reflectedin the largernumber of youthsthan adultswho report
of severeproblemsin the white population. beins treated.
Tlnn r-4
versus1989-1994
Percentof U.S.PopulationEstimatedto NeedOrthodontics,1965-1970
WHITE HISPANIC*X
FarrowAL, Zarinnia K, KhosrowA. Bimaxillaryprotrusion in black 27. GraingerRM. Orthodontic TieatmentPriority Index.Washington,
Americans-an estheticevaluationand the treatment considera- DC: National Center for Health Statistics;1967.USPHSPublica-
tions.Am J Orthod DentofacOrthop 104:240 -250,1993. tion No. 1000-Series 2, No.25.
20. MacgregorFC. Socialand psychologicalimplications of dentofa- 28. Brook PH, ShawWC. The developmentof an index for orthodon-
cial disfigurement.Angle Orthod 40:231- 233, 1979. tic treatmentpriority. Eur J Orthod Il:309-332,1989.
21. OstlerS,Kiyak HA. Treatmentexpectationsvs outcomesin orthog- 29. Richmond S, Shaw WC, O'Brien KD, et al. The relationship
nathic surgerypatients.Int JAdult Orthod OrthognathSurg6:247- betweenthe index of treatment need and consensusopinion of a
256,t99t. panelof 74 dentists.Br Dent | 178:370-374,1995.
22. FeinefS, MaskawiK, de Grandmont P,et al. Within-subject com- 30. Beglin FM, FirestoneAR, Vig KW, Beck FM, Kuthy RA, WadeD.
parisonsof implant-supportedmandibular prostheses: Evaluation A comparisonof the reliability and validity of 3 occlusalindexes
of masticatoryfunction. J Dent Res73:1646-1656,1994. of orthodontic treatment need.Am ] Orthod Dentofac Orthop
L) McNamara fA, SeligmanDA, OkesonfP. Occlusion,orthodontic 120:240-246,2001.
treatment and temporomandibular disorders.J Orofacial Pain 31. NelsonS,ArmoganV, Abel Y, BroadbentBH, Hans M. Disparity in
9:73-90,7995. orthodontic utilization and treatment need among high school
24. Helm S, PetersenPE. Causalrelation betweenmalocclusionand students.I Public Health Dent 64:26-30,2004.
caries.Acta Odontol Scand47:217-22I,1989. 32. Tulloch lFC, ShawWC, Underhill C, et al. A comparisonof atti-
Sadowsky C, BeGole EA. Long-term effects of orthodontic tudestowardorthodontic treatmentin British and Americancom-
treatment on periodontal health. Am J Orthod 80:156-172, munities.Am J Orthod 85:253-259,1984.
1981. 33. Patientcensussurveyresults.Bull Am AssocOrthod 75:4,1997.
26. PolsonAM. Long-termeffectof orthodontic treatmenton the peri- 34. Morris AL, et al. SeriouslyHandicappingOrthodontic Conditions.
odontium. In: McNamaraJA,RibbensKA, eds:Malocclusionand Washington,DC: National Academyof Sciences;7977.
the Periodontium.Ann Arbor, Mich: The University of Michigan 35. AckermanJL,KeanMR, AckermanMB. Orthodonticsin the ageof
Press;1987. enhancement.Aust Orthop | 20:3A-54,2004.
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According to the present style of sleeves, the ruffle should not fall
over the hand, but should be sewed at the other edge of the
wristband with the puff, on which it must fall back. For cold weather,
an undersleeve of sarsenet, made of the same dimensions as the
knitted one, and tacked under it, will be found a very great
improvement, and if of a colour that will harmonise with the dress,
will be very becoming.
Knitted Lace Ruffle.—Cotton No. 50; Needles, No. 22. Cast on
17 stitches.
1st Row.—Knit 2, m. 1, k. 2 t., k. 1, m. 1, k. 2 t., k. 1, slip 1, k. 1, pass
the slip stitch over, m. 1, k. 3, m. 2, k. 2 t., m. 2, k. 2.
2nd.—K. 3, p. 1, k. 2, p. 1, k. 3, p. 5, k. 5.
3rd.—K. 2, m. 1, k. 2 t., k. 1, m. 1, k. 2 t., k. 1, slip 1, k. 1, pass the
slip stitch over, m. 1., k. 10.
4th.—K. 2, m. 2, k. 2 t., k. 1, k. 2 t., m. 2., k. 2 t., k. 2, p. 3, k. 6.
5th.—K. 2, m. 1, k. 2 t., k. 2, m. 1, k. 3 t., m. 1, k. 4, p. 1, k. 4, p. 1, k.
2.
6th.—K. 12, p. 3, k. 6.
7th.—K. 2, m. 1, k. 2 t., k. 2 t., m. 1, k. 3, m. 1, k. 2 t., k. 2, m. 2, slip
1, k. 3 t., pass the slip stitch over, m. 2, k. 2 t., k. 2 t.
8th.—K. 3, p. 1, k. 2, p. 1, k. 3, p. 5, k. 5.
9th.—Like 3rd.
10th.—Cast off 3, k. 6, p. 2, m. 1, p. 2 t., p. 1, k. 5.
Materials.—Crochet cotton, No. 10; crochet hook, No. 16. 133 ch.
Four rows of open square crochet.
5th.—20 os., 4 dc., 3 ch., miss 3, 12 dc., 2 ch., 17 os., 1 dc.
6th.—10 os., 1 dc., 1 ch., miss 1, 16 dc., 2 ch., miss 2, 3 os., 9 dc., 1
ch., miss 1, 21 os., 1 dc.
7th.—10 os., 1 dc., 1 ch., miss 1, 59 dc., 2 ch., miss 2, 13 os., 1 dc.
8th and 9th.—The same.
10th.—11 os., 1 dc., 1 ch., miss 1, 54 dc., 1 ch., miss 1, 14 os., 1 dc.
11th, 12th, and 13th.—Like 10th.
14th.—12 os., 20 dc., 1 ch., miss 1, 32 dc., 1 ch., miss 1, 14 os., 1 dc.
15th.—Like 14th.
16th.—12 os., 20 dc., 1 ch., miss 1, 17 dc., 1 ch., miss 1, 14 dc., 1 ch.,
miss 1, 14 os., 1 dc.
17th.—12 os., 7 dc., 1 ch., miss 1, 11 dc., 1 ch., miss 1, 18 dc., 1 ch.,
miss 1, 13 dc., 2 ch., miss 2, 14 os., 1 dc.
18th.—12 os., 7 dc., 1 ch., miss 1, 11 dc., 1 ch., miss 1, 18 dc., 1 ch.,
miss 1, 11 dc., 1 ch., miss 1, 15 os., 1 dc.
19th.—12 os., 7 dc., 1 ch., miss 1, 13 dc., 1 ch., miss 1, 16 dc., 1 ch.,
miss 1, 10 dc., 2 ch., miss 2, 15 os., 1 dc.
20th.—12 os., 1 dc., 1 ch., miss 1, 7 dc., 1 ch., miss 1, 11 dc., 1 ch.,
miss 1, 16 dc., 1 ch., miss 1, 8 dc., 1 ch., miss 1, 16 os., 1 dc.
21st.—12 os., 1 dc., 1 ch., miss 1, 7 dc., 1 ch., miss 1, 11 dc., 1 ch.,
miss 1, 14 dc., 1 ch., miss 1, 9 dc., 2 ch., miss 2, 16 os., 3, 1, dc.
22nd.—13 os., 7 dc., 1 ch., miss 1, 12 dc., 1 ch., miss 1, 12 dc., 1 ch.,
miss 1, 7 dc., 1 ch., miss 1, 17 os., 1 dc.
23rd.—13 os., 1 dc., 1 ch., miss 1, 7 dc., 1 ch., miss 1, 10 dc., 1 ch.,
miss 1, 10 dc., 1 ch., miss 1, 8 dc., 2 ch., miss 2, 17 os., 1 dc.
24th.—14 os., 35 dc., 1 ch., miss 1, 18 os., 1 dc.
25th—15 os., 40 dc., 2 ch., miss 2, 15 os., 1 dc.
26th.—17 os., 1 dc., 1 ch., miss 1, 41 dc., 2 ch., miss 2, 12 os., 1 dc.
27th.—17 os., 1 dc., 1 ch., miss 1, 12 dc., 1 ch., miss 1, 11 dc., 1 ch.,
miss 1, 16 dc., 2 ch., miss 2, 12 os., 1 dc.
28th.—17 os., 12 dc., 1 ch., miss 1, 10 dc., 1 ch., miss 1, 2 dc., 1 ch.,
miss 1, 1 os., 13 dc., 2 ch., miss 2, 12 os., 1 dc.
29th.—16 os., 1 dc., 1 ch., miss 1, 11 dc., 1 ch., miss 1, 11 dc., 1 ch.,
miss 1, 5 dc., 2 ch., miss 2, 3 os., 1 dc., 1 ch., miss 1, 3 dc., 1 ch., miss
1, 12 os., 1 dc.
30th.—15 os., 1 dc., 1 ch., miss 1, 12 dc., 1 ch., miss 1, 11 dc., 1 ch.,
miss 1, 7 dc., 2 ch., miss 2, 17 os., 1 dc.
31st.—15 os., 1 dc., 1 ch., miss 1, 10 dc., 1 ch., miss 1, 11 dc., 1 ch.,
miss 1, 10 dc., 1 ch., miss 1, 17 os., 1 dc.
32nd.—15 os., 23 dc., 1 ch., miss 1, 13 dc., 2 ch., miss 2, 16 os., 1 dc.
33rd.—15 os., 21 dc., 1 ch., miss 1, 15 dc., 2 ch., miss 2, 16 os., 1 dc.
34th.—15 os., 19 dc., 1 ch., miss 1, 15 dc., 1 ch., miss 1, 17 os., 1 dc.
35th.—15 os., 1 dc., 1 ch., miss 1, 32 dc., 2 ch., miss 2, 17 os., 1 dc.
36th.—16 os., 28 dc., 2 ch., miss 2, 18 os., 1 dc.
37th.—16 os., 1 dc., 1 ch., miss 1, 29 dc., 2 ch., miss 2, 17 os., 1 dc.
38th.—16 os., 1 dc., 1 ch., miss 1, 30 dc., 1 ch., miss 1, 17 os., 1 dc.
39th.—17 os., 25 dc., 1 ch., miss 1, 3 dc., 1 ch., miss 1, 17 os., 1 dc.
40th.—15 os., 10 dc., 1 ch., miss 1, 17 dc., 2 ch., miss 2, 19 os., 1 dc.
41st.—14 os., 14 dc., 2 ch., miss 2, 18 dc., 2 ch., miss 2, 18 os., 1 dc.
42nd.—14 os., 15 dc., 1 ch., miss 1, 17 dc., 2 ch., miss 2, 5 dc., 1 ch.,
miss 1, 16 os., 1 dc.
43rd.—14 os., 1 dc., 1 ch., miss 1, 16 dc., 1 ch., miss 1, 22 dc., 1 ch.,
miss 1, 16 os., 1 dc.
44th.—15 os., 17 dc., 1 ch., miss 1, 17 dc., 1 ch., miss 1, 17 os., 1 dc.
45th.—14 os., 20 dc., 1 ch., miss 1, 16 dc., 2 ch., miss 2, 17 os., 1 dc.
46th.—13 os., 23 dc., 1 ch., miss 1, 7 dc., 2 ch., miss 2, 4 dc., 2 ch.,
miss 2, 18 os., 1 dc.
47th.—12 os., 1 dc., 1 ch., miss 1, 8 dc., 1 ch., miss 1, 29 dc., 2 ch.,
miss 2, 18 os., 1 dc.
48th.—13 os., 35 dc., 1 ch., miss 1, 19 os., 1 dc.
49th.—13 os., 1 dc., 1 ch., miss 1, 30 dc., 1 ch., miss 1, 20 os., 1 dc.
50th.—13 os., 1 dc., 1 ch., miss 1, 15 dc., 1 ch., miss 1, 1 dc., 1 ch.,
miss 1, 12 dc., 1 ch., miss 1, 20 os., 1 dc.
51st.—14 os., 13 dc., 2 ch., miss 2, 1 dc., 2 ch., miss 2, 1 dc., 1 ch.,
miss 1, 8 dc., 2 ch., miss 2, 20 os., 1 dc.
52nd.—14 os., 10 dc., 2 ch., miss 2, 3 os., 5 dc., 1 ch., miss 1, 21 os.,
1 dc.
53rd.—15 os., 6 dc., 2 ch., miss 2, 26 os., 1 dc.
54th to 57th inclusive.—In open square crochet.