Hospital Processes Within An Integrated System View: A Hybrid Simulation Approach
Hospital Processes Within An Integrated System View: A Hybrid Simulation Approach
ABSTRACT
Processes in hospitals or in other healthcare institutions are usually analyzed and optimized isolated for
enclosed organizations like single hospital wards or certain clinical pathways. However, many workflows
should be considered in a broader scope in order to better represent the reality, i.e., in combination with other
processes and in contexts of macro structures. Therefore, an integrated view is necessary which enables to
combine different coherences. This can be achieved by hybrid simulation. In this case, processes can be
modeled and simulated by discrete simulation techniques (i.e., DES or ABS) at the meso-level. However,
holistic structures can be comfortably implemented using continuous methods (i.e., SD). This paper presents
a theoretical approach that enables to consider reciprocal influences between processes and higher level
entities, but also to combine hospital workflows with other subjects (e.g., ambulance vehicles).
1 INTRODUCTION
Improvements in healthcare delivery are important to master global challenges in future, which are particularly
triggered by demographic changes and increasing costs. Hospital managers and those of other healthcare
providers must solve many trade-off problems, i.e., a better service quality versus higher resource usage
and operational costs. Process improvements performed by simulation and modeling (SaM) allow to better
handle budgets and to increase the organizational performance prior to their cost-intensive real-world
implementation. However, the success of such improvement processes crucially depends on the applied
SaM method.
Process analysis by Business Process Modeling (BPM) plays a significant role in the management
of companies or divisions (Giaglis 2001). This modeling technique enables to structure the process
knowledge of single domain experts in common models that can be used as a basis for further discussions
and studies. Together with simulation, BPM offers an efficient and comprehensive toolset for managers
and other decision-makers (Harrison et al. 2007, Laguna and Marklund 2013, Weske 2012). This
combination helps to detect bottlenecks and problems at an early stage, and to evaluate different scenarios
and solutions prospectively. The main focus of process modeling is the (graphical) representation of different
paths and process steps, but resources and organizational structures can also be considered. The process
analysis aims to achieve an understanding of a certain process and to identify weaknesses and potential
improvements (Rebuge and Ferreira 2012). Therewith, simulation is capable to calculate the expected
outcome for both the currently existing process and for a prospectively adjusted process that does not
exist yet. In this case, management decisions, especially at the strategic level, could be more objective by
limiting biases of individual perceptions.
BPM and DES are primarily used for studies in the inpatient sector (Vera and Kuntz 2007), but they
also can be applied in cases when abstract clinical pathways for certain diseases are evaluated. In recent
time these methods receive a growing attention in situations where hospital services are reimbursed through
flat-rate or fee-per-case charges, such as the Diagnosis Related Groups (DRGs). In this case, a hospital will
receive a predefined and agreed reimbursement value for each patient. This value is dependent on diagnosis
and not on the real costs of provided services. Consequently, hospitals are extremely interested to keep the
costs per case below this value, but also to provide an adequate service quality in a competitive market.
That means, process improvements have significant impacts on the operating result and organizational
performance.
Process modeling is widely used and already established in hospitals across different application areas.
On the one hand, the medical treatment process of a certain disease (i.e., clinical pathways) and thus the
quality of care are in focus (Ronellenfitsch et al. 2012), on the other hand, the profitability is a major
business target figure. In this case, e.g., the process structure can be modeled and underlaid with cost
data. This approach serves as a basis for an activity based costing and enables to generate important
information for an effective management (Öker and Özyapici 2013, Hada et al. 2014, Kaplan et al. 2014,
Cannavacciuolo et al. 2015). However, the prospective analysis of processes and their realization in
practice vary considerably. Furthermore, such techniques are often not used holistically, but rather for
specific diseases or for a particular hospital ward. One reason is, that experts investigate their research
scope focusing on one particular disease (Akhavadan 2016), henceforth, the willingness to model foreign
processes does not exist. Another reason is, that in economic evaluations cost centers are mostly considered
in separate studies (Ibrahim et al. 2014).
An overall view containing bordering influences typically does not exist. In particular, different related
processes in the same institution and even the broader environment of the hospital should be considered
when analyzing a system. For example, if a patient requires an imaging examination, the radiology
department usually interacts with other medical wards during a treatment process. The same also occurs
in other supporting processes like laboratory tests or occupancy management. Ideally, the whole hospital
organization should be considered, but without over-complicating a model. Going one step further, even
external influences can affect a considered process, i.e., the surrounding population structure, economical
factors, political influences, or technological developments. Using BPM and DES, a modeler has to represent
the whole environmental complexity by very detailed process models. However, in most cases it is sufficient
to represent less important influences by more abstract or aggregated models. In this paper we present a
hybrid simulation approach that allows to develop detailed process models by discrete simulation techniques
using Discrete-Event Simulation (DES) and Agent-Based Simulation (ABS), as well as to represent the
process environment and bordering processes by more abstract high level System Dynamics (SD) models.
2 RELATED WORK
The scope of this paper is particularly related to the following three topics: modeling of hospital processes,
healthcare simulations in general, and the hybrid simulation technique. There are numerous academic
publications that are focusing on these topics.
As previously described, BPM is used to develop process models for hospitals and other healthcare
institutions. Fitzgerald and Dadich (2009) discussed how process simulation can be applied in order to
identify potential improvements and perform optimizations in hospital workflows. Another paper which has
been introduced by Mathew and Mansharamani (2012) presents a review of tools and techniques focusing
on BPM. In particular, the use of the Business Process Model Notation (BPMN) and its shortcomings are
discussed as well as the applicability of DES in this context is mentioned.
In general, applying SaM techniques in healthcare is not new. There are already many example success
stories where established simulation methods have been used to represent healthcare structures. Gunal
(2012) introduced a guide for building simulation models for hospitals. In this article the author describes
important conceptual modeling steps within the context of healthcare, but also a comparison between different
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simulation paradigms (i.e., DES, ABS, and SD). Brailsford (2007) presented an interesting tutorial about
advances and challenges in healthcare simulation modeling. This paper describes a possible categorization
of healthcare models and classifies available examples in three different levels of abstraction. Finally, Gaba
(2007) introduced two possible visions for simulation in healthcare. The first one describes a successfully
achieved integration of simulation in healthcare studies until the year 2025, while the second scenario refers
to a more pessimistic view, where only few aspects have been realized until the same year.
Probably the most related topic for this paper is hybrid simulation. This technique received a considerable
attention over the last years, due to its flexibility and an increasingly improved tool support. In particular, this
observation can be supported by the growing number of publications at the Winter Simulation Conference
(WSC) focusing on hybrid simulation technique and its application in different domains. While in 2011
only few papers have been presented in different tracks, there is already a separate full track bringing
together different presentations around the area of hybrid simulation. Heath et al. (2011) presented an
interesting discussion focusing on cross-paradigm modeling. The authors considered different configurations
of DES, ABS, and SD in order to describe their advantages and problems during the model building
process. Additionally, Brailsford et al. (2013) reviewed the use of hybrid simulation for healthcare and
social care. A first generic framework for hybrid simulations in healthcare has been introduced by Chahal
(2009). This work particularly describes how to use SD and DES conjointly from a conceptual perspective. A
further paper which has been accompanied by a panel discussion at the WSC 2015 has been presented
by Mustafee et al. (2015). It generally presents definitions, challenges, and benefits of hybrid simulation,
but also its applicability in healthcare. Djanatliev and German (2013) focused on hybrid simulation for
prospective health technology assessments combining DES, ABS, and SD in common models. Moreover,
an approach has been presented to generate agents dynamically from SD models, and other inter-paradigm
connections within the scope of healthcare decision-support (Djanatliev 2015). Finally, we investigated
some work to step forward towards a guide for hybrid simulation modeling and proposed four levels to
develop modular hybrid models in healthcare (Djanatliev and German 2015).
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Primary Processes
post-
admission diagnose therapy discharge
treatment
Sub-process
Level 2 conservative therapy
operative therapy
Sub-process
Level 3
preoperative operation
operation
preparation follow-up
In this context specific success factors have to be mentioned. They are basically measured by three
outcomes: time, costs and quality of care. These parameters constitute a triangle of independent items. The
general goal of process management is henceforth an improvement of all three items. Hence, an optimized
process ideally runs faster, at lower costs and produces an increasing quality of care. However, a simultaneous
improvement is often pretty difficult, because each dimension can affect another one. Consequently,
improvements of one parameter can lead to a deterioration of another one (negative correlation). For
example, a faster process can save costs, but may lead to a decreased service quality. Therefore, it has
to be checked how such dimensions interact within an individual setting. Generally speaking, an overall
optimum of all parameters should be achieved.
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components in different studies. As already mentioned, we distinct between the following four abstraction
levels in healthcare models (Djanatliev and German 2015):
• Holistic Level: Also called macro-level or top-down view. For example, health system models,
abstract disease models, global health economic models, as well as representations of demographic,
or epidemiological changes. SD is most appropriate to be applied, but DES can be used to change
SD parameters at discrete points.
• Process Level: Also called meso-level, or workflow perspective. In particular, representation of
hospital processes and clinical pathways. Cohorts, or entities without an individual behavior are
traversing predefined paths triggered by global instructions. Mostly modeled by the process-oriented
Discrete-Event Simulation.
• Individual Level: Represents a micro-level perspective. More detailed entities can be represented
at this level. In particular, agents which are following their own active behavior. An active behavior
include primarily actions that have been initiated explicitly (e.g., taking medication, calling the
doctor, ignoring symptoms). At this level the ABS is highly appropriate to be applied.
• Internal Level: In contrast to the micro-level, passive or background processes of agents can
be represented at the internal-level. For example, person’s internal body processes (i.e., gradual
deterioration of organs). Due to a continuous matter and lacking detail data, SD is particularly used
to model such processes.
Between all these levels different interactions from a logical and technical perspective can be consid-
ered. For example, demographic changes at the macro-level can affect the number of traversing entities
in processes, but single steps in paths can reduce financial budgets at the macro-level. Another example
is policy making in the healthcare sector. Global decisions can lead to process changes (e.g., regulatory
changes lead to a necessity of additional steps for documentation) or different study results due to changed
costs. From the technical point of view SD can be coupled with DES in this scenario. Five types of
interaction can be applied in both directions, e.g., firing events in DES after exceeding threshold values
in continuous modules (Djanatliev and German 2015). Further important connections exist between the
micro-level and the internal-level. For example, taking medication at the micro-level can lead to a slower
deterioration of organs at the internal-level, however, accruing disabilities at the internal-level can affect
the agent’s activity at the micro-level. In this case interactions between ABS and SD are required.
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disease-
demographic
specific
political influences influences
influences technical
influences
regional
influences
considered risks and
unknown
economic
processes influences
influences
and treatment decisions by the staff can affect the quality of considered processes. Finally, in many strategic
studies risks and unknown influences have to be represented as well.
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+
funding + hospital +
acquisition R reputation admission
- rate
service
+ quality R
service +
+ duration
+ investment + patients
- -
budget B -
- + B
+
investments
B + discharge
governmental - resources proportion
subventions per person -
SD
hospital
service reputation
quality
diagnose 1 post
treatment
diagnose 2 patient
behavior
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Building executable models in this context requires a powerful tool support. In particular, a suitable software
package must enable to develop models using SD, DES, or ABS in a common environment. There are a lot
of tools that can be applied to develop models referring to one of the relevant simulation techniques. Some
packages have extension features to establish connections to other tools (Heath et al. 2011). This may
be sufficient to develop simple integrated hospital models, as particularly DES is set in focus. However,
in more complex scenarios and studies representing a more integrated system view, a powerful software
package is required that enables to use all three simulation paradigms equally. AnyLogic (AnyLogic
2016) is a multi-method simulation software that flexibly allows to use different simulation techniques in
one common simulation environment. Moreover, this tool contains libraries and other pre-implemented
components for model developments in certain domains (e.g., manufacturing, road simulations). The
possibility to add own Java code makes this package more powerful particularly when modeling complex
structures. Another feature is the possibility to develop own modules hierarchically and to define interfaces
for a sustainable usage. In our previous work, we presented how dynamic process libraries can be built in
order to comfortably change internal processes of institutions or vehicles without reimplementing similar
modules in each component (Djanatliev 2015).
Due to the just presented reasons, we decided to use this tool, though the license costs are pretty high,
even for an academic usage. It should be mentioned that we did not performed a structured tool evaluation
within the scope of this work, so there are probably also other tools that can fulfill the requirements as
well. Figure 5 shows a very small illustrative extract of our first stroke hybrid model. At the left hand
side a statechart is depicted describing the behavior of an affected person. After recognizing the disease a
person can ignore symptoms or calls the emergency department.
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In the latter case the pre-treatment process from the right hand side will be started. Both processes affect
the presented SD models and can be affected by them. For example the population and disease dynamics
influence the number of emergency calls. The more cases are identified, the more costs will be produced.
In this case, global budgets will be changed which can result in less financial resources for staff education
and other important investments. Finally, the better outcome hospital processes produce, the more healthy
contributors are available.
4 CONCLUSIONS
Hospital processes are usually analyzed independently for single wards or for certain clinical pathways. How-
ever, there is a need to put such workflows in a broader view in order to perform long-term evaluations from a
strategic perspective. Various internal or external influences have to be regarded. In particular, the following
high level influences can affect hospital processes: demographic, epidemiological, economic, technical,
political, regional, and further unknown processes as well as risks. Moreover, bordering workflows can
also affect a considered process. For example, a treatment begins in an ambulance vehicle and will be
continued in the hospital. Finally, individual influences including the behavior of patients and the hospital
staff must be considered. In this case a patient can, e.g., refuse certain process steps, or forget to take
medications. Wrong treatment decisions and a slow work progress is an example of how the behavior of
single physicians can affect the quality of hospital workflows.
In this paper we discussed from a theoretical perspective how hospital processes can be structured and
how they can be generally considered within an integrated system view. Furthermore, we proposed a hybrid
simulation approach that can be applied at four different abstraction levels. In this context DES is used to
represent processes, ABS and state charts are applied to consider individual behavior at the micro-level,
and SD allows to model abstract and continuous structures. We particularly suggested to begin by process
models at the meso-level and thereafter to enrich them by the surrounding process environment. As this
paper particularly focuses on theoretical aspects, the focus of future papers in this context should be set
to example case studies referring to the applicability of the presented theoretical basis.
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AUTHOR BIOGRAPHIES
ANATOLI DJANATLIEV is an Assistant Professor (AkadR) at the Chair for Computer Networks and
Communication Systems at the University of Erlangen-Nuremberg. He received his PhD degree (Dr.-Ing.)
and his diploma in computer science (Dipl.-Inf. Univ.) from the University of Erlangen-Nuremberg. His
research interests include various topics on simulation and modeling using system dynamics, discrete-event
simulation, agent-based simulation, hybrid simulation, and methods for healthcare decision-support. More
recently he focuses also on simulation of vehicular networks, and other topics from the area of connected
mobility. His e-mail address is [email protected].
FLORIAN MEIER is an Associate Professor of Health Care Management at the Wilhelm Löhe University
for Applied Sciences. He holds a PhD degree from the Friedrich-Alexander-University Erlangen-Nuremberg.
Before he started the scientific research, he worked as a business consultant for several years. Now, he
intends to use his practical experience for application-oriented developments. His research interests include
business process management and business intelligence for an objective decision making in the inpatient
sector. His e-mail address is [email protected].
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