2011 Examining Metaphors in Biopolitical Discourse
2011 Examining Metaphors in Biopolitical Discourse
2011 Examining Metaphors in Biopolitical Discourse
Cynthia-Lou Coleman
L. David Ritchie
Portland State University
EXAMINING METAPHORS
IN BIOPOLITICAL DISCOURSE
Abstract
This essay argues that common metaphors and metaphoric phrases used in
biopolitical discourse limit how meanings are constructed by framing
messages narrowly: so much so, that alternate readings are delimited,
resulting in less opportunity for cognitive scrutiny of such messages. We
moor our discussion of metaphors in cognitive linguistics, building on three
decades of research by scholars including Sam Glucksberg (2008), George
Lakoff and Mark Johnson (1980, 1999), and Ray Gibbs, Jr. (2006, 2008),
demonstrating how research in framing effects bolsters our claims of
limited entailments resulting from message construction. By situating our
discussion of framing in biopolitics we make a case that metaphors
including Frankenfood, designer baby, vegetative state and death tax
address how life and death are ―managed‖ in discourse (Foucault 1980). In
this essay we demonstrate ways in which the framing of some metaphors in
social discourse slip under readers‘ and viewers‘ cognitive radars, and thus
become ―under-the-radar metaphors.‖
Keywords
Biopolitics, death tax, designer baby, framing, Frankenfood, genetic
engineering, metaphor, perceptual simulation theory, vegetative state.
engage biopolitics are fraught with claims of truth, objectivity and morality, and
that such claims influence individual judgments, public opinion and policy. Truth,
Foucault asserted, is spun through discourse, and any examination of discourse
requires deconstructing the tactics and techniques used to bolster truth claims. We
argue that metaphors have become effective tactics through which truth claims
unfold. Cognitive linguistics provides an empirical, evidence-based foundation for
our discussion of metaphors and metaphor interpretation.
From the perspective of biopolitics—a particularly salient avenue to discuss
metaphors and frames—we have selected four issues that promote both figurative
and literal interpretations (resulting in entailments) of metaphors: Frankenfood,
designer babies, vegetative state and death tax. We examine the literature that
explicates figurative and literal entailments in metaphors, drawing linkages with
message and cognitive framing in the mass communication arena. We then
demonstrate through the four exemplars how meanings are created in discourse
about biopolitics, attending to mass media coverage in the United States of
genetically modified foods and embryos, the Theresa Schiavo lawsuit and news
coverage, and the inheritance tax. The four issues constitute a case study of
metaphoric language that we explore both figuratively and literally.
We ground our argument in a cognitive and constructionist vein, building on
empirical research on metaphor comprehension (for reviews see Glucksberg 2008;
Gibbs 2006, 2008) and borrowing from the framing insights of William Gamson
and his colleagues within the context of Foucauldian discourse processes in
biopolitics. And because the available research does not support definitive claims
about causal effects on audiences, we instead buttress our claims by examining
public opinion surrounding the four exemplars, offering an exogenous avenue to
help illuminate the mapping of metaphoric message framing to audience framing,
as recommended by Yin (2003). That is, focusing on text alone limits conjectures
about media effects, while public opinion polls offer a glimpse into possible
linkages (Benoit 2001; Stromer-Galley & Schiappa 1989; Yin 2003).
through England and Ireland and to her mental and emotional processes; in other
passages Pat refers to coming face-to-face with the effects of his actions in terms
that simultaneously refer to confronting Jo personally and to his own mental acts of
understanding.
An example more relevant to the present discussion is the phrase death tax,
which is both figurative and literal. Death tax carries just enough literal meaning to
seem literal: the tax is paid after the death of a benefactor, although it is paid not by
the benefactor but by the heirs. The phrase seems to suggest that an individual is
taxed at death, hence, death tax. This metaphor is related to pass away, which is
usually regarded as a euphemism for dying, but for those who believe in an
immaterial spirit separate from the body, and identify the person with that spirit,
pass away literally describes what happens at death when the spirit passes away
from the body. Thus, if the person is identified with the spirit that has passed away
from the body but is still alive, it might seem reasonable to claim that the spirit of
the deceased person still has an ownership claim over the estate until after the
estate taxes have been paid, and thus the tax is levied against the spirit / person,
and not against the heirs to the estate. [This ambiguity was exploited in pop culture
in the Beatles‘ song, Taxman (Harrison 1966), ―And my advice to those who die /
declare the pennies on your eyes.‖)]
We argue that the framing of death tax illustrates what Foucault considered a
tactic deployed in biopolitical debates, where a phrase is designed to distract
attention from its metaphorical nature and focus attention instead on the literal
implications. Often, as in the case death tax, the metaphor serves explicitly
persuasive ends. Metaphors of this type are frequently presented by persuasion
professionals as literal descriptions of a topic: if the literal metaphor deployed is
successful, the schemas and simulations activated by the literal expression will be
applied, without critical examination to the topic. Because the effect is to slip by
unexamined assumptions without detection, we refer to these as ―under-the-radar‖
metaphors.
The literal power of metaphors has been examined empirically only recently,
and thus the theoretical discussion of metaphorical language has shifted from a
descriptive view in which metaphors and other tropes are regarded as mere
semantic substitutions to a more cognitive view in which metaphors are regarded
as surface manifestations of underlying thought processes (Gibbs 1994, 2008;
Lakoff & Johnson 1980, 1999). In other words, metaphors are usually more than
just a figure of speech or ―deft trick of rhetoric‖ (Danforth 2007), and they have
very real effects on cognition and behavior, even when they are not recognized as
metaphorical (Gibbs 2006, 2008).
George Lakoff and Mark Johnson argued that verbal metaphors instantiate
underlying conceptual metaphors, and as a consequence a metaphor is understood
by experiencing the topic in terms of the vehicle. For example, we may experience
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argument as a war and anger as heat and pressure.1 Lakoff and Johnson noted
that a metaphor consists of a source domain and a topic domain: we understand one
thing (an argument) in terms of another (a war). The metaphor vehicle is often
incongruent with the topic, so that it can only be understood figuratively—an
attorney is not literally a shark and my boss is not truly a block of ice. However,
many other common metaphorical expressions are ambiguous in the sense that they
could be either figurative or literal. A designer baby might refer to an infant
decked out in Prada duds, in which case the phrase is metonymic. Design literally
refers to a process of selecting features during the process of creating an object,
usually a consumer product. Extending this meaning, in everyday speech, designer
as a prefix refers to a consumer product that has been designed to satisfy
consumers‘ sense of taste and fashion. Thus, ―designer baby‖ would literally imply
a baby with features selected or even created by the designer to suit parents‘
fashion tastes—perhaps with brilliant green eyes, precocious language abilities or
curly hair. When United Press International ran a news item in February, 2011,
titled, ―First French designer baby born,‖ the story stated that the embryo was
created in vitro (outside the womb) and ―selected‖ for its ability to provide stem
cell transplants for the baby‘s older brother, who is stricken with an incurable
disease. Selecting one embryo from among several is not quite the same as
designing an embryo, but it is different from the ―natural‖ way embryos come into
existence in a way that the use of ―designer baby‖ highlights. Designer baby is
literal in the sense that the embryo was chosen by design because of its DNA but it
is figurative in the sense that the embryo‘s DNA resulted, not from a design
process, but in the course of laboratory fertilization. (To create a genuinely
designer baby the doctor would select genes associated with the desired traits and
splice them into the embryo‘s DNA.)
In some cases, the context rules out alternative meanings: ―hand him a hot
potato‖ can be interpreted literally if spoken in the kitchen. The telephone excuse
―he‘s tied up right now and can’t come to the phone‖ might be figuratively true,
but is only literally true in a fanciful scenario involving a burglary or slightly
unusual sexual behavior.
In yet another class of ambiguous metaphors, it may be possible for both a
literal and a figurative interpretation to be simultaneously meaningful. A marriage
does not move through space, and hence cannot ―reach a dead-end,‖ but a
honeymoon trip does proceed through space, and could conceivably reach a dead-
end. Whether the relationship itself would simultaneously ―reach a dead-end‖ is
another matter. Given the elevated body temperature that often accompanies sexual
passion, a love affair can at times be both literally and figuratively ―hot‖ and social
1
Gibbs (2006) reports several experiments supporting the claim that people experience and
think about anger in terms of ―pressurized hot liquid in a container.‖
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Examining Metaphors in Biopolitical Discourse
rejection can cause a person to feel literally as well as figuratively ―cold‖ (Zhong
& Leonardelli 2008).
More recently Gibbs (2006) has shown that metaphors are often understood by
experiencing a schema-generated simulation of the state, object or action described
by the vehicle. Barsalou‘s (2007) perceptual simulation theory of cognition
provides a basis to generalize Gibbs‘s approach, suggesting that metaphors may
activate only a partial and limited simulation of perceptual experience (including
simulations of emotions and thoughts) associated with the vehicle.
as referring to those that have been genetically modified to induce sterility in the
subsequent generation of offspring has helped generate hostility toward such plant
technology. Use of the metaphor terminator seeds abounds in news coverage
beginning in 1998, helping set the frames for debate of genetically modified seeds.
The journalistic practice of providing readers with two dimensions of an issue—the
balance imperative—limits the parameters of discourse to a dialectic of coverage,
thus narrowing the scope of polysemantic interpretations of problems (Coleman,
Hartley & Kennamer 2006). In the case of terminator seeds, even proponents of
genetically modified foods invoked the same trenchant metaphor. In writing for
New Scientist, Michael LePage noted that ―terminator technology…sound[s] like
the work of a James Bond villain intent on world domination. For critics of
multinational biotech corporations, the reality seems hardly less horrifying‖
(LePage 2005, n.p.). Counter-arguments embraced the prevailing metaphoric
jargon, forcing the debate of genetically modified seeds within the framework of
the terminator narrative.
Mass media scholars have argued that metaphors, phrases, tropes, jingles, icons
and even people (Joe the Plumber in the 2008 United States presidential race)
contribute to constructing a cultural and political landscape against which
biopolitical issues unfold. Some writers contend that persistent patterns emerge
from constructed frames, and those that pack the greatest persuasive punch are
those that resonate culturally. Such ―cultural packages‖ are both a creation and a
reflection of well-worn values (some even contradictory) such as Pandora‘s Box,
the Cinderella fairytale, Devil‘s Bargain and David bests Goliath. For example, in
their often-cited study of news coverage of nuclear power, Gamson and Modigliani
(1989) observed that the ―technology-as-progress frame‖ was infused in North
Americans‘ cultural ways-of-knowing, and its appearance in mediated discourse
about nuclear power mirrored this perspective.
A more recent example is an analysis of ―pigeons as rats,‖ where Jerolmack
argued that news discourse was imbued heavily with cultural frames, depicting
pigeons as scavengers and villains, shedding ―light on a cultural logic at work in
discourse‖ (2008: 87). Equating pigeons as unwanted vermin therefore illuminated
cultural narratives invoking homeless deviants, bums and squatters that invaded
human space. Moreover, such metaphoric packages are embedded with the
solutions to their problems: birds depicted as ―rats with wings‖ require a rodent
exterminator. Similarly, metaphors that describe health epidemics as wars invite
solutions in battle terms (e.g., capturing the virus and defeating the enemy). Gozzi
argued that framing society as a machine signals that we need trained engineers to
run it (1999).
Deep metaphors, like society as machine, structure discourses to such an extent
that competing meanings may lie dormant, both in discourse and audience
reception. Such metaphors effectively sweep aside alternative readings, and
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researchers suggest that when metaphors are used over and over in common
discourse, they lose their elasticity and become clichés (Hellsten 2003). We argue
they slip past audience members‘ cognitive scrutiny.
5. Metaphors’ effects
In writing about science communication, Nelkin (1987) observed that
metaphors ―cluster and reinforce one another, creating consistent, coherent and
therefore more powerful images that have strategic policy implications‖ (ibid.: 81).
Metaphors not only allow journalists the tools to explain science more simply, but
they also affect the way we perceive. Benoit took Nelkin‘s assumptions a step
farther, borrowing from Schön‘s ruminations that metaphors establish the
frameworks for solving problems that influence policy (2001: 70). In his
examination of political frames used in the 1996 US Presidential race, Benoit
showed how the Robert Dole and William Clinton campaigns each used the
metaphor of a bridge to illustrate their rhetoric. Dole expressed the view that
traditional values endure, and offered to ―be a bridge to a time of tranquility, faith,
and confidence in action‖ (ibid.: 73). In contrast, Clinton invoked the bridge
metaphor as a link to the future: ―I want to build a bridge to the twenty-first
century‖ (ibid.: 75). Benoit noted that the effectiveness of the bridge metaphor was
recorded empirically in a national poll where the most common phrase
remembered by respondents was the bridge to the twenty-first century and another
poll in which a majority of respondents correctly linked Clinton with the phrase ―a
bridge to the future‖ (ibid.: 80). Benoit asserted that Clinton‘s framing of the
bridge metaphor during the campaign widened his lead, thus influencing policy
(ibid.: 79-81).
Others have tested the effects of message framing on audience cognitions and
beliefs: Tversky and Kahneman‘s ground-breaking work in how positive and
negative message frames affect readers‘ choices demonstrated that framing human
lives as ―saved‖ proved more salient than avoiding lives ―lost.‖ Their work
reinforced the assumption that readers and viewers resort to mental shortcuts,
―generally evaluating acts in terms of a minimal account‖ (1981: 458).
Communication researchers have demonstrated linkages between message
frames and audience frames (cognitions), most notably in a 1997 study by Price,
Tewksbury and Powers that linked message frames to readers‘ frames. Price and
colleagues found compelling evidence that the ways in which news stories were
framed were mapped by readers, who recounted stories with similar frames. In
1999, Valkenburg, Semetko and De Vreese extended the mapping work, again
demonstrating that readers resorted to the same frames that dominated news
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Examining Metaphors in Biopolitical Discourse
stories, thus providing empirical evidence that audience frames are influenced by
message frames.
In summary, message frames, including those interwoven with metaphoric
descriptions, can be effective in setting the terms of debate, defining problems and
their solutions, and creating audience and policy agendas (Nelkin 1987; Tammpuu
2004; Tankard 2001). Moreover, metaphors reflect cultural narratives and tropes,
ranging from Devil’s Bargain to rats-with-wings, that tacitly influence their
meaning construction and adoption. Some message packages influence cognitions,
ranging from audience preferences for positively worded frames, to audiences
recognizing the same attributions of blame as those expressed in message frames.
We do not mean to suggest that audiences are passive or stupid. Indeed, we
embrace the constructionist lens of Neuman, Just and Crigler (1992) who argued
that constructionism ―focuses on the subtle interaction between what the mass
media convey and how people come to understand their world‖ (ibid.: xv).
Moreover, audiences approach information with their own sets of lenses, and
alternative readings of issues are bound to ensue. Some discourses are like a
metaphorical palimpsest, wherein a text possesses more than one script. And like
Foucault, we acknowledge that many social problems are a patchwork of
hegemonic and resistant views.
We do argue, however, that some issues in the biopolitical realm are framed so
narrowly that both discourse and interpretations are truncated. Goldman and
Montagne said the narrowed realm encourages ―preferred readings‖ based on an
overdetermination of the message by ―delimiting the range of possible interpretive
moves‖ (p. 1047). That is, some messages limit their interpretation by excluding
―alternative accounts‖ (p. 1078).
2
Researcher Iina Hellsten noted that Frankenfood was coined by Paul Lewis in a 16 July
1992 letter to the New York Times on the topic of genetically modified foods (Hellsten
2003).
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(p. 11b). Riegel invoked the Frankenstein metaphor (―Some groups are calling it
Franken-food‖) and the mad scientist stereotype that ―scientists are tampering with
nature.‖
Following the 2004 decision in Mendocino County (California) to ban farming
of GMO foods, San Francisco Chronicle journalist Ken Garcia wrote that
producers including Monsanto, DuPont and Dow had ―spawned a real monster‖
with ―Franken-foods‖ (―Mendocino sows seeds of dissent,‖ p. 7b). Garcia‘s
metaphors included references to the companies as ―biochemical giants‖ spending
millions to ―stomp out‖ such referendums. Garcia also invoked war metaphors,
noting that the ―giants‖ were ―battling skirmishes on fronts from Oregon to
France.‖ Garcia‘s profligate use of metaphors and puns helps frame his article─and
the debate─in a more playful and less serious tone that distracts readers‘ attention
and discourages critical thought even as it subtly links the monster schema with its
entailments of danger and powerful to GMO foods and the ―giant‖ corporations
that create and market them.
Broadcasters have also helped set the media agenda for the discussion of GMO
foods, with Mark Bittman, Oprah Winfrey and Mehmet Oz weighing in on the
debate, encouraging viewers to attend to, for example, labeling of foods. One post
on Winfrey‘s blog read: ―I personally do not wish to eat any GMO foods‖ and ―I
feel that they are dangerous and that it is unfair that they are not clearly marked as
GMO on the label‖ (―GMO Foods,‖ 2010 February 8).
Recently, news of the creation of a hardier version of the Atlantic salmon
quickly drew the sobriquet of ―Frankenfish.‖ An Associated Press story asked:
―Super Salmon or Frankenfish?‖ (Jalonick 2010), posing the ―issue‖ as a choice
between the pop culture hero, Superman, and the pop culture villain, Frankenstein,
while a wire story from the McClatchy news service reported on legislators‘ efforts
to halt FDA approval of the Frankenfish and stop the arrival of ―alien fish out to
infect our stocks‖ (Hotakainen 2011). Cartoonist Steve Greenberg penned a comic
strip showing a fish with Frankenstein‘s head, strapped to a lab table flanked by a
white-coated scientist and his assistant who asks, ―It‘s alive master! But is it safe
for people to eat?‖ The scientist replies: ―Put it in the markets, and we‘ll find out in
five or ten years‖ (Greenberg 2010).
The coupling of monsters with GMO foods reflects the culturally constructed
fissure between science and nature, popularized in literature (Frankenstein), comic
books (Wolverine), television programs (The Incredible Hulk), movies (Godzilla),
and electronic games (Marvel: Ultimate Alliance). In turn, researchers have
examined contemporary discourse of scientific controversies and then documented
linkages with cultural myths, including the Devil’s Bargain in nuclear power
(Gamson & Modigliani 1989), mad scientists exploiting human organs in the
cloning debate (Hellsten 2000), and science-run-amok in stem cell discourse (Reis
2008).
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the CDC estimated in 2006 that about one percent of births is from in vitro
fertilization. This finding belies the cries from some accounts of disturbing and
alarming trends in creating designer babies, although with the success of new
implantation techniques, discourse has kept pace with science.
Over the last decade, news coverage has been punctuated by several events,
(along with strides in genetics, cloning and fecundity) that have captured a range of
mediated attention, from reality TV programs to Pulitzer Prize-winning dailies.
Legislation over stem cell research, construction of new clinics that offer IVF, and
the Vatican‘s stance on embryo manipulation have garnered attention. Some
coverage entwines Hollywood with designer baby discourse, linking fashion with
fertility: movie stars outfit their toddlers in designer attire and opt for IVF
treatments for themselves or their paid surrogates. As one critic put it, ―With
designer baby clothes, designer baby toys, it seemed only a matter of time until
some fertility clinic began offering designer babies to go with them‖ (Bauer, 6
March 2009). Such discourse invoked metaphoric language about designer babies,
doctors playing God, parents shopping for genes, and baby supermarkets.
One watershed moment was the birth of eight children to a woman, Nadya
Suleman, living in Southern California in 2009, which launched a new term,
Octomom, and engendered discussion over the ethics and policies regarding in
vitro fertilization. The word Octomom produced more than 3.6 million hits on
Google at the time of this writing, a testament to the salience of the story. Ethical
arguments were overshadowed, however, by the landslide of television coverage
about Suleman herself, who gave numerous interviews to such notables as Barbara
Walters.
While some of the discourse over designer babies assumes a vapid, celebrity-
hungry tone, ethical issues come to the fore with clinics advertising genetic
screening for parents. During the last several years, clinics in the United States
have begun to offer genetic screenings to women seeking IVF treatments. When a
Los Angeles-based clinic announced on its website that it was offering gender
selection as part of its pre-implantation genetic diagnosis (PGD) package, the
director responded to critics that he was not playing God, but rather, ―helping
nature‖ and ―serving the marketplace‖ (Johnson, 15 June 2006).
Critics invoked the metaphor of playing God throughout discourse, with some
critics associating designer babies with Nazi Germany. The New York Post ran a
headline about ―Uber Babies‖ noting that detractors likened the practice of
selecting an embryo for the baby‘s gender to Nazi Germany because unwanted
embryos may be frozen, sold or tossed away (Edelman, 4 October 2009). Selection
of embryos ―goes down a horrible path‖ that one lawyer likened to the Holocaust.
In contrast to references to Hitler and Brave New World, metaphors associated
designer babies with commodities: something produced, procured and purchased.
Clinics were called ―banks‖ where parents ―place an order‖ and ―shop‖ for an
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and science in outfitting offspring, and has become commonplace in the vernacular
surrounding fertilization techniques. We propose that the entailments of designer
baby are more gentle than brutal, much in the same way that puppy love endears
listeners. And while Frankenfood may invoke entailments of mad scientists and
monsters, we argue that designer baby slips under the cognitive radar by
summoning the benign: swaddled infants adored by their parents (and perhaps
sporting Gucci birthmarks).
Vegetative state. Another example of an under-the-radar metaphor occurs when
politicians, political commentators and moralists use ―vegetative state‖ to discuss
the status of people who have severe cognitive impairment. Vegetative state and
the closely-related metaphor “brain-dead” work together in particularly salient
ways. While ―vegetative‖ in this sense refers to ―an organic body capable of
growth and development but devoid of sensation and thought‖ (Groopman 2007),
vegetable is a biological category that cannot be accurately applied to a human
being or any other animal (vegetables lack central nervous systems) and therefore
is unavoidably metaphorical, as most people who use or encounter this metaphor
are likely to recognize. When the phrase ―vegetative state‖ is used, as in the legal
battles surrounding Theresa Schiavo, the implications of vegetable as a life-form
lacking a central nervous system or any ordinary animate responses are applied to
the patient as if they were literal descriptors, and vegetative state becomes an
under-the-radar metaphor.
A revealing exemplar emerged in the Schiavo case. Terri‘s husband, Michael,
sought to have life support withdrawn in 1998 (Kollas & Boyer-Kollas 2006).
Terri, who had been diagnosed in a ―persistent vegetative state‖ (PVS) after
suffering oxygen loss from cardiac arrest in 1990, became the centerpiece for
―unprecedented involvement of the state and federal legislative, executive, and
judicial branches of government‖ (p. 1146). The issue captured tremendous media
attention and brought issues surrounding life, death, morality and politics to the
populist front, and has been called ―the most extensively litigated [case] in
American judicial history‖ (p. 1146). Thousands of news and magazine articles,
broadcast stories and editorials were generated surrounding the legal battles that
culminated in a federal district judge‘s decision to uphold Michael Schiavo‘s
request to remove the feeding tube.3 Philosopher Slavoj Žižek readily equated the
case with biopolitics, noting that discourse ―focused on a single case of prolonging
the run of NAKED LIFE, of a persistent vegetative state reduced of all specifically
human characteristics‖ while ―tens of millions [are] dying of AIDS and hunger all
around the world‖ (2005).
3
Terri Schiavo died on March 31, 2005.
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In our view, vegetative and vegetable are easily conflated, judging from
discourse and opinion polls. The term vegetative state might serve as an under-the-
radar metaphor in generating thoughts and feelings associated with ―human-as-
vegetable.‖ Vegetative state may very well activate schemas and associated
simulations of thoughts, emotions and other perceptions that contradict being
human: vegetables lack brains, feelings and emotions. In that respect, we argue that
vegetative state delimits rich entailments. It is not surprising, therefore, that when
asked their feelings about being in a ―vegetable-like state‖ three-quarters of those
polled prefer death.
Death tax. Our final exemplar brings to bear what Negri called ―the extension
of the economic and political contradiction over the entire social fabric‖ wrapped
within the biopolitical debate over the so-called death tax (2008: 18). Death tax
was coined to replace the terms estate and inheritance tax, which are paid after the
death of a benefactor by the heirs where the inheritance of estates is larger than one
million US dollars, affecting only the richest two percent of the American
population (Birney, Graetz & Shapiro 2006). As such, death tax becomes a
dysphemism for estate tax favored by conservative politicians and commentators.
Cartoonist Nick Anderson of The Houston Chronicle extended the discourse
visually by linking death tax with burgeoning debt. Anderson‘s cartoon shows two
images side-by-side. The first, labeled ―The Death Tax,‖ depicts a princess atop a
stack of mattresses with a pea sandwiched between the bedding. An arrow points to
the pea as the visual representation of death tax: a small item that causes her great
discomfort. The caption reads: ―Children of the Rich.‖ The second image shows a
diapered infant shouldering a blubbery animal with the word ―deficit‖ on the
beast‘s flesh. Here the caption reads ―The Birth Tax‖ (Anderson, 15 April 2005).
The cartoon infuses discourse with a touch of humor, and some of the pundits
have taken a similar approach, noting that the death tax simply favors ―trust
babies‖ and should be known as the ―Paris Hilton Relief Program‖ (―In the mail,‖
25 July 2006). More than one critic used the metaphor of a ―silver spoon‖ to
describe beneficiaries of the death tax, and several offered posthumous
congratulations to New York Yankees owner George Steinbrenner, who died in
2010: the year in which the tax was suspended (the estate tax resumed in 2011).
Trenchant metaphors referred to Steinbrenner as a ―world champion‖ because he
―beat‖ the Internal Revenue Service and his heirs ―hit the jackpot,‖ (Marr, 17 July
2010: 4c). Slate Magazine ran an irreverent take on the death tax, declaring that
taxes actually increase life expectancy: countries with the highest taxes have the
highest life expectancies, such as the United States (Steinbrenner died at age 80)
while countries with low taxes, such as India, have a lower life expectancy (Plotz,
19 July 1999).
Despite the satiric asides, discourse on the estate tax rarely detracted from
references to death. In the sense that death is part of a larger complex narrative
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with myriad entailments, when linked with tax the term invokes probate,
inheritance, and, if the estate is quite large, payment of inheritance taxes: the
phrase can then be considered metonymic. The word death activates a set of
particularly gloomy perceptions and emotions, while tax is truly hated by
Americans (Birney et al.). Thus, the combined phrase, death tax pairs these
perceptions and emotions, and can be considered metaphorical. However, the
phrase is often presented in political discourse as a literal description, implying
that the misfortune of dying is compounded by having to pay a tax rather than
being allowed simply to ―rest in peace.‖ When polled, Americans incorrectly
believe that ―death tax‖ means you are taxed when you die (Birney et al.).
We argue the phrase creeps under the cognitive radar. Context-Limited
Simulation Theory suggests that primary portions of the phrase are activated—
most likely feelings associated with ―death‖—thus preparing the reader for an
emotional reaction that will color additional thoughts of death tax by associating
the tax not with the joyous occasion of abruptly acquiring a large amount of
unearned money but rather with the sad occasion of dying.
Conservative political advisor Frank Luntz claimed that reframing ―estate tax‖
to ―death tax‖ better serves the public, and explained his case in terms of rhetorical
framing:
Look, for years, political people and lawyers─who, by the way, are the worst
communicators─used the phrase ―estate tax.‖ And for years they couldn‘t eliminate
it. The public wouldn't support it because the word ―estate‖ sounds wealthy.
Someone like me comes around and realizes that it‘s not an estate tax, it‘s a death
tax, because you're taxed at death. And suddenly something that isn‘t viable
achieves the support of 75 percent of the American people. It‘s the same tax, but
nobody really knows what an estate is. But they certainly know what it means to be
taxed when you die. I argue that is a clarification; that's not obfuscation (Frontline
2004).
To justify the metaphorical re-framing, Luntz added: ―I don't argue with you
that words can sometimes be used to confuse, but it‘s up to the practitioners of the
study of language to apply them for good and not for evil. It is just like fire; fire
can heat your house or burn it down.‖ This view assumes a moral stance of ―good‖
and ―evil‖ on the part of the language framers, while our view is that the language
framing packs meaning that invokes predictable responses on the part of reading
and listening publics. From the perspective of biopolitics, Luntz has laid claim to
the ―truth‖ (―It‘s not an estate tax, it‘s a death tax‖) which Foucault would argue is
created by the shifting of the substrates of meaning produced in the processes of
discourse. ―Death tax‖ has overshadowed estate tax and inheritance tax, claiming
its ―rightful‖ place as a truism.
49
Lodz Papers in Pragmatics 7.1 (2011): 29-59
DOI: 10.2478/v10016-011-0003-8
As Luntz pointed out, people associate estate with great wealth (an association
that seems accurate, given the rather high threshold for applying the tax) but death
is something everyone faces. Thus, by implying that it applies to everyone, and not
merely the wealthiest two percent, simply reframing it as a death tax swung public
opinion radically against the inheritance tax. In a review of public opinion polls on
the estate tax from 1997 to 2003, Birney, Graetz and Shapiro (2006) noted that all
polls that asked respondents about taxes engendered negative valence, and that the
word ―taxes‖ summons poignant and negative feelings. The combination of
―death‖ with ―tax‖ invokes additional thoughts of fairness and justice, and,
according to Birney and colleagues, ―many people seem to guess that nearly
everyone is taxed at death─a misperception‖ (n.p.).
Death tax also invokes a narrative: the commonplace but terrifying narrative of
dying and the related narratives of a ―troubled‖ death, which are negatively
indexed by the common wish, ―Rest in Peace.‖ The narrative of a death that is
hindered and troubled by the taxman is counterposed by Luntz‘s justification
against the competing narrative of sudden and unearned wealth that is activated by
the alternative phrase, estate tax. As with Frankenfood, these competing
metaphors, and the narratives they invoke, are likely to have powerful effects on
what people believe (and believe they know) about inheritance taxes.
As an under-the-radar metaphor, Death Tax invoked a narrative that may
interact in complicated ways with the actual events to which the metaphors are
applied and almost certainly influence what is remembered about news accounts of
these events and the surrounding debates. But we also find the phrase is much
more limiting than estate tax, particularly in light that the word estate or
inheritance is substituted by death. The deft metaphor blunts discourse and, in
turn, entailments, in part because the metaphor is literal.
readers and viewers receive and process information within the parameters of
journalistic frameworks. That is, the presentation of news—whether seen in print
or broadcast channels—contextualizes information in a narrow field, as breaking
news, human interest features, opinion-editorials, etc. Such contexts frame
messages in ways that carry over to cognitive processing. Thus, we argue,
metaphors can have powerful framing effects by activating frame-relevant schemas
(Coleman, Ritchie & Hartley 2008; Schön 1993). Moreover, such metaphors play
out in entertainment media, including books, movies, soap operas, cartoons and the
Internet.
When an under-the-radar metaphor is presented as literal, the framing effects
are likely to be even more powerful, because they present the connections they
assert as factual, and create a constructed ―reality‖ that future messages must either
fit within or overcome by establishing a different reality. Thus, once the death tax
frame is accepted as a literal description of the process of taxing large inheritances,
critical messages that are deployed must either accept the frame and argue that
taxing an extremely rich person upon death is reasonable, or dispute the frame
itself by establishing the point that it is, in fact, the heirs (who did not earn the
money) and not the deceased (who presumably did but may have inherited much of
it in the first place) who are taxed. (It seems likely that this may be rendered even
more difficult by the seeming triviality of the distinction.) Once the vegetative state
frame is accepted, the very concept of vegetative is changed, just as the concept of
designer is changed by designer baby, so that future messages must struggle not
merely to change the frame itself, but re-establish a more complex and accurate
understanding of the base concepts, vegetative and designer. In order for GMO
foods to be embraced as real measures to curb world hunger, audiences must
grapple with the spectre of Frankenstein‘s monster.
The exemplars used here illustrate an important point about under-the-radar
metaphors used in biopolitical discourse: They can have a powerful ideological
effect that compounds their cognitive impact. Because the figurative expressions
are taken as literal, the connections they establish between certain perceptual
simulators and the presumed conditions that produce the perceptions are taken as
real and true, hence beyond reasonable dispute. Thus, an expression of this type
can have the effect of ―naturalizing‖ the frame it establishes, rendering it as
apparently factual and descriptive, hence not subject to critical examination and
dispute.
this discussion is the recognition that certain metaphors, if presented in a way that
seems literal rather than figurative, can have an even more powerful framing effect,
establishing the implicit frame as an aspect of reality that is beyond challenge. As
the discourse surrounding death tax illustrates, a trope of this sort can present an
opponent with the unpalatable choice between accepting the frame (with its
underlying narrative) and attempting to construct a contrary argument within it, or
taking on the difficult task of challenging the frame itself─that is to say,
challenging the already-accepted ―reality.‖
Equally important, Frankenfood changes our understanding of genetic
engineering, while vegetative state alters our perceptions of life and death, so that
the rhetorical and ideological effects of these unchallenged, under-the-radar
metaphors extend well beyond the narrow topics of GMO foods and irreversible
comas.
How audiences actually process and respond to metaphors such as the ones
discussed in this essay require more research. That Americans have heard about
death taxes or Frankenfood is documented by pollsters, but it is for future research
to establish what happens once an under-the-radar metaphor takes hold, and if
readers‘ critical responses are held in check by a metaphor that comes disguised as
a statement of literal fact.
10. Conclusion
We have identified a class of expressions presented in a way that can be taken
easily as literal (and in many cases are regarded as literal by the people who use
these expressions) even though, upon closer examination, it becomes apparent that
they can also be taken as metaphorical. In some cases (Tony Blair‘s use of “I’m
back”) a phrase is used in a way that is simultaneously literal and metaphorical
(Ritchie 2008). We have suggested that the ambiguous status of these phrases
enables them to bring implicit assumptions under our radar of ordinary critical
scrutiny, and that this can greatly strengthen their framing effects.
Along with the phenomenon of ―empty‖ and ―ambiguous‖ metaphors (Ritchie
& Dyhouse 2008), the phenomenon of under-the-radar metaphors supports the
claim that metaphors do not necessarily have a single interpretation based on a
single underlying systematic or conceptual metaphor (Vervaeke & Kennedy, 1996)
and that the meaning of a metaphor is often best represented by the schemas and
perceptual simulations it activates in a particular communicative context (Gibbs
2006; Ritchie 2009).
Thus, metaphor analysts and theorists need to consider not merely the linguistic
context (the preceding words and phrases) but also the social, cultural and
relational contexts, and examine the perceptual simulators that the phrase is likely
to activate for particular users, as well as for hearers, readers and viewers, in a
particular context. Additionally, metaphors should be classified not merely
according to semantic relationships among their vehicles, but also according to the
fields of meaning constituted by relationships among the context-relevant schemas
and perceptual simulations they activate.
53
Lodz Papers in Pragmatics 7.1 (2011): 29-59
DOI: 10.2478/v10016-011-0003-8
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