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HISTORIOGRAPHY ESSAY
ABSTRACT KEYWORDS
The idea of expertise in early modern Europe has attracted significant Expert; expertise; early
attention from historians of science and technology in recent years. modern; modernization;
Some find the term useful in describing the rise of a productive and anachronism
flexible combination of practical and theoretical knowledge, for
which a contemporary word did not yet exist. Others criticize the
term as a pernicious anachronism that not only distorts our under-
standing of the pre-modern past, but also serves to promote a neo-
modernization theory of the history of early industrialization. The
goal of this article is to ask whether an admittedly anachronistic
term such as ‘expertise’ can be a useful and illuminating concept in
studying early modern history; whether it can do so without warping
our view of the past beyond recognition; and whether it can be
decoupled from current versions of modernization theory and
other whiggish historical notions.
There was no such thing as ‘expertise’ in early modern Europe, and this is an essay
about it.1 Early modern expertise is a topic I have explored throughout much of my
career as a historian. I have found the concept useful in helping me to make sense of
certain historical phenomena for which a fully adequate contemporary term did not yet
exist, particularly with regard to the role played by individuals possessing certain types
of technical knowledge in fostering the development of centralized, monarchical nation-
states. I have tried to use the concept thoughtfully, critically, and systematically, though
my understanding of it has certainly evolved over time. Many of my fellow historians
have also made use of expertise in their work, some with deep engagement and others
more casually, in works devoted to studying a wide array issues, times, and places
throughout the landscape of early modern Europe.
In recent years some of my other colleagues have offered a serious critique of ‘early
modern expertise’ as a pernicious anachronism. Since ‘expertise’ did not exist as an
articulable concept in early modern Europe, they argue, its use really reflects the concerns
and biases of present-day historians more than the perspectives or experiences of our
historical actors. Thus it can only distort our understanding of the past, warping it so that
the very people we study would not be able to recognize themselves in it. The resulting
historical fun-house mirror can then be used, they warn, to enlist early modern history in
the service of a powerful modernist agenda, to promote a particular ideology of free market
economics and a weak regulatory state. The historian of science Peter Dear, who has
wrestled more than most with the potential uses, mis-uses, and abuses of anachronistic
terms, has written that, ‘Anachronism is a form of advocacy, and usually a suspect form, but
advocacy is an integral part of what all historians do, whether deliberately or not.’2 What
follows is a consideration of what sorts of advocacy the anachronistic notion of early
modern expertise has been doing of late, as well as what historical phenomena it has
been helpful in illuminating, and also some suggestions for how it might be more effectively
and appropriately deployed in the future.
The perils of anachronism represent a potential problem for virtually all historians, as
a sort of inescapable paradox. As A. Rupert Hall once wrote, there is no more natural
question for historians (and everyone else) to ask than, ‘How did we arrive at the condition
we are now in?’3 That question must have a satisfying answer if the study of history is to
have any meaning or purpose. Yet if we are guided too strongly by it, we are bound to hark
more to our own concerns and preoccupations than to the subtle and unfamiliar realities
contained in the historical evidence we have at hand. Quentin Skinner addressed this issue
within the field of the history of ideas, arguing that the very ‘models and preconceptions in
which we unavoidably organize and adjust our perceptions and thoughts will themselves
tend to act as determinants of what we think or perceive.’ This is problematic insofar as our
preconceptions will tend to create fixed boundaries for our understanding of history that
have no reference to the historical agents we are studying, so that ‘we understand the agent
to be doing something which he would not – or even could not – himself have accepted as
an account of what he was doing.’ When we seek to make sense of the past with reference to
our own ‘preconceived paradigms,’ Skinner writes, the resulting studies cannot constitute
good history; they ‘might as well be turned into fiction by intention, for they must certainly
be fiction by attainment.’4
Anachronism has long been a particular preoccupation for historians of science and
technology. Since both science and technology are generally premised on the notion of
progress – ever pushing back the boundaries of our knowledge of nature, ever inventing
new and better machines to aid us in manipulating it – the history of those fields is
naturally bound to try and explain that progress. But in so doing we inevitably bring
our own beliefs, biases, and priorities – our ‘preconceived paradigms’ – along with us,
and the task of comprehending and explaining the origins of historical progress can
easily give way to our desire to justify the present state of things. This problem was
famously addressed nearly a century ago by Herbert Butterfield, a foundational figure in
the early history of science, in his Whig Interpretation of History. Butterfield warned his
readers of the tendency of some historians ‘to emphasize certain principles of progress
in the past and to produce a story which is the ratification if not the glorification of the
present,’ a tendency that has come to be known as ‘whiggish’ history.5 When we seek
ourselves in the past, we usually manage to find just what we are looking for, and are
apt to find it both familiar and attractive.
Especially since the 1980s, historians of science and technology have taken these
critiques of whiggish history very seriously. They have strived to understand the past ‘in
its own terms,’ resisting any easy assumptions of, or references to, notions of ‘progress,’
and emphasizing the importance of privileging the language, categories, and worldviews
of the historical actors themselves, so far as possible. This has yielded some masterful
historical studies, but it has also created some problems and tensions, as many have
HISTORY AND TECHNOLOGY 5
noted. To take just one often-cited example, conscientious historians of science who
specialize in any period before the mid-19th century are supposed to avoid calling their
object of study ‘science,’ or their historical actors ‘scientists,’ since those words either
did not exist or did not acquire their modern meanings before 1850.6
But excising all historical references to early modern ‘science’ and ‘scientists’ has not
been easy, nor has it solved the underlying problem of anachronism. In a 2014 essay
published in this journal entitled ‘Butterfield’s Nightmare,’ Andre Wakefield decried
a growing trend he perceives in recent historiography of science and technology, to
bring other thoroughly modern terms to bear in our investigations of early modern
history to replace the banished ‘science.’ He particularly considered two such terms,
‘economics’ and ‘expertise,’ and he made a compelling case that our incorporation of
these and similar notions in our construction and interpretation of the early modern past
has tended to distort our understanding of that past. Both terms, and others like them,
‘come fully loaded with nineteenth- and twentieth-century baggage. . . they immediately
conjure a host of modern structures, concepts, and assumptions that we project back’
onto an earlier era that cannot support them.7 This tends to give historians a false sense
of familiarity and security, making them think they have a good understanding of what
they believe they see in the historical sources, when in fact they are only bringing their
present-day worldviews back in time with them. It is this historiographical state of affairs
that Wakefield characterizes as nothing less than Herbert Butterfield’s ‘nightmare.’ Nor is
he alone in his critique. The historian William J. Ashworth has noted ‘the inconvenient
truth’ that the term ‘expertise’ did not exist in pre-modern Europe, ‘and thus can be
interpreted as simply an anachronism.’ Even as late as the first half of the nineteenth
century, he writes, ‘It is not possible to point to a single set of benchmarks in this period
and concretely claim this is “expertise” and virtually everyone agrees on it; thus the term
remains slippery, anachronistic and troubling.’8
Neither critic is dogmatic about the issue of anachronism. Ashworth has by no
means condemned outright historians’ use of the concept of early modern expertise,
and indeed he has frequently engaged with it in his own work, if somewhat skeptically.
He acknowledges that ‘there is an ongoing and important debate over the relative values
of empirical experience, proven efficacy, theoretical knowledge and institutional cre-
dentials, in terms of engendering trust, patronage and authority’ in the early modern
period, and that ‘the sense and meaning of these features share a family resemblance to
what we now term “expertise.”’9 And Wakefield insists that he is ‘not urging historians
completely to abandon the use of anachronistic terms. That would be silly; in certain
contexts, anachronisms can have value as analytical tools.’10 Both remain convinced,
however, that even a careful and critical use of anachronisms such as ‘expertise’ can still
do real mischief. In assigning the title of ‘expert’ to some historical actors and not to
others, when the actors themselves never explicitly did so, ‘we valorize certain narra-
tives. . . and neglect others.’ We indulge our own prejudices and priorities, and become
less sensitive to the nuances of the history we study. We risk taking sides in a bitter
historical conflict, or else creating false dichotomies where none existed, naming
‘winners’ and ‘losers’ based primarily on our own modern criteria. We also normalize
the practice, opening the door for others to use anachronistic terms less carefully and
less critically, until finally our collective view of the past is obscured altogether in the
fog of the technocratic present.11
6 E. H. ASH
considerations and toward cultural/intellectual ones, ‘to rid ourselves of the relics of
historical materialism.’16 The Industrial Revolution was not the product of abundant
coal or cheap labor, but sprang instead from fruitful ideas – Newtonian science, liberal
economics, entrepreneurial innovation – fostered by a few benevolent institutions. In
concentrating so strongly on certain intellectual currents prevalent among a rarified
elite, the theory tends to ignore (or actively to silence) all else. In all the talk of the
importance of ‘useful knowledge,’ ‘economic reasonableness,’ and ‘cultural entrepre-
neurs’ in promoting Europe’s revolutionary economic growth, little or nothing is said of
chattel slavery, for example, or the brutal exploitation inherent in Europe’s colonization
of so much of the globe. The enormous value created, and the miserable living
conditions endured, by the legions of Europe’s working classes are not adequately
addressed, in the quest to valorize the clever and entrepreneurial inventor. The
British state’s omnipresent efforts to promote and protect nascent British manufactur-
ing interests, in a time of constant and expensive warfare, are ignored or denied, despite
recent historiography that shines a bright light on these issues.17
Deirdre McCloskey has offered a similar cultural argument, albeit with less focus on
the elite pursuit of ‘useful knowledge’ through a mix of science, technology and
innovation, and a more general emphasis on liberal ideas and values. McCloskey has
attributed the Industrial Revolution and its unprecedented economic growth to the rise
of a ‘bourgeois dignity,’ a widespread reappraisal of the social and moral value of
bourgeois trade and entrepreneurialism that took place across northern Europe in the
eighteenth century. ‘The revaluation, called “liberalism”’ was rooted in ‘two levels of
ideas – the ideas in the heads of the entrepreneurs for the betterment of themselves. . .
and the ideas in the society at large about the businesspeople and their betterments (in
a word, that liberalism).’18 Once again, the ‘materialist notions of the nineteenth
century’ had little or nothing to do with it. ‘New ideas from bourgeois commoners
supported by a new liberty and dignity... made the Great Enrichment,’ she writes,
‘Empire did not enrich Britain. America’s success did not depend on slavery. Power
did not lead to plenty, and exploitation was not plenty’s engine. French equality had
nothing to do with it. The real engine was the expanding ideology of the liberal plan of
equality, liberty, and justice.’19
How does early modern expertise fit into all of this? For Mokyr especially, the
‘Industrial Enlightenment’ was rooted in the expansion and increasing availability of
‘useful knowledge,’ which was itself the product of ‘a deep complementarity between
natural philosophers and artisans, between knowledge what and knowledge how.’20
Mokyr has based his theory in this regard partly on the work of some historians of
science, particularly Margaret Jacob and Larry Stewart, who have written extensively
about the spread of Newtonian science in eighteenth-century Europe and its role in
fostering the technological innovations of the early industrial era. They point to
a marked interest in experimental natural philosophy among the artisanal and mercan-
tile classes of northern Europe (especially non-conformist Protestants in England), and
suggest that the pregnant combination of practical shop-floor know-how and more
formal scientific knowledge and experimentation helped to create Europe’s ‘first knowl-
edge economy,’ igniting a rapid, sustained period of technological advancement and
economic growth.21 While some of Jacob’s and Stewart’s causal connections between
Newtonian science and industrial innovation are more speculative than conclusive,
HISTORY AND TECHNOLOGY 9
Pamela O. Long has also worked to illuminate the impressive range of intellectual
and practical knowledge to be found in some artisans’ workshops, paying close atten-
tion to historical context. She has suggested that such places should be regarded as early
modern ‘trading zones,’ or ‘arenas in which artisans and other practitioners. . . and
learned men. . . engaged in substantive communication and shared their respective
expertise.’29 The ‘trading zone’ concept is so useful because it stresses the active
engagement of individuals with very different kinds of knowledge, ‘the interchanges
between skilled and learned individuals. . . [that] helped legitimize the value of the
practical and integrate it into the discourse of the learned.’30 Trading zones proliferated
in the sixteenth century especially, Long writes, partly because it was ‘an era before the
development of modern professionalism and its hyperspecialization,’ thus allowing for
more mixing of different knowledge sets. She also notes that not all artisans were
equally likely to participate in them – they were the province of ‘artistically trained
individuals who followed somewhat fluid careers and were not locked into a traditional
craft,’ a group that included engineers, architects, surveyors, and engravers, but not
shoemakers, spinners, or farmers.31 The demand for the knowledge to be found in
trading zones came from political and social elites who wanted access to the operative
power it promised. Influential patrons fostered their development ‘because such zones
promoted the economic interests of their states and territories and were important for
their personal political and social authority and standing.’32 It was no accident that the
most prolific trading zones tended to form in state-controlled venues and institutions
such as arsenals, mines, and shipyards. Throughout, Long stresses the fluidity and
negotiation inherent in the knowledge created in trading zones, and in the careers of
those who created it: ‘Such investigation must be sensitive to the roles, especially, of
those trained as practitioners whose occupations and status were changeable and
changing. At times the categories of “artisanal” and “learned” became blurred as the
skilled acquired learning and the learned acquired skills.’33
Deborah E. Harkness’s fascinating study of the artisanal and natural philosophical
communities in Elizabethan London may be viewed as a wonderful example of Long’s
trading zones in action. In meticulously tracing the careers and the social and profes-
sional connections of hundreds of artisans working throughout the city, Harkness finds
a burgeoning interest in practical mathematics, new mechanical inventions, and instru-
ments of all kinds, as well as a growing demand for the specialized mix of practical and
theoretical knowledge needed to master them. There was, she writes, a great need for
‘teachers. . . who could translate difficult concepts to an audience made up of two
constituencies: the sons of gentlemen with good classical educations but little hands-
on knowledge of how to apply mathematical theories to use an instrument or to solve
a surveying dilemma, and the children and servants of merchants who could keep
accounts and construct mechanical items but were not well versed in abstract mathe-
matical theories and concepts.’ The shared interest in such topics from so many
different directions ‘brought together students and scholars, artisans and apprentices,
into fruitful exchange and collaboration.’ Over time, it even served ‘to move the study
of nature along from its largely theoretical medieval foundations toward something
more empirical.’34
The trading zone model is also evident in the work of several historians who focus
on the early modern Iberian empires. In seeking to conquer, govern, and exploit the
12 E. H. ASH
vast territories of the New World, Spanish and Portuguese merchants, cosmographers,
and crown officials first had to understand those territories, their inhabitants, resources,
and economic potential. When the classical tradition of natural history proved utterly
inadequate to describe the New World, Iberian cosmographers turned instead to
a much more empirical basis for gathering knowledge. María M. Portuondo, for
example, has illuminated the ways in which Spanish cosmographers productively
mixed traditional natural historical learning, practical knowledge, empirical experience,
and mixed mathematics in their effort to comprehend the Spanish empire’s New World
territories.35 Antonio Barrera-Osorio has likewise described the various ‘empirical
practices’ that allowed Spanish cosmographers to collect, organize, and disseminate
practical information about the New World as efficiently as possible.36 Both of them
emphasize the degree to which Iberian systems of knowledge gathering were formalized
and institutionalized through crown-sponsored foundations such as the Casa de la
Contratación and the Council of Indies. Both also point to the strong focus on
utilitarian knowledge; these institutions had clear royal mandates to produce knowledge
in the service of empire, not just for its own sake. But while the shift to empiricism and
the productive melding of traditional cosmology, mathematics, and practical experience
certainly facilitated the governance and exploitation of the Iberian empires, they also
gave rise to new ways of studying and understanding the natural world more generally.
By bringing together what Barrera-Osorio calls ‘communities of experts’ within pur-
pose-built, institutionalized trading zones where they could share their collective
experience and knowledge, the Spanish crown was able to discipline the vast empirical
knowledge it was acquiring from its global empire, to organize and systematize it so
that it might be more fully exploited.37 Importantly, the needs of the empire frequently
called upon various practitioners to address their skills toward solving technical pro-
blems that were outside their prior experience, an important marker of expertise.38
While all of these historians occasionally use the words ‘expert’ and ‘expertise’ in
their work, the concept is not necessarily a central pillar of their analyses – they focus
more generally on the fruitful intermixing of practical and theoretical knowledge. Other
historians have engaged the notion of expertise much more directly. Ursula Klein, for
example, has researched and written extensively about a community of eighteenth-
century apothecary-chemists in Prussia and elsewhere.39 Klein has demonstrated per-
suasively that practicing apothecaries shared a great deal of cognitive and empirical
overlap with more academically-trained chemists of the era. This included experimental
techniques and methods, instruments and other technologies, a similar language, and
an overall theoretical understanding. The two groups may have been trying to answer
different questions, aiming at different outcomes and for different reasons, but they
were still doing and learning many of the same things, and they found one another’s
work compelling and useful. This shared basis in both practice and understanding
blurred the boundaries between the two, and allowed a number of Klein’s apothecaries,
originally trained as apprentices, to move beyond apothecary practice into a more
academic study of chemistry.
If the collected knowledge, methods and skills of Klein’s apothecary-chemists
cannot be labeled as ‘expertise,’ then it is hard to think what else it might be called –
it is not one, easily-named thing, but a fascinating and fruitful mix of many things.
The knowledge in question was technical, specialized, and rare; it involved material/
HISTORY AND TECHNOLOGY 13
worthy of study is the Privy Council’s ongoing struggle to identify and get control of the
expertise they required at Dover, in a time before engineering curricula and profes-
sional credentialing had been developed. The complicated and contingent negotiation
of expertise lies at the heart of the story, a negotiation that included the would-be
expert, the crown advisors who sought his services, and also the laborers who would
actually do the work under his guidance.
A similar argument can be made regarding Pierre-Paul Riquet, the French tax farmer
from Languedoc who convinced Jean-Baptiste Colbert that he could construct a canal
across southern France, from the Mediterranean Sea to the Atlantic Ocean, in the middle of
the seventeenth century. Like Digges, Riquet had no known experience in hydraulic
construction techniques. What he had, as far as Colbert was concerned, was a compelling
and plausible sounding proposal and a great deal of confidence in presenting it. Colbert
ultimately entrusted Riquet with the canal project, though he was never altogether com-
fortable trusting him with the vast sums of money needed to build it. He demanded full
accounting and progress reports from Riquet, but he had no way to compel Riquet to satisfy
him, short of cutting off the money and ending the project. He had no one else qualified to
take it on, nor did he ever manage to find a suitable and trusted engineer who could provide
satisfactory oversight. In the end, the canal was successfully completed; but the problem of
overseeing and controlling Riquet, of verifying that he was actually doing what he promised
to do at such massive expense, was a constant source of anxiety for the royal minister who
had commissioned him to do the work.42
So, was Riquet an expert? It depends on what one means by the term. He had no
known prior experience with such a project – though in that era very few, if any, did
have such experience, as Colbert discovered for himself in seeking someone to monitor
the tax farmer. He also apparently knew little about hydraulic construction techniques
in general. So, he was neither an expert-by-practice nor an expert-by-knowledge. What
he did know was where to find the experience and knowledge he would need – as
Chandra Mukerji argues in her excellent book on the canal project, the practical
knowledge in question was in the minds and hands of peasant women living in the
Pyrenees Mountains, who for generations had maintained the system of aqueducts,
originally built by the ancient Romans, that supplied water to their mountain villages.
The canal was thus a fundamentally collaborative endeavor, the product of engineers
and peasants together, each of whom possessed different pieces of the same classical
puzzle.43 Were the mountain women, then, the real experts in the canal project? To my
mind, they were not; they might perhaps be seen as the master builders, but left to
themselves they would never have conceived of building anything like the canal, nor
could they ever have convinced Colbert of their ability to do so. Riquet was the expert,
despite his own personal lack of relevant experience, because he developed a credible
proposal, convinced the hard-nosed Colbert to fund it, and knew where to locate the
knowledge and skill that could make it a reality. He was an expert-in-context, identified
and legitimated as such through a process of negotiation between Riquet himself, the
royal minister who wanted to build the canal, and the skilled laborers who actually
knew how to do it.44
A third example of this sort of expertise-in-context is Cornelius Vermuyden, the Dutch
drainage projector who was commissioned to undertake one of the largest land drainage
projects in early modern Europe, draining the English Fens in the seventeenth century.45
HISTORY AND TECHNOLOGY 15
Vermuyden designed, lobbied for, and oversaw the construction of a series of English
drainage schemes, the two largest being the Hatfield Level drainage in the late 1620s, and
the much larger Great Level drainage in the early 1650s, the largest such projects ever
undertaken in England at that time. Vermuyden was a consummate example of negotiated
expertise-in-context. His claim to expertise began with his country of origin – by the late-
sixteenth century, Dutch drainage engineers were known throughout northern Europe,
working on a number of drainage projects in France, northern Germany, Scandinavia, and
England. Vermuyden came from a long line of land drainers on both sides of his family, and
apparently had some personal experience with such projects by the time he arrived in
England in the early 1620s. He also claimed to know enough about land drainage techni-
ques in general that he could adapt his prior experience to the different circumstances of
England’s wetlands, which being above sea level, did not require the same intensive
techniques that were employed in the Low Countries. At first glance he was an obvious
choice to manage any drainage project, especially in England where the relevant experience
was rare, and he soon won the trust and patronage of King James I, and also of his son and
successor, King Charles I.
From the start, however, Vermuyden’s activities in England were controversial, and
of questionable success. His first undertaking in the country, attempting to rebuild an
important dike along the River Thames in the county of Essex, resulted in a protracted
dispute with local officials, who accused him of gross incompetence and mismanage-
ment. His drainage project at Hatfield Chase appeared to be more successful, but some
serious design flaws in his original plan resulted in unprecedented flooding in neigh-
boring communities. The crown eventually ruled that some expensive additional works
must be constructed, at the expense of the Dutch investors who were funding the
project. The investors lost a great deal of money as a result, and took Vermuyden to
court in a case that dragged on for years.
When the English investors in the much larger, more complicated, and vastly more
expensive Great Level drainage sought a director for their project in 1649, they were
deeply reluctant to hire Vermuyden. By that time he had collected an impressive array
of critics and enemies, including the Dutch investors who refused to entrust him with
any more of their money, the English drainage overseers who insisted his Dutch
methods were inappropriate for the conditions of England’s wetlands, and the inhabi-
tants of those wetlands who had suffered from his previous undertakings. The negotia-
tions with Vermuyden stretched on for months, and the Great Level investors
considered a parade of alternate candidates; but in the end they hired Vermuyden
anyway, not because they wanted to, but because he was still the most credible
candidate available for the job. Even with his deeply troubling track record, no one
else in England came close to matching Vermuyden’s claims to empirical experience
and general knowledge. He was something of an ‘expert-by-default.’ And having hired
him, they soon found they had no way to control him. Just as Colbert could not find
anyone to provide adequate oversight of Pierre-Paul Riquet in the same period, the
Great Level investors found it impossible to question or gainsay Vermuyden’s decisions,
even when he ignored their instructions and usurped their authority. If they wanted
their Fens drained, this dubious expert-in-context was apparently the only one in
England who could do it, and they had little choice but to trust him.
16 E. H. ASH
Once again, what makes Vermuyden so compelling is partly his success in draining
the Great Level (if only temporarily), but it is also the complex and messy process of
negotiating his expertise – the published claims and counter-claims, the vital questions
impossible to answer, the risky trust required even from those who were loathe to grant
it, the futile efforts of inexpert investors and overseers to control the expert director
who was supposed to be working for them. The terms and methods of the negotiation
are at least as important as its eventual outcome, and that would be true to some degree
whether Vermuyden had succeeded in draining the Great Level or not. While the
modern end-point to this broader story involves engineering colleges, professional
credentials, peer review, legal definitions, state licensing, and so forth, the negotiation
of early modern expertise is so fascinating precisely because all of these modern
markers were still very far off. There were as yet few clear methods for weighing claims
or settling disputes, so that the entire process was much more open and ad hoc. Early
modern expertise had to be (re)negotiated anew, every time it came up.
* * *
So where does all this leave us, as historians of early modern expertise (if so we may be
called)? If it is true that anachronism is threatening to becloud our historiography and
obscure our understanding of the early modern past, it is equally true that something
that looks and sounds and acts very much like an inchoate version of modern expertise
existed in the early modern world – something that cannot be categorized simply as
‘experience,’ or ‘craft knowledge,’ or ‘natural philosophy,’ or ‘mixed mathematics,’ or
any other contemporary term. In the spirit of offering a very preliminary set of guide-
lines, I’d like to suggest a few possible ‘best practices’ for going forward.
(1) Early modern historians need to be more judicious in our use of the term ‘expert’; it
has to mean something distinct. If there is another term that is historically contemporary
and that captures the sense of what we mean to talk about, then we should probably use
it. The word ‘expert’ is too often deployed without much thought or engagement with
what that anachronistic word might mean in an early modern context, when the
historians in question might just as easily have substituted a different term that
would have been more straightforward and perhaps more useful. If the historical
actor in question can be accurately and satisfactorily identified using a contemporary
term such as natural philosopher, artisan, alchemist, surgeon, surveyor, engineer, or
architect, just to name a few examples, then perhaps that is what they should principally
be called. All of these terms were contemporary in the early modern period, and so can
provide an adequate descriptor without introducing an unnecessary anachronism. Some
of them also carry modern baggage and no longer mean exactly what they once did in
previous centuries, such as ‘surgeon’ and ‘engineer,’ and so are complicated by some of
the same problems of anachronism; but because they are contemporary terms their
early modern meanings are still easier to discern.
We should also be mindful of collaborative knowledge communities and ‘shared
practices of knowing,’ phenomena which ‘expertise’ may tend to render less visible. As
Mendelsohn and Kinzelbach demonstrate in their case studies, just because experienced
surgeons were called upon to inspect a body and offer their putatively ‘expert’ opinion
about a cause of death, that did not mean their ‘expert’ testimony was definitive or even
especially privileged over that of other witnesses who had no specialized medical training or
HISTORY AND TECHNOLOGY 17
done in trying to flesh out the possible criteria and parameters for expertise in both
modern and early modern contexts, one need not start from scratch. And historians of
science have long wrestled with how to make use of complex anachronistic concepts
(such as ‘science’) in a considered and conscientious way when discussing the pre-
modern world, and their work provides an excellent basis from which to start.
Peter Dear, for one, has argued forcefully that, ‘Not only is it strictly impossible to
avoid using our own categories in understanding the past; it is often undesirable.’ While
one must always remember that anachronism is ‘a form of advocacy,’ he reminds us
also that ‘advocacy is an integral part of what all historians do, whether deliberately or
not.’52 Avoiding anachronism altogether cannot be, and should not be, our primary
goal; we must rather find a way to use it judiciously, as an analytical tool and not a lazy
crutch. Dear responds to Quentin Skinner’s concerns by pointing to Skinner’s own
approach to studying the history of political theory. While Skinner rejected the notion
that any political concepts could be timeless, with the same issues and understandings
in play at all times independent of historical context, he nevertheless insisted that there
must be ‘some criteria and rules of usage such that certain performances can be
correctly instanced, and others excluded, as examples of a given activity.’ Without
any such criteria, there would be no possible means for creating or even positing any
‘histories of recognizable activities at all.’53 Skinner’s solution, in other words, was
simply to ‘assert historical continuities and hope that others will be convinced.’ By
leaving the ‘criteria and rules of usage’ that might define a ‘recognizable activity’
unspecified, Skinner ‘in effect claimed that you recognize them when you see them.’54
Though this approach may beg the question, and leads to the obvious problem of
deciding who gets to determine what criteria make a past activity sufficiently ‘recogniz-
able,’ it offers at least a potential remedy for intellectual paralysis. Dear argues that this
approach can be used in helping to guide our study of early modern ‘science,’ and
I believe it can be applied to ‘expertise’ as well.
Nick Jardine has also argued that ‘conceptual anachronism is indispensible for the
purposes of historical interpretation and explanation,’ and that ‘historians. . . can and
should seek to understand past agents better than those agents could understand
themselves.’55 His basis for such a claim is the belief that the historical significances
of some deeds and works ‘are not confined to the significances that were (or could have
been) attached to them at those times and places.’ Not all uses of anachronism are
helpful or benign, of course, and Jardine works to distinguish between analytically
useful or ‘legitimate’ anachronism and what he calls ‘vicious anachronism,’ which he
defines as a ‘historically incoherent interpretation of past deeds and works.’56 The
minimum criterion for a legitimate use of anachronism, he argues, is that it must not
be so much at odds with the historical actors’ understanding of events that the two are
mutually incomprehensible. This is a much lower bar to clear than that apparently set
by Skinner’s flat denial that ‘an acceptable account of an agent’s behaviour could ever
survive the demonstration that it was itself dependent on the use of criteria of descrip-
tion and classification not available to the agent himself.’57 And it once again raises the
question of who gets to decide when a historical actor might find one’s anachronistic
interpretation of his or her actions ‘incoherent.’ But it nevertheless offers a rough guide
for following what Michael S. Mahoney told me long ago, and that I still believe is
sound advice for studying history: Stay true to your sources, and stay true to yourself.
20 E. H. ASH
(3) In trying to grasp and articulate what ‘expertise’ might mean in an early modern
context, we must accept that the concept was both contentious and evolving, and so any
definition will necessarily be fluid, contextual and contingent, varying across time and
space. In analyzing the modern concept, Harald Mieg has written that expertise is
always rooted in an interaction, an exchange of information – indeed, what Mieg calls
‘the expert’ is essentially constituted in the interaction itself, rather than in any single
person participating in the interaction.58 While I do not wish to follow him quite so far
is disembodying ‘the expert,’ I have come to believe that expertise is less an ontological
reality, something we can point to and possess, than a process of negotiation and
legitimation, one that is always contextual and ongoing. Even modern expertise has
‘slowly evolved through a continual negotiation between different interests and compet-
ing criteria for authority,’ as William Ashworth has written.59 The modern terms of that
negotiation are greatly aided by certain institutions created for the purpose, such as
accredited engineering colleges, peer review, and professional credentialing, though
even these do not always yield perfectly clear, consistent, or satisfying answers.
In the early modern world, before those modern institutions had yet been developed,
the negotiation of expertise was much more vague, contingent, and open to differing
interpretations and agendas. It certainly did not take place on the same terms, or come
to the same resolution, in every time and place; whatever early modern expertise might
mean, it was certainly not the same in the sixteenth century and the eighteenth, in the
Venetian Arsenal and Casa de la Contratación in Seville and the Jesuit Collegio
Romano and the Royal Society of London and the court of Louis XIV at Versailles.
Just as there is no single, universal understanding of what ‘expertise’ means in our
contemporary world, there can never be a single ‘expertise’ that holds throughout the
early modern world. In trying to comprehend what constituted expertise and who may
or may not be considered an expert in all manner of early modern contexts, from mines
to shipyards to alchemical laboratories, those who concentrate on historical context, the
exchange of knowledge, and the process of negotiation are likely to be most successful.
The excellent work of Pamela Smith, Pamela Long, Deborah Harkness, and Antonio
Barrera-Osorio I have already mentioned. Steven Walton’s concept of ‘experts-in-
context’ offers a most intriguing third option for thinking about expertise beyond the
limited dichotomy of ‘expert-by-experience’ and ‘expert-by-knowledge.’60 Though he is
not so concerned with expertise per se, Larry Stewart’s masterful study of public science
in the Newtonian era describes the myriad ways in which natural philosophers,
engineers, mechanics, and projectors (often the same people) constantly negotiated
new roles for themselves in a burgeoning commercial marketplace, filled with investors
struggling to evaluate the merits of improvement projects they ill understood.61 These
studies, and others like them, are inspiring models to help us grapple with the wide
range of what expertise might mean throughout early modern Europe.
(4) We must avoid cascading anachronism. In his vision of ‘Butterfield’s nightmare,’
Wakefield asserted that the most serious problems arise when anachronistic terms are
‘piled on top of each other, leading to a wholesale superposition of our conceptual
worlds onto the early modern past.’ This ‘cascading anachronism,’ as he called it, ‘is not
really history at all. It is merely the present masquerading as the past.’62 I can only
concur. Anachronistic terms and concepts can potentially help us to transcend the
sometimes-limited historical perspectives of those we study, but we must also recognize
HISTORY AND TECHNOLOGY 21
that the use of anachronism always comes with risks and costs attached. Every time we
ignore actors’ categories in our historical analysis, even if we do so for the best of
reasons, we are inevitably doing some small measure of violence to our historical
understanding. Stacking one anachronism on top of another compounds that violence,
making it ever harder to define precisely what we mean by each successive term. At
best, it is not very helpful. At worst, it imposes our entire expert-laden, technocratic
culture on an early modern past that cannot support it, indeed would be utterly
incapable of imagining, recognizing, or comprehending it.
Some of the more striking examples of this kind of cascading anachronism with
regard to expertise may be found in the work of Ursula Klein. Though much of her
work is compelling in its exploration of knowledge exchange and the negotiation of
credibility among apothecary-chemists and bureaucratic mining officials, she has not
been content with trying to articulate and explain ‘expertise’ as such, but has instead felt
the need to further modify the term, publishing articles on ‘hybrid experts,’ ‘artisanal-
scientific experts,’ and so forth.63 Such terms do more to confuse than to illuminate
whatever ‘expert’ might mean by implying the existence of myriad different sorts of
expert, without defining most them. If ‘expertise’ can be taken to mean some combina-
tion of practical and abstract/theoretical knowledge, then a far better term for ‘artisanal-
scientific experts’ would be, simply, ‘experts.’ Or else, one is compelled to ask, did there
also exist simply ‘artisanal experts’ and ‘scientific experts,’ in contrast to the hyphenated
variety? If there are ‘hybrid experts,’ then there must surely be ‘purebred experts,’ and
so what might that mean? The additional complexity introduced by such piggy-backed
terms is unnecessary and unhelpful, and it should be avoided.
(5) We must acknowledge and take seriously the ‘failures, frauds, and losers’ of the past
in order to avoid positivist history. It is easy to tell a positivist, teleological story,
sometimes without even meaning to. But if we focus too hard on the origins of our
present time in the past, we are likely to overlook history’s instructive dead ends and
paths not taken. The many would-be experts from throughout the early modern period
who tried and failed to assert, demonstrate, or legitimate their expertise may well be as
informative and compelling as those who succeeded. How, indeed, can we ever gain
a full sense of the critical negotiation of early modern expertise without studying the
many cases in which that negotiation resulted in disappointment and disillusionment?
The most fascinating element of Andre Wakefield’s extensive study of eighteenth-
century cameralists is not that so few of them succeeded in delivering the miracles
they promised to achieve. Rather, it is how and why they were able to convince so many
intelligent, powerful, and even skeptical patrons to believe in them, again and again –
indeed, how it is that their promises continue to sound so compelling today.64 Similarly,
Cornelius Vermuyden’s drainage career in England is not interesting because he
obviously knew how to drain wetlands effectively, but because his abilities in that
regard were not clear at all, and yet he kept convincing powerful patrons to pay for
his dubious services.65 Ambiguous cases like these can tell us much about the terms and
conditions of the complicated negotiation of early modern expertise.
The unnecessary preoccupation with history’s success stories is apparently strong
enough to have enticed some historians to insist on finding ‘success’ even where there is
little or no material evidence of it, in the service of a larger positivist narrative of
historical progress. This is most evident in some forms of economic and cultural
22 E. H. ASH
history, as practiced especially by Joel Mokyr and Marcus Popplow, with their theories
regarding the ‘Industrial Enlightenment’ and the ‘economic Enlightenment,’
respectively.66 In this interpretation, certain individuals (deemed ‘cultural entrepre-
neurs’ by Mokyr) may have had little or no direct impact on the technological methods
and practices of their own era, but their contemporary material failures are unimpor-
tant. What really matters is that they expanded the menu of thinkable thoughts. Their
efforts eventually worked to create ‘cultures of innovation’ that bore fruit in the distant
future, leading ultimately to the sustained economic and technological growth of the
Industrial Revolution, so that what initially seemed a failure is ultimately shown to be
a foundational success.
On this basis, for example, Marcus Popplow has argued that cameralist agricultural
modernizers in mid-to-late eighteenth-century Germany may have failed to improve
agricultural practices in their own time, and indeed stopped even trying to talk to actual
farmers about the subject. Yet in helping to create ‘cultures of innovation,’ they can
nonetheless be cast as cultural pioneers, a cornerstone of the ‘economic Enlightenment’
that came to fruition decades later in the mid-nineteenth century. Popplow has also
criticized Andre Wakefield for his treatment of the cameralists, on the grounds that ‘his
general approach is too narrowly conceived,’ his criteria for scientific ‘success’ too
unrealistic for the era. Indeed, Popplow accuses him of ‘applying anachronistic yard-
sticks’ for measuring their real contribution, and wonders ‘what would positively
qualify as “successful science” for Wakefield.’ But since Popplow himself concedes
that ‘there is surely nothing wrong with Wakefield’s analysis of the dubious character
of his protagonists,’ and bases his argument not on their putative contemporary
achievements but only on their alleged long-term cultural legacy, surely one might
equally wonder what would positively qualify as ‘failed science’ for Popplow?67
Ursula Klein takes a rather similar approach in her introduction and essay in the Annals
of Science volume devoted to ‘Artisanal-Scientific Experts.’ While Klein demonstrates
convincingly elsewhere that her apothecary-chemists were well known and respected
among their more academically trained chemist colleagues, in her Annals of Science essay
on ‘Savant Officials in the Prussian Mining Administration,’ she concedes that Carl
Abraham Gerhard was all but ignored by practicing miners when he tried to reform their
mining practices. But this does not matter, she claims, because Gerhard helped to instill
a culture of experiment and practical knowledge, part of a ‘centuries-long process’ that
ultimately bore fruit in a more scientifically-informed modern mining industry.68
To be clear: Popplow’s agricultural cameralists and Klein’s savant mining officials are
certainly compelling examples of attempts to negotiate expertise, even if they had little
immediate or direct impact on actual practices. Their specific proposals for practical
innovation were far less influential in most cases than was their systematic approach
more generally, which did eventually help to shape curricular reform in many European
universities. But it remains a stretch to argue on this basis that they were ‘successful’ in
their efforts at practical innovation, and they need not be defined that way. In re-
labeling contemporary failures as future triumphs in a ‘centuries-long process’ of
scientific and technological advancement, we write a positivist history, allowing the
modern era to refract and obscure what came long before it rather than looking at what
the past itself actually has to tell us. Historians need to recognize the value of studying
HISTORY AND TECHNOLOGY 23
(and labeling) history’s ‘failures’ on their own merits, rather than making them appear
too effective, too modern, and too soon.
Regarding the significance of history’s ‘losers,’ when studying the rise of early modern
experts we must never lose sight of the fact that, for nearly every new expert on the scene,
someone else lost out. As new techniques and technologies were deployed, new industries
promoted and monopolies granted, new claims to authority put forth and legitimated,
someone was usually on the losing end, whether it was practicing ship’s pilots who were
forced to defer to armchair cosmographers, master builders who lost intellectual and social
status to architects and engineers, or English fenlanders who saw their common lands
seized and awarded to unwelcome drainage projectors.69 Expertise is fundamentally about
authority and power, and it was often a zero-sum game where one person’s gain came at
someone else’s expense; valuable skills, property, patronage, status, and livelihoods were at
stake, and they were hotly contested. This, too, is the story and the legacy of expertise, and
we do well to remember it in the past as well as in the present.
* * *
What is really at stake in all of this for historians? There are at least two important
reasons why early modern historians need to be careful and conscientious in our
handling of experts and expertise, beyond our basic quest to get the history right.
The first is that we do not need a new or revived modernization theory. For one thing,
it is not good history, insofar as careful attention to historical sources and contexts has
shown that the ‘take-off’ of the Industrial Revolution was not merely the product of
a weak regulatory state combined with free market capitalism and a culture of oper-
ationally-minded scientific experimentation. It is not a question of whether scientific
practice, technical knowledge, and an entrepreneurial ‘culture of innovation’ played any
role in early industrialization – of course they did. But by elevating science, technolo-
gical innovation, and ideology as the sole causes of industrialization, modernization
theory aggressively elides so many other, less convenient or less savory material factors,
such as state-enforced trade barriers, labor exploitation, slavery, imperialism, and so
forth. It is one thing to argue that ideas of progress mattered in the early advent of
industrialization. It is quite another to boldly claim that ‘words and ideas “caused” the
modern world – perhaps with some good luck and good institutions thrown in,’ or that
‘New ideas from bourgeois commoners supported by a new liberty and dignity... made
the Great Enrichment. . . The real engine was the expanding ideology of the liberal plan
of equality, liberty, and justice.’70 This matters greatly today because many powerful
and influential people, in government and in business, are still convinced that free
market capitalism, entrepreneurialism, and the technological innovation they inspire
are the only right answers to every question, the only possible solution to every crisis.
To name but one example, this attitude partly accounts for the stubborn libertarian
opposition, particularly in the United States, to the federal government’s efforts to
introduce meaningful limits on greenhouse gas emissions, or to engage in collective
international efforts in that regard.71
The second reason is that expertise matters; we absolutely need it as a concept to help
guide our democratic, pluralistic, capitalist societies in addressing many real and
pressing problems, and it is therefore vital that we have a good understanding of
what expertise is, where it came from, how to identify it, and what it can and cannot
24 E. H. ASH
do for us. Much has been written about the potential for a modern technocratic culture
of expertise to undermine or subvert democratic debate, imposing policy solutions that
a population of lay non-experts and their elected officials are ill equipped to understand,
assess, or critique.72 But the other extreme is a populist society in which everyone is
deemed equally qualified to weigh in on any complex technical issue, regardless of
experience, training, or knowledge. Mendelsohn and Kinzelbach may have a valid
concern that the very idea of expertise ‘disinvites investigation of all participants as
knowers.’73 But inviting and accepting all participants as knowers of equal value and
validity carries its own very real problems in an increasingly technical and technological
age when the knowledge and experience of experts is under sustained populist assault.
This, too, is a pervasive problem just now in the United States federal government, as the
expertise of professional scientists, diplomats, and civil servants is being systematically
attacked and discredited as just so many partisan positions, a threat to the free market that
should be trusted to solve all our problems. It is reflected at the most senior levels of
government, not least in a series of cabinet secretaries with little or no experience or
knowledge of the departments they are tasked with running, and in some cases with
a marked antipathy to the very missions they are charged with overseeing. It is reflected
most of all in a President of the United States who manifests a consistent and deep-seated
contempt for expertise of all kinds, who prefers to act according to his ‘gut’ instinct and who
systematically casts doubt on all bases for objective truth and decision making.74 Expertise,
in short, is both precious and more fragile than we perhaps imagined. In order to give it the
respect and deference it deserves (no more, and no less) we must first have a sound
understanding of its history. This is precisely where historians have something of real
contemporary value to contribute.
Notes
1. With apologies to Steven Shapin, Scientific Revolution, 1.
2. Dear, “Science is Dead,” 52.
3. Hall, “On Whiggism,” 54.
4. Skinner, “Meaning and Understanding,” 31, 48–9 (original emphasis).
5. Butterfield, Whig Interpretation, preface.
6. However, Deborah Harkness has offered an interesting defense of ‘science’ as very much
a contemporary term and concept in Elizabethan London, though she continues to reject
‘scientist’ as an anachronism. Harkness, Jewel House, xv-xviii.
7. Wakefield, “Butterfield’s Nightmare,” 235.
8. Ashworth, “Expertise and Authority,” 103 and 113.
9. Ibid, 113.
10. Wakefield, 243 (original emphasis).
11. Andre Wakefield, personal communication with the author, 27 September 2017; William
Ashworth, personal communication with the author, 29 September 2017.
12. Mendelsohn and Kinzelbach, “Common Knowledge,” 261, 277–8.
13. Wakefield, “Butterfield’s Nightmare,” 243.
14. Rostow, Process; Rostow, Stages; Landes, Unbound Prometheus; and Landes, Wealth and
Poverty.
15. Mokyr has published very widely, but for a chief overview of his theories see: Mokyr, Gifts
of Athena; Mokyr, “Intellectual Origins”; Mokyr, Enlightened Economy; Mokyr “Cultural
Entrepreneurs”; and Mokyr, “Culture.”
16. Mokyr, “Culture,” 40.
HISTORY AND TECHNOLOGY 25
Acknowledgements
My thanks to William Ashworth, Andre Wakefield, Vera Keller, the participants in the Group for
Early Modern Studies at Wayne State University, and the anonymous reviewers for their many
helpful suggestions for improving this essay. An earlier, shorter version was presented as the
keynote address at the conference “Limits of Expertise? Practice and Spaces of Knowledge,” held
at the Georg-August-Universität in Göttingen, Germany, in October 2017. I am grateful to
Dr. Marian Füssel for inviting me to speak at that venue.
Disclosure statement
No potential conflict of interest was reported by the author.
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