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Seventh Edition
Forfar & Arneil’s
TEXTBOOK
of PEDIATRICS
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Preface
One of the most important developments in the 21st century publishing and consequently another important new feature for
has been the acknowledgment that clinical practice should be this edition is a website of the text in which references listed
embedded where possible in a sound evidence base. The editors in PUBMED can be accessed via the internet. We would like
of this new edition of Forfar & Arneil’s Textbook of Pediatrics to acknowledge the outstanding contributions of the many
continue to set contributors the challenging task of ensuring individual authors and our chapter editors, without whom this
that the statements and recommendations made are based on ambitious project would not have been possible. It has been a
the most robust clinical research available. The objective assess- great privilege to work with them. We would also like to thank
ment of evidence and the formulation of secure recommenda- our own secretaries for their unstinting help (Elaine Forbes,
tions from the evidence are gathering pace. In Child Health the Flora Buthlay, Collette Lorne and Stella Taylor) and of course
evidence base, with the possible exception of disciplines such as our respective families for sharing the burden with us.
oncology and neonatology, is not as comprehensive or as well
defined as we would wish. This edition of Forfar & Arneil con- As with previous editions the book is produced by the Elsevier
tinues to flag up the most important evidence sources for the Organization. There have been many highly professional people
content of each chapter. The whole book has been revised and involved. We hope that this new 7th edition with its expanded
updated and the chapter authors and editors again incorporate formal evidence base will be well received by you, the reader,
where possible secure evidence of therapy, diagnosis, etiology and become as trusted a friend and guide as have previous
and prognosis. This evidence is incorporated into the individ- editions.
ual chapters and in the chapter reference list is starred for easy
reference. We believe that the result is the most comprehensive Neil McIntosh
evidence-based general textbook of pediatrics available. Our Peter J. Helms
ability to access best evidence has been greatly enhanced by Rosalind L. Smyth
the rapid advances of information technology and electronic Stuart Logan
10001
Contributors
Ishaq Abu-Arafeh, MBBS, MD, MRCP, FRCPCH Paul L.P. Brand, MD Andrew Gavin Cleary, MB ChB BSc MSc MRCPCH
Consultant in Paediatrics and Paediatric Consultant Paediatrician and Director of Consultant Paediatric Rheumatologist, Royal
Neurology, Stirling Royal Infirmary, Stirling; Postgraduate Education, Princess Amalia Liverpool Children’s Hospital, Liverpool, UK
Honorary Consultant Paediatrician, Fraser of Children’s Clinic, Isala klinieken, Zwolle,
J. Brian S. Coulter, MD FRCP(I) FRCPCH
Allander Neurosciences Unit, Royal Hospital The Netherlands
Honorary Clinical Lecturer in Tropical
for Sick Children, Glasgow, UK
Colin E. Bruce, MB ChB FRCS FRCS(ORTH) Child Health, Liverpool School of Tropical
N. Archer, MA FRCP FRCPCH DCH Consultant Paediatric Orthopaedic Medicine, Liverpool, UK
Consultant Paediatric Cardiologist, Oxford Surgeon, Alder Hey Children’s Hospital,
Jonathan Coutts, MB ChB FRCPCH FRCP(Glas)
Children’s Hospital, Oxford; Honorary Liverpool, UK
Consultant Neonatal and Respiratory
Clinical Senior Lecturer, University of
Helen Budge, BA BM BCh PhD MRCP FRPCH Paediatrician, The Queen Mother’s Hospital
Oxford, Oxford, UK
Associate Professor of Neonatology, and Royal Hospital for Sick Children,
Peter D. Arkwright, FRCPCH DPhil University of Nottingham, Nottingham, Glasgow, UK
Lecturer in Child Health, Department of UK
Richard Coward, MB ChB MRCPCH PhD
Child Health, University of Manchester,
Neil R.M. Buist, MB ChB FRCPE DCH MRC Clinician Scientist and Consultant
Manchester, UK
Professor Emeritus, Departments of Paediatric Nephrologist, Bristol Royal
Ian A. Auchterlonie, MB ChB FRCPCH FRCP Paediatrics and Medical Genetics, Oregon Hospital for Children, Bristol, UK
Honorary Consultant Paediatrician (Retired), Health and Science University, Portland,
Finella Craig, BSc MBBS MRCP
Royal Aberdeen Children’s Hospital, Oregon, USA
Consultant in Paediatric Palliative Care,
Aberdeen, UK
Nigel Peter Burrows, MD FRCP Great Ormond Street Hospital for Children,
Alastair J. Baker, MB ChB FRCP FRCPCH Consultant Dermatologist and Associate London, UK
Consultant Paediatric Hepatologist, King’s Lecturer, Department of Dermatology,
Timothy J. David, MB ChB MD PhD FRCP FRCPCH
College Hospital, London, UK Addenbrooke’s Hospital, Cambridge, UK
DCH
Susan V. Beath, BSc MB BS MRCP DTM&H FRCPCH Andrew Bush, MD FRCP FRCPCH Professor of Child Health and Paediatrics,
Consultant Paediatric Hepatologist, The Professor of Paediatric Respirology, Imperial Honorary Consultant Paediatrician, The
Liver Unit, Birmingham Childrens Hospital, College, London; Honorary Consultant University of Manchester, Manchester, UK
Birmingham, UK Paediatric Chest Physician, Royal Brompton
Joyce E. Davidson, BSc MBChB MRCP (UK) FRCPCH
Hospital, London, UK
Thomas F. Beattie, MB MSc FRCSEd(A&E), FCEM, Consultant Paediatric Rheumatologist, Royal
FRCPE, FFSEM, DCH Gary Butler, MB BS MD FRCPCH Hospital for Sick Children, Glasgow, and
Consultant in Emergency Medicine, Royal Professor of Paediatrics, Institute of Health Royal Hospital for Sick Children,
Hospital for Sick Children, Edinburgh; Sciences, University of Reading and Edinburgh, UK
Honorary Senior Lecturer in Paediatrics, Department of Paediatrics, Royal Berkshire
E. Graham Davies, MB BChir MA FRCPCH
University of Edinburgh, Edinburgh, UK Hospital, Reading, UK
Consultant Paediatric Immunologist, Great
Julie-Clare Becher, MB ChB MRCPCH MD Catherine M. Cale, MB ChB PhD MRCP MRCPCH Ormond Street Hospital, London, UK
Consultant Neonatologist, Simpson Centre MRCPath
Jan Dudley, BM MRCP(UK) FRCPCH PhD
for Reproductive Health, Royal Infirmary of Consultant in Paediatric Immunology
Consultant Paediatric Nephrologist, Bristol
Edinburgh, Edinburgh, UK and Immunopathology, Department of
Royal Hospital for Children, Bristol, UK
Immunology, Great Ormond Street Hospital,
W. Michael Bisset, BSc MB ChB DCH MSc MD
London, UK P. Barton Duell, MD
FRCPE FRCPCH
Associate Professor of Medicine, Division
Consultant Paediatric Gastroenterologist, Harry Campbell, MD FRCPE FFPH FRSE
of Endocrinology, Diabetes, and Clinical
Department of Medical Paediatrics, Royal Professor of Genetic Epidemiology and
Nutrition; director, Lipid-Atherosclerosis
Aberdeen Children’s Hospital, Aberdeen, UK Public Health Sciences, College of Medicine
Laboratory and Metabolic Disorders Clinic,
and Vet Medicine, University of Edinburgh,
Peter S. Blair, PhD Oregon Health and Science University,
Edinburgh, UK
Medical Statistician, Senior Research Fellow, Portland, Oregon
University of Bristol, Division of Child Health, Andrew J. Cant, BSc MD FRCP FRCPH
Heather Elphick, MB ChB MRCP MRCPCH MD
Royal Hospital for Children, Bristol, UK Consultant in Paediatric Immunology and
Specialist Registrar in Respiratory
Infectious Diseases, Newcastle General
Paula H.B. Bolton-Maggs, FRCPCH FRCP FRCPath Paediatrics, Sheffield Children’s Hospital,
Hospital, Newcastle upon Tyne, UK
Consultant Haematologist, Manchester Sheffield, UK
Comprehensive Care Haemophilia Centre, Michael Clarke, BSc MRCP DCH FRCPCH
Nicholas D. Embleton, BSc MD FRCPCH
Department of Clinical Haematology, Consultant Paediatric Neurologist, Leeds
Consultant in Neonatal Medicine and
Manchester Royal Infirmary, Manchester, UK Teaching Hospitals NHS Trust, Leeds, UK xv
xvi Contributors
Honorary Lecturer in Child Health, Newcastle Cellular Medicine, University of Newcastle and Science University, Portland,
Neonatal Service, Royal Victoria Infirmary, upon Tyne, and Children’s Bone Marrow Oregon, USA
Newcastle upon Tyne, UK Transplant Unit, Newcastle General Hospital,
Newcastle upon Tyne, UK C. Anthony Hart, BScMB BS PhD FRCPCH FRCPath
Gregory M. Enns, MB ChB Professor, Division of Medical Microbiology,
Associate Professor of Pediatrics, Director, Diana Gibb, MD FRCPCH MSc School of Infection and Host Defence,
Biochemical Genetics Program, Division Professor of Paediatric Epidemiology, University of Liverpool, Liverpool , UK
of Medical Genetics, Stanford University, MRC Clinical Trials Unit, University College
Stanford, California, USA London, London, UK Paul T. Heath, MB BS FRACP FRCPCH
Senior Lecturer and Honorary Consultant,
Jeremy Farrar, FRCP DPhil OBE K. Michael Gibson, PhD, FACMG Paediatric Infectious Diseases, Division
Professor of Tropical Medicine Oxford Professor, Pediatrics, Pathology and Human of Child Health, St George’s University of
University; Honorary Professor of Genetics, Division of Medical Genetics, London, London, UK
International Health, London School of Children’s Hospital of Pittsburgh, University
Hygiene and Tropical Medicine, London; of Pittsburgh School of Medicine, Pittsburgh, Peter J. Helms, MB BS PhD FRCP(Edin) FRCPCH
Director, Oxford University Clinical Research PA, USA Professor of Child Health, University of
Unit, The Hospital for Tropical Diseases, Aberdeen, Aberdeen, UK
Barbara Golden, BSc MB BCh BAO MD FRCPI
Ho Chi Minh City, Viet Nam John Henderson, MD FRCP FRCPCH FRCPEd
FRCPCH DCH RNutr
Colin D. Ferrie, BSc MB ChB MD MRCP FRCPCH Associate Dean (Medicine), Clinical Senior Reader in Paediatric Respiratory Medicine,
Consultant Paediatric Neurologist, Lecturer, Honorary Consultant International University of Bristol and Bristol Royal
Department of Paediatric Neurology, Leeds Child Health, Child Health Institute, Hospital for Children, Bristol, UK
General Infirmary, Leeds, UK School of Medicine, University of Aberdeen, Tom Hilliard, MD FRCPCH
Royal Aberdeen Children’s Hospital, Consultant Respiratory Paediatrician, Bristol
Alistair R. Fielder, FRCP FRCS FRCOphth
Aberdeen, UK Children’s Hospital, Bristol, UK
Professor of Ophthalmology, Department
of Optometry and Visual Science, City John M. Goldsmid, BSc MSc PhD FRCPath FACTM Peter Hoare, DM FRCPsych
University, London, UK FASM CBiol FIBiol FAIBiol HonFRCPA HonFACTM Senior Lecturer, University of Edinburgh;
Emeritus Professor, Discipline of Pathology, Honorary Consultant Psychiatrist, Royal
Brian W. Fleck, MD FRCOph
University of Tasmania, Hobart, Tasmania, Hospital for Sick Children, Edinburgh, UK
Consultant Ophthalmologist, Edinburgh
Australia
Royal Infirmary and Edinburgh Royal Richard F. Howard, BSc MBChB FRCA
Hospital for Sick Children, Edinburgh, UK John R.W. Govan, BSc PhD DSc Consultant in Anaesthesia and Pain
Professor of Microbial Pathogenicity, Management, Great Ormond Street Hospital
Peter J. Fleming, PhD MB ChB FRCPCH FRCP
Centre for Infectious Diseases, University of for Children, London, UK
FRCP(C)
Edinburgh Medical School, Edinburgh, UK
Professor of Infant Health and Imelda Hughes, FRCPCH
Developmental Physiology, University of Stephen M. Graham, FRACP Consultant Paediatric Neurologist,
Bristol; Consultant Paediatrician, Royal Paediatric Research Fellow and Deputy Department of Paediatric Neurology,
Hospital for Children, Bristol, UK Director Malawi-Liverpool-Wellcome Trust Royal Manchester Children’s Hospital,
Clinical Research Programme, University Manchester, UK
Caroline Foster, MB BS MRCP
of Malawi College of Medicine, Blantyre,
Honorary Clinical Research Fellow, Imperial Robert Hume, BSc MB ChB PhD FRCPEdin FRCPCH
Malawi; Senior Clinical Lecturer, Liverpool
College London; SPR Paediatric HIV, Professor of Developmental Medicine,
School of Tropical Medicine, Liverpool, UK
St Mary’s Hospital, London, UK Maternal and Child Health Sciences,
Anne Green, BSc MSc PhD FRCPath FRCS FIBiol
University of Dundee, Dundee, UK
Yvonne Freer, RGN RM RSCN BSc PhD
FRCPCH.
Research and Practice Development Carol Inward, MBBCh MD FRCPCH
Consultant Clinical Scientist, Birmingham
Facilitator, Neonatal Intensive Care, Simpson Consultant Paediatric Nephrologist, Bristol
Children’s Hospital NHS Trust,
Centre for Reproductive Health, Royal Royal Hospital for Children, Bristol, UK
Birmingham, UK
Infirmary of Edinburgh, Edinburgh, UK
Marcus Grompe, MD David Isaacs, MB BChir MD FRACP FRCPCH
Vijeya Ganesan, MRCPCH, MD Senior Staff Specialist at Children’s Hospital
Director, Oregon Stem Cell Center; Professor,
Senior Lecturer in Paediatric Neurology, at Westmead; Clinical Professor in Paediatric
Department of Molecular and Medical
Institute of Child Health, University College Infectious Diseases, University of Sydney,
Genetics, Oregon and Health Science University,
London, London, UK Sydney, Australia
Portland, Oregon, USA
Anne S. Garden, FRCOG Omar Ismayl, MD MSc MRCPCH
Henry L. Halliday, FRCPE FRCP FRCPCH
Head of Department of Medicine and Consultant Neurologist, Damascus University
Chair of Child Health and Welfare Research
Director of the Centre for Medical Education, Children’s Hospital, Mezza, Damascus, Syria
Group, Department of Child Health, Queen’s
Lancaster University, Lancaster; Honorary
University Belfast, Northern Ireland, UK
Consultant in Paediatric and Adolescent Huw R. Jenkins, MA MD FRCP FRCPCH
Gynaecology, Royal Liverpool Children’s Christina Halsey, BM BCh BA MRCP MRCPath Consultant Paediatric Gastroenterologist,
Hospital, Liverpool; Honorary Consultant Leukaemia Research Fund Clinical Research Department of Child Health, University
Gynaecologist, University Hospitals Fellow, Faculty of Medicine, Glasgow Hospital of Wales, Cardiff, Wales, UK
Morecambe Bay Trust, Morecambe, UK University, Glasgow, UK
Cheryl A. Jones, MB BS PhD FRACP
Andrew R. Gennery, MD MRCP MRCPCH Cary O. Harding, MD Associate Professor, and Sub Dean
DCH DipMedSci Assistant Professor, Molecular and Medical Postgraduate Studies, Discipline of
Senior Lecturer and Honorary Consultant Genetics; Director of the Biochemical Paediatrics and Child Health, University of
in Paediatric Immunology, BMT Institute of Genetics Clinical Laboratory, Oregon Health Sydney; Sydney, New South Wales, Australia
Contributors xvii
Christopher J.H. Kelnar, MA MD FRCP FRCPCH Alison Leaf, BSc MB ChB MD MRCP FRCPCH Ian McKinley, OBE BSc MB ChB DCH FRCP FRCPCH
Professor of Paediatric Endocrinology, Consultant Neonatologist, Southmead Senior Lecturer in Child Health, McKay-
Section of Child Life and Health, Division of Hospital, Bristol, UK Gordon Centre, Royal Manchester Children’s
Reproductive and Developmental Sciences, Hospital, Manchester, UK
Malcolm I. Levene, MD FRCPCH FMedSc
University of Edinburgh, Edinburgh, UK
Professor of Paediatrics and Child Health, Sheila A.M. McLean, LLB MLitt PhD LLD FRSE
Alison M. Kemp, MB BCH DCH MRCP University of Leeds, Leeds General Infirmary, FRCGP FMedSci FRCP(Edin) FRSA
FRCPCH FRCP(Edin) Leeds, UK International Bar Association Professor of
Reader in Child Heath, Department of Child Law and Ethics in Medicine, University of
Leesa M. Linck, MD MPH
Health, Cardiff University, Cardiff, Wales Glasgow, UK
Consultant Paediatrician,
Alastair I.G. Kerr, MBChB FRCS(Edin & Glas) The Connty Clinic, Winthrop, Sabine Maguire, MB BCh BAO MRCPI FRCPI FRCPCH
Consultant Otolaryngologist, Ear, Nose and Washington State, USA. Senior Lecturer in Child Health, Cardiff
Throat Department, Royal Infirmary for Sick University, Department of Child Health,
John H. Livingston, MB ChB FRCP FRCPCH
Children, Edinburgh, UK Cardiff, UK
Consultant Paediatric Neurologist,
Alison M. Kesson, MB BS PhD FRACP FRCPA Department of Paediatric Neurology, Leeds Janice Main, FRCP(Edin) FRCP(Lond)
Virologist, Microbiologist and Paediatric General Infirmary, Leeds, UK Reader and Consultant Physician in
Infectious Disease Physician, The Children’s Stuart Logan, MB ChB MSc(Epidemiology)
Infectious diseases and General Medicine,
Hospital, Westmead, Sydney New South MSc(Econ) MRCP FRCPCH
Department of Medicine, Imperial College,
Wales; Conjoint Associate Professor, Professor of Paediatric Epidemiology; St Mary’s Hospital, London, UK
Paediatrics and Child Health, University of Director, Institute of Health and Social Guy Makin, BA BM BCh PhD MRCP FRCPCH
Sydney, Sydney New South Wales, Australia Care Research, Peninsula Medical School, Senior Lecturer in Paediatric Oncology,
Maurice A. Kibel, FRCP(Edin) DCH(Lond). St Luke’s Campus, Exeter, UK University of Manchester; Honorary
Emeritus Professor of Child Health, School Diana N.J. Lockwood, BSc MD FRCP Consultant Paediatric Oncologist,
of Child and Adolescent Health,University of Consultant Physician and Leprologist, Royal Manchester Children’s Hospital,
Cape Town, South Africa Hospital for Tropical Diseases, London, UK Manchester, UK
Denise Kitchiner, MD FRCP FRCPCH Andrew J. Lyon, MA MB FRCP FRCPCH Timothy Martland, MB ChB MRCP MRCPCH
Consultant Paediatric Cardiologist, Consultant Neonatologist, Simpson Centre Consultant Paediatric Neurologist,
Royal Liverpool Children’s NHS Trust, for Reproductive Health, Royal Infirmary of Department of Paediatric Neurology,
Liverpool, UK Edinburgh, Edinburgh, UK Royal Manchester Children’s Hospital,
Manchester, UK
Nigel J. Klein, BSc MB BS MRCP PhD FRCPCH Ronan Lyons, MD FFPH FFPHMI MPH DCH
Professor of Infection and Immunity, Professor of Public Health, Centre for Health Amha Mekasha, MD MSc
University College London; Head, Infectious Information, Research and Evaluation, Associate Professor of Paediatrics and Child
Diseases and Microbiology Unit, Institute of School of Medicine, Swansea University, Health, Department of Paediatrics and
Child Health; Head, Department of Infection, Swansea, UK Child Health, Addis Ababa University,
University College London; Consultant in Adis Ababa, Ethiopia
Infectious Diseases and Microbiology, Anita Macdonald, PhD BSc SRD
Consultant Dietician in Inherited Metabolic Craig Mellis, MB BS MPH MD FRACP
Great Ormond Street Hospital NHS Trust,
London, UK Disorders, Birmingham Children’s Hospital, Head of School, Associate Dean, Central
Birmingham, UK, Head of Dietetics, Clinic School, Faculty of Medicine, The
David M. Koeller, MD Birmingham Children’s Hospital NHS Trust, University of Sydney, Sydney, Australia
Associate Professor, Pediatrics and Molecular Birmingham, UK
Stefan Meyer, MD PhD MRCPCH
and Medical Genetics; Chief, Division
Mary McGraw, FRCP FRCPCH CRUK Clinician Scientist and Consultant
of Metabolism, Department of Pediatrics,
Consultant Paediatric Nephrologist, Paediatric Oncologist, Univeristy of
Doernbecher Children’s Hospital, Oregon
Bristol Royal Hospital for Children, Manchester, Royal Manchester Children’s
Health and Science University, Portland,
Bristol, UK Hospital and Young Oncology Unit, Christie
Oregon, USA
Hospital, Manchester, UK, Stefan Meyer MD
Sailesh Kotecha, MA FRCPCH PhD Keiran McHugh, FRCR FRCPI DCH PhD MRCPCH
Professor of Child Health, Department of Consultant Paediatric Radiologist, Great
Ormond Street Hospital for Children, Alan E. Mills, MA MB DCP DPath FRCPA.
Child Health, Wales College of Medicine,
Cardiff University, Cardiff, Wales, UK London, UK FFPathRCPI FACTM
Consultant Pathologist, Dorevitch Pathology,
Karen Kotloff, MD Neil McIntosh, DSc(Med) Bendigo, Victoria, Australia
Professor, Pediatrics and Medicine, Center Professor of Child Life and Health,
Department of Child Life and Health, Elizabeth Molyneux, OBE FRCP FRCPCH FEM
for Vaccine Development, University of
University of Edinburgh; Honorary Professor and Head of Department of
Maryland School of Medicine, Baltimore,
Consultant Paediatrician, Lothian University Paediatrics, College of Medicine, Blantyre,
Maryland, USA
Hospitals NHS Trust, Edinburgh, UK Malawi, C Africa.
Ian A. Laing, MA MD FRCPE FRCPCH
G.A. Mackinlay, MB BS LRCP FRCSEd Malcolm E. Molyneux, MD FRCP FMedSci
Consultant Neonatologist, Simpson Centre
FRCSEng FRCPCH Director, Malawi-Liverpool-Wellcome Trust
for Reproductive Health, Royal Infirmary of
Senior Lecturer, Department of Clinical Clinical Research Programme, College of
Edinburgh, Edinburgh, UK
Surgery, University of Edinburgh; Consultant Medicine, University of Malawi, Malawi;
David G. Lalloo, MB BS MD FRCP Paediatric Surgeon, Department of Paediatric Professor of Tropical Medicine, School of
Reader In Tropical Medicine, Liverpool Surgery, Royal Hospital for Sick Children, Tropical Medicine, University of Liverpool,
School of Tropical Medicine, Liverpool, UK Edinburgh, UK Liverpool, UK
xviii Contributors
Kim Mulholland, MD FRACP Irene A.G. Roberts, MD FRCP FRCPath FRCPCH Children’s Hospital; Deputy Director,Oregon
Professor of Child Health, London School DRCOG Clinical and Translational Research Institute,
of Hygiene and Tropical Medicine, London, Professor of Paediatric Haematology and Oregon Health and Science University,
UK, Infectious Disease Epidemiology Unit, Consultant Paediatric Haematologist, Portland, Oregon, USA
London School of Hygiene and Tropical Hammersmith Hospital and St Mary’s
Ben Stenson, MD FRCPCH FRCPE
Medicine, London, UK Hospitals, Imperial College, London, UK
Consultant Neonatologist, Simpson Centre
Alan O. Mulvihill, FRCSI FRCSEd Peter T. Rudd, MD FRCPCH for Reproductive Health, Royal Infirmary of
Consultant Ophthalmic Surgeon, Princess Consultant Paediatrician, Royal United Edinburgh, Edinburgh, UK
Alexandra Eye Pavilion and Royal Hospital Hospital, Bath, UK
Terence Stephenson, DM FRCP FRCPCH
for Sick Children, Edinburgh, UK
S.C. Robson, MD MRCOG Professor of Child Health; Dean,
Richard W. Newton, MD FRCPCH FRCP Professor of Fetal Medicine, School of Faculty of Medicine and Health
Consultant Paediatric Neurologist, Surgical and Reproductive Sciences, Newcastle Sciences, Medical School, University of
Royal Manchester Children’s Hospital, University, Newcastle upon Tyne, UK Nottingham, Queen’s Medical Centre,
Manchester, UK Nottingham, UK
Jean-Baptiste Roullet, PhD
Angus Nicoll, CBE FFPHM FRCP FRCPCH Associate Professor (Research), Division Stephen Stick, PhD MB BChir MRCP FRACP
Director, Communicable Disease Surveilaance of Metabolism, Department of Paediatrics, Associate Professor, Department of
Centre, Centre for Infection, Health Oregon Health and Science University, Respiratory Medicine, Princess Margaret
Protection Agency, London, UK Portland, Oregon, USA; Adjunct Associate Hospital for Children, University of Western
Professor of Pharmacology and Therapeutics, Australia, Australia
James Y. Paton, MD, FRCPCH FRCPSG
University of Calgary, Calgary, Alberta, Stephen Sturgiss, MD MRCOG
Reader in Paediatric Respiratory Medicine, Canada
Division of Developmental Medicine, Consultant in Obstetrics and Fetal Medicine,
University of Glasgow, Royal Hospital for George Rylance, MB FRCPCH Royal Victoria Infirmary, Newcastle upon
Sick Children, Glasgow, UK Consultant in Paediatrics, Department of Tyne, UK
Child Health, Royal Victoria Infirmary, David Sweet, MD FRCPCH
Michael A. Patton, MA MSc MBChB FRCPCH
Newcastle upon Tyne, UK Consultant Neonatologist, Royal Maternity
Professor of Medical Genetics and Consultant
Medical Geneticist, Department of Medical Moin A. Saleem, MB BS FRCP PhD Hospital, Belfast, Northern Ireland, UK
Genetics, St George’s Hospital Medical Reader and Honorary Consultant Paediatric Angela E. Thomas, MB BS PhD FRCPE FRCPath
School, London, UK Nephrologist, Bristol Children’s Hospital, FRCPCH
University of Bristol, Bristol, UK Consultant Paediatric Haematologist,
Philip L. Pearl, MD
Associate Professor of Paediatrics and Alison Salt, MB BS MSc FRACP FRCPCH Royal Hospital for Sick Children, Edinburgh,
Neurology, Department of Neurology, Consultant Developmental Paediatrician, UK
Children’s National Medical Center, Neurodisability Service, Great Ormond Street James Tooley, MB BS MRCPCH
The George Washington University School Hospital for Children NHS Trust and Institute Consultant in Neonatal Medicine, Neonatal
of Medicine, Washington DC, USA of Child Health, London, UK Intensive Care Unit, St Michael’s Hospital,
Gale A. Pearson, MB BS MRCP FRCPCH Jenefer Sargent, MA MB BCh MSc MRCPCH Bristol, UK
Consultant in Paediatric Intensive Consultant Developmental Paediatrician, E. Jane Tizard, MB BS, FRCP FRCPCH
Care, Birmingham Children’s Hospital, Neurodisability Service, Great Ormond Consultant Paediatric Nephrologist, Bristol
Birmingham, UK Hospital for Children NHS Trust, London, UK Royal Hospital for Children, Bristol, UK
Stavros Petrou, BSc MPhil PhD Ayad Shafiq, FRCOphth MRCPPaeds DCH BM BCh Russell Viner, MB BS FRCPCH FRACP FRCP PhD
MRC Senior Non-Clinical Research Fellow, Consultant Ophthalmologist, Royal Victoria Consultant in Adolescent Medicine and
National Perinatal Epidemiology Unit, Hospital, Newcastle upon Tyne, UK Endocrinology, Department of Paediatrics,
University of Oxford, Oxford, UK Middlesex Hospital, London, UK
Jonathan R. Skinner, MB ChB FRCPCH FRACP MD
Ian J. Ramage, FRCPCH Paediatric Cardiologist, Green Lane Paediatric Rachel Webster, BSc PhD DipRCPath
Consultant Paediatric Nephrologist, Royal and Cardiac Services, Starship Children’s Clinical Scientist, Department of Clinical
Hospital for Sick Children, Glasgow, UK Hospital, Auckland, New Zealand Biochemistry, Birmingham Children’s
Hospital, Birmingham, UK
John J. Reilly, BSc PhD Alan Smyth, MA MB BS MRCP MD FRCPCH
Professor of Paediatric Energy Metabolism, Reader in Child Health, University of Philip D. Welsby, FRCP(Ed)
University Division of Developmental Nottingham; Honorary Consultant in Consultant in Infectious Diseases, Infectious
Medicine, Royal Hospital for Sick Children, Paediatric Respiratory Medicine, Disease Unit, Western General Hospital,
Glasgow, UK Nottingham University Hospitals NHS Edinburgh, UK
Trust, Nottingham, UK
J.M. Rennie, MD FRCP FRCPCH DCH Johannes Wildhaber, MD PhD
Consultant and Senior Lecturer in Neonatal Rosalind L. Smyth, MA MB BS MD FRCPCH Head, Division of Respiratory Medicine,
Medicine, Elizabeth Garrett Anderson and Brough Professor of Paediatric Medicine, University Children’s Hospital, Zürich,
Obstetric Hospital, University College London University of Liverpool, Liverpool, UK Switzerland
Hospitals, London
Robert D. Steiner, MD Anthony F. Williams, BSc DPhil MB BS
Sam Richmond, MB BS FRCP FRCPCH Professor, Pediatrics and Molecular and FRCP FRCPCH
Consultant Neonatologist, Sunderland Royal Medical Genetics; Vice Chair for Research, Reader in Child Nutrition, St George’s,
Hospital, Sunderland, UK Department of Pediatrics, Doernbecher University of London, London, UK
Contributors xix
Bridget A. Wills, BmedSci BM BS MRCP DTM&H and Health, Department of Reproductive Christopher Wren, MB ChB FRCP FRCPCH
Clinical Senior Lecturer in Paediatrics, and Developmental Sciences, University of Consultant Paediatric Cardiologist, Freeman
University of Oxford – Wellcome Trust Edinburgh, Edinburgh, UK Hospital, Newcastle upon Tyne, UK
Clinical Research Unit, Ho Chi Minh City,
Rachael Wood, BSc MB ChB DCH MFH MFPH
Vietnam
Clinical Academic Fellow, Department
David C. Wilson, MD FRCP FRCPCH of Public Health Sciences and Centre for
Senior Lecturer in Paediatric International Public Health Policy University
Gastroenterology and Nutrition, Child Life of Edinburgh, Edinburgh, UK
10001
1
Evidence-based child health
Rosalind L Smyth
Introduction 3 How textbooks ensure that they are evidence based 6
The practice of evidence-based medicine 4 Clinical evidence within the 7th edition of Forfar & Arneil 7
Systematic reviews 5 Summary 9
Evidence-based child health 6
Introduction justify suggesting to the parents that the child should undergo a small
intestinal biopsy but also too high to allow you to dismiss the possibil-
Evidence-based pediatrics and child health has been defined as ‘the inte- ity. You wish to know whether a test which measures antiendomysial
gration of clinical information obtained from a patient, with the best antibodies in the serum will, if positive, mean that the diagnosis is suffi-
evidence available from clinical research and experience and the appli- ciently likely to make the biopsy worth doing or, if negative, decrease the
cation of this knowledge to the prevention, diagnosis or management probability to a level where you can reasonably discount the diagnosis.
of disease in that child’.1 This definition has been adapted from an ear- A publication from 13 European Centres has evaluated both serum
lier one by Sackett and colleagues2 who have consistently argued that antitissue transglutaminase IgA (IgA-TTG) antigliadin antibodies and
there is an art to medicine, as well as objective scientific knowledge, serum IgA antiendomysial antibodies (IgA-EMA) and compared them
and that both are essential to the clinical encounter. Within the classi- with findings of subtotal or severe partial villous atrophy with crypt
cal clinical method, as taught in medical schools and beyond, the diag- hyperplasia on small intestinal biopsy (the reference standard).4 The
nostic approach starts with a history, leads on to a clinical examination blood samples were taken no more than 60 days before and not after the
and utilizes, if required, special investigations. In the process of history small intestinal biopsy, and were independently reviewed by two inves-
taking, the clinician integrates the case specific features of the patient’s tigators, who had no knowledge of the diagnosis. So it appeared that
own story with their accumulated case expertise. For example, the dif- the reference standard was applied independently of the diagnostic tests
ferential diagnosis and mode of history taking in two children present- being evaluated and the reference standard was applied objectively to all
ing with cough will be very different, if in one, it is elicited that she has patients. It is not clear from the paper whether the diagnostic tests were
experienced fever and night sweats and is recently returned from India, evaluated in an appropriate spectrum of patients or whether all patients
and in the other, recurrent wheeze and hay fever are accompanying with a possible diagnosis of celiac disease underwent small intestinal
symptoms. In taking a history, one constantly updates the differential biopsy, regardless of the results of the blood tests. However, the sensi-
diagnoses and redirects one’s questioning as each new item of informa- tivities of IgA-TTG and IgA-EMA in the detection of celiac disease were
tion is elicited. Indeed, it is this ability to take a history in a directive and 94% and 89%, with specificities of 99% and 98% respectively.
efficient manner that distinguishes the experienced clinician from the The likelihood ratio is the ratio of the probability of the test result in
new clinical student. patients with the disease to the probability of the test result in patients
Sackett and colleagues have long argued that the clinical examina- without the disease. It enables an updated ‘post-test’ probability to be
tion should be studied rigorously to establish which features are predic- calculated from the pretest probability, using the results of appropriate
tive of specific diagnoses. For example, they have reviewed studies that studies. The likelihood ratio associated with a positive test result can be
evaluated the accuracy of signs recommended for use in the diagnosis of calculated from the sensitivity and specificity as follows:
chronic obstructive pulmonary disease.3 They found that for all the signs
LR+ = sensitivity/(1 − specificity)
reviewed, the sensitivity, specificity and likelihood ratios varied consider-
ably between studies, and were far short of what would be required for The equation which relates post-test odds to pre-test odds, using the
an ideal diagnostic test.3 likelihood ratio is:
It is only the final part of the diagnostic process, the use of special
Post-test odds = pretest odds × likelihood ratio
investigations, for which there are many studies which meet established
criteria for valid assessment of clinical evidence.2 Conventionally, diag- From the example of IgA-TTG provided above, the study we have
nostic tests are judged by their sensitivity (proportion of patients with found would suggest the following:
the target disorder who have positive tests) and specificity (proportion
LR+ = 94%/1%, or 94
of patients without the target disorder who have negative tests). More
useful than sensitivity or specificity in understanding the performance and for IgA-EMA:
of a test is the likelihood ratio which can be regarded as a summary of
LR+ = 89%/2% or 44.5
sensitivity and specificity (although it can also be used to summarize the
performance of tests which have many categories where sensitivity and If this is applied to the estimated pretest probability, provided in the
specificity are unhelpful). For example, suppose you are assessing a child example above, of 10%, or odds of 1:9, a positive test result for IgA-TTG
with failure to thrive and malabsorption. You might estimate on the will convert these pretest odds to a post-test odds of 94:9, or a post-test
basis of the clinical picture that the probability of the child having celiac probability of 91%. The equivalent calculation for IgA-EMA is a post-
disease is around 10%. You might feel that this probability is too low to test odds of 44.5:9 or 83%. Most clinicians would consider that a small
Foundations of health and practice
intestinal biopsy should be performed in a child with these probabilities The Practice of Evidence-Based
of having celiac disease. Medicine
What should the clinician do, though, if the test is negative? The like-
lihood ratio of a negative test result can be calculated as follows: Traditionally there are four basic steps described in this approach. The
first is to frame a clinically relevant question and to focus it in a way
LR− = (1 − sensitivity)/specificity
which can be answered. This is not as trivial a step as it may at first
For our example, with IgA-TTG this is: appear. The key elements of a well framed question include a descrip-
tion of:
LR− = 6%/99% or 0. 06
1. the patient or population;
and for IgA-EMA: 2. the intervention or exposure;
3. the comparison intervention or exposure (if relevant); and
11%/98% or 0.11
4. the clinical outcome(s) of interest.
So a negative test result for IgA-TTG and IgA-EMA will convert our Such an approach can be applied whether the issue is one of diagnosis,
pretest odds of 1:9 or 10% to a post-test probability of around 0.7% and prognosis or therapy.
1.2% respectively. Most clinicians would not perform intestinal biopsies For example, let us consider the following scenario. You are the
in a child with the probabilities of having celiac disease. clinical director of a pediatrics department in a large district hospital.
What this example shows is that it is not only how a test works that An audit has demonstrated that among children who attend the pediat-
is important in interpreting the result but also the initial likelihood of ric clinics with a diagnosis of asthma, there appears to be a high rate of
disease in the child who has the test. Imagine if you did a test for IgA- attendances at the accident and emergency department and admissions
TTG on a completely well child where the probability of having celiac to hospital. You are interested in interventions which may improve the
disease is very low (perhaps less than 0.1%). If the test was negative the management of children with asthma and prevent exacerbations severe
likelihood of the child having celiac disease would be vanishingly small enough to require A&E attendances and admissions. It was suggested by
but even a positive test would mean only about an 8.5% chance that one of your colleagues that to achieve this, the department should invest
she had the condition. Using this approach to thinking about diagnostic in an asthma nurse specialist, who would initiate asthma self-manage-
tests lets you plan the rational use of tests and minimizes the chance of ment programs and education programs for all children who attended
being led astray by false positive or false negative results. outpatient clinics with asthma. The resource to provide this service has
For those familiar with statistical methods, it will be evident that the to compete with other priorities for the department and so you need to
concept of likelihood ratios has been adopted from the Bayesian approach know whether or not it might be effective. To investigate this further you
to statistical inference. The first step in any Bayesian analysis is to estab- formulate the following question: ‘in children with asthma, who attend
lish a prior probability distribution for the value of interest (e.g. probability hospital outpatients (population), does a program of education and self-
of a child having a diagnosis of gluten sensitive enteropathy). The clinical management, delivered by an asthma nurse specialist (intervention),
evidence is then used to update the prior distribution to a posterior distri- compared with no such program (comparison intervention), reduce the
bution using Bayes theorem. This is analogous to the intuitive process in risk of attendances with acute asthma at the accident and emergency
clinical history taking, where the probabilities of having one of a number department and admissions to hospital (outcome)?’
of different diagnoses are updated as each new piece of information is elic- Having defined the question, the second step is to undertake a com-
ited. In an evidence-based medicine approach, we start with a prior view prehensive review of the best available clinical evidence. This is likely to
about whether, for example, a drug treatment will improve clinical out- involve searching electronic databases (e.g. Medline, EMBASE, CINAHL
comes for an individual patient. This view may be informed by knowledge and The Cochrane Library). The development of search strategies for
of pathophysiology and pharmacology, the patient’s preferences, cost of these databases often involves the expertise of information scientists
therapy and so on. This prior view is then updated by the results of a ran- who can adjust the search strategy to maximize finding all relevant
domized controlled trial of the drug treatment, in a group of patients simi- studies (which increases sensitivity), but at the expense of identifying
lar to our patient, which shows clear improvement in the outcomes we many irrelevant articles (decrease specificity).
consider important. This evidence is integrated with our prior beliefs, to Having retrieved all potentially relevant articles which address the
enable a clinical decision to be made. Many have argued that the natural question, the third step is to critically appraise them. Tools have been
statistical framework for evidence-based medicine is a Bayesian approach developed to appraise studies evaluating diagnostic tests, prognostic
to decision making,5 both for the individual patient and for health policy.6 markers, treatments, adverse effects and systematic overviews.2 In the
In an article entitled ‘Narrative-based medicine in an evidence- example provided above, you will have been searching for studies which
based world’,7 Greenhalgh quotes a scenario, referred to as ‘Dr Jenkins’s are used to evaluate the effectiveness of treatments. There are many dif-
hunch’, which goes as follows: ‘I got a call from a mother who said that ferent study designs which may address this type of question. A hierar-
her little girl had had diarrhea and was behaving strangely. I knew the chy of such study designs for questions about treatment effectiveness
family well and was sufficiently concerned to break off my Monday has been developed with the most rigorous at the top and the least rig-
morning surgery and visit immediately.’ Dr Jenkins’ subsequent actions orous at the bottom (Fig. 1.1). The primary research study, which is
resulted in the child recovering from meningococcal septicemia. To considered to be the gold standard in assessing treatments, is the ran-
many this may seem like a fortunate fluke, and indeed meningococcal domized controlled trial. The key element in this design is that the allo-
septicemia presents rarely in primary care. No guideline could have reli- cation of patients to the treatment group or to the comparison group is
ably prompted Dr Jenkins’ action. However the doctor was integrating
his clinical intuition (mothers rarely use the word ‘strangely’ to describe
their children’s behavior), his acquaintance with the family (known to
be sensible and uncomplaining), with current best evidence (prognosis Systematic Review of Randomized Controlled Trials Fig. 1.1 Research
of meningococcal septicemia, with and without early administration of
Confirmed Randomized Controlled Clinical Trials pyramid of study designs
Single Randomized Controlled Clinical Trial used to assess the
parenteral penicillin) to take a course of action which saved a child’s life. Non-Randomized Controlled Clinical Trial
Greenhalgh rejects the notion that the ‘narrative of illness experience’ efficacy of treatments.
Case Controlled Observational Studies
and the ‘intuitive and subjective’ aspects of clinical method run counter Analysis of Large Computer Databases
to evidence-based medicine.7 In making clinical decisions, either infor- Case Series with Historical Controls
mally, by integrating new evidence with our prior views, or formally, Case series, Literature Control
by using Bayesian analysis, the framework exists to ensure that clinical Uncontrolled Case Series
evidence can play an explicit part in the process. Anecdotal Case
Evidence-based child health
done randomly, and thus the observed differences between the treatment strategy will almost certainly include searching electronic databases
and the comparison group(s) will be due to the experimental treatment but may involve other methods such as those designed to access unpub-
alone rather than to biases which may be introduced by patient char- lished studies, to ensure that the studies accessed are representative of
acteristics, physician preferences, etc. However, even given this robust all the research conducted in a particular area. The protocol for the
study design, the methodological quality of randomized controlled trials review should state prospectively what studies will be considered eligi-
may be subject to biases in other ways and these can be evaluated appro- ble for inclusion, defined according to study design, type of participant,
priately using checklists.2 intervention, (or exposure) and comparison intervention or exposure.
The fourth step, which is to apply the evidence in clinical practice, The outcomes of interest are stated prospectively. The protocol should
is the point at which clinical expertise and patient values are integrated also state how the quality of the included studies will be assessed.
with the best available external evidence. To do this, clinicians need to Having determined which studies are to be included and assessed
ask two questions concerning the evidence that they have appraised. them for methodological quality, the reviewer then extracts the rele-
The first is ‘is this evidence sufficiently robust for me to be confident in vant data and analyzes it. This may involve statistical methods such as
its application?’ and the second is ‘is this study applicable to the patient meta-analysis. This enables the data from a number of different studies
(or population) about whose care I am deciding?’ to be aggregated so that a pooled effect size can be estimated. There are
Practitioners of evidence-based medicine have long argued that it many examples where individual studies, usually because they are too
should not be conducted from ivory towers, by individuals who have lit- small, fail to show that an intervention is either beneficial or harmful.
tle patient contact. If it is to be applicable it needs to be practiced by all By combining the results from all potentially relevant studies, such ben-
clinicians, not least because the questions or question posed need to be efit or harm has been clearly demonstrated. This enables questions to be
relevant to routine practice. However, as will be apparent from the brief answered such as ‘does this treatment have a beneficial effect?’ and also
description above, the second and third steps of this approach can be ‘what is the size of the effect?’
very laborious. This has led to the development of a number of short- There now exists a database of systematic reviews of randomized
cuts which will enable the clinician to move easily from step one to step controlled trials of interventions across the whole range of health care.
four. To be reliable, such shortcuts must use rigorous methods. One of This is found in The Cochrane Library,8 which, at the time of writing (Disk
the most attractive and reliable of these tools is the development of sys- Issue 4, 2006), contains 2905 systematic reviews. These reviews have
tematic reviews. As will be seen from Table 1.1, the systematic review is been prepared by the Cochrane Collaboration, an international body ded-
now regarded by many as the most rigorous study design for providing icated to producing systematic reviews of the effects of health care using
information about treatments. The term systematic or scientific review is randomized controlled trials as the primary study design. The Cochrane
used to distinguish them from more traditional or narrative type reviews Library is produced as a CD-ROM, is updated quarterly and is accessible
of topic areas conducted by experts in the field. on the Internet http://www.cochrane.org/ This means that systematic
reviews can also be updated to take account of new knowledge.
Systematic Reviews For the question described above, ‘in children with asthma, who
attend hospital outpatients (population), does a program of education
Narrative reviews have become a regular feature of many medical jour- and self-management, delivered by an asthma nurse specialist (interven-
nals. Such reviews may be very informative, lively and interesting and tion), compared with no such review (comparison intervention), reduce
are usually well illustrated. They are popular because clinicians are busy the risk of attendances with acute asthma at the accident and emergency
and have limited time to try and assimilate all primary research which department and admissions to hospital (outcome)?’, a Cochrane review,
is relevant in a particular area. However, if judged as scientific work entitled, ‘Educational interventions for asthma in children’9 addresses
which provides summaries of the evidence, which can be used to guide this question. It is a systematic review of randomized controlled trials,
diagnosis or treatment, they are very subject to bias and are therefore which included children, aged 2–18 years. Studies which assessed any
unreliable. educational interventions targeted to children or adolescents (and/or
These deficiencies led to the concept of systematic reviews, which their parents) designed to teach self-management strategies related
should adopt a rigorous scientific methodology to eliminate systematic to prevention, attack management, or social skills using any instruc-
bias or random error, as would be expected of investigators undertak- tional strategy or combination of strategies (problem-solving, role-play-
ing primary clinical research. The methodology for systematic reviews ing, videotapes, computer assisted instruction, booklets, etc.) presented
is outlined in Table 1.1. First the reviewer needs to state the hypothesis either individually or in group sessions were included in the review. The
that they wish to investigate and then prospectively define a compre- outcomes assessed in the included studies were health care utilization
hensive search strategy to identify all potentially relevant studies. This outcomes, which were the main interest in our scenario, but also physi-
ological measures, morbidity and functional status and self-perception.
Table 1.1 How to conduct a systematic review A number of the studies included self-management programs delivered
1. State objectives and hypotheses by a specialist nurse and a high proportion of the studies took place in
2. Outline eligibility criteria, stating types of study, types of participant, an outpatient setting. For the outcomes of interest in this scenario, A&E
types of intervention and outcomes to be examined attendences and hospital admissions, 12 trials reported A&E department
3. Perform a comprehensive search of all relevant sources for potentially visits as an outcome and when the results of these trials were pooled,
eligible studies self-management education programs were associated with a reduc-
4. Examine the studies to decide eligibility (if possible with two tion in this outcome (standardized mean difference −0.21, 95% confi-
independent reviewers) dence intervals −0.33 to −0.09). However, when the results, for hospital
5. Construct a table describing the characteristics of the included studies admissions, of the eight trials which reported this outcome were pooled,
6. Assess methodological quality of included studies (if possible with two there was no significant benefit of educational interventions (standard-
independent reviewers) ized mean difference −0.08, 95% CI −0.21 to 0.05). Self-management
7. Extract data (with a second investigator if possible), with involvement and education was associated with improvements in lung function, days
of investigators if necessary of school absence and days of restricted activity. All of this information
8. Analyze results of included studies, using statistical synthesis of data will help informed decision-making in planning the delivery of care for
(meta-analysis), if appropriate
children with asthma in an outpatient hospital setting.
9. Prepare a report of review, stating aims, materials and methods and
Although well conducted systematic reviews are regarded as being
describing results and conclusions
at the top of the hierarchy of study designs to evaluate the effectiveness
Courtesy of Craig JV, Smyth RL. Evidence based practice manual for nurses. of treatments, they can be misused or be badly conducted. Therefore
Edinburgh: Churchill Livingstone, 2002. systematic reviews need also to be appraised and there are checklists
Foundations of health and practice
available for doing this. Jadad et al,10 for example, have published an that new drugs brought to the market should be tested in children unless
evaluation of reviews and meta-analyses of treatments used in asthma. there were compelling reasons not to do so. In the European Union, the
Of the 50 reviews that they considered, 40 were found to have seri- European Regulation on medicinal products for pediatric uses, which
ous methodological flaws. Included within these 40 were six reviews became law in early 2007, provides a system of requirements and incen-
funded by the pharmaceutical industry. All but one of these six reviews tives for pharmaceutical companies to agree a pediatric investigation
had results and conclusions that favored the intervention related to plan for all new drugs which may have an indication in children. There
the company which sponsored the review. Reassuringly they found is a provision, within the Regulation, for a European research network,
that Cochrane Reviews had higher overall quality scores than reviews of existing national and European networks, investigators and centres,
published in other scientific journals. The Cochrane Collaboration has with expertise in conducting clinical studies with children. In the UK, the
made strenuous efforts to ensure that its methodology reduces bias to a Medicines for Children Research Network was established in 2005, with
minimum and has also guarded against biases which may be introduced substantial government funding.16
by authors with conflicts of interest, e.g. significant support from the
pharmaceutical industry. This methodology and the external appraisal How textbooks ensure that they
by individuals such as Jadad provide reassurance that systematic are evidence based
reviews produced by the Cochrane Collaboration are reliable sources of
information for the clinician. Most manuals written for evidence-based practitioners do not consider
textbooks to be a valuable source of information. Sackett et al2 in the
Evidence-Based Child Health relevant section in their textbook Evidence-based Medicine state ‘we begin
with textbooks only to dismiss them’ later stating ‘while we may find
The evidence-based medicine movement was initially advanced by some useful information in textbooks about the pathophysiology of
practitioners of internal medicine, but, more recently, pediatricians clinical problems it is best not to use them for establishing the cause,
have become leading proponents. The scope of a number of Cochrane diagnosis, prognosis, prevention or treatment of a disorder’. Part of the
Collaborative Reviews Groups (such as the Cystic Fibrosis and Genetic problem is that the material published in textbooks is written some time
Disorders Group) covers areas that deal mainly with illnesses of child- (often some years) before the book is published. Thus textbooks rap-
hood. In addition, there is a Cochrane Child Health Field which has the idly become out of date. Publishers have realized this and are trying to
goal of supporting the production of child-focused, clinically relevant, address this with strategies such as providing regular electronic updates
methodologically rigorous systematic reviews. However, one feature more frequently than the published paper editions.
that this discipline of evidence-based health care has highlighted is that However, some textbooks have been found not to include informa-
when children’s health is compared to adult health care, research ques- tion which is current at the time they are written. The Oxford Textbook of
tions in children may have been addressed either not at all or by small, Medicine has been criticized for including a statement in its 2nd edition
poorly designed studies.11 This was the case when all randomized trials concerning the clinical benefits of thrombolysis for patients who had
published during a 15-year period in a specialist pediatric journal were had a myocardial infarction, which stated that these benefits had not
examined. In this review sample sizes were found to be generally small been established. This statement was made some years after this therapy
and only a small proportion of studies were multicenter.12 Subspecialty had been shown, in a systematic review of randomized controlled trials,
areas within pediatrics have also been reviewed, such as cystic fibrosis,13 to reduce the risk of premature death after myocardial infarction.17 By
pediatric rheumatology14 and community pediatrics,15 and the conclu- way of further illustration Jefferson18 described his experience in con-
sions about the volume and quality of the research have been similar. ducting a Cochrane Review of the effects of cholera vaccine. Although
The 6th edition of Forfar & Arneil was the first to ask contributors to be much of the data available for this review concerned older, killed whole
more explicit about the evidence that they cite and led to contributors cell cholera vaccine, the reviewers were aware that the killed whole cell
expressing some frustration at the lack of level 1 evidence available for vaccine had been discouraged as it had become widely accepted that it
them to access in many different disease areas. had a low efficacy and short duration of effect, required multiple doses
There are a number of reasons why it is more difficult to undertake and was less effective in children under 5 than in adults. However, the
clinical trials and other rigorous studies in children than in adults. There systematic review found that the efficacy of the vaccine compared
are obvious ethical dilemmas. For example, research on a new therapy with placebo was over 50% in both the first 7 months and in the first
is often conducted first in adults before studies are undertaken in year and just under 50% in the second year and that most of the tri-
children. However, if data from a study of a therapy in adults show a als achieved this efficacy using a single dose. Vaccine efficacy in the first
clear advantage for a drug over placebo, does equipoise still exist and year was also as great in children under 5 as in older people. The review-
is it ethical to repeat such a study in children? Such ethical dilemmas ers concluded that the level and duration of efficacy of the killed whole
need to be considered clearly and dispassionately by individuals who are cell cholera vaccine had been underestimated in the literature and that
advocates for the interests of children. However, there are many exam- the incidence of adverse effects had been overestimated. A further sur-
ples of therapies which have different effects depending on the stage of vey of journal editors and authors of reviews of cholera vaccines con-
the disease process or the age of the patient, including, for example, the cluded that many narrative reviews had been written using the so called
sedative effects of phenobarbital in adults, but its frequent association ‘desk drawer method’. This involved including the evidence that was
with hyperactivity in children. known to reviewers, but not assembling it or evaluating it systemati-
There are other practical problems. Generally the proportions of cally. Now that nearly 3000 Cochrane Reviews and 479 462 controlled
children affected by chronic diseases are smaller than in adults, and trials of interventions are available on The Cochrane Library, there can
even for common childhood diseases such as asthma, the condition may be no excuse for the reviewer, or indeed textbook writer, not to consult
be more heterogeneous than in adults and diagnostic criteria less pre- The Cochrane Library when considering treatments for the condition or
cise. Outcome measures which have been developed and validated in conditions they are writing about.
adults, such as quality of life measures, are unlikely to be appropriate or Many textbooks now contain the term ‘evidence-based’ within their
feasible for young children and infants. title. These fall into two groups. Firstly the manuals that aim to instruct
These difficulties have meant that pediatricians, wishing to practice the clinician on how to practice evidence-based medicine and secondly
evidence-based child health, have relatively little high quality evidence textbooks which purport to present evidence-based information which
on which to base their decisions. However, there are encouraging signs has been synthesized in a rigorous manner and presented in an easily
that as well as identifying the deficiencies in the evidence, initiatives are accessible format. Such textbooks include Evidence-based Pediatrics and
being made to promote research that will meet these needs. For exam- Child Health19 and Clinical Evidence.20 Clinical Evidence, which states at the
ple, the Food and Drug Administration in the USA mandated in 1997 outset that it is ‘not a textbook of medicine’, is rather a handbook, or
Evidence-based child health
a reference guide, of topics of wide general interest in health care. In space’. He describes his practice of ‘in every case to read the subject up
the ‘Compendium of evidence’, at the start of the book, the methods carefully; to compare the knowledge thus acquired or renewed with the
used are clearly presented. However, its question and answer presenta- results of my own experience, in those cases in which I had any experi-
tion, limitation to interventions and incomplete coverage of all subjects ence: and then, having taken a more or less definite view of the whole
within its scope make it rather different from a textbook such as this one. subject and while my mind was still full of it, and its details, to write as
Evidence-based Pediatrics and Child Health describes itself as a ‘melding clear and as comprehensive an account as I was capable of ’. He states
of a textbook of evidence-based medicine and a clinical pediatric text that this method of procedure will partly explain ‘the prevailing absence
addressing common conditions’. The first section of this book provides of notes, quotations and references to authorities’. This textbook, which
readers with the skills needed to practice evidence-based child health, ran to over 1000 pages, was written entirely by Bristowe and contained
while the second and third sections address common pediatric condi- no references. Indeed it was unusual for textbooks to contain more than
tions. Again the format is in a question and answer framework, with a few references per chapter until the middle of the twentieth century.
illustration by scenarios. Within the second and third sections, only The method used by Bristowe is similar to that used by many authors
those specific questions for which evidence is available are considered today, and the depth of the individual’s experience contributes to the
and as a consequence much of clinical pediatrics is not discussed. richness of the narrative and thus its readability.
A large and complete textbook of pediatrics such as this one needs to So whilst retaining these traditional methods for the provision of
provide a detailed consideration of all aspects of a condition, not just diag- background information we have, however, asked all authors to search
nosis, prognosis, prevention and treatment (which are more amenable to for and use the best available evidence when presenting ‘foreground’
evidence-based approaches). Moyer and Elliott1 refer to two sorts of ques- information. The methods that we have used to do this will be discussed
tions which may be used by the reader in trying to elicit information about in the next section.
a topic, including background information such as: what is Cornelia de
Lange syndrome, how commonly is tracheoesophageal fistula associated Clinical evidence within the 7th
with esophageal atresia and what is meant by the term apoptosis? These edition of forfar & arneil
are distinguished from ‘foreground’ questions relating to, for example,
benefits or adverse effects of therapy. Textbooks therefore need to consider For the 6th and 7th editions of Forfar & Arneil the editors gave specific
the definition, pathophysiology and clinical presentation of conditions as instructions to contributors to ensure that their contributions were
well as diagnosis, prognosis, prevention or treatment of the disorder. as evidence-based as possible. The contributors were asked to iden-
In considering how textbook writers put this information together in tify, where possible, ‘level 1 evidence’. This system of grading evidence
a readable format it is helpful to consider how this process has evolved and recommendations was chosen because it is widely used and has
over decades or even centuries. Bristowe in the preface to the 1876 first been developed over the last 20 years. The table which contributors
edition of his Theory and Practice of Medicine21 states his primary aim as ‘to were asked to use (Table 1.2) is available on the Website of the Oxford
give in a readable form as much information as I could within a limited Centre for Evidence-based Medicine (http://cebm.jr2.ox.ac.uk).22 This
Table 1.2 Oxford Centre for Evidence-Based Medicine levels of evidence (December 2006)
Level Therapy/prevention, Prognosis Diagnosis Differential diagnosis/ Economic and decision
etiology/harm symptom prevalence analyses
study
1a SR (with homogeneity*) SR (with homogeneity*) SR (with homogeneity*) SR (with homogeneity*) SR (with homogeneity*)
of RCTs of inception cohort of level 1 diagnostic of prospective cohort of level 1 economic
studies; CDR† validated studies; CDR† with 1b studies studies
in different populations studies from different
clinical centers
1b Individual RCT (with Individual inception Validating** cohort Prospective cohort Analysis based on
narrow confidence cohort study with study with good††† study with good clinically sensible
interval‡) ≥80% follow-up; CDR† reference standards; or follow-up**** costs or alternatives;
validated in a single CDR† tested within one systematic review(s)
population clinical center of the evidence; and
including multiway
sensitivity analyses
1c All or none§ All or none case-series Absolute SpPins and All or none case-series Absolute better-value
SnNouts†† or worse-value
analyses††††
2a SR (with homogeneity*) SR (with homogeneity*) SR (with homogeneity*) SR (with homogeneity*) SR (with homogeneity*)
of cohort studies of either retrospective of level >2 diagnostic of level 2b and better of level >2 economic
cohort studies or studies studies studies
untreated control
groups in RCTs
2b Individual cohort study Retrospective cohort Exploratory** cohort Retrospective cohort Analysis based on
(including low quality study or follow-up of study with good††† study, or poor follow-up clinically sensible costs
RCT; e.g. <80% untreated control patients reference standards; or alternatives; limited
follow-up) in an RCT; Derivation CDR† after derivation, review(s) of the evidence,
of CDR† or validated on or validated only on or single studies; and
split-sample§§§ only split-sample§§§ or including multiway
databases sensitivity analyses
(Continued)
Foundations of health and practice
Table 1.2 Oxford Centre for Evidence-Based Medicine levels of evidence (December 2006)—cont’d
Level Therapy/prevention, Prognosis Diagnosis Differential diagnosis/ Economic and decision
etiology/harm symptom prevalence analyses
study
2c ‘Outcomes’ research; ‘Outcomes’ research Ecological studies Audit or outcomes
ecological studies research
4 Case-series (and poor Case-series (and poor Case-control study, poor Case-series or superseded Analysis with no
quality cohort and quality prognostic cohort or non-independent reference standards sensitivity analysis
case-control studies§§) studies***) reference standard
5 Expert opinion without Expert opinion without Expert opinion without Expert opinion without Expert opinion without
explicit critical appraisal, explicit critical appraisal, explicit critical appraisal, explicit critical appraisal, explicit critical appraisal,
or based on physiology, or based on physiology, or based on physiology, or based on physiology, or based on physiology,
bench research or ‘first bench research or ‘first bench research or ‘first bench research or ‘first bench research or ‘first
principles’ principles’ principles’ principles’ principles’
Produced by Bob Phillips, Chris Ball, Dave Sackett, Doug Badenoch, Sharon Straus, Brian Haynes, Martin Dawes since November 1998.
Notes – Users can add a minus-sign ‘−’ to denote the level that fails to provide a conclusive answer because of:
• EITHER a single result with a wide confidence interval (such that, for example, an ARR in an RCT is not statistically significant but whose confidence intervals fail to exclude
clinically important benefit or harm)
• OR a systematic review with troublesome (and statistically significant) heterogeneity.
• Such evidence is inconclusive, and therefore can only generate Grade D recommendations.
* By homogeneity we mean a systematic review that is free of worrisome variations (heterogeneity) in the directions and degrees of results between individual studies. Not
all systematic reviews with statistically significant heterogeneity need be worrisome, and not all worrisome heterogeneity need be statistically significant. As noted above,
studies displaying worrisome heterogeneity should be tagged with a ‘−’ at the end of their designated level.
†
Clinical Decision Rule (these are algorithms or scoring systems which lead to a prognostic estimation or a diagnostic category).
‡
See note #2 for advice on how to understand, rate and use trials or other studies with wide confidence intervals.
§
Met when all patients died before the treatment became available, but some now survive on it; or when some patients died before the treatment became available, but none
now die on it.
§§
By poor quality cohort study we mean one that failed to clearly define comparison groups and/or failed to measure exposures and outcomes in the same (preferably blinded),
objective way in both exposed and non-exposed individuals and/or failed to identify or appropriately control known confounders and/or failed to carry out a sufficiently long
and complete follow-up of patients. By poor quality case-control study we mean one that failed to clearly define comparison groups and/or failed to measure exposures and
outcomes in the same (preferably blinded), objective way in both cases and controls and/or failed to identify or appropriately control known confounders.
§§§
Split-sample validation is achieved by collecting all the information in a single tranche, then artificially dividing this into ‘derivation’ and ‘validation’ samples.
††
An ‘Absolute SpPin’ is a diagnostic finding whose Specificity is so high that a Positive result rules-in the diagnosis. An ‘Absolute SnNout’ is a diagnostic finding whose
Sensitivity is so high that a Negative result rules-out the diagnosis.
†††
Good reference standards are independent of the test, and applied blindly or objectively to all patients. Poor reference standards are haphazardly applied, but still
independent of the test. Use of a non-independent reference standard (where the ‘test’ is included in the ‘reference’, or where the ‘testing’ affects the ‘reference’) implies a
level 4 study.
††††
Better-value treatments are clearly as good but cheaper, or better at the same or reduced cost. Worse-value treatments are as good and more expensive, or worse and
equally or more expensive.
**Validating studies test the quality of a specific diagnostic test, based on prior evidence. An exploratory study collects information and trawls the data (e.g. using a regression
analysis) to find which factors are ‘significant’.
*** By poor quality prognostic cohort study we mean one in which sampling was biased in favor of patients who already had the target outcome, or the measurement of
outcomes was accomplished in <80% of study patients, or outcomes were determined in an unblinded, non-objective way, or there was no correction for confounding factors.
**** Good follow-up in a differential diagnosis study is >80%, with adequate time for alternative diagnoses to emerge (e.g. 1–6 months acute, 1–5 years chronic).
RCT, randomized controlled trial; SR, systematic review.
Grades of recommendation:
A. Consistent level 1 studies
B. Consistent level 2 or 3 studies or extrapolations from level 1 studies
C. Level 4 studies or extrapolations from level 2 or 3 studies
D. Level 5 evidence or troublingly inconsistent or inconclusive studies of any level
‘Extrapolations’ are where data are used in a situation which has potentially clinically important differences from the original study situation.
Evidence-based child health
References (*Level 1 Evidence) 7. Greenhalgh T. Narrative based medicine in an 15. Polnay L. Research in community child health.
evidence based world. BMJ 1999; 318:323–325. Arch Dis Child 1989; 64:981–983.
1. Moyer V, Elliott E. Preface. In: Moyer V, Elliott E, 8. Cochrane Library. The Cochrane Library, Issue 3, 16. Smyth RL, Edwards D. A major new initiative to
Davis R, et al, eds. Evidence based pediatrics and child 2001. Oxford: Update Software. improve treatment for children. Arch Dis Child 2006;
health. London: BMJ Books; 2000. 9. Wolf FM, Guevara JP, Grum CM, et al. Educational 91:212–213.
2. Sackett DL, Richardson WS, Rosenberg W, et al. interventions for asthma in children. Cochrane 17. Chalmers I, Haynes B. Systematic reviews:
Evidence-based medicine: how to practice and teach Database Syst Rev 2002; (4):CD000326. reporting, updating, and correcting systematic reviews
EBM. London: Churchill Livingstone; 2000. 10. Jadad AR, Moher M, Browman G, et al. Systematic of the effects of health care. BMJ 1994; 309:862–865.
3. McAlister F, Straus S, Sackett DL. Why we need reviews and meta-analyses on treatment of asthma: 18. Jefferson T. What are the benefits of editorials
large, simple studies of the clinical examination: critical evaluation. BMJ 2000; 320:537–540. and non-systematic reviews? BMJ 1999; 318:135.
the problem and a proposed solution. Lancet 1999; 11. Smyth RL, Weindling AM. Research in children: 19. Moyer VA, Elliott EJ, Davis RL, et al, eds. Evidence-
354:1721–1724. ethical and scientific aspects. Lancet 1999; 354: based pediatrics and child health. London: BMJ Books;
4. Collin P, Kaukinen K, Vogelsang H, et al. (suppl 2):SII21–SII24. 2000.
Antiendomysial and antihuman recombinant 12. Campbell H, Surry S, Royle E. A review of 20. Barton S. Clinical evidence. London: BMJ
tissue transglutaminase antibodies in the diagnosis randomised controlled trials published in Archives Publishing; 2001.
of celiac disease: a biopsy-proven European of Disease in Childhood from 1982–1996. Arch Dis 21. Bristowe J. Theory and practice of medicine.
multicentre study. Eur J Gastroenterol Hepatol Child 1997; 79:192–197. London: Smith, Elder & Co; 1882.
2005; 17:85–91. 13. Cheng K, Smyth RL, Motley J, et al. Randomized 22. Website of Oxford Centre for EBM. Oxford Centre
5. Ashby D, Smith AFM. Evidence-based medicine controlled trials in cystic fibrosis (1996–1997) cate for Evidence-based Medicine; 2001. http://cebm.jr2.
as Bayesian decision-making. Stat Med 2000; gorized by time, design, and intervention. Pediatr ox.ac.uk
19:3291–3305. Pulmonol 2000; 29:1–7. 23. Feldman W. Evidence-based pediatrics. Ontario:
6. Lilford R, Braunholtz D. The statistical basis of 14. Feldman B, Giannini E. Where’s the evidence? BC Decker; 2000.
public policy: a paradigm shift is overdue. BMJ 1996; Putting the clinical science into pediatric rheuma-
313:603–607. tology. J Rheumatol 1996; 23:1502–1504.
10001
2
Epidemiology of childhood diseases
Stuart Logan
Introduction 11 Population determinants of child health 16
Mortality rates 11 Age and sex structure of the population 16
Definitions 11 Genetic factors 16
Patterns of mortality 11 Birth weight and gestation 16
Mortality in poor countries 12 Physical environment 17
Childhood mortality in the industrialized world 13 Social factors 17
Morbidity in childhood 14 Health behaviors 17
Health service use 14 Health services 18
Chronic disease and disability 15
Introduction who fulfill this definition are not in fact registered as live births and that,
as the frontiers of neonatal intensive care have been pushed back over
Children under 15 comprise about one third of the world population, time, this proportion has changed. In the UK a stillbirth is defined now
with three quarters living in less developed countries. Children’s health as being ‘a child born at 24 or more weeks post conception who shows
varies enormously across the world. In 2003 the under-5 mortality rate no signs of life’, although, up until 1992, the definition required that
was 6 per 1000 in industrialized countries but 175 per 1000 in sub- they were born at least 28 weeks’ post conception.
Saharan Africa.1 The definitions of the various perinatal, neonatal and infant mortal-
Understanding the patterns of health and disease is important in ity rates (IMRs) are shown graphically in Figure 2.1. The denominator
planning health and social policies and in monitoring change over time. for the stillbirth and perinatal mortality rates is the number of still and
It is important to recognize the limitations of the data that are avail- live births while that for the other rates is the number of live births.
able. If the statistics are to be useful for comparing between areas and The under-5 mortality rate, widely used, particularly in poorer
over time, effective systems must be in place to collect the data and there countries, is defined as the annual number of deaths in children under 5
must be consistency of definitions. In many parts of the world, such sys- years of age per 1000 live births. Age-specific death rates are the num-
tems are rudimentary, although considerable progress has been made in ber of deaths in an age group per 1000 individuals in that age group.
ensuring agreed definitions at least for the principal measures of birth
and mortality. The World Health Organization is an excellent source of
regularly updated health data which can be accessed on their website1
Patterns of mortality
and this chapter draws heavily on these data and can be assumed to be There have been dramatic changes in life expectancy in developed
the source where no other reference is given. countries over the last century. In 1901, the average life expectancy for
This chapter will review the patterns of mortality and morbid- women in the UK was 48 years, but by 2004 it was 81 years. Life expec-
ity amongst children and examine the major determinants of health tancy for men in the UK, although lower than for women, at 76 years,
at a population level. These patterns vary widely between countries. has also risen greatly2 (except where specifically referenced, UK data are
This chapter will discuss mainly the extremes, with data drawn from from the Office of National Statistics, whose website gives access to an
the rich industrialized nations and the poorest nations, largely in sub- enormous range of current and historical data). Although death rates
Saharan Africa. Many countries will of course have rates of mortality at all ages have declined, much of this change has been due to the rapid
and patterns of disease lying between these extremes. decrease in deaths in childhood, particularly in the first half of the cen-
In describing the health of children at a population level we are usu- tury. Changes in death rates during childhood over time for England and
ally forced to rely on measures of mortality or morbidity. Measures of Wales are shown in Figure 2.2.2
health rather than disease are philosophically attractive but have proved In Tanzania by contrast the life expectancy for women in 2004 was
problematic in practice. Although a number of tools have been devel- 49 and for men, 47. Much of the difference in life expectancy between
oped to measure quality of life in childhood their application at a pop- the UK and Tanzania is driven by differences in childhood mortality, par-
ulation level has been limited and they have mainly proved useful in ticularly mortality under the age of 5. The probability of dying between
clinical trials or in the investigation of the effects of specific conditions. 15 and 60 years of age per 1000 population was 102 in the UK and 5.5
times higher (552 per 1000) in Tanzania. However, the under-5 mortal-
ity rate in the UK in 2004 was 6 per 1000 live births and 126 in Tanzania,
Mortality rates 21 times higher. All these figures are for males, rates for females showing
similar patterns but lower absolute rates. Not only are the relative differ-
Definitions ences larger in childhood but each childhood death contributes more to
Any infant who breathes, has a heart beat or pulsation of the umbilical the total years of life lost and hence the life expectancy figures.
cord is defined as a ‘live birth’, irrespective of gestation or the duration of Not only are absolute mortality rates higher in poorer countries but
the signs of life. It seems likely that at least some very premature infants the pattern of change over time is also different. Globally the under-5 11
12 foundations of health and practice
Table 2.1 Changes in under-5 and infant mortality rates per 1000 live
Post neonatal# births over time by region1
Under-5 mortality rate Infant mortality rate
Late neonatal#
Region 1960 2003 1960 2003
Neonatal#
Industrialized nations 39 6 32 5
Early Developing countries 224 87 142 60
neonatal# Least developed 278 155 127 54
countries
Perinatal* Sub-Saharan Africa* 278 175 165 104
World 198 80 127 54
Stillbirth*
*Most countries in sub-Saharan Africa are included within the category ‘least
developed countries’ but the region is shown separately to emphasize the slow rate
24 weeks post Birth 1 week 28 days 1 year of improvement.
conception
Fig. 2.1 Definitions of mortality rates in the neonatal period and infancy.
Mortality in poor countries
4.0 The burden of mortality in children in poor countries is extraordinary.
In sub-Saharan Africa some 10% of infants die in the first year of life
3.5 1 to 4
(compared to around 0.5% in Europe) and over 15% before their 5th
5 to 9 birthday. The proportions of deaths related to major causal groups is
Death rate per 100 population
3.0 10 to 14 shown in Figure 2.3 for under-5s in Africa and in western Europe3. Nearly
three quarters of these deaths are due to six causes: (1) pneumonia
2.5
(19%), (2) diarrhea (18%), (3) neonatal sepsis or (4) pneumonia (10%),
2.0 (5) preterm delivery (10%) or (6) asphyxia at birth (8%). It is estimated
that undernutrition is an underlying cause in over 50% of deaths in
1.5 under-5-year-olds.
The first year of life is the most dangerous period of childhood and
1.0 globally 40% of under-5 deaths occur in the neonatal period. The pro-
portion is lower in Africa (26%) because of the higher burden of deaths
0.5 in the post-neonatal period, although the neonatal death rates are high-
est here. As in the resource rich world, the consequences of prematu-
0 rity and low birth weight are important causes of neonatal deaths in
1941 1951 1961 1971 1981 1991 2001 2005 resource limited countries but infections (including neonatal tetanus)
Year are also important (Fig. 2.4).3 The high risks related to underlying
Fig. 2.2 Death rates in children in England and Wales over time.2 poverty are exacerbated by the lack of services. In Africa only 40% of
women deliver with skilled care and in South Asia less than 30%.4
Communicable diseases are responsible for around half of the under-
5 deaths in the world and nearly two thirds in Africa. Malaria is particu-
mortality rate fell from 198 in 1000 in 1960 to 80 in 1000 in 2003. larly important in Africa with 94% of all malaria deaths occurring in this
This hides a huge variation in the rate of decline, with the least progress region. A similar picture is seen with deaths from human immunodefi-
generally being made in countries which started with the highest rates. ciency virus (HIV)/acquired immune deficiency syndrome (AIDS) where
In 93 countries containing 40% of the world’s population, < 5 mortal- 89% of deaths are in Africa although this picture is likely to change as
ity is declining fast, in 51 (48% of the population) progress is slow and the prevalence of the infection rises in poor countries of Southeast Asia.
in the remaining 43 (12% of the population), mostly clustered in sub- The deaths of over 400 000 children per year due to measles is depress-
Saharan Africa, rates are stagnant or rising (Table 2.1). ing considering the availability of a cheap and effective vaccine which
30
25
20
15
10
5
0
Neonatal
Pneumonia Diarrhea Malaria Measles HIV/AIDS Injuries Other
causes
World 19 17 8 4 3 37 3 10
Africa 21 16 18 5 6 26 2 5
epidemiology of childhood diseases 13
Table 2.2 Proportion < 5 deaths by cause in the 42 countries in which 10–14 years 10%
90% of all < 5 deaths occur which are potentially preventable5
5–9 years 7% Early neonatal 43%
Disease or condition % total deaths % preventable
Diarrhea 22 88
Pneumonia 21 65
Malaria 9 91
HIV/AIDS 3 48
Measles 1 100
Post neonatal 26%
Neonatal disorders 33 55
Of all deaths in childhood in the UK (ages 0–14), 73% occur within the 0
first year of life, 50% within the first month and 38% within the first
–5
–5
–5
–5
–5
–5
–5
–5
–5
–5
–5
01
11
21
31
41
51
61
71
81
91
01
week (Fig. 2.5).2 The decline in the rate of stillbirths and infant mortal-
19
19
19
19
19
19
19
19
19
19
20
ity in England and Wales is shown in Figure 2.6. The rates for stillbirth Year
after 1992 are not strictly comparable because of the change in defini- Fig. 2.6 Changes in stillbirth and infant mortality rates over time
tion mentioned earlier. The decline in infant mortality reflects declines (England and Wales).2 * Per 100 live births. ** Per 100 live and stillbirths.
in both neonatal and post-neonatal mortality rates.
In the neonatal period, a substantial proportion of deaths are related
to congenital anomalies and prematurity (Fig. 2.4). Congenital anoma- injuries and poisoning are responsible for a significant number of deaths
lies are an important cause of death in the neonatal period although in the first year of life, but in this age group, the much higher rates of
the birth prevalence of many anomalies appears to have declined, par- death from other conditions mean that they are responsible for a rela-
ticularly that of anomalies of the central nervous system. While part of this tively small proportion of all deaths.
decline appears to relate to the widespread introduction of screening Even within the industrialized world there are substantial variations
for neural tube defects in pregnancy there has also been a substantial in IMRs (Table 2.3)1. While there is an obvious relationship between
decline in incidence, possibly related to changes in diet or the use of peri- mortality rates and wealth there are some surprising anomalies. For
conceptual folate supplements. example, the USA has an IMR more than twice that of Sweden. To some
Congenital anomalies remain an important cause of death after the extent, this appears to reflect differences in IMRs in different popula-
neonatal period, accounting for 22% of all deaths between 1 month and tion groups within the same country. In the USA, in 2002, the IMR for
1 year of age in England and Wales in 2005. As with older children, infants born to non-Hispanic black mothers was 2.4 times higher than
14 foundations of health and practice
Table 2.3 Infant mortality rates in some selected industrialized 2500−2999 17.1%
countries (2002)1
Country IMR (per 1000 live births) 3000−3499 35%
2000−2499 4.8%
Sweden 3.3 <2000 2.7%
Norway 3.5 1500−1999 1.5%
Austria 4.1 1000−1499 0.7%
France 4.1 <1000 0.5%
Germany 4.2
Italy 4.5 4000+ 11%
The Netherlands 5.1
Ireland 5.1
UK 5.2
3500−3999 28%
Canada 5.4
New Zealand 5.6 Fig. 2.8 Proportion of live births by birth weight in grams, England
United States 7.0 and Wales (2004).2
The risk of death drops rapidly after the first year of life; in the UK
in non-Hispanic white, and different states reported IMRs ranging from to around 21 per 100 000 children aged 1–4 and to 9 per 100 000
5.0 in New Hampshire to 11.3 in the District of Columbia.6 aged 5–14 compared to a risk of death in the first year of life of 520 per
Birth weight, reflecting both gestation and intrauterine growth, is the 100 000 live births. Death rates then begin to rise again after the age of
strongest predictor of the risk of death in the first year of life (Fig. 2.7). In 15, particularly in boys and largely as a result of the increasing risk of
large part, differences in mortality between, for instance, Sweden and the injuries.2
UK and between different ethnic groups in the USA are accounted for by As shown in Figure 2.2, the risk of death from all causes in child-
differences in the birth weight distribution. The proportion of babies by hood has been falling throughout the last 50 years. Rates of death from
birth weight group in England and Wales in 2004 is shown in Figure 2.8. In unintentional injury in children have also fallen, but injury and poison-
recent decades there has been a small overall increase in mean birth weight ing still remain responsible for the greatest proportion of deaths in older
in many industrialized countries, largely accounted for by an increase in the children. Table 2.4 compares the most common attributable causes of
proportion of babies born weighing more than 3500 g. There has also, how- death in children aged 1–14 in 1955, 1985 and 2005, in England and
ever, been an increase in the proportion of babies born weighing less than Wales. Very similar patterns are seen in the USA6 although uninten-
2500 g, in the USA from 6.7% of live-born infants in 1984 to 8.1% in 2003. tional injury rates are higher than in England and Wales and homicide is
This partly reflects increasing numbers of twins and higher order births, a more important cause of death in children. In 2000 in the USA, homi-
which in the USA now comprise over 3% of all births.6 cide accounted for some 5.8% of deaths in children aged 1–14 compared
to 2.0% in England and Wales.1 Amongst adolescents aged 15–19 in the
USA in 2003, accidents were responsible for 49.7% of deaths, homicide
1000 for 13.9% and suicide for 10.9%.6 In both the UK and USA the risks of
non-intentional and intentional injuries are substantially higher in boys
IMR on logarithmic scale
Table 2.4 Percentage deaths age 1–14 by leading causes in order of frequency in 1955, 1985 and 2005 in England and Wales2
derived directly from the use of services and some from special surveys Estimates of the prevalence of cerebral palsy, the most common
such as the annual ‘General Household Survey’, which includes self- form of serious physical disability in childhood, are available from a
reported health and use of services.7 Somewhat confusingly, these number of countries. Most recent studies in industrialized countries
often cover different components or combinations of components of report rates of cerebral palsy between 2 and 3 per 1000 infants surviv-
the UK. All these routine data have to be interpreted with some cau- ing the neonatal period. There is conflicting evidence about trends over
tion. Changes in admission rates over time for instance may reflect time. In the UK, one study reported a change between 1964–1968 and
changes in classification either by health professionals or those who 1989–1993 from 1.68 to 2.45/1000 neonatal survivors.12 A report
code the data, changes in thresholds for admission or real changes in combining data from five UK registers of cerebral palsy seems to suggest
incidence. that rates rose during the late 1970s and then flattened thereafter but is
Admission of children to hospital is relatively common. In the UK, in unclear about the extent to which this represents changes in ascertain-
2002, around 11% of 0–4-year-olds and 4% of 5–15-year-olds reported ment.13 The rate in babies born weighing > 2500 g has remained virtu-
being admitted to hospital at least once in the previous year.7 There has ally constant over this period while one large study has reported that
been a steady decline in both the proportion and the average length of in western Europe the rate in very low birth weight babies (< 1500 g)
stay in hospital over time. The two most important reasons for admis- fell from 60.6/1000 live births in 1980 to 39.5/1000 in 1996.14 There
sion in 5–14-year-olds are respiratory conditions, (including asthma), have also been increases in the lifespan of children with cerebral palsy,
and injuries, each accounting for about 16% of admissions. which will further increase the overall prevalence of cerebral palsy in
Children are also frequent visitors to Accident and Emergency the population.
departments and to general practitioners (GPs).7 More than 11% of The life expectancy of children with a number of other chronic con-
British children report going to an Accident and Emergency depart- ditions has also increased in the developed world, which is again likely
ment over a 3-month period. Those under 5 visit a GP on average seven to raise the prevalence of such conditions in the population. A survey
times per year and those between 5 and 15, three times per year. Data carried out in one health district in the UK attempted to ascertain what
collected in Scotland suggest that the commonest reasons for these GP proportion of children suffer from nonmalignant ‘life-threatening’ con-
visits are upper respiratory tract infections, otitis media, coughs, sore ditions.15 These were defined as conditions as a result of which the child
throats and other minor conditions. had at least a 50% likelihood of dying before the age of 40 and included
conditions such as cystic fibrosis, chronic renal failure and conditions
causing central nervous system degeneration. The overall prevalence
Chronic disease and disability among children aged 0–19 was 1.2/1000, suggesting a large burden on
Data on chronic disease and disability are relatively poor, even in coun- families and services.
tries with highly developed health systems. In the UK, special studies Mental health problems are extremely common in children and
generally have to be relied upon for this information. Unfortunately adolescents. A large population survey carried out in Great Britain in
there are often problems with the representativeness of the samples and 2004 of children aged 5–16 reported that 9.6% had a mental disorder
with the quality of the definitions used. (based on ICD 10 diagnostic criteria).16 The prevalence rises with age
The General Household Survey, mentioned earlier, asks a repre- and rates are generally higher in boys than girls except for emotional
sentative group of people in the UK to report on their own and their disorders (Table 2.6). Even apparently milder psychological problems
children’s health. One of the questions asks whether they have a long- such as behavioral difficulties which would not fulfill the criteria for
standing illness and whether it limits their activities. In 2002, the a mental disorder in young children can have profound effects on the
parents of 20% of boys and 17% girls aged 0–14 said that their child quality of families’ lives.
had a longstanding illness and 7% said that this limited their child’s
activities.7 Disabling conditions in poor countries
Reliable information on the prevalence of disability in childhood, The prevalence of disabling conditions in children is believed to be dis-
except for the prevalence of a few well-defined conditions such as Down proportionately high in poorer countries although the sources of high-
syndrome, is particularly difficult to find. Such information may also quality data are few.17 Mung’ala-Odera et al18 reported that 61 of 1000
be difficult to interpret, as children’s functional abilities form a con- 6–9-year-old children in one rural area in Kenya had moderate to severe
tinuum, and the point at which the child is labeled as ‘disabled’ is arbi- neurological impairment (Table 2.7). The authors point to the rela-
trary. A national survey in the UK, published in 1989, reported 3% of tively low prevalence of cerebral palsy in their population and suggest
0–15-year-olds were perceived by their parent as disabled.8 Clearly such that this is likely to be related to a high mortality rate in these children
reports depend on the definitions used, the way the data are collected in poor communities. The higher rates seen in girls than boys in this
and the population, leading to widely varying estimates. In 19949 Boyle study are surprising and unexplained. A study of intellectual disability
et al reported that 17% of US children had developmental disabilities in children of the same age group in rural South Africa (defined as IQ
while in 200610 Blanchard et al suggested that the figure was 5%. Using < 80, mild 56–80, severe < 55) reported the more commonly observed
multiple methods of ascertainment a study based in Atlanta (roughly excess in males who were 1.5 times as likely to be affected.19 The overall
50 000 births/year) has reported on the prevalence of four specific reported prevalence was 35.6 of 1000 (mild 29.1 of 1000, severe 6.4
developmental disabilities (Table 2.5).11 of 1000).
Poverty leads to poor nutrition, recurrent illness and inevitably defi-
cient care as families struggle to survive. In addition to the more obvious
Table 2.5 Prevalence of selected developmental disabilities in
Atlanta (2000)11 Table 2.6 Percentage of children with a mental disorder by age
and gender in Great Britain in 200416
Prevalence /1000 children
5–10 years 11–15 years
‘Mental retardation’* 12.0
Disorder Boys Girls Boys Girls
Mild 8.7
Moderate, severe or profound 3.3 Emotional disorder 2.2 2.5 3.9 6.0
Cerebral palsy 3.1 Conduct disorder 6.9 2.8 8.8 5.1
Hearing loss (> 40 dB) 1.2 Hyperkinetic disorder 2.7 0.4 2.6 0.3
Visual impairment (20/70 or worse corrected) 1.2 Autistic spectrum 1.9 0.1 1.0 0.5
disorder
* In Europe the term more commonly used is ‘learning disability’. Mental retardation Any disorder 10.2 5.1 13.1 10.2
was defined here as IQ < 70 (mild = IQ 50–70, moderate/profound = IQ < 50).
16 foundations of health and practice
6
80
Prevalence per 1000 neonatal survivors
72.6
5
Death rate per 1000
70
4 60
3 50
2 40
30
1
20
0 11.1
<1 1−4 5−9 10−14 15−19 20−24 10
Males 5.7 2.3 1 1.4 4.2 6.4 1.2
0
Females 4.5 1.9 0.9 1.1 2.2 2.7 <1500 1500–2499 2500+
Birth weight in grams
Fig. 2.9 Death rates per 1000 by age and gender in England and Wales
(2005).2 Fig. 2.11 Prevalence of cerebral palsy by birth weight in Europe.21
epidemiology of childhood diseases 17
growth is associated with smoking during pregnancy and with socio- the proportion of infants born weighing less than 2500 g in SES deciles
economic deprivation. Diet has often been suggested as a possible cause in one region of the UK (based on the characteristics of the small area in
of intrauterine growth retardation but good evidence for this is lacking, which they live).22 Perhaps even more striking is the proportion of infants
except for the effects of extreme malnutrition. born weighing more than 3500 g (regarded as being an optimum birth
weight) in different SES deciles (Fig. 2.13). In both figures there is a clear
gradient across the different social groups. The magnitude of this effect
Physical environment is illustrated by the fact that this study reported that, if the whole popu-
While some specific environmental hazards have been clearly identified, lation had the risk seen in the richest 10%, this would avoid 30% of all
the links between others such as damp, overcrowded housing or atmo- births below 2500 g and 32% of births below 1500 g.
spheric pollution and ill health have been difficult to determine. Many of In the UK in 1994–1999 the difference in life expectancy at birth
these, possibly disadvantageous, conditions tend to occur in combina- between children in the 10% of most deprived areas in the UK and those
tion with each other and with socioeconomic disadvantage, making it in the richest 10% was 6 years for boys and 3.2 years for girls.2
difficult to disentangle their effects. Many pollutants in the environment The differences in infant mortality across social classes are shown in
or in food are so widespread that investigation is difficult. It is also possi- Figure 2.14. Particularly marked differences are seen in mortality from
ble that it is the interactions between such pollutants that are important, injuries and poisoning between social groups (Fig. 2.15).23
which further complicates attempts to quantify their effects. It could be Similar differences are seen for most measures of morbidity, where
argued that, in these circumstances, it may be appropriate to accept figures are available, with large differences being shown between social
lower levels of evidence before proceeding to action, sometimes referred groups for the risk of admission to hospital, for severe respiratory infec-
to as the precautionary principle, than would generally be required for tions and for mental disorders (Table 2.8).16 Finally, SES in early child-
reaching conclusions about causal links. hood strongly predicts the likelihood of educational achievement, which
in turn predicts later job opportunities and income.
SES can of course not be said to directly cause ill health, but rather
Social factors acts as a marker for various adverse circumstances and behaviors, which
Socioeconomic status (SES) is a powerful predictor of health outcome are the proximal causes for health outcomes. There is growing evidence
within all societies. Within poor countries, this is unsurprising, given that these circumstances cumulate over the life course and that the lon-
that SES is linked to the availability of basic necessities including food ger a child spends in adverse social circumstances, the greater the risk
and shelter. What is perhaps remarkable is that the link remains strong of poor health outcome.
even in rich industrialized countries. What may seem equally surprising
is that the differences exist, not simply between the poorest members of
society and the rest of the population, but, for many important health Health behaviors
outcomes, there is something approaching a linear relationship between There is considerable evidence of the deleterious effects of a number
SES and adverse outcome. of health behaviors by parents and children on the health of children.
How best to measure SES in childhood remains a source of debate. It Smoking by parents, and by children, in particular, is a major cause of
is clearly a complicated concept and it seems likely that different aspects many adverse outcomes including intrauterine growth retardation,
of disadvantage will be important for different health outcomes. In the sudden infant death syndrome and respiratory disease. At least in the
UK, SES has traditionally been measured using an occupational classifi- UK and USA, smoking is much more common amongst people in poorer
cation. This scheme, first employed around the beginning of the twenti- social circumstances and is likely to be one of the mechanisms through
eth century, assigned all occupations to six (originally five) groups based which SES has its effects on children’s health. This close relationship
on a notion of a hierarchy of status. In 2001 this system was replaced between SES and smoking does, however, hamper efforts to estimate
by a new eight-group classification, the National Statistics Socio-eco- the magnitude of the effect of smoking per se as its effects may be con-
nomic Classification. Other classifications have been developed based on founded by other adverse circumstances.
factors such as maternal education, income, access to material goods Harmful effects of poor diet and lack of exercise in childhood have
such as motor cars or telephones, type of housing and the nature of the also been suggested. Very large increases in the proportion of children
area in which the family lives. Although the strength of the association who are overweight or obese have been reported in the UK and USA.
between SES and a particular outcome may vary according to the mea- Between 1994 and 2004 in the UK the proportion of 11–15-year-old
sure used, the direction of effect is virtually always the same. boys who were obese rose from 14% to 24% and of 11–15-year-old girls
The effects of SES are observable from the beginnings of life, with a from 15% to 26%.24 As there is substantial tracking between fatness
strong relationship between birth weight and SES. Figure 2.12 shows in childhood and adulthood, this may have important implications for
12 50
45 %>3500g
10 %<2500g 40
35
8
Percentage
Percentage
30
6 25
20
4 15
10
2
5
0 0
1 2 3 4 5 6 7 8 9 10 1 2 3 4 5 6 7 8 9 10
SES decile (10th is poorest) SES decile (10th is poorest)
Fig. 2.12 Percentage of births < 2500 g by SES decile in the West Fig. 2.13 Percentage of births > 3500 g by SES decile in the West
Midlands, UK.22 Midlands, UK.22
18 foundations of health and practice
10
9
8
References 11. Bhasin TK, Brocksen S, Avchem RN, et al. Kenya. International Journal of Epidemiology 2006;
Prevalence of four developmental disabilities among 35:683–688.
1. World Health Organization. http://www.who. children aged 8 years – Metropolitan Atlanta 19. Christianson AL, Zwane ME, Manga P, et al.
int/en/. Developmental Disabilities Surveillance Program, 1996 Children with intellectual disability in rural South
2. Office for National Statistics. http://www.statistics. and 2000. MMWR Surveillance Summaries 2006; Africa: prevalence and associated disability. J Intel
gov.uk/default.asp. 55:1–9. Disabil Res 2002; 46:179–186.
3. Bryce J, Boschi-Pinto C, Shibuya K, et al., WHO 12. Colver A, Gibson M, Hey EN, et al. Increasing 20. Grantham-McGregor S, Cheung YB, Cueto S,
Child Health Epidemiology Reference Group. WHO rates of cerebral palsy across the severity spectrum et al. International Child Development Steering
estimates of the causes of deaths in children. Lancet in north-east England 1964–1993. Arch Dis Child Group. Developmental potential in the first 5 years for
2005; 365:1147–1152. 2000; 83:F7–F12. children in developing countries. The Lancet 2007;
4. Lawn JE, Cousens S, Zupan J, the Lancet Neonatal 13. Surman G, Bonellie S, Chalmers J, et al. UKCP: 369:60–70.
Survival Steering Team. 4 million neonatal deaths: a collaborative network of cerebral palsy registers in 21. Surveillance of Cerebral Palsy in Europe (SCPE).
When? Where? Why? Lancet 2005; 365:891–900. the United Kingdom. Journal of Public Health 2006; Prevalence and characteristics of children with
5. Jones G, Steketee RW, Black RE, et al. Bellagio 28:148–156. cerebral palsy in Europe. Develop Med Child Neurol
Child Survival Study Group. How many child 14. Platt MJ, Cans C, Johnson A, et al. Trends in 2002; 44:633–640.
deaths can we prevent this year? The Lancet 2003; cerebral palsy among infants of very low birthweight 22. Bambang S, Spencer NJ, Gill L, et al.
362:65–71. (< 1500 g) or born prematurely (< 32 weeks) in 16 Socioeconomic status and birthweight: comparison
6. Hoyert DL, Mathews TJ, Menacker F, et al. Annual European centres: a database study. The Lancet 2007; of an area-based measure with the Registrar General’s
Summary of Vital Statistics: 2004. Pediatrics 2006; 369:43–50. social class. J Epidemiol Community Health 1999;
117:168–183. 15. Lenton S, Stallard P, Lewis M, et al. Prevalence 53:495–498.
7. Office for National Statistics. Living in Britain: and morbidity associated with non-malignant, life- 23. Edwards P, Green J, Roberts I, et al. Deaths from
Results from the 2002 General Household Survey. threatening conditions in childhood. Child Care injury in children and employment status in family:
http://www.statistics.gov.uk/lib2002/default.asp. Health Dev 2001; 27:389–398. analysis of trends in class specific death rates. BMJ
8. Bone M, Meltzer H. The prevalence of disability 16. Green H, McGinnity A, Meltzer H, et al. Mental 2006; 333:119.
among children. OPCS Surveys of Disability in Great health of children and young people in Great Britain, 24. The Health Survey for England 2004. http://www.
Britain, report 3. London: HMSO; 1989. 2004. Office for National Statistics http://www.statistics. dh.gov.uk/en/Publicationsandstatistics/PublishedSurvey/
9. Boyle C, Decouflé P, Yeargin-Allsopp M. Prevalence gov.uk/downloads/theme_health/GB2004.pdf HealthSurveyForEngland/index.htm
and health impact of developmental disorders in 17. Durkin M. The epidemiology of developmental 25. Hart JT. The inverse care law. Lancet 1971;
children. Pediatrics 1994; 93:399–403. disabilities in low-income countries. Mental Retarda 1:405–412.
10. Blanchard LT, Gurka MJ, Blackman JA. tion and Developmental Disabilities Research Reviews
Emotional, Developmental and Behavioral Health 2002; 8:206–211.
of American Children and Their Families: A Report 18. Mung’ala-Odera V, Meehan R, Njuguna P,
From the 2003 National Survey of Children’s Health. et al. Prevalence and risk factors of neurological
Pediatrics 2006; 117:e1202–e1212. disability and impairment in children living in rural
10001
3
Health care delivery in resource
limited settings
Elizabeth Molyneux
Background Funding for primary care has been inconsistent in part because it is
not easy to establish clear indicators of achievements and failures and
In 1978 in Almaty Kazakstan (then Alma-Alta) a meeting on primary without these, financial systems do not function.8 Primary health care
health care was jointly sponsored by the United Nations Children’s Fund is often seen as an emergency response to health disasters by interna-
and the World Health Organization (WHO) and attended by representa- tional donors rather than the bedrock of health care delivery. But in
tives from many countries.1 A call was made for ‘health for all’. Nearly the second Disease Control Priorities in Developing Countries report,
30 years on ‘health for all’ is still more hope than substance.2 In 1990 it is argued that 90% of the health care demand is potentially address-
The Millennium Development Goals were defined.3 Amongst the goals able by primary care.9 Historically most health services have been
are to improve the health of both mothers and children; to reduce under built and powered from the top down. Centrally made decisions have
5s child mortality rate by two thirds, and maternal mortality by three trickled down to primary services in the community. Urban health in
quarters by 2015. At current rates these goals will not be achieved until resource poor countries is nearer to the health model taught in most
2165 in sub-Saharan Africa.4 In 2003 the Bellagio child survival group traditional medical schools, with emphasis placed on specialization
(named after the place that the meeting was held) report5 was published and hospital care.
in which representatives of the donor communities and health services The large hospitals were built, managed and staffed like those in
of resource constrained areas described children’s health in various developed countries. This tended to lead to excellent care for the politi-
parts of the world and suggested that with the present state of knowl- cally powerful urban few, at the neglect of the rural poor. Medical stu-
edge and relatively little financial investment, 60% of the deaths in chil- dents were, and are given bedside teaching which emphasizes diagnostic
dren under 5 years of age could be averted. In research too, the World acumen and knowledge of diseases, but teaches little about health care
Health Forum describes a 90/10 divide in which only 10% of research delivery – for instance why did this particular child get admitted, by
funding goes to poorer parts of the world where 90% of the people live.6 whom, when and why? Why were others not admitted? In the 1970s the
Why is the health divide so wide, and increasing, between well pendulum of donor funding tipped towards primary health care and it
resourced countries and those which are financially constrained? The gradually improved. The use of traditional birth attendants and village
problems are complex. community heath workers was encouraged. Acceptance has not been
universal, with some reports arguing that skilled care at delivery made
The Philosophy of Care the difference in maternal survival with the result that the unskilled
cadre of health workers fell into some disrepute.10,11 More recently there
In the 1970s primary health was promoted as the way forward to reach are many examples of the value of the CHW. They have helped improve
the poorest and most difficult to access (often rural) population. This community uptake of health services, decreasing neonatal mortality in
service was to deploy community health workers (CHWs), traditional India, and in many countries successfully run immunization services
birth attendants (TBAs) and mid-level health staff such as nurses and and health promotion schemes.12–14 They work best when included as
clinical officers. However primary care has been understood variously, part of the health service and not made to feel outsiders, or second best.15
as the central pivot for health systems, as a mere extension of ser- A health service needs all levels of service to be effective. It is recognized
vices to underserved areas, or even as a rather second class service for that the larger hospitals have been neglected, and as these are teaching
the poor.7 The first definition requires social, structural and financial centers and service the community, there is an important swing back to
investment, the other definitions diminish the value of primary care. seeing their improvement as equally important. 21
22 FOUNDATIONs OF HEALTH AND PRACTICE
Human Resources the Under Fives Clinics a nurse is being asked to weigh and measure
the height of a child, assess development, encourage exclusive breast-
Health services are directed by policy and finance but are driven and feeding for 6 months, give immunizations, give vitamin A, nutri-
sustained by people. In the 2006 World Health Report, the WHO high- tional advice, malaria prophylaxis, co-trimoxazole prophylaxis for
lights the crisis in human resources for health.16 The central importance HIV-infected infants and children. Many of these duties can be done,
of human resources to health means that this issue deserves high inter- and are done by less skilled but dedicated and trained staff. The World
national priority.17 To achieve the Millennium Development Goals – Health Report of 2006 urges health services and health training insti-
which are wider than child and maternal health – Africa alone will need tutions to re-look at task allocations within both the professional and
a further 1 million health personnel, and the global need is an extra 4 voluntary cadres.16
million health workers.18 The ratio of health carers (nurses, doctors,
midwives) to population is 10 times greater in Europe than in Africa, Health Care Financing
and yet maternal, neonatal and infant mortality are directly related to
the skilled staff:patient ratio.19 As the cost of and demand for health care has risen various ways of
The need for skilled health carers is at crisis point in much of subSa cost sharing have been tried. The Bamako Initiative of 1987 was an
haran Africa and efforts are being redoubled to train as well as to deploy attempt to improve primary care and user fees were suggested as a key
CHWs where possible. In Asia CHWs have worked with great effect. component to make improvements sustainable.25 By raising revenue it
For instance, in the 2005 earthquakes of Pakistan 8000 female health was hoped that the quality of care, coverage and drug availability would
workers were mobilized from the affected areas to assist in the camps improve without the need for persistent external inputs. User fees have
and villages. In India there are plans to train 300 000 more CHWs been successful in some countries (Benin, Senegal, Burkino Faso) but
while in Thailand 60 000 village health workers were trained to sup- not in others and in some places have been withdrawn as they were
port 600 000 voluntary health workers; who in turn looked after 20 seen as a barrier to the poorest people accessing care.26 They seem to
children each.20 It has been suggested that a ratio of one full-time paid help when they are part of a care package that includes insurance and
CHW to 500 people and one to 10–20 for local volunteers is the correct good exemption schemes. Some countries (e.g. Sri Lanka) have contin-
requirement.20 ued successfully to provide free health at point of care while others such
In poorly resourced settings we tend to think of resources as mate- as Bolivia intend to provide a similar service backed up by insurance.27
rial needs – equipment, drugs, good buildings, transport, communi- The World Health Report 2005 ‘Making every mother and child count’28
cations – all of which are necessary and important and which may be rejects user fees and argues that social insurance or tax-based responses
scarce or in poor shape. The health care team is made up of a group are superior.
of people with varying backgrounds, training, skills and expecta-
tions. Each person in the team has a much bigger task in terms of Drug Supply – the Pharmaceutical
quantity and breadth than their counterparts in a well-resourced Pipeline
system. This team may consist of a clinical officer (akin to a nurse
practitioner), nurses/midwives, health care auxiliaries and health In 1975–1997, of 1325 new drugs which came on to the market only
surveillance assistants. If there is a doctor he/she will be expected 11 were for tropical infections.29 WHO has compiled an essential drugs
to lead this team. list (329 drugs and 559 formulations) to help focus drug provision on
basic needs.30 Many governments have central medical stores through
which bulk medical buys are made but worldwide 30% of people lack
What is Expected of the Child access to essential drugs. This varies from 26% in most of SE Asia, to
Health Doctor? 47% in Sub-Saharan Africa (SSA) and 65% in India.31 UNICEF provides
In such circumstances the doctor must be the leader, a teacher, a super- 40% of the global demand for vaccinations and the Global Alliance for
visor and an advocate. He/she needs to think creatively about how to Vaccines and Immunisation (GAVI) and the Global Fund have been very
deploy staff, to prioritize both their time and that of others, and to stim- effective and active in providing a wider range of immunizations for
ulate, enthuse and lead ‘from the front’. In child health, whatever their national EPI programs as well as treatments for TB, malaria and HIV,
own clinical interests and preferences they need to see the wider context respectively.31–33
of the health service and ensure that the team’s efforts reflect the needs Good will donations are sent to many hospitals without any
and demands of the community they serve. clear understanding of the pharmaceutical needs or controls of a
Many doctors trained in poorly resourced countries have stayed to country. Lavy et al 34 gave advice to help potential donors and the
serve their communities for little financial or career rewards. For very WHO has come up with standards to which donated drugs must
many others the offers of specialization, security and financial gain conform.35 In some villages drug revolving schemes have been
have attracted them to resource rich countries.21–23 There is much to be established whereby a responsible villager is chosen by the commu-
gained from medical exchanges, extra specialist training, sabbaticals nity to be custodian of a few simple medicines which he/she dis-
and cross-fertilization of ideas but if these encourage a drain from set- penses at cost and thus recovers the monies to buy replacement
tings of need to places of plenty; then the loss to poor communities is medicines.36,37
very great indeed.24
Government services struggle to implement health care with too National Health Programs
few trained staff. Skill mix has become increasingly important; nurses
and clinical officers have taken on many of the jobs that traditionally Programs require substantial funding which is heavily dependent on
have been carried out by doctors, nurse auxiliaries work under the donor provision.38 Donors have, over the years, channeled funds in a
supervision of trained nurses and Health Surveillance Assistants play variety of different ways – vertical programs, parallel programs, single
key roles in health promotion, disease prevention and monitoring in disease-focused initiatives, funds targeted to one sector of the popula-
the community. Voluntary or paid community health workers, elected tion such as reproductive health or primary care. National health ser-
by the village community assist with bed net provision, simple treat- vices have been molded to meet the requirements of individual donor
ments and health promotion. Nurses have had many tasks put upon states or programs. More recently a sector-wide approach (SWAps)39 has
them in the antenatal clinics beyond the monitoring of a woman’s been introduced in which donors ‘basket’ (put together) funds and give
pregnancy (e.g. human immunodeficiency virus [HIV] prevention, them to a Ministry of Health to deliver a predetermined health program
malaria prophylaxis, nutrition teaching, advice about breast feeding, based on an assessment of needs called the Essential National Package
tetanus immunization, STI treatment and prevention). Similarly in of Health Services.40
HEALTH CARE DELIVERY IN RESOURCE LIMITED settings 23
Health Delivery and the Referral ing was obtained through the SWAps financing system. District health
Chain management teams set their own priorities and integrated health
informatics into the plan. This experience suggests that investing in the
Health services are divided into different levels of care delivery. It is essen- health system can work but that it takes time. In addition to a burden of
tial to provide care as near to the home as possible, but that care must be disease analysis consideration of cost effectiveness, budgeting, manage-
supported by a tiered system that provides support for the tier below and ment, team building, mapping, transport, and communications were all
receives support and refers to the tier above. There must be a seamless necessary. Even then the effect was only seen after 5 years.49,50
continuum of care within which there is free and good communication
at and between all tiers and appropriate use of each level of care. Information, Surveillance and
Research
The Health Center Comprehensive health management information is important to mea-
At village level, health centers or mobile health clinics provide simple sure quality and coverage of health services. Poor data often leads to
first-line curative treatment, immunizations and health promotion and poor decision making and ultimately poor quality of care.51 In many
do uncomplicated deliveries. These are ideally run by a nurse, midwife countries data is collected in too many different and uncoordinated ways
and medical assistant and Community Health Workers supervised and and there is lack of access to information and to information research.52–54
supported by staff from the local district hospital. These interventions The importance of data and the need to rapidly cycle results back to
collectively reduce many risk factors for ill health. the health care units so as to influence day-to-day decision making has
become clear.55
Detailed country-specific epidemiological data will be available for
The District Hospital each country from WHO so that a national health service can tailor its
The district hospital provides first level referral care and is often efforts, prioritize its needs and set goals for itself.16
staffed by clinical officers and nurses, with or without a doctor. Such
a hospital will typically have about 200 beds and serve a wide catch- High-Impact Health Interventions
ment area. This service can be provided relatively cheaply and is
reported to cost about $9/d in Kenya, $12 in Bangladesh.41 District Some relatively simple interventions influence the health of many. Examples
hospitals will refer their difficult cases to the regional or tertiary are immunization programs, vitamin A supplementation, zinc supplemen-
referral hospital. tation, infant care, simple treatments, bednet provision, improving care at
This level of care is termed the first-level referral and plays a signifi- first level referral hospitals and the integration of health care through the
cant role in the quality of service a population can expect to receive. Integrated Management of Childhood Illnesses (IMCI).56–58
English et al reported on the indifferent quality of care first-level referral Improving inpatient care in referral hospitals and especially emer-
hospitals give in Kenya when staff members are demoralized and unsup- gency care can make an immediate difference to inpatient morbidity
ported and equipment and structures are neglected.42 and mortality. In Blantyre, improving triage and emergency care by
teaching and implementing the WHO Emergency Triage Assessment
and Treatment (ETAT) has led to a reduction in inpatient mortality from
The Tertiary Hospital 11–18% to 6–8%.59,60 Prophylactic co-trimoxazole for HIV-infected chil-
The tertiary hospital or regional hospital will have staff in at least the dren, anti-retroviral therapy for children (and their parents) who have
main specialties of medicine, pediatrics, surgery, obstetrics and gynecol- reached a clinical- or laboratory-based stage of the disease needing
ogy. They are in large towns or cities and may serve as the city district therapy, TB diagnosis and treatments gain from vertically managed pro-
hospital. They are also the teaching units for different medical and nurs- grams which are not mutually exclusive and are imbedded in the health
ing cadres. Staff members of these large hospitals visit district hospitals care system.
to teach and help with problem cases. Many of these hospitals were built Clear consideration of evidence is important as not all apparently
in the 1950s or 1960s and, when policy focused on primary care, were sensible interventions have proved as successful. For instance the blanket
neglected. It is now recognized that these hospitals are where future provision of iron and folic acid to preschool children in a highly malarial
health staff are trained and are a vital link in the continuum of care for area in East Africa proved detrimental to health and outcome.61
patients.16 The public’s views of the quality of a national health service
is colored by the care seen to be provided in its tertiary institutions.
Syndromic Management of Diseases
Vertical, Parallel or Horizontal Where patients are many and staff are few, supported by little or no
Services? laboratory services, a syndromic approach to the diagnosis and man-
agement of particular types of infection has been taken. A diagnosis is
Vertical programs may offer an effective response to address specific made on a brief history and the presence of a few key symptoms or signs.
issues but there is a danger that programs may conflict with each other For instance in sexually transmitted diseases an appropriate history and
or may undermine the provision of primary health care. Maternal and findings elicits a treatment which covers all the common treatable bac-
child health (MCH) are interdependent but in some programs (Safe terial causes. This leads to overtreatment but simplifies the manage-
Motherhood for instance) the baby got little mention, and in some child ment of large numbers of patients by relatively few staff. Clinicians are
initiatives the importance of the mother’s health is unemphasized.43 Of taught this approach and national programs rationalize the availability
the 10 million children who die every year, the vast majority in resource of appropriate drugs for the level of health service.
constrained areas, 4 million are neonatal deaths.44 Half a million moth- IMCI is an integrated approach to the care of children which uses
ers die every year in childbirth, which imperils infant survival and leaves flow diagrams and simple pattern recognition in signs and symptoms to
many orphans, whose health and well being will inevitably suffer.45 treat children.62 IMCI strategy has three main components:
There are over 12 million orphans in Africa.46,47 1. to improve case management skills of health carers using locally
In Tanzania to avoid vertical programs and strengthen subnational adapted clinical guidelines that do not focus on a single diagnosis
health systems the Tanzanian Essential Health Interventions Project but rather on selected signs and symptoms which guide rational
(TEHIP) was started in 1997.48 After 5 years the mix, quality, use and treatment
coverage of health services improved and there was a 40% reduction 2. to provide support through the provision of appropriate therapies
in under-fives mortality. This initiative cost $1 per person and the fund- and referral chains
24 FOUNDATIONs OF HEALTH AND PRACTICE
3. to see the child in the context of the family and the clinical context cases with the onset of the HIV/AIDS epidemic. National control of the
with the acute event used to provide not only immediate curative TB treatments also reduces the risk of poor prescribing leading to the
treatment but also attention to nutrition, immunization, counseling emergence of resistant TB. The directly observed therapy (DOTs) cam-
and other heath needs. paign helps reduce poor compliance.74
In Tanzania this is reported to have led to 13% reduction in cost of care Both TB and HIV/AIDS are well served by vertical national programs.
and better outcomes.63 A recent re-analysis of this data to include the
quality of care given showed that the cost of using IMCI was $4.02/per-
son per annum compared with $25.70 without IMCI.64 Malnutrition
Poor nutrition directly affects 5.6 million deaths every year in children
under 5 years old. In the developing world 25% of all children (about
Expanded Program for Immunization (EPI) 146 million children) are underweight, which remains unchanged since
Immunization remains one of the most cost-effective approaches to 1999. Half these children are in Bangladesh, India and Pakistan, where
health care but the coverage varies greatly from country to country and 45% of the children under 5 years of age are malnourished. It is particu-
even between rural and urban areas. The least accessible children who larly evident in places of rapid population growth, in areas of conflict,
are the most vulnerable in society receive least protection. or with high HIV prevalence, drought or poor agricultural productivity.
EPI programs include periodically giving vitamin A supplements to Diarrhea and poor feeding habits are confounding and causative factors
children. The included vaccines vary. While some countries (e.g. Malawi) and it is of concern that children who do not catch up with growth in
have achieved high rates of uptake and include pentavalent vaccines the first 2 years of life may have continuing cognitive problems. Regular
(DPTHibHepB – diphtheria, pertussis, tetanus, Haemophilus influenzae, vitamin A supplementation and micronutrients help prevent some of
hepatitis B) most countries of subSaharan Africa are still using DPT. the diarrheal diseases that lead to malnutrition.75
Pentavalent vaccine raises the cost of vaccination tenfold and can only Malnourished children need either supplementary feeding or thera-
be sustained with external funding such as from GAVI.65 peutic feeding. This is done in a phased manner so that calorie intake
and protein load are increased over a few days and high loads introduced
once diarrhea and edema have started to resolve and appetite increase.
HIV/AIDS – Prevention, Diagnosis Prophylaxis This is especially important in severe kwashiorkor. Supplementary feed-
and Treatment ing is for moderately malnourished children and is provided as a nutri-
Many high-burden countries with HIV/AIDS are struggling to provide tious porridge flour or a ready-to-use therapeutic feed (RUTF) such as
for the needs of people who are living with AIDS with high proportions plumpynut – a peanut-based high-energy food.62,76–78 It is vital to support
of the population needing care. Fixed combination drugs (FDCs) are nutrition in all areas of health care as malnutrition has a detrimental
now available and provided through the global fund, but every affected effect on every aspect of health outcomes.
country needs a national program with registration procedures, proto-
cols, training, stock control, prescribing controls and monitoring. The Training
human resources required and logistical implications are huge. Children
are expected to form about 10% of the total number of people on anti- Training is required at many levels. University-trained doctors
retroviral therapy (ART) and their access to therapy has been slower and nurses are needed for leadership roles and in the referral hos-
than that of adults. In Malawi they are 5% of the total number on ART.66 pitals but they tend to stay in urban areas. Their training is costly
Reasons for this have been difficulty in deciding how to provide suitable and once qualified their expectations of resources and rewards are
doses for children with a limited variety of FDC tablets available and high. They are not enough to provide for a country’s health needs.
none of them child friendly tablets. Other difficulties include the inability Other cadres of staff must be trained for different tiers of the health
to confirm a diagnosis below the age of 15 months if only HIV antibody service. Medical assistants, clinical officers, patient attendants and
testing is available and complex issues surrounding advice about infant community workers are trained to provide many of these services.
feeding. What advice is best for babies whose chances of acquiring HIV For instance, in Malawi clinical officers receive 4 years of training,
infection with breast-feeding are about 14–42%,67 but whose chances of which includes 1 year’s internship making them able to deal with
dying of gastroenteritis in a poor family if bottle fed are much greater?68 common illness and emergencies.
A Zambian study of co-trimoxazole (CoT) prophylaxis for children with
HIV showed a decrease in mortality.69 This has meant that CoT is recom- Dilemmas and Constraints
mended to all children (and adults) with HIV infection and HIV-exposed
infants. The logistics for this provision are challenging. The means with which to meet large unresolved problems are limited.
There is a dilemma in trying to provide good-quality service – service
which includes kindness, courtesy and explanations – in quantity and for
Palliative Care little cost. Rural primary health care workers in Zambia, 40% of whom
Holistic care of a child and family is incomplete without palliative care, worked without a doctor, identified transport, knowledge, traditional
a stark reality with the HIV/AIDS epidemic. There is a steady increase beliefs, social stigma, poorly trained health staff, poor access to drugs
in awareness of its value and national palliative care programs have and user fees as barriers to good health service provision. Lack of human
started, training courses are available and oral morphine is available resources is a major problem and requires lateral and creative thinking in
in some countries.70–72 Hospital-based and home-based care must liaise job allocations.
to try to provide medical, moral, emotional and spiritual support to Concentrating on infectious diseases, the HIV/AIDS epidemic, TB
the children and their families who approach the end of the children’s and malaria has distracted concern from chronic medical conditions
lives.73 Palliative care supports the families involved and is also a great such as renal disease, hypertension, cardiac disorders and has meant
support to staff who may feel helpless when faced by the obvious needs that trauma has been seriously neglected. Road traffic accidents are ris-
of these families. ing in increasingly urban societies, often against a background of poor
town planning, poor driving ability, poor traffic control and unsafe vehi-
cles. Emergency care has not gained priority and is not recognized as
TB Treatment Programs such in many health services. Triage, resuscitation, stabilization and ini-
National TB programs have served as models for the HIV/AIDS pro- tial good clinical management of all acute pediatric illness will prevent
grams. National TB drug policies, protocols, supervision and monitor- many deaths and much morbidity. Reduction in hospital costs and man-
ing are helping to provide treatment for the increased number of TB power use would be considerable.
HEALTH CARE DELIVERY IN RESOURCE LIMITED settings 25
Summary remains blurred and unfocused. It is these potent, small, personal efforts
of people at the heart of the service that give it life and clarifies the pic-
Health delivery is a big subject and in this chapter a broad brush has ture. They identify real needs and sustain changes that really matter.
been used to give a picture of common health themes in many coun- Creative thinking and great ingenuity go into local health care to pro-
tries in poorer parts of the world. The fine details are place and person vide what on the surface may not look possible.
specific but training, feedback of outcome, praise, constructive criti- It is to these often unrewarded and unrecognized people that this
cism, commitment and faithful service of members of the health team chapter is respectfully dedicated.
are essential to fill in the details of the picture. Without these the picture
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26 FOUNDATIONs OF HEALTH AND PRACTICE
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10001
4
Preventive pediatrics
Harry Campbell, Rachael Wood
Determinants of Child Health improving child health has been considered to involve ‘placing the
(see also Ch. 2) health of children and their families in its full social, political and eco-
nomic context’ and to be ‘the responsibility of decision makers in all
Any child’s health, development, and welfare reflect the interaction of organizations in all sectors of the economy’.4
various factors including: Nevertheless, the organization and provision of health services can
l the individual’s genetic endowment; and should make a substantial contribution to improving child health.5
l environmental factors including aspects of the direct physical This is acknowledged in the UN Convention on the Rights of the Child,
environment such as housing and ‘behavioral’ factors such as which places a clear responsibility on the State to provide access to pre-
nutrition; ventive care (article 24).6 The remainder of this chapter will therefore
l the quality of interpersonal relationships, particularly with the concentrate on the actions that can be taken principally by health ser-
child’s primary caregiver; vices to promote child health and development and prevent childhood
l the wider social, political, and economic circumstances the child is illness and handicap, and will be considered from the perspective of
living in; health professionals working in pediatric services.
l the availability of health care. In order to maximize their potential to improve child health, health
The health of the child’s mother is also an important factor in deter- services should meet certain key criteria. Services should be:
mining the health of the child, whether this is, for example, in ensuring l universal, i.e. accessible to all members of the population;
proper antenatal care of mothers with diabetes or treating and support- l comprehensive, i.e. focused on health promotion and disease
ing mothers with psychiatric problems or alcohol addiction. prevention as well as curative care;
The impact of this complex web of determinants of health is reflected l integrated with other services that impact on the well-being of
in the marked socioeconomic inequalities that exist in child health.1 children, in particular social services and education;
These inequalities are seen both between countries of the resource l responsive to the health needs of the population;
rich and developing worlds and also within individual countries.2 Even l centered on the individual health needs of children and their
within resource rich countries, almost all indicators of child health show families;
a marked social gradient, with children living in disadvantaged circum- l evidence based and of high clinical quality.
stances having poorer health.3 In Scotland, for example, children from In addition, services should be provided with the aim of reducing
the most deprived areas are more than twice as likely to die compared to inequalities in health. This may mean that additional steps are taken
children from the most affluent areas (Fig. 4.1) with some specific health to ensure very high coverage of essential immunizations in all sec-
problems showing particularly marked inequalities (Ch. 2). tions of the population or that particularly vulnerable children (such
as those in families of asylum seekers or travelers, those from eco-
Contribution of Health Services nomically deprived areas, or ‘looked after’ children) require additional
to Improving Child Health special services to ensure they receive adequate preventive care. The
capacity to monitor the contribution of health services to improving
As many of the factors that influence child health are modifiable, there child health and reducing health inequalities on an ongoing basis is
is considerable scope for improving children’s health and reducing also important.
inequalities in child health. It is clear, however, that much of the activ- It is clear from the above that a focus on health promotion and dis-
ity required to bring about this improvement lies outwith the remit of ease prevention should pervade the day-to-day practice of all health
traditional health services. The profound impact of political action, eco- professionals who work with children. This will require skilled team-
nomic progress, improved education and social change on child health work in working with children and their families, other health workers,
is shown by falling morbidity and mortality long before antibiotics, vac- and colleagues outside the health services such as teachers and social
cines and high-technology medicine became available (Fig. 4.2). Thus workers. 27
28 foundations of health and practice
4.0 ing for hearing loss in neonates to improve outcomes for deaf children.
The term ‘secondary prevention’ can also be applied to the termina-
3.0 tion of pregnancy to avoid the birth of a fetus with a recognized severe
2.0 impairment.
Tertiary prevention aims to reduce the progress or complications of
1.0 established disease, thus limiting its impact. It consists of measures to
reduce impairments and disabilities from the disease or injury and so
0
1 2 3 4 5 minimize any handicap which may result. For example, tertiary preven-
Least deprived Most deprived tion through the rehabilitation of children with polio can enable them
Deprivation quintile
to take part in daily social life and bring about a great improvement in
Fig. 4.1 Death from all causes by deprivation quintile, children aged the well-being of these children.
under 15 years, Scotland 2004. From ISD (GRO(S) death registrations and
mid-year population estimates). Deprivation quintiles based on Scottish Child Health Advocacy
Index of Multiple Deprivation. ISD (SMR01 and mid-year population
estimates). In addition to improving child health and reducing inequalities through
a focus on health promotion and disease prevention in their day-to-day
clinical practice, pediatricians are well placed to make a valuable con-
Health Promotion and Disease tribution to child health advocacy.10 This is advocacy that strives to pro-
Prevention mote action within society that addresses the broader determinants of
child health (e.g. socioeconomic circumstances, quality of the environ-
Health promotion is usually thought of broadly as encompassing all ment, housing, nutrition and education).
activities aiming to improve health and hence incorporates specific Child health advocacy often begins with an individual child or family
disease prevention activities along with broader health education and and then may extend into local, regional or even national public health
lobbying for socioeconomic change.7,8 action. It involves taking action to promote health beyond treatment of
Disease prevention is commonly categorized into primary, second- a medical condition. This action can be taken as an individual or col-
ary, and tertiary prevention.9 Primary prevention aims to reduce the lectively. Specific steps in individual pediatrician advocacy have been
incidence of disease by controlling causes or risk factors. Examples of described by Waterston and Tonniges11 as:
primary prevention interventions include vaccination against mea- l identifying a preventable problem in one child;
sles, the use of condoms to prevent human immunodeficiency virus l helping that child overcome the problem;
(HIV) infection, antenatal folate supplementation, and fluoridation of l drawing conclusions in relation to the factors that led to the
drinking water. problem in the first place;
160 160
Mortality in age group 1–2 years (per 1000 children in this age group)
Meningococcal C vaccine
Whooping cough vaccine
140 140
Infant mortality
Diphtheria vaccine
Measles vaccine
120 120
MMR vaccine
Polio vaccine
Infant mortality (per 1000 live births)
Sulfa drugs
Antibiotics
100 100
80 80
60 60
40 Mortality in age 40
group 1–2 years
20 20
0 0
1851 1871 1891 1911 1931 1951 1971 1981 1991 2000
Fig. 4.2 Infant mortality in England and Wales and important developments in medicine.
preventive pediatrics 29
l identifying the means to tackle these factors; during and after pregnancy has emerged as a major risk factor for sud-
l influencing government or policy makers to change or reform den infant death syndrome (SIDS) in studies carried out after the wide-
the system that fostered these factors or introduce appropriate spread recommendations on infant sleeping position led to a reduction
legislation. in the number of infants found dead in the prone position.24–26 Reduction
Waterston gives as an example of such individual advocacy the work of smoking levels in the population requires coordinated action includ-
of Hugh Jackson, who cared for a child who died of an accidental drug ing increasing the cost of tobacco, banning advertising, and restrict-
overdose and whose later action led to the development of legislation ing the places where people are allowed to smoke.27 At the individual
requiring the use of childproof medication.11 Collaborative action of level effective interventions to help people to stop smoking are available.
pediatricians and other professionals involved in child health can advo- Pregnant women can benefit from smoking cessation counseling and
cate effectively against the tobacco industry, the motor industry, or baby nicotine replacement therapy, and maternity services should ensure all
milk manufacturers. pregnant smokers have access to specialist stop smoking care.19,28
Well-organized antenatal care makes a vital contribution to mater-
A Life Course Approach to Disease nal and child health. In the UK, current recommendations suggest that
Prevention routine antenatal care for healthy women should include provision of
health information along with the offer of screening for anemia, red
In this section we provide an overview of effective measures to prevent cell alloantibodies, syphilis, hepatitis B and HIV infection, immunity
disease and improve health in childhood. In later sections we go on to to rubella, asymptomatic bacteriuria, pre-eclampsia, Down syndrome,
consider three preventive interventions in more detail, specifically sup- structural anomalies, and fetal growth.20 Women with particular risk
port for parenting, child health screening and surveillance, and immu- factors may require additional antenatal care, for example individu-
nization. We concentrate on measures of relevance in the developed als with a family history of a genetic disorder may benefit from genetic
world, as preventive actions relevant to promoting child health in devel- testing. Over recent years there have been major advances in the under-
oping countries are presented in Chapter 3. standing of the molecular basis of medical disorders and in the develop-
Table 4.1 presents effective disease prevention measures for each ment of new techniques to identify genes associated with disease. Most
stage of childhood using a ‘life course’ framework. Over recent decades of the genes for the more common inherited (single gene or ‘Mendelian’)
there has been a general resurgence of interest in the life course approach disorders have now been identified (see Chapter 14). This in turn often
to health that emphasizes the long-term health implications of the fetal makes prenatal detection and genetic counseling possible.29–31 In con-
and early childhood environment.12–14 It is now widely accepted that junction with this there have been advances in prenatal diagnostic
exposure to adverse environments in early life can irreversibly program techniques, for example using amniocentesis or chorionic villous sam-
higher risk of certain diseases, in particular hypertension, diabetes and pling. Secondary prevention by termination of pregnancy has therefore
ischemic heart disease, later in life.15–18 Thus some of the preventive become more widely practiced.
actions presented here may not only lead to improvement in child health In early pregnancy the avoidance of various teratogens is an
but also represent effective interventions against some of the common important preventive measure. The following drugs and chemicals
diseases of public health importance in the adult population. have been found to be associated with fetal defects: diphenylhydantoin
Some of the preventive interventions presented in Table 4.1 come (phenytoin), trimethadione, paramethadione, valproic acid, carbam-
under the remit of the UK universal child health promotion program azepine, thioureas, carbimazole, methimazole, isotretinoin, vitamin A,
that is mainly delivered by midwives, health visitors and the school etretinate, thalidomide, warfarin, methotrexate, corticosteroids,
health service with support from GPs and specialist pediatricians (see androgens, progestins, diethylstilbestrol, iodine, lithium, mercury and
later section on Child health screening and surveillance) however chlorobiphenyls. A number of other drugs and chemicals have fea-
knowledge of all of the interventions listed is relevant to the day-to-day tured in retrospective studies or case reports but associations with
practice of pediatrics. The centrality of preventive work to pediatrics is fetal defects have not been confirmed by subsequent investigations (see
reflected in the fact that many of the interventions presented in Table Stevenson32 for a further discussion). Exposure to abdominal X-rays
4.1 are discussed in other chapters of this book. For this reason we have should be avoided, but there is no evidence that ultrasound examinations
cross-referenced other chapters in addition to providing references to are harmful to the fetus.
the evidence base for many of the interventions listed.
Had the detective known that Juno was in Paris at that moment
he might possibly have paid more attention to the remarks of the
chief of police.
But he was soon to know it.
When the chief took down the telephone, Nick picked up a paper
that was lying on the desk and was scanning the front page, when
an ejaculation from his companion caused him to turn his head and
regard the man attentively.
“Very well,” he heard the chief say over the phone, in French, “let
nothing throw you off the scent, Mouquin. Keep me informed. Let
me know everything concerning her with the least possible delay. It
is vitally important, just at this time.”
He replaced the receiver on its hook and turned to Nick Carter.
“My friend,” he said, “you will admit that perhaps I am not an
unwise prophet. You are here in Paris on the trail of The Leopard;
The Leopard is here in Paris on your trail. I am so informed by one
of my best men, Mouquin by name. What will you?”
“Do you mean to tell me that Juno is in Paris?” asked Nick,
interested.
“She has only just left the train at the gare du nord,” was the
reply.
“Are you sure that there can be no mistake, chief?”
“Perfectly.”
“And she has entered the city openly? Without any attempt at
disguise?”
“Yes. Why should she disguise herself? There is nothing for which
we can apprehend the woman. She knows that every footstep she
takes while she is here will be watched. She has known that for a
long time. I think she rather likes it; so why should she not come
here openly?”
“What has brought her here, I wonder?” mused the detective.
“You have brought her here, my friend,” replied the chief.
“But, why should she follow me here? I know why she would like
to have me out of the way—dead, if you will—but——”
“Listen here, Mr. Carter. On the other side of the water, in your
own country, you are something of a celebrity. Murder is as common
there as here, but it is done differently, as a rule. Believe me, you
are a dangerous man to that woman, and, being dangerous, she
desires to overcome that danger. Very well; there is no place on
earth where she would rather see you just now, than here in Paris.
In coming here you have played directly into her hands.”
“Well, admitting that it is so, what then?”
“What then? He asks me, what then? Death, then, my friend!”
“And you, the chief of the secret police of Paris, sit here, in your
chair, in your own private office, and tell me that? And you still
permit such a woman to run at large in the streets of your city!”
Nick smiled when he made that remark; smiled tauntingly.
The chief hunched his shoulders, spread out his hands, palms
upward, screwed his face into an indescribable expression, and
replied:
“What can I do? What could you do, in my position? Nothing.
Nothing at all.”
“I could at least keep the woman under such close surveillance
that she would not make a move that I did not know about. She
would not——”
“Ah! Ah! Ah! Well, I will do that. I have already given directions
to that effect. But I have done it before, times without number—and
it has always been the same.”
“The same what? Do you mean that she gives you the slip?”
“I mean that, although my men believe that they can put their
hands upon her at any moment of the day or night, while they watch
her, yet—yet the things that I have attempted to describe, happen.”
“Who is the man who telephoned to you just now, chief?”
“Louis Mouquin; one of my best men. There is no better
detective in Paris to-day, and not another one who is as good at
shadowing.”
“He has shadowed her before, has he not?”
“Yes. Many times.”
“Then you can rely upon it she is ‘onto his curves,’ all right.”
“She is—what?”
“She knows the man and his methods. No matter how good he
is, he is no good so far as she is concerned.”
“What, then, would you do, Carter? I am quite willing to take any
suggestion from you that you can make.”
“Very well, then, I will make this one. I’ll take the job of trailing
that woman myself.”
“You, Carter?”
“Yes.”
“For me? For this department?”
“Certainly; only, if I do that—for you, and not wholly for myself—
you must call off your own men and leave it all to me alone.”
For the fraction of a moment the chief hesitated. Then a quiet
smile stole across his face, and he replied:
“Very well. It shall be done. I appoint you—without pay; eh?”
“Certainly. I am now a special, under your orders; but there is
one other thing I must have, chief.”
“What is that?”
“Authority.”
“Eh? What sort of authority?”
“A written appointment over your signature; a badge; anything. I
don’t care what it is, so long as it bestows the authority I want and
gives me the command over any of your men whom I may chance to
meet.”
“You shall have that. I will give you the badge which will place
you next in authority to me. That place happens to be vacant just
now. It shall be yours so long as you remain in Paris. And I will send
you to Mouquin. He will show you to what place——”
“Pardon me, chief, but I would prefer it in another way.”
“Well? As you please. What, then?”
“I will sit right here until Mouquin telephones to this office again.
When he does so, you will tell him to bring The Leopard here to you.
If she should hesitate to come——”
“Oh, she will not do that. She will probably be delighted to come
here.”
“Indeed? Well, I will remain here till she arrives. I will see her
here.”
“And then——”
“Chief, you and I work on different plans and by different
methods; but we work to the same ends.”
“Assuredly.”
“In the case of a person like this woman something new and
entirely original has to be undertaken. There are circumstances
where I think it is best to play your cards, face up, on the table, and
this is one of them. When she arrives here you will see what I
mean.”
“Do you intend to let her know that you are to take the trail after
her, and that——”
“Exactly, chief. But, wait until she arrives. You have other
business to attend to now. I will amuse myself with these books
here until Mouquin telephones. After that, he will not be long in
bringing the woman here, will he?”
“No. Very well. As you say, my friend.”
It was an hour later when Mouquin called again and notified the
chief of the street and number to which Juno had betaken herself;
and then he received his orders to bring her to the private office of
the chief without delay. When another half hour had passed she was
ushered into the room.
Nick had felt no doubt that Juno was aware of his presence in
Paris, but he did expect her to manifest some surprise at finding him
in that office in consultation with the chief of the secret police.
But, quite on the contrary, her eyes sought him at once after she
had greeted the chief, and she turned to him with a smile and
exclaimed, quite as if she had confidently expected to see him:
“How do you do, Mr. Carter? We meet again, in a strange place,
after our last interview; is it not so?”
“I must confess that I did not expect to find Mrs. Dinwiddie in
Paris so soon,” replied the detective, rising and stepping toward her.
Then, addressing the chief, he added: “Chief, I wish to present you
to madam by her true name; a name which I fancy you have not
known—Mrs. Dinwiddie, of Virginia.”
She laughed, and with a gayety which did not appear to be
assumed.
“I am a respectable married woman now, chief,” she said. “I am,
indeed, Mrs. Ledger Dinwiddie, of Virginia, and if you are perhaps
wondering why I am here, or in Paris at all, I will enlighten you
without delay. Mr. Carter, as you doubtless know, is that famous
detective whom all America praises. He is supposed to be
exceptionally great in his class, and his profession has brought about
a strange circumstance.
“Notwithstanding the great ability of Mr. Carter, he has committed
a grievous error. He has mistaken my husband for a man who was
once a criminal, but who is now dead. The highest court in the State
of New York has adjudged that criminal to be dead and accepted the
proofs of identity offered by my husband. Yet Mr. Carter persists in
asserting that Ledger Dinwiddie is that dead criminal. Remarkable,
isn’t it?”
The chief did not reply. He preferred not to commit himself. He
waited; but, in the meantime, he devoured the beauty of the woman
with his eyes. It was quite true that she had brought with her into
that obscure office a radiance, a fascination, and an atmosphere of
influence which affected every person there.
It was not her beauty alone; it was a certain magnetism which
seemed to shed energy around her like the particles that spring
spontaneously from radium.
As no one spoke, she continued:
“Not long ago, Mr. Carter appeared, during an evening, at my
home in Virginia. He did not say that he was a detective, then; and I
did not suspect it till after he had gone away. I remembered that Mr.
Carter possessed an international reputation, and thought it not
unlikely that he knew something about me, as you have known me
here. I followed him to New York when he returned there—and then
I followed him here.”
She paused for a moment and turned squarely toward Nick
Carter. Then she spoke directly to him.
“I have followed you here, Mr. Carter, for my own protection,” she
said, using her eyes with all the art she possessed, and lowering her
voice until it purred like the animal for which the Paris police had
named her. “The chief will tell you that I am not a criminal, and that
there is nothing against me, although many ugly things have been
said about me.
“Mr. Carter, I do not want to have all these matters discussed
over there in your country, where I have married, and am happy, so
I have come here after you to plead with you to spare me. Surely
that is not a great boon to ask at your hands. I ask you now to come
with me to my hotel so that I may tell you the story of my
chequered life—so that I may prevail upon you to become my
champion instead of my traducer. Will you go there with me?”
CHAPTER XXI.
THE SIREN AT WORK.