Wilma Pinto CV - Cams
Wilma Pinto CV - Cams
Wilma Pinto CV - Cams
and procedures.
LINKEDIN URL: Ensured accurate documentation and verification of customer information
www.linkedin.com/in/wilma- in compliance with KYC regulations.
pinto-mba-cams-95983056 Conducted comprehensive Customer Due Diligence – CDD on potential
customers to assess and mitigate associated risks.
Performed continuous CDD on existing customers to maintain ongoing
compliance with regulatory requirements.
Verified KYC documents, income sources, employment details, and
ensured all submitted documents aligned with the bank's compliance
CERTIFICATIONS & policies.
TRAININGS: Reviewed prospective customers against the sanctions list and reported
• Compliance and Risk any potential matches to the Sanctions Compliance Unit for further
Management. investigation.
• Anti-Money Laundering. Reviewed high-risk customer accounts, monitored transactions for
• Retail Banking Products. suspicious activity, and reported concerns to the relevant authorities.
• Time Management Maintained a risk register, ensuring all identified risks were properly
• Email Communication documented and managed.
• Mutual Fund Distributors Conducted periodic internal audits and collaborated with external auditors
Certification to ensure compliance procedures were consistently followed.
Compiled and submitted compliance reports to the Risk and Compliance
Department.
HOBBIES & INTERESTS Ensured all staff understood their compliance responsibilities and the
• Travelling - exploring new importance of regulatory adherence.
places Ensured branch activities adhered to both national and international
• Gardening regulations, including anti-money laundering (AML), Know Your Customer
• Listening to music (KYC), and sanctions protocols.
• Reading Conducted internal reviews or audits periodically and worked cooperatively
with external auditors when needed to ensure that compliance procedures
are followed.
KEY ACCOMPLISHMENTS: Maintained proper documentation of all AML related activities, including
• Axis Bank Ltd: Increased KYC records, Transaction reviews and regulatory filings.
digital banking adoption by Coordinated with auditors to address AML related audits.
20% by educating Monitored compliance with legal and company policies, addressing
customers on online .
violations to uphold standards.
banking services and
promoting self-service KYC Verification Officer
kiosks, resulting in reduced Interglobal - Dubai, United Arab Emirates
foot traffic and enhanced Conducted KYC due diligence for new and existing insurance claim
07/2013 - 07/2015
selling opportunities for Conducted assessments of Branch Operations and Retail Lending
services, such as insurance, Addressed customer inquiries regarding net banking and debit card-related
EDUCATION
MASTER OF BUSINESS ADMINISTRATION - Finance
St. Aloysius College - Mangalore, India
BACHELORS OF COMMERCE
St. Agnes College - Mangalore, India