Syntax Main Handout
Syntax Main Handout
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CHAPTER ONE
DEFINITION OF SYNTAX
Chomsky (1957) asserts that syntax is the study of the principles and
processes by which sentences are constructed in particular languages.
He goes further to claim that the syntactic investigation of a given
language has as its goal the construction of a grammar that can be
viewed as a device of some sort for producing the sentences of the
language under analysis.
Stock well (1975) claims that syntax studies the various aspects of how
sentences are formed and how they are understood (i.e. interpreted
semantically) in particular languages. From the foregoing, it can be seen
that the definitions especially the last two are complementary. While
the former emphasizes construction (i.e. now different words are
systematically combined to form a structural string), the focuses the
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process of sentence formation and meaning. The following deductions
can be made from the various definitions:
c. every language has its own syntactic structure, and syntax is all
about rules.
d. Let us consider the following structure:
i. Peter bought a pen
ii. Bought pen a peter
iii. A pen was bought by Peter.
iv. It was a pen that Peter bought.
v. It was Peter that bought a pen
All, except (ii) above, are English sentences. Structure (i) seems to be
the most basic. It follows the canonical word-order (S + V+0) i.e. Subject
+ Verb + Object, in English. Sentence (ii) is not an English sentence. Its
structure violates the rule(s) of sentence formation in English. It is, of
course, a meaningless string. This further confirms our earlier assertion
that words are not arbitrarily combined while constructing sentences.
In fact, no language allows sentences to be formed without recourse to
the rules of the language.
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Sentences (iii -v) are all grammatically well - formed, and meaningful.
They are related to sentence (i); the sentences are actually derived from
sentence (i) through certain syntactic processes. Thus, sentence (ii) is a
passivized version of (i) while (iv) and (v) are topicalized versions of
the same sentence i.e. sentence (i). In sentence (iv), the object i.e. a pen
is focused while in sentence (v) the subject i.e., 'Peter' is focused so as to
emphasize what is bought, and the performer of the action, respectively.
The effort is really to emphasize that 'it was a pen (not a pencil) that
Peter bought and show that "it was Peter (not James) that bought a pen.
It can be Seen that syntax studies forms and meaning of sentences i.e.
how sentences are produced and interpreted. Syntax provides the
mechanical device for analyzing and interpreting structures such as the
ones given in (i-v) above.
At this juncture, it is pertinent to distinguish between Syntax and
Grammar .The two have been interchangeably used in some quarters.
The two are not the same. One is subsumed in the other. Syntax can be
regarded as an aspect of grammar.
Grammar is the study (or an embodiment) of all the rules that govern
the combination of- sounds, formation of words, construction of
sentences, interpretation and understanding of utterances in language.
From this angle or perspective, it can be inferred that Grammar is
simply a kind of omnibus term employed to refer to series of activities,
and all the rules required in generating utterances in a language.
Sentence construction is just a component of the entire rule-system of a
language. And, sentence construction is a linguistic enterprise as
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accounted for by syntax, It, therefore, seems illogical to equate Syntax
with Grammar.
We notice, through Syntax, that the native speaker of a language has
ability; he can produce and understand sentences that have never been
said or heard before. The native speaker is able to determine the
grammaticality or correctness of a sentence. He is able to discern
contradictions, ambiguities and other structural anomalies.
Syntax can simply be conceived as the study of rules that govern how
different words are combined to form structural strings otherwise
called sentences. Let us consider yet another set of structures to further
demonstrate the relevance of Syntax.
vi. Go.
vii. *I am go.
viii. I am going.
xi. *The man who died last year will address a press
conference tomorrow.
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Syntax explains that what we have in (vi) above is not really a word. It
is, after all, a sentence derived from the under lying structure You go'.
The subject "you' has been deleted through a syntactic process leaving
behind the word 'go, Structure (vii) is ungrammatical. The (+ing]
morpheme expected to be suffixed to the main verb is missing but this
is provided in (viii). The structure in (ix) is anomalous in that the
subject pronoun does no agree with the object pronoun (not in terms of
number or person) as far as gender is concerned. The subject is
feminine while the object is masculine. The correct form is 'She loved
herself.
The structures in (xa) and (xb) are grammatical and meaningful. (xb) is
a transform of (xa). The structure in (xi) entails some degree of
contradiction; a dead person cannot or should not be expected in a
press conference. Sentence (xii) is ambiguous; it is susceptible to two
interpretations as:
All these insights and structural analyses are accomplished through the
study of Syntax.
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CHAPTER THREE
SYNTACTIC THEORIES
Traditional Grammar
There are two major schools of thought, namely the naturalists and
conventionalists. The former believe that the words in a language
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naturally represent the objects they stand for. The latter oppose the
view (of the naturalists) claiming that there is no (natural) relationship
between the word of a language and what it stands for. In this latter
belief is that meaning is conventionally imposed on words.
Structural Grammar
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Structuralism is about the belief that language is composed of
morphemes in a sequence. In structuralism, it is believed that the
grammar of a language is constructed from its own systems, not from
the facts of another language. This is major reaction against the view of
the Traditional Grammarians.
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sentence can be transformed into a passive voice 'A goat was killed by
Chioma'. In that case, the basic pattern has been reversed and changed
to Object+ Verb + Subject (OVS). In this conversion process, the object
has been moved to the subject position, and the subject to the object
position. As a by process, an auxiliary 'was' and the word by are
introduced to give effect to the structural change.
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The deep structure on the other hand refers to the basic (underlying,
remote source or original) meaning of the structure of given sentence.
Eka claims further that the meaning of a sentence is got from its deep
structure; the form of a sentence is derived from its surface structure. It
is, however, important to add that the deep structure and surface
structure are related through a number of transformational syntactic
rules contained within the Transformational Component. The foregoing
information can be represented diagrammatically as follows:
Transformational
Component
Deep Structure
Surface Structure
The three levels can be illustrated using the sentence "Peter trusts
himself”
(actual utterance)
Phrase Structure Grammar is all about the recursive rule -system that
re-writes abstract classes as a sequence of sub-classes and that each of
these sub-classes is re-written as a sequence of its sub-classes until the
level of actual words is reached or attained.
This type of Grammar employs phrase markers and tree diagrams in its
explanations of sentence structures. The phrase markers (P-markers)
include:
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S (Sentence)
NP (Noun Phrase)
VP (Verb Phrase)
PP (Prepositional Phrase)
Adj (Adjective)
Det (Determiner)
N (Noun)
P (Preposition)
Aux (Auxiliary)
Art (Article)
Gen (Genitive)
Quant (Quantifier)
IP (Infinitive Phrase)
TA (Tense-Aspect)
Perf (Perfective)
Prog (Progressive)
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Poss (Possessive)
Dem (Demonstrative)
In (a) above, 'S dominates all of NP, AUX and VP: VP in turn dominates
Vb and VP, and NP dominates N. NP and VP are sister-nodes. They are
immediately dominated by 'S'. Let us consider yet another sentence.
The sentence is "The teacher loves his student'. This sentence contains
more words. The tree diagram is as shown in (b):
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CHAPTER FOUR
SYNTACTIC TRANSFORMATIONS
Example:
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sentence-final position. In addition, a house- keeping pronoun It is
inserted in the subject position.
Example:
Example:
v. Get out
Sentence (v) above is transformed from You get out'. By implication, the
underlying 'You' which is the subject of the sentence has been deleted.
Example:
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vii. He is dancing.
In sentence (vii) above, the subject pronoun He' is used to replace Steve
which appears in Sentence (vi).
All (a)-(d) above can be summarized as: (a) Movement, (b) Insertion, (c)
Deletion and (d) Substitution.
1. Passivization
2. Reflexivization
3. Pronominalization
4. Relativization
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5. Extraposition
6. Topicalization
7. Subject-Auxiliary Inversion
8. Dative Shift
9. Imperative Deletion
13. Do-Insertion
15. To-Insertion
Passivization
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This is the rule that converts a sentence from the active voice to a
passive voice. In doing this, there is a kind of structural change which
moves the subject to the object position, end the object to the subject
position. Certain elements like 'by' and 'aux' are introduced.
Example:
Reflexivization
For this rule to apply, there must be two NPs that are co-referential in
the structure. The second of the two co-referential NPs must be a
pronoun. This implies that the rule of rule, of reflexivization is
immediately preceded by the rule of pronominalization.
Example
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ii. Davis praised himself. (Surface Structure)
Agent Deletion
The rule of Agent Deletion deletes the subject of a sentence in the object
position. For this rule to apply, there must have been passivization
which, of course, makes it mandatory for subject and object to swap
positions such that we have the subject (i.e., agent) located in the object'
position. Agent Deletion rule, therefore, deletes the subject that situates
in the object position. The output structure looks as if the sentence does
not have an object, and the object that' resides in the subject position
looks like the subject of the sentence.
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Example:
The thief had been arrested'. This structure is derived from the
underlying 'Somebody had arrested the thief.
structure (vi) The thief had been arrested is derived through (vb) and
(vc).
Imperative Deletion.
This is very similar to the rule of Agent Deletion in that it is also about
subject deletion process. But the environment of the application of the
rule is quite different from that of Agent Deletion. In the case of
imperative Deletion, the subject of a sentence is deleted in the subject
position. The output structure is a command or imperative. For
example, the surface structure sentence 'shut the door' is actually
derived from the deep structure. You shut the door". With the
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application of the rule, ‘You’ which is the underlying subject of the
sentence, is dropped, leaving out a command: shut the door.
Hence, from:
Extraposition
Example:
From:
Subject-Auxiliary Inversion
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This is a question-formation rule. In the process, subject and auxiliary
swap positions such that the subject moves to the auxiliary position and
vice versa.
Example:
From:
Negative Insertion
Example:
From:
we can derive, through a rule that inserts NEG under the auxiliary
Equi-Np Deletion
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This is fully expressed as Equivalent NP Deletion. This is a deletion rule,
a two-clause or multi- clause rule that deletes the second of two equal
NPs.
Example:
we derive:
a) Comp-Deletion
b) Equi-NP Deletion
c) To-insertion
Topicalization
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This rule is employed to bring a particular word or element of a
sentence into focus.
Example:
The sentence:
Let us see how the above structures are derived through syntactic rules,
i.e. how the syntactic rules apply.
(Rule = passivization)
x NP Aux Vp NP y
SD: 1 2 3 4 5 6 = By passivization
SC: 1 5 3 4 2 6
b. He was murdered.
x Np Aux VP NP y
I. SD: 1 2 3 4 5 6 = By
passivization
SC: 1 5 3 4+by 2 6
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II. SD: 1 5 3 4+by 2 6 = By Agent
Deletion
SC: 1 5 3 4 Ø Ø 6
c. Olu gave Tunde the book.
(Rule -Preposition Deletion. preceded by Dative Shift)
x NP Aux VP NP PP NP y
I. SD: 1 2 3 4 5 6 7 8 =
By Dative Shift
SC: 1 2 3 4 7 6 5 8
II. SD: 1 2 3 4 7 6 5 8
=By Prep. Deletion
SC: 1 2 3 4 7 Ø 5 8
d. Chike loves himself.
(Rule = Retlexivization, preceded by Pronominalization)
x NP Aux VP NP y
I. SD: 1 2 3 4 5 6
SC: 1 2 3 4 Pron 6 =
By Pronom.
II. SD: 1 2 3 4 Pron 6 =
By Reflex.
SC: 1 2 3 4 Pron + Self 6
e. Mind the glass.
(Rule = Imperative deletion)
x NP Aux VP NP y
SD: 1 2 3 4 5 6 = By Imp. Deletion
SC: 1 Ø 3 4 5 6
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g. I will not accept it.
(Rule - Negative Insertion)
x NP Aux VP NP y
SD: 1 2 3 4 5 6 = By Neg.
Insertion
SC: 1 2 3+NEG 4 5 6
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CHAPTER FIVE
S = NP + AUX + VP
NP = (Det) +N
PP = P +NP
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obligatory element is the Tense - Aspect, i.e. TA. We will endeavor to
present the tree diagrams of some English structures
(f) The small boy have been writing his second exam
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Auxiliary Verbs
Dynamic Verbs
Dynamic verbs are those denoting action. They are capable of taking the
'ing' suffix, e.g. jump, dance, sing, write, run, etc.
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Stative Verbs
Pronoun
Properties of Pronouns
CASE
I me my
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You you your
We us our
He him his
She her her
They them their
b. Person (with number):- realized as first, second and third person
as shown below:
PERSON
GENDER
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d. Indefinite Pronoun: none, anyone, somebody
Adverb
Preposition
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Preposition can simply be described as the word used to show or
indicate the relationship between substantive noun or pronoun (i.e.
object of preposition) and some other words in the sentence.
Prepositions are usually single but short words. They play crucial role
in the grammaticality and meaning of sentences.
Examples include: by, at, for, before, in, over, until, on, under, near,
from, beside and in front. Their co-occurrence with noun (i.e. object of
preposition) is exemplified below:
(vii) by mid-day
Conjunction
Coordinating Conjunction
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