Vivek PB PDF

Curriculum Vitae
Vivek. P. B E-Mail ID: [email protected]

Mobile No: +91 9901311751 Address: # 870, 25th Main Road, 9th A Cross,
HSR Layout Sector 1, Bangalore - 560102.
Career Objective
“To seek a challenging position that would utilize my skills, knowledge and experience towards achieving
organizations and personal goal”
Domain Experience
12.5 years of Professional Experience in Investment Banking Operations and Business Analyst/Product
Owner role in Wells Fargo Bank, Accenture and Tata Consultancy Services. Having been worked in the
below processes/teams: -
* Product and Strategic delivery Team: Business Analyst/Product Owner role
* Wealth & Investment Management: Switches, Terminations, Deposit & Transactions, Intuitive Investor
* Settlements: Equity Trade Settlements & Stock Loan Process for European Markets,
* Regulatory Risk Reporting Team & Managing Operational Risks,
* Product Control Group (Reference Data Process) and
* Credit Risk Operations Process.
Work Experience
 Presently Working as Business Analyst/Product Owner in Wells Fargo Bank, Bangalore from
Feb 2021 in Corporate & Investment Banking & Wealth and Investment Management domain.
Key Responsibilities as Business Analyst/Product Owner: -

 Defined requirements for each customer and coordinate with various internal and external resource
to deliver service
 Skilled in understanding client’s requirements, developing solutions
 Solid experience leading and carrying out all phases of full SDLC lifecycle enterprise system
 Quantitative expert with exceptional speed in analysis of quarterly and annual reports and providing
comprehensive syntheses
 Can act as a liaison between stakeholder’s system users, clients to gather business requirements
 Proficient in JIRA to create scrum board artifacts and documents enhancements and formulating
detailed test cases for UAT testing and monitoring
 Experience in business and functional requirements gathering, business processes design and
software validation
 Involvement in creating and updating product backlog through backlog refinement sessions with the
product owners.
 Lead requirements analyzing, validation and verification that requirements statements are complete,
consistent and concise
 To communicate with business units that rely on that information to define organizational processes
 Manage requirements traceability information and track requirements status throughout the project
 Allocating resources and maintaining cost efficiency
 Prioritizing initiatives based on business needs and requirements
 Monitoring deliverables and ensuring timely completion of projects
 Working with JAD
 Create scrum board in JIRA for projects to define backlog projects
 Perform user acceptance testing
 Work with the technical teams to develop solutions that meet the stakeholders needs
 Participate in inspection and adapt activities to ensure that the solution delivers business value and
achieves business outcome
Key Responsibilities as Lead Security Operations in Operations: -
Wealth & Investment Management – Switches, Terminations and Deposit & Transactions:
 Worked in Wealth and Investment Management Process where we work on Account Level.
 Was part of Manager Liaison Team where we manage Switches process. Switches includes products
switches, Portfolio switches and Manager Switches of the accounts.
 Worked as Intermediator between branch and the money managers in all the request/queries raised
by customers in Wells Fargo Bank.
 Worked in Terminations of Accounts process and also, we manage Deposits and Transaction process
of the Funds in the bank.
 Managing Intuitive Investor Process. Where we manage Recon and control activities of the process.
 Worked as Team lead wherein, I manage 14 people. A Perfect all-rounder by doing production,
managing peoples, handling KPI, checklist, Metrics, managing escalations, quality Checks of all
process performed by our team mates, Managing high level calls with Clients and single point of
contact to higher management in Bangalore and also to the onshore VP and directors.
 Previously Worked as Business Advisory Analyst in Accenture Solutions (APTP), Bangalore

from July 2013 to January 2021 in Investment Banking Domain (Capital Markets)
Key Responsibilities: -
Equity Trade Settlements & Stock Loan Business for European Markets:
 Worked in Equity Trade Settlements team where we work on fails and unmatched trades for across
European markets. Also Manage Stock Loan Business for Across European Markets which includes
Pledges, Recalls, Loans, Returns and major Corporate Actions Event trades.
 Having end to end knowledge of Trade Life Cycle. Working in Equity Trade Settlements process for
European Countries. Managing the Pre-matching of SSI details (Instructions) for European markets.
 Pre-matching of Trades with CPTY/Inventory management/clearing and settlements of trades.
 Monitor and confirm incoming funds for timely settlement in compliance with market practice.
 Closely work with Risk team, Middle office, and Front Office to push payment from their queue and
assist in resolving payment issues and exceptional items.
 Handle client queries including ad-hoc queries via Phone and Emails.,
 Proactively chase counterparties and relevant groups in resolving non deliver of shares/non receipts
of funds or payment issues and trade settlements issues.
Regulatory Risk Reporting Team and Managing Operational Risk:

 Worked on Preparations of Daily Depot, Nostro, Stamp & Tax, and Fails reports and Monthly
Volumes & Fails reports for Global Cash Equities (GCE) of London region.
 Conducting Daily, Weekly & Monthly Meeting/Calls with clients. Taking part in Monthly Delco
(Delivery Committee), Service Review and Monthly Risk Forum Call.
 Worked for Regulatory Risk & Reporting Team & Governance Team. Taking care of SLAs, KRIs
and KPI reports and handling monthly Delivery committee calls with Client and Senior Managers.
 Worked on Operational risk incidents for Settlements, Corporate actions, Reconciliation and
Reference Data/Static Data teams.
 Taking part in Risk Meetings/Calls, Escalations of operational losses, and educating the team
members on how to avoid the escalations/losses and risks.
 Preparation of Daily, Weekly & Month End reports and submitting to the management in order to
give a clear picture on the investigation carried on.
 Extracting the Cash & stock breaks, fails and volume details from Pentaho and linking those data to
Tableau application and publishing the reports to clients in PPT format on Daily Monthly basis.
Product Control Group Team (Reference/Static Data):

 Worked in Reference/Static data team wherein we create/amend the instrument for any particular
trade which is failed. Creation/Amendments of Securities in Galaxy Application.
 Worked on Transformation of application from Gloss V4 to Gloss V6. Worked on preparing
Business Requirement Documents (BRD) on transformation of application. Closely liaising with IT
team on development of New application.
 Worked on preparing the documents for Automating the Banking processes by using blue prism.
Closely liaising with IT team on Automating the Banking Reporting processes.
 Previously Worked as Senior Process Associate in Tata Consultancy Services Ltd., Bangalore,
from August 2010 to Oct 2012 in Banking & Financial Services Domain (Investment Banking-
Credit Risk Operations)
Domain Experience: - Credit Risk/Market Risk Operations, Equities and Derivatives Products Knowledge
Technical Exposures: - Paragon (Credit Risk Management Tool), DB-Client Global Account System,
MS Office (V Lookup, H lookup, Pivot tables) Tally 9.0 & Typewriting Skills.
Credit Risk Operations (CRO): -

Professional experience of Credit Risk which involves capture of banks trades and revenues. Responsible for
analysis of base data for the monthly credit risk management report’s which covers commercial banking,
inventory and margin products, netting of contracts and validate the bank’s exposure values. The other key
tasks include exposure and revenue mapping, static data maintenance, netting and excess monitoring and
maintaining hierarchy structure of the prospective and existing clients of the Bank.
Project Description: - Paragon is the credit risk management application which maintains organization-wise
limits, utilization and credit rating on a daily basis by accurately capturing transactions and accurate
measurement of credit exposure.
Operating Systems: - Windows and Citrix on existing and prospective clients of the bank.
Key Responsibilities: -
 Work closely with credit officers as a single point of contact for queries such as mapping, limits
administration, static data updates with SLA.
 Review MIS regularly to ensure processing is up to date and recognize any potential work backlogs.
 Provide quality assurance testing for team’s productivity by maintaining BPD and implement
effectively best-practices and process.
 Maintain and report production, handle client and internal communication.
 Update knowledge and skills inventory for team members regarding the process.
 Prioritizing requirements and project planning by coordinating with Credit Officer, Project Co-
coordinator and relationship manager.
 Allocation of daily work to team, maintain and report daily production, handle client and internal
communication, conduct relevant training and ensure knowledge sharing in team.
 Training new joiners on the process over-view and work flow.
Educational qualification
 MBA (Finance) from JSS Centre for Management Studies, SJCE, Mysore with 75% in the year
2008-10.
 BBM (Finance) from Mahajana First Grade College with 66 % in 2005-2008.
 12th Commerce from Mahajana PU College with 79% in the year 2003-05.
Area of Specialization
 Business Analyst/Product Owner role. Agile/Scrum Certified professional BA/PO.
 Credit Risk & Market Risk Management/operations
 Foreign Exchange, Equities and Fixed Income (Bond) settlements, Derivatives Products knowledge.
 Regulatory Risk & Reporting, Taking part in Management calls/meetings. (Delco, Service Review &
Risk Forum Calls)
Personal Information’s
Name : Vivek P B
Father’s Name : Balaji G
Gender : Male
Date of Birth : 11 Jan1988
Marital Status : Married
Language Proficiency : English, Kannada, Hindi & Marati
Hobbies : Making Friends, Listening Music, sports and Reading books.
Declaration:
I Vivek P B hereby declare that the above information given by me is true to the best of my
knowledge
Date:
Place: Bangalore (Vivek. P. B)

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Curriculum Vitae

Vivek. P. B E-Mail ID: [email protected]

Key Responsibilities as Business Analyst/Product Owner: -

 Previously Worked as Business Advisory Analyst in Accenture Solutions (APTP), Bangalore

Regulatory Risk Reporting Team and Managing Operational Risk:

Product Control Group Team (Reference/Static Data):

Credit Risk Operations (CRO): -

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