Cornerstones of Attachment Research by ROBBIE DUSCHINSKY
Cornerstones of Attachment Research by ROBBIE DUSCHINSKY
Cornerstones of Attachment Research by ROBBIE DUSCHINSKY
1
3
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
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© Robbie Duschinsky 2020
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First Edition published in 2020
Introduction vii
Index 573
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Introduction
Attachment theory is among the most popular theories of human socioemotional devel-
opment, with a global research community and widespread interest from clinicians, child
welfare professionals, educationalists, and parents. It has been considered ‘one of the most
generative contemporary ideas’ about family life in modern society.1 It is one of the last of the
grand theories of human development that still retains an active research tradition. Indeed,
1 Pittman, J.F. (2012) Attachment orientations: a boon to family theory and research. Journal of Family Theory &
Cambridge: Policy Press. Discourses of ‘interpersonal neurobiology’, and the work of Allan Schore in particular,
have been important for the take-up of appeals to attachment within popular and policy discourses emphasising
the importance of child development for the brain. See, for example, Schore, A.N. (2001) Effects of a secure attach-
ment relationship on right brain development, affect regulation, and infant mental health. Infant Mental Health
Journal, 22(1–2), 7–66; and building from Schore’s work, Gerhardt, S. (2014) Why Love Matters: How Affection
Shapes a Baby’s Brain, 2nd edn. London: Routledge. Schore’s work has been much less influential within the attach-
ment research community. An exception is discussed in Chapter 3.
4 Bachmann, C.J., Beecham, J., O’Connor, T.G., Scott, A., Briskman, J., & Scott, S. (2019) The cost of love: finan-
cial consequences of insecure attachment in antisocial youth. Journal of Child Psychology & Psychiatry, 60(12),
1343-50.
5 In response to the question ‘What theories or research do you rely on to inform a plan of how to support a
child?’ attachment theory was mentioned by 11% of respondents. The next most cited responses were general
areas rather than specific theories or research paradigms; and a long way behind, ‘mental health’ at 5% and ‘child
development’ at 4%. The next most cited specific theory was social learning theory at 1%. Mention of ‘attachment
disorder’ appeared in a further 2.5% of responses. Survey responses to a government inquiry offer little sure know-
ledge about what these organizations actually do and why. However, the leading position of attachment theory spe-
cifically, even compared to ‘mental health’ and ‘child development’ as general areas, suggests the position of appeal
to attachment as a dominant and apparently authorized discourse within the justification and conceptualization of
child welfare practice. Department for Education (2018) Children in need of help and protection: call for evidence.
https://www.gov.uk/government/consultations/children-in-need-of-help-and-protection-call-for-evidence. On
the contradictions and diversity of uses of attachment discourses in child welfare contexts, see McLean, S., Riggs,
D., Kettler, L., & Delfabbro, P. (2013) Challenging behaviour in out‐of‐home care: use of attachment ideas in prac-
tice. Child & Family Social Work, 18(3), 243–52; Smith, M., Cameron, C., & Reimer, D. (2017) From attachment to
recognition for children in care. British Journal of Social Work, 47(6), 1606–23.
viii Introduction
6 The particular utility of attachment ideas for clinicians and child welfare practitioners, increasing the cred-
ibility of practice through association with the evidence-base of attachment research, is praised directly in Bennett,
C.S. & Nelson, J.K. (2008) Closing thoughts: special issue on attachment. Clinical Social Work Journal, 36, 109–
11. Concern about many ‘attachment-based’ therapies as pseudoscience has been raised by Mercer, J. (2019)
Conventional and unconventional perspectives on attachment and attachment problems: comparisons and impli-
cations, 2006–2016. Child and Adolescent Social Work Journal, 36(2), 81–95.
7 E.g. Haight, W.L., Kagle, J.D., & Black, J.E. (2003) Understanding and supporting parent–child relationships
during foster care visits: attachment theory and research. Social Work, 48(2), 195–207; Farnfield, S. & Holmes, P.
(eds) (2014) The Routledge Handbook of Attachment: Assessment. London: Routledge.
8 An important contribution to the popularity of attachment theory among social workers, especially in the UK,
was made by Howe, D., Brandon, M., Hinings, D., & Schofield, G. (1999) Attachment Theory, Child Maltreatment
and Family Support: A Practice and Assessment Model. London: Palgrave.
9 For a useful review see Slade, A. & Holmes, J. (2017) Attachment in Therapeutic Practice. London: SAGE.
10 Hogg, S. (2019) Rare Jewels: Specialised Parent–Infant Relationship Teams in the UK. London: Parent–Infant
into the group-based programme for foster carers. Adoption and Fostering, 32(4), 64–76; Benesh, A.S. & Cui, M.
(2017) Foster parent training programmes for foster youth: a content review. Child & Family Social Work, 22(1),
548–59.
12 Wall, G. (2018) ‘Love builds brains’: representations of attachment and children’s brain development in par-
enting education material. Sociology of Health & Illness, 40(3), 395–409. Attachment is a module in the Ready
Steady Baby book, given to all new parents in Scotland. https://www.nhsinform.scot/ready-steady-baby/preg-
nancy/relationships-and-wellbeing-in-pregnancy/attachment-and-bonding-during-pregnancy.
13 Ministry of Justice (2011) Working with Personality Disordered Offenders: A Practitioner’s Guide.
London: HMSO; Baim, C. & Morrison, T. (2011) Attachment-Based Practice with Adults: Understanding Strategies
and Promoting Positive Change. Hove: Pavilion Publishing; Brown, R. & Ward, H. (2012) Decision-Making within
a Child’s Timeframe: An Overview of Current Research Evidence for Family Justice Professionals Concerning Child
Development and the Impact of Maltreatment. London: Childhood Wellbeing Research Centre; Crittenden, P.M.,
Farnfield, S., Landini, A., & Grey, B. (2013) Assessing attachment for family court decision making. Journal of
Forensic Practice, 15(4), 237–48.
14 Geddes, H. (2006) Attachment in the Classroom: A Practical Guide for Schools. London: Worth Publishing;
Beckh, K. & Becker-Stoll, F. (2016) Formations of attachment relationships towards teachers lead to conclusions
for public child care. International Journal of Developmental Science, 10(3–4), 103–10; Rose, J., McGuire-Snieckus,
R., Gilbert, L., & McInnes, K. (2019) Attachment Aware Schools: the impact of a targeted and collaborative inter-
vention. Pastoral Care in Education, 37(2), 162–84. In the UK, NICE has mandated that ‘Schools and other edu-
cation providers should ensure that all staff who may come into contact with children and young people with
attachment difficulties receive appropriate training on attachment difficulties’ (Recommendations 1.2.1). NICE
(2016) Children’s attachment: attachment in children and young people who are adopted from care, in care or at
high risk of going into care. London: NICE. https://www.ncbi.nlm.nih.gov/pubmed/26741018.
Introduction ix
and incorporate, with textbooks and summaries sustaining an outdated caricature.15 Already
in 1968, Ainsworth wrote to Bowlby with concern: ‘attachment has become a bandwagon’.16
In the helping professions, the idea of attachment theory is well known, and even forms
part of the mandatory curriculum for some professions. At the same time, knowledge of
developments in attachment theory and research may not be strong. Qualitative research
by Furnivall and colleagues found that ‘there was a sense that professionals knew the word
but not the underlying theory . . . although there was strong support for the importance
of the fundamental concept’.17 Likewise Morison and colleagues found that staff working
in residential childcare generally stated in interview that their practice was informed by
attachment theory, but struggled to say exactly how.18 Bennett and Blome have observed
that welfare agencies give lip-service to attachment in providing a support for the cred-
ibility of their work, but may provide a protocol-focused organizational culture that ultim-
Somewhere along the line, the idea that early attachment is the best predictor of all
aspects of later development has gained credence. We need to get out of our ivory towers
and unite in calling out this caricature of our research. I stand by my claim that laying so
much emphasis on attachment isn’t helpful. Being made to worry about whether you have
a secure attachment with your baby won’t make you a better parent; healthcare profes-
sionals who are provided with oversimplified hype about the predictive power of attach-
ment won’t give families good advice; and letting non-experts who think they know the
attachment literature loose in the political arena won’t result in good policies for children
and families.20
15 Ainsworth, M. (1969) CPA oral history of psychology in Canada interview. Unpublished. http://www.fem-
wagon. There are so many people now interested in research in this area, and so many approaches, both theoretical
and methodological. I am afraid that people will leap in in a half-baked way, that findings will be equivocal or con-
flicting, and that perhaps interest will move away from “attachment” dismissing it as one more area that did not
“pan out”.’
17 Furnivall, J., McKenna, M., McFarlane, S., & Grant, E. (2012) Attachment matters for all: an attachment
mapping exercise for children’s services in Scotland. Glasgow: Centre for Excellence for Looked after Children in
Scotland (CELCIS). www.celcis.org/knowledge-bank/search-bank/attachment-matters-all/.
18 Morison, A., Taylor, E., & Gervais, M. (2019) How a sample of residential childcare staff conceptualize and use
plications and organizational considerations. In J.E. Bettmann & D.D. Friedman (eds) Attachment-Based Clinical
Work with Children and Adolescents (pp.259–83). New York: Springer.
20 Meins, E. (2017) Reply. The Psychologist, 30, 6–9. https://thepsychologist.bps.org.uk/volume-30/march-2017/
attachment-public-and-scientific-discourse, p.9.
x Introduction
Meins’ remarks suggest the value in taking stock of qualifications, innovations, and amend-
ments made by later researchers in relation to Bowlby’s early claims. One important early
attempt at such taking stock was Becoming Attached by Robert Karen, published in 1994.21
Karen described the emergence of the attachment paradigm in the work of Bowlby and
Ainsworth, and its subsequent elaboration by younger researchers such as Sroufe, Main,
and Shaver. Karen interviewed all these researchers, as well as conducting extensive study of
their published works until 1992. He documented how attachment theory was introduced by
John Bowlby in the 1950s and 1960s. He traced how Bowlby sought to revise psychoanalytic
theory in order to create a scientific model that nonetheless retained the strengths of psy-
choanalysis in relevance to clinical work. The theory was not well received at the time by the
psychoanalytic community. However, Karen showed, through the work of Mary Ainsworth,
how attachment theory entered into American developmental psychology, where it took
21 Karen, R. (1994) Becoming Attached. New York: Warner Books. Karen’s book developed an earlier art-
icle: Karen, R. (1990) Becoming attached. The Atlantic, February. Karen’s stock-taking not only was influential for
the public reception of attachment theory, but also influenced subsequent attachment research, such as providing a
prompt for the development of the ‘Circle of Security’ intervention: Powell, B., Cooper, G., Hoffman, K., & Marvin,
B. (2016) The Circle of Security Intervention. New York: Guilford, p.9.
Introduction xi
could discuss the Minnesota group’s follow-up of their sample from infancy to preschool, but
the data from later childhood were still being analysed. And Shaver and colleagues had intro-
duced their early ‘love quiz’ self-report measure of adult attachment, but the properties of this
assessment were subject to significant criticism. The relationship between the developmental
psychologists and the social psychologists was relatively hostile, and it was wholly unclear
how the ideas and measures of the two traditions would relate to one another. Yet alongside
sorrow at the loss of Bowlby and Ainsworth, and tensions over the future direction of attach-
ment research and theory, it was a time of great excitement for the field. The standing of at-
tachment research as a scientific paradigm had been established by the 1980s, and support
from research funders had led to a rapid growth in the size of the field by the mid-1990s.22
Since Karen’s book, there has been substantial academic scholarship exploring the early
years of attachment research from a historical perspective. Inge Bretherton, a student and
22 The boom in funding for attachment research in the 1990s is discussed in White, K. & Schwartz, J. (2007)
Attachment here and now: an interview with Peter Fonagy. Attachment: New Directions in Relational Psychoanalysis
and Psychotherapy, 1(1), 57–61.
23 Bretherton, I. (1992) The origins of attachment theory: John Bowlby and Mary Ainsworth. Developmental
Psychology, 28(5), 759–75; Holmes, J. (1993) John Bowlby and Attachment Theory. London: Routledge.
24 E.g. Van Dijken, S. (1998) John Bowlby: His Early Life: A Biographical Journey into the Roots of Attachment
Theory. London: Free Association Books; Mayhew, B. (2006) Between love and aggression: the politics of John
Bowlby. History of the Human Sciences, 19(4), 19–35; van der Horst, F. (2011) John Bowlby—From Psychoanalysis to
Ethology: Unravelling the Roots of Attachment Theory. Oxford: Blackwell.
25 E.g. Birns, B. (1999) I. Attachment theory revisited: challenging conceptual and methodological sacred
cows. Feminism & Psychology, 9(1), 10–21; Vicedo, M. (2013) The Nature and Nurture of Love: From Imprinting to
Attachment in Cold War America. Chicago: University of Chicago Press. As Ruck observes, the popularity of the
development of attachment theory for historians of science resides at least in part in the fact that ‘the theory offers
a looking glass into the social foundations and effects of science; the function and logic of scientific controversies
and disciplinary hierarchies; and the interrelation of descriptive and prescriptive scientific theories, scientific and
popular discourse, and science and ideology all at once’ : Ruck, N. (2014) Review: Marga Vicedo. The nature and
nurture of love. Journal of the History of the Behavioral Sciences, 50(4), 410–11, p.410.
26 Fonagy, P. & Campbell, C. (2016) Attachment theory and mentalization. In A. Elliott & J. Prager (eds) The
Routledge Handbook of Psychoanalysis in the Social Sciences and Humanities (pp.115–31). London: Routledge, p.123.
27 For an example of a work in critical psychology that does little more than repeat stock criticisms with little
relevance to contemporary attachment research, see Walsh, R.T.G., Teo, T., & Baydala, A. (2014) A Critical History
and Philosophy of Psychology. Cambridge: Cambridge University Press.
xii Introduction
to an influential and superbly rich case—one relevant to major current concerns such as the
history of emotion in the human sciences, debates about psychological categorisation, and
ways of imagining human relationships. In turn, attachment research loses effective critical
interlocutors.
This book
Cornerstones re-examines the background and current approaches of key laboratories that
have contributed to attachment research as it exists today. In this way the book traces the
development in a single scientific paradigm through parallel albeit separate lines of inquiry.
The laboratories in focus, those examined by Karen, exemplify particular advances and di-
28 One expression of the sheer scale of the historical background to contemporary attachment research is the
six-volume edited work of Slade, A. & Holmes, J. (eds) (2014) Attachment Theory. London: Sage. The editors aimed
to collect 60 essential papers; however, 119 papers ultimately were judged indispensable. On the diversity of fac-
tors involved in canon formation, and above all the importance of subsequent resonance, see Fishelov, D. (2010)
Dialogues with/and Great Books: The Dynamics of Canon Formation. Eastbourne: Sussex Academic Press.
29 The idea of generations in attachment research is heuristic rather than intended as a simple statement of fact.
Certainly, there are figures who do not fall easily within one generation or the other in terms of age and attitudes;
Jude Cassidy, Jay Belsky, Marinus van IJzendoorn, and Gottfried Spangler are all clear examples. And the present
book is centrally concerned with changes over time regarding theory, method, and research priorities that do not
Introduction xiii
transition from the first to the second generation of attachment researchers, this book has
been written during a transition from the second to the third generation of attachment
researchers. The leaders of the research groups considered in this book have, with the ex-
ception of Mikulincer, now retired.30 Consideration of their work is intended to offer an op-
portunity to examine the strengths and the limitations, and clarify some of the debates, that
have characterized the second generation of attachment researchers and which have formed
the context in which a new generation of leaders are inheriting the field of attachment re-
search. In a letter to Mary Main, Bowlby wrote that ‘there is no need for the old to learn from
the young in order for the population to benefit from youthful innovation. The supersession
of an older generation by a younger is sufficient.’31 Now it is Main’s own generation who are
putting down their tools, and a new set of research leaders who must take stock of what they
have learned, and of what hold this learning has on them.
divide by generation. On the concept of ‘generations’ see Aboim, S. & Vasconcelos, P. (2014) From political to
social generations: a critical reappraisal of Mannheim’s classical approach. European Journal of Social Theory, 17,
165–83.
30 Ainsworth’s first doctoral students at Johns Hopkins graduated in 1972, among them Mary Main; her final
doctoral students were Jude Cassidy in 1986 and Carolyn Eichberg in 1987. This means that most of Ainsworth’s
doctoral students have moved into retirement over the past decade.
31 Bowlby, J. (1970) Letter to Mary Main, 18 November 1970. PP/Bow/J.4/1.
32 Cassidy, J. & Shaver, P. (eds) (2016) Handbook of Attachment: Theory, Research, and Clinical Applications,
3rd edn. New York: Guildford; Prior, V. & Glaser, D. (2006) Understanding Attachment and Attachment
Disorders: Theory, Evidence and Practice. London: Jessica Kingsley Press; Gillath, O., Karantzas, G.C., & Fraley,
R.C. (2016) Adult Attachment: A Concise Introduction to Theory and Research. London: Academic Press. See also
Holmes, P. & Farnfield, S. (2014) The Routledge Handbook of Attachment. London: Routledge.
33 Thompson, R.A., Simpson, J.A., & Berlin, L. (eds) (2020) Attachment: The Fundamental Questions.
Nature of Attachment: Contextualizing Relationships and Development (pp.301–19). Cambridge, MA: MIT
Press, p.303.
35 Schickore, J. (2008) Doing science, writing science. Philosophy of Science, 75(3), 323–43.
xiv Introduction
Some commentators have described attachment theory and research as little more than
an ideology for the coercive evaluation, classification, and discipline of families by profes-
sionals.36 In response to such accusations, apologists have countered that attachment theory
and research are no different than any other form of knowledge of children and families,
and that contemporary attachment research, adequately understood, offers no support for
oppression of families.37 Both claims are likely too flat, masking the diversity within attach-
ment discourses and their changes over time and between contexts. Neither the accusations
nor the apologetics are based on empirical research, or on textual evidence. In fact, very little
is readily available in the public domain about the circulation of ideas between research and
practice.38 Colleagues and I currently have research on these questions underway, drawing
on interviews, focus groups, ethnography, and analysis of a large archive of clinical case
records.39
36 For example, Smeeton puts this polemically, alleging that ‘we watch as the next generation of social workers
suffer the consequences of intellectual inbreeding, fumbling through practice with webbed theories and six-
fingered methodologies that give up on families unable to reach the optimal state of a “secure pattern” attachment
with their child’. Smeeton, J. (2017) From Aristotle to Arendt: a phenomenological exploration of forms of know-
ledge and practice in the context of child protection social work in the UK. Qualitative Social Work, 16(1), 14–28,
p.16. See also Garrett, M.P. (2017) Wired: early intervention and the ‘neuromolecular gaze’. British Journal of Social
Work, 48(3), 656–74. Such criticisms are not based on empirical work on how attachment research is conducted,
transmitted, or applied.
37 For example, Ross Thompson’s remarks during discussion in Keller, H. & Thompson, R. (2018) Attachment
theory: past, present & future, recorded at the 2nd ‘Wilhelm Wundt Dialogue’, 28 November 2018, Leipzig
University, hosted by the Leipzig Research Center for Early Child Development (LFE). https://www.youtube.com/
watch?v=_nG5SelEj28.
38 One of the few studies found that the more training professionals had in attachment theory, the less likely they
were to make judgemental comments about parents’ caregiving behaviours. McMahon, C., Huber, A., Kohlhoff, J.,
& Camberis, A.L. (2017) Does training in the Circle of Security framework increase relational understanding in
infant/child and family workers? Infant Mental Health Journal, 38(5), 658–68.
39 Some early findings are presented in Reijman, S., Foster, S., & Duschinsky, R. (2018) The infant disorganised
attachment classification: ‘Patterning within the disturbance of coherence’. Social Science & Medicine, 200, 52–58.
40 Occasional further manuscripts have been made available by other attachment researchers including Chris
41 Bowlby, J. (1974) Marginalia on Kuhn, second thoughts on paradigms. PP/Bow/H.98: Heavily under-
lined: ‘Acquiring an arsenal of exemplars, just as much as learning symbolic generalisations, is integral to the pro-
cess by which a student gains access to the cognitive achievements of his disciplinary group’ (p.471).
42 This function of the history of psychology is discussed well in Capshew, J. (2014) History of psychology since
1945: a North American review. In R. Backhouse & P. Fontaine (eds) A Historiography of the Modern Social Sciences
(pp.144–82). Cambridge: Cambridge University Press.
43 The links between historical research and attachment research in this regard relate especially to researchers in
the developmental tradition. The social psychological tradition of attachment research has offered fewer relevant
reflections on the idea of history, reflecting a predominant tendency in the broader discipline of social psychology.
However, see Billig, M. (2018) Those who only know of social psychology know not social psychology: a tribute to
Gustav Jahoda’s historical approach. Culture & Psychology, 24(3), 282–93.
44 Bowlby, J. (c.1932–33) History taking; methods of examining. PP/BOW/D.2/13.
45 Bowlby, J. (1990) Charles Darwin: A Life. New York: Norton.
46 Wilson, A. & Ashplant, T.G. (1988) Whig history and present- centred history. The Historical Journal,
31(1), 1–16.
47 See Bowlby, J. (1982) A case of mistaken identity. Higher Education Quarterly 36(4): 328–32; Bowlby, J. (1962)
Notes on Feyerabend. PP/BOW/H.99; Bowlby, J. (1974) Marginalia on Kuhn, Second Thoughts on Paradigms. PP/
Bow/H.98.
xvi Introduction
In the Darwin biography, unpublished materials are treated as different but not necessarily
inferior sources of information. Both are asked to play their part in filling out the develop-
ment of ideas and scientific practices over time. Bowlby felt that history can, and at times
should, help ‘exhume’ the ‘archaeological remnant’ of ideas that have been lost or thrust into
the background over time.48 He warned that ‘so long as our history is hidden from us, so long
as we hide our history from ourselves, we are very likely to see the present and future in the
terms of the past’.49 In his view, the history of a research paradigm holds open the possibility
of greater critical awareness of its ideas and methods, including a sense of what avenues have
been or might be more or less fruitful. This can contribute to greater flexibility and freedom
of action in facing contemporary dilemmas. Another potential benefit of historical inquiry,
Bowlby held, is that such research can directly contribute to ‘the formulation of specific hy-
potheses and theories’, even if this is not its primary purpose.50
48 Bowlby, J. (1976) In Dr Martin Bax. Are Mothers Necessary? Radio 3, October 1976. PP/Bow/F.5/7.
49 Bowlby, J. (1989) Attachment and Loss: Continuing Education Seminars. Film produced by David Scott May
and Marion Solomon. Distributed by Insight Media.
50 Bowlby, J. & Dahrendorf, R. (1958) Summary of discussions and topics for final session. Seminar delivered to
members of the Stanford Conflict Seminar, February 1958. PP/Bow/H.67. See also Chang, H. (2017) Who cares
about the history of science? Notes and Records, 71(1), 91–107.
51 Bowlby, J. (1982) A case of mistaken identity. Higher Education Quarterly, 36(4), 328–32.
52 Bowlby, J. (1979) The ten books which have most influenced my thought, 24 October 1979. PP/Bow/A.1/8.
53 Bowlby, J. (1981) Jean Piaget: some reminiscences. The Tavistock Gazette, 5, 3–4, p.4.
54 Tosh, N. (2003) Anachronism and retrospective explanation: in defense of a present-centred history of sci-
ence. Studies in History and Philosophy of Science, 34, 647–59; Oreskes, N. (2013) Why I Am a Presentist. Science in
Context, 26(4), 595–609; Loison, L. (2016) Forms of presentism in the history of science: rethinking the project of
historical epistemology. Studies in History and Philosophy of Science Part A, 60, 29–37.
55 Bowlby, J. (c.1950) Marginalia on Bronfenbrenner’s ‘Toward an integrated theory of personality’. PP/B ow/
J.9/37.
Introduction xvii
argument would also be put forward some years later by both historians and developmental
psychologists who would describe the use of historical methodology in the critical examin-
ation of psychological paradigms as a ‘necessary supplement’ to the hypothesis-testing trad-
ition of academic psychological research.56
Alan Sroufe and the Minnesota group also offered reflections on what it means to know
the past, as part of a deep and abiding concern with the nature of continuities and discon-
tinuities in development over time.57 Like Bowlby, Sroufe was respectful of history and felt
that ‘it is important to bring forward the lessons of the past and at the same time redraw
them with an eye on current problems and current understanding’.58 For Sroufe, the es-
sential commonality between history and developmental psychology lies in the fact that
both acknowledge that early events do not determine later ones. Early events shape what
is taken forward from the past in ways that then frame subsequent interactions between
56 Van IJzendoorn, M. & van der Veer, R. (1984) Main Currents of Critical Psychology, p.233, trans. M. Schoen.
New York: Irvington Publishers. See also Klempe, S.H. & Smith, R. (eds) (2017) Centrality of History for Theory
Construction in Psychology. New York: Springer.
57 The concept of ‘development’ of course has its own long history. See, for example, Wertheimer, M. (1985)
The evolution of the concept of development in the history of psychology. In G. Eckardt, W.G. Bringmann, &
L. Sprung (eds) Contributions to a History of Developmental Psychology (pp.13–25). Berlin: Mouton; Valsiner, J.
(1994) Irreversibility of time and the construction of historical developmental psychology. Mind, Culture, and
Activity, 1(1–2), 25–42.
58 Sroufe, L.A. (1996) Emotional Development, p.xii. Cambridge: Cambridge University Press.
59 Sroufe, L.A. (2007) The place of development in developmental psychopathology. In A. Masten (ed.)
Multilevel Dynamics in Developmental Psychopathology: Pathways to the Future: The Minnesota Symposia on Child
Psychology, Vol. 34 (pp.285–99). Mahwah, NJ: Lawrence Erlbaum, p.290.
60 Sroufe, L.A. (1996) Emotional Development, p.xii. Cambridge: Cambridge University Press.
61 Roisman, G.I., Madsen, S.D., Hennighausen, K.H., Sroufe, L.A., & Collins, A. (2001) The coherence of dyadic
behavior across parent–child and romantic relationships as mediated by the internalized representation of experi-
ence. Attachment & Human Development, 3(2), 156–72, p.169. An example of attachment researchers ‘building in
the ruins’ is the way that the term ‘internal working model’ has been used by later attachment researchers to show
that Bowlby was attentive to change, since these models were ‘working’, i.e. open to development. However, this
was never Bowlby’s intention with the term: ‘working’ just meant that they were applied (Chapter 1). Nonetheless,
the word ‘working’ has made available this subsequent interpretation.
xviii Introduction
us. Bowlby held that we can even retain the dead as secure attachment figures at a symbolic/
representational level, if we can accept the loss whilst taking courage and reassurance from
memories and other aspects of the person’s legacy.62
Both history and developmental science agree that the past shapes what we can build,
where, and with what stability. Both disciplines recognize that important aspects of our lives
are often best regarded as by-products of the past, rather than immediately functional and
well judged in the present. Yet both perceive that this by-product can be used or adapted re-
sponsively, that contingency is material and runs deep. In making sense of such contingency,
history and developmental science have significant respective commitments that emphasize
the social basis of the self, and the effects of this for the knowing subject. As such, Sroufe and
colleagues expressed concern that when the legacy of the past is ‘unnoticed, disallowed, un-
acknowledged or forgotten’, present-day social practices will likely not be responsive, well
62 Bowlby, J. (1980) Loss. London: Pimlico: ‘for many widows and widowers it is precisely because they are
willing for their feelings of attachment to the dead spouse to persist that their sense of identity is preserved and
they become able to reorganize their lives along lines they find meaningful’ (p.98).
63 Carlson, E.A., Egeland, B., & Sroufe, L.A. (2009) A prospective investigation of the development of borderline
64 Juffer, F., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (eds) Promoting Positive Parenting: An
Attachment-Based Intervention. New York: Psychology Press.
65 Cf. Mykhalovskiy, E., Frohlich, K.L., Poland, B., Di Ruggiero, E., Rock, M.J., & Comer, L. (2018) Critical social
science with public health: agonism, critique and engagement. Critical Public Health, 29(5).
66 Bourdieu, P. (2000) Pascalian Meditations. Stanford: Stanford University Press; Latour, B. (2013) An Inquiry
into Modes of Existence. Cambridge, MA: Harvard University Press. Illustrative of the ‘debunking’ narrative is
Gaskins, S. (2013) The puzzle of attachment. In N. Quinn & J.M. Mageo (eds) Attachment Reconsidered: Cultural
Perspectives on a Western Theory (pp.33–66). London: Palgrave.
67 Sedgwick, E.K. (2003) Touching Feeling: Affect, Pedagogy, Performativity. Durham, NC: Duke University Press.
68 Duschinsky, R. (2019) Attachment and the archive: barriers and facilitators to the use of historical sociology
Dependency (pp.97–137). Washington, DC: Winston: ‘In terms of his problem, theoretical orientation, resources,
opportunities, and personal style, each investigator chooses his own set of compromises. The interests of science
seem likely to be best served in this context by a multiplicity of studies, each with its own compromises, which yet
may in aggregate answer the questions’ (p.126).
xx Introduction
nature of psychological theory, Sroufe has argued that ‘embracing a particular model of dis-
turbance is analogous to putting on lenses which may bring some issues or questions into
focus while distorting others in ways that may not be obvious to the observer’.70 As sug-
gested by Ainsworth and Sroufe’s reflections, though all contributing to the study of attach-
ment in some sense, the research groups considered in Cornerstones have varied strengths
and primary concerns. Treating them together, and with attention to their commentary on
and elaborations of one another, helps reveal these differences and their wider stakes.71 It
also helps in understanding the priorities, methodological choices, and terminology of each
group, which at all times were, in part, structured toward those communicated by or antici-
pated from other research groups as well as the wider discipline. Essentially, Cornerstones
aims to acknowledge and understand the point of view of particular researchers and research
groups, without assuming that this point of view is the only or best one available in the field,
One of the recurrent themes of this book is the way in which communication between re-
search groups, and communication with wider publics, has been hindered by confusion
about the meaning of concepts. Part of the appeal of attachment research lies in its central
reference to experience-near metaphors and terms such as ‘attachment’, ‘mother’, ‘security’,
‘sensitivity’, ‘disorganization’, ‘coherence’, ‘anxiety’, ‘dissociation’, and ‘trauma’. Yet, equally,
part of the difficulty with understanding attachment research is that not one of these terms
is used by attachment researchers in line with ordinary language, and rarely with the same
meaning between research groups.
It is not unusual for terms to take on a life of their own in shaping human perceptions and
actions, both in scientific and ordinary language, a life in turn conditioned by the structures
and conditions within which the language occurs.73 The independent life of language has
been an especially common issue for psychological discourse, as previous historians have
observed.74 The researchers discussed in this book from Bowlby onwards have themselves
been aware of this issue. For instance, Shaver and Brennan have observed that in ordinary
language ‘depression’ can encompass alienation, low self-esteem, helplessness, and dissat-
isfaction with life. However, psychological researchers may well want to distinguish these
states, and investigate their respective contribution to clinical symptoms.75 Ordinary use of
70 Sroufe, L.A. (1997) Psychopathology as an outcome of development. Development & Psychopathology, 9(2),
251–68, p.251.
71 Danziger, K. (1994) Does the history of psychology have a future? Theory & Psychology, 4(4), 467–84: It is
‘when the professional community is divided in some profound way that a critical disciplinary history has a signifi-
cant contribution to make’ (p.478).
72 Hacking, I. (2002) Historical Ontology. Cambridge, MA: Harvard University Press; Collins, H. & Evans, R.
(2014) Actor and analyst: a response to Coopmans and Button. Social Studies of Science, 44(5), 786–92.
73 Cavell, S. (1994) In Quest of the Ordinary: Lines of Skepticism and Romanticism. Chicago: University of
Chicago Press.
74 E.g. Smith, R. (2013) Between Mind and Nature: A History of Psychology. New York: Reaktion Books.
75 Shaver, P.R. & Brennan, K.B. (1991) Measures of depression and loneliness. In J.P. Robinson, P.R. Shaver,
& L.S. Wrightsman (eds) Measures of Social Psychological Attitudes, Vol. 1 (pp.195–289). San Diego: Academic
Press: ‘In addition to being parts of ordinary language, “depression” and “loneliness” are technical terms within
psychiatry and clinical psychology . . . . When ordinary concepts are used technically, definitional confusion may
arise . . . these emotions are closely related to other states discussed in this book: alienation, low self-esteem, ex-
ternal locus of control (helplessness), and dissatisfaction with life. In ordinary language, this is as it should be; in
Introduction xxi
the word ‘depression’ thus diverges from the clinical use of the term—and perhaps both in
turn diverge from the term as used in research contexts. Shaver and colleagues have argued
that the issue expresses the broader predicament of academic and clinical psychology, which
attempt to characterize and support change within the sphere of human everyday life, and
therefore begin with the terms and problems of everyday language.76 And just like everyday
life, ordinary language is unruly, multiply invested, and occasionally nutty or treacherous.
However, even if potential confusions with ordinary language is a broader problem for
psychology, attachment research has been unusually vulnerable from the start. It is helpful
to see that Bowlby was pulled in two directions.77 On the one hand, he was keen to make use
of the advantages of ordinary language. Ordinary language is excellent for doing less precise
work, for making evocative claims, and for communicating with diverse audiences in ways
that resonate with everyday concerns.78 It is intrinsically historical and pitted with depth, a
professional social science it is problematic . . . . Another problem is that the terms “loneliness” and “depression”
harbour implicit causal theories’ (p.195).
76 Shaver, P.R., Morgan, H.J., & Wu, S. (1996) Is love a ‘basic’ emotion? Personal Relationships, 3, 81–96, p.83. See
also Derksen, M. (1997) Are we not experimenting then? The rhetorical demarcation of psychology and common
sense. Theory & Psychology, 7(4), 435–56.
77 Bowlby’s predicament can be seen within the wider context of psychoanalysis discourse in the period, which
both wanted and repudiated the advantages of ordinary language. This issue is considered well in Abram, J. (2007)
The Language of Winnicott: A Dictionary of Winnicott’s Use of Words. London: Karnac.
78 Geertz describes common sense as having five experiential properties: it is felt in use as ‘natural’, ‘practical’,
‘thin’/’simple’, ‘immethodical’, and ‘accessible’. Geertz, C. (1983) Common sense as a cultural system. In Local
Knowledge (pp.73–93). New York: Basic Books.
79 Bowlby, J. (1980) Loss, p.17. London: Pimlico.
80 Bowlby, J. (1972) Notes towards Separation. PP/Bow/K.5./17.
81 Bowlby, J. (1973) Separation, p.118. New York: Basic Books. As a mature scholar, Bowlby regularly warned
his students regarding the use of language in their theorizing. E.g. Issroff, J. (2005) Donald Winnicott and John
Bowlby: Personal and Professional Perspectives. London: Karnac: ‘He concentrated on ensuring that language used
was not loose, and on keeping speculation to a minimum’ (p.26). ‘Often he held forth about the importance of lan-
guage used for conceptualising’ (p.27).
xxii Introduction
himself as ‘speculating’, giving the false impression that he lacked rigour or reason as he put
forward an explanation.82
The most basic example of such problems can be seen with the term ‘attachment’ itself,
which Benjafield situates as one of the most characteristic examples of linguistic polysemy in
all the history of psychology.83 There is a gulf between the ordinary connotations of the term
and how it is used by attachment researchers. And there is a further gap between narrower
and broader uses of the term by Bowlby, and then by subsequent attachment researchers.
In ordinary language, the word means to bind something to something else, physically or
emotionally. In Bowlby’s narrower usage, the word meant a specific set of behaviours and
states that facilitate care-seeking. In Bowlby’s broader usage, the word meant all and any in-
timate relationships. Such multiple investments in the term have had a powerful legacy. They
have contributed to the intuitive appeal of attachment theory, making it seem user-friendly
In psychology, and more so, attachment theory, the words we use to label ideas often get
in the way. They misdirect us in what we think we should do next. Many implications that
people draw from their knowledge of attachment theory are probably not rigorously de-
rived from the logic of the underlying theory. Take this example: you ask a college class,
what kinds of developmental problems might arise from being insecure in your attach-
ment to your mother? They start thinking that insecure sounds like afraid, fearful, anxious,
shy, uncomfortable, maybe incompetent, and the reasoning goes on to a conclusion that
82 Bowlby, J. (1987–90) Darwin’s Scientific Achievement. Cambridge University Library, MS Add. 8884.
83 Benjafield, J.G. (2016) The digital history of the anglophone vocabulary of psychology: an exploration using
Zipfian methods. History of Psychology, 19(2), 125–40, p.127.
84 E.g. Bowlby, J. (1983) Letter to Helen Block Lewis, 12 January 1983. PP/Bow/J.9/123: ‘As I expect you know,
some difficulties have arisen over the best use of the term attachment. For purely historical reasons it seems best
now to confine it to protection and comfort-seeking behaviour as seen most obviously in childhood.’
85 On the costs and gains of metaphor for Bowlby’s reception, see Duniec, E. & Raz, M. (2011) Vitamins for the
soul: John Bowlby’s thesis of maternal deprivation, biomedical metaphors and the deficiency model of disease.
History of Psychiatry, 22(1), 93–107. The issue is likewise discussed in Fonagy, P. (2003) Some complexities in
the relationship of psychoanalytic theory to technique. The Psychoanalytic Quarterly, 72(1), 13–47: ‘Science regu-
larly employs metaphor in the absence of detailed knowledge of the underlying process. Provided that metaphor
is not confused with a full understanding—or, to use Freud’s expression, the scaffolding is not mistaken for the
building—heuristic considerations might outweigh any disadvantages of such employment’ (p.36).
Introduction xxiii
insecure is therefore a bad thing. This is not being deduced from some mechanism that is
spelled out in attachment theory. It is merely associative.86
Unless we can be sure that others know just what we mean by ‘attachment’, Waters argued,
severe cautions are needed. In fact, ‘the less often we use the word “attachment” in this dis-
cussion, and the more often we refer specifically to what you are asking about, the better off
we’ll all be’.87 However, Waters’ warning has gone generally unheeded. Attachment research
has had comparatively strong platforms for reporting and synthesizing empirical findings
but weak platforms for the critical discussion of concepts and terminology—besides, to an
extent, the journal Attachment & Human Development and the Handbook of Attachment.88
Luyten has argued that ‘much of the language of . . . attachment theory may have had its
time. There is an unmistakable tendency to reify.’89 Yet any attempt to replace or bypass un-
Summary of chapters
Chapter 1 focuses on the work of John Bowlby. It describes the lines of agreement and dis-
agreement between Bowlby and the psychoanalytic theory of his day, and the extent of his
debt to Robert Hinde and ethology. The chapter clarifies ways in which incompatibilities be-
tween psychoanalysis and ethology have contributed to tensions within Bowlby’s work and
subsequent attachment theory. Access to Bowlby’s unpublished correspondence and notes
provides the basis for a new interpretation of several of Bowlby’s key concepts, including
86 Waters, E. & McIntosh, J. (2011) Are we asking the right questions about attachment? Family Court Review,
of equivalence possible. Attachment research has benefited from allowing many an expansive field of stabilization
that allows many phenomena to be recognized as pertaining to ideas relating to attachment. On the concept of
‘field of stabilization’ see Foucault, M. (1969, 1972) The Archaeology of Knowledge and the Discourse on Language,
p.103, trans. A.M. Sheridan Smith. New York: Pantheon.
89 Luyten, P. (2015) Unholy questions about five central tenets of psychoanalysis that need to be empirically veri-
Attachment Interview (Chapter 3). Beijersbergen, Bakermans-Kranenburg, and van IJzendoorn conducted
a detailed empirical study in 2006 to see whether attachment researchers used the term ‘coherent’ in the same
way as ordinary language or other academic specialisms. The answer was a resounding ‘no’. Beijersbergen, M.D.,
Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2006) The concept of coherence in attachment inter-
views: comparing attachment experts, linguists, and non-experts. Attachment & Human Development, 8(4),
353–69.
xxiv Introduction
monotropy and aggression. The chapter discusses Bowlby’s unpublished book written with
Jimmy Robertson in the 1950s and 1960s on the effects of major separations experienced by
young children. And the chapter presents previously unavailable ideas from Bowlby’s un-
published book on defence mechanisms from the 1960s, which sheds light on his later in-
formation processing model. The chapter also pieces together the full story of Bowlby’s work
with a patient, Mrs Q., the account of which is scattered across a dozen of Bowlby’s writ-
ings. The chapter closes by discussing some ways in which limitations in Bowlby’s work have
proven obstacles for later attachment researchers.
Though the terms ‘attachment theory’ and ‘attachment research’ are sometimes used
interchangeably, attachment as an empirical research paradigm may be regarded as having
fully commenced only with Ainsworth’s work. Chapter 2 begins by introducing the bio-
graphical context of Ainsworth’s work, including her early work at Toronto University.
relationship between trauma and dissociation in their thinking—which has often been con-
fused by subsequent attachment researchers—is described, drawing on a major theoretical
work by Main and Hesse published only in Italian.
Chapter 4 considers the work of Alan Sroufe, Byron Egeland, and the Minnesota
Longitudinal Study of Risk and Adaptation. The Minnesota group has served as a fun-
damental source of stability and support for the developmental tradition of attachment
research. The chapter begins by describing the origins of the Minnesota study in the con-
text of growing policy and academic interest in the consequences of child maltreatment.
The chapter presents the first sustained commentary on Sroufe’s ideas about emotion, at-
tachment, and development. These ideas were vital to the selection of measures and in-
terpretation of results in the longitudinal study. Headline concepts like ‘felt security’ were
influential for subsequent attachment theory. However, other ideas such as affects as social
Acknowledgements
Work on this book has taken five years, during which time I have accumulated an absurd
number of debts. A more detailed account of the experience and nature of these accumu-
lated debts can be found in Duschinsky, R. (2019) Attachment and the archive: barriers
xxvi Introduction
My grateful thanks to Martin Baum, Charlotte Holloway, Janine Fisher, Julie Musk and
Lucía Pérez at Oxford University Press for their support for this book.
Chapters of this book have benefited greatly from feedback from Marian Bakermans-
Kranenburg, Sasha Ban, Kazuko Behrens, Richard Bowlby, Jean-François Bureau, Betty
Carlson, Patricia Crittenden, Tsachi Ein-Dor, Jo Faulkner, Pasco Fearon, Chris Fraley,
Lydia Fransham, Pehr Granqvist, Philip Heslop, Erik Hesse, Jeremy Holmes, Juliet Hopkins,
Michael Lamb, Mary Main, Karin Maraney, Bob Marvin, Mario Mikulincer, Mary Sue
Moore, Mikhael Reuven, Anne Rifkin-Graboi, Glenn Roisman, Avi Sagi-Schwartz, Jessica
Saffer, Carlo Schuengel, Judith Solomon, Alan Sroufe, Paul Stenner, Alessandro Talia,
Anne Tharner, Ross Thompson, Marinus van IJzendoorn, Marije Verhage, Mary Jo Ward,
Everett Waters, and Judy Keiner. I am also grateful to other researchers who have offered
encouragement for this work, including but by no means limited to Byron Egeland, Kelly
Biographical sketch
John Bowlby reported that his interest in psychological issues was kindled in 1929 whilst
Introduction
In an unpublished article from 1969, Bowlby wrote that ‘an individual holding an idiosyn-
cratic model of the world or of himself is likely to find himself facing the world alone’.3 This
expectation that individuality and novel ideas will be met with isolation and rejection had a
1 Bowlby, J. (1981) Perspective: a contribution by John Bowlby. Bulletin of the Royal College of Psychiatrists, 5(1),
2–4, p.2.
2 Bowlby, J. (1979) The ten books which have most influenced my thought, 24 October 1979. PP/Bow/A.1/8.
3 Bowlby, J. (1969) Anxiety, Stress and Homeostasis. Unpublished manuscript, April 1969. PP/Bow/H10.
2 John Bowlby
number of sources.4 Bowlby himself attributed his distrust in others in his professional life
in part to the ambush and misunderstanding he received from peers when he first began to
present his ideas at the Institute of Psychoanalysis.5 The expectation of misunderstanding
and rejection led to sharp distinctions throughout his life in what Bowlby would reveal to
different audiences. The result of this was, in a sense, three John Bowlbys, each with some-
what different motivations, and different tones to their writing, reflecting three anticipated
audiences.6 The human self is, of course, always a multiple thing, even if there is a certain
amount of hierarchical organisation. Nonetheless, consideration of three relatively distinct
Bowlbys helps make sense of breakdowns of communication between his writings across
different forums and eras, and between the audiences of these texts.
The most well known to the public is the Bowlby available in works written for a general
audience during the 1950s. These include the famous 1953 Child Care and the Growth of
4 Van Dijken, S. (1998) John Bowlby: His Early Life: A Biographical Journey into the Roots of Attachment Theory.
London: Free Association Books; Bowlby, U. (1992) A memoir of John. PP/Bow/P.6/3: John believed that ‘his own
childhood had been sufficiently unhappy to want him to investigate—but not so unhappy that he had obliterated
the subject’.
5 Bowlby, J. (1984) Letter to Phyllis Grosskurth, amending discussions of Bowlby in Grosskurth’s biography of
Press; Showers, C.J. & Zeigler-Hill, V. (2003) Organization of self-knowledge: features, functions, and flexibility. In
M.R. Leary & J.P. Tangney (eds) Handbook of Self and Identity (pp.47–67). New York: Guilford.
7 Bowlby, J. (1953) Child Care and the Growth of Love. Harmondsworth: Pelican.
8 See e.g. Bowlby, J. (1954) Should a baby be left to cry? Parents, March 1954, pp.32–35; Bowlby, J. (1958) Should
mothers of young children work? Ladies Home Journal (November) 75, 58–59, 158–61.
9 E.g. Association for Psychiatric Social Workers (1955) Presentation at the Annual General Meeting 1955: Dr
John Bowlby on preventative activities. Modern Records Centre Warwick University. MSS.378/APSW/P/16/6/
19-20.
10 Bowlby, J. (1986) Interview with the BBC. PP/ Bow/F.5/8: ‘I published this report for the World Health
Organisation in 1951, Maternal Care and Mental Health . . . all the evidence was still sketchy, it was inadequate.’
11 Bowlby, J. (1953) Child Care and the Growth of Love. Harmondsworth: Pelican, p.53, 76.
12 Ross, L.R. (2014) Reading Ursula Bowlby’s letters (1939– 1940). Journal of the Motherhood Initiative for
Research & Community Involvement, 5(1), 67–82.
13 Doyle, C. (1987) A continuing case for keeping children at home. Daily Telegraph, 23 June 1987: ‘He insists
that he has never intended to imply that a continuous relationship should mean every minute of the day, and now
adds “intermittent” to “warm and continuous” ’ as the qualities of care he wished children to receive from their fa-
miliar caregivers.
14 Bowlby less fell into the naturalistic fallacy than emblazoned it on his shield. Bowlby, J. (1990, 2011) John
Bowlby: interview by Leonardo Tondo. Clinical Neuropsychiatry, 8(2), 159–71: Tondo—‘Do you agree with the
rather simplistic view that the mother may be more important than the father? Bowlby—‘That view, I think, is well
attested by the information we have . . . This is the way all societies operate. So my concern is always with human
Introduction 3
Britain.15 Bowlby was knowing and explicit that he was drawing on ‘pure prejudice’,16 that in
his popular writings he ‘exaggerates everything’.17 Such a strategy helped him get some core
ideas heard, even if these were mostly the rind of the views he actually held.
Subsequent attachment researchers have engaged in some whack-a-mole efforts to correct
fallacies arising from Bowlby’s populist claims about attachment, for instance his overstrong
claims about the influence of early experiences or his polemical claims about the respon-
sibilities of mothers. However, this has been at most partially successful in shaping public
perceptions of the implications of attachment theory. Some things are irreversible once they
are put out into the world. But additionally, even if they could have been reversed, the second
generation of attachment researchers generally did little, especially compared to Bowlby, to
speak to a wider public.18 This left Bowlby’s early statements in popular works unqualified,
contributing to misalignment between the technical positions of attachment theorists and
nature, about which I am most confident about Western culture. When I teach my students, I say, “Look, the first
thing to remember is that Western society is not a human norm.” We behave in a way that human societies have
never behaved in the past. If you take human societies over the past hundred thousand years so far as we know and
around the world, Western societies are peculiar. We do things in funny ways which may be alright, and it may not.
Do not think they are normal. They are not the normal way human beings are meant to behave” . . . You either go
along with human nature or you fight it. If you fight it you get problems. If you don’t fight it life is much more com-
fortable.’ (164–5)
15 E.g. Franzblau, S.H. (1999) Historicizing attachment theory: binding the ties that bind. Feminism &
Psychology, 9(1), 22–31; Vicedo, M. (2011) The social nature of the mother’s tie to her child: John Bowlby’s theory
of attachment in post-war America. British Journal for the History of Science, 44(3), 401–26. Van der Horst has also
situated Bowlby’s work in the wider context of post-war Europe, especially in the context of his travels in the 1950s.
Van der Horst, F.C.P. (2011) John Bowlby—From Psychoanalysis to Ethology. Unravelling the Roots of Attachment
Theory. Oxford: Blackwell.
16 Bowlby, J. (1958) Should mothers of young children work? Ladies Home Journal (November) 75, 58–59,
158–61, p.158. LeVine has claimed that Bowlby had little awareness of the extent to which he was engaging with
contemporary ideologies of family life. Careful examination of the full range of Bowlby’s public and private
writings indicate that the ideological aspects of Bowlby’s popular writings were not simply the result of a lack
of self-awareness, but had a decidedly strategic component. LeVine, R.A. (2014) Attachment theory as cultural
ideology. In H. Otto & H. Keller (eds) Different Faces of Attachment: Cultural Variations on a Universal Human
Need (pp.50–65). Cambridge: Cambridge University Press. In sociological perspective, Bowlby’s appeal to existing
concerns and prejudices of his day may be considered in light of Bourdieu’s remark that when attempting to reach
a mass market, the ‘more directly and completely’ must cultural producers direct their goods to ‘a pre-existing
demand, i.e. to pre-existent interests in established forms’. Bourdieu, P. (1993) The Field of Cultural Production.
Cambridge: Polity, p.97.
17 Bowlby, J. (1987) Baby love. Hampstead and Highgate Express, 3 April 1987.
18 For example, Alan Sroufe (Chapter 4) wrote a popular textbook and a handful of newspaper articles primarily
focused on the overprescription of ADHD medication. But he did not attempt in a sustained way to speak to wider
publics in the manner of Bowlby. In Germany, Klaus and Karin Grossmann were more active in attempting to
speak to wider publics and increase public understanding of attachment. See e.g. Grossmann, K. & Grossmann,
K. (2011) Das Geflecht des Lebens. DVD, Auditorium Netzwerk: Freigegeben ohne Altersbeschränkung. Perhaps
the closest to Bowlby in direct engagement with policy-makers and publics has been Peter Fonagy, e.g. Fonagy,
P. (2018) Evidence submitted to the Evidence-Based Early-Years Intervention Inquiry. Science and Technology
Committee (Commons). http://data.parliament.uk/writtenevidence/committeeevidence.svc/evidencedocument/
science-and-technology-committee/evidencebased-early-years-intervention/written/77644.pdf.
19 E.g. Riley, D. (1983) War in the Nursery: Theories of the Child and Mother. London: Virago Press; Thomson, M.
(2013) Lost Freedom: The Landscape of the Child and the British Post-War Settlement. Oxford: Oxford University
Press, p.87.
4 John Bowlby
revealing his belief that there was, in fact, a shortage of nursery care.20 There is no evidence
that Bowlby replied to this letter, and no public statement was issued. Winnicott later re-
flected on both the advantages and disadvantages of Bowlby’s strategy:
His propaganda for the avoidance of unnecessary breaks in the infant–mother relationship
had gone round the world, though I do also feel that the propaganda element necessarily
led to a fashion in child care and to the inevitable reactions which follow propaganda.21
A good part of the poor relationship between Bowlby and his critics stemmed from this
predicament: in the expectation of misunderstanding and rejection, he had simplified and
excluded qualifications from his position in writing populist propaganda in the 1950s for
the sake of conveying a message that could travel easily between contexts and down through
20 Winnicott, D. (1954, 1987) Letter to Dr J. Bowlby. In F. Robert Rodman (ed.) The Spontaneous Gesture: Selected
Letters of D.W. Winnicott. London: Karnac, pp.65–66. See also Lewis, J. (2013) The failure to expand childcare pro-
vision and to develop a comprehensive childcare policy in Britain during the 1960s and 1970s. Twentieth Century
British History, 24(2), 249–74.
21 Winnicott, D. (1953, 1989) John Bowlby. In C. Winnicott, R. Shepherd, & M. Davis (eds) Psycho-analytic
sticks to his guns. Interviewed in his office at the Tavistock clinic he said: “Whenever I hear the issue of maternal
deprivation being discussed, I find two groups with a vested interest in shooting down the theory. The Communists
are one, for the obvious reason that they need their women at work and thus their children must be cared for by
others. The professional women are the second group. They have, in fact, neglected their families. But it’s the last
thing they want to admit.’
23 Bowlby, J. (1976) Bowlby on latch-key kids: interviews with Dr Nicholas Tucker. Psychology Today, Autumn
grated; there are fewer disparities than with Bowlby’s popular writings or his private reflections. Bowlby’s routine
Introduction 5
with two irreconcilable individuals with the same name, and often seem perplexed by one
another. In these scholarly writings, Bowlby presented his ‘idiosyncratic model’ of the world,
laying out its logic. Bowlby’s scientific and clinical writings were just as daring as the popular
texts, but authority is tempered with sobriety. He was concerned with the particularity of
the things he discussed, not the familiar idea of them, even if this demanded dense writing
and some loss of ready readability. In general, there is quite a clean division between the
lively metaphors and appeal to common sense in Bowlby’s popular writings27 and the some-
what dry prose of his writing for medical audiences and the psychoanalytic community, and
in books such as Personality and Mental Illness from 1940 and Attachment, Volume 1 from
1969.28 True, the division between the populariser and the scholar is not complete. For in-
stance, though mild in comparison with the outright homophobia that can be identified in
other psychoanalytic texts in the 1960s, Bowlby leans on metaphors of deficit and futility to
work as a clinician, and clinical notes, likely represent a further distinct Bowlby. However, there are few available
textual traces, except insofar as this work contributed to Bowlby’s scholarship or his private reflections. Most of
Bowlby’s clinical notes are closed still for several decades in the Wellcome Collections.
27 Duniec, E. & Raz, M. (2011) Vitamins for the soul: John Bowlby’s thesis of maternal deprivation, biomedical
metaphors and the deficiency model of disease. History of Psychiatry, 22(1) 93–107.
28 Bowlby, J. (1940) Personality and Mental Illness. London: Kegan Paul; Bowlby, J. (1957) An ethological ap-
proach to research on child development. British Journal of Medical Psychology, 30(4), 230–40; Bowlby, J. (1969,
1982) Attachment, Volume 1. London: Penguin.
29 Ibid. pp.130–31.
30 A partial exception is Vicedo, M. (2011) The social nature of the mother’s tie to her child: John Bowlby’s
theory of attachment in post-war America. British Journal for the History of Science, 44(3), pp.401–26, where there
is valuable analysis of links between Bowlby’s popular and academic writings of the 1950s.
31 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, pp.303–4.
32 Bowlby, J. (1971) Letter to Michael Rutter, 6 October 1971. PP/Bow/J.9/161.
33 Melanie Klein had set a trend in which the word ‘mother’ (or ‘breast’) was deployed as a synecdoche for the
infant’s experience of the caregiving environment in general, rather than referring specifically to the biological
mother. See Hinshelwood, R.D. (1989) A Dictionary of Kleinion Thought. London: Free Association Books.
6 John Bowlby
theory, as a conjecture to then be appraised against the available evidence.34 In his notes on
the philosopher of science Karl Popper, Bowlby wrote: ‘Intelligibility requires the model to
be cast in terms mainly of some analogous and better understood set of ideas. Plausibility
that it does not affront widely held assumptions.’35 His daring and genre-busting theoretical
works, in this sense, were also set up from the start in expectation of being debated, as part of
the scientific process.
Bowlby as populariser treated readers as needing to be coaxed to even the most crude
points through appeal to their stereotypes and preconceptions. The scientific and clinical
commentator held his audience firmly at bay with a carefully orchestrated remoteness.
The Bowlby Archive is also a reflection of another kind of reserve and distrust, evident in
the hidden array of wayward, profound thoughts that he did not trust to print. Bowlby’s
wife described him as ‘completely inarticulate’ when he tried to talk about feelings.36 Yet
34 Bowlby, J. (1982) A Secure Base. London: Routledge: ‘All knowledge is conjectural and . . . science progresses
through new theories coming to replace older ones when it becomes clear that a new theory is able to make sense
of a greater circle of phenomena than are comprehended and explained by an older one and is able to predict new
phenomena more accurately.’ (84)
35 Bowlby, J. (c.1982) Popper’s evolutionary epistemology. PP/Bow/H.98. The passage is heavily underlined in
London: Routledge.
38 Bowlby, J. (1933–36) Research notes for uncompleted PhD. PP/Bow/D.1/2/13: ‘Zuckerman describes how
monkeys will mutilate themselves if they are alone in their cages and visitors make them angry . . . Although not in
visitor-cages, humans are often in cages of inhibition.’
Introduction 7
these different parts, the first thing is that he must ‘own to all these different parts of himself ’,
rather than pretend that they do not exist. And secondly, he must ‘gradually relate them in
some self-balancing unity’.39
There is little unity between Bowlby as populariser, as scholar, and as private thinker through
the 1950s and early 1960s. From the late 1960s, the relations between these three personae be-
came more integrated. In this period he came to greater acknowledgement of misunderstand-
ings that had arisen as a result of such divisions, and also to reflect in his theoretical work on
the damage that may be done by inhibiting communication between aspects of the self. By the
1970s, with retirement from clinical work, Bowlby further scaled back his activity as a public
figure to focus more on his scholarship and his family. He almost exclusively ceased to publish
popularizing works after 1969. In discussions with his son, Bowlby explained at the time that
he needed to focus on scholarly rather than popular works as he ‘could not afford to be taken
39 Bowlby, cited in Tanner, J.M. & Inhelder, B. (eds) (1958) Discussions on Child Development: Proceedings of the
WTO Study Group of the Psychobiological Development of the Child, Vol. 3. London: Tavistock, p.207. Use of the
first person plural (‘the main problem with which we are all faced’) is sufficiently unusual to permit a biographical
interpretation, especially given the salience of the theme of integration for Bowlby. It should be acknowledged, of
course, that this could have simply been a manner of speaking.
40 Richard Bowlby, personal communication, February 2019. An exception is Bowlby, J. (1974) A guide to the
examination of the interview signals shifts in Bowlby’s thinking—even his regret in his use of the term ‘continuous’
care by mothers in his early writings. Yet the dominant narrative remains remarkably similar to the early popular
works, and there is no attempt to explain theoretical developments. Bowlby’s lack of explicit attempt to clarify
revisions to his picture of child–caregiver relationships was likely supported by a lack of interest in such develop-
ments in media forums, where reference to basic stereotypes about mothers and children made for more accessible
reading.
8 John Bowlby
is remarkable: ‘I think one could refer to the notions of forgivability and unforgivability.’43
The ultimate question, Bowlby indicates, is whether the parts of oneself can accept one an-
other, can forgive one another, for what may be irreversible.
Of special importance for Bowlby’s popularizing, scholarly, and private writings was his
training and work as a psychoanalytic clinician. His central ideas emerged from within psy-
choanalytic theory and clinical work. Not least, Bowlby’s earliest attention to the term ‘attach-
ment’ was in annotations from 1942 on Young Children in War-Time by Dorothy Burlingham
and Anna Freud,44 where he marked the term wherever it appeared. Bowlby not only under-
43 Tanner, J.M. & Inhelder, B. (eds) (1958) Discussions on Child Development: Proceedings of the WTO Study
Group of the Psychobiological Development of the Child, Vol. 3. London: Tavistock, p.208. Some legacy of Klein may
be felt here, in the idea of forgiveness as psychological integration.
44 Burlingham, D. & Freud, A. (1942) Young Children in War-time. Oxford: Allen & Unwin.
45 Annotations by Bowlby dated 1942 on Burlingham, D. & Freud, A. (1942) Young Children in War- time.
Oxford: Allen & Unwin, pp.10, 47. Copy held in the library of Human Development Scotland. Earlier than
Burlingham and Freud, Ian Suttie had written that ‘instead of an armament of instincts—latent or otherwise—the
child is born with a simple attachment-to-mother who is the sole source of food and protection . . . the need for a
mother is primarily presented to the child mind as a need for company and as a discomfort in isolation’. Suttie I.
(1935) The Origins of Love and Hate., London: Free Association Books, p.15. It is possible that the use of the term
came to Bowlby via Suttie and/or conversations through the Tavistock or the wider London psychoanalytic scene.
In any case, no textual record is available of Bowlby having read Suttie until after Anna Freud. On the link between
Bowlby and Suttie see van der Horst, F.C. & van der Veer, R. (2010) The ontogeny of an idea: John Bowlby and con-
temporaries on mother–child separation. History of Psychology, 13(1), 25–45.
46 Bowlby, J. (1958) Nature of the child’s tie to his mother. International Journal of Psycho-Analysis, 39, 350–
73. Bowlby’s first published use of the term ‘attachment’ would appear in Bowlby, J., Ainsworth, M., Boston, M.,
& Rosenbluth, D. (1956) The effects of mother–child separation: a follow-up study. British Journal of Medical
Psychology, 29, 211–47, p.237.
47 Bowlby, J. (1985, 1991) The role of the psychotherapist’s personal resources in the treatment situation. Bulletin
of the British Psychoanalytic Society, 27(11), 26–30. Published as Chapter 12 in Duschinsky, R. & White, K. (eds)
(2019) Trauma and Loss: Key Texts from the John Bowlby Archive. London: Routledge.
Bowlby and psychoanalysis 9
early experiences can have lifelong implications, (3) that mental representations of early ex-
periences mediate effects on later behavior and development, (4) that defensive processes
play a role in affect regulation, and (5) that loss of an attachment figure—at any age—is an
emergency and mourning is a process that serves an adaptive affect-regulation function.’48
Yet despite these continuities, Bowlby perceived three major problems with psychoanalytic
theory and method: a weak recognition of actual family experiences in shaping child psych-
ology; a mistaken account of the causes of incompatible elements within the human mind;
and a conflation of self-preservative actions and sexuality.
Actual experience
48 Lay, K.L., Waters, E., Posada, G., & Ridgeway, D. (1995) Attachment security, affect regulation, and defen-
sive responses to mood induction. Monographs of the Society for Research in Child Development, 60(2–3), 179–
96, p.179. On continuities between attachment and psychoanalysis see also Eagle, M. (1995) The developmental
perspectives of attachment and psychoanalytic theories. In S. Goldberg, R. Muir, & J. Kerr (eds) Attachment
Theory: Social, Developmental & Clinical Perspectives (pp.123–50). Hillsdale, NJ: Analytic Press.
49 Bowlby, J. (1933–36) Research notes for MD thesis: ‘Anxiety—Essays’. PP/Bow/D.2/46/6; Bowlby, J. (1981)
Perspective: a contribution by John Bowlby. Bulletin of the Royal College of Psychiatrists, 5(1), 2–4.
50 Bowlby, J. (c.1933) Dreams. PP/Bow/D.2/45/7.
51 Bowlby, J. (1949) The study and reduction of group tensions within the family. Human Relations, 2, 123–28.
10 John Bowlby
War II halted Bowlby’s training as a child analyst: ‘When it was over and I was free to resume
my training I could not face doing so however: the absurdity of treating young children and
neglecting their parents was too much for me.’52
In staking out the importance of actual experiences for children, Bowlby developed new
terminology. Kleinian theorists had used the term ‘internal object’ to refer to the image of the
parent held by a child. Bowlby was dissatisfied with this term. He felt that it left the ‘object’ a
shimmering abstraction rather than anything concrete. Influenced by the growing interest in
cognitive and representational processes of the 1960s,53 Bowlby offered instead the term ‘in-
ternal working model’. The term was used by Bowlby to gesture to the cognitive components
associated with the attachment behavioural system, as a way to ‘broach the large, difficult, and
profound questions of how a child gradually builds up his own “internal world” ’:
Bowlby’s proposal was that early attachment relationships shape cognitive representations that
then inform action. This accounts for continuities between children’s experiences of early care
and their later expectations of their caregivers, and subsequently of other people. The idea of the
‘internal working model’ was not, as Bretherton has observed, a fully worked out theory. In part
it was a metaphor, one that allowed Bowlby above all to highlight in a general and encompassing
way that representations, as ‘models’, should be regarded as tolerably accurate encapsulations of
the history of past experiences.55
A clear disadvantage was that the ‘model’ included a huge variety of cognitive content. It
is not really clear what the term means, except that it refers to a representation relevant to
attachment. At one point or another, most second-generation attachment researchers have
stated that Bowlby’s gestural use of the term ‘internal working models’ has made it difficult
to generate specific hypotheses using the idea.56 Indeed, part of the ritualised inheritance
52 Bowlby, J. (1984) Letter to Phyllis Grosskurth, amending discussions of Bowlby in Grosskurth’s biography of
Klein, 10 January 1984. PP/Bow/A.5/7. Bowlby requested that Grosskurth add to her biography of Klein the fol-
lowing passage: ‘It was fortunate for Bowlby that the war then intervened. He tells people that it saved him from
open conflict with Melanie Klein for which he would not then have been ready.’
53 See Gardner, H. (1986) The Mind’s New Science: A History of the Cognitive Revolution. New York: Basic Books.
54 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.353. Internal working models are ‘none
other than the internal worlds of traditional psychoanalytic theory seen in a new perspective’ (82).
55 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.82. Bretherton, I. (1998) Internal working
models and communication in attachment relationships. In A. Braconnier & J. Sipos (eds) Le Bébé et les Interactions
Précoces (pp.79–90). Paris: Presses Universitaires de France: ‘I would urge, however, that the various metaphors
Bowlby . . . used as tools to think about internal working models are not to be taken too literally.’ (79)
56 See e.g. Crittenden, P.M. (1990) Internal representational models of attachment relationships. Infant Mental
Health Journal, 11(3), 259–77; Bartholomew, K. (1990) Avoidance of intimacy: an attachment perspective. Journal
of Social and Personal relationships, 7(2), 147–78; Main, M. (1991) Metacognitive knowledge, metacognitive moni-
toring, and singular (coherent) vs. multiple (incoherent) models of attachment: some findings and some directions
for future research. In P. Marris, J. Stevenson-Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–
59). London: Routledge; Collins, N.L. & Read, S.J. (1994) Cognitive representations of attachment: the structure
Bowlby and psychoanalysis 11
and function of working models. In K. Bartholomew & D. Perlman (eds) Advances in Personal Relationships, Vol.
5 (pp.53–90). London: Jessica Kingsley; Waters, H.S. & Waters, E. (2006) The attachment working models con-
cept: among other things, we build script-like representations of secure base experiences. Attachment & Human
Development, 8(3), 185–97.
57 Bowlby, J. (1988) Developmental psychiatry comes of age. American Journal of Psychiatry, 145, 1–10.
58 Mikulincer, M. & Shaver, P.R. (2003) The attachment behavioral system in adulthood: activation, psycho-
dynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in Experimental Social Psychology, Vol. 35
(pp.53–152). New York: Academic Press, p.60. The idea of working models as changeable, provisional representa-
tions is likewise a central theme in many more applied works making appeal to Bowlby, e.g. Johnson, S.M. (2019)
Attachment Theory in Practice. New York: Guilford.
59 Alan Sroufe, personal communication, January 2019: ‘Bowlby never used “working model” to mean provi-
sional. I asked him explicitly because I kind of liked that idea. He said no, he didn’t mean that.’
60 Fonagy, P. (1999) Points of contact and divergence between psychoanalytic and attachment theories: is
psychoanalytic theory truly different. Psychoanalytic Inquiry, 19(4), 448–80; Eagle, M. (2013) Attachment and
Psychoanalysis. New York: Guilford.
61 Scharff, D.E. & Fairbairn Birtles, E. (1997) From instinct to self: the evolution and implications of W.R.D.
Fairbairn’s theory of object relations. International Journal of Psycho-Analysis, 78, 1085–103: ‘Bowlby specifically
acknowledged his Fairbairnian orientation in the development of attachment theory and the ethological approach
to infant development (personal communication)’ (1100). Bowlby’s annotations on Fairbairn’s writings offer testa-
ment to his alignment and agreement with the latter’s positions. For instance, he wrote ‘crucial points’ in the mar-
gins when Fairbairn emphasized that even a parent perceived as unkind may still be the person a child will want
to turn to for comfort. Annotations by Bowlby on Fairbairn, W.R.D. (1944) Endopsychic structure considered in
terms of object-relationships. International Journal of Psycho-Analysis, 25, 70–92. Bowlby’s copy of this paper is
held by Richard and Xenia Bowlby.
62 Anna Freud urged recognition that the idea of the ‘pleasure principle’ in psychoanalytic theory was not op-
posed to the idea of attachment; all it posited was that when impulses or responses were activated for a child, a
homeostatic response would be initiated to reduce the feeling of tension or motivation, especially in ways that pro-
vide pleasure or comfort. This was therefore aligned with, rather than contrary to, the idea of attachment as a homeo-
static system. Freud, A. (1958, 1960, 1969) Discussion of John Bowlby’s work on separation, grief and mourning.
In A. Freud & D.T. Burlingham (eds) The Writings of Anna Freud, Vol. 5 (pp.167–86). New York: International
Universities Press. Press. Blum’s statement that ‘Bowlby’s ideas angered just about everyone he knew. Anna Freud
dismissed him outright’ is a thoroughgoing oversimplification, based on selective reading. Blum, D. (2002) Love at
Goon Park: Harry Harlow and the Science of Affection. New York: Basic Books, p.59.
12 John Bowlby
Bowlby did not assume that all adult recollection reflected historical experience in any simple
way. Unpublished clinical cases from the 1930s to the 1960s and published later reflections
show Bowlby’s attentiveness in his clinical work to the role of psychological processes that
may shape, edit, or distort a patient’s account of their actual experiences.63 In particular, he
was interested in the way that early experiences of care could contribute to a tendency to ei-
ther unrealistically denigrate or idealise attachment figures, and the therapist.64
Nonetheless, it is also true that Bowlby’s emphasis on actual experience represented a shift
in clinical technique and in epistemology. In terms of clinical technique, it oriented his dis-
cussions with patients and interpretation of their symptoms towards consideration of past
experiences.65 And in terms of epistemology, Bowlby regarded psychoanalytic knowledge as
compatible with other forms of scientific knowledge and measurement. This distinguished
Bowlby from even sympathetic members of the London Institute at the time.66 It was a pos-
63 Bowlby, J. (undated) Maternal behaviour: humans. PP/Bow/H.136; Bowlby, J. (1979) On knowing what you are
not supposed to know and feeling what you are not supposed to feel. Canadian Journal of Psychiatry, 24(5), 403–8.
64 This was the topic of his first published paper: Bowlby, J. (1940) The influence of early environment in the
development of neurosis and neurotic character. International Journal of Psycho-Analysis, 21, 154–78: ‘Every pa-
tient who comes to us has a distorted view of his parents . . . Some patients will project all that they feel to be bad in
themselves on to their parents and blame and hate their parents. Others will project all the good and idolize their
parents’ (176). Such reflections on two classes of distortion in adults’ perceptions of their parents align with the
later position of Mary Main (Chapter 3).
65 Bowlby, J. (1977, 1979) The making and breaking of affectional bonds. In The Making and Breaking of
tachment narratives less accurate? In M. Leuzinger-Bohleber, A.U. Dreher, & J. Canestri (eds) Pluralism and Unity?
Methods of Research in Psychoanalysis (pp.149–67). London: International Psychoanalytical Association, p.163.
69 Fonagy attempted to spell out clearly some of the elements Bowlby absorbed within the concept of ‘internal
working model’: ‘Four representational systems compose the internal working model (IWM): (1) expectations of
interactive attributes of early caregivers created in the first year of life and subsequently elaborated; (2) event repre-
sentations by which general and specific memories of attachment-related experiences are encoded and retrieved;
(3) autobiographical memories by which specific events are conceptually connected because of their relationship
to a continuing personal narrative and developing self-understanding; and (4) understanding of the psychological
characteristics of other people (inferring and attributing causal motivational mind states, such as desires and
emotions, and epistemic mind states, such as intentions and beliefs) and differentiating these states from those
of the self.’ Fonagy, P. (2001) The human genome and the representational world: the role of early mother–infant
Bowlby and psychoanalysis 13
it seemed to refer to any and all cognitive content about how interactions work within rela-
tionships between self and others. For instance, the representational model was situated as
both a processor of experience and a repository for experiences, with use of the term often
bouncing between these two very different meanings. Second, there was a lack of clarity re-
garding whether the model was specific to a relationship or general across relationships on
the model of early experiences.70 Third, though clearly infants and adults both have expect-
ations about the availability of attachment figures, it is not clear that it makes sense to use the
concept of ‘model’ to refer to both the basic non-representational goal-directed expectancies
of infants and the elaborate representations held by adults, given all the differences between
them. This was something Bowlby himself acknowledged and mused on in his unpublished
notes.71 In the 1990s, it became general consensus among attachment researchers that pre-
verbal procedural memories of relationship interactions are qualitatively different to the rep-
interaction in creating an interpersonal interpretive mechanism. Bulletin of the Menninger Clinic, 65(3), 427–48,
p.436. See also Collins, N.L. & Allard, L.M. (2004) Cognitive representations of attachment: the content and func-
tion of working models. In M.B. Brewer & M. Hewstone (eds) Perspectives on Social Psychology: Social Cognition
(pp. 75–101). Oxford: Blackwell.
70 Kobak, R., Rosenthal, N., & Serwik, A. (2005) The attachment hierarchy in middle childhood: conceptual
and methodological issues. In K.A. Kerns & R.A. Richardson (eds) Attachment in Middle Childhood (pp.71–88).
New York: Guilford.
71 E.g. Bowlby, J. (not dated, c. 1955) Thought, conceptualization, language, psycho-analysis. PP/BOW/H.115.
72 E.g. Bretherton, I. (1985) Attachment theory: retrospect and prospect. Monographs of the Society for Research
in Child Development, 50, 3–35; Crittenden, P.M. (1990) Internal representational models of attachment relation-
ships. Infant Mental Health Journal, 11(3), 259–77; Lyons-Ruth, K. (1999) The two-person unconscious: intersub-
jective dialogue, enactive relational representation, and the emergence of new forms of relational organization.
Psychoanalytic Inquiry, 19(4), 576–617.
73 Bowlby, J., cited in J.M. Tanner & B. Inhelder (eds) (1956) Discussions on Child Development: Proceedings of
the WTO Study Group of the Psychobiological Development of the Child, Vol 1. London: Tavistock, pp.182–3.
74 Bowlby, J. (1938, 1950) An examination of the psychological and anthropological evidence. In E.F.M. Durbin
& John Bowlby (eds) Personal Aggressiveness and War (pp.51–150). New York: Columbia University Press.
14 John Bowlby
By the 1950s, however, Bowlby had become critical of a tendency in Freud and Klein to
presume natural individual differences in ambivalence, rather than examining the social
and caregiving context that could intensify such a state. For instance, in the Wolf Man case
study, Freud wrote of ‘the patient’s own ambivalence, which he possessed in a high degree
of development’.75 Next to this passage, in marginalia from the mid-1950s in his personal
copy of Freud’s text, Bowlby wrote: ‘How does Freud explain its genesis?’76 Bowlby’s mar-
ginalia on the work of Melanie Klein likewise expresses this concern. In Contributions to
Psychoanalysis, Klein had observed that ‘Unpleasant experiences and the lack of enjoyable
ones, in the young child, especially lack of happy and close contact with loved people, in-
crease ambivalence, diminish trust and hope and confirm anxieties.’77 However, elsewhere
she had argued against the ‘common tendency to over-estimate the importance of unsatis-
factory surroundings, in the sense that the internal psychological difficulties, which partly
75 Freud, S. (1918, 2001) From the history of an infantile neurosis. In The Standard Edition of the Complete
Freud, Vol. 17. Copy held in the library of Human Development Scotland.
77 Klein, M. (1948) Contributions to Psychoanalysis. London: The Hogarth Press and the Institute of
Psycho-Analysis, p.314.
78 Ibid. p.280
79 Annotations by Bowlby dated 1948 on Klein, M. (1948) Contributions to Psychoanalysis. London: The Hogarth
Press and the Institute of Psycho-Analysis. Copy held in the library of Human Development Scotland.
80 Ibid. The debate between Bowlby and Klein on the status of aggression can be situated as one skirmish within
a multiparty controversy running over decades on the status of anger within psychoanalytic theory. See Freud, A.
(1972) Comments on aggression. International Journal of Psychoanalysis, 53, 163–71.
81 Bowlby, J. (1960) Separation anxiety. International Journal of Psycho-Analysis, 41, 89–113.
82 Bowlby, J. (1953) The Roots of Parenthood. London: National Children’s Home; Bowlby, J. (1973) Separation.
London: Pimlico, p.287; Bowlby, J. (1983) Letter to Dr Marco Bacciagaluppi, 6 July 1983. PP/Bow/J.9/11.
Bowlby and psychoanalysis 15
ambivalence and a sense of loss. Her emblem for this predicament was that of the infant
wanting to access the mother’s breastmilk, but also feeling envy and destructive feelings
towards the breast. Bowlby regarded this account as obscuring the importance of loss as
an event that may damage or remove the child–caregiver relationship, rather than solely as
taking place inside it. It underplayed the potential causal relationship between experiences
of loss and aggression towards caregivers and others.83
In 1956, Bowlby wrote to Klein directly, expressing appreciation for her ‘insistence on
the central importance of the conflict of ambivalence for the loved object starting early in
life . . . all my own thinking stems from that’. However, he insisted in this letter that Klein
was wrong to regard ambivalence about the maternal breast in particular, and relationships
with parents in general, as innate.84 In 1957, he presented ‘The nature of the child’s tie to his
mother’ to the British Psychoanalytic Society. A few days prior to the meeting, Bowlby had
Self-preservation
A third central problem for Bowlby with the psychoanalytic theory of innate drives was the
status of self-preservatory behaviours. Bowlby’s first exposure to psychoanalysis was reading
the Introductory Lectures on Psychoanalysis. In these lectures Freud posited a drive for self-
preservation, which would include seeking safety, seeking help, and eating. However, during
the period in which Bowlby began training as a psychoanalyst, Freud changed his stance: he
posited a sexual drive as primary, which secondarily became altered into a concern with self-
preservation through unpleasurable experiences in the world.86 From his earliest writings,
Bowlby was not happy with this shift:
It must be realised that Freud equates pleasurable and sexual . . . Psycho-analytically, the
term sexual should be used only to designate pleasurable and should not be used as iden-
tical with genital. I think however there is some confusion here. In the act of sucking, Freud
distinguishes between the activity of taking nourishment and the pleasure obtained . . . On
83 Bowlby, J. (1960) Separation anxiety. International Journal of Psychoanalysis, 41, 89–113, p.108.
84 Bowlby, J. (1956) Public letter to Melanie Klein, 7 February 1956, following presentation of her paper ‘A study
of envy and gratitude’. PP/Bow/G.1/4.
85 Bowlby, J. (1984) Letter to Phyllis Grosskurth, amending discussions of Bowlby in Grosskurth’s biography of
823–51. Bowlby, J. (1933–36) Functional approach to super-ego. PP/Bow/D.2/49: ‘Freud uses the term sex to de-
scribe all positive sentiments between two people . . . These needs clearly are not always sexual—may be nutritive
or self-protective e.g. parent–child. The point may be, however, that the sexual impulses are apt to be aroused
in such situations.’ This early work by Bowlby appears as Chapter 5 in Duschinsky, R. & White, K. (eds) (2019)
Trauma and Loss: Key Texts from the John Bowlby Archive. London: Routledge.
16 John Bowlby
the other hand he does not make this distinction in describing the reproductive act . . . It
seems to me that the difficulty has arisen through using the term sexual to equal pleasure in
the first instance and then to refer to its reproductive significance in the second.87
Bowlby perceived that Freud’s ‘discovery that symptoms sometimes represented the patient’s
sexual activity led him into an over-generalisation . . . I should like to suggest that symp-
toms can be excited purely in the interests of avoiding danger-situations.’88 In this, one in-
fluence on Bowlby was likely the concern of evolutionary theory with both survival and
reproduction, which had been significant in his undergraduate training in natural sciences
at Cambridge. Whereas Freud treated self-preservation as an essentially rational tendency
adapted to the perception of experienced reality, in his notes in the 1930s Bowlby set out the
position that the self-preservative response has its own intrinsic predispositions and pref-
The concept of ‘cherishing’ was an irregular but important one for Bowlby. He refers to the concept in various
places, e.g. Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38.
92 Bowlby’s attention to the issue of mourning was stimulated by reading Marris, P. (1958) Widows and their
Families. London: Routledge. Marris’s book was unusual for the time in giving consideration to typical as well as
atypical mourning processes. The idea that adult and child mourning represents the same process was one Bowlby
inherited from Melanie Klein.
Following Hinde 17
psychoanalysts were still claiming that ‘mourning as defined by Freud and as observed
in the adult is not possible until the detachment from parental figures has taken place in
adolescence’.93
Bowlby interpreted childhood loss in terms of adult mourning, and adult bereavement
in light of children’s response to separations: ‘Since the evidence makes it clear that at a de-
scriptive level the responses are similar in the two age groups, I believe it to be wiser meth-
odologically to assume that the underlying processes are similar also, and to postulate
differences only when there is clear evidence for them’.94 This transposition between child-
hood and adulthood proved an influential move for later attachment research. It represented
the beginnings of a heuristic, or even a method, within subsequent attachment theory and
the development of attachment assessments in which adulthood and childhood are inter-
preted as on analogy with one another. Above all, adult attachment would be interpreted by
Following Hinde
For Bowlby, the mistaken idea that children cannot mourn their relationships was a conse-
quence of the assumption in psychoanalytic theory that the relationship is secondary, be-
cause sexuality is primary. He saw this view as an obstacle to recognition that affectionate
bonds are of various kinds and can serve various functions, at an individual level and for
humans in general at an evolutionary level. It was in conceptualizing human social responses
in the context of research on animal behaviour that Bowlby found strongest support for his
thinking about these different kinds and functions of relational behaviour.
In 1951, Bowlby was introduced by Julian Huxley to the work of Lorenz, which revealed
an exciting development: that in the study of animal behaviour, careful work was taking
place differentiating between behavioural tendencies.95 Niko Tinbergen, Konrad Lorenz,
Karl von Frisch, and colleagues, working under the label of ‘ethology’, had developed a revo-
lutionary approach to the study of behaviour. This approach took as its central premise the
idea that not just biological structures but also sequences of observable behaviour could be
the product of evolution through natural selection, contributing in predictable ways to an
93 Nagera, H. (1970) Children’s reactions to the death of important objects: A developmental approach.
individual’s chances of survival and reproduction.96 Ethologists asked four questions of be-
havioural sequences they observed: How did it develop in the individual? What causes it?
What is its function? How did it evolve in the species? When these questions are not ad-
equately distinguished, the ethologists warned, researchers will talk past one another about
‘adaptiveness’, a concept that can refer to any of these levels. They were also worried that the
idea of ‘adaptiveness’ can imply the implicit value judgement that a response is warranted
or useful for the individual, when in fact this would need to be demonstrated (Chapter 2).97
Indeed, the ethologists argued that responses that support survival and reproduction in gen-
eral may contribute to highly counterproductive behaviours by an individual, depending on
circumstances. Similarly, they observed that the current deployment of a behavioural pat-
tern need not be equated with the function for which it evolved. In fact, an action pattern
may become active, reach its predictable outcome, and terminate, all without any direct rela-
96 Burkhardt Jr, R.W. (2014) Tribute to Tinbergen: putting Niko Tinbergen’s ‘Four Questions’ in historical con-
Attached: First Relationships and how They Shape Our Capacity to Love. Oxford: Oxford University Press, p.94.
100 Bowlby, J. (1977–79) Interview with Alice Smuts and Milton J.E. Senn. PP/BOW/A.5/2. The interview has
been published as Chapter 11 in Duschinsky, R. & White, K. (eds) (2019) Trauma and Loss: Key Texts from the John
Bowlby Archive. London: Routledge.
101 Hinde, R. (1956) Ethological models and the concept of ‘drive’. British Journal for the Philosophy of Science,
6(24), 321–31. See also Hinde, R.A. (1959) Unitary drives. Animal Behaviour, 7(3), 130–41.
Following Hinde 19
framework; it was time to reappraise the actual behavioural sequences that they were being
used to describe and explain. Hinde proposed that, if behaviours are observed closely in
comparative perspective across species, different action patterns could be distinguished,
along with their activating and terminating conditions. In contrast to the idea of a single
reservoir of energy, an advantage of the idea of distinct action patterns was that it was easier
to ask the four key ethological questions, considering the development, causation, function,
and evolution of behavioural sequences.
Looking back on his career, Bowlby situated Hinde’s 1956 paper on drives as one of the
most influential works he ever read. It led directly to the account of motivation at the heart
of attachment theory.102 Hinde’s approach lent itself, much more than the psychoanalytic
notion of drive, to observational and experimental research to identify the activating and
terminating conditions of behavioural responses.103 For instance, Bowlby grudgingly ac-
102 Bowlby, J. (1979) The ten books which have most influenced my thought, 24 October 1979. PP/Bow/A.1/
8: ‘Robert Hinde (1956) Ethological models and the concept of drive. British Journal of the Philosophy of Science.
I first met Hinde in 1954 and in the years following read almost all his papers on publication and often before. It
was this paper and others of this published around the same time that led me to the concepts of instinctive behav-
iour presented in Attachment.’
103 Bowlby, J. (1957) An ethological approach to research on child development. British Journal of Medical
shaping this stance. Hopkins, J. (in press) The need to put things right: a response to Bowlby’s chapter ‘Hysteria
in Children’. Attachment. On tiredness as one of the symptoms of Darwin’s illness see Bowlby, J. (1990) Charles
Darwin: A Life. New York: Norton.
105 A few years later, Ainsworth reported from her Baltimore home observation study that picking a baby up
stopped his or her crying 86% of the time: ‘this degree of effectiveness is remarkable when one notes that it oc-
curred irrespective of the conditions that activated crying’. Ainsworth, M., Bell, S., & Stayton, D. (1972) Individual
differences in the development of some attachment behaviors. Merrill-Palmer, 18(2), 123–43, p.132.
106 Lorenz, K. (1937) The companion in the bird’s world. Auk, 54, 245–73.
107 Lorenz, K. (1949, 1952) King Solomon’s Ring. London: Methuen & Co. Bowlby, J. (1986) Interview with the
BBC. PP/Bow/F.5/8: ‘First of all you see this following response had nothing to do with food because young geese
feed themselves on insects . . . It’s very powerful and these geese families, they stay together for at least 12 months.
Very important. So I said well if this is true of some animal species it might be true of humans too.’
20 John Bowlby
response for the safety of offspring, since it emerges even before the sequence of behaviours
that would allow a gosling to flee from a threat.108 This perspective helped Hinde and Bowlby
account for findings by animal researchers such as John Paul Scott and Harry Harlow that
non-human animals would continue to show a following response, and indeed might inten-
sify their following response, to a caregiver who was unkind or maltreated them.109
Whereas Lorenz had depicted ‘imprinting’ as a mechanism that was either on or off,
Hinde’s experiments showed that the following response, though initially elicited by a wide
range of objects and sounds, was elaborated by practice and subsequently organised around
the particular objects that elicited the response. In a passage heavily underlined in Bowlby’s
personal copy, Hinde made a comparison with the human infant, for whom an incipient fol-
lowing response can often be elicited by even a stranger walking away, a stronger response
can be elicited by a sibling, but for whom the full following response will generally occur pri-
108 Bowlby, J. (1956) Sequence in maturation of drives: notes from discussion with Hinde, August 1956. PP/
Bow/H146.
109 E.g. Harlow, H.F. (1958) The nature of love. American Psychologist, 13(12), 673–85; Scott, J.P. (1963) The pro-
cess of primary socialisation. Monographs of the Society for Research in Child Development, 28, 1–47.
110 Annotations by Bowlby (PP/Bow/H.226) on Hinde, R.A. (1961) The establishment of the parent–offspring
relation in birds, with some mammalian analogies. In W.H. Thorpe & O.L. Zangwill (eds) Current Problems in
Animal Behaviour (pp.175–93). Cambridge: Cambridge University Press.
111 E.g. Ferenczi, S. (1933, 1980) Confusion of tongues between adults and the child: the language of tenderness
and passion. In M. Balint (ed.) Final Contributions to the Problems and Methods of Psychoanalysis (pp.156–67).
New York: Brunner.
112 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.157.
113 This account would, essentially, supplant the psychoanalytic model within the psychoanalytic community
over the subsequent decades. Holmes, J. (1998) The changing aims of psychoanalytic psychotherapy: an integrative
perspective. International Journal of Psychoanalysis, 79, 227–40; Zeuthen, K. & Gammelgaard, J. (2010) Infantile
sexuality—the concept, its history and place in contemporary psychoanalysis. Scandinavian Psychoanalytic
Review, 33(1), 3–12.
Following Hinde 21
responses, and sexuality. Bowlby felt that ‘Freud’s observations that these are apt to become
mixed up with each other, although certainly true, does not necessarily mean that there are
not three main responses.’114 In a later version of this argument, written up for the British
Journal of Medical Psychology in 1957, Bowlby expressed his exhilaration that ethological re-
searchers were finding common aspects to these behaviour patterns across different species,
despite all their vast differences. This raised the prospect that human behaviour, too, could
be conceptualised in this way.115 Behavioural patterns such as child safety-seeking and fol-
lowing responses, care-providing responses, and sexual behaviour might be discerned that,
in human evolutionary history, contributed in predictable ways to individual survival or re-
productive fitness. This did not mean that the behaviour as seen in any individual member
of a species would be serving this function. However, Bowlby felt that this ethological per-
spective nonetheless offered the potential to shed light on both typical and atypical forms of
Discrimination
One quality of following, care provision, and sexual behaviours was that all three seemed
to be directed towards preferred targets, even when suitable alternatives were available. In
November 1955, Bowlby wrote to the classicist D.C.H. Rieu to ask for help in describing
a quality of the following response: ‘What I am seeking is a term to denote this tendency
to restrict these basic social responses to particular individuals.’ He gives the example of
the way an infant discerns their mother from among other mothers. Rieu wrote back: ‘I
think the word you want is “monotropy”.’116 In retrospect there is an important mismatch
here. Bowlby was requesting a word to describe the restriction of following behaviour to
‘particular individuals’—plural. However, Rieu’s term implies the restriction to a single
individual—‘mono’—of the tendency to ‘turn to’ the familiar person. It is rather tragic in the
fact that Bowlby, whose appeal to ordinary language so often led to misunderstandings of his
ideas even as it helped popularise them, unusually sought a new and technical Latinate term
on this occasion, but was handed one by Rieu that differed from his request and contributed
no less to confusion and polemics.
The term ‘monotropy’ was first used and defined by Bowlby in a 1958 paper as ‘the ten-
dency for instinctual responses to be directed towards a particular individual or group of
individuals and not promiscuously towards many’.117 In a footnote, Bowlby clarifies that the
meaning is the same as William James’s concept of ‘the law of inhibition of instincts by hab-
its’, which is the observation that ‘when objects of a certain class elicit from an animal a cer-
tain sort of reaction, it often happens that the animal becomes partial to the first specimen
of the class on which it has reacted’.118 The idea that ‘monotropy’ was intended to mean ‘re-
striction on the individuals or groups towards whom a response is directed on the basis of
114 Bowlby, J. (1955) Paper read to the Association for the Study of Animal Behaviour, April 1955. PP/Bow/
H.146.
115 Bowlby, J. (1957) An ethological approach to research on child development. British Journal of Medical
350–73, p.370.
118 James, W. (1890, 2003) Psychology: The Briefer Course. Toronto: Dover Books, p.266.
22 John Bowlby
experience’ is also evident in Bowlby’s close collaborators, who used the term in this sense.119
With changes in experience, it is possible for the restriction itself to alter, though this be-
comes more difficult with time; there is no implication that attachment is limited to one
person, or that it is fixed regardless of later experiences.120 However, this was certainly not
the impression of Bowlby’s readers. The reasons for this seem clear. In Attachment, Volume
1 from 1969, the term appears only once: Bowlby referred his reader back to this 1958 dis-
cussion for the meaning of this term, but summarised this earlier account of monotropy
briefly—and inaccurately—as ‘the bias of a child to attach himself especially to one figure’.121
It is this latter characterisation that was the public understanding of the term and of
Bowlby’s position, supported by the literal implication of the word ‘monotropy’. This im-
plication became a natural rallying point for Bowlby’s critics, as ‘monotropy’ neatly encap-
sulated within one word the complicity between Bowlby’s dense and scholarly theory and
Dutch and Israeli data. In R.C. Pianta (ed.) New Directions for Child Development, No. 57. Beyond the Parent: The
Role of Other Adults in Children’s Lives (pp.5–25). San Francisco: Jossey-Bass.; Cassidy, J. (1999) The nature of the
child’s ties. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications
(pp.3–21). New York: Guilford.
123 Bowlby’s correspondence with Peter K. Smith, PP/Bow/J.9/184, discussing Smith, P.K. (1980) Shared care
of young children: alternative models to monotropism. Merrill-Palmer Quarterly of Behavior and Development,
26(4), 371–89. See also Bowlby’s correspondence with Michael Rutter, PP/Bow/J.9.161-2.
124 Indeed, Bowlby offered the speculative claim that such relationships are the basis for all that constitutes
‘deep feeling’ within human life. Bowlby, J. (1960) Separation anxiety. International Journal of Psycho-Analysis,
41, 89–113: ‘It is because of this marked tendency to monotropy that we are capable of deep feelings; for to have a
deep attachment to a person (or place or thing) is to have taken them as the terminating object of our instinctual
responses.’ (101)
Following Hinde 23
child-to-parent following, parent-to-child care, and sexuality—and ‘it is in the nature of the
instinctive response to focus on an individual, though this may be everything from complete
to very partial’.125 As such, ‘ “monotropy” is only a special case of discrimination becoming
heightened through learning’. The term ‘discrimination’ captures Bowlby’s intention better
than monotropy, in fact—and indeed was preferred by Ainsworth.126
In the discussions of the ‘Psychobiology of the Child’ study group at the World Health
Organisation in the 1950s, and then later in Separation in 1973, Bowlby argued that the dis-
crimination of particular figures occurs in the case of all the basic behavioural responses.
The sexual response, for example, is not evoked indiscriminately in adults by any poten-
tial stimulus, but has been trained by experience to become restricted to certain kinds of
people or situations.127 There is likewise discrimination in the ‘flight’ response. We have par-
ticular people that make us feel safe, who we turn to when worried or scared.128 Bowlby
Study Group of the Psychobiological Development of the Child, Vol 1. London: Tavistock, pp.184–5; Bowlby, J. (1973)
Separation. London: Pimlico. See also Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, pp.137–8.
128 Bowlby, cited in Tanner, J.M. & Inhelder, B. (1956) Discussions on Child Development: Proceedings of the
WTO Study Group of the Psychobiological Development of the Child, Vol 1. London: Tavistock, pp.184–5.
129 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books: ‘Laughlin (1956) has proposed a
new term “soteria”, as an obverse of phobia, to denote the intense sense of reassuring comfort that a person may get
from a “love object”, be it a toy . . .’ (148).
130 Bowlby, J. (1956) The growth of independence in the young child. Royal Society of Health Journal, 76,
587–91, p.589.
131 Tinbergen, N. (1956) The functions of territory. Bird Study, 4(1), 14–27; Bowlby, J. (1973) Separation: Anxiety
and Anger. New York: Basic Books: ‘It is still too little realized, perhaps, that the individuals of a species, so far from
roaming at random throughout the whole area of the earth’s surface ecologically suitable to them, usually spend
the whole of their lives within an extremely restricted segment of it, known as the home range . . . each individual
has its own relatively small and very distinctive personal environment to which it is attached’ (177).
132 Bowlby, J. (undated) Distress at loss of home: Chapter 3. c.1969–1971. PP/Bow/H.55. See also Bowlby, J.
(1965) Attachment behaviour: a note after Ciba 1965. Revised Note January 1966. PP/Bow/H.146: ‘Further defin-
ition of attachment: equilibrium point is proximity to a certain type of object . . . Consider also habitat attachment.’
It must be acknowledged, however, that Bowlby was inconsistent on this point. Likely in an attempt to hack away at
the thicket of wider connotations of the word ‘attachment’, he came to emphasize that the object of an attachment
24 John Bowlby
that attachment to ‘home’ is simply a secondary effect of its association with family and at-
tachment figures.133 This claim seems overstated: the very concepts of a secure base and
safe haven (Chapter 2) are metaphors for territorial movement, away from and back to a
base in the context of potential threat.134 Nonetheless, most of Bowlby’s published works
focus narrowly on attachment relationships with parents, allowing other attachments such
as siblings or to home to slide into the background. Such issues would both have to be re-
discovered by later researchers, spurred by the primacy of these concerns in fields such as
social work and in ecological approaches.135 Furthermore, Bowlby was unclear regarding
what processes exactly led to the discrimination of attachment figures. Main and Fonagy
admonished Bowlby for this.136 In the 1990s, they later argued that discrimination and the
basis for selective attachments occur especially when someone, or something, is perceived as
contingently responsive to us.
relationship had to be human. Stevenson-Hinde, J. (2007) Attachment theory and John Bowlby: some reflections.
Attachment & Human Development, 9(4), 337–42: ‘During the first conference, I recall John emphatically stating,
“We cannot allow ‘attachment to an umbrella’!” He insisted that “attachment” be used to describe an emotional
bond to someone (i.e., a person) usually perceived as older or wiser (e.g., mother or father). While other kinds
of bonds undoubtedly exist, they should not be called “attachment,” in order to keep some precision in the use of
terms’ (338). This, exclamation, of course, produces an excluded middle: our feelings for our home are neither the
trivial affection we might feel for a favourite umbrella, nor the feelings we have for a parent.
133 Gruneau Brulin, J. & Granqvist, P. (2018) The place of place within the attachment-religion framework: a
commentary on the circle of place spirituality. Research in the Social Scientific Study of Religion, 29, 175–85.
134 The claim that home cannot be a secure base or safe haven would seem to depend on a reification of ‘at-
tachment relationship’ beyond its constituent elements. Gruneau Brulin and Granqvist claim that home is non-
individual, which is implausible. They also claim that it cannot be an object of attachment since it is non-reciprocal.
However, reciprocity was never part of either Bowlby or Ainsworth’s definition of an attachment relationship.
135 On attachment to place see e.g. Scannell, L. & Gifford, R. (2013) Comparing the theories of interpersonal
and place attachment. In L.C. Manzo & P. Devine-Wright (eds) Place Attachment. Advances in Theory, Methods
and Applications (pp.23–36). London: Routledge. On attachment to siblings see e.g. Teti, D.M. & Ablard, K.E.
(1989) Security of attachment and infant–sibling relationships: a laboratory study. Child Development, 1519–28;
Farnfield, S. (2009) A modified strange situation procedure for use in assessing sibling relationships and their at-
tachment to carers. Adoption & Fostering, 33(1), 4–17.
136 Fonagy, P., Steele, M., Steele, H., Higgitt, A., & Target, M. (1994) The Emanuel Miller memorial lecture
1992: the theory and practice of resilience. Journal of Child Psychology and Psychiatry, 35(2), 231–57; Main, M.
(1999) Epilogue. Attachment theory: eighteen points with suggestions for future studies. In J. Cassidy & P. Shaver
(eds) Handbook of Attachment (pp.845–87). New York: Guilford, p.848.
137 E.g. Bowlby, J. (1991) Ethological light on psychoanalytic problems. In P. Bateson (ed.) The Development
and Integration of Behaviour: Essays in Honour of Robert Hinde (pp.301–14). Cambridge: Cambridge University
Press: ‘The typed drafts of major parts of the first edition of his [Hinde’s] Animal Behaviour (1966) which he lent
me in 1965 when I was starting work on my volume on Attachment (1969). Whatever merits my own volume has
owed a tremendous debt to his’ (303).
138 Waters, E., Kondo-Ikemura, K., Posada, G., and Richters, J.E. (1991) Learning to love. In M.R. Gunnar &
L.A. Sroufe (eds) Self Processes and Development (pp.217–55). New York: Psychology Press, p.227. Ainsworth, M.
& Bowlby, J. (1991) 1989 APA award recipient addresses: an ethological approach to personality development.
Following Hinde 25
precisely in the revision of psychoanalytic theory on the basis of ethology: the differentiation
of behavioural responses; the care in thinking about value of behaviour for the individual
and for the species; recognition that the predisposition for certain responses may come pre-
programmed but that their expression requires elaboration in the context of experience and
learning; the privilege given to observational methodology; and the specification of the fol-
lowing response in birds and mammals, and in comparison with humans.139 This is a large
chunk of attachment theory.
Whereas Bowlby made appeal to the idea of ‘love’ throughout the 1950s in both his
popular and scientific works—most importantly in Child Care and the Growth of Love—
from 1961 the term was expunged from his vocabulary.140 Hinde’s contribution had made
Bowlby acutely aware that the term was too absorptive, that it hid within itself profoundly
diverse processes with different causes and consequences. Clinical experience had taught
American Psychologist, 46(4), 333–41: ‘The distinguishing characteristic of the theory of attachment that we have
jointly developed is that it is an ethological approach’ (333).
139 See e.g. Bowlby, J. (1963) Remarks at the MRC Ethology Meeting organised by Bowlby, 23 May 1963. PP/
Bow/D.6/5: ‘The role of a comparative approach: a) in facilitating observation b) in elucidating the evolution of be-
haviour c) in taxonomy d) in providing a basis for generalisation e) in leading to an understanding of function’ (3).
140 Bowlby, R. (2017) Growing up with attachment theory—a personal view. Psychodynamic Psychiatry, 45(4),
431–9: ‘When my father sat down he told us that he was looking for a new term to replace [a]child’s “tie.” He said
the image of a child being tied to mother or mother being tied to a child had become socially unacceptable, and he
was thinking of using the child’s “attachment” instead. We all groaned and said how boring and why couldn’t he use
“love” like he had originally? He explained that “love” was not strictly accurate and anyway he had already decided
he was going to use attachment from then on’ (436).
141 Bowlby, J. (1985) Letter to John Byng-Hall, 12 April 1985. PP/Bow/J.9/45.
142 Rutter, M., Kreppner, J., & Sonuga- Barke, E. (2009) Emanuel Miller lecture: attachment insecurity, dis-
inhibited attachment, and attachment disorders: where do research findings leave the concepts? Journal of Child
Psychology and Psychiatry, 50(5), 529–43. In fact, ‘love’ would always be threatening to return, hammering at
the door of attachment research. This was especially the case for the social psychology tradition (Chapter 5), e.g.
Hazan, C. & Shaver, P. (1987) Romantic love conceptualized as an attachment process. Journal of Personality and
Social Psychology, 52(3), 511–24. However, appeal to ‘love’ is also a feature in some work in the developmental trad-
ition of attachment research. For instance, ‘loving’ would be one of the scales of the Adult Attachment Interview,
and used in the assessment of transcripts as ‘earned secure’ (Chapter 3).
143 E.g. Ainsworth, M. (1967) Infancy in Uganda. Baltimore: The Johns Hopkins Press: ‘Attachment is more than
a discrimination between people and implies something far more active—a literal or figurative seeking out, fas-
tening on’ (440).
26 John Bowlby
meanings of parent–child relationships.144 On the one hand, this gave the ethological con-
cept of ‘following’ a much deeper emotional resonance. On the other hand, it gave a psycho-
analytic model greater behavioural specification. The resulting concept, ‘attachment’, ended
up with both narrow and broad meanings (Chapters 2 and 5).145 Narrowly, attachment could
mean the following response and related actions that serve to monitor and maintain access
to the caregiver; broadly, the same term could mean an emotionally invested relationship, as
a symbolic source of comfort and protection. Bowlby shuttled between these distinct mean-
ings, sometimes intending one, sometimes the other, and sometimes both.
Though this certainly contributed to conceptual muddle, the basis for this movement was
in Bowlby’s attempts to capture, as best he could, the expression of a cross-species phenom-
enon in human beings, a species with particular capacities for symbolisation and shared
meanings.146 In Bowlby’s unpublished writings and correspondence of the 1950s, his dis-
144 The centrality of symptom formation through symbolization in psychoanalysis was established in Breuer,
J. & Freud, S. (1893–95, 2001) Studies on hysteria. In The Standard Edition of the Complete Psychological Works
of Sigmund Freud, Vol. 2 (pp.1–305). London: Vintage. Bowlby was especially interested by Rycroft, C. (1956)
Symbolism and its relationship to the primary and secondary processes. International Journal of Psycho-Analysis,
37, 137–46, and had correspondence with the author (PP/Bow/H.116). Part of the significance of Rycroft’s work on
symbolization for Bowlby was that it showed that ‘the emphasis placed in Kleinian theory on the fact that “psych-
ical reality” and “external reality” are both subjectively real does, I think, tend to obscure the fact that there are
none the less essential differences between them, and that psychical reality is itself divisible into one part which is
developmentally bound to external reality and another which has been formed by idealization’ (141).
145 For an example of Bowlby taking away implications for relationships in general from a discussion with Hinde
of specific aspects of the following response see e.g. Bowlby, J. (1957) Discussion with Hinde, January 1957. PP/
Bow/H.128: ‘Attachment behaviour comprises all those responses which subserve the total task of relating to an-
other human being.’
146 The capacity for symbolization was, in a sense, highlighted by Main and colleagues’ ‘move to the level of rep-
resentation’ (Chapter 3). However, Main and colleagues did not distinguish the cross-species ethological aspects
of attachment from those aspects associated with human symbolic capabilities. Implicit acknowledgement of the
issue also appeared in the 1990s in the writings of researchers focused on intersubjectivity and rhythms of parent–
infant interaction, e.g. Beebe, B., Lachmann, F., & Jaffe, J. (1997) Mother–infant interaction structures and presym-
bolic self-and object representations. Psychoanalytic Dialogues, 7(2), 133–82; Trevarthen, C. (1998) The concept
and foundations of infant intersubjectivity. In S. Braten (ed.) Intersubjective Communication and Emotion in Early
Ontogeny (pp.15–46). Cambridge: Cambridge University Press. However, concepts of intersubjectivity and rhythm
emphasize continuities between presymbolic procedural expectations in relationships and the symbolic capacities
that emerge from them. The distinction and potential disjuncture between presymbolic and symbolic senses of
the concept of ‘attachment’ was not drawn out. In the history of attachment research, this distinction appears
to have first been made focally and clearly in the application of attachment theory to religious life: Kirkpatrick,
L.A. (1999) Attachment and religious representations and behavior. In J. Cassidy & P.R. Shaver (eds) Handbook of
Attachment: Theory, Research, and Clinical Applications (pp.803–22). New York: Guilford.
147 E.g. Bowlby, J. (not dated, c.1955) Thought, conceptualization, language, psycho-analysis. PP/BOW/H.115;
pretations of Bowlby is detailed in Fraley, C.R. & Shaver, P.R. (2016) Attachment, loss, and grief: Bowlby’s views,
new developments, and current controversies. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory,
Research, and Clinical Applications (3rd edn, pp.40–62). New York: Guilford.
Following Hinde 27
symbols.’149 However, the interrelation between cross-species behavioural system and the
symbolic elaboration especially characteristic of humans remained a source of theoretical
and terminological problems for him, firmly tangled up within his use of the word ‘attach-
ment’, as well as his difficulties in rooting the mind in the body.150
Another conceptual issue made a potent contribution to this confusion. In Bowlby’s writ-
ings, the broad notion of attachment was generally used alongside, specifically, a narrower
concept of internal working model—to mean the specific symbolic and affective represen-
tations made by humans about attachment figures and their availability, and the value of
the self to these attachment figures. By contrast, when Bowlby used the concept of attach-
ment narrowly to mean the specific ethological following response, it was accompanied by
a broader concept of internal working model—to mean expectations about the other’s likely
availability in response to attachment behaviour.151 This is how infants, puppies, and lambs
149 Bowlby, J. (1944) Forty-four juvenile thieves: their characters and home-life (II). International Journal of
mind in the body: new links between attachment theory and psychoanalytic thought. Journal of the American
Psychoanalytic Association, 55(2), 411–56. However, Fonagy and Target did not adequately recognize the polysemy
of Bowlby’s concept of attachment, which hindered their own discussion of attachment and mentalization.
151 Note Bowlby’s wording in his very definition of internal working models as ‘starting, we may suppose, to-
wards the end of his first year’, in a procedural form, and as developing into but conceptually distinguishable
from semantically elaborated internal working models ‘during his second and third when [the child] acquires the
powerful and extraordinary gift of language’. Bowlby, J. (1969) Attachment. London: Penguin, p.353.
152 Kobak, R. & Esposito, A. (2004) Levels of processing in parent–child relationships: implications for clin-
ical assessment and treatment. In L. Atkinson & S. Goldberg (eds) Attachment Issues in Psychopathology and
Interventions (pp. 139–66). Mahwah, NJ: Lawrence Erlbaum, p.140.
153 Hinde, R. (1957) Consequences and goals: some issues raised by Dr Kortland’s paper on aspects and pro-
spects of the concept of instinct. British Journal of Animal Behaviour, 5, 116–18, p.116.
154 Hinde, R. (1967) Letter to John Bowlby, 28 June 1967. PP/Bow/K.4/11. Hinde would later make the ob-
servation in print, looking back on Bowlby’s overall contribution to the study of behaviour in Hinde, R. (1991)
Relationships, attachment and culture: a tribute to John Bowlby. Infant Mental Health, 12(3), 154–63; and Hinde,
R. (1991) Commentary. In P. Bateson (ed.) The Development and Integration of Behaviour: Essays in Honour of
Robert Hinde (pp.411–18). Cambridge: Cambridge University Press.
28 John Bowlby
Seeing insufficient change in Bowlby’s stance, in a 1982 chapter Hinde criticised Bowlby
on this matter in print. He argued against the implication in Bowlby’s writing that evolution
had wired human infants to seek proximity as the sole strategy for achieving the set-goal of
the attachment behavioural system. This seemed implausible. Natural selection, Hinde felt,
would likely ‘favour individuals with a range of potential styles from which they select ap-
propriately’.155 Whilst direct proximity-seeking might be regarded as the desirable response
in many circumstances, Hinde emphasised that survival of infants would be more likely if
they could adapt to the conditions of care in which they found themselves. They therefore
needed alternative strategies for other conditions. Hinde therefore anticipated that evolution
would have given humans a repertoire of ‘conditional strategies’ for responding to caregiving
environments where direct proximity-seeking was not possible or effective.156 The avail-
ability of conditional strategies could be anticipated to contribute to survival under such
155 Hinde, R.A. (1982) Attachment: some conceptual and biological issues. In C.M. Parkes & J. Stevenson-Hinde
(eds) The Place of Attachment in Human Behavior (pp.60–76). London: Tavistock, p.71.
156 Ibid.
157 Carr, S.J., Dabbs Jr, J.M., & Carr, T.S. (1975) Mother–infant attachment: the importance of the mother’s visual
field. Child Development, 46(2), 331–8; Sorce, J.F. & Emde, R.N. (1981) Mother presence is not enough: effect of
emotional availability on infant exploration. Developmental Psychology,17(6), 737–45. See also Joffe, L.S., Vaughn,
B.E., Barglow, P., & Benveniste, R. (1985) Biobehavioral antecedents in the development of infant–mother at-
tachment. In M. Reite & T. Field (eds) The Psychobiology of Attachment and Separation (pp.323–49). Orlando,
FL: Academic Press.
158 A first acknowledgement appears in Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic
Books: ‘Accessibility in itself is not enough. Not only must an attachment figure be accessible but he, or she, must
be willing to respond in an appropriate way; in regard to someone who is afraid this means willingness to act as
comforter and protector. Only when an attachment figure is both accessible and potentially responsive can he, or
she, be said to be truly available. In what follows, therefore, the word ‘available’ is to be understood as implying that
an attachment figure is both accessible and responsive’ (234). Throughout the 1970s, Bowlby tended still to refer
to proximity as the set-goal of the attachment system. His final word, however, is in Bowlby, J. (1991) Ethological
light on psychoanalytic problems. In P. Bateson (ed.) The Development and Integration of Behaviour: Essays in
Honour of Robert Hinde (pp.301–14). Cambridge: Cambridge University Press: ‘The goal of attachment behav-
iour is to maintain certain degrees of proximity to, or of communication with, the discriminated attachment
figure(s)’ (306). Some of the tensions in Bowlby’s account of the set-goal of the attachment system had been dis-
cussed already by Bretherton, I. (1980) Young children in stressful situations: the supporting role of attachment
figures and unfamiliar caregivers. In G.V. Coelho & P. Ahmed (eds) Uprooting and Attachment (pp.179–210).
New York: Plenum Press.
Following Hinde 29
159 Still by 1990 Main was adamant that physical touch with the caregiver was ultimately the set-goal of the at-
tachment system in infancy. Main, M. (1990) Parental aversion to infant-initiated contact is correlated with the
parent’s own rejection during childhood: the effects of experience on signals of security with respect to attachment.
In T.B. Brazelton & K. Barnard (eds) Touch (pp.461–95). New York: International Universities Press.
160 Marvin, R.S. (1977) An ethological–cognitive model for the attenuation of mother–child attachment be-
havior. In T.M. Alloway, L. Krames, and P. Pliner (eds) Advances in the Study of Communication and Affect, Vol. 3
(pp.25–60). New York: Plenum Press, pp.56–7.
161 Rutter, M. (1995) Clinical implications of attachment concepts: retrospect and prospect. Journal of Child
Psychology and Psychiatry, 36(4), 549–71, p.551. See also Stern, D. (1985) The Interpersonal World of the Infant.
New York: Basic Books: ‘Attachment is a set of infant behaviours, a motivational system, a relationship between
mother and infant, a theoretical construct, and a subjective experience for the infant’ (25).
162 From the 1970s onwards, Bowlby tested out referring to ‘care-seeking’ rather than ‘attachment behaviour’,
e.g. Bowlby, J. (1986) Attachment, life-span and old age. In J. Munnichs & B. Miesen (eds) Attachment, Life-Span
and Old Age. Utrecht: Van Loghum, p.11.
163 Charles, G. & Alexander, C. (2014) Beyond attachment: mattering and the development of meaningful mo-
ments. Relational Child and Youth Care Practice, 27(3), 26–30: ‘Herein lies another problem with “attachment.” It
is one of those terms which we all think we understand the meaning of but when we actually examine it we find
that it has significantly different meanings for different people . . . Today the term is often a loose metaphor for a
relationship-based intervention, and those using the term do not necessarily have an accurate understanding of
the concept. The absence of a precise and universally understood definition has led to a wide variety of interpret-
ations of what is a practical “attachment intervention.” For example, there are a number of controversial “attach-
ment” treatments based on various forms of “therapeutic holding” ’ (27).
30 John Bowlby
purposes so long as they can align with the idea of the importance of child–caregiver rela-
tionships. So, for instance, in the UK, since the 2010s there have been consistent appeals to
Bowlby and the idea of attachment by the political right, who have argued that a policy focus
on the early years justifies cuts to other public services, with attachment security presented
as an alternative to social security.164 Much the same goes for ‘attachment parenting’ dis-
courses that, in fact, lack an evidence-base or anything but the most selective and strategic
relationship with the tradition of attachment research, and that play off cultural stereotypes
about motherhood.165 Given the common use of the ‘attachment’ label and the gulf that sep-
arates attachment research from these ‘attachment parenting’ discourses, Ross Thompson
observed that ‘if you talk to attachment researchers, you will find involuntary wincing—
sometimes followed by groaning—when someone brings up attachment parenting’.166
Forty-four thieves
Bowlby’s discussions with Hinde and his emerging model of attachment were fed by and
in turn contributed to a concern with the role of long-term separations in childhood for
subsequent development. Bowlby regarded himself as predisposed to an interest in major
separations by his own childhood experiences, such as being sent to boarding school.167
This interest was then intensified by his early experiences as a clinician. From the late 1930s,
Bowlby began work in the London Child Guidance Clinic. Soon after his arrival he saw
two cases, one after the other, where the child had been referred for conduct problems.
164 Duschinsky, R., Greco, M., & Solomon, J. (2015) Wait up! Attachment and sovereign power. International
Journal of Politics, Culture, and Society, 28(3), 223–42. The polyvalence of attachment as a political discourse
should be highlighted, however. For uses of attachment theory for a social agenda more aligned with the political
left see e.g. Kraemer, S. & Roberts, J. (1996) The Politics of Attachment: Towards a Secure Society. London: Free
Association Books. There are also a variety of policy texts invoking attachment without a marked political agenda,
and instead using the term in a general sense to characterize the value of ‘positive’ parent–child relationships. See
e.g. Scottish Government (2012) National Parenting Strategy: Making a Positive Difference to Children and Young
People through Parenting. Edinburgh: Scottish Government.
165 ‘Attachment parenting’ is one of the most powerful discourses of intensive parenting. It was introduced by
Bill and Martha Sears (1993) in The Baby Book: Everything You Need to Know about your Baby (Boston: Little and
Brown). The Sears already had their ideas in place, but initially called them ‘immersion parenting’. Use of the idea
of attachment and appeal to Bowlby’s authority was post-hoc and strategic, made available by Bowlby’s ambiguous
and overgeneral statements about the dangers of separation and the need for mothers to spend time with their
baby: ‘At a talk one time in Pasadena, a grandmother came up to Bill and said she thought the term immersion
mothering was a good one, because some moms find themselves “in over their heads.” When he told me of this,
I realized we needed to change the term to something more positive, so we came up with AP, since the Attachment
Theory literature was so well researched and documented, by John Bowlby and others’ (http://attachedattheheart.
attachmentparenting.org/faq/). On the weak evidence for ‘attachment parenting’ and its lack of a link with at-
tachment research see Chaffin, M. (2006) Report of the APSAC Task Force on Attachment Therapy, Reactive
Attachment Disorder, and Attachment Problems. Child Maltreatment, 11(1), 76–89; Fairclough, C. (2013) The
problem of ‘attachment’. In E. Lee, J. Bristow, C. Faircloth, & J. Macvarish (eds) Parenting Culture Studies (pp.147–
64). London: Palgrave.
166 Keller, H. & Thompson, R. (2018) Attachment theory: past, present & future. Recorded at the 2nd ‘Wilhelm
Wundt Dialogue’, 28 November 2018, Leipzig University, hosted by the Leipzig Research Center for Early Child
Development (LFE). https://www.youtube.com/watch?v=_nG5SelEj28.
167 Bowlby, J. (1990, 2015) John Bowlby: an interview by Virginia Hunter. Attachment, 9, 138–57, p.147. See
also Van Dijken, S. (1998) John Bowlby, his Early Life: A Biographical Journey into the Roots of Attachment Theory.
New York: Free Association Books.
Separation 31
Both had been caught stealing, but more generally were considered rude and disobedient.
Bowlby was curious that both of these children had spent nine months in hospital for fever
when they were toddlers, during which time they were isolated and separated from their
caregivers.
During this period, Bowlby was beginning his training in child psychoanalysis, and
reading Klein’s works carefully. He was questioning her description of ‘loss’ only as a norma-
tive developmental stage, and her inattention to the possibility of actual separation and loss
as consequential experiences for a child. Bowlby found support for his concerns in the fact
that, in both of these cases from the Child Guidance Clinic, the parents reported that their
children were ‘emotionally remote’ when they returned home from the hospital. Bowlby
found it remarkable that ‘these stories were extraordinarily similar. So I generalised from a
sample of the two . . . I found a lot of other cases and the upshot was that I wrote this mono-
however, few relevant studies. Ryan and colleagues have reported that group care, as opposed to family or foster
care, increases the likelihood of criminal activity: Ryan, J.P., Marshall, J.M., Herz, D., & Hernandez, P.M. (2008)
Juvenile delinquency in child welfare: investigating group home effects. Children and Youth Services Review, 30(9),
1088–99. In the attachment literature, Allen and colleagues found a concurrent relationship between criminal ac-
tivity and insecurity with the Adult Attachment Interview: Allen, J. P., Hauser, S.T., & Borman-Spurrell, E. (1996)
Attachment theory as a framework for understanding sequelae of severe adolescent psychopathology: an 11-
year follow-up study. Journal of Consulting and Clinical Psychology, 64(2), 254. By contrast, Brennan and Shaver
found no association between self-reported attachment style and criminal activity: Brennan, K.A. & Shaver, P.R.
(1998) Attachment styles and personality disorders: their connections to each other and to parental divorce, par-
ental death, and perceptions of parental caregiving. Journal of Personality, 66(5), 835–78. For a review see also
Schimmenti, A. (2020) The developmental roots of psychopathy: an attachment perspective. In S. Itzkowitz & E.F.
Howell (eds) Psychopathy and Human Evil: Psychoanalytic Explorations. London: Routledge.
171 This interpretation of Bowlby was first offered in Chodorow, N. (1978) The Reproduction of Mothering.
Berkeley: University of California Press, p.75. As well as the clinical cases seen at the Child Guidance Clinic, an-
other experience that may have been relevant to Bowlby’s attention to the pathogenic role of separations was his
training as a child analyst. Whereas at the Child Guidance Clinic Bowlby generally saw children and their primary
caregiver or caregivers together, the technique for child analysis in the 1930s was to meet with the child alone.
Bowlby would later recall to his former student Victoria Hamilton that he had been upset by the distress he would
cause young children, time and time again, as he would separate the children from their caregiver in the waiting
room and take them to the consulting room. Hamilton, V. (2007) The nature of a student’s tie to the teacher: remin-
iscences of training and friendship with John Bowlby. Attachment, 1, 334–47.
32 John Bowlby
172 Bowlby, J. & Fairbairn, C.N. (c.1939–42) The billeting of unaccompanied school children. PP/Bow/C.5/4/1.
173 Bowlby, J., Miller, E., & Winnicott, D. (1939) Evacuation of small children. Letter to the Editor of the
British Medical Journal, 16 December 1939. In Winnicott, D. (1984) Deprivation and Delinquency (pp.13–14).
London: Tavistock.
174 Bowlby, J. (c.1939–42) Psychological problems of evacuation. PP/Bow/C.5/4/1. This early work by Bowlby
appears as Chapter 7 in Duschinsky, R. & White, K. (eds) (2019) Trauma and Loss: Key Texts from the John Bowlby
Archive. London: Routledge.
175 Bowlby, J. & Fairbairn, C.N. (c.1939–42) The billeting of unaccompanied school children. PP/Bow/C.5/4/1.
176 Follan, M. & Minnis, H. (2010) Forty-four juvenile thieves revisited: from Bowlby to reactive attachment dis-
1, 36–64, p.39.
178 Bowlby, J. (undated) Untitled case history beginning ‘Mrs E. consulted the Clinic about her son Martin’, in
problems would raise scandal, and prove unacceptable to public or clinical opinion.181 The
overarching issue of the importance of actual childhood experiences for later development
would risk getting lost. The initial priority, Bowlby felt, had to be to support the study of child
development as a science.182 Bowlby castigated his fellow psychoanalysts in 1943 for their
hostility towards scientific methodology, indeed any methodology besides clinical observa-
tion. He felt that this stance was rendering psychoanalysis increasingly irrelevant to matters
of policy or professional practice: ‘We find ourselves in a rapidly changing world and yet, as a
Society, we have done nothing, I repeat nothing, to meet these changes, to influence them or
to adapt to them. That is not the reaction of a living organism but of a moribund one. If our
Society died of inertia it would only have met the fate that it has invited.’183
To try to be intelligible and credible in context, Bowlby sacrificed reporting the abuse
experiences of the children in his clinic in favour of a focus only on documentable separ-
181 Bowlby, J. (1984) Violence in the family as a disorder of the attachment and caregiving systems. American
Journal of Psychoanalysis, 44, 9–27: ‘It was, indeed, largely because the adverse behavior of parents toward their
children was such a taboo subject in analytic circles when I was starting my professional work that I decided to
focus my research on the effects on children of real-life events of another sort, namely separation’ (10).
182 Bowlby, J. (1990, 2011) John Bowlby: interview by Leonardo Tondo. Clinical Neuropsychiatry, 8(2),
159–71, p.160.
183 Bowlby, J. (1943, 1992) Contribution to business meeting. In P. King & R. Steiner (eds) The Freud–Klein
Bulletin of the British Psychoanalytic Society, 27(11), 26–30, p.29–30. Published as Chapter 12 in Duschinsky, R. &
White, K. (eds) (2019) Trauma and Loss: Key Texts from the John Bowlby Archive. London: Routledge.
186 By the 1980s, Bowlby was admonishing colleagues for not being specific enough in their use of the term ‘sep-
aration’, e.g. Bowlby, J. (1985) Letter to John Byng-Hall, 12 April 1985. PP/Bow/J.9/45: ‘I think one needs to be a little
more precise about lengths of separation—words like moderate and prolonged are obscure. I suggest a week or two
instead of “moderate”, and “longer than that” in place of prolonged.’
34 John Bowlby
only a lesser feature.187 However, an additional problem was that ‘maternal deprivation’, ‘sep-
aration’, and ‘lack of continuity’ were all used in an undifferentiated way, and could connote
everything from a child sleeping alone in a room, to use of daycare, to child neglect, to insti-
tutionalisation in an orphanage.188
In unpublished writings, and in correspondence, Bowlby was quite capable of making
these distinctions from the 1940s onwards.189 Writing to Michael Rutter in 1971, he
stated: ‘As regards long-term effects of brief experiences, we [Bowlby’s research group]
have endeavoured to keep an absolutely open mind. The view I have held for some years
is rather like Doll’s view of smoking. Whilst serious effects are found almost always only
by prolonged and heavy smoking, even lighter and less prolonged smoking can have ad-
verse effects in some people. Where one draws the line in practice then becomes a matter
for private judgement.’190 This more qualified position in private is unfortunately gen-
187 E.g. Ainsworth, M. (1962) The effects of maternal deprivation: a review of findings and controversy in
the context of research strategy. In Deprivation of Maternal Care: A Reassessment of its Effects (pp.87–195).
Geneva: WHO, p.99. See also Yarrow, L. (1961) Maternal deprivation: toward an empirical and conceptual re-
evaluation. Psychological Bulletin, 58, 459–90.
188 Rutter, M. (1972) Maternal Deprivation Reassessed. London: Penguin; Rutter, M. (2002) Maternal depriv-
ation. In M. Bornstein (ed.) Handbook of Parenting, 2nd edn (pp.181–202). Mahwah, NJ: Lawrence Erlbaum.
189 E.g. Bowlby, U. & Bowlby, J. (1940) Difficult children. PP/Bow/H7: ‘The term—broken home covers a multi-
tude of situations—illustrate. Vague, don’t intend to use term but to examine different situations . . . Broken home
does not cause trouble.’
190 E.g. Bowlby, J. (1971) Letter to Michael Rutter, 6 October 1971. PP/Bow/J.9/161.
191 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.96. Another contributing factor
appears to have been Bowlby’s initial difficulties in articulating the distinction between observable attachment
behaviour and the invisible attachment behavioural system. Bowlby would often make claims urging parents to
always do their best to follow the cues of a child’s attachment to ensure their child’s wellbeing. To the degree that
this refers to the attachment behavioural system, the claim is clearly overstated, and neglects his friend Robert
Hinde’s criticisms that weaning and other requirements on parents mean that the short-term demands of the
attachment system should not always be given priority in facilitating children’s long-term security. However, to
the degree that Bowlby was implying that parents should follow the dictates of attachment behaviours—such
as distress on separation—the result is an even more extreme position. It would imply that any separation is, in
itself, potentially harmful. See, for instance, Bowlby, J. (1987) Baby love: an interview. Hampstead and Highgate
Express, April 1987. PP/Bow/A.5/19: ‘The more a child’s attachment is respected and responded to, the more he’ll
feel secure.’
192 Ainsworth, M. (1962) The effects of maternal deprivation: a review of findings and controversy in the context
of research strategy. In Deprivation of Maternal Care: A Reassessment of its Effects (pp.87–195). Geneva: WHO,
p.101; Bowlby, R. (2005) Fifty Years of Attachment Theory. London: Karnac; Vicedo, M. (2011) The social nature
of the mother’s tie to her child: John Bowlby’s theory of attachment in post-war America. British Journal for the
History of Science, 44(3), 401–26.
Separation 35
The treatment of any form of caregiver–child separation as equivalent was unwarranted, and
to an extent polemical. Bowlby had no evidence on which to base such claims. He did have
some limited evidence regarding the consequences of relatively long-term separations in
childhood. The ‘Forty-Four Juvenile Thieves’ paper looked backwards from clinical cases
to find potential pathological causes. However, Bowlby was well aware that this research
strategy had significant methodological flaws, not least the problem of confirmation bias for
pre-existing theoretical ideas.193 Instead, he advocated a longitudinal methodology, which
began by taking children who had experienced a long-term separation and examining its
sequelae. Belief in the promise of slow, empirical, longitudinal study of emotional and family
Joan was examined because of severe headaches, which had begun when she was ten years
old. Since no organic basis could be found and psychical factors were obvious she was
treated with psychotherapy. After some weeks she described how she suffered from absent
periods which were evidently hysterical dream-states. For periods up to two or three hours
her head would feel funny and she would be unable to remember the recent past. Things
looked different and seemed unreal. If she went to touch a thing she found it was not there.
She herself remarked ‘It’s as if I’m in a dream’. The episode ended suddenly and other girls
at school would tell her she had been staring curiously, ‘looking beyond usual things’. . . The
episodes began with severe headaches and would come on when she was frightened or
anyone was angry. In this case the hysterical headaches and dream-states had begun when
she was ten years old after she and her brother had been in hospital with scarlet-fever and
diphtheria.197
193 Bowlby, J. (1965) Comments on Joffe and Sandler 1965 ‘Notes on Pain, Depression and Individuation’. PP/
Bow/J.9/168-9.
194 Van der Horst, F.C.P. (2011) John Bowlby— From Psychoanalysis to Ethology. Unravelling the Roots of
Attachment Theory. Oxford: Blackwell.
195 Rustin, M. (2007) John Bowlby at the Tavistock. Attachment & Human Development, 9(4), 355–9.
196 Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38: ‘Separation can be lik-
From 1948 Robertson began making direct observations of a sample of children who had
been hospitalised. The first outputs from Robertson’s research were a film and a 1952 paper
entitled ‘A two-year-old goes to hospital’, which documented the behaviour of a two-and-a-
half-year-old girl, Laura, who was hospitalised for eight days.198 This film helped contribute
to recognition of the sorrow major separations can cause children, and to the important
movement to change hospital visitation regulations in the 1950s.199
Robertson documented that Laura initially showed a great deal of distress and protest.
Her affect then turned towards apparent depression, though accompanied by tic-like stress
movements. Three months after she returned home, her mother was away in hospital herself,
to have a baby. On her mother’s return, Laura seemed avoidant and somewhat disoriented
on reunion:
Robertson went on to observe 50 cases, although less than half of these were observed in-
tensively, and the context and kind of hospitalisation was highly diverse.201 Reviewing these
cases, Robertson and Bowlby came to the conclusion that because the children’s efforts to
regain their familiar caregivers had failed both chronically and painfully, they responded by
inhibiting their feelings, and especially their yearning for their family. Bowlby termed this
‘detachment’.202 Ainsworth sought, essentially unsuccessfully, to persuade him that the term
was misleading, since Bowlby did not intend to suggest that the child was no longer attached
to their caregiver, but that an inhibition was observable that blocked intense feeling and its
expression.203 Robertson and Bowlby proposed that such inhibition was the cause of the
depressed affect, the tic-like tension movements, and also the avoidant or disoriented behav-
iour on reunion.204 Robertson noted his qualitative impression that children who sustained
198 Bowlby J., Robertson, J., & Rosenbluth, D. (1952) A two-year-old goes to hospital. Psychoanalytic Study of
the Child, 7, 82–94. During the war, Robertson had worked with Anna Freud at the Hampstead Nurseries with
children, many of whom had been evacuated from London or who had no family to care for them. Freud and col-
leagues documented avoidant behaviour by young children to caregivers, including following reunions. This likely
primed Robertson’s interest in the avoidant behaviour shown by Laura and other hospitalized children on reunion.
See Burlingham, D. & Freud, A. (1944) Infants without Families. London: Allen and Unwin, p.63.
199 Van der Horst, F.C. & van der Veer, R. (2009) Why we disagree to disagree: a reply to commentaries by
Robertson and McGilly, and Lindsay. Attachment & Human Development, 11(6), 569–72.
200 Bowlby J., Robertson, J., & Rosenbluth, D. (1952) A two-year-old goes to hospital. Psychoanalytic Study of the
Southgate, J. (1998) Attachment, intimacy, autonomy. British Journal of Psychotherapy, 14, 389–93: ‘During my
supervision with John . . . he argued to keep its original meaning on the grounds that once in an attachment space
or relational field there is always some form of attachment even if it is disorganized and chaotic’ (390).
203 Ainsworth, M. (1962) Letter to John Bowlby, 11 December 1962. Mary Ainsworth papers, Box M3168, Folder
1. For an example of an otherwise careful reader and friend of Bowlby assuming that ‘detachment’ meant the op-
posite of attachment see Birtchnell, J. (1987) Attachment—detachment, directiveness—receptiveness: a system for
classifying interpersonal attitudes and behaviour. British Journal of Medical Psychology, 60(1), 17–27.
204 Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38.
Separation 37
this inhibition of feeling longer, and who received less comfort from staff during the hospi-
talisation, were those that showed more psychological disturbance once they returned home.
These children displayed more anxiety and aggression, and less affection or help-seeking to-
wards their parents; and these affects were also more likely to occur at odd moments, without
apparent reason.205
Bowlby’s confident tone in his academic writing about the impact of the hospitalisations,
and crude statements warning about the dangers of separation in his popular writings, led
many readers, even sympathetic ones, to assume that he saw a direct relationship between
early separations and later behaviour.206 Hazen and Shaver called this, in their assessment,
‘one of the most common misconceptions about attachment theory’.207 This impression was
likely reinforced by a strong tendency in Bowlby’s reporting of his own and his analysis or
exposition of others’ quantitative findings to neglect attention to moderators and interaction
205 Ibid: ‘It is our impression, and that of others, that children who have reached a detached state . . . “blow up”
more easily and more violently event than the ordinary child at home.’ An example was Bobby: ‘Everyone was
punched when necessary—including father—and it was usually possible to detect the immediate reason for it. But
his treatment of mother was exceptional in that she was often punched for no apparent reason. At times he would
approach her with a bland or smiling face that gave no warning of the severe body blow that was to follow.’ See also
Robertson, J. & Robertson, J. (1971) Young children in brief separation: a fresh look. The Psychoanalytic Study of
the Child, 26(1), 264–315.
206 E.g. Eagle, M. (2013) Attachment and Psychoanalysis. New York: Guilford.
207 Hazan, C. & Shaver, P.R. (1994) Deeper into attachment theory. Psychological Inquiry, 5(1), 68–79, p.70.
208 Bowlby, J. (1953) Some pathological processes set in train by early mother– child separation. Journal of
Mental Science, 9, 265–72, p.271. The exact meaning of the term ‘differential susceptibility’ for Bowlby is unclear.
It may or may not necessarily imply that genetic factors may be ‘for better or for worse’, as later for Belsky, van
IJzendoorn, and Bakermans-Kranenburg.
209 Ibid.
210 Bowlby was pleased with later research findings indicating the mediating role of family relationships on
the impact of parental loss in childhood on an individual’s later mental health. See PP/BOW/F.4/1:Box 40 and
PP/BOW/J.9/19:Box 60 for Bowlby’s reflections on and correspondence with Harris, T., Brown, G.W., & Bifulco,
A. (1986) Loss of parent in childhood and adult psychiatric disorder: the role of lack of adequate parental care.
Psychological Medicine, 16(3), 641–59.
38 John Bowlby
consequences of long-term separation.211 The quality of the data was, by his own admission,
unusably poor. Ainsworth later commented that Bowlby had been overconfident in his hy-
pothesis, and so did not take sufficient care in choosing his measures: ‘He had expected this
to be so conspicuous that he used very crude measures of assessment—teachers’ ratings—
and centred in on the IQ. Actually there was nothing in the IQ. The IQs of these children
were not lower. And the teachers’ ratings were not sufficiently sensitive really, to turf up any
very conspicuous differences.’212 These quantitative results were therefore held back from
publication. However, the qualitative descriptions made of the children by Robertson during
the hospitalisation and on their return home were very rich and suggestive in their detail.213
Ainsworth later described Robertson’s qualitative descriptions as ‘entrancing’ and ‘deeply
impressive’.214 In 1968 she remarked to Bowlby that ‘despite all the lapse of time and subse-
quent research’ it is ‘still the best’ and most revealing descriptions made by early research on
I was tremendously impressed with this material. Jimmy was a social worker at the time but
he has since been qualified as an analyst. His observations were the most sensitive direct
observations I had ever encountered. I don’t think I have ever encountered anyone who
was more perceptive.216
One of the most consequential aspects of Robertson’s work was the distinction between ‘am-
bivalent’ anxiety/preoccupation and ‘withdrawn’ avoidance. Following separation, these
were often—though certainly not always217—observed in sequence, with protest at sep-
aration followed by flattened affect over time. Robertson also identified related behaviour
upon and following reunion. Anxious preoccupation with the parent was often shown by
the formerly hospitalised children.218 And avoidant behaviour was sometimes evident at the
moment of reunion with the parents, and could also manifest as withdrawal from the par-
ent in the months after the child returned home.219 In a paper from 1956 reporting on their
follow-up study with the hospitalised children, Bowlby, Ainsworth, and colleagues wrote
211 Bowlby, J. (1976) Bowlby on latch-key kids: interviews with Dr Nicholas Tucker. Psychology Today, Autumn
1976, 37–41: ‘I felt that because we had used such very superficial measures we were in no real position to give
an adequate account of how these children had developed . . . I really don’t think the study has much scientific
value’ (38).
212 Ainsworth, M. (1969) CPA oral history of psychology in Canada interview. Unpublished. http://www.femi-
nistvoices.com/assets/Women-Past/Ainsworth/Mary-Ainsworth-CPA-Oral-History.pdf.
213 Though a proportion of the most important data was second-hand. Bowlby, J. & Robertson, J. (1965) Protest,
Despair and Detachment. PP/BOW/D.3/38: ‘As experience accumulated, it came to be realised that the way a child
greets his mother on the occasion of his return home is of great interest. This, however, was not realised in our
earlier studies and for this reason in all but a few cases our data referring to this event were obtained second-hand.’
214 Ainsworth, M. (1983, 2013) An autobiographical sketch. Attachment & Human Development, 15(5–6),
448–59, p.454.
215 Ainsworth, M. (1968) Letter to John Bowlby, 2 November 1968. Mary Ainsworth papers, Box M3168,
Folder 3.
216 Ainsworth, M. (1969) CPA oral history of psychology in Canada interview. Unpublished. http://www.femi-
nistvoices.com/assets/Women-Past/Ainsworth/Mary-Ainsworth-CPA-Oral-History.pdf.
217 Van der Horst, F.C. & van der Veer, R. (2009) Separation and divergence: the untold story of James Robertson’s
and John Bowlby’s theoretical dispute on mother–child separation. Journal of the History of the Behavioral Sciences,
45(3), 236–52.
218 That the preoccupied response was a reflection of concern about the availability of the caregiver was con-
firmed by Bowlby’s clinical observations of the possessiveness, anger, and jealousy with which toddlers responded
to the birth of a new sibling, especially if the toddler already had a troubled relationship with his or her caregiver.
Bowlby, J. (1955) New baby jealousy. Parents, December 1955, p.42–4.
219 Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38.
Separation 39
that ‘the personality patterns of children who have experienced long separation tend to fall
into one or other of these two opposite classes’: either (i) ‘over-dependent’ and ‘ambivalent’
or (ii) ‘mother-rejecting . . . having repressed their need for attachment’.220
Ainsworth found it thought-provoking that the two major classes of behaviour appeared
to be ‘opposites’. She expressed her fascination with the ‘anxious over-dependence on the one
hand, and superficiality and affectionlessness on the other’ in the follow-up study, and the
way that this seemed to correspond to ‘the anxious clinging response following reunion after
relatively brief or mild separations on the one hand, and the detachment and failure to re-
establish affectional relations after long and severe separations on the other’ (Chapter 2).221
Bowlby, Ainsworth, and colleagues discussed this extensively, and they came increasingly to
regard the two classes ‘as the prototypes of responses that, when seen in acute and chronic
form in older individuals and out of family context, are habitually labelled as psychiatric
220 Bowlby, J., Ainsworth, M., Boston, M., & Rosenbluth, D. (1956) The effects of mother–child separation: a
follow-up study. British Journal of Medical Psychology, 29, 211–47, p.238. On the two classes as ‘opposites’ see
also Bowlby, J. (1968, 1970) Disruption of affectional bonds and its effects on behavior. Journal of Contemporary
Psychotherapy 2(2), 75–8: ‘In the separated children, two forms of disturbance of affectional behaviour were
seen, neither of which were observed in the comparison group of non-separated children. One form is that of
emotional detachment; the other, its apparent opposite, i.e., an unrelenting demand to be close to mother’ (82).
Both responses would be documented again, decades later, by Stovall-McClough and Dozier, observing chil-
dren one to two years old in the first months after joining a foster-family. Stovall-McClough, K.C. & Dozier, M.
(2004) Forming attachments in foster care: infant attachment behaviors during the first 2 months of placement.
Development & Psychopathology, 16(2), 253–71. Stovall-McClough and Dozier observed that these behaviours
may mis-cue the foster-parent about the child’s needs. These findings fed into the construction of the Attachment
and Biobehavioral Catch-up intervention (Chapter 6).
221 Ainsworth, M. (1962) The effects of maternal deprivation: a review of findings and controversy in
the context of research strategy. In Deprivation of Maternal Care: A Reassessment of its Effects (pp.87–195).
Geneva: WHO, p.140.
222 Bowlby, J. (1976) Human personality development in an ethological light. In G. Serban & A. Kling (eds)
Animal Models in Human Psychobiology (pp.27–36). New York: Plenum Press, p.28.
223 Bateson, P., Stevenson-Hinde, J., & Clutton-Brock, T. (2018) Robert Aubrey Hinde CBE. 26 October 1923–23
violently on to their mothers, or sometimes, when the mother had rejected them, on to
aunts’:
A further interesting feature was the way in which the infants could change from being re-
laxed to being very upset and clinging without apparent cause. Thus Tim on Days 11 and
12 was recorded as coming off his mother in an apparently calm fashion, then suddenly
panicking and going on her geckering. The most dramatic example was that of Linda, who
on Day 16 was playing in a very relaxed fashion for about the first 35 min of the watch,
then went on the mother and slept. When she awoke she seemed very upset and, terrified,
cringed and would hardly leave her mother.225
Spencer-Booth and Hinde also documented that ‘the deprivation experience accentuated
Disorientation
However, the ambivalent and avoidant classes of behaviour were not the only behaviours
observed by Robertson that would prove consequential for attachment theory. Robertson
identified other anomalous behaviours, especially during separation, but also sometimes on
reunion. These were described in detail in an unpublished book of Robertson’s observations,
written and re-written with Bowlby over the span of about ten years from the mid-1950s to
mid-1960s.228 The central theme that Robertson perceived in these anomalous behaviours
was disorientation. Bowlby and Robertson regarded the behaviours as suggesting some dis-
ruption of the attachment response. However, what exactly they signified was not clear, and
this may have contributed to the decision by Bowlby to hold back the book from publication,
alongside Robertson’s gradual departure from the Tavistock in the early 1960s. There was
also little academic interest during this period in disoriented behaviour as a mental health
symptom.229 Ainsworth regarded the absence of the Robertson and Bowlby book as a major
173(3992), 111–18.
228 Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38.
229 Ross, C.A. (1996) History, phenomenology, and epidemiology of dissociation. In L.K. Michelson & W.J. Ray
(eds) Handbook of Dissociation: Theoretical, Empirical and Clinical Perspectives (pp.3–25). New York: Springer;
Separation 41
loss to developmental psychology, and a source of personal sadness given the quality of the
observations.230 The behaviours only came back into central focus in the work of Mary Main,
some decades later (Chapter 3).
One sign of disorientation was that behaviour became unmoored from environmental
cues for activation and termination. Robertson noted that some children would swing,
seemingly without external prompt, between the ambivalent and avoidant classes of behav-
iour. For instance: ‘By about the end of her fifth month at home Jacqueline was frequently
seeking “baby cuddles” from her mother not only in the evening but also in the daytime. In
these brief moments she would curl up and revel in the mutual indulgence she and mother
permitted themselves. But between the extremes of being a helpless sensual “baby” and of
being detached and independent there was little behaviour of a moderate and quietly affec-
tionate kind.’231
One of the most striking features about Laura is that, despite being only two years and five
months old, she contrived much of the time to control the expression of her grief. Mother
announced “I’m going home now”. Laura’s expression was instantly tense and unhappy.
Mother insisted “Don’t cry” and pointed an admonitory finger; Laura nodded uncertainly.
As her mother left and before she was out of sight Laura turned away with an expression of
the deepest misery on her face. The relief of tears, which would have come to most children
of that age in that situation, was not available to Laura. As she tried to keep her feelings in
check she idly turned the pages of a book, fingered her hair, and both hands fluttered impo-
tently before her face as if she had been momentarily disoriented.232
The withdrawn avoidant class of behaviour was, he thought, especially often accompanied
by disorientation in relation to the caregiver. Robertson interpreted both disorientation and
avoidance as suggesting the ‘repression of attachment behaviour’.233
A different child showed fear on reunion with her mother. Robertson interpreted this as
an effect of disorientation, with the mother misrecognised as a stranger due to repression of
the attachment response:
When they reached home and Mary saw her mother for the first time in six weeks, she
screamed and refused to go near her. This rejection continued for several days during
which she treated her mother so much as though she was a frightening stranger . . . Only
after a week did Mary begin to show a wish to be near her mother. Then her behaviour
moved to the other extreme and she followed mother about continuously as if afraid to let
her out of her sight. She became increasingly aggressive towards her sisters, and made sev-
eral vicious attacks on her new baby brother.234
Van der Hart, O. & Dorahy, M.J. (2009) Dissociation: history of a concept. In P.F. Dell & J. O’Neill (eds) Dissociation
and the Dissociative Disorders: DSM-V and Beyond (pp.3–26). London: Routledge.
230 Ainsworth, M. (1970) Letter to John Bowlby, 28 September 1970. Mary Ainsworth papers, Box M3168, Box 3.
231 Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38. Bowlby’s colleagues
Heinicke and Westheimer also documented such responses following brief separations. Heinicke, C.M. &
Westheimer, I. (1966) Brief Separations. Oxford: International Universities Press.
232 Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38.
233 Ibid.
234 Ibid.
42 John Bowlby
Another behaviour that Robertson described as having a disoriented quality was freezing
when alarmed rather than looking for support from a familiar caregiver. For instance, Vicky
showed such behaviour soon after returning from the hospital: ‘On the third day her grand-
mother took her out. Although she had wanted to see the traffic, when she was halfway across
a road she suddenly became petrified by fear, and refused to move, while the cars stopped
and hooted and people stared.’235
Robertson also described forms of disorientation that led to care-seeking behaviours
being directed towards strangers rather than familiar caregivers, what might now be re-
ferred to as ‘disinhibited social engagement’. For example, he described the behaviour of
Jacqueline: ‘unlike ordinary children of this age, when hurt she did not go to her mother
for comfort. Indeed, on an occasion when she bruised a finger quite badly Jacqueline did
not turn to her mother but to a visitor who happened to be in the room.’236 Robertson’s
Behavioural systems
In the unpublished Robertson and Bowlby book, the authors described many observations
relevant to the disruption of the attachment response: ambivalent behaviour, avoidant
behaviour, and various forms of what appeared to be disorientation. However, the inter-
pretation of these observations kept running into trouble, across the various drafts and
redrafts of the book. ‘Attachment’, ‘detachment’, ‘disorientation’, ‘preoccupation’—all these
terms were used at times to refer to observable behaviour and at times to an inferred pro-
cess at a motivational level. Sometimes they referred to voluntary actions; sometimes to
involuntary responses or predispositions. This led the research group in circles at times, as
Bowlby became increasingly aware as the 1950s progressed.238 Bowlby’s work on what be-
came attachment theory was driven in part by a desire to develop a conceptual apparatus
adequate to the findings of the Separation Research Unit. Indeed, Attachment, Volume 1
began life as a single theoretical chapter for a book reporting on the empirical work with
235 Bowlby, J. & Robertson, J. (undated, 1950–65?) Cases relating to part II and III. PP/BOW/D.3/11-12.
236 Bowlby, J. & Robertson, J. (1965) Protest, Despair and Detachment. PP/BOW/D.3/38.
237 Ibid.
238 Bowlby, J. (1960) Separation anxiety. International Journal of Psycho-Analysis, 41, 89–113, p.95.
Behavioural systems 43
hospitalised children.239 The fundamental concept that Bowlby elaborated was that of a
‘behavioural system’.
The idea of a behavioural system was developed within ethology.240 It referred to ‘sys-
tems postulated as controlling a group of behaviour patterns that together serve to achieve
a given biological end’.241 For Bowlby, the concept was essentially a metaphor, ‘conceived
on the analogy of a physiological system organised homeostatically to ensure that a certain
physiological measure, such as body temperature or blood pressure, is held between appro-
priate limits’.242 If these limits are breached, then steps are taken by the individual to alter
the environment or itself to regain them, achieving what Bowlby termed the ‘set-goal’ of
the system and re-estabilishing homeostatic equilibrium.243 Each behavioural system can
recruit various kinds of resources, most visibly behaviours, to respond flexibly to the envir-
onment to achieve the set-goal. The concept of a behavioural system therefore presupposes
239 Ainsworth, M. (1966) Letter to John Bowlby, 29 October 1966. Mary Ainsworth papers, Box M3168, Folder 2.
240 Sevenster, P. (1961) A causal analysis of a displacement activity (Fanning in Gasterosteus aculeatus L.).
Behaviour, 9, 1–170; Baerends, G.P. (1976) The functional organization of behaviour. Animal Behaviour, 24, 726–
38. The movement of the concept from ethology to attachment theory is discussed further in Grossmann, K. &
Grossmann, K. (2012) Bindungen—das Gefüge psychischer Sicherheit Gebundenes. Stuttgart: Klett-Cotta.
241 Hinde, R. (1983) Ethology and child development. In P.H. Mussen (ed.) Handbook of Child Psychology
664–78, p.670.
243 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.69.
244 Marvin, R.S., Britner, A.A., & Russell, B.A. (2016) Normative development: the ontogeny of attachment in
childhood. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications,
3rd edn (pp.273–90). New York: Guilford.
245 An important case was that of contemporary social learning theorists, e.g. Gewirtz, J.L. (ed.) (1972)
behavioural system to life; it will also increase the intensity of motivation, which will likely be
expressed in more elaborate and intense behaviour to achieve the set-goal of the system. This
model appeared to Bowlby to account for the clingy behaviour documented by Robertson in
children following hospitalisation: the distress of the separation prompted perceptual vigi-
lance regarding proximity to their parents in these children. This led to an intense activation
of the attachment system even to minor cues of caregiver unavailability. In turn, the opposite
process could explain the ‘detached’ behaviour of the children who had been hospitalised
for some time, and on reunion with their caregiver. Where the environment has come to be
perceived as unreceptive and unwelcoming for a behavioural system, the activation and ex-
pression of a behavioural system can be inhibited.
Ethologists had used the concept of behavioural systems solely to refer to behaviour.246
Bowlby expanded the concept, arguing that a behavioural system also recruits cognitive
246 E.g. Baerends, G.P. (1976) The functional organization of behaviour. Animal Behaviour, 24, 726–38.
247 Bowlby, J. (1958) The nature of the child’s tie to his mother. International Journal of Psycho-Analysis, 39, 350–
73, pp.365–6; Bowlby, J. (1980) Loss. London: Pimlico, p.348.
248 E.g. Zeanah, C.H. & Anders, T.F. (1987) Subjectivity in parent–infant relationships: a discussion of internal
environment in terms of fitness to elicit a particular class of behaviour is itself experienced as coloured by the ap-
propriate emotion’ (114).
251 Bowlby, J. (1962) Defences that Follow Loss: Causation and Function. PP/Bow/D.3/78.
252 Bowlby, J. (1960) Separation anxiety. International Journal of Psycho-Analysis, 41, 89–113, p.96.
Behavioural systems 45
Groundplans of desire
Another important consequence of the concept of behavioural systems was that it allowed
Bowlby to circumvent simplistic notions of nature and nurture. Harkness observed that first
among the concerns raised by critics of attachment research since the 1970s has been the
question ‘How can attachment be both biologically based and determined by context?’.253
The theory of attachment as a behavioural system was Bowlby’s answer to this question,
though it is not an answer that has been widely or well understood. For Bowlby, humans
may be primed to develop behavioural systems along certain lines, but the very assemblage
of a system depends upon experience. As Bowlby put it in his notes in the 1960s, discussing
the attachment behavioural system: ‘What I mean by this is that in an infant’s behavioural
253 Harkness, S. (2015) The strange situation of attachment research: a review of three books. Reviews in
Bow/J.9/168–9.
255 E.g. Mikulincer, M. & Shaver, P. (2008) Contributions of attachment theory and research to motivation sci-
ence. In J.Y. Shah & W.L. Gardner (eds) Handbook of Motivational Science (pp.201–16). New York: Guilford, p.204.
256 Koski, L.R. & Shaver, P.R. (1997) Attachment and relationship satisfaction across the lifespan. In R.J.
Sternberg & M. Hojjat (eds) Satisfaction in Close Relationships (pp.26–55). New York: Guilford, p.27.
257 The correspondence between Bowlby and Rene Spitz on smiling addressed just this issue (see PP/Bow/
H.169). As an example of a largely pre-given response requiring only sufficient maturation and the absence of a
grossly inhibiting environment, Bowlby offered the example of infant sucking. As an example of an essentially
learnt response, Bowlby gave the example of throwing a ball.
258 Bowlby, J. (1973) Separation. New York: Basic Books, p.288.
46 John Bowlby
of Bowlby’s key metaphors: ‘As in the case of a military operation, the master plan gives only
main objective and general strategy; each commander down the hierarchy is then expected
to make more detailed plans and to issue more detailed instructions for the execution of
his part in the master plan.’259 This phrasing might imply that the activating and termin-
ating points of the attachment system are constant, that only the behaviour is shaped by ex-
perience. This was a common misunderstanding of Bowlby’s position among his critics, as
Ainsworth identified.260 In fact, Bowlby’s claim was more radical: that the very parameters
of the motivational system, though predisposed by evolution, are nonetheless also shaped by
our encounters with others, such as experiences of expressing behaviour and how this be-
haviour is received.261 Not just how, but what and when we desire or do not desire, and what
that desire means to us, are inscribed by experience, even if the groundplan of desire may be
available from human evolutionary history.
and causal priority over the attachment relationship itself: ‘Attachment behaviour leads to the development of af-
fectional bonds or attachments, initially between child and parent.’ Bowlby, J. (1980) Loss. London: Pimlico, p.39.
262 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.129. Bowlby later reflected that this flexi-
bility is especially potent for humans: ‘the longer-lived an individual the more necessary is ontogenetic flexibility to
enable it to adapt to changes in the environment’. Bowlby, J. (1982) Evolution theory. PP/Bow/H102.
263 Bowlby, J. (1957) An ethological approach to research on child development. British Journal of Medical
Animal Models in Human Psychobiology (pp.27–36). New York: Plenum Press, p.31. This idea has its origins for
Bowlby not only in control systems theory, but also in his reading of Freud. Annotations by Bowlby dated 1960 on
the ‘Project for a Scientific Psychology’ in Sigmund Freud: The Origins of Psychoanalysis. Copy held in the library
of Human Development Scotland. Bowlby highlighted and starred the passage: ‘Every contrivance of a biological
Five behavioural systems 47
In his popular and early writings, Bowlby tended to imply that the expected environment
for an infant was their primary caregiver, generally the mother. However, over time he came
to acknowledge that a context with multiple familiar caregivers simply could not lie outside
of the bounds of the attachment system’s responsiveness. His last published work explicitly
stated his mature view that the attachment system ‘contributes to the individual’s survival
by keeping him or her in touch with one or more caregivers’,266 and he told colleagues that
‘a baby interacting with and forming trusting (secure) relationships (attachments) with a
larger number of significant persons will as a child and later as an adult walk more securely
in the world’.267 For example, in the environment within which humans evolved it would
have been quite possible that grandparents would have been on hand when a baby required
care.268 By contrast, he supposed that institutional care, as in orphanages, with a rapid turn-
over of paid professional caregivers, was likely outside the limits of what the attachment
In his scholarly writings, Bowlby gave particular attention to five behavioural systems: the
attachment system; the caregiving system; the exploratory system; the fear system; and ag-
gression. This is not an exclusive list—for instance, Bowlby also described a sexual system;
he suggests sleep may have qualities of a behavioural system; and he discussed an affiliative
system that organises friendly behaviour towards others. However, attachment, caregiving,
exploration, fear, and aggression are the most well-characterised instances in his writings,
and will be discussed in turn (Table 1.1).
In Bowlby’s account of behavioural systems, a central place is given to the system’s activating
and terminating conditions. Activating conditions trigger a motivation and behaviour to
achieve the set-goal; achievement of the set-goal deactivates the motivation and its behav-
iour. Bowlby theorised that the attachment system in infancy is usually comparatively dor-
mant, tasked primarily with monitoring the caregiver’s whereabouts and checking in from
time to time to ensure that a line of retreat to the caregiver remains open. In this dormant
state, the system is also engaged with gaining relevant information about the caregiver and
nature has limits to its efficiency, beyond which it fails. Such failures exhibit themselves as phenomena bordering
on the pathological’ (368).
266 Bowlby, J. (1991) Ethological light on psychoanalytic problems. In P. Bateson (ed.) The Development and
Integration of Behaviour: Essays in Honour of Robert Hinde (pp.301–14). Cambridge: Cambridge University
Press, p.306.
267 Bowlby 1984 personal communication, cited in Harwood, I. (2003) Creative use of gender while addressing
early attachment, trauma, and cross-cultural issues in a cotherapy group. Psychoanalytic Inquiry, 23, 697–712.
268 Bowlby, J. (1986) Interview with the BBC. PP/Bow/F.5/8.
48 John Bowlby
Table 1.1 Behavioural systems and their parameters in infancy in Bowlby’s writing
the environment, especially information related to the caregiver’s responses to the child’s
behaviour and to potential cues for danger. When a child is alarmed, the attachment system
will prompt attempts to gain proximity with the caregiver.
From the primate researchers Harry Harlow and Robert Zimmermann, Bowlby took
the phrase ‘haven of safety’ to refer to the way that an infant’s alarm and motivation to seek
their caregiver was terminated once they achieved proximity with the caregiver.269 However,
Bowlby was keen to make clear that the extent of proximity required by the attachment
system was flexible, not a biological given. The set-goal of the attachment system may, indeed,
abruptly change to specify the degree of proximity more narrowly or more loosely, and this
will bring about attachment behaviours of different forms and intensities. Even the same en-
vironmental cue, such as a loud and sudden noise, may elicit only a look to the caregiver from
an infant when accessibility feels ready and sure, but may elicit swift approach and clinging
when the set-goal of the attachment system has been calibrated at full physical contact.
In Attachment, Volume 1 Bowlby highlighted three conditions as of particular importance
to the calibration of the set-goal. A first was past experience: for children who have come to
expect that their caregiver might not be accessible when the attachment system is activated,
a lower threshold would be set for its activation and a higher threshold for termination. By
contrast, for children confident in the accessibility of their caregiver, physical proximity-
seeking may only occur at a high threshold, and can be more readily terminated.270 A second
factor that would influence these thresholds, Bowlby suggested, was the extent of current
269 Bowlby, J. (1958) Nature of the child’s tie to his mother. International Journal of Psycho-Analysis, 39, 350–
73; Harlow, H.F. & Zimmermann, R.R. (1958) The development of affectional responses in infant monkeys.
Proceedings of the American Philosophical Society, 102(5), 501–9.
270 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.228–9.
Five behavioural systems 49
271 Bowlby, J. (1979) By ethology out of psychoanalysis: an experiment in interbreeding. (The Niko Tinbergen
year old children. Unpublished doctoral dissertation, University of Chicago. Discussed in Bowlby, J. (1973)
Separation: Anxiety and Anger. New York: Basic Books, p.70.
273 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.140.
274 The point would need to be clarified repeatedly by early members of the second generation of attachment
researchers. The most important contribution on this score was that of Everett Waters, who also demonstrated the
claim empirically (Chapter 2).
275 Bowlby, J. (1958) The nature of the child’s tie to his mother. International Journal of Psycho-Analysis, 39,
350–73, p.351.
276 Bowlby, J. (1980, 1988) Caring for children. In A Secure Base (pp.1–21). London: Routledge, p.6; Bowlby, J.
9–52: ‘I believe that the hypothesis now advanced would have been advocated earlier had it not happened that the
phase of attachment to a mother figure was so late in being recognized and had not theory become preoccupied
instead on the one hand with primary narcissism and on the other with orality’ (14).
50 John Bowlby
system’, Bowlby’s particular interest was in the recruitment of the caregiving system in the
service of the attachment system. However, he also noted how sexuality could be used in the
service of the attachment system when other forms of care-seeking have failed, and ‘one can
regard attempted suicide as an aberrant form of care-eliciting behaviour resorted to by only
those who have had very unstable relationships in the past, and who have learned that more
normal types of care-eliciting behaviour fail to work. As an aberrant form of attachment
behaviour, of course, it is not far removed from total despair.’278 Behaviours can also serve
more than one system at the same time: for instance, Bretherton and Ainsworth argued that
coy and submissive behaviour is coordinated by the fear and affiliative systems together.279
Rough-and-tumble play integrates, stylises, and perhaps ritualises elements from both the
exploratory and the anger systems. Close observation of children during such play reveals
how aggression and exploration, specifically, can be used in the service of the other.280 For
Affect laden behaviour I tend to view in terms of structures built of component bricks.
The bricks are relatively stereotyped behaviour patterns, e.g. bird song or sucking, which,
according to the species, may be built in or learnt or a combination of both. The larger
structure, e.g. courtship or nest building, is less stereotyped and a complex synthesis of
these components. Although in principle any component is available for any synthesis, in
practice each synthesis tends to select a particular group of components. None the less it
is probably usual for certain component items to be utilised in more than one synthesis.281
For instance, Bowlby discussed the close relationship between the attachment response and
the flight response. These may have many common components, since we often flee to those
we turn to with the expectation of protection, though there may be occasions when we do
not do so, for instance when we do not perceive such individuals as available to us. Bowlby
also expected the attachment and fear behavioural systems to share important cognitive
components, such as expectations about the effectiveness of previous attempts to gain safety,
and present perceptions of sources of danger.
Another pair of behavioural systems with significant shared components are attachment
and sexuality. Ainsworth felt that Bowlby had seriously underplayed the importance and
complexity of the sexual system, as part of his attempt to pull away from psychoanalytic
theory.282 This is certainly true of the 1970s and 1980s. However, during the late 1950s, whilst
278 Bowlby, J. (1979) Letter to Professor K.S. Adam, 12 February 1979. PP/Bow/J.9.2.
279 Bretherton, I. & Ainsworth, M.D.S. (1974) Responses of one-year-olds to a stranger in a strange situation.
In M. Lewis & L.A. Rosenblum (eds) The Origin of Fear (pp.131–64). New York: Wiley. This was also discussed
by Tony Ambrose, working within Bowlby’s group: Ambrose, T. (1960) The smiling and related responses in early
human infancy: an experimental and theoretical study of their course and significance. Unpublished PhD thesis,
Birkbeck College, London.
280 See Attili, G. & Hinde, R.A. (1986) Categories of aggression and their motivational heterogeneity. Evolution
WTO Study Group of the Psychobiological Development of the Child, Vol. 4. London: Tavistock, p.40.
282 Ainsworth, M. (1997) Peter L. Rudnytsky—the personal origins of attachment theory: an interview with
Mary Salter Ainsworth. Psychoanalytic Study of the Child, 52, 386–405: ‘PLR: Is there any sense in which your view
and Bowlby’s diverge at all, or is there a complete meeting of the minds? MSA: Well, I think there’s more to the
oedipal situation than he does. Bowlby just doesn’t talk about it’ (399); ‘In the oedipal situation, there’s no question
in my mind that in the parents’ dynamics there is a lot of sexuality’ (402).
Five behavioural systems 51
Ainsworth was relatively out of contact in Uganda (Chapter 2), comparison of the sexual
response and the following response was key to discussions between Bowlby and Hinde.
Bowlby discussed the sexual system in some detail during the meetings of the WTO Study
Group of the Psychobiological Development of the Child in the late 1950s.283 In these dis-
cussions Bowlby did not consider the activating and terminating conditions of the sexual
system. Instead, his focus was on how the sexual response takes component behaviours
from attachment relationships: ‘certain components in the human sexual response are de-
rived from parent–child response’.284 Such common components might include affective
and cognitive elements such as trust, affection, gentleness, and expectations around what
interactions such as acceptance or rebuff will ultimately mean for a relationship. Common
aspects might include behavioural components such as gazing, kissing, and coming into
close proximity. This account allowed Bowlby to qualify Freud’s claim that early relationship
283 Ainsworth does not cite the transcript of these discussions, and she may not have owned a copy.
284 Tanner, J.M. & Inhelder, B. (1956) Discussions on Child Development: Proceedings of the WTO Study Group
of the Psychobiological Development of the Child, Vol 1. London: Tavistock, p.184–5. For later considerations of the
relationship between the attachment and sexual behavioural systems see e.g. Crittenden, P.M. (1998) Patterns of
attachment and sexual behavior: risk of dysfunction versus opportunity for creative integration. In L. Atkinson
& K.J. Zucker (eds) Attachment and Psychopathology (pp.47–93). New York: Guilford; Diamond, L.M. (2003)
What does sexual orientation orient? A biobehavioral model distinguishing romantic love and sexual desire.
Psychological Review, 110(1), 173–92.
285 Bowlby cited in Tanner, J.M. & Inhelder, B. (1960) Discussions on Child Development: Proceedings of the
WTO Study Group of the Psychobiological Development of the Child, Vol 4. London: Tavistock, p.41.
286 Bowlby, J. (1969) Affectional bonds: their nature and origin. In H. Freeman (ed.) Progress in Mental Health
Affectional Bonds (pp.150–88). London: Routledge, p.157. The use of a child as an attachment figure by adults
appears to have been deliberately neglected by subsequent attachment research, in part to maintain—against
misunderstanding—the characterization of attachment as something a child shows to their adult caregiver. See
e.g. Ainsworth, M.D.S. (1991) Attachments and other affectional bonds across the life cycle. In C.M. Parkes, J.
Stevenson-Hinde, & P. Marris (eds) Attachment Across the Life Cycle (pp. 33–51). London: Routledge: ‘We talk
of the bond of a mother to her child . . . a mother does not normally base her security on her relationship with
her child, however eager she may be to give care and nurturance’ (40). The primary exception is Doherty, N.A. &
Feeney, J.A. (2004) The composition of attachment networks throughout the adult years. Personal Relationships,
11(4), 469–88. Forty percent of participants with children reported using their child as a safe haven, as a secure
base, and experiencing separation anxiety. However, both the attachment and caregiving systems can prompt
separation anxiety and proximity-maintenance. This difficulty disentangling these systems may be a secondary
reason why attachment researchers have neglected the phenomenon of use of children as attachment figures by
adults.
52 John Bowlby
‘attachment’ caused Bowlby to swing between two very different positions.288 On the one
hand, ‘attachment’ was sometimes used broadly to mean early relationships as a whole. With
this meaning in mind, Bowlby made strong claims for the influence of attachment on ‘a per-
son’s whole emotional life’, and as the condition of possibility for all later emotional devel-
opment and mental health.289 In Loss, for instance, he claimed that ‘attachments to other
human beings are the hub around which a person’s life revolves . . . From these intimate at-
tachments a person draws his strength and enjoyment of life.’290 Such claims later contrib-
uted to the impression by audiences of attachment theory that individual differences in early
attachment are fixed for life (Chapter 2).
On the other hand, when ‘attachment’ was understood narrowly as a specific behavioural
system, Bowlby’s stance was rather different. With the narrow ethological meaning in mind,
he proposed that influences on this behavioural system in early life could have a pervasive
288 This hinge seems to have been primarily the result of conceptual imprecision. It may at times have served as a
‘motte and bailey’ rhetorical strategy, with a poorly defendable but expansive outer area and a more defendable but
narrower inner position. However, the fact that the term’s meaning slides around just as much in Bowlby’s private
notes suggests that such a strategy was not his intent. On the ‘motte and bailey’ rhetorical strategy see Shackel, N.
(2005) The vacuity of postmodernist methodology. Metaphilosophy, 36(3), 295–320.
289 E.g. Bowlby, J. (1984) Violence in the family as a disorder of the attachment and caregiving systems. American
Steele, H. & Steele, M. (1998) Response to Cassidy, Lyons-Ruth and Bretherton: a return to exploration. Social
Development, 7(1), 137–41.
292 Bowlby, J. (1986) Interview with the BBC. PP/Bow/F.5/8: ‘I’m often accused of exaggerating and various
people point out that not every child who has had these sorts of experience comes to grief . . . First of all, maybe he’ll
be vulnerable if things go wrong in his life . . . Another point is that, supposing it’s true that some children having
had some pretty ghastly experiences nonetheless develop favourably . . . But then the question arises, what per-
centage of people who contract polio are left with long term paralysis? The answer is less than 1 per cent. The fact
is 99 per cent get by. Now in the case of severe maternal deprivation—first of all I think that much more than 1 per
cent suffer. I think the percentage is way up in the 20s or 30s. And the other thing is that crippling of personality is
much more serious’. See also Bowlby, J. (1971) Letter to Michael Rutter, 6 October 1971. PP/Bow/J.9/161: ‘The more
serious effects of experiences of the type we are discussing are when there are certain special combinations of vari-
ables present.’
Five behavioural systems 53
tremors, cramps, headaches, eczema, anxiety, and a compulsion to wander or search for
something without knowing what. There remains much speculation about the cause of these
symptoms, and the relative contribution of organic and psychological illness.293 In Charles
Darwin: A Life, published in 1990, Bowlby argued that several other symptoms could essen-
tially be explained as panic attacks, caused by the poor integration of behavioural, affective,
and cognitive components of the attachment system following the loss of Darwin’s mother.
The issue was not this disruption of the attachment relationship alone, however. Bowlby in-
stead highlighted that the family insisted that Darwin was not permitted to talk about his
mother after she died when he was eight years old. Bowlby speculated that this could have
contributed to exciting emotions being misrecognised as threatening ones.294 In turn, he
proposed that this misrecognition may have contributed to Darwin’s tendency to hyperven-
tilate, with his body always on the cusp of physiological overarousal.295 In support of his
It is sometimes assumed that Bowlby also regarded parental behaviour and feelings as an ex-
pression of attachment. This error is more common among Bowlby’s critics, who generally
privilege his writings of the 1950s and ignore his later qualifications and clarifications.296
However, such usage can sometime be seen in the work of attachment researchers too, albeit
less since the 2000s.297 It follows some confusing and overextended use of the term ‘attach-
ment’ by Bowlby in the early 1950s that did include caregiving behaviour. Though he at-
tempted subsequently to distinguish attachment and caregiving, the early work set up a chain
reaction that shaped both interpretation of his theory and measurement tools built from
it. For instance, the Maternal–Fetal Attachment Scale was introduced by Cranley in 1981
to measure a mother’s ‘attachment’ (feelings of care for) her unborn baby.298 Such institu-
tionalised uses of ‘attachment’ to mean caregiving have caused even attachment researchers
assiduous about terminology, such as van IJzendoorn and Bakermans-Kranenburg, to
293 Finsterer, J. & Hayman, J. (2014) Mitochondrial disorder caused Charles Darwin’s cyclic vomiting syndrome.
in Cold War America. Chicago: University of Chicago Press, and Gottlieb, A. (2014) Is it time to detach from
attachment theory? Perspectives from the West African rainforest. In H. Otto & H. Keller (eds) Different
Faces of Attachment: Cultural Variations on a Universal Human Need (pp.187–214). Cambridge: Cambridge
University Press.
297 Bretherton, I., Biringen, Z., Ridgeway, D., Maslin, C., & Sherman, M. (1989) Attachment: the parental per-
spective. Infant Mental Health Journal, 10(3), 203–21; Waters, E. & Cummings, E.M. (2000) A secure base from
which to explore close relationships. Child Development, 71(1), 164–72: ‘To examine relations between early at-
tachment experience and both secure base use and secure base support skills later in life and to examine them
across contexts such as marriage, parenting, caring for adult parents, and requesting care from others. As currently
formulated, attachment theory suggests that these are all organized by the same attachment control system’ (171).
298 Cranley, M.S. (1981) Development of a tool for the measurement of maternal attachment during pregnancy.
refer to ‘attachment’ when they mean caregiving.299 Perhaps a source of confusion between
caregiving and attachment for Bowlby in his early writings was that there did seem to be
common elements. As mentioned earlier, in his mature writings Bowlby identified that some
components of the attachment system, like the capacity to communicate about emotion with
others, may be recruited when an adult is required to provide care. However, this does not
imply that caregiving is a reflection or expression of attachment. The two systems evolved in
parallel, and function reciprocally, producing important forms of potential cooperation and
friction.300
In Attachment, Volume 1, Bowlby developed an account of the caregiving behavioural
system modelled on his existing ideas regarding the attachment behavioural system. The
caregiving system was specifically anchored in the retrieval response, as a reciprocal partner
to the infant’s following response for maintaining proximity:
Yet just as the attachment behavioural system was anchored in the infant’s following re-
sponse, but inserted into a broader image of comfort-seeking and relationship, the care-
giving system had a parallel hinge. Like the attachment system, then, Bowlby’s notion of
the caregiving system sustained an ambiguity between the narrow notion of the retrieval
response (and, presumably, related aspects of holding) and a more expansive notion of the
provision of ‘encouragement, support, help and protection’.302 In notes from 1978, disliking
throughout his career the ambiguity of the word ‘empathy’, he referred to the key emotional
component of the caregiving system as ‘concern for the welfare of others’.303 And in a late
interview he emphasised the importance of attentional processes that serve as architecture
for the caregiving system.304 Yet Bowlby’s written reflections on the set-goal of the caregiving
299 Huffmeijer, R., van IJzendoorn, M.H., & Bakermans-Kranenburg, M.J. (2013) Ageing and oxytocin: a call for
extending human oxytocin research to ageing populations—a mini-review. Gerontology, 59(1), 32–9: ‘In (soon-to-
be) mothers, increases in plasma oxytocin concentrations over the course of pregnancy have been found to predict
greater attachment to the unborn baby’ (33).
300 Bowlby, J. (1986) Attachment, Life-Span and Old Age. Eds J. Munnichs & B. Miesen. Utrecht: Van Loghum,
p.11. See also Cassidy, J. (2000) The complexity of the caregiving system: a perspective from attachment theory.
Psychological Inquiry, 11(2), 86–91, p.88.
301 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.240.
302 Bowlby, J. (1973) Letter to Scott Henderson, 30 July 1973. PP/Bow/J.9/98: the caregiving provided by the care-
giving system ‘includes rather more’ than the bodily contact of the retrieval response and the affects of ‘interest,
esteem and affection’. In particular, Bowlby urged Henderson to note that caregiving also included ‘encourage-
ment, support, help and protection’. On the ambiguity between the ‘retrieval’ and ‘nurturance’ models of caregiving
in Bowlby see Bell, D.C. & Richard, A.J. (2000) Caregiving: the forgotten element in attachment. Psychological
Inquiry, 11(2), 69–83.
303 Bowlby, J. (1978) Caregiving. In ‘Emotion and feeling’. PP/Bow/H.5.
304 Bowlby, J. (1990) Interviewed in The Nuts and Bolts of Ben Bowlby (Channel 4). https://licensing.screen-
ocean.com/r/216106.
Five behavioural systems 55
system are scarce. And the conflation of specific and general set-goals of the caregiving
system is a major limitation of his remarks, given their significant differences. Not least, re-
trieval, following, and attachment are all homeostatic systems at root, whereas the provision
of care and nurturance in a wider sense aims to support growth, not a return to equilib-
rium. Retrieval and encouragement/support also seemed to be modulated and their suc-
cessful achievement met by potentially quite different affects in the caregiver, including quite
different senses of commitment and pleasure.305 Indeed, subsequent to Bowlby, ethologists
have come to distinguish a consoling system from a caregiving system, given their distinctive
behavioural repertoires and conditions of activation and termination.306
Despite conceptual ambiguity in Bowlby’s writings about caregiving, neither the narrow
nor the broad notions of the caregiving system implied, as Vicedo has mistakenly claimed,
that Bowlby discussed mothers as ‘unthinking and natural’, acting ‘just out of instinct’, in
305 On the important role of the affect ‘delight’ in the functioning of the caregiving system see e.g. Bernard, K.
& Dozier, M. (2011) This is my baby: foster parents’ feelings of commitment and displays of delight. Infant Mental
Health Journal, 32(2), 251–62. Delight and other positive communicated affect may also be a significant relay be-
tween the caregiving and attachment behavioural systems. Dozier, M. & Bernard, K. (2019) Coaching Parents of
Vulnerable Infants: The Attachment and Biobehavioral Catch-up Approach. New York: Guilford: ‘In a personal com-
munication (August 2001) Mary Main suggested that parental delight communicates to children how important
they are to their parents, a sentiment she indicated Mary Ainsworth shared’ (57).
306 E.g. Burkett, J.P., Andari, E., Johnson, Z.V., Curry, D.C., de Waal, F.B., & Young, L.J. (2016) Oxytocin-
post-war America. British Journal for the History of Science, 44(3), 401–26, p.423. For an interesting illustration
of how the concept of ‘maternal instinct’ is now treated as a cultural form rather than part of human nature by
attachment researchers see Murphy, A., Steele, M., & Steele, H. (2013) From out of sight, out of mind to in sight
and in mind: enhancing reflective capacities in a group attachment-based intervention. In J.E. Bettmann & D.D.
Friedman (eds) Attachment-Based Clinical Work with Children and Adolescents (pp.237–57). New York: Springer.
For a plea for a more measured and less polemical discussion of attachment research, and its heterogeneity see
Duschinsky, R., van IJzendoorn, M., Foster, S., Reijman, S., & Lionetti, F. (2019) Attachment histories and fu-
tures: reply to Vicedo’s ‘Putting attachment in its place’. European Journal of Developmental Psychology, 17(1).
308 Ainsworth, M.D.S. (1991) Attachments and other affectional bonds across the life cycle. In: C.M. Parkes, J.
Stevenson-Hinde, & P. Marris (eds) Attachment Across the Life Cycle (pp. 33–51). London: Routledge: ‘Nowadays
in Western societies these traditional roles are being challenged, and many couples are experimenting with alter-
native ways of providing adequate care to their infants and young children. The more successful solutions seem to
involve the male taking more responsibility for direct caregiving to the children’ (42).
309 Bowlby, J. (1980, 1988) Caring for children. In A Secure Base (pp.1–21). London: Routledge, p.5.
56 John Bowlby
310 Bowlby, J. (1969) Ape and apex. BBC Radio, recorded 16 October 1969. PP/Bow/F.5/5: ‘Our capacity to learn
diversity of behaviour is itself genetically determined e.g. speech and language . . . Development of maternal be-
haviour dependent on appropriate experience, cf. Hinde on false dichotomy. Development of mothering greatly
helped by 1. Opportunity to touch, examine infant; 2. Smiling of infant.’
311 Bowlby, J. (1933–36) Anxiety, guilt, etc: old papers. PP/Bow/D.1/2/13
312 Bowlby, J. (1973) Separation. London: Penguin, pp.231–2.
313 Ibid. p.117. On threatening caregiver behaviour as a predictor of approach/avoidance conflict in infants see
Jacobvitz, D., Leon, K., & Hazen, N. (2006) Does expectant mothers’ unresolved trauma predict frightened/fright-
ening maternal behavior? Risk and protective factors. Development & Psychopathology, 18(2), 363–79.
314 Bowlby, J. (1979) Letter to Henry Hansburg, 21 February 1979. PP/Bow/J.9/90.
315 Bowlby, J. (1977, 1979) The making and breaking of affectional bonds. In The Making and Breaking of
phenomenon that highlights both that caregiving behaviour in humans is not the product of
some unvarying parenting instinct, and that the silent expression of attachment needs may
be present even lodged inside child-to-adult caregiving behaviours.
In his book A Secure Base, published in 1988, Bowlby gave particular attention to condi-
tions that may reliably elicit caregiving in the place of attachment behaviour, at least from
toddlerhood, and the increased cognitive resources for attending to the mind of the care-
giver.318 Child-to-parent caregiving in the place of attachment may be seen when a parent
has very severe depression such that the child’s attachment signals elicit little or no response
except when the child him-/h erself helps the parent to cope, for instance through retrieval
behaviours shown towards the parent. Child-to-parent caregiving may additionally be
elicited if a parent’s own attachment system is activated and becomes directed, through cir-
cumstances or misdirection as a consequence of conflict, towards the child.319 Bowlby ob-
Journal of Psychoanalysis, 44, 9–27, p.18. Crittenden and DiLalla would later distinguish placatory behaviour from
caregiving, as different but related behavioural repertoires: Crittenden, P.M. & DiLalla, D.L. (1988) Compulsive
compliance: the development of an inhibitory coping strategy in infancy. Journal of Abnormal Child Psychology,
16(5), 585–99.
321 In the 2000s, social psychologists would highlight the significant limitations of Bowlby’s image in Attachment,
Volume 1 of retrieval as the central form and symbol of the caregiving system. Mikulincer, M., Shaver, P.R., Gillath,
O., & Nitzberg, R.A. (2005) Attachment, caregiving, and altruism: boosting attachment security increases compas-
sion and helping. Journal of Personality and Social Psychology, 89(5), 817–39, p.818; Collins, N.L., Guichard, A.C.,
Ford, M.B., & Feeney, B.C. (2006) Responding to need in intimate relationships: normative processes and indi-
vidual differences. In M. Mikulincer & G. S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving,
and Sex (pp.149–89). New York: Guilford.
322 Solomon, J. & George, C. (1996) Defining the caregiving system: toward a theory of caregiving. Infant Mental
Health, 17(3), 183–97. See also Stern, D. (1995) The Motherhood Constellation. New York: Basic Books; Lieberman,
A. (1996) Aggression and sexuality in relation to toddler attachment: implications for the caregiving system.
Infant Mental Health, 17(3), 276–92; Heard, D. & Lake, B. (1997) The Challenge of Attachment for Caregiving.
London: Routledge; Feeney, B.C. & Collins, N.L. (2001) Predictors of caregiving in adult intimate relationships: an
attachment theoretical perspective. Journal of Personality and Social Psychology, 80, 972–94. On changes in
public attention to the mother as ‘subject’ see e.g. Rich, A. (1995) Of Woman Born: Motherhood as Experience and
Institution. New York: Norton.
58 John Bowlby
early writing, of the caregiving system as the perfect match for the needs of the attachment
system and hence the child.323
George and Solomon also argued that economic and social supports are important for the
effective elaboration and functioning of the caregiving system. This is, in fact, exactly in line
with an argument made by Bowlby himself in his book from 1953, The Roots of Parenthood,
which was not published in America and so was unavailable to George and Solomon. There
Bowlby emphasised that caregiving is dependent on the material and social resources avail-
able to a parent, which support a caregiver’s energy, patience, and courage in the face of the
demands of caring for a child. Without support, a caregiver may well ‘give up trying’, no
matter that ‘they would like to give their children all that good parents do’.324 Bowlby con-
demned government inattention to ‘the poverty of mothers with young children’ and called
on his readers to ‘campaign unremittingly until it is remedied’.325 This was not a campaign
323 George, C. & Solomon, J. (1999) The development of caregiving: a comparison of attachment theory and
psychoanalytic approaches to mothering. Psychoanalytic Inquiry, 19(4), 618–46. Seemingly unaware of earlier
critiques of Bowlby by Mary Main (Chapter 3) and Solomon and George, anthropologists have developed this
point in detail especially over the past decade, e.g. Carlson, V.J. & Harwood, R.L (2014) The precursors of at-
tachment security: behavioral systems and culture. In H. Otto & H. Keller (eds) Different Faces of Attachment.
Cambridge: Cambridge University Press, 278–303.
324 Bowlby, J. (1953) The Roots of Parenthood. London: National Children’s Home, p.16.
325 Ibid. p.14.
326 Mayhew, B. (2006) Between love and aggression: the politics of John Bowlby. History of the Human Sciences,
19(4), 19–35.
327 Hrdy, S.B. (1999) Mother Nature: A History of Mothers, Infants and Natural Selection. New York: Pantheon,
p.xiii.
328 Hrdy, S.B. (2005) Evolutionary context of human development: the cooperative breeding model. In L.A.C.S.
Carter, K.E. Grossmann, S.B. Hrdy, M.E. Lamb, S.W. Porges, & N. Sachser (eds) Attachment and Bonding: A New
Synthesis (pp. 9–32). Cambridge, MA: MIT Press. More recently, see Myowa, M. & Butler, D.L. (2017) The evolu-
tion of primate attachment: beyond Bowlby’s rhesus macaques. In H. Keller & K.A. Bard (eds) The Cultural Nature
of Attachment. Contextualizing Relationships and Development (pp.53–68). Cambridge, MA: MIT Press.
Five behavioural systems 59
in human evolutionary history, care has not usually been provided by one person alone as
Bowlby sometimes implied, especially in his earlier writings.329
Hrdy offered no objection to Bowlby’s claim that the attachment behavioural system dis-
criminates caregivers, and perhaps even has a hierarchy of attachment figures. However, she
proposed that humans have evolved to engage in cooperative care, with mothers, fathers,
grandmothers, aunts, siblings, and adult friends all involved, depending on circumstances.
And when insufficient economic and social resources and supports are available, caregivers
can be expected to divest from their children, reducing their availability as sources of pro-
tection.330 The attachment system evolved in the context of this threat, and it is part of what
makes exploration a dangerous activity for an infant who is not sure of the caregiver’s avail-
ability. Likewise, the potential for an attachment figure to divest from their infant if other
demands are pressing is part of what makes a network of attachment figures part of the
329 Hrdy, S.B. (1999) Mother Nature: A History of Mothers, Infants and Natural Selection. New York: Pantheon,
p.495, discussing Tronick, E.Z., Winn, S., & Morelli, G.A. (1985) Multiple caretaking in the context of human
evolution: why don’t the Efé know the western prescription for child care? In M. Reite & T. Field (eds) The
Psychobiology of Attachment and Separation (pp.293–322). Orlando, FL: Academic Press. For a more recent discus-
sion of multiple caregiving see Meehan, C.L. & Hawks, S. (2013) Cooperative breeding and attachment among the
Aka foragers. In N. Quinn & J.M. Mageo (eds) Attachment Reconsidered: Cultural Perspectives on a Western Theory.
London: Palgrave.
330 Hrdy appears to have been, understandably, unaware of Bowlby who made exactly this point in his 1953
book The Roots of Parenthood. The book was not distributed in the USA. Bowlby, J. (1953) The Roots of Parenthood.
London: National Children’s Home.
331 Hrdy, S.B. (1999) Mother Nature: A History of Mothers, Infants and Natural Selection. New York:
Pantheon, p.536.
332 Hazen, N.L., Allen, S.D., Christopher, C.H., Umemura, T., & Jacobvitz, D.B. (2015) Very extensive nonmater-
nal care predicts mother–infant attachment disorganization: convergent evidence from two samples. Development
& Psychopathology, 27(3), 649–61; van IJzendoorn, M.H., Bakermans-Kranenburg, M.J., Duschinsky, R., &
Skinner, G.C.M. (2019) Legislation in search of ‘good-enough’ care arrangements for the child: a quest for con-
tinuity of care. In J. Dwyer (eds) Handbook of Children and the Law. Oxford: Oxford University Press. Belsky and
colleagues have, however, found that the extent of non-familial care is associated with a small increase in child
conduct problems and impulsivity, with maternal sensitivity as a moderator: e.g. Burchinal, M.R., Lowe Vandell,
D., & Belsky, J. (2014) Is the prediction of adolescent outcomes from early child care moderated by later maternal
sensitivity? Results from the NICHD study of early child care and youth development. Developmental Psychology,
50(2), 542–53.
60 John Bowlby
the 1950s. And Bowlby’s use of the term ‘mother’ to mean a primary caregiver—following
common practice in psychoanalytic discourse of his day—should not be taken to imply that
a primary caregiver needs to be a mother.
It is false to say of the contemporary field of empirical attachment research, as do Keller
and Chaudhary, that it ‘aims at demonstrating the uniqueness of the mother–child bond’.333
If this were the aim, then, paradoxically, greater attention would have been paid to a var-
iety of caregivers in order to comparatively demonstrate the particular qualities of maternal
care. Other care providers have sometimes been studied by attachment researchers, for in-
stance daycarers and foster parents.334 However, these have hardly been comparisons to
demonstrate the uniqueness of maternal care, as Keller and Chaudhary allege. Yet Keller
and Chaudhary are undoubtedly correct in their criticism that, in practice, attachment re-
search after Bowlby in the developmental tradition has predominantly focused on practice
333 Keller, H. & Chaudhary, N. (2017) Is the mother essential for attachment? Models of care in different cul-
tures. In H. Keller & K.A. Bard (eds) The Cultural Nature of Attachment (pp.109–37). Cambridge, MA: MIT Press,
p.112. This claim rests on a characteristic rhetorical strategy among many critics, in which early statements by
Bowlby are used to characterize all subsequent empirical attachment research (Chapter 2).
334 E.g. Sagi, A., van IJzendoorn, M.H., Aviezer, O., Donnell, F., Koren-Karie, N., Joels, T., & Harl, Y. (1995)
Attachments in a multiple- caregiver and multiple- infant environment: the case of the Israeli kibbutzim.
Monographs of the Society for Research in Child Development, 60(2–3), 71–91.
335 Keller, H. & Chaudhary, N. (2017) Is the mother essential for attachment? Models of care in different cul-
tures. In H. Keller & K.A. Bard (eds) The Cultural Nature of Attachment (pp.109–37). Cambridge, MA: MIT Press.
336 E.g. van IJzendoorn, M.H. (2005) Attachment in social networks: toward an evolutionary social network
model. Human Development, 48(1–2), 85–8; De Schipper, J.C., Stolk, J., & Schuengel, C. (2006) Professional care-
takers as attachment figures in day care centers for children with intellectual disability and behavior problems.
Research in Developmental Disabilities, 27, 203–16. There has been a somewhat greater focus on wider networks
among attachment researchers in the social psychological tradition, but not with respect to caregiving. Gillath, O.,
Karantzas, G.C., & Lee, J. (2019) Attachment and social networks. Current Opinion in Psychology, 25, 21–5.
337 Gibson, M.A. & Mace, R. (2005) Helpful grandmothers in rural Ethiopia: a study of the effect of kin on child
development has been the inclusion of fathers within research on attachment-based interventions: e.g. Iles, J. E.,
Rosan, C., Wilkinson, E., & Ramchandani, P.G. (2017) Adapting and developing a video-feedback intervention
for co-parents of infants at risk of externalising behaviour problems (VIPP-Co): a feasibility study. Clinical Child
Psychology and Psychiatry, 22(3), 483–99.
Five behavioural systems 61
to multiple caregivers using standardised measures, to permit statistical analyses with good
depth and breadth, and to reconcile questions of comparability.
The exploratory behavioural system was first detailed in Attachment, Volume 1, though the
discussion remained relatively cursory.339 Following Hinde’s earlier discussions, Bowlby ar-
gued that the activating conditions of the exploratory behavioural system are ‘stimuli that
are novel and/or complex’.340 An additional criterion implicit in Bowlby’s account of the ex-
ploratory system, but left unstated, is that the stimuli need to have some potential relevance
to the individual. In infancy, Bowlby argued that the exploratory system has three elements
339 The limited acknowledgement of the exploratory system in Bowlby’s work might be linked to the scholarly
context of the 1960s. Social learning was a pivotal discourse on child development, and one with which Bowlby
had some sympathies. Both Bowlby and social learning theorists were concerned with the consistency and respon-
siveness of caregiving. However, he was keen to distinguish attachment behaviour from the effect of behaviourist
conditioning, which was the dominant frame at the time for conceptualizing social learning. A more detailed
elaboration of the exploratory system would have confronted Bowlby with the need to tackle social learning theory
head-on, which would have been a demanding task, as demonstrated when it eventually fell to Ainsworth to clarify
the differences between the attachment and social learning paradigms. See Bowlby, J. (1961) Comment on paper
by Dr Gewirtz. In B.M. Foss (ed.) Determinants of Infant Behaviour (pp.301–304). London: Methuen; Ainsworth,
M. (1972) Attachment and dependency: a comparison. In J. Gewirtz (ed.) Attachment and Dependency (pp. 97–
137). Washington, DC: Winston. An additional contemporary dynamic was that creativity and play research were
just getting off the ground. Attention to the exploratory system may well have been fed by this source, as shown
by Bowlby’s appeal to Winnicott’s concept of creative play. However, theories of creativity and play were still weak
when Bowlby was working on Attachment, Volume 1.
340 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.238, discussing Hinde, R.A. (1954) Factors
governing the changes in strength of a partially inborn response. 1. The nature of the response, and an examination
of its course. Proceedings of the Royal Society B, 142, 306–31. Other important sources for Bowlby were Berlyne,
D.E. (1950) Novelty and curiosity as determinants of exploratory behaviour. British Journal of Psychology, 41, 68–
80; Rheingold, H.L. (1963) Controlling the infant’s exploratory behavior. In B.M. Foss (ed.) Determinants of Infant
Behaviour, Vol. 2 (pp.171–217). London: Methuen.
341 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, pp.237–38.
342 Ibid. p.197. See also Marvin, R.S., Britner, A.A., & Russell, B.A. (2016) Normative development: the on-
togeny of attachment in childhood. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research,
and Clinical Applications 3rd edn (pp. 273–90). New York: Guilford.
343 Bowlby, J. (1977, 1979) The making and breaking of affectional bonds. In The Making and Breaking of
Affectional Bonds (pp.150–88). London: Routledge, p.183–4; cf. Winnicott, D.W. (1967) The location of cultural
experience. International Journal of Psychoanalysis, 48, 368–72.
62 John Bowlby
self and world, in sustaining their dialogue.344 As the game ‘peek-a-boo’ demonstrates, even
the absence of the caregiver may offer the pleasure of manipulation and experimentation if
it occurs under the aegis of the exploratory behavioural system, and is brief enough not to
threaten the dominance of this system.
Ainsworth qualified Bowlby’s account through her attention to half-hearted forms of
exploration. She identified this kind of play in infants showing avoidant behaviour in the
Strange Situation Procedure (Chapter 2). She suggested that these infants were using play
to distract themselves from attachment-relevant internal and external cues, thereby sup-
pressing the expression of the attachment system.345 Likewise, Main later observed that
frame-by-frame video analysis of the reunion episodes of avoidant dyads ‘reveals that the in-
animate object generally has far from the infant’s full attention. The infant may, for example,
rather frantically turn toward a tale leg and finger it (but with eyes fixed blankly on the wall
344 Some of Bowlby’s examples are quite culturally specific, e.g. on novelty and pleasure in family holidays,
Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.41. Whether exploration of complex/novel
stimuli can be interpreted as equivalent to Winnicott’s concept of ‘play’ depends on what is understood by the
latter term, an understanding shaped in important ways by culture. Lancy, D.F. (2007) Accounting for variability in
mother–child play. American Anthropologist, 109(2), 273–84.
345 Ainsworth, M. (1984) Attachment. In N.S. Endler & J. McVicker Hunt (eds) Personality and the Behavioral
Disorders. New York: Wiley, 559– 602, p.565. See also Grossmann, K., Grossmann, K.E., Kindler, H., &
Zimmermann, P. (2008) A wider view of attachment and exploration: the influence of mothers and fathers on
the development of psychological security from infancy to young adulthood. In J. Cassidy & P.R. Shaver (eds)
Handbook of Attachment: Theory, Research, and Clinical Applications, 2nd edn (pp.857–79). New York: Guilford.
346 Main, M. (1981) Avoidance in the service of proximity: a working paper. In K. Immelmann, G.W. Barlow,
L. Petrinovich, M. Biggar Main (eds) Behavioral Development: The Bielefeld Interdisciplinary Project (pp.651–93).
Cambridge: Cambridge University Press, p.554–5.
347 E.g. Bowlby, J., Robertson, J., & Rosenbluth, D. (1952) A two-year-old goes to hospital. Psychoanalytic Study
of the Child 7, 82–94, p.83. He also discussed the use of distraction activities in adults: Bowlby, J. (1980) Loss.
London: Pimlico: ‘One or more behavioural systems within a person may be deactivated, partially or completely.
When that occurs one or more other activities may come to monopolize the person’s time and attention, acting ap-
parently as diversions’ (64).
348 Ainsworth, M. (1992) A consideration of social referencing in the context of attachment theory and research.
In S. Feinman (ed.) Social Referencing and the Construction of Reality in Infancy (pp.349–67). New York: Plenum
Press, p.361.
Five behavioural systems 63
affiliation or wariness. For Ainsworth, exploration took part of its significance from the
long infancy of human beings, and the dense, multifaceted urgency of the human society
that infants must learn to navigate. A behavioural system that makes matters that are novel
and/or complex attractive for exploration is therefore a great asset, since, alongside staying
safe moment-to-moment, the other great task of children is to encounter and learn from the
world around them (Chapter 2).349
In Bowlby’s account, when a stimulus is judged as alarming, two systems may be acti-
vated: the attachment system and the fear system. The first third of his book Separation was
349 Ainsworth, M. & Bell, S. (1970) Attachment, exploration, and separation: illustrated by the behavior of one-
year-olds in a strange situation. Child Development, 41(1), 49–67, p.51. The underdevelopment of the idea of the
exploratory system in Bowlby’s work is widely acknowledged, e.g. Gullestad, S.E. (2001) Attachment theory and
psychoanalysis: controversial issues. Scandinavian Psychoanalytic Review, 24, 3–16. Subsequent to Ainsworth,
the major sustained interest in the relationship between exploration and attachment has been among clinically-
focused commentators, who have been concerned with what attachment research can suggest about moderators
of our capacity to explore the minds of others and learn from experience e.g. Fonagy, P., Luyten, P., Allison, E., &
Campbell, C. (2017) What we have changed our minds about: part 2. Borderline personality disorder, epistemic
trust and the developmental significance of social communication. Borderline Personality Disorder and Emotion
Dysregulation, 4, 9; Golding, K. & Hughes, D. (2012) Creating Loving Attachments: Parenting with PACE to Nurture
Confidence and Security in the Troubled Child. London: Jessica Kingsley; Powell, B., Cooper, G., Hoffman, K., &
Marvin, B. (2016) The Circle of Security Intervention. New York: Guilford.
350 Bowlby had also been very interested in human fear behaviour since his work as an army psychiatrist.
However, the proximal cause of Bowlby’s attention to the topic in the early 1970s appears to have been the pro-
posal of fear as a distinct behavioural system by the American developmentalist Gordon Bronson. Bronson, G.W.
(1968) The development of fear in man and other animals. Child Development, 39(2), 409–31. Bronson observed
that the threshold for activation of the fear behavioural system seemed to be lower for institutionally reared human
children and monkeys, and that fear of strangers seemed to develop at around the same time as discrimination
of attachment figures. However, Bowlby felt that Bronson’s distinctions were not adequately sharp between fear,
wariness, and anxiety. In a wider context, cultural discourses appealing to and distinguishing ‘fear’ and ‘anxiety’
were gaining ground from the late 1960s, and may have contributed to the salience of the topic for Bronson and
Bowlby. See Jenkins, P. (2006) Decade of Nightmares: The End of the Sixties and the Making of Eighties America.
Oxford: Oxford University Press; Bourke, J. (2006) Fear: A Cultural History. Emeryville, CA: Shoemaker & Hoard.
351 Bowlby, J. (1973) Separation. London: Penguin, p.117.
352 Ibid. Appendix III.
64 John Bowlby
Component behaviours of the fear system identified by Bowlby in his notes included the
startle response, withdrawal, fleeing, and hiding.353 Later, on the suggestion of Hinde, he
added freezing as another behavioural component of the fear system.354 This led him to dis-
cuss ‘three distinct kinds of predictable outcome’ of the fear behavioural system ‘(a) immo-
bility, (b) increased distance from one type of object, and (c) increased proximity to another
type of object’.355 These responses, he proposed, are highly responsive to context: ‘When a
chimpanzee is startled by a sudden noise or movement nearby, its immediate response is
to duck its head and to fling one or both arms across its face; alternatively, it may throw
both hands in the air. Occasionally these startle reactions are followed by a hitting-away
movement with the back of the hand towards the object, at other times by flight. When the
alarming object is another and more dominant chimpanzee, flight is accompanied by loud
screaming; when it is anything else, flight is quite silent.’356 In an unpublished paper from
used by Bretherton, I. & Ainsworth, M.D.S. (1974) Responses of one-year-olds to a stranger in a strange situation.
In M. Lewis & L.A. Rosenblum (eds) The Origin of Fear (pp.131–64). New York: Wiley.
358 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.119.
359 Bowlby, J. (1970, 1979) Self-reliance and some conditions that promote it. In The Making and Breaking of
many phobias and paranoid symptoms can be understood as ‘intelligible, albeit distorted’ re-
sponses to historical experiences in contexts with multiple such cues, where a caregiver was
not available to help soothe the child and interpret the meaning of their response.361
On the basis of analysis of their activating and terminating conditions, Bowlby was clear
that the attachment and fear systems were distinct. With Robertson, he had considered the pre-
dicament of hospitalised children, who experienced fear but without being able to turn to their
caregivers. Part of Bowlby’s focus on long-term separations stemmed from his sense that the
clinical community and public were not able to acknowledge child abuse by parents. Yet in the
early 1970s, the tide was turning on the acknowledgement of child physical abuse within Britain,
and within the medical community in particular.362 The manuscript history of Separation sees
Bowlby edging slowly towards the claim that the attachment and fear behavioural systems could
conflict as a result of directly frightening or abusive actions by the attachment figure. In an early
With one exception in Attachment, Volume 1, Bowlby did not generally describe aggression
as a behavioural system.366 Yet consideration of the case of the aggression system in closing
this section on behavioural systems may help shed light on the boundaries of this concept for
Bowlby. He gave aggression only passing and faltering attention.367 Despite the fact that the
subtitle of his book Separation is ‘Anxiety and Anger’, in fact Part I focuses on anxiety, Part
361 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.210.
362 Parton, N. (1985) The Politics of Child Abuse. Basingstoke: Macmillan; Hacking, I. (1991) The making and
molding of child abuse. Critical Inquiry, 17(2), 253–88; Ferguson, H. (2004) Protecting Children in Time: Child
Abuse, Child Protection and the Consequences of Modernity. London: Palgrave.
363 Bowlby, J. (1973) Draft material towards Separation. PP/Bow/K.5./17.
364 Bowlby, J. (1973) Letter to Ainsworth, 29 October, 1973. PP/Bow/J.1/33; Bowlby, J. (1973) Separation: Anxiety
and Anger. New York: Basic Books: ‘Conflict can easily occur, for example, whenever a stimulus situation that
elicits both escape and attachment behaviour in an individual happens to be situated between that individual and
his attachment figure; a familiar instance is when a barking dog comes between a child and his mother’ (116). The
typescript is available at PP/Bow/K.5./17.
365 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.117. The typescript is available at
PP/Bow/K.5./17.
366 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin: ‘In Tom, it can be said, there is a tendency to
appraise certain situations in such a way that a behavioural system is activated that results in his attacking his little
sister and biting her’ (118).
367 Bowlby’s most sustained attention to aggression appears in Durbin, E.F.M. & Bowlby, J. (1939) Personal
Aggressiveness and War. London: Kegan Paul. Little from this book fed through into his later reflections on
66 John Bowlby
II focuses on fear, and Part III returns essentially to a consideration of anxiety, with the ex-
ception of a dozen pages in Chapter 17 (entitled ‘Anger, Anxiety, and Attachment’).368 Mary
Main later observed that Bowlby’s exclusion of aggression as a behavioural system ‘has puz-
zled many clinicians’, and emphasises the disparity this has left between theory and empirical
research on aggression.369 Shaver and Mikulincer expressed disappointment with Bowlby
for his poor attention to aggression, since it has left attachment theory without a specified
place for anger (Chapter 5).370 And van IJzendoorn and Bakermans-Kranenburg and col-
leagues felt forced to bypass Bowlby in their development of an intervention with caregivers
struggling with aggressive child behaviour.371
It may be speculated that aggression was refused the status of a behavioural system be-
cause Bowlby wanted to avoid even the slightest implication of acceptance of Melanie Klein’s
position. Whereas Klein regarded aggression as an innate human drive, Bowlby claimed that
aggression in Separation. Those who knew Bowlby personally have often remarked that he did not seem at all com-
fortable with aggression, which may have contributed to a theoretical antipathy.
368 This emphasis has been echoed by later attachment researchers: for instance, Cassidy’s influential intro-
duction to the Handbook of Attachment discusses the attachment, caregiving, exploratory, sociable, and fear sys-
tems, but does not discuss anger as a behavioural system. Cassidy, J. (1999) The nature of the child’s ties. In J.
Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications (pp.3–21).
New York: Guilford. This selection of behavioural systems was maintained by Cassidy in the second (2008) and
third (2016) editions.
369 Main, M. (1993) Les bébés et leurs colères. In M.C. Busnel (eds) Le Langage des Bébés, Savons-nous Entendre?
(pp.17–91). Paris: Grancher; Main, M. (1995) Recent studies in attachment: overview, with selected implications
for clinical work. In S. Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical
Perspectives (pp.407–70). Hillsdale, NJ: Analytic Press, p.460. In work with Jude Cassidy, Main describes the role
of aggressive behaviour within displays of dominance from children towards their attachment figures (Chapter 3),
but without ever referring this back to Bowlby’s discussion of aggression. An important disjuncture lay in the fact
that Bowlby’s accounts of aggression characterized primarily frustration and protest in the service of attachment,
whereas what Cassidy and Main were seeing was more like use of aggression in the service of dominance in the
service of attachment.
370 Shaver, P.R., Segev, M., & Mikulincer, M. (2011) A behavioral systems perspective on power and aggression.
In P.R. Shaver & M. Mikulincer (eds) Human Aggression and Violence: Causes, Manifestations, and Consequences
(pp.71–87). Washington, DC: American Psychological Association, p.71.
371 Van Zeijl, J., Mesman, J., van IJzendoorn, M.H., et al. (2006) Attachment-based intervention for enhancing
sensitive discipline in mothers of 1-to 3-year-old children at risk for externalizing behavior problems: a random-
ized controlled trial. Journal of Consulting and Clinical Psychology, 74(6), 994–1005.
372 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.319.
373 Ainsworth, M. (1997) Peter L. Rudnytsky—the personal origins of attachment theory: an interview with
Mary Salter Ainsworth. Psychoanalytic Study of the Child, 52, 386–405, p.403.
374 E.g. Issroff, J. (2005) Donald Winnicott and John Bowlby: Personal and Professional Perspectives.
London: Karnac: ‘Bowlby disliked what he called sometimes “portmanteau” and sometimes “umbrella” or
“omnibus” words like “aggression”, which covered too many different broad possibilities and created confusion in
the way they were used’ (56).
Five behavioural systems 67
The first form was what he termed ‘the anger of despair’.375 In this form of aggression the
behaviour occurs primarily as the expression of emotion, spinning within its own loops of
intensity, without the environmental responsiveness that would help behaviour to achieve
a specific set-goal. The anger of despair, Bowlby argued, ‘occurs whenever a person, child
or adult, becomes so intensely and/or persistently angry with his partner that the bond be-
tween them is weakened, instead of strengthened, and the partner is alienated. Anger with a
partner becomes dysfunctional also whenever aggressive thoughts or acts cross the narrow
boundary between being deterrent and being revengeful.’376 The anger of despair is a mood
that disbelieves hope; it is premised on the assumption that aggression cannot change the
environment.
He contrasted the anger of despair with ‘the anger of hope’.377 This form of anger is elicited
by frustration of another behavioural system. It may seek removal of the obstacle. More often,
375 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.285.
376 Ibid. p.288.
377 Ibid. p.285.
378 Ibid. p.287.
379 Waters, E. & Sroufe, L.A. (1983) A road careened into the woods: comments on Dr Morrison’s commentary.
Journal of Analytical Psychology, 50, 617–39: ‘I was fortunate enough to hear John Bowlby lecture on one occasion
and one comment he made, almost in passing, remains imprinted on my mind—it was that children can survive
the experience that their hate may drive a parent away but to have one’s love rejected is intolerable’ (625).
381 Waters, E., Posada, G., Crowell, J., & Lay, K.L. (1993) Is attachment theory ready to contribute to our under-
standing of disruptive behavior problems? Development & Psychopathology, 5(1–2), 215–24, p.220.
68 John Bowlby
Bowlby on the grounds that aggression can be evoked in the absence of the frustration of a
behavioural system.382
Defence
382 Shaver, P., Schwartz, J., Kirson, D., & O’Connor, C. (1987) Emotion knowledge: further exploration of a proto-
type approach. Journal of Personality and Social Psychology, 52(6), 1061–86, p.1078; Fonagy, P. (2003) The violence
in our schools: what can a psychoanalytically informed approach contribute? Journal of Applied Psychoanalytic
Studies, 5(2), 223–38, p.230.
383 Annotations by Bowlby dated 1958 on Freud’s essay ‘Repression’ in The Standard Edition of the Complete
Psychological Works of Sigmund Freud, Vol. 14. Copy held in the library of Human Development Scotland.
Highlighted and underlined: ‘Repression does not hinder the instinctual representative from continuing to exist
in the unconscious, from organising itself further, putting out derivatives and establishing connections’ (p.149).
Bowlby marginalia: ‘Very much my position.’
384 Bowlby, J. (1980) Loss. London: Pimlico: Information about experience ‘can be retained long enough out-
side consciousness in a temporary buffer store for it to influence judgement, autonomic responses and, I believe,
mood’ (49).
385 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.138.
386 Bowlby’s concerns resembled closely those of Laplanche and Pontalis: ‘When operations as diverse as, say,
rationalisation, which brings complex intellectual mechanisms into play, and turning against the self, which is a
“vicissitude” of the instinctual aim, are attributed to a single function, and when the same term “defence” connotes
such a truly compulsive operation as “undoing what has been done” as well as the search for a form of “working-
off ” after the fashion of certain kinds of sublimation, then it may well be asked whether the concept in question is
a really operational one.’ Laplanche, J. & Pontalis, J.B. (1973) The Language of Psycho-Analysis, trans. D. Nicholson-
Smith. London: Karnac, p.109.
The meaning and structures of symptoms 69
these concerns in a short unpublished book from 1962 entitled Defences that Follow
Loss: Causation and Function. (‘Defences that Follow Loss’ recently appeared in Trauma and
Loss: Key Texts from the John Bowlby Archive, edited by Duschinsky and White.)387 In this
work, Bowlby disparaged the concept of ‘defence’ as a confused mix of description and ex-
planation. He felt that it also served to mask the important distinction between the inhibition
of a motivation and the inhibition of behaviour, and the distinction between the immediate
cause and the ultimate function of inhibition. All too often, Bowlby felt, psychoanalysts dis-
cussed ‘defences’ as if they were initiated in order to avoid some foreseeable consequence.388
For instance, psychoanalytic discussions of obsessive-compulsive symptoms at the time
tended to situate them as a defence against Oedipal conflicts. Klein argued that ‘obsessional
neurosis is an attempt to cure the psychotic conditions which underlie it’, which arise from
a predicament of experiencing both love and hate for the mother.389 Bowlby felt that such
387 Duschinsky, R. & White, K. (eds) (2019) Trauma and Loss: Key Texts from the John Bowlby Archive.
London: Routledge.
388 Bowlby, J. (1962) Defences that Follow Loss: Causation and Function. PP/Bow/D.3/78.
389 Klein, M. (1932) The Psychoanalysis of Children. London: Hogarth, p.226.
390 The concept of coping strategies was just entering the academic literature in the early 1960s. E.g. Murphy,
L.B. (1960) Coping devices and defense mechanisms in relation to autonomous ego functions. Bulletin of the
Menninger Clinic, 24(3), 144–53. The concept would gain ground in academic psychology, until it detonated
into widespread use with Lazarus. R.S. & Folkman, S. (1984) Coping and adaptation. In W.D. Gentry (ed.) The
Handbook of Behavioral Medicine (pp.282–325). New York: Guilford.
391 Fairbairn, W.R.D. (1929, 1994) Dissociation and repression. In E. Fairbain & D.E. Scharff (eds) From Instinct
to Self: Selected Papers of W.R.D. Fairbairn (Vol. II). New York: Aronson Publishing; Sandler, J., Joffe, W.G., Baker,
S., & Burgner, M. (1965) Notes on obsessional manifestations in children. The Psychoanalytic Study of the Child,
20(1), 425–38. Bowlby’s annotations on and correspondence with Sandler are of special interested in this regard.
Bowlby was intrigued by the fact that Sandler was not always able to hold on to the distinction between cause and
function even despite his best efforts. See Bowlby, J. (1965) Comments on Joffe and Sandler 1965 ‘Notes on Pain,
Depression and Individuation’. PP/Bow/J.9/168-9.
392 Bowlby, J. (1962) Defences that Follow Loss: Causation and Function. PP/Bow/D.3/78.
70 John Bowlby
help at times to contribute to survival or reproduction, for a given individual they may be
baffling and sometimes counterproductive: ‘defensive processes come into action in certain
conditions and that they do so without the individual having any more idea of their bio-
logical function than the ordinary man has of the function served by his temperature rising
when he contracts an infection’.393 Later, in Loss, Bowlby urged that ‘the effects of defensive
activity must be judged on a number of distinct scales. For example we can ask: what are its
effects, beneficial or otherwise, on the personality concerned? what are its effects, beneficial
or otherwise, on the members of the person’s family? what are its effects, beneficial or other-
wise, on the community at large?’394 However, Bowlby felt that the concepts available for
even asking these questions were overloaded and confused in psychoanalytic discourse. This
prompted his decision to introduce the concept of segregated systems.
Another problem that Bowlby had with the concept of defence as used by the psychoanalytic
community of his day was that it seemed to him oriented by the basic image of withdrawal
from an aversive source of excitation. However, whereas in some ways the concept of defence
was too absorptive, in this regard Bowlby found it too restrictive. Picking apart the concept,
Bowlby narrowed in on the idea of the inhibition of behavioural systems.395 In Defences that
Follow Loss: Causation and Function in 1962, he introduced for the first time the concept of
‘segregated systems’. This concept would be pulling the strings as the governing concept of
Bowlby’s later thought, but in fact was only introduced in print 18 years later in Loss, in a
discussion so brief that subsequent researchers have generally not found it clear or usable.396
Defences that Follow Loss, by contrast, engaged in an extended and elaborate discussion of
the concept. In this book Bowlby argued that behavioural systems are ‘segregated’ if there
is reduced, distorted, or blocked communication with perception, memory, and/or other
behavioural systems. Though there was, intentionally, some overlap between Bowlby’s term
‘segregation’ and Freud’s concept of ‘repression’, Bowlby preferred the former term since he
felt that ‘repression’ had accrued too much baggage, such as implying processes that keep
something unconscious. By contrast, segregation could occur between two conscious sys-
tems, or between a conscious system and memory or perception.397 And whereas for Freud,
393 Ibid.
394 Bowlby, J. (1980) Loss. London: Pimlico, p.67.
395 Bowlby, J. (1961) Letter to Dr Robert Hinde, 24 January 1961. PP/Bow/H224: ‘The whole psychoanalytic no-
tion of defence is confused and I want to explore the notion that at the time of onset of what is later called repres-
sion one motivational system is blocked of expression and another, incompatible with it, evoked: both continue
active but out of communication with each other. In the human, one of them is likely to be more accessible to con-
sciousness than the other . . . Supposing this is a correct picture of events, the problem now becomes to define the
conditions that give rise to this state of affairs and their mode of operation.’
396 Among the few attachment researchers to have applied the concept are Bretherton, and Solomon and
George. It is revealing about the underdeveloped status of the concept in Bowlby’s published writings that their
treatments differ vastly from one another, and that Bretherton expressed hesitancy as to whether she fully grasped
Bowlby’s meaning. See Bretherton, I. (2005) In pursuit of the internal working model construct and its relevance
to attachment relationships. In K.E. Grossmann, K. Grossmann, & E. Waters (eds) Attachment from Infancy to
Adulthood: The Major Longitudinal Studies (pp.13–47). New York: Guilford; Solomon, J. & George, C. (2011)
Disorganization of maternal caregiving across two generations. In J. Solomon & C. George (eds) Disorganized
Attachment & Caregiving (pp. 25–51). New York: Guilford.
397 Bowlby, J. (1962) Defences that Follow Loss: Causation and Function. PP/Bow/D.3/78; cf. Bowlby, J. (1956)
Annotations on Charles Brenner ‘The nature and development of the concept of repression in Freud’s writings’. PP/
BOW/J.9/33.
The meaning and structures of symptoms 71
repression worked against the dynamic unconscious as a ‘cauldron full of seething excita-
tions’,398 for Bowlby segregation was an abstraction used to describe any process that re-
sulted in a blockage or inhibition of communication within or between behavioural systems.
It might be thought that segregation would be regarded by Bowlby as a bad thing. And
this has been the impression of Bowlby’s readers who have access to only his published dis-
cussions of segregation: an apparent denigration of segregation has been part of Bowlby’s
legacy to later researchers and clinicians, among the very few who have engaged with the
concept.399 Bailey and colleagues, for instance, seem to presume that all segregation must
be an effect of trauma.400 However, such denigration ignores the potential for helpful segre-
gation, through processes that buffer or segment and creatively recompose what is taken in
from outside. In fact, in Defences that Follow Loss, Bowlby argued in some detail that long-
term mental health would be supported by effective communication between mental sys-
398 Freud, S. (1933, 2001) New introductory lectures on psychoanalysis. In The Standard Edition of the Complete
Psychological Works of Sigmund Freud, Vol. 22 (pp.1–182). London: Vintage, p.73. In Loss, Bowlby acknowledged
some parallels between his concept of segregation and Freud’s concept of ‘splitting’, though he felt that the latter
term had accrued too much baggage to offer much clarity. ‘Splitting’ would later feature within Crittenden’s re-
interpretation of Bowlby’s information processing model: Crittenden, P.M. (2016) Raising Parents: Attachment,
Representation, and Treatment (2nd edn). London: Routledge.
399 See e.g. Lemma, A., Target, M., & Fonagy, P. (2011) Brief Dynamic Interpersonal Therapy: A Clinician’s Guide.
Oxford: Oxford University Press: ‘Although there is never a direct correspondence between external and internal,
as what is internal reflects the operation of defensive processes that distort what is taken in from the outside’ (95).
400 Bailey, H.N., Redden, E., Pederson, D.R., & Moran, G. (2016) Parental disavowal of relationship difficul-
ties fosters the development of insecure attachment. Revue Canadienne des Sciences du Comportement, 48(1),
49–59, p.50.
401 In this regard, Defences that Follow Loss is a forerunner of the priorities and concerns of developmental psy-
C.G. (1998) Claude Bernard and the constancy of the internal environment. The Neuroscientist, 4(5), 380–85.
72 John Bowlby
is a generally beneficial filtering process. However, segregation can also occur because other-
wise useful information is experienced as difficult to accept or incompatible with currently
held values.403 This is likely the meaning of Bowlby’s claim, cited earlier in the ‘Introduction’,
that the conditions of lack of integration between aspects of the self rest on conditions of
forgivability or unforgivability: the critical question for the segregation or desegregation of
systems is whether they are willing to accept information from one another, from memory
and from the world, recognizing it as content available for inclusion within the system. If the
information is regarded as unacceptable or dangerous, it may not be reconciled, causing seg-
regation of the behavioural system.
Defensive exclusion
403 Main would later criticize Bowlby on this point, suggesting that he placed too much emphasis on informa-
tion that was difficult to accept because integration would be painful, and not enough emphasis on information
that was difficult to accept simply as a result of human cognitive biases and developmental processes, such as
the difficulties of a three year old in holding in mind contradictory qualities of a single person. Main, M. (1991)
Metacognitive knowledge, metacognitive monitoring, and singular (coherent) vs. multiple (incoherent) models of
attachment: some findings and some directions for future research. In P. Marris, J. Stevenson-Hinde, & C. Parkes
(eds) Attachment Across the Life Cycle (pp.127–59). New York: Routledge, p.138–9.
404 Bowlby, J. (1962) Defences that Follow Loss: Causation and Function. PP/Bow/D.3/78.
405 Indeed, the strength of his emphasis on segregation as a problem in his book on Loss would begin a diver-
gence between two rather different trends in subsequent attachment theory: one that focused on whether internal
working models were positive, and one that focused on whether behavioural systems were flexibly used and open
to revision. The first to call attention to this ambiguity was van IJzendoorn, M.H., Tavecchio, L.W.C., Goossens,
F.A., & Vergeer, M.M. (1982) Opvoeden in geborgenheid: Een kritische analyse van Bowlby’s attachmenttheorie.
Amsterdam: Van Loghum Slaterus, pp.61–2.
406 Bowlby, J. (1964) Segregation of psychic systems. PP/Bow/H10. See also Reisz, S., Duschinsky, R., & Siegel,
D.J. (2018) Disorganized attachment and defense: exploring John Bowlby’s unpublished reflections. Attachment &
Human Development, 20(2), 107–34.
407 Bowlby, J. (1980) Loss. London: Pimlico, p.348.
The meaning and structures of symptoms 73
Motivation Exclusion
ourselves getting upset, bringing one behavioural system partly online in order to exclude
another a little. Or exclusion with a drop of defence might be identified in the absorption fa-
cilitative of endurance during exercise or sport. What Bowlby termed ‘the ordinary everyday
things of life’,411 its familiar, conventionalised rhythms and language, can also be character-
ised as Level 1 defensive exclusion. They keep us connected to others but without demanding
vulnerability or deeper availability to others—or to ourselves. ‘How are you?’ ‘Fine thanks,
how are you?’ Such are the ‘outer rings’ of social stabilisation, Bowlby argued, that keep indi-
vidual behavioural systems, such as the attachment system, from needing to be activated.412
Level 2 is described by Bowlby as ‘moderate’ exclusion. It is ‘still possible to attend to other
input’. There is still some allowance, at least, for untidy, troubling experiences. Laugh-or-you’ll-
cry humour might be offered as an illustration of this level of defensive exclusion, since the
distress is walled off yet, if incipiently, personally and socially acknowledged. In Level 3 there
411 Bowlby, J. (1940) The influence of early environment in the development of neurosis and neurotic character.
maintain a steady relationship between an individual and his familiar environment can be regarded as an “outer
ring” of life-maintaining systems complementary to the “inner ring” of systems that maintain physiological
homeostasis’ (180).
413 Bowlby, J. (1978, 1988) Psychoanalysis as art and science. In A Secure Base (pp.43–64).
of attention. Narrowing of attention is achieved by reducing input, but sensory and cognitive. The advantages
are: a) to cut-out irrelevant and confusing input; b) to cut-out input that in fact evokes other motivational sys-
tems because such system would distract the organism from the task in hand by reducing relevant input; c) to
cut-out input that might require abandonment of current organisation of a motivational system, and consequently
reorganisation with its attendant layer of inability to act—disorganisation.’ Some commentators have assumed
The meaning and structures of symptoms 75
a loss of contact with reality. For instance, we may tune out small occurrences that might
otherwise generate impatience or irritation, to keep the aggression system from coming on-
line and disrupting our overall plans. This would be Level 1 in Bowlby’s taxonomy. It is also
possible to have more thorough-going segregation with avoidance, as for instance when ac-
cess to anger is muted—the threshold for activating the aggression system is raised—for an
individual who was made to feel endangered when they displayed anger as a child. Muted
access to anger would be Level 2; if anger is essentially unreachable, this would be Level 3.415
In the 1950s Robertson observed that withdrawn and avoidant behaviours shown by hos-
pitalised children were often accompanied by disorientated behaviours. However, Bowlby
treated dissociation as, in contrast to avoidance, a more extreme form of segregation—more
of an emergency break.416 At a population level, forms of defensive exclusion such as dissoci-
ation may have evolved as a way to shut off and thereby protect behavioural systems or other
Displays of conflict
Yet defensive exclusion is not always successful. Bowlby found parallels between psychoana-
lytic theory and the work of ethologists, who had observed odd behaviour by animals ex-
periencing a conflict of motivations, for instance when cued both to approach and to flee.419
that all ‘detached’ behaviours observed by Robertson represented dissociative phenomena, e.g. Barach, P. (1991)
Multiple personality disorder as an attachment disorder. Dissociation, 4, 117–23. Whilst avoidance may perhaps
have relevant prospective links with dissociation (Chapter 4), Bowlby’s thinking about different kinds of defensive
exclusion acknowledges their differences.
415 A remark by Ursula Bowlby offers an illustration. She described her husband as, for biographical reasons,
incapable of feeling the emotion of fear. She considered this an aspect of Bowlby’s general inhibition of nega-
tive feelings, and a contributing factor to his indomitable courage as a public intellectual and theoretician. Again,
this would be Level 3 defensive exclusion. Ursula Bowlby interview with Robert Keren, cited in Karen, R. (1998)
Becoming Attached: First Relationships and how they Shape our Capacity to Love. Oxford: Oxford University
Press, p.469.
416 Bowlby, J. (1962) Defences that Follow Loss: Causation and Function. PP/Bow/D.3/78: ‘I am introducing the
generic term “to segregate” and “segregated process”; they denote any process that creates barriers to communica-
tion and interaction between one psychic system and another . . . Other additional terms are required for the many
other particular sorts of segregating process.’ Handwritten marginal note: ‘dissociation’. See also Bowlby, J. (1961)
Processes of mourning. International Journal of Psycho-Analysis, 42, 317–40, p.336.
417 Bowlby, J. (1982) Outline of attachment theory. PP/Bow/H.260.
418 E.g. Bowlby J., Robertson, J., & Rosenbluth, D. (1952) A two-year-old goes to hospital. Psychoanalytic Study
of the Child 7, 82–94: ‘During the hospital experience these splits were relatively brief; after a few minutes of blank-
ness she “came to” and responded to her real mother . . . This, perhaps, helps us to understand how during longer
experiences of separation this split can develop to a point where integration on reunion with the mother is no
longer automatic and the child is unable to link his need for a good mother and his hatred of a frustrating one to an
individual woman’ (86).
419 Bowlby, J. (1976) Human personality development in an ethological light. In G. Serban & A. Kling (eds)
Animal Models in Human Psychobiology (pp.27–36). New York: Plenum Press: Ethology and psychoanalysis fit
76 John Bowlby
Bowlby was fascinated that Hinde had discerned in his study of chaffinches that ‘paradox-
ically, strangeness evokes both escape and curiosity, and that there is a complex balance be-
tween the two competing response systems’.420 Likewise, Hinde observed that the following
response show by young birds towards their parents may be disrupted or discoordinated
where this competes with another response system, for instance if the parent is also in some
way a cue for danger, not uncommon given ‘the broad range of stimuli eliciting both fol-
lowing and fleeing at this age’.421 In such situations, animals show ‘conflict behaviours’ such
as the rapid transition between one tendency and the other, poorly coordinated combin-
ations, freezing in place, misdirected movements, or signs of confusion or tension.422 Bowlby
also considered that anger might be evoked by conflict between two behavioural tendencies,
presumably since conflict can obstruct the achievement of one or both tendencies, contrib-
uting to frustration.423
so well together because ‘both were interested in the effect of early experience on later development’ and ‘in
conflict arising from social situations’ (28). As well as Robert Hinde, another important influence on Bowlby’s
reflections on conflict behaviour was von Holst, E. & von Saint Paul, V. (1963) On the functional organisation
of drives. Animal Behaviour, 11, 1–20. They detail seven kinds of response to the conflict of behavioural re-
sponses: display of one toned by the other; averaging of the responses; alternation between the two; each cancel-
ling the other out; the production of a third rather different kind of response (e.g. pecking and feeing becomes
threat screeching); the dominance of one which masks weak expressions of the other; display of only one or
the other.
420 Bowlby, J. (1960) Separation anxiety. International Journal of Psycho-Analysis, 41, 89–113, p.97.
421 Hinde, R.A. (1961) The establishment of the parent– offspring relation in birds, with some mamma-
lian analogies. In W.H. Thorpe & O.L. Zangwill (eds) Current Problems in Animal Behaviour (pp.175–93).
Cambridge: Cambridge University Press, p.185. Passage underlined as of particular note in Bowlby’s personal copy
of the text. PP/Bow/H.226.
422 Hinde, R. (1970) Animal Behavior, 2nd edn. New York: McGraw-Hill.
423 Bowlby, J. (1965) Motivation. PP/Bow/H.128.
424 Bowlby, J. & Soddy, K. (1940) War neurosis memorandum. PP/Bow/C.5/1; Bowlby, J. (1942) Selection and
system is particularly salient. For instance, a child who is hurt may seek to exclude distress-
ing information that might otherwise trigger the attachment system, if they have learnt that
their caregiver will likely punish them for being upset or displaying a desire for comfort.
They may ignore their injury, pretend it does not cause them distress, or keep their attention
away from information about their caregiver’s whereabouts to avoid the desire to seek the
caregiver. However, this exclusion will become increasingly precarious to the degree that the
child’s injury is especially painful, is experienced as upsetting, or the caregiver is on hand.
The result will be conflict between the attachment system and its inhibition, an approach–
avoidance conflict, which may be visible in the child’s behaviour.
On the other hand, Bowlby was also interested in the forms of conflict that could arise
when two behavioural systems were active at the same time. Often, of course, different be-
havioural systems are easily compatible. This is why, as Ainsworth repeatedly argued, it is
426 Ainsworth, M.D.S. (1977) Attachment theory and its utility in cross-cultural research. In: P.H. Leiderman,
S.R. Tulkin, & A. Rosenfeld (eds) Culture and Infancy: Variations in the Human Experience (pp. 49–67).
New York: Academic Press, p.59.
427 Bretherton, I. & Ainsworth, M.D.S. (1974) Responses of one-year-olds to a stranger in a strange situation. In
M. Lewis & L.A. Rosenblum (eds) The Origin of Fear (pp. 131–64). New York: Wiley.
428 This is discussed in the section ‘Incompatible behavioural systems: results of simultaneous activation’ of
feelings of distress, this may nonetheless be inflected, even distorted, by the child’s habitual
caregiving response and relative exclusion of the attachment system.
As a general principle, Bowlby suggested that ‘whenever a system that has been deacti-
vated becomes in some degree active, such behaviour as is then shown is likely to be ill-
organised and dysfunctional’.430 The smooth resolution of conflicts depends upon systems
being able to communicate and compromise. When one behavioural system is active at the
expense of a conflicting one that has been segregated, trapdoors are to be found inside our
intentions and actions:
Not only are information and motor response relevant to any one goal narrowly restricted
but information and motor responses relevant to some other and perhaps incompatible
goal may be allowed through. It is as though an enquiry clerk, when asked about trains
but handwriting and reference on p.74 suggest annotations are from 1933. Copy held in the library of Human
Development Scotland.
433 Bowlby cited in Tanner, J.M. & Inhelder, B. (1956) Discussions on Child Development: Proceedings of the
WTO Study Group of the Psychobiological Development of the Child, Vol. 1. London: Tavistock, p.186.
434 Bowlby, J. (1974) Psychological processes evoked by a major psychosocial transition. Presented to Tavistock
Research Workshop, March 1974. PP/Bow/F.3/90; Bowlby, J. (1989) Foreword to Emmy Gut’s Productive and
Unproductive Depression (pp.xiii–xv), London: Routledge.
The meaning and structures of symptoms 79
Bowlby anticipated that encounters with attachment figures that evoke conflict are
powerful sources of anxiety and depression. He identified several reasons for this. Part of the
importance of the attachment system in this regard is that it has implications for the individ-
ual’s basic sense of being intrinsically worthy, acceptable, and capable of being cherished. It
therefore has a developmental role in informing the components of other behavioural sys-
tems. Another reason for the important role of conflict in relation to attachment figures in
prompting anxiety and depression is that our attachment figures are often socially difficult
to avoid, not only but especially in childhood. In the chapter ‘The making and breaking of
affectional bonds’, Bowlby speculated that the intensity of emotion in close relationships
may serve especially to activate early behavioural, cognitive, and affective components of
behavioural systems, so that forgotten wishes and disappointments from childhood be-
come incorporated into present-day behaviour and expectations.435 This was one aspect of
435 Bowlby, J. (1977, 1979) The making and breaking of affectional bonds. In The Making and Breaking of
Affectional Bonds (pp.150–88). London: Routledge: ‘The stronger the emotions aroused in a relationship the more
likely are the earlier and less conscious models to become dominant’ (168).
436 Bowlby, J. (1985) Letter to John Byng-Hall, 12 April 1985. PP/Bow/J.9/45: ‘You need to clarify what the risks of
intimacy are. One risk, which may motivate either child or mother, is fear of rejection; another risk, which may also
motivate either partner, is fear of being held captive by the intense attachment behaviour of the other.’
437 This point is elaborated with case studies in Bowlby, J. (1980) The place of defensive exclusion in depressive
disorders. PP/Bow/K.7/94; see also Bowlby, J. (1987) Notes on depression, towards correspondence with Emmy
Gut. PP/Bow/B.3/15.
438 Bowlby, J. (1980) Loss. London: Pimlico, p.249–50. For a recent discussion see Bosmans, G. (2016) Cognitive
behaviour therapy for children and adolescents: can attachment theory contribute to its efficacy? Clinical Child
and Family Psychology Review, 19(4), 310–28.
439 Bowlby, J. (1981) Letter to Aaron Beck, 8 October 1981. PP/Bow/J.9/16. See Beck, A. (1983) Cognitive therapy
of depression: new perspectives. In P.J. Clayton & J.E. Barrett (eds) Treatment of Depression: Old Controversies and
New Approaches (pp.265–90). New York: Raven.
440 Bowlby, J. (1990, 2011) John Bowlby: interview by Leonardo Tondo. Clinical Neuropsychiatry, 8(2),
159–71, p.167.
80 John Bowlby
In the clinic
Mrs Q
In his last article, written with Mary Ainsworth, Bowlby highlighted especially his work as a clin-
ician with children and families, and additionally the decades in which he ran a mother’s group
in a wellbaby clinic, ‘learning much from his informal observations of mother–child interaction
there’.441 Bowlby was mindful that his theory addressed general tendencies at the level of popula-
tions, and had only a probabilistic relationship with any individual, whereas his clinical practice
addressed the concrete dynamics of individual lives, each with their particular vitality and equi-
In the past there has been a deplorable tendency for the experimentalist to despise the clini-
cian’s lack of precision and the clinician to reciprocate with contempt for the experimentalist’s
lack of insight into human nature. Each has stoutly maintained that his own method was the
one true way to knowledge. These claims are absurd: each method is indispensable. It is the
clinician who usually has the earliest insights, defines the problem, and formulates the first
hypotheses. But [through] the detailed minute study of the feelings and motivations of his pa-
tients, and the complicated intellectual and emotional repercussions to which they give rise,
the clinical worker provides information regarding the relations of psychic and environmental
forces which can be obtained in no other way.444
During Bowlby’s lifetime, there was already a good deal of discussion of the clinical impli-
cations of attachment theory.445 Since then, commentators have described an ‘explosion’ of
texts offering exposition of Bowlby’s ideas for practitioner audiences.446 These works for
441 Ainsworth, M. & Bowlby, J. (1991) 1989 APA award recipient addresses: an ethological approach to person-
ality development. American Psychologist, 46(4), 333–41, p.336. The Bowlby Archive contains a wonderful de-
scription of the clinic, entitled ‘Mothers Discussion Group’ from 1967 (PP/Bow/C.6/3). In justifying the benefits
of the group Bowlby wrote: ‘It is from other mothers that a beginner can learn most. Professional people can add
information about different sorts of behaviour and the range of ages at which different developments are likely to
occur—but how to cope best is learned from others who are actually confronted with the job.’
442 Bowlby, J. (1981) Psychoanalysis as a natural science. International Review of Psycho- Analysis, 8,
243–56, p.253.
443 Bowlby, J. (1957–59) Untitled notes responding to the work of John Alford. PP/Bow/B.3/19.
444 Bowlby, J. (1951) Maternal Care and Mental Health. Geneva: World Health Organisation, p.61.
445 E.g. Belsky, J. & Nezworski, T. (eds) (1988) Clinical Implications of Attachment. Hillsdale, NJ: Lawrence
Erlbaum; West, M., Sheldon, A., & Reiffer, L. (1989) Attachment theory and brief psychotherapy: applying current
research to clinical interventions. Canadian Journal of Psychiatry, 34, 369–75; Byng-Hall, J. (1990) Attachment
theory and family therapy: a clinical view. Infant Mental Health Journal, 11, 228–37.
446 An important recent contribution to and review of this literature is Slade, A. & Holmes, J. (2017) Attachment in
Therapeutic Practice. London: SAGE. For a thematic review, calling for a shift in emphasis from theory-to research-
based guidance for attachment-inspired therapies see Berry, K. & Danquah, A. (2016) Attachment-informed
In the clinic 81
practitioner audiences offer both exposition and revision of Bowlby’s ideas.447 However,
close readings of Bowlby’s clinical remarks have been rare. One contributing factor may have
been that the reader of Bowlby’s works is presented with his general reflections on his clin-
ical experience, interspersed only occasionally with a paragraph describing a clinical case.
These cases generally describe the childhood factors that predisposed a patient to mental
health problems, and the precipitating adult context that led them to enter therapy. Bowlby’s
own efforts, approaches, successes, and failures with patients are almost never reported. The
reason appears to be, alongside Bowlby’s characteristic reserve, that unlike many psychoana-
lysts of his day he did not want to give details about his patients in publications without their
permission.448 In the Bowlby Archive in the Wellcome Collection, Bowlby’s case files are
embargoed until a century after the clinical work took place; as a result, for the most part, his
earliest clinical cases will become available in around 2035.449
Some years ago the doctor at a maternity and child welfare clinic asked me to see a little boy
of 18 months who was not eating and was losing weight. His mother was intensely anxious
and depressed and had been so since the boy’s birth. On enquiry I found that she was ter-
rified lest her son die and was therefore pestering him to eat. She also told me that she had
therapy for adults: towards a unifying perspective on practice. Psychology and Psychotherapy: Theory, Research
and Practice, 89(1), 15–32. For descriptions of the boom in therapeutic approaches claiming genesis in attachment
theory as an ‘explosion’ see Magnavita, J.J. & Anchin, J.C. (2013) Unifying Psychotherapy: Principles, Methods, and
Evidence from Clinical Science. New York: Springer, p.67; Johnson, S.M. (2019) Attachment Theory in Practice.
New York: Guilford, p.22.
447 E.g. McCluskey, U. (2005) To Be Met as a Person: The Dynamics of Attachment in Professional Encounters.
London: Karnac Books; Lyons-Ruth, K. (2007) The interface between attachment and intersubjectivity: perspective
from the longitudinal study of disorganized attachment. Psychoanalytic Inquiry, 26(4), 595–616; Crittenden, P.M.,
Dallos, R., Landini, A., & Kozlowska, K. (2014) Attachment and Systemic Family Therapy. London: McGraw-Hill.
448 For instance, Bowlby’s request of Emmy Gut to use anonymized material from her case, discussed and ap-
praised in Ross, L.R. (2006) Talking theory, talking therapy: Emmy Gut and John Bowlby. Issues in Mental Health
Nursing, 27(5), 475–97.
449 There is one early case which is, however, available: Bowlby’s clinical notes of a case from 1938 to 1939 (PP/
Bow/C.4/23). The reason why these are available appears to be the lack of identifying details in these notes. There
are also a series of undated short case histories under the title ‘Maternal Behaviour: Humans’ (PP/Bow/H.136) in
the Bowlby Archive. However, these contain few details about Bowlby’s therapeutic practice, and remained un-
published. The case histories were likely written in the early 1960s, and describe cases seen by Bowlby at the Child
Guidance Clinic.
450 Bowlby, J. (1981) Clinical applications: material for lectures. PP/Bow/F.3/103.
451 The first discussion of ‘Mrs Q’ is in a 1962 manuscript. The first published mention is 1963, discussing an ana-
lysis that has lasted three years. This suggests that the patient is the ‘Mrs K’ with whom Bowlby conducted detailed
clinical interviews between 1960 and 1964, keeping these interviews for reference. These are the only clinical notes
Bowlby kept in this way. The ‘reports of interviews with Mrs K (mother) (Mother and Child Welfare Clinic)’ (PP/
BOW/C.6/6-8) are embargoed until the 2060s.
82 John Bowlby
sometimes had impulses to throw the baby out of the window and to commit suicide. Only
some months later did she tell me that on occasion she became hysterical, smashed the
dishes and battered the baby’s pram.452
Bowlby characterised Mrs Q as ‘one of the most anxious patients I have ever treated’.453
Mrs Q described her commitment to giving her son a happy childhood, in contrast to
her own. In many respects, Bowlby felt, she succeeded very well. However, Mrs Q was
dismayed and confused by her own outbursts of violence, which seemed to coincide espe-
cially with occasions when her mother came over to visit.454 Over the first three years of
analysis, Bowlby worked with Mrs Q to trace how her experiences as a child had been an
important contributory factor to her adult anxiety and aggression. Her parents had been
physically violent and threatened to kill one another. Her mother would also, at times, seek
Once the facts were known it was possible to arrange some joint sessions with mother and
son during which mother, with real regret, acknowledged making the threats and Stephen
explained how terrified they made him. Mother assured Stephen that she would never do it
really. All was not well thereafter, but recognition that Stephen’s fears were well based and
an opening of communication between mother and son eased the situation.458
452 Bowlby, J. (1979) By ethology out of psychoanalysis: an experiment in interbreeding. (The Niko Tinbergen
80–86, p.85.
454 Bowlby, J. (1984) Violence in the family as a disorder of the attachment and caregiving systems. American
Over three years of therapeutic work, Bowlby helped Mrs Q come to acknowledge the anger
she felt towards her mother. As this became less segregated, the violent outbursts towards
Stephen reduced. Mrs Q came to understand that, as a child, there had been good reason for
segregating her anger. Expressions of anger could otherwise provoke her mother to threaten
suicide or to abandon her. Additionally, Mrs Q was strictly told not to let anyone else know
about her parents’ behaviour, which contributed to the segregation by blocking opportun-
ities for feedback and affirmation of her experiences.
Towards the end of the third year of therapeutic work Mrs Q’s father died unexpectedly,
following an elective operation for cataracts. In the first years of therapy, Mrs Q’s account of
her father had been ‘overtly negative’, hiding the positive feelings that she also felt towards
him.459 Following her loss, Mrs Q became intensely depressed, had thoughts of suicide,
and also described dissociative symptoms. Among these were anomalous beliefs about her
During the weeks following her father’s death, she now told me, she had lived in the half-
held conviction that the hospital had made a mistake in identity and that any day they
would phone to say he was alive and ready to return home. Furthermore, she had felt spe-
cially angry with me because of a belief that, had I been available, I would have been able to
exert an influence on the hospital and so enabled her to recover him.460
She experienced the sense that her father’s home had to be kept exactly as it was because he
was very much alive and would be displeased to find anything changed when he returned.461
Bowlby was struck that Mrs Q appeared to have two distinct sets of thoughts and feelings
in operation: one that led her to act as if her father was dead, and another that led her to act
as if her father was alive.462 Yet neither organisation was strictly unconscious: Mrs Q could
discuss her experience of holding both views. In Defences that Follow Loss, Bowlby observed
that Mrs Q’s symptoms could not be explained using the conventional psychoanalytic con-
cept of repression, which suggests a division between conscious and unconscious material.
‘Mrs Q. is, however, little different,’ he mused. Like with repression, ‘there is evidence of a
psychic system with its accompanying affects and fantasies that is alien to the one with which
we as analysts are in communication’. However, in contrast to repression, this system was not
unconscious, but nonetheless blocked from communicating with other conscious systems. It
is from this set of reflections on the case of Mrs Q that Bowlby, in fact, went on in the manu-
script to use the concept of ‘segregated systems’ for the first time.463
Bowlby as therapist
Three key principles can be gleaned from the treatment of Mrs Q and more generally from
Bowlby’s late writings about his approach to clinical practice. A first was the importance
for Bowlby of the clinical transference: the behaviours, affects, and cognitions displayed by
459 Bowlby, J. (1963) Pathological mourning and childhood mourning. Journal of the American Psychoanalytic
the patient towards the therapist, which may find their origin in the plans developed on the
basis of earlier experiences of family and intimate relationships. In the 1960s, Bowlby had
assumed that relationships with attachment components would be formed by children solely
on the basis of familiarity with the caregiver. By contrast, in his late writings on therapeutic
technique, he situated the successful longer-term therapeutic relationship for adult patients
as one with attachment components, in the provision of a secure base.464 In this, he seems to
acknowledge that attachment components could and should form in the relationship with
the therapist, not merely due to familiarity, but due to other factors as well. Bowlby appeared
to see something about the intimacy of communication within a therapeutic relationship
contributing to its status as a relationship with attachment components. This activated the
patient’s expectations about close relationships, and at the same time provided an oppor-
tunity to reflect on them.465
464 Whether provision of a relationship with attachment components should be the goal of shorter-term work by
helping professionals has been debated, e.g. Charles, G. & Alexander, C. (2014) Beyond attachment: mattering and
the development of meaningful moments. Relational Child and Youth Care Practice, 27(3), 26–30.
465 Bowlby’s copy of The Standard Edition of the Writings of Sigmund Freud still retains his bookmark, in Volume
11, marking the following underlined passage: the patient’s ‘symptoms, to take an analogy from chemistry, are
precipitates of earlier experiences in the sphere of love (in the widest sense of the word), and it is only in the
raised temperature of his experience of the transference that they can be resolved and reduced to other psychical
products.’ Freud, S. (1910) Five lectures on psycho-analysis. In The Standard Edition of the Complete Psychological
Works of Sigmund Freud, Vol. 11 (pp.1–56). London: Hogarth, p.51; Bowlby’s copy is held in the library of Human
Development Scotland.
466 Bowlby, J. (1979, 1988) On knowing what you are not supposed to know and feeling what you are not sup-
p.123; Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin: ‘Nothing in child psychiatry has been
more significant in recent years than the increasing recognition that the problems its practitioners are called upon
to treat are not often problems confined to individuals but are usually problems arising from stable interactional
patterns that have developed between two, and more often several, members of a family’ (349). Potential links
between attachment theory and systemic family therapy have been widely discussed. See e.g. Cowan, P.A. (1997)
Beyond meta-analysis: a plea for a family systems view of attachment. Child Development, 68(4), 601–603; Akister,
J. & Reibstein, J. (2004) Links between attachment theory and systemic practice: some proposals. Journal of Family
Therapy, 26(1), 2–16; Crittenden, P.M., Dallos, R., Landini, A., & Kozlowska, K. (2014) Attachment and Systemic
Family Therapy. London: McGraw-Hill; Vetere, A. (2016) Systemic theory and narratives of attachment: integra-
tion, formulation and development over time. In M. Borcsa & P. Stratton (eds) Origins and Originality in Family
Therapy and Systemic Practice (pp.129–39). New York: Springer.
In the clinic 85
relational context. From the 1950s until the end of his life, Bowlby referred to himself as a
‘family psychiatrist’, since he put emphasis on seeing and helping the whole family, rather
than only the member of the family showing the symptoms of a mental health problem.468
In his attention to the familial context, Bowlby felt that his approach was truly one that
avoided blaming parents, but instead considered their actions, thoughts, and feelings in
turn in a wider context of predisposing, triggering, and sustaining factors. In ‘The making
and breaking of affectional bonds’, Bowlby argued that when connected to the history or
situation that has predisposed or elicited it, much parental behaviour that might otherwise
seem simply inexplicable comes in fact to make sense—either as a response to a truly dis-
tressing situation or as an attempt to avoid reacting to this situation.469 In a letter to Joan
Stevenson-Hinde, he expressed his strong disagreement with the idea common in family
therapy circles that ‘patterns of interaction has some particular purpose e.g. that of keeping
468 Bowlby, J. (1986) ‘Attachment Theory: New Directions’. ACP-Psychiatric UPDATE 7(2), panel discussion,
Washington. PP/BOW/A.5/1. On Bowlby’s position in relation to the history of family therapy and systems ap-
proaches to family relations see Byng-Hall, J. (1991) An appreciation of John Bowlby: his significance for family
therapy. Journal of Family Therapy, 13(1), 5–16. For a discussion of societal factors contributing to ‘the family’ as
the unit of concern and intervention see Weinstein, D. (2013) The Pathological Family: Postwar America and the
Rise of Family Therapy. Ithaca, NY: Cornell University Press.
469 Bowlby, J. (1977, 1979) The making and breaking of affectional bonds. In The Making and Breaking of
p.169. Bowlby was reacting to the emphasis in the Kleinian tradition on transference interpretations. He gave
particular emphasis to the importance of support, and helping the patient or family get to a point where they can
make sense and use of interpretations—much like the concept of ‘developmental help’ within the Anna Freudian
tradition. See Edgcumbe, R. (1995) The history of Anna Freud’s thinking on developmental disturbances. Bulletin
of the Anna Freud Centre, 18(1), 21–34. Bowlby’s emphasis, however, led some second-generation attachment re-
searchers to assume that he was arguing only for support, without challenge, in therapy. See e.g. Bretherton, I.
(1991) Pouring new wine into old bottles: the social self as internal working model. In M.R. Gunnar and L.A.
Sroufe (eds) Self-Processes and Development: The Minnesota Symposia on Child Development, Vol. 23 (pp.1–41).
Hillsdale, NJ: Lawrence Erlbaum, p.32.
472 E.g. Bowlby, J. & Parkes, C.M. (1970, 1979) Separation and loss within the family. In The Making and Breaking
In ‘Constructions in Analysis’, Freud wrote that ‘no damage is done if, for once in a way, we
make a mistake and offer the patient a wrong construction as the probably historical truth’.
Bowlby, in his marginalia, described Freud’s stance as ‘complacent’.473
Given the importance of laying the ground through support, Bowlby divided therapy into
two ‘phases’.474 In the first, the therapist should primarily seek to offer companionable support,
combined with open-ended exploratory questions. The focus in this first phase should be on
present-day experiences and the wider social context, seeking to identify the kinds of situation
that repeatedly tend to be difficult or cause problems for the patient or family. These are likely
to be those that led to the initiation of therapy, though the patient may or may not be aware of
the pattern. For instance, in cases where a behavioural system has been chronically suppressed
(Level 3 defensive exclusion), the first task is for the patient to recover a sense of what it might
mean for this system to be activated. Where the attachment system of a patient has been subject
The sequence may often be for the therapist and patient, working together, first to recog-
nise that the patient tends habitually to respond to a particular type of interpersonal situ-
ation in a certain self-defeating way, next to examine what kinds of feeling and expectation
such situations commonly arouse in him, and only after that to consider whether he may
473 Annotations by Bowlby dated 1964 on The Standard Edition of the Complete Psychological Works of Sigmund
Freud, Vol. 23, p.261. Copy held in the library of Human Development Scotland.
474 Bowlby, J. (1973) Separation: Anger and Anxiety. New York: Basic Books, p.354.
475 Bowlby, J. (1981) Psychoanalysis as a natural science. International Review of Psycho- Analysis, 8,
243–56, p.251.
476 See the three unpublished case histories in ‘Maternal behaviour: humans’ (PP/Bow/H.136), where this is the
common central feature of his therapeutic approach. See also Bowlby, J. (1971) Letter to Graham Davies, 15 April
1971. PP/Bow/H.5: ‘I see psychoanalytic therapy as an attempt to help a patient explore his own motives, his own
model of the world and himself in it, and also to reconsider the validity of that model. Often I believe it is more
valuable to raise questions for a patient than to attempt to inform him by means of interpretations . . . In helping a
patient make these reappraisals, I believe it useful for us to have some knowledge of the conditions that commonly
lead an individual to grow up in ignorance of his motives and with more or less distorted models of his world and
himself.’
In the clinic 87
have had experiences, recent or long past, which have contributed to his responding with
those feelings and expectations.477
Bowlby offered a metaphor: ‘If a ball has gone down a dark passage, a child may be frightened
to go there and get the ball, but if I say “Look, I will come with you”, he may be quite happy.
In psychotherapy we act as a companion to a patient who is too frightened to look at what
has happened to him in the past. So we accompany him in the exploration.’478 Bowlby be-
lieved that this companion and social point of reference is important because it gives patients
the confidence to unlatch their personal hopes and fears from matters of fact, through close
scrutiny of both. Bowlby clearly saw the discovery of historical truth in therapy as making
some contribution to the reduction in symptoms, since it permitted more effective informa-
tion-processing in the present.479 However, just as important was his emphasis on therapy as
Attachment disorders
Also relevant to his work as a clinician, Bowlby made a number of important remarks on the
meaning and function of diagnosis. His overall position was that diagnosis is a relevant and
valuable clinical tool for medical professionals, but that it should not be mistaken for explan-
ation. From early in his career, he emphasised that development was multiply determined,
and would therefore often exceed static characterisations that depicted particular symptoms
as manifestations of specific disturbances.480 In an undated text, archived with material from
around 1939 to 1940, Bowlby reflected carefully on the purposes of psychiatric classification
in an attempt to develop diagnostic groupings for children under five:
Classification and diagnosis in child psychiatry is at present in a state of anarchy. Very few
of the children seen correspond to any of the classical psychoneuroses or psychoses—the
fact unjustly being simply “character-problems”. For these character cases there is as yet no
good classification for adults, let alone for children . . . Even in adults it is sometimes dif-
ficult to distinguish clearly between the habitual personality and the particular syndrome
of symptoms from which the patient is suffering. This difficulty is increased in childhood.
Consequently the classification used here is only provisional.481
477 Bowlby, J. (1977, 1979) The making and breaking of affectional bonds. In The Making and Breaking of
159–71, p.163.
479 Fonagy has regularly criticized strands of psychoanalytic theory for treating the discovery of historical truth
as the mechanism and target of therapeutic action, e.g. Fonagy, P. & Tallandini-Shallice, M. (1993) On some prob-
lems of psychoanalytic research in practice. Bulletin of the Anna Freud Centre, 16, 5–22. Bowlby’s emphasis on the
contribution of defensive exclusion to mental illness, and the curative powers of the reintegration of reality within
information processing, do at times veer in this direction. However, suggesting that this may be a structural issue
faced by psychotherapy as an activity, in his more recent work on therapeutic technique Fonagy has himself at times
become tangled in the same problem, e.g. Fonagy, P. (2016) The role of attachment, epistemic trust and resilience
in personality disorder: a trans-theoretical reformulation. DMM News, 22 September 2016. http://www.iasa-dmm.
org/images/uploads/DMM%20%2322%20Sept%2016%20English.pdf. ‘Feeling recognized opens the epistemic
path necessary to update the neural nets which in turn enable accurate (resilient) interpretation of reality’ (6).
480 Bowlby, J. (1954) The diagnosis and treatment of psychological disorders in childhood. Health Education
In his early book Personality and Mental Illness from 1940, Bowlby acknowledged that ‘few
people remain the same throughout their lives’, and he explored this lack of continuity in the
case of mental health symptoms. He pointed out that only rarely do individuals exactly fit
the criteria of psychiatric classification, and generally only those with relatively less severe
symptoms. Among patients with more severe problems, ‘many show at successive periods
an unstable personality, symptoms of psycho-neurosis and of psychosis’. Bowlby therefore
called it ‘absurd’ to regard such a patient ‘in terms of any one condition. He must be thought
of as an individual of certain potentialities, a unity of which the particular traits and symp-
toms shown at any one moment are but fleeting expression.’482 Symptoms are not, in such an
account, the manifest effect of an underlying and discrete disorder. For instance, low mood,
sleeplessness, and a lack of energy are not the expressions of a disorder of ‘depression’, as dis-
tinct from other mental health problems. Rather, Bowlby’s account was transdiagnostic. He
482 Bowlby, J. (1940) Personality and Mental Illness. London: Kegan Paul, p.187.
483 Bowlby, J. (1988) Developmental psychiatry comes of age. American Journal of Psychiatry, 145, 1–10, p.6.
484 Bowlby, J. (1980) Loss. London: Pimlico, p.202–203.
485 Bowlby, J. (1988) Developmental psychiatry comes of age. American Journal of Psychiatry, 145, 1–10, p.6.
486 For a later statement well aligned with this position see Waters, E., Posada, G., Crowell, J., & Lay, K.L. (1993)
Is attachment theory ready to contribute to our understanding of disruptive behavior problems? Development &
Psychopathology, 5, 215–24.
487 See also Fonagy, P. & Allison, E. (2014) The role of mentalizing and epistemic trust in the therapeutic rela-
towards or away from mental health. Bowlby was inspired by Waddington’s description of
how cells can initially develop in a variety of different ways, but that once they do begin to de-
velop, they become canalised such that a change from the established pathway requires greater
and greater intervention.488 Bowlby reflected that, with human development conceptualised
in terms of pathways, we can expect ‘adverse childhood experiences489 [to] have effects of at
least two kinds. First they make the individual more vulnerable to later adverse experiences.
Secondly they make it more likely that he or she will meet with further such experiences.’490
This pathways metaphor suggested a nuanced model of continuities over time:
All pathways are thought to start close together so that, initially, an individual has access to a
large range of pathways along any one of which he might travel. The one chosen, it is held, turns
at each and every stage of the journey on an interaction between the organism as it has devel-
This model implied for Bowlby that neither knowledge of general patterns nor knowledge
of the specific case should be abandoned. Today, this might be discussed in terms of the
distinction between ‘diagnosis’ and ‘formulation’.492 On an individual level, diagnostic
488 Waddington, C.H. (1957) The Strategy of Genes. London: Allen & Unwin.
489 This term would later become the label for an influential self-report measure of adversity and trauma. Felitti,
V.J., Anda, R.F., Nordenberg, D., et al. (1998) Relationship of childhood abuse and household dysfunction to many
of the leading causes of death in adults: the Adverse Childhood Experiences (ACE) Study. American Journal of
Preventive Medicine, 14(4), 245–58. If there is a debt to Bowlby’s earlier use, it is not acknowledged by Felitti and
colleagues. This is discussed by Partridge, S. (2019) Review of ‘The Deepest Well: Healing the Long-term Effects of
Childhood Adversity’ by Nadine Burke Harris. Attachment, 13(1).
490 Bowlby, J. (1981, 1988) The origins of attachment theory. In A Secure Base (pp.22–42). London: Routledge.
491 Bowlby, J. (1973) Separation. London: Pimlico, p.412. The importance of the concept of developmental path-
ways for Bowlby’s late thought cannot be overestimated. See for instance the prominent place it receives in his plan
for the unpublished book, representing his final position (on the model of Freud’s ‘Outline of Psychoanalysis’),
Bowlby, J. (1982) Outline of attachment theory. PP/Bow/H.260:
Chapter 1. Historical. A way of conceptualising family influence.
Chapter 2. Main features: developmental pathways; description of attachment, caregiving, exploration; abuse
Chapter 3. Cognitive models
Part II: Pathways of development
Chapter 4. Pathways to health, including healthy parenting
Chapter 5. Pathways to anxious attachment & phobia
Chapter 6. Pathways to depressive disorders. Suicide?
Chapter 7. Pathways to false self, masked depression
Chapter 8. Pathways to delinquency & psychosis
Chapter 9.
Part III: Applications
Chapter 10. Prevention and crisis intervention
Chapter 11. Treatment
Part IV: Problems of theory
Chapter 12. Evolutionary theory, control systems, activation, termination function
Chapter 13. More re cognitive models and defence. Consciousness and unconsciousness
Chapter 14. Attachment and science’
492 Johnstone, L. & Dallos, R. (2013) Formulation in Psychology and Psychotherapy: Making Sense of People’s
classifications tell clinicians about what one child may have in common with other children
with similar symptoms. They can help clinicians to develop an integrative account of the
child’s difficulties, encourage more consistent care-planning, and encourage professionals
to consider the treatments that may help. Formulation, on the other hand, is an individual
approach that considers the ways in which the child is unique from others. Within formula-
tion, assessment of the attachment system and its functioning serves as one part of nuanced
thinking about a child’s behavioural profile, potential risk factors, and the role of the child’s
external environment.
In 1980, the ‘Infancy, Childhood and Adolescent Disorders’ committee of the American
Psychiatric Association Diagnostic and Statistical Manual of Mental Disorders (III) (DSM-
III) introduced the category of ‘reactive attachment disorder in infancy’ as a recognised
diagnosis. This diagnosis was an attempt to bring within medical assessment practice ob-
493 Bakwin, H. (1949) Emotional deprivation in infants. Journal of Pediatrics 35, 512‒21; Provence, S. & Lipton,
R. (1962) Infants in Institutions. New York: International Universities Press; Tizard, R. & Rees, J. (1975) The effect
of early institutional rearing on the behaviour problems and affectional relationships of four year old children.
Journal of Child Psychology and Psychiatry, 16, 61–73.
494 There has been a growing body of research on attachment disorders since 1998, and especially since the in-
creased prominence and detail of the diagnosis in DSM-IV in 1994 and DSM-5 in 2013. These developments in
diagnostic practice have been influenced by the pivotal series of studies of children adopted from Eastern European
orphanages. See Zeanah, C.H., Smyke, A.T., & Settles, L.D. (2006) Orphanages as a developmental context for early
childhood. In K. McCartney & D. Phillips (eds) Blackwell Handbook of Early Childhood Development (pp.424–54).
Hoboken, NJ: Wiley-Blackwell; Zeanah, C.H., Chesher, T., Boris, N.W., & American Academy of Child & and
Adolescent Psychiatry (2016) Practice parameter for the assessment and treatment of children and adolescents
with reactive attachment disorder and disinhibited social engagement disorder. Journal of the American Academy
of Child & Adolescent Psychiatry, 55, 990–1003.
495 E.g. Kanieski, M.A. (2010) Securing attachment: the shifting medicalisation of attachment and attachment
Comprehensive Textbook of Psychiatry, Vol. 3 (pp.230–68). Baltimore: Williams and Wilkins, p.2587. Repeated in
Call, J.D. (1984) Child abuse and neglect in infancy: sources of hostility within the parent–infant dyad and dis-
orders of attachment in infancy. Child Abuse & Neglect, 8(2), 185–202, p.190.
In the clinic 91
This would account for the fact that Call and the DSM interpret the ‘disruption’ or ‘distortion’
of attachment to mean primarily extreme deprivation. Call’s lack of familiarity with Bowlby’s
work would also explain why the DSM-III initially limited attachment disorders to infants
under eight months—when, in Attachment, Volume 1, Bowlby had argued that the attach-
ment system is not likely formed until at least nine months. The DSM criteria displayed no
concern to assess disruption to the attachment system, for instance in distinguishing be-
tween behaviour in contexts where the attachment system would be activated and behaviour
in other contexts. The criteria also situated ‘attachment disorder’ as a property of the indi-
vidual child, in contrast to Bowlby’s emphasis on the dyadic status of the attachment system
in infancy.497
The DSM-III was a major event and sent shock-waves through the psychiatric establish-
ment. Even if particulars were regarded as arguable, it appeared to offer the basis for a valid
497 Additionally, the Robertson and Bowlby book discussing observations in the 1950s of anomalous and ap-
parently dissociated behaviours of institutionalized children remained unpublished, so Call and colleagues on
the ‘Infancy, Childhood and Adolescent Disorders’ committee did not have access to this subterranean current
of attachment theory, which would find full recognition only in the 1980s in the work of Mary Main and Judith
Solomon on the ‘disorganized/disoriented’ attachment classification (Chapter 3).
498 Mayes, R. & Horwitz, A.V. (2005) DSM-III and the revolution in the classification of mental illness. Journal of
with suggestions for a critical research agenda. Psychology & Sexuality, 7(1), 6–22.
92 John Bowlby
from the John Bowlby Archive). Bowlby denounced the focus of the psychological establish-
ment on category-centric practice:
The categorists are still searching for diagnostic criteria that distinguish the mentally ill
from the normal, though today their search is more likely to be for genetically determined
biochemical anomalies than for any behavioural criterion. [On the other hand, there are]
those others who, like myself, believe continuity to be a more fruitful perspective.503
Bowlby’s remarks to the British Psychological Society suggest that he would have endorsed
Sroufe’s view that ‘the circumscribing of attachment problems to specific disorders reveals a
failure to grasp the developmental significance of attachment history and the potential power
of a developmental approach to psychopathology in general’ (Chapter 4).504 As we saw in
503 Bowlby, J. (1983) Darwin: Psychiatry and Developmental Psychology. Contribution to a Symposium on
Darwin and Psychology held at the conference of the British Psychological Society, London, December 1983. PP/
BOW/F.3/132.
504 Sroufe, L.A. (1997) Psychopathology as an outcome of development. Development & Psychopathology, 9(2),
251–68, p.263. Bowlby’s position would perhaps align with developments in the UK, where clinical guidelines now
advise professionals to consider a broader range of problems described as ‘attachment difficulties’ for children
who are adopted or are at risk of going into care, outside of the constraints of the ‘attachment disorder’ diagnoses.
National Institute for Health & Care Excellence (2015) Children’s attachment: attachment in children and young
people who are adopted from care, in care or at high risk of going into care. NICE Guideline (NG26). https://www.
nice.org.uk/guidance/ng26.
505 E.g. Zeanah, C.H., Mammen, O., & Lieberman, A. (1993) Disorders of attachment. In C.H. Zeanah (ed.)
non-caregivers. Over subsequent years, the latter has been redescribed as disinhibited social
engagement. In general, the relationship between the DSM disorder and the broader field
of attachment theory and research has remained unclear, except the repeated observation
that attachment disorder may be more likely when children have not had an opportunity
to form a selective attachment or attachments.507 Some clinicians have argued for the nar-
rowing of the attachment disorder to exclude disinhibited social engagement, since its rela-
tionship with the attachment system is unclear.508 Other clinicians have argued for a broader
applicability for the concept of attachment disorder.509 However, mostly the established gen-
eration of attachment researchers, with a few exceptions such as Zeanah, Lyons-Ruth, and
Spangler,510 have largely ignored the clinical diagnosis. Several attachment researchers, for
instance Sroufe, van IJzendoorn, and Bakermans-Kranenburg, have expressed exasperation
with the attachment disorder diagnosis, given its ill-fit with Bowlby’s attachment theory or
507 Atkinson, L. (2019) Reactive attachment disorder and attachment theory from infancy to adolescence: re-
view, integration, and expansion. Attachment & Human Development, 21, 205–17.
508 Lyons-Ruth, K., Zeanah, C.H., & Gleason, M.M. (2015) Commentary: should we move away from an attach-
ment framework for understanding disinhibited social engagement disorder (DSED)? A commentary on Zeanah
and Gleason (2015) Journal of Child Psychology and Psychiatry, 56(3), 223–7.
509 Minnis, H., Marwick, H., Arthur, J., & McLaughlin, A. (2006) Reactive attachment disorder—a theoretical
model beyond attachment. European Child & Adolescent Psychiatry, 15(6), 336–42.
510 E.g. Zeanah, C.H., Smyke, A.T., Koga, S.F., Carlson, E., & Bucharest Early Intervention Project Core Group
(2005) Attachment in institutionalized and community children in Romania. Child Development, 76(5), 1015–28;
Lyons-Ruth, K., Zeanah, C.H., & Gleason, M.M. (2015) Commentary: should we move away from an attachment
framework for understanding disinhibited social engagement disorder (DSED)? A commentary on Zeanah and
Gleason (2015) Journal of Child Psychology and Psychiatry, 56(3), 223–7; Lyons-Ruth, K., Riley, C., Patrick, M.P., &
Hobson, R.P. (2019) Disinhibited attachment behavior among infants of mothers with borderline personality dis-
order, depression, and no diagnosis. Personality Disorders, 10(2), 163–72; Spangler, G., Bovenschen, I., Jorjadze,
N., et al. (2019) Inhibited symptoms of attachment disorder in children from institutional and foster care samples.
Attachment & Human Development, 21(2), 132–51. Spangler, like van IJzendoorn and Cassidy, is perhaps best con-
sidered an intermediate case for the heuristic contrast between second-and third-generation attachment researchers.
511 E.g. Sroufe, L.A., Duggal, S., Weinfield, N., & Carlson, E. (2000) Relationships, development, and psycho-
pathology. In A.J. Sameroff, M. Lewis, & S.M. Miller (eds) Handbook of Developmental Psychopathology (pp.
75–91). New York: Kluwer Academic/Plenum Press, p.83; van IJzendoorn, M.H. & Bakermans-Kranenburg,
M.J. (2003) Attachment disorders and disorganized attachment: similar and different. Attachment & Human
Development, 5(3), 313–20. See also Allen, B. (2016) A RADical idea: a call to eliminate attachment disorder and
attachment therapy from the clinical lexicon. Evidence-based Practice in Child and Adolescent Mental Health, 1,
60–71; Lyons-Ruth, K., Bureau, J.F., Riley, C.D., & Atlas-Corbett, A.F. (2009) Socially indiscriminate attachment
behavior in the Strange Situation: convergent and discriminant validity in relation to caregiving risk, later behavior
problems, and attachment insecurity. Development & Psychopathology, 21(2), 355–72; Granqvist, P., Sroufe, L.A.,
Dozier, M., et al. (2017) Disorganized attachment in infancy: a review of the phenomenon and its implications for
clinicians and policy-makers. Attachment & Human Development, 19(6), 534–58.
512 In this, researchers commenting on the attachment disorder diagnosis rather neglect the question of whether,
by late childhood and adolescence, expectations about the availability of attachment figures become a partial prop-
erty of individuals in much the same way as mental health symptoms.
94 John Bowlby
children.513 A second consequence has been that, in the gap left between the clinical and re-
search communities, the development of treatments for ‘attachment disorder’ have taken on a
life of their own, very largely unmoored to research.514 Clinicians wishing to identify insecurity
and attachment-related needs within a diagnosis-focused clinical culture have also been drawn
to use of the ‘attachment disorder’ label.515 Such clinical uses align with, and may have been sup-
ported by, occasional use of the term ‘disordered attachments’ by researchers to mean simply
problems in attachment relationships.516 Third, the disjointed relationship between clinical sys-
tems of diagnosis and the non-diagnostic categories of attachment has hindered the informed
integration of attachment research with diagnosis-focused clinical services and clinical training.
It can be especially hard for generalist clinicians to know what meaning attachment should have
for their work, given that it figures as both a rare clinical diagnosis and a transdiagnostic de-
velopmental perspective.517 Commentators have warned, however, that slippage between the
Continuity
Three limitations of Bowlby’s theorizing can be identified as of special significance for sub-
sequent attachment theory. A first limitation is Bowlby’s assumption that early adverse
513 Though see Scheper, F.Y., Groot, C.R., de Vries, A.L., Doreleijers, T.A., Jansen, L.M., & Schuengel, C. (2019)
Course of disinhibited social engagement behavior in clinically referred home-reared preschool children. Journal
of Child Psychology and Psychiatry, 60(5), 555–65.
514 Chaffin, M., Hanson, R., Saunders, B.E., et al. (2006) Report of the APSAC task force on attachment therapy,
reactive attachment disorder, and attachment problems. Child Maltreatment, 11(1), 76–89. Allen and Mercer
have criticized attachment disorder and interventions to resolve it as, at present, more pseudoscience than sci-
ence: Allen, B. (2018) Misperceptions of reactive attachment disorders persist: poor methods and unsupported
conclusions. Research in Developmental Disabilities, 77, 24–9; Mercer, J. (2019) Conventional and unconventional
perspectives on attachment and attachment problems: comparisons and implications, 2006–2016. Child and
Adolescent Social Work Journal, 36(2), 81–95. Nonetheless, perhaps it can be said that ‘attachment disorder’ has
been integrated into attachment theory as a characterization of children who have had little chance to form attach-
ments due to neglect or institutionalization.
515 Barnes, G.L., Woolgar, M., Beckwith, H., & Duschinsky, R. (2018) John Bowlby and contemporary issues of
order, crime, and their relationships to security of attachment. In L. Atkinson & K.J. Zucker (eds) Attachment and
Psychopathology (pp. 223–74). New York: Guilford, p.224.
517 Turner, M., Beckwith, H., Duschinsky, R., et al. (2019) Attachment difficulties and disorders. InnovAiT,
12(4), 173–9.
518 Woolgar, M. & Baldock, E. (2015) Attachment disorders versus more common problems in looked after
and adopted children: comparing community and expert assessments. Child and Adolescent Mental Health, 20(1),
34–40; White, S., Gibson, M., Wastell, D., & Walsh, P. (2019) Reassessing Attachment Theory in Child Welfare.
Bristol: Psychology Press.
519 Reijman, S., Foster, S., & Duschinsky, R. (2018) The infant disorganised attachment classification: ‘Patterning
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8.
Some remaining questions 95
experiences would have strong continuities with later mental health, not only in the extent of
symptoms but also in the kinds of symptoms shown. This reflected Bowlby’s residual but strong
commitment to a psychoanalytic concept of ‘identification’ in which the parent is set up as a
model for the child, together with influence from Bandura’s Social Learning Theory and clin-
ical experiences: ‘I strongly suspect that the particular form of atypical care-eliciting behaviour
selected by a patient is greatly influenced by modelling, the term introduced by Bandura, and
roughly equivalent to identification, to describe adopting the same behaviour that one has ob-
served engaged in by others . . . More and more in work with parents I have been struck by the
extent to which they have adopted the same disciplinary procedures towards their children as
they themselves were subjected to—often despite their wish to behave quite otherwise.’520
Bowlby felt that there are many factors that keep developmental pathways stable, or even
intensify them, once they have begun to develop. Some of these are individual: Bowlby
520 Bowlby, J. (1973) Letter to Scott Henderson, 30 July 1973. PP/Bow/J.9/98. See also Bowlby’s undated notes on
the concept of identification, PP/BOW/H.117-121. For instance, the note ‘Identification—Klein’, in which Bowlby
writes ‘Mrs K. assumes that the copying follows and is a manifestation of introjection. It seems more likely that the
identification is in fact the resultant of copying’ PP/Bow/H.118 (parentheses suppressed). For Bandura and the
concept of modelling see Bandura A. & Menlove F.L. (1968) Factors determining vicarious extinction of avoidance
behavior through symbolic modeling. Journal of Personality & Social Psychology, 8, 99–108.
521 Bowlby, J. (1973) Separation: Anger and Anxiety. New York: Basic Books, p.417.
522 Ibid.
523 Ibid. p.235; see also Bowlby, J. (1984) No such thing as a baby, March 1984. PP/Bow/F.3/136: ‘How to explain
persistence: a) Parents commonly continue in the way they started; b) virtuous or vicious circles pattern perpetu-
ates itself.’
524 Sroufe, L.A., Duggal, S., Weinfield, N.S., & Carlson, E. (2000) Relationships, development, and psycho-
pathology. In M. Lewis & A. Sameroff (eds) Handbook of Developmental Psychopathology, 2nd edn (pp.75–92).
New York: Kluwer Academic/Plenum Press, p.87.
525 Gilmore, K. (1990) A secure base. Parent– child attachment and healthy human development: by John
Bowlby. Psychoanalytic Quarterly, 59, 494–8; Crittenden, P.M. (1997) Truth, error, omission, distortion, and
96 John Bowlby
is not clear whether attachment sets early personality, whether it forms the first point in a
loose and interruptible chain of social experiences, whether it moderates the relationship
between innate qualities and behaviour, or all three (Chapter 5).526 Implicitly contrasting her
position to that of Bowlby, in 1988 Ainsworth reported that ‘increasingly, we are concerning
ourselves with increasing our understanding of change, and with defining the conditions
under which it takes place’.527 Later attachment researchers would find only partial support
for the strength of Bowlby’s emphasis on continuity, and would, as Ainsworth hoped, have
much to say about change (Chapter 4).
Furthermore, Bowlby’s overstrict opposition between ‘actual experiences’ and ‘fantasy’
led him to assume that experiences would be mirrored in symptoms, with adults ‘continuing
to respond in social situations with the very same patterns of behavior that they had devel-
oped during early childhood’.528 So, for instance, in his 1944 ‘Forty four juvenile thieves’
Emotion
A second consequential limitation of Bowlby’s work also stemmed from his overstrict dis-
tinction between ‘actual experience’ and ‘fantasy’: his underelaboration of the emotional
deception: the application of attachment theory to the assessment and treatment of psychological disorder. In
S.M. Clancy Dollinger & L.F. DiLalla (eds) Assessment and Intervention Issues Across the Lifespan (pp.35–76).
London: Erlbaum; Bretherton, I. (2005) In pursuit of the internal working model construct and its relevance
to attachment relationships. In K.E. Grossmann, K. Grossmann, & E. Waters (eds) Attachment from Infancy to
Adulthood: The Major Longitudinal Studies (pp.13–47). New York: Guilford.
526 This concern has also been discussed by Weinfield, N.S., Whaley, G. & Egeland, B. (2004) Continuity, discon-
tinuity, and coherence in attachment from infancy to late adolescence: sequelae of organization and disorganiza-
tion. Attachment & Human Development, 6(1), 73–97; Fraley, R.C. & Shaver, P.R. (2008) Attachment theory and
its place in contemporary personality research. In O. John & R.W. Robins (eds) Handbook of Personality: Theory
and Research, 3rd edn (pp. 518–41). New York: Guilford. The problem stems in part from the fact that much of
Bowlby’s early thinking in the 1940s had taken ‘personality’ as its object; and this thinking was then transferred to
‘attachment’, without full elaboration of the relationship between the two constructs. On the concept of personality
in Bowlby’s early work see Bowlby, J. (1940) Personality and Mental Illness. London: Kegan Paul.
527 Ainsworth, M.D.S. (1988) Security. Unpublished discussion paper prepared for the Foundations of
Attachment Theory Workshop, convened for the New York Attachment Consortium by G. Cox-Steiner &
E. Waters, Port Jefferson, NY. http://www.psychology.sunysb.edu/attachment/online/mda_security.pdf.
528 Bowlby, J. (1984) Violence in the family as a disorder of the attachment and caregiving systems. American
Journal of Psychoanalysis, 44, 9–27, p.21. An early critic of Bowlby on this point was Rutter, M. (1972) Maternal
Deprivation Reassessed. London: Penguin.
529 Bowlby, J. (1944) Forty-four juvenile thieves: their characters and home-life (II). International Journal of
components of behavioural systems. In his writings, Bowlby was clear that affects are im-
portant components of behavioural systems, and attention to feelings do emerge from time
to time in his scholarly writings. He would often repeat the claim that ‘A person’s whole emo-
tional life—the underlying tone of how he or she feels—is determined by the state of these
long-term, committed relationships. As long as they are running smoothly the person is con-
tent; when they are threatened, he or she is anxious and perhaps angry; when the person has
endangered them by his or her own actions the person feels guilty; when they are broken,
the person feels sad; and when they are resumed he or she is joyful.’531 Such passages have
sometimes been cited, especially by those seeking a model for therapeutic practice in at-
tachment theory, to situate Bowlby as the quintessential theorist of human emotional life.
However, such accounts depend upon anachronism. Johnson, for example, describes attach-
ment for Bowlby as oriented by a striving for ‘felt security’ and ‘emotion regulation’, when in
11(2), 69–83, p.73. It is interesting to watch Bowlby ponder the relationship between motivation and emotion in
his notes on ‘Emotion and feeling’, PP/Bow/H.5. These include reflections from the 1970s on emotion theorists
such as Tomkins and Izard. His most determinate statement on the relationship between motivation and emotion
in these notes seems to be the claim that the two are distinct, and that feelings contribute to the rise of motiv-
ations: ‘The feeling of being oriented & drawn toward some end gives rise to the sensation of desiring or wanting
to achieve that end.’ However, he criticized Izard for insufficient attention to ‘causal factors’, seemingly besides feel-
ings, ‘that activate an actual sequence of behaviour’.
534 One of Bowlby’s most sustained considerations of mood is actually in his notes on history-taking from the
mid-1930s: see ‘History taking; methods of examining’, PP/BOW/D.2/13. However, there he was interested in the
role of moods as indices of personality, rather than in their cause or effects.
98 John Bowlby
later empirical attachment research).535 Indeed, except in relation to outright conflict be-
tween behavioural systems, in general Bowlby was consistently poor in acknowledging and
characterizing states in which motivation becomes half-hearted, bendy, or sleepy, states of
velleity rather than concrete intention or outright inhibited action. He also did not con-
sider the way that some affects simultaneously undermine or sustain different behavioural
systems. For instance, excitement can facilitate the exploratory system, but qualifies fear.
Even during his lifetime, albeit writing in German, Mary Main criticised Bowlby’s account
of emotions for treating them as ‘precipitates’: an invisible part of a liquid that becomes a
visible solid only after a chemical reaction. The metaphor suggests the role of emotion as a
necessary part of behavioural systems, and actually integral to shaping their form—but as
only visible, at least to Bowlby, at the end of the reaction as a ‘consequence’ of behavioural
systems.536
535 By contrast, shame has been a central theme in clinical elaborations of Bowlby’s ideas by Allan and Judy
Schore and by Dan Hughes and colleagues: Schore, A.N. (1991) Early superego development: the emergence of
shame and narcissistic affect regulation in the practicing period. Psychoanalysis and Contemporary Thought, 14(2),
187–250; Hughes, D., Golding, K.S., & Hudson, J. (2015) Dyadic developmental psychotherapy (DDP): the devel-
opment of the theory, practice and research base. Adoption & Fostering, 39(4), 356–65.
536 Main, M. (1977) Sicherheit und wissen. In K.E. Grossmann (ed.) Entwicklung der Lernfahigheit in der
1, 36–64, p.42.
539 Bowlby, J. & Parkes, C.M. (1970, 1979) Separation and loss within the family. In The Making and Breaking of
Perspectives. London: Karnac: ‘Bowlby . . . “parked” the term “fantasy” in what I always imagine to be a quite cap-
acious parking lot in his mind’ (56).
541 Ainsworth, M. (1971) Comments on the manuscript of Attachment Volume 2. Letter to Bowlby, 16 August
1971. PP/BOW/K.5/62: ‘You yourself, naturally, push your own view. And yet I really am convinced (and I am sure
that you basically agree) that in many cases both kinds of “dynamics” are at work . . . It would take only a few alter-
ations of turns of phrase to leave the classical Freudians and Kleinians a little more opportunity to feel that you are
asking them to extend their view rather than to abandon it.’
Some remaining questions 99
behavioural systems, ‘quite deliberately’, in order to avoid ceding ground to those trends in
psychoanalytic thought that privileged fantasy over past experiences.542 In the 1980s, this
motivation likely aligned with wider trends in cognitive science, in which thought and feeling
were opposed, downplaying their interrelation.543 To give an example, in ‘Developmental
psychiatry comes of age’ in 1988 Bowlby stated that ‘to Sigmund Freud is due the credit for
having emphasised the influence on how people think, feel, and behave that is exerted by
their internal world—namely, by the way they perceive, construe, and structure the events
and situations they encounter’.544 However, Bowlby was well aware that how people ‘think,
feel and behave’ is not equivalent to how people ‘perceive, construe and structure’. He equated
them deliberately and strategically, to ensure that the cognitive aspect of behavioural sys-
tems, and the role of these in shaping emotions, would not be missed. The price, which ap-
peared to be knowingly accepted by Bowlby, was that the role of emotion within behavioural
Bowlby’s familiarity with ethology and developments in evolutionary biology, by his own
admission, dropped away sharply after the publication of Attachment, Volume 1. A conse-
quence was that aspects of his theory remained partially trapped in amber, and especially his
knowledge of developments in evolutionary biology.545 His account of attachment behaviour
as a repertoire developed in human evolutionary history to sustain survival was a powerful
cross-disciplinary integration of forms of knowledge, and an important plank in the emer-
gence of developmental psychology as a subdiscipline informed by evolutionary theory. Yet
Bowlby tended to rigidly emphasise that the evolutionary purpose of the attachment system
was to save young children from predation by ensuring proximity to at least one adult.
Downplayed in such an account, however, were the other evolutionary advantages of being
physically close to a caregiver—advantages that Bowlby apparently knew. One such advan-
tage is that closeness with the caregiver helps support psychobiological regulation. Bowlby
stated this himself in ‘The nature of the child’s tie to his mother’ in 1958, citing with approval
a discussion by Winnicott.546 The notion is also implied in Bowlby’s use of a thermostat as the
central model or metaphor for the attachment system. Another evolutionary advantage of
the attachment system is that proximity with a caregiver offers opportunities for nurturance
542 Ainsworth, M. (1997) Peter L. Rudnytsky—the personal origins of attachment theory: an interview with
Mary Salter Ainsworth. Psychoanalytic Study of the Child, 52, 386–405, p.398.
543 Waters, E., Corcoran, D., & Anafarta, M. (2005) Attachment, other relationships, and the theory that all good
things go together. Human Development, 48(1–2), 80–84: ‘Bowlby’s attachment theory remains a work in pro-
gress . . . his notion of attachment working models was limited to what could be done with the cognitive psychology
of the day’ (82).
544 Bowlby, J. (1988) Developmental psychiatry comes of age. American Journal of Psychiatry, 145, 1–10, p.1.
545 Bowlby, J. (1990, 2011) John Bowlby: interview by Leonardo Tondo. Clinical Neuropsychiatry, 8(2), 159–
71: ‘The main thing about the monkey work has been that, with fairly rigorous experimental designs and methods,
they have demonstrated the ill effects of separation and its obvious consequences (Hinde 1966). It is a huge literary
reserve which I was fairly familiar with in the 1960s because it was very dramatic but I haven’t kept up’ (166).
546 Bowlby, J. (1958) Nature of the child’s tie to his mother. International Journal of Psycho-Analysis, 39, 350–73,
p.356, citing Winnicott, D.W. (1948) Pediatrics and psychiatry. British Journal of Medical Psychology 21, 229–40.
100 John Bowlby
and learning. In 1965, Ainsworth wrote to Bowlby arguing against the exclusive focus on
predation as the evolutionary function of attachment, and giving the examples of nurturance
and learning.547 These points were not taken up by Bowlby, except tacitly in his characterisa-
tion of attachment behaviour as directed towards someone ‘stronger and/or wiser’. However,
it would appear from correspondence that he regarded ‘wiser’ to be less a description of the
actual properties of an attachment figure, and more a cognitive bias in the perception of the
attachment figure when the attachment system is activated.548
In 1970, whilst still a doctoral student with Ainsworth, Mary Main nonetheless took
Bowlby’s side and argued that a desire for learning could not account for the clinging re-
sponse as part of the attachment system. Opportunities for learning might be ‘correlates
that “ride on” ’ the evolutionary function of proximity for protection.549 However, Main’s
support for Bowlby’s position still offers no argument against physiological regulation
547 Ainsworth, M. (1965) Letter to John Bowlby, 7 October 1965. Mary Ainsworth papers, Box M3168, Folder 2: ‘I
was very pleased with your chapter on Instinct Theory . . . There was one point at which I was jerked out of my “yes”
attitude. On page 60 you state that the main function of attachment behaviour is to ensure safety of the young—
safety from predators. Of course, you will develop this point fully in your revision of the “Child’s Tie” paper. I did
not say “no” to your statement, but I did think about functions of maternal behaviour other than protection from
predators—specifically nurturance of the young, but also training.’ Several of Ainsworth’s students have followed
her lead on this matter rather than Bowlby’s position. See e.g. Waters, E. (2008) Live long and prosper: a note on at-
tachment and evolution. http://www.psychology.sunysb.edu/attachment/gallery/live_long/live_long.html.
548 Bowlby, J. (1988) A Secure Base. London: Routledge p.121. Bowlby, J. (1985) Letter to Malcom West, 13
November 1985. PP/Bow/J.9/201: ‘I suspect that, in the specific situations in which A’s attachment behaviour is ac-
tivated, A always regards the partner B as definitely the more competent to deal with them. And also that, in other
situations, the roles of the partners are reversed. Thus, whilst overall each may regard the other as no more compe-
tence, etc. than the self, whenever attachment behaviour is activated the roles become complementary rather than
reciprocal.’
549 Main, M. (1970) Infant play and maternal sensitivity in primate evolution. PP/Bow/J.4/1: ‘Alternate bio-
logical functions have been proposed, chief among them that mother and infant will come together in order that
the infant may learn from the mother the behaviours which will promote its survival. The conditions which acti-
vate and terminate attachment behaviour and caretaking behaviour, such as alarming events in the environment
and the actual attainment of contact or proximity, indicate that Bowlby’s explanation is preferable.’
550 Hofer, M.A. (1983) On the relation between attachment and separation processes in infancy. In R. Plutnik
(ed.) Emotion: Theory, Research and Experience, Vol. 2 (pp.199–219). New York: Academic Press; Hofer, M.A.
(1984) Relationships as regulators: a psychobiologic perspective on bereavement. Psychosomatic Medicine, 46(3),
183–97. For a review of the literature on hidden regulators and attachment see Polan, H.J. & Hofer, M. (2016)
Psychobiological origins of infant attachment and its role in development. In J. Cassidy & P.R. Shaver (eds)
Handbook of Attachment, 3rd edn (pp.117–32). New York: Guilford.
Conclusion 101
which likely much more ‘rely on sensorimotor pathways’.551 However, Bowlby did not inte-
grate such insights into his subsequent published writings on the evolutionary function of
the attachment behavioural system. A hint of a somewhat qualified position on the function
of the attachment system can be seen only in Bowlby’s last publication, and even this is quite
limited: ‘It contributes to the individual’s survival by keeping him or her in touch with one or
more caregivers, thereby reducing the risk of harm, for example from cold, hunger or drowning
and, in the human’s environment of evolutionary adaptedness, especially from predators.’552
Bowlby’s almost exclusive emphasis on proximity and predation would be criticised in
turn by nearly all of the second generation of attachment researchers as part of marking
their own emerging voices in the field. Despite this, in the decades following Bowlby’s death
in 1990, it took a long while for the theory to receive even partial update in light of devel-
opments in evolutionary biology.553 It has not helped that ethology, the original alloparent
Conclusion
See Table 1.3 in the Appendix to this c hapter for consideration of key concepts discussed
here.
551 Bowlby, J. (1983) Letter to Myron Hofer, 29 July 1983. PP/Bow/J.9/102. This correspondence supports the
claim of Cassidy and colleagues that Bowlby downplayed non-representational affective and physiological pro-
cesses as part of his focus on cognitive processes: Cassidy, J., Ehrlich, K.B., & Sherman, L.J. (2013) Child–parent
attachment and response to threat: a move from the level of representation. In M. Mikulincer & P.R. Shaver (eds)
Nature and Development of Social Connections: From Brain to Group (pp.125–44). Washington, DC: American
Psychological Association.
552 Bowlby, J. (1991) Ethological light on psychoanalytic problems. In P. Bateson (ed.) The Development and
Integration of Behaviour: Essays in Honour of Robert Hinde (pp.301–14). Cambridge: Cambridge University
Press, p.306.
553 An update in light of evolutionary biology would partially take place from the late 1990s especially through
the work of Jay Belsky. Belsky, J. (1999) Modern evolutionary theory and patterns of attachment. In J. Cassidy &
P.R. Shaver (eds) Handbook of Attachment (pp.141–61). New York: Guilford.
554 Griffiths, P.E. (2008) Ethology, sociobiology, and evolutionary psychology. In S. Sarkar & A. Plutynski (eds)
A Companion to the Philosophy of Biology (pp.393–414). Oxford: Blackwell. There remain some ethologists who
have continued to conduct empirical studies with a focus on sequences of behaviour in the manner of Lorenz and
Tinbergen. See e.g. Suomi, S. (2016) Attachment in rhesus monkeys. In J. Cassidy & P.R. Shaver (eds) Handbook of
Attachment (pp.133–54), 3rd edn. New York: Guilford; Polanco, A., Díez-León, M., & Mason, G. (2018) Stereotypic
behaviours are heterogeneous in their triggers and treatments in the American mink, Neovison vison, a model car-
nivore. Animal Behaviour, 141, 105–14.
102 John Bowlby
555 Sroufe, L.A. (1986) Bowlby’s contribution to psychoanalytic theory and developmental psychopathology.
the WTO Study Group of the Psychobiological Development of the Child, Vol. 1. London: Tavistock, p.184.
557 Bowlby’s passionate focus on what an assemblage can do, and not of the price of its formation or use, can be
seen clearly in a late interview: Bowlby, J. (1986) An interview with John Bowlby on the origins and reception of
his work. Free Associations, 1, 36–64: ‘What’s important about a person’s work is what they have contributed. I don’t
care two pins about their mistakes or their shortcomings or their omissions—what have they contributed?’ (63).
558 Cf. Bartmanski, D. (2012) How to become an iconic social thinker: the intellectual pursuits of Malinowski
Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.1–12). New York: Guilford, p.9. See
also Petters, D.D. (2019) The attachment control system and computational modeling: origins and prospects.
Developmental Psychology, 55(2), 227–39.
560 Bourdieu, P. (1979, 1984) Distinction, trans. R. Nice. Cambridge, MA: Harvard University Press.
561 Bucchi, M. (2013) Style in science communication. Public Understanding of Science, 22(8), 904–15.
Conclusion 103
All science has a ‘price for full entry’ in terms of theoretical and technical competence and
commitment.562 This price may be paid by specialists through their training as part of formal
qualifications or accreditation. Some or all access may also be gained by non-specialists, for
instance through reading, depending on the structural barriers to entry and how much so-
cialisation in tacit skills is required.563 In both cases there remains some recognition of the
distinction between technical and non-technical use of concepts. By contrast, the acces-
sibility of elements of Bowlby’s popularizing discourses from the 1950s and 1960s offered
cut-price tickets to attachment theory, even though these only granted access to a fairly anti-
quated portion of the fairground, and—the source of much later trouble—looked much the
same as full entry tickets. The cut-price popular discourse of attachment was evocative and
underdetermined, as well as having the appearance of scientific credibility. This gave it flexi-
bility, urgency, and reach for these diverse constituents concerned with speaking about the
562 Bourdieu, P. (2004) The Science of Science and Reflexivity, trans. R. Nice. Chicago: University of Chicago
Press, pp.53–4.
563 Collins, H. & Evans, R. (2018) A sociological/philosophical perspective on expertise: the acquisition of
expertise through socialization. In K. Anders Ericsson, R.R. Hoffman, A. Kozbelt, & A.M. Williams (eds) The
Cambridge Handbook of Expertise and Expert Performance (pp.21–32). Cambridge: Cambridge University Press.
564 On the practical logic of underdetermined discourses: de Certeau, M. (1984) The Practice of Everyday
Life, trans. S.F. Rendall. Berkeley: University of California Press; Bourdieu, P. (2000) Pascalian Meditations.
Stanford: Stanford University Press; Mercer, J. (2015) Revisiting an article about dyadic developmental psycho-
therapy: the life cycle of a Woozle. Child and Adolescent Social Work Journal, 32(5), 397–404; Alexander, J.C. (2016)
Dramatic intellectuals. International Journal of Politics, Culture, and Society, 29(4), 341–58; Pettit, M. & Young, J.L.
(2017) Psychology and its publics. History of the Human Sciences, 30(4), 3–10.
565 See also Duniec, E. & Raz, M. (2011) Vitamins for the soul: John Bowlby’s thesis of maternal deprivation, bio-
medical metaphors and the deficiency model of disease. History of Psychiatry, 22(1), 93–107.
566 Bowlby, J. (1988) Where science and humanism meet. Group Analysis, 21, 81–8, p.81.
567 Ibid.
568 Bowlby, J. (1982) Attachment and loss: retrospect and prospect. American Journal of Orthopsychiatry, 52(4),
664–78, p.676.
569 Bowlby, J. (1988) Where science and humanism meet. Group Analysis, 21, 81–8, p.81.
104 John Bowlby
Appendix
Illustrative statement: ‘Bowlby argued that early experiences of care within monotropic attachment relationships,
such as potential separations, contribute to the later integration or segregation of mental processes, and to the
child’s own caregiving behaviours when they reach adulthood.’
Mistaken for: Bowlby argued that the quality of the mothers’ care, including separations such as maternal employ-
ment, will determine children’s later mental health and how they parent their own children.
Technical meaning: Bowlby argued that a child’s experiences in specific relationships with familiar caregivers will
shape and calibrate the operation of the attachment behavioural system. This process may be disrupted, however,
by major separations such as being hospitalised without visitation. Disruptions to the attachment system may in-
fluence the formation and operation of later mental processes, including coping strategies. Where disruptions lead
to fixed or extreme distortions or blockages of attachment-relevant information, a predisposition to mental health
problems may be anticipated—though this will be seen at a population level rather than in any given individual.
Behaviours, affects, and cognitions that form components of the attachment behavioural system may influence the
caregiving system when it develops, since elements may be inherited by or inform the latter system (e.g. expect-
ations about what intimacy entails).
2
Mary Ainsworth and the Strange
Situation Procedure
Biographical sketch
Mary Salter took her undergraduate and graduate degrees in psychology in the 1930s at the
Introduction
In a letter to Everett Waters in 1985, Bowlby wrote of his intense pride at having had the op-
portunity to work with Mary Ainsworth. He described Ainsworth and himself as horses in
1 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study of
‘double harness’, pulling the cart along.2 This beautiful image of a sturdy, effortful partner-
ship glosses over the fact that, at times, Bowlby and Ainsworth pulled in different directions.
As Chapter 1 described, Ainsworth identified limitations in Bowlby’s ideas on several fronts.
She felt that Bowlby oversimplified matters when he claimed proximity as the set-goal of the
attachment behavioural system, and protection from predation as its evolutionary function.
She disliked his imprecision in discussions of separation, and particularly the way that the
term ‘maternal deprivation’ could absorb anything from occasional use of professional child-
care through to abuse and neglect. She was frustrated that her contributions to research on
hospitalised children in London in the 1950s resulted in few publications because Bowlby’s
lack of empirical expertise had led to poor choice of measures. Ainsworth also had concerns
about aspects of Bowlby’s account of behavioural systems, feeling that he had underplayed
the sexual, exploratory, and aggression behavioural systems, and neglected adequate atten-
across the life span. Bulletin of the New York Academy of Medicine, 61(9), 792–812.
6 Interview with Mary Ainsworth by Robert Karen cited in Karen, R. (1998) Becoming Attached: First
Relationships and How They Shape Our Capacity to Love. Oxford: Oxford University Press, p.133.
7 All seven men in the cohort of doctoral students who graduated with Ainsworth were married, stayed married,
and raised children; in contrast, only one of the six female academics had an enduring marriage, and it was only
Introduction 111
her life had become empty.8 Gradually, she began to work out new plans, and these brought
her into a much closer engagement with Bowlby. Ainsworth had read Bowlby’s ‘The nature
of the child’s tie to his mother’ paper in 1958. The account of attachment behaviours helped
her make sense of her observations of Ganda infant–caregiver dyads, in terms of both the
maturational processes associated with the following response and the role of caregiving in
shaping individual differences.9
In 1960 Bowlby came to visit Ainsworth in Baltimore, following his year at the Stanford
Institute for Advanced Study. Bowlby discovered Ainsworth’s enthusiasm for his recent
theoretical work, and the relationship was rekindled on changed terms. Bowlby remained
the senior colleague. However, compared to their years working together in London, the
relationship gained greater equality and affection, both of which continued to grow over
subsequent years. Where Bowlby had found in ethology the heuristic frame that integrated
after the breakdown of the marriages that their careers took off. Isaacson, K.L. (2006) Mary Ainsworth and John
Bowlby: the development of attachment theory. Unpublished doctoral dissertation, University of California, Davis.
8 Ainsworth, M. (1983) Mary D. Salter Ainsworth. In N. Felipe Russo & A.N. O’Connell (eds) Models of
Achievement: Reflections of Eminent Women in Psychology (pp.200–18). New York: Columbia University Press.
9 Ainsworth, M. (1969) CPA oral history of psychology in Canada interview. Unpublished. http://www.femi-
nistvoices.com/assets/Women-Past/Ainsworth/Mary-Ainsworth-CPA-Oral-History.pdf.
10 Ainsworth, M. (1995) On the shaping of attachment theory and research: an interview with Mary D.S.
Ainsworth. Monographs of the Society for Research in Child Development, 60(2–3), 2–21: ‘Mainly, however, findings
obtained with other species have made me feel that I have been on the right track rather than helping me under-
stand the specifics of human babies’ behaviour.’ (9)
11 Ainsworth, M. (1965) Letter to John Bowlby, 2 February 1965. Mary Ainsworth papers, Box M3168, Folder 2.
12 Ainsworth, M. (1983, 2013) An autobiographical sketch. Attachment & Human Development, 15(5–6),
448–59, p.456.
13 Ainsworth, M. (1960) Letter to John Bowlby, 18 October 1960. Mary Ainsworth papers, Box M3168, Folder 1.
14 Ainsworth, M. (1983) Mary D. Salter Ainsworth. In N. Felipe Russo & A.N. O’Connell (eds) Models
of Achievement: Reflections of Eminent Women in Psychology (pp.200–18). New York: Columbia University
Press, p.212.
112 Mary Ainsworth
with her father.15 Though her mother made Ainsworth feel rejected, anger in response to this
rejection was unacceptable, to the point that Ainsworth lost access to that emotion: ‘I got to
the point of not ever being able to feel angry. I would just feel hurt.’16
Therapy also helped Ainsworth think through the rubble and emotional fallout that fol-
lowed her divorce, and especially her grief that she had been unable to have a child.17 Her one
pregnancy had ended in a miscarriage. She would later reflect to Bowlby that she felt that her
grief and preoccupied longing for a child ultimately became transfigured into perceptive-
ness.18 This entailed an unusual ability to see things from the baby’s point of view, through
both an awareness of infants’ signals and communications and acuity in interpreting them.
In a sense, all subsequent attachment researchers after Ainsworth would, one by one, un-
knowingly light their own work with the spill from this transfigured loss.
As her therapy was coming to an end, Ainsworth composed an important article, ‘Object
They have not been concerned so much with the quantitative dimension of object rela-
tions—stronger or weaker love or attachment—as with the qualitative variations among
different object relations. How ambivalent is the relationship, what admixture of love and
hate, and how well is the ambivalence resolved? How anxious is the relationship? How is it
affected by the person’s defenses against anxiety?19
15 Main, M. (1999) Mary D. Salter Ainsworth: tribute and portrait. Psychoanalytic Inquiry, 19(5), 682–736, p.704.
16 Ainsworth, M. (1997) Peter L. Rudnytsky—the personal origins of attachment theory: an interview with
Mary Salter Ainsworth. Psychoanalytic Study of the Child, 52, 386–405, p.401.
17 This sadness remains powerful, however, in Ainsworth’s reference to her ‘vain longing’ for children
in Ainsworth, M. (1983, 2013) An autobiographical sketch. Attachment & Human Development, 15(5–6),
448–59, p.459.
18 Ainsworth, M. (1984) Letter to John Bowlby, 11 April 1984. PP/BOW/B.3/8: ‘Longing gave me some kind of
perceptive in terms of which I could understand mother–infant interaction.’ See also Maurer, D. (1998) Interview
with Mary Ainsworth: never miss an opportunity to hold a baby, 12 May 1998. Daily Progress. http://www.psych-
ology.sunysb.edu/attachment/gallery/never_miss/nevermiss.htm:‘Quite a lot of my wanting my own child played
into my life work.’ Among the most distinctive characteristics of Ainsworth’s written voice is the dignity she gives
to young children’s gestures and concerns, grounded in meticulous attentiveness to their behaviour, affect, and
interaction. Countless illustrations could be offered from works such as Ainsworth, M. (1967) Infancy in Uganda.
Baltimore: The Johns Hopkins Press. However, even in discussing adult autobiographical discourse, an imagina-
tive concern with the child this adult might once have been is palpable: Ainsworth, M.D.S. & Eichberg, C.G. (1991)
Effects on infant–mother attachment of mother’s experience related to loss of an attachment figure. In: C.M.
Parkes, J. Stevenson-Hinde, & P. Marris (eds) Attachment Across the Life Cycle (pp.160–83). New York: Routledge.
19 Ainsworth, M. (1969) Object relations, dependency and attachment. Child Development, 40, 969– 1025,
p.1002.
20 Ainsworth, M. (1962) Letter to John Bowlby, 3 January 1962. Mary Ainsworth papers, Box M3168, Folder 1.
Security and independence 113
She eventually received a fraction of the money that she requested from the William
T. Grant Foundation, and was able to begin a study in 1963. The multifaceted nature of this
longitudinal study allowed Ainsworth to use many of the skills and insights she had previ-
ously developed, including attention to feelings of security and insecurity (from Blatz); close
observational study (from work with Robertson in London, and then from her Uganda eth-
nography); and a personal interest in affection, anger, anxiety, the wish for physical contact,
and the inhibition of these feelings (from her therapy). Together, these skills and insights
combined to give Ainsworth the desire and ability to take on the challenge of empirically
examining Bowlby’s hypothesis that early relationships with attachment figures would
shape the expression of the attachment behavioural system. This was a radical project. Until
Ainsworth, hypotheses about defence mechanisms in young children had been mostly re-
garded as untestable; the skill of even young children in regulating and redirecting affect,
Ainsworth’s concern with feelings of security originated in the lectures she attended with
Blatz. Blatz hypothesised a number of distinct needs including food, sex, rest, and novelty.21
According to Blatz, feelings of security are generated if an individual feels their actions will
not harm access to the meeting of these needs, whether by the individual themselves or by
someone else. Security means that it is possible for an individual to try things out, even to
fail or retract a commitment, without this having relevance to whether their needs will be
met. By contrast, Blatz proposed that feelings of insecurity are caused by concern that needs
might be left unmet. Such concerns prompt anxiety and/or the use of defences.22 Blatz ar-
gued that when an individual feels secure this allows them to turn their attention to other
matters. As such, in early life, parents who are able to give children confidence in their avail-
ability to meet their needs in general will offer what Blatz referred to as a ‘secure base’ from
which to explore the world, headlong and fully, without the need for excessive caution or
control.
Ainsworth took from Blatz the idea that against this ‘generally secure background, the
infant or young child becomes able to tolerate some degree of insecurity’.23 Security allows
the child to accept the uncertainties inherent in human relationships without defensiveness,
and to seek support within relationships as needed. Ainsworth followed Blatz in the sugges-
tion that security also forms a feature of a broader experience of life: ‘the person feels that
he belongs, not only in his more or less intimate relationships, but in the world at large, and
that the contribution he has to make is somehow significant in the larger scheme of things.
This is in contrast to the feeling of insignificance, helplessness, and isolation that charac-
terises insecurity.’24 On Ainsworth’s interpretation, Blatz’s work highlighted that, in a deep
21 Blatz, W.E. (1934) Human Needs and How They Are Satisfied. Des Moines: State University of Iowa.
22 Blatz, W.E. (1940) Hostages to Peace: Parents and the Children of Democracy. New York: William Morrow,
p.182; see Ainsworth, M.D.S. (1988) Security. Unpublished discussion paper prepared for the Foundations
of Attachment Theory Workshop, convened for the New York Attachment Consortium by G. Cox-Steiner &
E. Waters, Port Jefferson, NY. http://www.psychology.sunysb.edu/attachment/online/mda_security.pdf.
23 Ainsworth, M. & Ainsworth, L. (1958) Measuring Security in Personal Adjustment. Toronto: University of
sense, the people we need are ultimately independent of us. Others’ independence can be
regarded as a source of worry or as a source of reassurance, depending on what this freedom
has implied in the past. If the independence of others can be the basis of security and reduce
anxiety, it can nonetheless also be an irreducible threat, and may even expand the scope of
potential anxiety: ‘no matter how secure a person may be in his everyday life, his security will
be shaken when he first encounters catastrophe, serious illness, injury, or the possibility of
death, whether the threat is directed towards himself or towards other people on whom his
security depends’.25
Blatz’s security theory had a powerful appeal for Ainsworth, especially as compared with
other theories available at the time. It offered a model of thinking about development in
terms of both individual needs and environmental experiences, in which each had a role
in shaping the other. Furthermore, the model acknowledged the potential role of different
25 Ainsworth, M. & Ainsworth, L. (1958) Measuring Security in Personal Adjustment. Toronto: University of
Parenting and Childhood Education (pp.43–53). Charlotte, NC: Information Age Publishing.
27 Ainsworth, M.D.S. (1980) Attachment and child abuse. In: G. Gerbner, C.J. Ross, & E. Zigler (eds) Child
Abuse: An Agenda for Action (pp.35–47). Oxford: Oxford University Press; Ainsworth, M. (1965) Letter to John
Bowlby, 2 February 1965. Mary Ainsworth papers, Box M3168, Folder 2.
28 Ainsworth, M. (1990, 2010) Security and attachment. In R. Volpe (ed.) The Secure Child: Timeless Lessons in
Parenting and Childhood Education (pp.43–53). Charlotte, NC: Information Age Publishing, p.49.
29 E.g. Main, M. (1977) Sicherheit und wissen. In K.E. Grossmann (ed.) Entwicklung der Lernfahigheit in der
sozialen Umwel (pp.47–95). Munich: Kindler; Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge
University Press; Waters, E. & Cummings, E.M. (2000) A secure base from which to explore close relationships.
Child Development, 71(1), 164–72; Davies, P.T., Harold, G.T., Goeke-Morey, M.C., & Cummings, E.M. (2002)
Child emotional security and interparental conflict. Monographs of the Society for Research in Child Development,
67, 1–115.
Security and independence 115
Both psychoanalytic and behaviourist theories of the 1940s and 1950s presumed that in-
fants would be more clingy and dependent the more their needs were satisfied. They as-
sumed continuities in the form of behaviour with development. Blatz’s model led to the exact
opposite conclusion. Blatz’s perspective suggested that confidence and an appropriate level
of self-reliance would grow out of experiences of being able to rely and rest our weight upon
others, and of their availability to help us as needed. Though this was not a point made clear
by Blatz himself, Ainsworth drew the implication that mutual reliance within family rela-
tionships and an independent and confident attitude in other areas of life could be compat-
ible. In fact, Ainsworth concluded, forming close relationships is itself a human need. As a
result, insecurity will result if these are not available, and security will provide a springboard
for confident and flexible action in other areas such as in school and work.30
Harry Harlow and Robert Zimmermann had used the phrase ‘haven of safety’ to refer
30 Ainsworth, M. & Ainsworth, L. (1958) Measuring Security in Personal Adjustment. Toronto: University of
Merrill-Palmer, 10(1), 51–8, p.54. The distinction would be further established within attachment theory through
becoming the central theme of the Circle of Security intervention: Marvin, R., Cooper, G., Hoffman, K., & Powell,
B. (2002) The Circle of Security project: attachment-based intervention with caregiver–pre-school child dyads.
Attachment & Human Development, 4(1), 107–24.
33 Ainsworth, M. (1976) Attachment and Separation in Paediatric Settings. Unpublished manuscript. PP/Bow/
J.1/40: ‘Painful procedures may still be painful, but the pain is easier to endure with mother present to give com-
fort, and more easily recovered from when it is over. On the other hand, all the potential sources of fear and distress
may become overwhelming if the child must face them without the security given by the presence of an attachment
figure.’
34 E.g. Harwood, R.L., Miller, J.G., & Irizarry, N.L. (1995) Culture and Attachment: Perceptions of the Child in
Context. New York: Guilford; Rothbaum, F., Weisz, J., Pott, M., Miyake, K., & Morelli, G. (2000) Attachment and
culture: security in the United States and Japan. American Psychologist, 55(10), 1093–104; LeVine, R.A. (2004)
Challenging expert knowledge: findings from an African study of infant care and development. In U.P. Gielen
& J.L. Roopnarine (eds) Childhood and Adolescence: Cross-Cultural Perspectives and Applications (pp.149–65).
Westport, CT: Praeger.
35 Waters, E. & McIntosh, J. (2011) Are we asking the right questions about attachment? Family Court Review,
49(3), 474–82, p.475. Bowlby would later observe that ‘the values of western culture’ lead the benefits of a secure
base to be ‘overlooked, or even denigrated’. Both he and Ainsworth were angered that in the society around them,
autonomy and independence were mistakenly supposed to just be default states, unless there was a specific
problem. This had led to a neglect of the quiet enormity of the secure base role and an overvaluation of liberal self-
reliance. Bowlby, J. (1970, 1979) Self-reliance and some conditions that promote it. In The Making and Breaking
of Affectional Bonds (pp.124–49). London: Routledge, p.125. Nonetheless, a focus on the haven of safety at the
expense of the secure base has occurred within attachment theory and especially in its public representation. See
Wall, G. (2018) ‘Love builds brains’: representations of attachment and children’s brain development in parenting
education material. Sociology of Health & Illness, 40(3), 395–409.
116 Mary Ainsworth
may have been hidden somewhat by the overridingly spatial and territorial image of a secure
base,36 resulting from Ainsworth’s insertion of Blatz’s concept into the Hinde–Bowlby etho-
logical account of proximity-maintenance.
Ainsworth was the first to attempt to develop empirical measures based on Blatz’s idea of
security.37 In her 1958 book Measuring Security in Personal Adjustment, Ainsworth reported
findings from her use of self-report measures of security, drawing on the skills in measure
design and administration from her time as an Army Examiner (personnel selection) dur-
ing World War II.38 However, the self-report scales did not generate results that particularly
interested her. This work also led her to conclude that individuals with a chronic experience
of insecurity, especially from childhood, may develop anxiety and/or defences to such a de-
gree that self-report measures lose validity.39 Such a person may be ‘so handicapped in his
communication with others and in insight into his own needs and feelings that pencil-and-
Caregiving
Uganda
In 1953, Leonard Ainsworth took up a job at the East Africa Institute of Social Research
in Kampala, Uganda. Ainsworth joined him for their two-year stay.42 This was a period of
36 The spatial and territorial underpinnings of the ‘secure base’ metaphor were materialized by the squares phys-
ically marked by Ainsworth on the floor in the original Strange Situation procedure, to help coders—in the ab-
sence of videotape—identify infant movement away from and back towards the caregiver.
37 Salter, M. (1939) The concept of security as a basis for the evaluation of adjustment. Unpublished doctoral
thesis, University of Toronto. Cf. Prichard, E. & Ojemann, R.H. (1941) An approach to the measurement of inse-
curity. Journal of Experimental Education, 10(2), 114–18.
38 Ainsworth, M. & Ainsworth, L. (1958) Measuring Security in Personal Adjustment. Toronto: University of
Toronto Press.
39 Ainsworth, M.D.S. (1988) Security. Unpublished discussion paper prepared for the Foundations of
Attachment Theory Workshop, convened for the New York Attachment Consortium by G. Cox-Steiner &
E. Waters, Port Jefferson, NY. http://www.psychology.sunysb.edu/attachment/online/mda_security.pdf: ‘I felt
dissatisfied with the validity of my scales because of their inadequate coping with the whole matter of defensive
maneuvers.’
40 Ainsworth, M. & Ainsworth, L. (1958) Measuring Security in Personal Adjustment. Toronto: University of
Attachment Theory Workshop, convened for the New York Attachment Consortium by G. Cox-Steiner &
E. Waters, Port Jefferson, NY. http://www.psychology.sunysb.edu/attachment/online/mda_security.pdf
42 On the travel required by women psychologists such as Ainsworth to support their husband’s careers, see
Johnston, E. & Johnson, A. (2008) Searching for the second generation of American women psychologists. History
of Psychology, 11(1), 40–72. On the East African Institute of Social Research see Mills, D. (2006) How not to be a
‘Government House Pet:’ Audrey Richards and the East African Institute for Social Research. In M. Ntarangwi, D.
Mills, and M. Babiker (eds) African Anthropologies (pp.76–98). London: Zed Books.
Caregiving 117
growing demands for political independence. The colonial British government seemed to
be seeking to encourage Ugandan independence whilst fearing what it might bring.43 Social
scientists were being encouraged by the colonial government to pursue ethnographic and
social scientific studies in Uganda, in an attempt to understand and respond to these ten-
sions.44 Together with her husband, Ainsworth pursued some research explicitly studying
political attitudes in Uganda and sociological factors that might contribute to insurrection
against the colonial government.45 This was, in a sense, the ‘day job’.
However, Ainsworth’s primary concern was to continue the study of early infant–
caregiver relationships, which had been the focus of Bowlby’s research group. She received
funding for this from the anthropologist Audrey Richards, the director of the East Africa
Institute of Social Research.46 The condition of the funding was that Ainsworth pursue re-
search with a significant qualitative, ethnographic component. With Robertson’s detailed
43 See Cohen, A. (1957) Uganda’s progress and problems. African Affairs, 56(223), 111–22.
44 On the relationship between ethnographic method and colonialism in the period see Asad, T. (1979)
Anthropology and the colonial encounter. In G. Huizer &B. Manheim (eds) Politics of Anthropology: From
Colonialism and Sexism Toward a View from Below (pp.85–96). The Hague: Mouton.
45 Ainsworth, L.H. & Ainsworth, M.D. (1962) Acculturation in East Africa. I. Political awareness and atti-
tudes toward authority. Journal of Social Psychology, 57(2), 391–9; Ainsworth, M.D. & Ainsworth, L.H. (1962)
Acculturation in East Africa. II. Frustration and aggression. Journal of Social Psychology, 57(2), 401–407.
46 Ainsworth, M.D. (1983, 2013) An autobiographical sketch. Attachment & Human Development, 15(5–6),
448–59: ‘I welcomed Dr Richards’ directive that there be an anthropological component to the study, for this en-
sured that I would view current mother–infant interaction and maternal care practices in their cultural context,
and I valued the opportunities presented by the institute again to interact with a multidisciplinary team’ (455).
47 Ainsworth, M. (1964) Patterns of attachment behavior shown by the infant in interaction with his mother.
culture in shaping their possibility, frequency, and intensity of expression. The clearest ex-
ample was clapping hands in greeting on reunion: Ainsworth saw this frequently among
the Ugandan infants, who were enculturated to treat this as a way to express greeting.
By contrast, Ainsworth never saw this form of greeting behaviour towards attachment
figures among American infants.49 Ainsworth was also attentive to relationship-level dif-
ferences that could prompt differences in the display of attachment behaviours. Some
children, for example, seemed more or less inclined to physically follow their caregivers.
A large part of such preferences seemed to Ainsworth to be shaped by how the care-
givers responded when the infant followed them. Another influence seemed to be the
position of the relationship within the broader life of the infant: the same child might
show different configurations of attachment behaviour towards different caregivers,
and at different times. One infant, for instance, tended to preferentially follow her older
49 Ibid. p.340.
50 Ibid. p.307.
51 Ainsworth, M. (1964) Patterns of attachment behavior shown by the infant in interaction with his mother.
Merrill-Palmer, 10(1), 51–8, p.52.
52 Ainsworth, M. & Bowlby, J. (1991) 1989 APA award recipient addresses: an ethological approach to person-
ality development. American Psychologist, 46(4), 333–41: In Uganda, Ainsworth ‘divided the babies into three
groups: securely attached, insecurely attached, and non-attached . . . Nonattached babies were left alone for long
periods by unresponsive mothers but, because they were the youngest in the sample, Ainsworth now believes that
they may merely have been delayed in developing attachment’ (337).
53 Ainsworth, M. (1964) Patterns of attachment behavior shown by the infant in interaction with his mother.
food for the family, and left the baby with a neighbour during this time. Even when mother
and baby were together, the mother was too tired to respond with patience to her child.
Ainsworth described ‘a vicious spiral’ in some of the dyads in her sample in which ‘the
baby’s fussy demands exasperated the mother, who then overtly or covertly rejected the
baby, who in turn responded to the rejection by anxiety and by increasing his demands’.54
Reflecting on these behavioural observations, Ainsworth identified that diverse forms of
attachment behaviour could generally have the predictable outcome of increasing prox-
imity with the caregiver, but that some repetoires seemed to risk alienating the caregiver.
However, at the time of writing Infancy in Uganda, Bowlby’s control system model of the
attachment behavioural system was not yet available to Ainsworth for interpreting her
observations.
Ainsworth’s study utilised qualitative observation and also the construction of quanti-
54 Ainsworth, M. (1967) Infancy in Uganda. Baltimore: The Johns Hopkins Press, p.392.
55 A third predictor was the mother’s enjoyment of breastfeeding.
56 Ainsworth, M. (1959) Letter to John Bowlby, 18 September 1959. Mary Ainsworth papers, Box M3168,
Folder 1.
57 Ainsworth’s ‘Excellence as Informant’ scale, unpublished, cited by Bretherton, I. (2013) Revisiting Mary
1; Ainsworth, M. (1967) Infancy in Uganda. Baltimore: The Johns Hopkins Press, p.398.
59 See also Bailey, H.N., Redden, E., Pederson, D.R., & Moran, G. (2016) Parental disavowal of relationship
difficulties fosters the development of insecure attachment. Revue Canadienne des Sciences du Comportement,
48(1), 49–59.
120 Mary Ainsworth
Her observations in Uganda confirmed for Ainsworth the value of exploratory observational
research with mother–infant dyads in the home. As discussed in the ‘Introduction’, after
joining Johns Hopkins University in 1958, she was successful in obtaining a grant to begin a
short-term longitudinal study from 1963. The study was undertaken to examine the role of
caregiving factors in shaping the development of infant attachment relationships and attach-
ment behaviour. Fifteen families were observed from 1963 to 1964 by Ainsworth and her
assistant Barbara Wittig; eleven families were observed from 1966 to 1967 by Ainsworth’s
assistants Bob Marvin and George Allyn, thanks to additional funding from the National
Institute of Child Health and Human Development (NICHD). Baltimore during this period
60 Levine, M.V. (2000) A third-world city in the first world: social exclusion, racial inequality, and sustainable
development in Baltimore, Maryland. In R. Stren & M. Polese (eds) The Social Sustainability of Cities: Diversity and
the Management of Change (pp.123–56). Toronto: University of Toronto Press.
61 Ainsworth, M. & Bowlby, J. (1991) 1989 APA award recipient addresses: an ethological approach to person-
Folder 8.
63 Ainsworth, M. (1967) Letter to Martin James, 23 February 1967. Mary Ainsworth papers, M3170, Folder 1.
64 Blehar, M. & Ainsworth, M. (1978) Close Bodily Contact. Unpublished manuscript. PP/Bow/J.1/49.
Caregiving 121
home visits individually and took written notes; observer reliability was not assessed, except
on a few occasions when Ainsworth accompanied one of her students on a visit.
Whilst the Baltimore sample was generally reported in print by Ainsworth as a randomly
selected community sample, albeit all middle-class, in fact in a late interview she acknow-
ledged that ‘the pediatricians who recruited potential participants for us tended to select
women who interested them—“this one is a charmer, that one puzzles me, I wonder how
motherhood will work out for this one”—and that this led to our getting a particularly di-
verse group’.65 This approach to recruitment may have somewhat increased potential lines
of difference between participants, making contrasts sharper. At a statistical level, it made it
more likely that Ainsworth’s data would appear to be categorically rather than dimensionally
distributed, compared to the population from which the sample is drawn. This effect would
likely have been intensified by the fact that Barbara Wittig only wrote up half of her observa-
The sharpening of certain contrasts in the data may have helped Ainsworth and colleagues
find order within the astonishing detail of the information they had collected. Yet it may also
have overstrengthened certain signals, such as perhaps the centrality of caregiver sensitivity
for secure attachment, discussed below.68
65 Ainsworth, M. (1995) On the shaping of attachment theory and research: an interview with Mary D.S.
Ainsworth. Monographs of the Society for Research in Child Development, 60(2–3), 2–21, p.11–12.
66 Ainsworth, M. (1965) Letter to John Bowlby, 22 June 1965. Mary Ainsworth papers, Box M3168, Folder 2: ‘For
two years, I set myself to believing that I had found a good assistant, and to ignoring the obvious deficiencies in her
performance. Suddenly, there was a moment of truth. I found that she had written up fewer than half of the visits
that she had made to the babies in our sample. She has been catching up ever since, and will probably not finish
catching up until the end of September.’
67 Ainsworth, M. (1967) Letter to John Bowlby, 9 April 1967. Mary Ainsworth papers, Box M3168, Folder 2.
68 Another example, consequential for the next chapter, was that two-thirds of the infants classified as part of
avoidant dyads in the Ainsworth sample showed extensive conflict behaviours according to the home observation
data. These avoidant dyads were more troubled than, in retrospect, might be expected from a representative com-
munity sample. This may have contributed to Main’s initial assumption that avoidant attachment and conflict be-
haviour would go together, until she and colleagues came to the conclusion that conflict behaviour could cut across
the Ainsworth classifications (Chapter 3). Main, M. (1981) Avoidance in the service of proximity: a working paper.
In K. Immelmann, G.W. Barlow, L. Petrinovich, & M. Biggar Main (eds) Behavioral Development: The Bielefeld
Interdisciplinary Project (pp.651–93). Cambridge: Cambridge University Press, p.664.
122 Mary Ainsworth
Sensitivity
Perhaps the most important contribution made by the Ainsworth’s home observation study
was her development of a construct, ‘sensitivity’, which sought to capture this quality of care-
giving.69 This construct would have as much influence on the direction of subsequent attach-
ment research as Bowlby’s headline term ‘attachment’, though not on reception of the theory
by the public, practitioners, and researchers in other fields. The term ‘sensitivity’ was used
by Ainsworth from the late 1960s in a wholly technical sense, described in her unpublished
manuscript ‘Sensitivity vs. Insensitivity to the Baby’s Signals Scale’. This manuscript would
eventually appear in print only in the 2015 reissue of Patterns of Attachment by Waters.70 In
Ainsworth’s usage, the term ‘sensitivity’ referred to the ability of the caregiver to ‘perceive
69 Ainsworth’s first use of the term ‘sensitivity’ was in Infancy in Uganda, but it was used there essentially as a de-
scriptor, without a technical meaning yet. Ainsworth, M. (1967) Infancy in Uganda. Baltimore: The Johns Hopkins
Press, p.397.
70 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study of
edu/attachment/measures/content/ainsworth_scales.html. Some but not all aspects of the sensitivity scale and
construct were described in Stayton, D.J., Hogan, R., & Ainsworth, M. (1971) Infant obedience and maternal be-
havior: the origins of socialization reconsidered. Child Development 42(4), 1057–69, p.1060–61.
72 Ainsworth, M. (1969) Sensitivity vs. insensitivity to the baby’s signals scale. http://www.psychology.sunysb.
edu/attachment/measures/content/ainsworth_scales.html.
73 Ibid.
74 Ainsworth, M.D.S. (1977) Social development in the first year of life: maternal influences on infant–
mother attachment. In: J.M. Tanner (ed.) Developments in Psychiatric Research (pp.1–20). London: Hodder &
Stoughton, p.6.
Caregiving 123
As Waters and colleagues observed, a problem with the term ‘sensitivity’ is that it comes with
familiar, ordinary language connotations: ‘Sensitivity suggests warmth, tenderness, and atten-
tion to detail.’75 If this were what Ainsworth’s scale measured, these would be qualities that, in
theory, could be assessed with a checklist. They would also be overtly ethnocentric as a cultural
ideal of parenting.76 It is unsurprising that these ordinary language connotations were what
Ainsworth’s critics presumed that she meant, since the scale itself remained unpublished! In
fact, however, what Ainsworth operationalised with her scale was—mostly—something quite
different to what her critics presumed. It is true that at times she slid towards the everyday
language connotations of sensitivity in using ‘warm’ as a characterisation of the sensitive care-
giver; this led many later attachment researchers to include warmth in their assessments of
sensitivity or extrapolation of assessments of sensitivity of caregiving provided to older chil-
dren.77 However—contrary to Bowlby’s expectations78—Ainsworth herself found that ma-
75 Waters, E., Petters, D., & Facompre, C. (2013) Epilogue: reflections on a Special Issue of Attachment & Human
Development in Mary Ainsworth’s 100th year. Attachment & Human Development, 15(5–6), 673–81, p.676.
76 LeVine, R.A. & Norman, K. (2001) The infant’s acquisition of culture: early attachment reexamined in an-
thropological perspective. In C.C. Moore & H.F. Mathews (eds) The Psychology of Cultural Experience (pp.83–104).
Cambridge: Cambridge University Press; Mageo, J.M. (2013) Toward a cultural psychodynamics of attach-
ment: Samoa and US comparison. In N. Quinn & J. Mageo (eds) Attachment Reconsidered: Cultural Perspectives on
a Western Theory (pp.191–214). New York: Palgrave.
77 Ainsworth, M. (1969) Sensitivity vs. insensitivity to the baby’s signals scale. http://www.psychology.sunysb.
Attachment Theory Workshop, convened for the New York Attachment Consortium by G. Cox-Steiner &
E. Waters, Port Jefferson, NY. http://www.psychology.sunysb.edu/attachment/online/mda_security.pdf.
80 Main, M. (1999) Mary D. Salter Ainsworth: Tribute and portrait, Psychoanalytic Inquiry, 19(5) 682–736.
81 See e.g. Egeland, B., & Farber, E. A. (1984). Infant-mother attachment: Factors related to its development and
changes over time. Child Development, 753–71; Bailey, H.N., Bernier, A., Bouvette-Turcot, A.A., Tarabulsy, G.M.,
Pederson, D.R., & Becker-Stoll, F. (2017). Deconstructing maternal sensitivity: Predictive relations to mother-
child attachment in home and laboratory settings. Social Development, 26(4), 679–93.
82 Grossmann, K. & Grossmann, K. (2012) Bindungen— das Gefüge psychischer Sicherheit Gebundenes.
Stuttgart: Klett-Cotta; Mesman, J., van IJzendoorn, M., Behrens, K., et al. (2016) Is the ideal mother a sensitive
mother? Beliefs about early childhood parenting in mothers across the globe. International Journal of Behavioral
Development, 40(5), 385–97. Dozier and Bernard conclude that sensitivity in Ainsworth’s technical sense is a uni-
versal good, which can be achieved in various culturally specific ways; they therefore take a principled stance
in adapting the delivery but not the basic tenants of their Attachment and Biobehavioral Catch-up intervention
124 Mary Ainsworth
Ainsworth’s concept of attending to the infant’s signals has been interpreted by some critics
as ethnocentric. They construe Ainsworth as ascribing a kind of liberal autonomy to the infant,
and valuing autonomy and individual will over connectedness and joint needs.83 Certainly there
is evidence that Ainsworth personally valued acknowledgement of infant autonomy: another of
her scales—‘Interference with baby’s ongoing behavior’—characterised the ‘highly interfering
mother’ as one with ‘no respect for her baby as a separate, active, and autonomous person’.84
However, it is not clear that criticism of Ainsworth’s liberal values applies to the sensitivity scale,
and may have been influenced by the connotation of the word ‘sensitivity’ as non-conflictual
interaction; the criticism does not appear to be grounded in observation of how coders actually
use the scale in practice.
Various critics have interpreted Ainsworth’s notion of sensitivity as mandating that ‘the nor-
mative imperative is to take the infant’s cue’,85 an oppressive demand on mothers. Again, this
when applying it in different cultures. Dozier, M. & Bernard, K. (2019) Coaching Parents of Vulnerable Infants: The
Attachment and Biobehavioral Catch-up Approach. New York: Guilford, p.231.
83 LeVine, R.A. (2004) Challenging expert knowledge: findings from an African study of infant care and de-
velopment. In U.P. Gielen & J.L. Roopnarine (eds) Childhood and Adolescence: Cross-Cultural Perspectives and
Applications (pp.149–65). Westport, CT: Greenwood Publishing. Keller, H. (2018) Parenting and socioemotional
development in infancy and early childhood. Developmental Review, 50, 31–41.
84 Ainsworth, M. (1969) Cooperation vs. interference with baby’s ongoing behavior. http://www.psychology.
Bristol: Psychology Press. See also Vicedo, M. (2013) The Nature and Nurture of Love: From Imprinting to
Attachment in Cold War America. Chicago: University of Chicago Press, Chapter 7.
86 Ainsworth, M. (1969) Sensitivity vs. insensitivity to the baby’s signals scale. http://www.psychology.sunysb.
edu/attachment/measures/content/ainsworth_scales.html.
87 Ibid.
Caregiving 125
passive receipt of pre-formed signals from an ‘autonomous’ infant.88 Admittedly, even ad-
vocates of Ainsworth’s coding system acknowledged that it is relatively poor at explicitly
indexing caregiver behaviour that pre-empts infant signals, so that these are not shown.89
Ainsworth’s overarching point, however, was that detection and response to tempo, state,
and communications are all part of sensitivity, as are responses that attend to the baby’s ex-
perience as a whole, rather than necessarily either following their wishes or waiting for their
signals. Some forms of insensitivity can come from lack of awareness or inaccurate inter-
pretation of tempo, state, and communications. But Ainsworth believed that significant in-
sensitivity is most likely when caregivers are geared largely by their own experience, rather
than taking that of the infant into account. This did not imply ascription of full autonomy or
personhood to the baby or the assumption that a baby, like a liberal citizen, can be assumed
to know his or her own wishes.90 It did, however, imply some attribution to the baby of a cap-
88 Ainsworth, M. (1992) A consideration of social referencing in the context of attachment theory and
research. In S.Feinman (ed.) Social Referencing and the Construction of Reality in Infancy (pp.349–67).
New York: Plenum Press.
89 Kondo-Ikemura, K. (2001) Insufficient evidence. American Psychologist, 56(10), 825. On the issue of forms
of pre-emptive sensitivity see also Keller, H. & Otto, H. (2009) The cultural socialization of emotion regulation
during infancy. Journal of Cross-Cultural Psychology, 40(6), 996–1011; Shai, D. & Belsky, J. (2017) Parental em-
bodied mentalizing: how the nonverbal dance between parents and infants predicts children’s socio-emotional
functioning. Attachment & Human Development, 19(2), 191–219.
90 For a comparison of attachment theory and liberal political theory see Duschinsky, R., Greco, M., & Solomon,
J. (2015) Wait up! Attachment and sovereign power. International Journal of Politics, Culture, and Society, 28(3),
223–42. On the history of concepts of agency see Smith, R. (2015) Agency: a historical perspective. Annals of
Theoretical Psychology, 12, 3–29.
91 Keller has argued that Ainsworth’s sensitivity scale is ethnocentric, since there are societies in which ‘care-
givers do not take the infant’s point of view because infants have not (yet) attained personhood status, and it makes
no sense to take the perspective of someone who is not yet a person’. Keller, H. (2018) Parenting and socioemo-
tional development in infancy and early childhood. Developmental Review, 50, 31–41, p.38. However, the ascrip-
tion of personhood is by no means necessarily the same as taking the experience of another into account, which
was Ainsworth’s concern.
92 E.g. Lindhiem, O., Bernard, K., & Dozier, M. (2011) Maternal sensitivity: within- person variability and
the utility of multiple assessments. Child Maltreatment, 16(1), 41–50; Joosen, K.J., Mesman, J., Bakermans-
Kranenburg, M.J., & van IJzendoorn, M.H. (2012) Maternal sensitivity to infants in various settings predicts harsh
discipline in toddlerhood. Attachment & Human Development, 14(2), 101–17.
93 Britner, P.A., Marvin, R.S., & Pianta, R.C. (2005) Development and preliminary validation of the caregiving
behavior system: association with child attachment classification in the preschool Strange Situation. Attachment
& Human Development, 7(1), 83–102; Mesman, J. & Emmen, R.A. (2013) Mary Ainsworth’s legacy: a systematic
review of observational instruments measuring parental sensitivity. Attachment & Human Development, 15(5–6),
485–506; Hallers-Haalboom, E.T., Groeneveld, M.G., Endendijk, J.J., Linting, M., Bakermans-Kranenburg, M.J.,
& Mesman, J. (2017) Mothers’ and fathers’ sensitivity with their two children: a longitudinal study from infancy to
early childhood. Developmental Psychology, 53(5), 860–72.
126 Mary Ainsworth
awareness and accurate interpretation of the child’s signals.94 Some of these may be valuable
in particular ecological and cultural contexts.95 Others may have some claim to more general
relevance.96 For instance, an important later addition to Ainsworth’s concern with sensitivity
has come with growing attention amongst attachment researchers to the caregiving provided
by traumatised or abusive parents (Chapter 3).
Ainsworth found that caregiver sensitivity predicted children’s cooperativeness, distress,
and aggression on brief everyday separations within the home, and other positive aspects of
their home behaviour.97 Later researchers confirmed these findings, and contributed other
associations of sensitivity with psychological, linguistic, neurological, and even immuno-
logical correlates.98 For example, Manning, Davies, and Cicchetti documented that caregiver
sensitivity fully buffered the association between toddlers’ exposure to partner violence and
their later behavioural problems and prosocial behaviour. As Manning and colleagues ob-
94 Van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2019) Bridges across the intergenerational trans-
vironments: German middle class and Cameroonian rural mothers. Journal of Cross-Cultural Psychology, 40(4),
701–707.
96 E.g. Whipple, N., Bernier, A., & Mageau, G.A. (2011) Broadening the study of infant security of attach-
ment: maternal autonomy-support in the context of infant exploration. Social Development, 20(1), 17–32. The
question of whether support for child exploration is a universal or a culturally specific contributor to infant attach-
ment security is one that has been debated in the cross-cultural research literature, though on the basis of ethno-
graphic observation rather than research findings using the standardized attachment measures. See e.g. LeVine,
R.A. (2004) Challenging expert knowledge: findings from an African study of infant care and development. In U.P.
Gielen & J.L. Roopnarine (eds) Childhood and Adolescence: Cross-Cultural Perspectives and Applications, 149–65.
Westport, CT: Praeger.
97 For a summary of all correlates of sensitivity in the Ainsworth Baltimore study see Bretherton, I. (2013)
sitivity, child gender, and maternal education in relation to children’s behavioral outcomes in African American
families. Journal of Applied Developmental Psychology, 30(3), 321–31; Vermeer, H.J., van IJzendoorn, M.H.,
Groeneveld, M.G., & Granger, D.A. (2012) Downregulation of the immune system in low-quality child care: the
case of secretory immunoglobulin A (SIgA) in toddlers. Physiology & Behavior, 105(2), 161–7; Bernier, A., Dégeilh,
F., Leblanc, É., Daneault, V., Bailey, H.N., & Beauchamp, M.H. (2019) Mother–infant interaction and child brain
morphology: a multidimensional approach to maternal sensitivity. Infancy, 24(2), 120–38.
99 Manning, L.G., Davies, P.T., & Cicchetti, D. (2014) Interparental violence and childhood adjustment: how
and why maternal sensitivity is a protective factor. Child Development, 85(6), 2263–78.
100 Mesman, J. & Emmen, R.A.G. (2013) Mary Ainsworth’s legacy: a systematic review of observational instru-
ments measuring parental sensitivity. Attachment & Human Development, 15(5–6), 485–506.
101 It may also not be the best context for making cross-cultural comparisons: Lancy, D.F. (2007) Accounting
for variability in mother–child play. American Anthropologist, 109(2), 273–84. It should be noted that samples
with longer observations, for instance the Minnesota Longitudinal Study of Risk and Adaptation (Chapter 4),
Caregiving 127
than others, though this will be a matter of degree. Leerkes and colleagues drew a distinc-
tion between sensitivity to signals suggesting infant distress and sensitivity to non-distress
signals. They found that only the former predicted later child attachment, conduct problems,
and social competence, as Ainsworth expected. The effect was particularly strong for chil-
dren who appeared temperamentally inclined to be easily distressed. By contrast, caregiver
sensitivity to non-distress signals did not have this effect, at least in the shorter observations
used in studies after Ainsworth.102 Though a qualification of Ainsworth’s operationalisation
of sensitivity, this finding is exactly in line with her theory, since signals suggesting infant
distress would have particular relevance to the attachment behavioural system, and to the
provision of a safe haven in particular.
have tended to find an association between sensitivity and attachment even in contexts such as bathing, where
attachment-specific signals are less frequent.
102 Leerkes, E.M. & Zhou, N. (2018) Maternal sensitivity to distress and attachment outcomes: interactions with
sensitivity to nondistress and infant temperament. Journal of Family Psychology, 32(6), 753–61.
103 E.g. Bowlby, J. (1980, 1988) Caring for children. In A Secure Base (pp.1–21). London: Routledge: ‘I regard it
as useful to look upon parenting behaviour as one example of a limited class of biologically rooted types of behav-
iour of which attachment behaviour is another example, sexual behaviour another, and exploratory behaviour and
eating behaviour yet others’ (6).
104 Bowlby, J. (1977–79) Interview with Alice Smuts and Milton J.E. Senn. Wellcome Trust Library Archive. PP/
BOW/A.5/2.
105 Ainsworth, M. (1967) Letter to John Bowlby, 16 January 1967. Mary Ainsworth papers, Box M3168, Folder 2.
128 Mary Ainsworth
While agreeing with all that you say in the chapters you sent to me, I feel that there is still
something to be said about feeding and especially about mother–infant interaction in the
feeding situation. I hope that there may be room in your Chapter 10 to restore the balance.
I think you have pushed feeding behaviour very much out of the picture . . . Far too many
people confuse what happens in the so-called ‘oral phase’ with orality. There is obviously
much that goes on in the first year of life that is not linked in any way with hunger, feed-
In Ainsworth’s home observation data, infant signals related to feeding were a powerful pre-
dictor of later attachment.107 She agreed with Bowlby that this was not because the child’s
tie to his or her mother occurs because of a need for food. However, Ainsworth’s impres-
sion from her data was that when infants were hungry, attachment behaviour, not just food-
seeking behaviour, became activated.108 Furthermore, in her observations of infant care
practices in Uganda, breastfeeding served as both the major source of infant nutrition and
a primary means of soothing infant distress. She wrote to Bowlby that early feeding inter-
actions were emotionally charged, and the extent to which this was handled with sensitivity
had ramifications for other forms of interaction in the first year: ‘I do think that feeding
can become entangled with the development of attachment, and something more is needed
here.’109
In the final version of Attachment, Volume 1, Bowlby discussed the development of the
feeding response in infants, and conflict behaviour shown by animals when alarmed by a
threat whilst feeding. However, he ignored Ainsworth’s concerns. The power imbalance that
had characterised their early relationships remained at least partly in place here, as Ainsworth
publicly accepted Bowlby’s position even though her empirical data on this matter ran con-
trary. At least in part as a consequence, later attachment researchers generally followed
Bowlby’s lead, and did not discuss the specific qualities of feeding interactions even when
they were used instrumentally to measure sensitivity or infant secure base behaviour.110
106 Ainsworth, M. (1967) Letter to John Bowlby, 9 April 1967. Mary Ainsworth papers, Box M3168, Folder 2.
Though specifically influenced by her Uganda ethnography and Baltimore study, Ainsworth’s emphasis on the
feeding interaction can be placed in the broader context of American parenting discourses in the 1960s, in which
the challenges of infant feeding and its value were being emphasized. See Foss, K.A. (2010) Perpetuating ‘scientific
motherhood’: infant feeding discourse in Parents magazine, 1930–2007. Women & Health, 50(3), 297–311.
107 Ainsworth, M.D.S. & Bell, S.M. (1969) Some contemporary patterns of mother–infant interaction in the
feeding situation. In A. Ambrose (ed.) Stimulation in Early Infancy (pp.133–70). London: Academic Press.
108 Ainsworth, M. (1984) Attachment. In N.S. Endler & J. McVicker Hunt (eds) Personality and the Behavioral
Ainsworth would later write that Bowlby’s neglect of the topic had ultimately won out: ‘the
feeding situation has been neglected as a context for mother–infant interaction’.111 And the
direct role of food as a safe haven for many adults, or its role in family life as a symbol of care-
giving, has been ignored by researchers.112 Yet even if the particular issue of feeding inter-
actions was lost, Ainsworth’s deeper point was that certain kinds of interaction, like feeding,
offer an especially valuable window into the attachment relationship. Another such form of
interaction, as we shall see, was brief separations.
Hertzmann, L., & Stein, A. (2008) Video-feedback intervention with mothers with postnatal eating disorders
and their infants. In F. Juffer, M.J. Bakermans-Kranenburg, & M.H. van IJzendoorn (eds) Promoting Positive
Parenting: An Attachment-Based Intervention (pp.111–38). New York: Psychology Press; Tharner, A., Luijk, M.P.,
Raat, H., et al. (2012) Breastfeeding and its relation to maternal sensitivity and infant attachment. Journal of
Developmental & Behavioral Pediatrics, 33(5), 396–404; Messina, S., Reisz, S., Hazen, N., & Jacobvitz, D. (2019)
Not just about food: attachments representations and maternal feeding practices in infancy. Attachment & Human
Hevelopment, 23 April, 1–20. Illustrative of the underelaborated position of eating: the relevance of meal-times
is acknowledged by Poslawsky and colleagues in the choice of this potentially fraught setting for measuring sen-
sitivity among parents with children with autism. However, the researchers offer no reflection on the relation-
ship between attachment and meal-time practices. Poslawsky, I.E., Naber, F.B., Bakermans-Kranenburg, M.J., van
Daalen, E., van Engeland, H., & van IJzendoorn, M.H. (2015) Video-feedback intervention to promote positive
parenting adapted to autism (VIPP-AUTI): a randomized controlled trial. Autism, 19(5), 588–603.
111 Ainsworth, M. (1979) Infant–mother attachment. American Psychologist, 34(10), 932–7, p.934.
112 An exception is McCormack, M. (2012) Investigating the association between attachment and binge eating.
Ainsworth, M., Bell, S., & Stayton, D. (1972) Individual differences in the development of some attachment behav-
iors. Merrill-Palmer, 18(2), 123–43: ‘In the case of attachment behaviors other than crying the coding did not begin
with the behavior itself, but rather with a “critical” situation that seemed likely to activate the behavior, so that both
occurrence and nonoccurrence of expected behaviors could be counted. Among such critical situations was the
departure of a person from the room in which an infant was situated’ (126).
114 Ainsworth, M., Bell, S., & Stayton, D. (1972) Individual differences in the development of some attachment
In 1964, when the first wave of her sample of infants were 11 months old, Ainsworth at-
tempted a study to cleanly distinguish prompts for behavioural systems.117 Van Rosmalen
and colleagues documented that the term ‘strange situation’ was already in circulation before
Ainsworth, to describe a procedure in which the responses of young children to an unfamiliar
environment were observed, and compared with other information known about the child’s
life.118 ‘Strange’ here referred to the novelty of the environment for the infant. Ainsworth’s
Strange Situation was especially indebted to the ‘strange situation’ of Jean Arsenian, who
had examined infant behaviour in response to the novel environment of the laboratory, and
in the presence and absence of their mother.119 Arsenian’s sample was drawn from mothers
115 Caldwell, B.M., Hersher, L., Lipton, E.L., et al. (1963) Mother–infant interaction in monomatric and poly-
matric families. American Journal of Orthopsychiatry, 33(4), 653; Caldwell, B.M. & Hersher, L. (1964) Mother–
infant interaction during the first year of life. Merrill-Palmer, 10(2), 119–28.
116 Ainsworth, M. (1963) Letter to John Bowlby, 27 June 1963. Mary Ainsworth papers, Box M3168, Folder 1.
117 Ainsworth, M. (1995) On the shaping of attachment theory and research: an interview with Mary D.S.
Ainsworth. Monographs of the Society for Research in Child Development, 60(2/3), 2–21: ‘I had seen a lot of separ-
ations and reunions in the homes, a lot of exploration, a lot of proximity seeking, and a lot of differences in how the
baby and the mother behaved in these situations. So constructing the episodes of the Strange Situation wasn’t hard
at all; as I recall, it took just about half an hour of talking with Barbara Wittig to decide on the episodes and their
sequence—it just came naturally’ (12).
118 Van Rosmalen, L., Van der Veer, R., & Van der Horst, F. (2015) Ainsworth’s strange situation procedure: the
origin of an instrument. Journal of the History of the Behavioral Sciences, 51(3), 261–84. See Shirley, M.M. (1942)
Children’s adjustments to a strange situation. Journal of Abnormal and Social Psychology, 37, 201–17. Shirley’s
work is not cited by Ainsworth in any of her publications but is cited by Arsenian, and by Bowlby, J. (1969, 1982)
Attachment, Volume 1. London: Penguin, p.247. Michael Lamb (personal communication) recalls that Ainsworth
recommended that he read Shirley’s paper in 1973. The procedure seems to have also been independently devel-
oped by Harlow, who applied the approach to study the exploratory and care-seeking behaviour of baby rhesus
monkeys in an unfamiliar environment: Harlow, H.F. (1958) The nature of love. American Psychologist, 13, 673–85.
119 Arsenian, J.M. (1943) Young children in an insecure situation. Journal of Abnormal and Social Psychology, 38,
225–49.
The Strange Situation 131
and children in a reformatory, and the mothers were permitted only limited access to their
children. Arsenian sought to confirm Blatz’s idea that, with the caregiver available, children
feel more secure and respond to the environment with more exploration and less distress.
The availability of security from the caregiver counteracted the ‘fear of the strange’ prompted
by the unfamiliar environment, as did more time in the setting. As well as demonstrating
the importance of the caregiver for providing the confidence for exploration, Arsenian also
showed that caregiver availability reduced the incidence of crying, and of stereotypic and
other anomalous behaviours without ‘goal-directedness’, and which primarily ‘appeared to
be determined by a condition of excess tension’.120
Following Arsenian, the presence of the caregiver as secure base was expected by
Ainsworth to serve as adequate reassurance for most infants. After the novelty of the en-
vironment itself, a second prompt was the availability of toys, a little distance away from
120 Ibid. p.227. Arsenian’s findings were replicated by Rheingold, H.L. (1969) The effect of a strange envir-
onment on the behavior of infants. In B.M. Foss (ed.) Determinants of Infant Behavior, Vol. 4 (pp.137–66).
London: Methuen. Ainsworth, M. (1998) Harold Stevenson—SRCD oral history interview. http://srcd.org/sites/
default/files/documents/ainsworth_mary_interview.pdf: ‘One day, Harriet [Rheingold] and I met at a meeting and
I said, “Oh, Harriet, you’d be interested in something I’m currently doing, um, the strange situation . . .” (Laugh)
“You are too? I’m just starting mine”.’
121 Ainsworth, M. (1964) Patterns of attachment behavior shown by the infant in interaction with his mother.
of the Strange Situation. Bristol: Psychology Press: ‘Tight control of maternal behaviour is impossible and indeed
undesirable. The compromise represented in our procedures turned out to have effected a reasonable degree of
standardisation of the situation, while allowing most mothers to behave naturally and fairly comfortably’ (41).
Cf. Brown, S. (2012) Abstract experimentalism. In N. Wakeford & C. Lury (eds) Inventive Methods (pp.61–75).
London: Routledge.
123 Ainsworth, M. & Bell, S. (1970) Attachment, exploration, and separation: illustrated by the behavior of one-
The Ainsworth Strange Situation was, then, a means for coaxing to visibility infants’
expectations about the availability of their caregiver as a secure base and safe haven, and
arraying these expectations and their associated affects within physical space and over epi-
sodes to make them available for analysis. In this way, the Strange Situation was intended to
dramatise a predicament faced in an ordinary, low-level way by the infant–caregiver dyad in
everyday life: the question of the extent to which the infants’ experiences led them to believe
that the caregiver was available when needed. The highly contrived situation was intended to
intensify and display specific aspects of real life experience, to be interpreted in the context of
home observations of these dyads.124
Ainsworth anticipated that, with the attachment behavioural system activated through
‘cumulative stresses’, infants would be increasingly disposed to seek their caregiver as a safe
haven:125
In general terms, Bowlby’s description of the expectable behavioural expression of the at-
tachment system was confirmed. Ainsworth was therefore all the more intrigued, however,
by the fact that some of the Baltimore infants made no approach to their caregiver after the
first reunion. However, the second separation seemed to activate the attachment behavioural
system to an intensity that they abandoned this task, and instead sought their caregiver:
Two little girls faced the strange situation with remarkable poise, to the extent of interact-
ing with the stranger and offering her toys—only to disintegrate when mother returned for
the second time, to cry and cling and carry on, as though they had borne as much as they
could, and now could give delayed expression of their distress.127
Yet several infants did not display distress even after the second separation, and Ainsworth
also noted the display of tension behaviours during reunion, suggesting the strain of holding
back the expression of the attachment behavioural system. She wrote to Bowlby:
A couple of babies who are clearly attached to their mothers showed relatively little stranger
anxiety and separation-disturbance, although showing subtle differences in behaviour in
the various phases of the strange situation, but they manifested the strain that had been
placed upon them by disturbance when the mother returned.128
124 Writing under Ainsworth’s influence, see Waters, E. & Sroufe, L.A. (1983) Social competence as a develop-
mental construct. Developmental Review, 3, 79–97: ‘Any single sample of naturalistic behavior, especially if brief,
could be unrepresentative and, paradoxically, less revealing of the child’s competence in the “real world” than a
strategically designed laboratory assessment, in which a child must cope with a problem that regularly (though
rarely) occurs in the natural environment’ (85). In fact, the similarity of the Strange Situation to ordinary expect-
able brief infant–caregiver separations has regularly been used by attachment researchers in research ethics appli-
cations over the decades.
125 Ainsworth, M. (1984) Attachment. In N.S. Endler & J. McVicker Hunt (eds) Personality and the Behavioral
The apparent lack of distress on separation was reminiscent of some of the infants Ainsworth
had observed in Uganda, who showed few attachment behaviours in response to separations
and reunions with their caregivers. These had often been infants with relatively less-sensitive
caregivers, by Ainsworth’s ethnographic assessment. The unruffled behaviour of these in-
fants also resembled the avoidant or ‘detached’ behaviour of some of the long-term hospital-
ised children seen by Robertson when observed in reunions with their caregivers. Ainsworth
quickly concluded that these individual differences in infant behaviour reflected differences
in the history of the caregiver–infant relationship.
Forming categories
129 Schaffer, H.R. & Emerson, P.E. (1964) The development of social attachments in infancy. Monographs of the
Psychological Study of the Strange Situation. Bristol: Psychology Press. Ainsworth and colleagues propose that
the Strange Situation can be used in custody and forensic decision-making: ‘A practical situation in which the
issue is whether or not to remove a child from his natural parents and place him in a foster or adoptive home, it
might be of moment to ascertain whether he has become strongly enough attached to his parent(s) that it would
be more traumatic to him to be separated from them or to remain with them’ (291). However, Ainsworth’s meas-
ures did not allow for assessment of strength of attachment. A scale for assessing the strength of attachment in
the Strange Situation would later be developed by Betty Carlson, though it has seen little use outside of research
contexts. See Zeanah, C.H., Smyke, A.T., Koga, S.F., Carlson, E., & Bucharest Early Intervention Project Core
Group (2005) Attachment in institutionalized and community children in Romania. Child Development, 76(5),
1015–28.
131 Ainsworth, M. & Wittig, B. (1969) Attachment and exploratory behaviour of one-year-olds in a Strange
Situation. In B.M. Foss (ed.) Determinants of Infant Behaviour, Vol. 4 (pp.111–36). London: Metheun, p.112–13.
132 Ainsworth, M. (1973) A Secure Base. Unpublished manuscript. PP/Bow/J.1/33. This claim was soon after
supported by Carr, S., Dabbs, J., & Carr, T. (1975) Mother–infant attachment: the importance of the mother’s visual
field. Child Development, 46, 331–8.
133 Ainsworth, M D.S. (1985) Attachments across the life span. Bulletin of the New York Academy of Medicine, 61,
792–812, p.805.
134 Mary Ainsworth
Ainsworth therefore stressed that researchers should not count behaviours in order to as-
sess the ‘strength’ of an attachment, but take note of qualitative differences in attachment rela-
tionships under conditions where the attachment system was anticipated to be activated. When
the second wave of her sample reached 11 months, Ainsworth and her team conducted the
Strange Situation again with these infant–caregiver dyads. In total, 23 of the 26 dyads in her
sample were seen in the Strange Situation. On the basis of these further observations, Ainsworth
distinguished three groups. Initially she termed them ‘prematurely independent’ (6 dyads),
‘secure’ (13 dyads), and ‘disturbed’ (4 dyads). However, Bowlby urged that these terms were ‘shot
through with value judgements & hidden predictions’.134 He suggested that the labels ‘A’, ‘B’, and
‘C’ should be used instead to avoid prejudging what the individual differences would mean.135
This was a strategy used by Ainsworth, Robertson, and Bowlby from their earliest work together,
analysing Robertson’s notes to distinguish different groups of children based on their response
134 Bowlby, J. (1967) Letter to Mary Ainsworth, 19 April 1967. Mary Ainsworth papers, Box M3168, Folder
2: ‘Terminology. All your terms—securely attached, prematurely independent & disturbed—are shot through with
value judgements & hidden predictions.’
135 Ainsworth, M. (1967) Letter to John Bowlby, 6 August 1967. Mary Ainsworth papers, Box M3168, Folder 2.
136 Ainsworth, M., Robertson, J., & Bowlby, J. (1953) ‘Reunion after prolonged separation’, chapters drafted for
an unpublished book. PP/BOW/D.3/21; see also Van Rosmalen, L., Van der Veer, R., & Van der Horst, F. (2015)
Ainsworth’s strange situation procedure: the origin of an instrument. Journal of the History of the Behavioral
Sciences, 51(3), 261–84.
137 Ainsworth, M. (1967) Letter to John Bowlby, 6 August 1967. Mary Ainsworth papers, Box M3168, Folder
2. For Ainsworth’s reflections having seen a greater diversity of samples, including higher risk samples and cases
of serious child neglect, see Ainsworth, M.D.S. (1980) Attachment and child abuse. In: G. Gerbner, C.J. Ross,
& E. Zigler (eds) Child Abuse: An Agenda for Action (pp.35–47). Oxford: Oxford University Press; Crittenden,
P.M. & Ainsworth, M.D.S. (1989) Child maltreatment and attachment theory. In D. Cicchetti & V. Carlson (eds)
Child Maltreatment: Theory and Research on the Causes and Consequences of Child Abuse and Neglect (pp.432–63).
Cambridge: Cambridge University Press.
138 Ainsworth, M. & Wittig, B. (1969) Attachment and exploratory behaviour of one-year-olds in a Strange
Situation. In B.M. Foss (ed.) Determinants of Infant Behaviour, Vol. 4 (pp.111–36). London: Metheun, p.126.
The Strange Situation 135
Group B.139 The largest proportion of dyads showed a smooth balance between attachment
and exploration: with increasing prompts for the attachment behavioural system, attach-
ment behaviour increased; when the caregiver was present, the child was comforted and
could return to play. Ainsworth labelled dyads where this pattern of behaviour was shown
139 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
as B3. Out of 106 infants, 42% were classified B3, compared to 23% other kinds of B.140 One
kind of Group B response that differed from the prototypical B3 was evident in the differ-
ence between infant behaviour on first and second reunion. From the very first, Ainsworth
had been interested in the fact that some children showed avoidance on the first reunion,
and then attachment behaviours on the second reunion. Their behaviour conveyed a sense
that with the increasing activation of the attachment behavioural system, these infants felt
that they were no longer able to manage their distress on their own, and that their caregiver
would be receptive under such circumstances. Their avoidance thawed as their desire for
comfort increased. These dyads were labelled B2.141
Another group of infants did not display much separation anxiety or proximity-seeking
on reunion, but were unmistakably happy to see their caregiver again on reunion. And
the attachment system seemed to be able to be terminated through distance interaction.
140 Ibid.
141 Throughout the 1970s and early 1980s, Ainsworth repeatedly considered splitting the B2 group up, especially
after seeing more 18-month Strange Situations. One group of B2 dyads would contain children who were confident
in their capacity to self-regulate following the first reunion, but who knew they could approach their caregiver as
needed when their anxiety and distress became greater on the second reunion. Another group of B2 dyads con-
tained children who seemed anxious and unhappy, and so avoided on the first reunion, but who could not sustain
their avoidance into the second reunion. See e.g. Ainsworth, M. (1981) Letter to Michael Lamb. Mary Ainsworth
Archive, Box M3173, Folder 4. It is quite possible that where an avoidant strategy seems bent or snapped rather
than relaxed into proximity-seeking, this would now generally get coded as D/A, since it would come with other
markers of tension. Certainly Ainsworth’s concern about the insecure B2s was no longer mentioned after the intro-
duction of the D classification, though this may also have been because the coding system by that point was too
well established.
142 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
infant–mother attachment. Child Development, 48(1), 182–94, p.186. Ainsworth would later conceptualize the
B1 classification as a kind of reserve, observable in other forms with later maturation—personal communication
cited in Cassidy, J., Marvin, R., with the Attachment Working Group of the John D. and Catherine T. MacArthur
Network on the Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool chil-
dren: procedures and coding manual. Unpublished manual.
145 Ainsworth, M.D.S., Bell, S.M., & Stayton, D.J. (1971) Individual differences in strange-situation behavior of
one-year-olds. In H.R. Schaffer (ed.) The Origins of Human Social Relations (pp.17–58). New York: Academic Press.
The Strange Situation 137
did not engage in affective communication with their caregiver, even as the attachment
behavioural system was presumed to be incrementally activated by the episodes of the
Strange Situation. Instead, a characteristic of the group was that they would often en-
gage with the toys or point out toys to the caregiver precisely when another child showed
distress and attachment behaviour. Despite individual differences within the groups, at
base the predicaments faced by the Group C and Group A dyads differed from one an-
other. Ainsworth and colleagues offered the dictum that ‘the C baby fears that he will
not get enough of what he wants; the A baby fears what he wants’.146 In other words, C
babies are not confident in the availability of the caregiver in the Strange Situation to
offer the comfort and protection they desire; A babies are concerned that expression of
desire for the caregiver will not be effective or, indeed, will backfire by eliciting rebuff or
punishment. In Patterns of Attachment, 21% of the total of 106 infants were classified as
146 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
of the Strange Situation. Bristol: Psychology Press, p.62. This role of Group C as a catch-all for anomalous behav-
iours would finally be officially eliminated by Ainsworth in the mid-1980s, following the introduction of the D
classification by Main (Chapter 3).
150 Ainsworth, M. & Wittig, B. (1969) Attachment and exploratory behaviour of one-year-olds in a Strange
Situation. In B.M. Foss (ed.) Determinants of Infant Behaviour, Vol. 4 (pp.111–36). London: Metheun, p.134.
151 Ainsworth, M. (1967) Letter to John Bowlby, 16 January 1967. Mary Ainsworth papers, Box M3168, Folder
2: ‘I am sure that Group C will become at least two groups rather than the mixed bag it presently is.’
152 Ainsworth, M. (1967) Letter to John Bowlby, 17 October 1967. PP/Bow/K.4/12.
153 Ainsworth, M. & Wittig, B. (1969) Attachment and exploratory behaviour of one-year-olds in a Strange
Situation. In B.M. Foss (ed.) Determinants of Infant Behaviour, Vol. 4 (pp.111–36). London: Metheun, p.132.
138 Mary Ainsworth
taking much determinate action to achieve their evident desire for closeness, and without
being fully comforted when that closeness was achieved. All of Ainsworth’s C2 infants also
displayed stereotypic behaviours, such as rocking to themselves;154 and Ainsworth later
wondered whether what she was seeing were infant ‘attempts to cope with a threat of psych-
otic fragmentation’ by quite mentally ill mothers.155
C1 and C2 infants had in common that the attachment behavioural system had a low
threshold for activation and termination: Group C infants were more wary of the stranger
than the other children seen in the Strange Situation, and might stop play and show a de-
gree of attachment behaviour even before the first separation. Additionally, following the re-
unions, they were not comforted or able to return to play. Whereas Group A infants seemed
unwilling to permit tension or drama, Group C infants seemed not to permit their reso-
lution. Ainsworth termed Group C ‘ambivalent/resistant’. Bowlby regarded this as an un-
Reflecting on the subtypes, Ainsworth came to the conclusion that infants could be distin-
guished by four kinds of behaviour. She developed scales that took account of ‘1) the degree
of activity and initiative of the behaviour; 2) promptness of the behaviour; 3) frequency of
the behaviour; and 4) duration of the behaviour’.159 These scales have only recently been
published as an appendix to the 2015 Psychology Press edition of Patterns of Attachment.
In the decades before that, they circulated as an unpublished manuscript, passed to indi-
viduals attending a training institute. The Ainsworth scales are, in practice, partly a written
and partly an oral tradition. Richters, Waters, and Vaughn found that without training in
154 Ainsworth, M.D.S., Bell, S.M., & Stayton, D.J. (1971) Individual differences in strange-situation behavior
of one-year-olds. In H.R. Schaffer (ed.) The Origins of Human Social Relations (pp.17–58). New York: Academic
Press, p.39.
155 Ainsworth, M. (1980) Infant attachment and maternal care: some implications for psychoanalytic concepts
of development. PP/Bow/J.1/53.
156 Bowlby, J. (1990) Letter to Sonia Monteiro de Barros, 6 August 1990. PP/Bow/B.3/40: ‘You are quite right to
link the two patterns of attachment you refer to, namely “anxious resistant” and “anxious ambivalent”. In fact, Mary
Ainsworth herself sometimes used “anxious ambivalent” as synonymous with “anxious resistant”. I thought that
was a mistake since all the insecure patterns of attachment are characterised by ambivalence, sometimes overt and
obvious, at others (e.g. avoidant & compulsive caregiving) only covert and potential.’
157 Ainsworth, M. (1969) Letter to John Bowlby, 23 February 1971. Mary Ainsworth Archive, Box M3168,
Folder3.
158 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
using these scales, inter-rater reliability is no better than chance.160 When the written text
is combined with training, three of the scales have incredible clarity and usability, a kind of
deftness of touch. These are the proximity-seeking, contact-maintenance, and avoidance
scales. Based on examples from a very small sample, Ainsworth managed to characterise
infant behaviour in terms of (i) initiative, (ii) promptness, (iii) frequency, and (iv) duration
within single dimensions. And this measure has captured the behaviour of the large ma-
jority of infants in all subsequent samples with a surprising degree of effectiveness. There
is certainly some shoehorning that takes place as coders work with samples with very dif-
ferent caregiving cultures; but, as Behrens observed, what is curious is that there is much
less than might be expected.161
In the case of proximity-seeking, higher scores have to do with the efforts the infant puts
into getting proximity. In the highest score on the scale, ‘the baby purposively approaches the
160 Richters, J.E., Waters, E., & Vaughn, B.E. (1988) Empirical classification of infant–mother relationships from
interactive behavior and crying during reunion. Child Development, 59(2), 512–22, p.520.
161 Behrens, K.Y. (2016) Reconsidering attachment in context of culture: review of attachment studies in Japan.
behaviour in the Strange Situation. In Patterns of Attachment: A Psychological Study of the Strange Situation.
Bristol: Psychology Press.
163 Ibid.
164 Ibid.
140 Mary Ainsworth
to greet his mother and ignores her for a time and then takes the initiative in making contact
or undertaking interaction, even though the mother has not sought his attention’.165
Ainsworth also developed a resistance scale, which measures the intensity, frequency, and
duration of frustration or aggression directed towards the caregiver, including frustrated re-
sistance to being held. This scale is somewhat less polished and well characterised, likely
because incidence of aggression towards the caregiver was less frequent in the Ainsworth
sample than proximity-seeking, contact-maintenance, and avoidance. However, the resist-
ance scale has appeared to have equivalent inter-rater reliability to the others. The relevant
behaviours are: ‘pushing away, throwing away, dropping [toys passed to the infant by the
caregiver], batting away, hitting, kicking, squirming to be put down, jerking away, stepping
angrily, resistance to being picked up or moved or restrained. More diffuse manifestations
are angry screaming, throwing self about, throwing self down, kicking the floor, pouting,
Why categories?
165 Ibid.
166 Ibid.
167 Crittenden, P.M. (2001) Organization, alternative organizations, and disorganization: competing perspec-
tives on the development of endangered children. Contemporary Psychology, 46, 593–6: ‘I am reminded of a per-
sonal conversation that I had with Ainsworth around the time that samples for training on infant attachment
classification were being gathered. Ainsworth lamented a general lack of competence in discerning Type C, fearing
that the pattern was being lost, especially the passive C2 subpattern’ (595).
168 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
of the Strange Situation. Bristol: Psychology Press, Chapter 6. The identification of a two-function model was later
replicated by other researchers: Richters, J.E., Waters, E., & Vaughn, B.E. (1988) Empirical classification of infant–
mother relationships from interactive behavior and crying during reunion. Child Development, 59(2), 512–22;
Lamb, M., Thompson, R.A., Gardner, W., & Charnov, E.L. (1985) Infant–Mother Attachment: The Origins and
Developmental Significance of Individual Differences in the Strange Situation. Hillsdale, NJ: Lawrence Erlbaum.
The Strange Situation 141
reunions. This distinguished the A from the B and C dyads. Avoidance in the second reunion
made a large additional contribution to variance, over and above the first reunion. There was
also a negative relationship with the proximity-seeking and contact-maintaining, especially
in the second reunion.
The second function was mainly constituted by scores on the resistance scale on first and
second reunion, and with crying through the two reunion episodes. This function distin-
guished the C from the A and B dyads. Contrary to the coding protocols, which give par-
ticular weight to the second reunion, in fact the discriminant function analysis revealed that
both episodes made the same contribution to variance in classification. Though rare, the best
predictor of a C classification was displays of distress before any separation in the Strange
Situation, indicating little ability to use the caregiver as a safe base to deal with the novel set-
ting. However, overall, the second function was not as effective as the first. The two-factor
169 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
seeking behavior and attachment subgroups. Infant Behavior and Development, 37(3), 352–65; on the lower rates
of B3 in other samples see for instance 12% B3 reported in Van IJzendoorn, M.H., Goossens, F.A., Tavecchio,
L.W.C., Vergeer, M.M., & Hubbard, F.O.A. (1983) Attachment to soft objects: its relationship with attachment to
the mother and with thumbsucking. Child Psychiatry & Human Development, 14(2), 97–105.
142 Mary Ainsworth
1. A first argument was that categorical measures are appropriate when equivalence is
assumed between behaviours with a common goal.173 This is an effective argument
against approaches to the Strange Situation that merely counted the frequency of par-
ticular behaviours, a popular approach in the early 1970s.174 Ainsworth appeared not
to have noticed that this argument is not an effective one against the use of her own
scales for coding the Strange Situation. The scales already captured the fact that there
were a diversity of ways that infants could seek proximity, retain contact with their
caregiver, avoid expression of the attachment behavioural system, or display aggres-
sion. The fact that Ainsworth’s protocols mandated that coders should first score the
172 For a review of early arguments in favour of dimensionality see Lamb, M., Thompson, R.A., Gardner, W.,
& Charnov, E.L. (1985) Infant–Mother Attachment: The Origins and Developmental Significance of Individual
Differences in the Strange Situation. Hillsdale, NJ: Lawrence Erlbaum, p.281.
173 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
177 Fonagy, P. (1999) Points of contact and divergence between psychoanalytic and attachment theories: is psy-
of the Strange Situation. Bristol: Psychology Press; Isabella, R.A. (1993) Origins of attachment: maternal interactive
behavior across the first year. Child Development, 64(2), 605–621.
179 Sroufe, L.A. (2016) The place of attachment in development. In J. Cassidy & P.R. Shaver (eds) Handbook of
Attachment: Theory, Research, and Clinical Applications, 3rd edn (pp.997–1011). New York: Guilford, p.1008.
180 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
of the Strange Situation. Bristol: Psychology Press, p.57. See also Ainsworth, M. (1981) Letter to Michael Lamb, 8
November 1981. Mary Ainsworth Archive, Box M3173, Folder 4: ‘I do not think that all of the relevant basis for
classification judgment has as yet been captured by the variables we have so far identified and scored.’
181 In fact, curiously, the only study to investigate this matter empirically and in detail found that the second
reunion conveyed only 10% more information than the first reunion. The advantage of the two reunions is that
it strengthens the signal received by researchers about the functioning of the attachment behavioural system.
Kroonenberg, P.M., Dam, M.V., IJzendoorn, M.H., & Mooijaart, A. (1997) Dynamics of behaviour in the strange
situation: a structural equation approach. British Journal of Psychology, 88(2), 311–32: ‘The second sequence does
not add qualitatively new information to what is observed in the first sequence but merely intensifies the behav-
ioural pattern. The replicated nature of the Strange Situation procedure may be one of the reasons for its robustness
and its validity despite its relatively short duration’ (327–8).
182 An illustration of this transition can be seen in discussions of the B4 category. In the early 1980s, van
IJzendoorn was highly concerned about B4, and urged the need for larger samples to investigate Ainsworth’s sub-
types, e.g. van IJzendoorn, M.H., Goossens, F.A., Kroonenberg, P.M., & Tavecchio, L.W.C. (1985) Dependent at-
tachment: B-4 children in the strange situation. Psychological Reports, 57(2), 439–51. However, by the 2000s when
he had data available from many more and much larger samples, van IJzendoorn appears not to have even run
the analyses he himself called for two decades earlier. This shift in van IJzendoorn’s position offers an especially
clear illustration, perhaps even a microcosm, of the broader direction of travel of developmental science in the
period. See Roisman, G.I. & van IJzendoorn, M.H. (2018) Meta-analysis and individual participant data synthesis
in child development: introduction to the special section. Child Development, 89(6), 1939–42. A commitment
144 Mary Ainsworth
to subclassifications was retained in the work of Ainsworth’s student Patricia Crittenden, prompting recent de-
bate with van IJzendoorn and colleagues who argued that the fine-grained information captured by subclassifi-
cations put at risk scientific credibility, which must be based on aggregation. See Crittenden, P.M. & Spieker, S.J.
(2018) DMM vs. ABC+D assessments of attachment in child protection and treatment: reply to van IJzendoorn,
Bakermans, Steele, & Granqvist. Infant Mental Health Journal, 39(6), 647–51.
183 Kroonenberg, P.M. & van IJzendoorn, M.H. (1987) Exploring children’s behavior in the Strange Situation.
In L.W.C. Tavecchio & M.H. van IJzendoorn (eds) Attachment in Social Networks. Contributions to the Bowlby–
Ainsworth Attachment Theory (pp.379–426). New York: Elsevier, pp.380, 409.
184 Van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2014) Confined quest for continuity: the categor-
ical versus continuous nature of attachment. Monographs of the Society for Research in Child Development, 79(3),
157–67.
185 Fraley, R.C. & Waller, N.G. (1998) Adult attachment patterns: a test of the typological model. In J.A. Simpson
& W.S. Rholes (eds) Attachment Theory and Close Relationships. New York: Guilford: ‘Ainsworth et al. (1978) are
somewhat ambiguous regarding the ontological status of the classificatory groups’ (108).
186 Ainsworth, M. (1981) Letter to Michael Lamb, 8 November 1981. Mary Ainsworth Archive, Box M3173,
Folder 4.
The Strange Situation 145
conclusion that she had discovered ‘natural kinds’, representing qualitatively different forms
of relationships and patterns of child socioemotional development.187 They acknowledged
that scientific constructs are always approximations and simplifications of reality. However,
discourses that situated attachment as by nature divided into categories influenced and infil-
trated activities such as research design and coding.188
The Ainsworth categories were initially important in the 1970s and 1980s in countering
social learning theorists, who argued that secure attachment behaviour was caused simply by
the mother having reinforced approach when her infant cried. Yet Ainsworth could counter
by showing that neither distressed approach nor the absence of distressed approach de-
fined Group B, but rather the use of the caregiver as a secure base and safe haven. Yet, subse-
quently, the category-based system helped contribute to both the popularity and reifications
of attachment theory. A tale about ‘three kinds of infants’ is one that can carry a tune, and it
187 For other interpretations of Ainsworth that treated her categories as reflecting or like natural kinds, see e.g.
Bretherton, I. (1990) Communication patterns, internal working models and the intergenerational transmis-
sion of attachment relationships. Infant Mental Health Journal, 11, 237–51; Crittenden, P.M. (2000) A dynamic–
maturational model of the function, development, and organization of human relationships. In R.S.L. Mills & S.
Duck (eds) Developmental Psychology of Personal Relationships (pp.199–218). New York: Wiley.
188 See Beauchaine, T.P. & Waters, E. (2003) Pseudotaxonicity in MAMBAC and MAXCOV analyses of
rating-scale data: turning continua into classes by manipulating observer’s expectations. Psychological Methods,
8(1), 3–15.
189 In the hands of some critics the Strange Situation was treated as some kind of marine mammal, with jaws
wide as it moved through the water, ingesting individual differences like krill and exhaling pre-established cat-
egories of infants. See e.g. Knudson-Martin, C. (2012) Attachment in adult relationships. Journal of Family Theory
& Review, 4(4), 299–305; Gaskins, S. (2013) The puzzle of attachment. In N. Quinn & J.M. Mageo (eds) Attachment
Reconsidered (pp.33–66). London: Palgrave.
190 Fraley, R.C. & Spieker, S.J. (2003) Are infant attachment patterns continuously or categorically distributed?
Continua. Newbury Park, CA: Sage. For a review of this development see Kendler, K.S., Zachar, P., & Craver, C.
(2011) What kinds of things are psychiatric disorders? Psychological Medicine, 41(6), 1143–50. This perspective
has influenced the design of subsequent attachment measures, for instance Steele, H., Steele, M., & Kriss, A. (2009)
The Friends and Family Interview (FFI) Coding Guidelines. Unpublished manuscript.
146 Mary Ainsworth
styles. We think that the typological approach . . . may help promote the widespread belief
that there is a single etiology.’192
To support their claims, Fraley and Spieker used taxometric analysis to show that
Ainsworth’s three patterns of attachment were better modelled as two dimensions: a di-
mension between avoidance and security, crossed by a dimension between resistance and
security. Part of the attractiveness of this proposal was that dimensional scales might well
contribute to greater statistical power; differences between dyads in the middle-range would
be captured, rather than forcing cases artificially into categories. Another part of the attract-
iveness of the proposal was that these scales had been coded by researchers as part of making
judgements about the categories. So the field could use the already-existing data on the
scales from decades of work. Proximity-seeking and the absence of resistance and avoidance
could offer an approximation of a dimensional characterisation of security, even if this was
192 Fraley, R.C. & Waller, N.G. (1998) Adult attachment patterns: a test of the typological model. In J.A. Simpson
& W.S. Rholes (eds) Attachment Theory and Close Relationships. New York: Guilford, p.101.
193 In fact, until the 2000s, many laboratories destroyed their data regarding the Ainsworth scales, since the focus
for publications was on categories alone. This was noted by Lamb, M., Thompson, R.A., Gardner, W., & Charnov,
E.L. (1985) Infant–Mother Attachment: The Origins and Developmental Significance of Individual Differences in the
Strange Situation. Hillsdale, NJ: Lawrence Erlbaum, p.138.
194 Cummings, E.M. (2003) Toward assessing attachment on an emotional security continuum: comment on
Fraley and Spieker (2003). Developmental Psychology, 39, 405–408; Cassidy, J. (2003) Continuity and change in
the measurement of infant attachment: comment on Fraley and Spieker (2003). Developmental Psychology, 39(3),
409–12.
195 Fraley, C. (2002) Response to Reviewers, Letter to Douglas M. Teti, Associate Editor of Developmental
Psychology, 30 January 2002. Unpublished text shared by the author: ‘The reviewer seems to be supposing hos-
tile and destructive ambitions for our paper that are simply not true’ . . . “Unfortunately, in the previous draft we
did phrase things in a way that might lead a reader to conclude that attachment research based on the categorical
model is faulty. As reviewer D noted, for example, we stated that “the typological model is invalid” on page 30 of the
previous draft. In that context, we were arguing that the categorical assumption (i.e., that attachment “categories”
exist) is not supported by the data. That does not imply, however, that the kinds of factors that are captured by the
categorical system are invalid. As reviewer D notes, it is probably the case that the categories have been successful
because they capture the relevant dimensions underlying the patterning of attachment behavior. We have revised
the manuscript in order to make it clear that we are not challenging or calling into question the significance of at-
tachment theory and research. It is precisely because we believe that this area of inquiry is important and valuable
that we have posed the questions that we have in this paper.’
196 Ibid.
Interpretation of the Strange Situation 147
There is often discussion today about opposition between a ‘category’ and a ‘dimension’
camp to Strange Situation data. However, in fact, this is something of an artefact. Both sides
seem to agree that there are underlying dimensions. The question is whether a dimensional
approach to the data would offer better prediction. Author of one of the critical replies to
Fraley and Spieker, Alan Sroufe stated in 2000 that ‘traditionally, the measurements of se-
curity of attachment have been categorical, although it would seem conceptually that there
are underlying dimensions’.197. In fact, from the late 1980s Sroufe’s close colleague Byron
Egeland even used group exercises to encourage parents in their STEEP intervention
(Chapter 4) to think about aspects of care and parenting as dimensions, as a dimensional
perspective was regarded as likely to improve attachment security in the caregiver–infant
dyads by contributing to a more ‘informed, realistic understanding’.198
It is curious that so many years after Fraley and Spieker’s paper, the field is yet to see a pub-
The identification of distinct attachment classifications raised the question of their defining
characteristics and antecedents. In interpreting the behaviour shown by infants in the
197 Rutter, M. & Sroufe, L.A. (2000) Developmental psychopathology: concepts and challenges. Development
& Psychopathology, 12(03), 265–96. A few years earlier, in work with Gail Fury and Elizabeth Carlson, Sroufe had
criticised Main and Kaplan’s category-based system for coding family drawings at age 6 (Chapter 3) and replaced
it with a series of dimensional scales. Fury, G., Carlson, E.A., & Sroufe, A. (1997) Children’s representations of
attachment relationships in family drawings. Child Development, 68(6), 1154–64. Another illustration is offered
by Hesse and van IJzendoorn, generally regarded as key defenders of the category-based approach, who—with
category-based data available—nonetheless reported their findings in terms of a 9-point scale ‘LapseTr’, com-
prising the highest score obtained on either the loss or abuse scale of the Adult Attachment Interview. Hesse,
E. & van IJzendoorn, M. (1999) Propensities towards absorption are related to lapses in the monitoring of rea-
soning or discourse during the Adult Attachment Interview: a preliminary investigation. Attachment & Human
Development, 1, 67–91.
198 Egeland, B., Weinfield, N., Bosquet, M., & Cheng, V. (2000) Remembering, repeating, and working
through: lessons from attachment-based interventions. In J. Osofsky (ed.) WHIMH Handbook of Infant Mental
Health, Vol. 4 (pp.35–89). New York: Wiley, p.64–5.
199 Groh, A.M., Propper, C., Mills-Koonce, R., Moore, G.A., Calkins, S., & Cox, M. (2019) Mothers’ physio-
logical and affective responding to infant distress: unique antecedents of avoidant and resistant attachments. Child
Development, 90(2), 489–505.
200 Another contributing factor may have been that Main and Solomon decided to code disorganization using a
single encompassing scale rather than developing subscales for forms of disorganization, as Main and Hesse later
did for frightening/frightened behaviour (Chapter 3). This has made it more difficult to appraise the taxonicity of
disorganization.
148 Mary Ainsworth
Strange Situation, Ainsworth and colleagues drew on observations of the dyads at home and
particularly caregiving behaviour by the mother. The strong relationship between the two
sources of information gave Ainsworth’s team confidence that the Strange Situation tapped
patterns of attachment, since results were congruent with the history of infant–mother inter-
action.201 In publications, Ainsworth felt obliged by the genre of academic writing in devel-
opmental psychology in the 1970s and 1980s to present her research as setting out to test
hypotheses and, on this basis, discovering correlations. This gave many readers the impres-
sion that Ainsworth had more confidence in her findings than she did, and that she was
emphasizing the importance of infant–mother interaction over all other factors. In fact,
Ainsworth regarded her work as exploratory, seeking to identify previously unnoticed as-
sociations between infant attachment behaviour and the infant’s history of receiving care, by
wading around, up to the knees in her hundreds of hours of observational data.202 In a letter
To discover the interrelationships implicit in these data is my chief talent and all-absorbing
aim. I realised that when my own intuitive feel for the data is blocked by our elaborate
reliability machinery and do not hesitate to go beyond it. Thus with our attachment–ex-
ploration balance classification. I was more concerned to find the “right” basis of classifica-
tion than to stop with the semi-satisfactory basis that was subject to our reliability-checks.
Research is always a compromise—and presumably the most important things are to know
what one’s own compromise has been and not to attempt to convince either oneself or
others that one has done the impossible.203
In a letter from 1970, she added: ‘Our horrible hypothesis-testing traditional leads us (me
and especially my co-authors) to lead the reader to the conclusion that we are claiming suc-
cessful hypothesis testing, whereas in fact we are presenting a new viewpoint together with
one small but “telling” body of evidence that seems congruent with it and hence to offer some
support.’204 Main later recalled that Ainsworth repeatedly applied over subsequent years for
funding to conduct a replication of her Baltimore study without success:
Worrying about the possibility of contaminations among variables which were only iden-
tified during the course of the study—she had intended it as a pilot investigation. In her
second, planned replication study, she would make no changes, develop no new infant or
maternal variables, re-conduct the strange situation procedure with no revisions in her
sub-groupings, and hence properly and completely re-test her initial results. However,
her applications to granting agencies to conduct this new Baltimore study were repeatedly
turned down.205
201 Ainsworth. M.D.S. (1983) Patterns of infant–mother attachment as related to maternal care: their early
history and their contribution to continuity. In D. Magnusson & V.L. Allen (eds) Human Development: An
Interactional Perspective (pp.35–55). New York: Academic Press, p.52.
202 The ethos of Ainsworth’s approach is revealed with remarkable clarity in her letters to Silvia Bell, especially
those sent during Ainsworth’s sabbatical at Stanford: Ainsworth, M. (1968) Letter to Silvia Bell, 2 January 1968.
Mary Ainsworth Archive, Box M3169, Folder 6: ‘Part of the luck has been capitalisang on differences within the
sample. I work back and forth from “cause” to “effect” in the same sample. Under these circumstances it is relatively
easy to get everything fitting into place.’
203 Ainsworth, M. (1970) Letter to John Bowlby, 7 August 1969. PP/Bow/K.4/12.
204 Ainsworth, M. (1970) Letter to John Bowlby, 1 September 1970. PP/Bow/K.4/12.
205 Main M. (1999) Mary D. Salter Ainsworth: tribute and portrait. Psychoanalytic Inquiry, 19, 682–776, p.722.
Interpretation of the Strange Situation 149
206 Ainsworth, M. (1997) Peter L. Rudnytsky—the personal origins of attachment theory: an interview with
Mary Salter Ainsworth. Psychoanalytic Study of the Child, 52, 386–405, p.405.
207 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
E., Vaughn, B.E., & Egeland, B.R. (1980) Individual differences in infant–mother attachment relationships at age
one: antecedents in neonatal behavior in an urban, economically disadvantaged sample. Child Development, 51(1),
208–16.
209 Van IJzendoorn, M.H. & Wolff, M.S. (1997) In search of the absent father—meta-analyses of infant–father
by fussing and distress already when the stranger seeks to engage the child in the Strange
Situation before the separations. As such, the temperament assessment itself may serve to
elicit the resistant attachment pattern, confounding the assessment of temperament with at-
tachment. In line with this supposition, resistance was found to be more strongly associated
in the meta-analysis with greater levels of fearful distress, rather than lower levels of the ex-
pression of positive emotions.
Secure attachment
Rather than infant temperament, Ainsworth argued that the antecedents of individual dif-
ferences in attachment lay primarily in experiences of caregiving. This argument was based
211 Ainsworth, M. (1984) Attachment. In N.S. Endler & J. McVicker Hunt (eds) Personality and the Behavioral
remains unclear. And other researchers, in fact, found associations between early child orienting behaviours
and later attachment, even with caregiving included in the model. The earliest such finding was Grossmann, K.,
Grossmann, K.E., Spangler, G., Suess, G., & Unzner, L. (1985) Maternal sensitivity and newborns’ orientation re-
sponses as related to quality of attachment in northern Germany. Monographs of the Society for Research in Child
Development, 50(1–2), 233–56.For a more recent discussion see Spangler, G. (2013) Individual dispositions as
precursors of differences in attachment quality: why maternal sensitivity is nevertheless important. Attachment &
Human Development, 15(5–6), 657–72.
213 Harwood, R.L., Miller, J.G., & Irizarry, N.L. (1995) Culture and Attachment: Perceptions of the Child in
Context. New York: Guilford: ‘The concept of “security”, although technically similar to a sense of psychological
safety, has become laden with an array of values and ideals peculiar to mainstream U.S. discourse: the “secure”
person is self-confident, independent, and able to utilise his or her talents and abilities to the fullest, but also
has the capacity to be empathetic and to relate to others. In short, the “secure” individual is one who embodied
U.S. ideals of optimal socioemotional development—ideals that may or may not translate well into the meaning
Interpretation of the Strange Situation 151
morally laden discourses about security in contemporary ‘risk society’ has helped failures
of security connote danger and destruction.214 A semantic mapping exercise conducted by
Waters with psychology students found that they used the connotations of the word to make
spurious assumptions. For instance, it was assumed that ‘security’ for Ainsworth meant con-
fident, and therefore someone socially dominant.215 Sociologists have observed that the con-
notations of Ainsworth’s terms have helped support both the popularisation and popular
misconceptions of attachment ideas, including moralizing narratives in which insecure
babies have been broken by their caregivers.216 Ainsworth’s students, especially those with
clinical training, have made much the same point. The eminent clinician Alicia Lieberman,
a graduate student of Ainsworth’s, offered a rare criticism of her teacher for failing to ad-
equately clarify that the meaning of ‘security’ differed from ordinary language. Lieberman
alleged that attachment researchers since Ainsworth have slid about unsteadily between
systems of other cultural groups’ (143–4); Weisner, T.S. (2005) Attachment as a cultural and ecological problem
with pluralistic solutions. Human Development, 48(1–2), 89–94: ‘Using the word “secure” assumes that there is, in
cultures everywhere, a positive valence for development associated with that behavior profile’ (91). Bowlby did not
help matters in his characterization of the diverse perceived virtues of the Apollo 13 astronauts in terms of their
attachment security. Bowlby, J. (1970, 1979) Self-reliance and some conditions that promote it. In The Making and
Breaking of Affectional Bonds (pp.124–49). London: Routledge, p.129. See Laubender, C. (2019) From the bomb to
Apollo 13: Bowlby and the Cold War. The Psychologist, 32, 76–9.
214 E.g. Huysmans, J. (1998) Security! What do you mean? From concept to thick signifier. European Journal of
International Relations, 4(2), 226–55; Harrington, C. & Shearing, C. (2017) Security in the Anthropocene: Reflections
on Safety and Care. New York: Columbia University Press.
215 Everett Waters, personal communication, July 2019.
216 Thornton, D.J. (2011) Neuroscience, affect, and the entrepreneurialization of motherhood. Communication
and Critical/Cultural Studies, 8(4), 399–424; Wall, G. (2018) ‘Love builds brains’: representations of attachment
and children’s brain development in parenting education material. Sociology of Health & Illness, 40(3), 395–409.
217 Lieberman, A.F. & Van Horn, P. (2008) Psychotherapy with Infants and Young Children. New York: Guilford,
p.11. Liberman would make the same point about Main’s term ‘disorganised attachment’ (Chapter 3).
218 E.g. Fearon, R.M.P., Bakermans- Kranenburg, M.J., & van IJzendoorn, M.H. (2010) Jealousy and at-
tachment: the case of twins. In S.L. Hart & M. Legerstee (eds) Handbook of Jealousy. Theory, Research, and
Multidisciplinary Approaches (pp.362–86). New York: Wiley, p.372.
219 Ainsworth, M. (1969) CPA oral history of psychology in Canada interview. Unpublished. http://www.fem-
haven in the Strange Situation, but also this security seemed intelligible in the context of the
sensitive caregiving the infants received at home, which would make them unconcerned or
not worried about the caregiver’s availability. As a consequence, these infants could imple-
ment the ‘short version’ of the expression of the attachment behavioural system, since the
system was not complicated by inhibition, anger, or other forms of conflict or guardedness.
Looking back, researchers such as Sroufe and van IJzendoorn recalled that early reports
of the strength of the association between Strange Situation behaviour and caregiver sen-
sitivity reported in Patterns of Attachment contributed to an intense interest in attachment
theory and to use of the Strange Situation among a generation of younger researchers.220 It
was, though, very rare for extensive naturalistic observations at home to take place; such
an expenditure of resources would have been reckless for a developmental psychologist in
a field increasingly focused from the 1970s onwards on quantification and rapid research.
220 Sroufe, L.A. (1985) Attachment classification from the perspective of infant–caregiver relationships and in-
fant temperament. Child Development, 56(1), 1–14, p.7; Wolff, M.S. & van IJzendoorn, M.H. (1997) Sensitivity
and attachment: a meta-analysis on parental antecedents of infant attachment. Child Development, 68(4), 571–91,
p.585. On the ‘winner’s curse’ of unrepresentatively strong findings in early studies leaving a legacy for later re-
search see Young, N.S., Ioannidis, J.P.A., & Al-Ubaydli, O. (2008) Why current publication practices may distort
science. PLoS Med, 5 (10), e201.
221 Van IJzendoorn, M., Juffer, F., & Duyvesteyn, M. (1995) Breaking the intergenerational cycle of insecure at-
tachments: a review of attachment-based interventions on maternal sensitivity and infant security. Journal of Child
Psychology and Psychiatry, 36, 225–48; Howes, C., Galinsky, E., & Kontos, S. (1998) Child care caregiver sensitivity
and attachment. Social Development, 7(1), 25–36.
222 Wolff, M. S. & van IJzendoorn, M.H. (1997) Sensitivity and attachment: a meta-analysis on parental ante-
cedents of infant attachment. Child Development, 68(4), 571–91; Van IJzendoorn, M.H. & Wolff, M.S. (1997)
In search of the absent father—meta-analyses of infant–father attachment: a rejoinder to our discussants. Child
Development, 68(4), 604–609.
223 Van IJzendoorn, M.H. (2019) Replication crisis lost in translation? Paper presented at International
sensitivity, and the infant–mother attachment relationship. Developmental Psychology, 34(5), 925–33.
Interpretation of the Strange Situation 153
developed by David Pederson, Greg Moran, and Sandi Bento,225 and the CARE-Index devel-
oped by Patricia Crittenden during graduate study with Ainsworth226 had the strongest as-
sociations, whereas other assessments of sensitivity, including Ainsworth’s original measure,
had weaker associations.227
Researchers have generally not returned to Ainsworth’s methodology of naturalistic ob-
servation to reconsider the sensitivity–attachment link inductively. Instead, the approach
adopted by attachment researchers has generally been dedictive identification of other fac-
tors. In subsequent years, other factors besides sensitivity have been identified deductively
and then found to be important. One is the emotional climate of the home in higher-risk
samples, which appears to exert direct influence on child security unmediated by the be-
haviour of the parent towards the child.228 Researchers also found important moderators of
the sensitivity–attachment link. Child genotype may play a role, with a gene × environment
225 Pederson, D.R. & Moran, G. (1995) Appendix B: maternal behavior Q-set. Monographs of the Society for
scales false positive affect and a construct of ‘compulsivity’. It also differentiates insensitive intrusiveness from in-
sensitive unresponsiveness. Madigan and colleagues reported a much larger range for the CARE Index than for
other measures in terms of associations with sensitivity across studies. This may reflect the wider lens of the CARE
Index, which can be anticipated to contribute to measurement variance between studies with populations charac-
terized by different caregiving profiles.
227 Madigan, S., Verhage, M.K., Schuengel, C., et al. (2019) Parental sensitivity and mentalization as predictors
Journal of Applied Developmental Psychology, 26(4), 440–55. Raikes and Thompson contrasted the emotion cli-
mate of the home with the role of socioeconomic factors, which they found influenced the security of attachment
as mediated by caregiver behaviour.
229 Barry, R.A., Kochanska, G., & Philibert, R.A. (2008) G× E interaction in the organization of attach-
ment: mothers’ responsiveness as a moderator of children’s genotypes. Journal of Child Psychology and Psychiatry,
49(12), 1313–20; Luijk, M.P., Roisman, G.I., Haltigan, J.D., et al. (2011) Dopaminergic, serotonergic, and oxyton-
ergic candidate genes associated with infant attachment security and disorganization? In search of main and inter-
action effects. Journal of Child Psychology and Psychiatry, 52(12), 1295–307.
230 Lamb, M.E. (2002) Infant– father attachments and their impact on child development. In C.S. Tamis-
LeMonda & N. Cabrera (eds) Handbook of Father Involvement: Multidisciplinary Perspective (pp.93–117).
Mahwah, NJ: Lawrence Erlbaum; Lucassen, N., Tharner, A., van IJzendoorn, M.H., et al. (2011) The association
between paternal sensitivity and infant–father attachment security: a meta-analysis of three decades of research.
Journal of Family Psychology, 25(6), 986–92.
231 Verhage, M.L., Fearon, R.P., Schuengel, C., et al. (2019) Collaboration on attachment transmission synthesis.
Does risk background affect intergenerational transmission of attachment? Testing a moderated mediation model
with IPD. Paper presented at Biennial Meeting of Society for Research in Child Development, Baltimore, MD.
154 Mary Ainsworth
attention to and interest in the child’s emotional experience.232 Fonagy and colleagues even
argued that this association is an artefact, with both caregiver sensitivity and individual
differences in the Strange Situation reflecting the caregivers’ capacity to imagine, perceive,
and interpret their child’s behaviour in terms of intentional mental states (e.g., needs, de-
sires, feelings, beliefs, goals, and reasons), as well as their own behaviour towards the child
in such terms. They have termed this general capacity ‘mentalisation’, and as ‘reflective
function’ when it is applied within an attachment relationship.233 Recently, Fonagy and
colleagues proposed that individual differences in infant attachment reflect forms of trust
or distrust in information given by caregivers about the environment and their own avail-
ability. Whereas Ainsworth argued that Bowlby missed the value of learning in thinking
about the evolutionary function of attachment relationships, Fonagy and colleagues took
this argument further. They speculated that the most important evolutionary function of
Subgroup B3 is the largest in the sample, and accounts for 42% of the total sample. We con-
sider it to be the normative group, not merely because it is the largest, but also because, as
232 Meins, E., Fernyhough, C., Fradley, E., & Tuckey, M. (2001) Rethinking maternal sensitivity: mothers’ com-
ments on infants’ mental processes predict security of attachment at 12 months. Journal of Child Psychology and
Psychiatry and Allied Disciplines, 42(5), 637–48; Koren-Karie, N., Oppenheim, D., Dolev, S., Sher, E., & Etzion-
Carasso, A. (2002) Mothers’ insightfulness regarding their infants’ internal experience: relations with maternal
sensitivity and infant attachment. Developmental Psychology, 38(4), 534–42.
233 Fonagy, P. Steele, H., Steele, M., & Holder, J. (1997) Attachment and theory of mind: overlapping constructs?
Association for Child Psychology and Psychiatry Occasional Papers, 14, 31–40.
234 Fonagy, P. & Allison, E. (2014) The role of mentalizing and epistemic trust in the therapeutic relationship.
mentalization and sensitivity as predictors of infant–parent attachment. Psychological Bulletin, 143(12), 1245–72.
236 On the interpretation of effect sizes in psychology see Funder, D.C. & Ozer, D.J. (2019) Evaluating effect size
in psychological research: sense and nonsense. Advances in Methods and Practices in Psychological Science, 2(2)
156–68: ‘An effect-size r of .05 indicates an effect that is very small for the explanation of single events but poten-
tially consequential in the not-very-long run, an effect-size r of .10 indicates an effect that is still small at the level of
single events but potentially more ultimately consequential, an effect-size r of .20 indicates a medium effect that is
of some explanatory and practical use even in the short run and therefore even more important, and an effect-size
r of .30 indicates a large effect that is potentially powerful in both the short and the long run. A very large effect size
(r = .40 or greater) in the context of psychological research is likely to be a gross overestimate that will rarely be
found in a large sample or in a replication’ (156).
Interpretation of the Strange Situation 155
we subsequently show, it is the subgroup whose members have the most harmonious inter-
action with their mothers.237
‘Normative’ is a tricky word. As Cicchetti and Beeghly observed, the term confusingly hinges
judgements about what differs from a constant or average with assumptions about deviance
or defectiveness.238 The frequency of B3, the fact that it seemed a prototypical expression
of the attachment behavioural system, uncomplicated by avoidance or resistance, and the
strong relationship between B3 and caregiver sensitivity led Ainsworth and colleagues to
speculate that this is the natural state of mothers and infants. They argued that the human
attachment behavioural system is ‘adapted (in the evolutionary sense) to include a mother
whose reciprocal maternal behaviours are sensitively turned to infant signals’.239 Ainsworth
and her group accepted Bowlby’s dictum on this matter that ‘natural is better’ (Chapter 1),240
237 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
tions to an integrative theory of development. In D. Cicchetti & M. Beeghly (eds) Children with Down syndrome: A
Developmental Perspective (pp.29–62). Cambridge: Cambridge University Press, p.32. See also Canguilhem, G.
(1966, 1989) The Normal and the Pathological, trans. C.R. Fawcett & R.S. Cohen. New York: Zone Books.
239 Ainsworth, M.D.S. (1976) Discussion of papers by Suomi and Bowlby. In: G. Serban (ed.) Animal Models in
tion of whether infants could be adapted to various forms of caregiving environment, the reply (copied to Mary
Ainsworth) was uncompromising: ‘I need a lot of convincing that all these variations optimise infants’ chances
of survival.’ Bowlby, J. (1975) Letter to Robert Marvin, 5 November 1975. PP/Bow/J.9/132. Nonetheless, Bowlby
would ultimately be convinced (Chapter 3).
241 Stayton, D.J., Hogan, R., & Ainsworth, M. (1971) Infant obedience and maternal behavior: the origins of
socialization reconsidered. Child Development, 42(4), 1057–69, p.1059. The term ‘ordinary expectable social en-
vironment’ may have meant ordinary expectable social environment for forming an attachment relationship, ra-
ther than expectable within human evolutionary history, or expectable for twentieth century mothers. Ultimately,
Ainsworth’s intentions with the term are difficult to identify from her writings.
242 Ainsworth, M.D.S. (1979) Attachment as related to mother–infant interaction. In J.S. Rosenblatt, R.A. Hinde,
C. Beer, & M. Busnel (eds) Advances in the Study of Behavior, Vol. 9. (pp.1–51). New York: Academic Press, p.44.
243 Hinde, R.A. (1982) Attachment: some conceptual and biological issues. In J. Stevenson-Hinde & C. Murray
Parkes (eds) The Place of Attachment in Human Behavior (pp.60–78). New York: Basic Books.
244 Smith, J.M. (1979) Game theory and the evolution of behaviour. Proceedings of the Royal Society London, B,
205(1161), 475–88; Brockmann, H.J., Grafen, A., & Dawkins, R. (1979) Evolutionarily stable nesting strategy in a
digger wasp. Journal of Theoretical Biology, 77(4), 473–96.
156 Mary Ainsworth
it was common, and a direct expression of the attachment behavioural system, B3 could not
be treated as an ideal appropriate to all circumstances. Nor could sensitivity be assumed to
be expectable for human infants in the environment within which humans evolved; quite
the opposite. Even if the secure pattern of attachment might have the better long-term out-
comes, the other patterns of attachment may offer short-term advantages for achieving care-
giver availability. Ever cautious about presenting proposals about the evolutionary origins of
behaviour, Hinde did not press on to discuss what the advantages might be of the non-secure
patterns of attachment.245 His point was primarily to offer caution regarding the assumption
that security is always best, both in the short and long term. Ainsworth was displeased with
Hinde’s remarks.246 However, as Chapter 3 shows, Main came to much the same conclusions
as Hinde, and took these conclusions further.247 Though the debate has continued, Hinde’s
position seems certainly the more common one today among attachment researchers.
Avoidant behaviour on reunion with the caregiver in the Strange Situation may last just a few
seconds. Nonetheless, Ainsworth thought that the behaviour seemed important. Comparing
Group A behaviour in the Strange Situation with their home observation data, Ainsworth
and colleagues found apparently paradoxical results. Though infants in Group A dyads were
precisely those that did not show distress in the Strange Situation, at home they were the
most frequently distressed and aggressive.248 The avoidance shown in the Strange Situation
was definitively not a stable trait between the laboratory and the home setting. Curiously this
point was missed by many of the second generation of attachment researchers, who assumed
that lack of distress would characterise Group A infants across contexts in their theory and
even in their design of measurement instruments.249
245 Griffiths, P.E. (2008) History of ethology comes of age. Biology and Philosophy, 23, 129–34: ‘At some stage in
the mid-50s Hinde and Tinbergen explicitly discussed a division of the “four questions” of ethology (Tinbergen
1963), with the Oxford program focusing on “survival value” and “evolution”, and the Cambridge department on
“development” and “causation” (Hinde, personal communication)’ (132).
246 Ainsworth offered a long and detailed critical discussion of Hinde’s remarks in Ainsworth, M. (1983) Letter
to Klaus Grossmann, 13 January 1983. Mary Ainsworth Archive, Box M3173, Folder 4. Her main counterargu-
ments were as follows: (i) the language of ‘adaptation’ used to refer to the insecure strategies by Hinde risked
implying that they are equally good, when in fact longer-term security surely tends to be better; (ii) ‘I see no reason
for arguing that it is part of that normal time-frame for human mothers to reject their infants in the interests of in-
fant autonomy and/or maximisang their own reproductive potential at 6 months or even at 1 year of age’; ‘my point
is that in the human species efforts to foster independence through withholding close contact from a baby when he
is upset and much wants contact do not foster a healthy kind of independence. Perhaps such efforts, if gradual ra-
ther than abrupt, may foster self-reliance without destroying the security of attachment when begun in the second
year of life. But I think that any time in the first year is too soon’; (iii) ‘to understand the relationship between a
given parent and a particular child obviously attachment cannot be the sole focus of attention’.
247 For a recent review of critiques of the ‘normative’ position assigned to security by Bowlby and Ainsworth
see Simpson, J.A. & Belsky, J. (2016) Attachment theory within a modern evolutionary framework. In J.
Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications (pp.91–116).
New York: Guilford.
248 Ainsworth, M.D.S. (1977) Social development in the first year of life: maternal influences on infant–mother
attachment. In J.M. Tanner (ed.) Developments in Psychiatric Research (pp.1–20). London: Hodder & Stoughton,
p.17. Ainsworth’s initial findings were elaborated and further confirmed by a secondary analysis of Ainsworth’s
data by Main: Main, M. & Stadtman, J. (1981) Infant response to rejection of physical contact by the mother.
Journal of the American Academy of Child Psychiatry, 20(2), 292–307.
249 E.g. Pederson, D.R. & Moran, G. (1995) A categorical description of infant–mother relationships in the
home and its relation to Q-sort measures of infant–mother interaction. Monographs of the Society for Research in
Interpretation of the Strange Situation 157
A secondary analysis conducted by Main revealed that Group A infants exceeded both the
other groups in terms of the number of times contact was initiated at home.250 However, this
proximity-seeking tended to have a ‘tentative’ quality, ‘making partial approaches followed
by moving off, or by going the whole way and then merely touching her’.251 Yet when they did
achieve close physical contact, they did not show active contact behaviour such as sinking in
or relaxing comfortably against the mother’s body. ‘When put down they were more likely
than infants of other groups to protest or to signal to be picked up again’, despite the fact that
protesting on being put down was the Group C signature move in the Strange Situation.252
Group A behaviour in the Strange Situation was also associated with relatively less-
sensitive behaviour by caregivers towards their infants at home. The strongest association
between Group A and caregiver behaviour in the home observation data was ‘picking the
baby up in an abrupt and interfering manner’. There was also a substantial negative rela-
Child Development, 60(2–3), 111–32; Pederson, D.R. & Moran, G. (1996) Expressions of the attachment relation-
ship outside of the strange situation. Child Development, 67(3), 915–27.
250 Reported from Main’s secondary analysis of Ainsworth’s home observation data: Main, M. (1980) Avoidance
mother attachment. In: J.M. Tanner (ed.) Developments in Psychiatric Research (pp.1–20). London: Hodder &
Stoughton, p.18.
252 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
citing unpublished data. The researchers did not explain how they operationalized ‘affectionate behaviour while
holding the baby’.
254 Tracey, R.L. & Ainsworth, M. (1981) Maternal affectionate behaviour and infant–mother attachment pat-
C. Beer, & M. Busnel (eds) Advances in the Study of Behavior, Vol. 9. (pp.1–51). New York: Academic Press, p.29.
256 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
caregiver aversion to physical contact in B1 dyads was still lower than that for caregivers of
Group A dyads.257
Ainsworth sought to make sense of the profile of behaviours of Group A infants in the
Strange Situation and their experience at home. It appeared at first sight very surprising
that Group A infants were the most distressed and angry at home, and yet responded to the
Strange Situation with attentional and behavioural avoidance of the caregiver on reunion.
Yet this discrepancy made sense in light of findings that infants in Group A received rela-
tively less sensitive care. What appeared to Ainsworth to be taking place was visible and
predictable evidence of a psychological inhibition: the attachment behavioural system was
being activated by the Strange Situation, but its expression was being suppressed. In a letter
from 1967 with some early speculations, Ainsworth wrote to Bowlby:
At a time when speculations about motivation and inner processes were still anathema in
much of American psychology, in the context of a backlash against the speculative and un-
testable mechanisms posited by psychoanalysis, this was an electrifying finding. The pri-
ority given to scientific prediction, feedback, and passively learnt behaviour in behaviourism
was achieved precisely through the characteristic concerns of psychoanalysis on family
context, internal conflict, the active defensive strategies of the individual, and the role of
invisible motivations in prompting and inhibiting behaviour. Ainsworth’s distinction be-
tween Groups A and B integrated apparently irreconcilable trends within psychology: she
was studying family context and defensive strategies precisely through a laboratory-based,
replicatable observational study. This made her work especially eye-catching to contempor-
aries. Ainsworth later recalled that ‘the fact that the Strange Situation was not in the home
environment, that it was in the lab, really helped. I only did it as an adjunct to my naturalistic
research, but it was the thing that everyone could accept somehow. It was so demonstrable.’259
With new doctoral students entering the research group in the early 1970s, Ainsworth’s
team became interested in why infants from Group A dyads concentrated their attention
on toys just at the moment when other infants showed distress. The quality of this attention
to the toys was poor, ‘showing no investigative interest in the objects that they were either
manipulating or moving toward, but rather banging them about repeatedly or throwing and
retrieving them repeatedly’.260 It seemed that the toys were being used as a distraction to
avoid attending to the caregiver and other cues for the activation of the attachment system.
Group A was therefore termed ‘avoidant’ by Ainsworth.
Relationships and How They Shape Our Capacity to Love. Oxford: Oxford University Press, p.163.
260 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
Influenced by Main’s emerging ideas (Chapter 3), Ainsworth came to believe that the
avoidant behaviour ‘protects the baby from experiencing the rebuff that he has come to
expect when he seeks close contact with his mother. It thus somewhat lowers his level of
anxiety (arousal). It also leads him to turn to the neutral world of things.’261 Avoidance
allows the infant to remain alongside the caregiver, even if closeness is not achieved,
whilst also escaping the contradiction between a desire to approach the caregiver and
concern about what has happened in the past when physical closeness has been sought.
The attention and orientation to the toys are aspects of what from the 1980s Ainsworth
would term, following Bowlby, the ‘defensive exclusion’ of the attachment behavioural
system: ‘It is suggested that Pattern A babies under stress systematically exclude from
perception (i.e. from highest-level processing) information that might intensely acti-
vate attachment behaviour. Thus they tend not to be distressed when the mother leaves
newborns’ orientation responses as related to quality of attachment in northern Germany. Monographs of the
Society for Research in Child Development, 50(1–2), 233–56; Koren-Karie, N., Oppenheim, D., Dolev, S., Sher, E., &
Etzion-Carasso, A. (2002) Mothers’ insightfulness regarding their infants’ internal experience: relations with ma-
ternal sensitivity and infant attachment. Developmental Psychology, 38(4), 534.
264 E.g. Smith, P.B. & Pederson, D.R. (1988) Maternal sensitivity and patterns of infant–mother attachment.
Child Development, 59(4), 1097–101; Isabella, R. & Belsky, J. (1991) Interactional synchrony and the origins of
infant–mother attachment. Child Development, 62, 373–84.
265 Early exceptions include Lamb, M., Thompson, R.A., Gardner, W., & Charnov, E.L. (1985) Infant–Mother
Attachment: The Origins and Developmental Significance of Individual Differences in the Strange Situation. Hillsdale,
NJ: Lawrence Erlbaum, p.96; Grossmann, K.E., Grossmann, K., & Schwan, A. (1986) Capturing the wider view of
attachment: a reanalysis of Ainsworth's Strange Situation. In C.E. Izard & P.B. Read (eds) Measuring Emotions
in Infants and Children, Vol. 2 (pp.124–71). New York: Cambridge University Press. More recently see Sroufe,
L.A. (2013) The promise of developmental psychopathology: past and present. Development & Psychopathology,
25(4.2), 1215–24. ‘We need studies that unpack the heterogeneity in current categories by examining differential
antecedents and pathways’ (1216); Waters, T.E.A. & Facompré, C.R. (in press) Measuring secure base script know-
ledge in the Adult Attachment Interview. In E. Waters, B.E. Vaughn, & H.S. Waters (eds) Measuring Attachment.
New York: Guilford: ‘Simply saying a child is avoidant tells us little about what specific parenting behaviors lead
that child to lose trust in their caregiver.’
160 Mary Ainsworth
behaviours predicted infant avoidance in the Strange Situation.266 And in her analysis of
videos of mother–toddler free play from her dissertation sample, Main reported:
Grossmann and colleagues found that North German mothers’ expectation of self-reliance
from their infants meant that half their sample received an avoidant attachment classifica-
tion in the Strange Situation. This was despite the fact that, for a proportion of these infants,
the expectation of self-reliance was not linked to other forms of maternal rejection, or to
the later outcomes measured by the Grossmanns.268 In contrast, both maternal and paternal
Ambivalent/resistant attachment
Comparing the Strange Situation behaviour of infants from Group C dyads to the home ob-
servation data on the sample, Ainsworth and colleagues found that these infants displayed
more distress at home than the secure infants, and especially on occasions when the caregiver
attempted to leave the room.270 However, few other differences were noted in the children’s
behaviour at home. Ainsworth reported the qualitative impression of a mismatch between
266 Main, M. (1978) Avoidance of the attachment figure under stress: ontogeny, function and immediate caus-
ation. PP/Bow/J.4/1; Main, M. & Stadtman, J. (1981) Infant response to rejection of physical contact by the mother.
Journal of the American Academy of Child Psychiatry, 20(2), 292–307.
267 Main, M. (1980) Avoidance of attachment figures: index of disturbance. PP/Bow/J.4/1.
268 Grossmann, K., Grossmann, K.E., Spangler, G., Suess, G., & Unzner, L. (1985) Maternal sensitivity and
newborns’ orientation responses as related to quality of attachment in northern Germany. Monographs of the
Society for Research in Child Development, 50(1–2), 233–56; Fremmer-Bombik, F. & Grossmann, K.E. (1993)
Über die lebenslange Bedeutung früher Bindungserfahrungen. In: H. Petzold (ed.) Frühe Schädigungen—späte
Folgen? Psychotherapie und Babyforschung, pp.83–110. Paderborn: Jungfermann; Grossmann, K., Grossmann,
K.E., & Kindler, H. (2005) Early care and the roots of attachment and partnership representation. The Bielefeld
and Regensburg Longitudinal studies. In K.E. Grossmann, K. Grossmann, and E. Waters (eds) Attachment from
Infancy to Adulthood: The Major Longitudinal Studies (pp.98–136). New York: Guilford.
269 For aligned qualitative observations in a different context see Otto, H. (2014) Don’t show your emotions!
Emotion regulation and attachment in the Cameroonian Nso. In H. Otto & H. Keller (eds) Different Faces of
Attachment: Cultural Variations of a Universal Human Need (pp.215–29). Cambridge: Cambridge University Press.
Another pathway to an avoidant attachment classification in the Strange Situation may be the mind-mindedness
of the caregiver, distinct from their rejection of physical contact. Elizabeth Meins and colleagues found that
caregivers in dyads classified as avoidantly attached made fewer comments relevant to their child’s inner states
during free play. Meins, E., Fernyhough, C., de Rosnay, M., Arnott, B., Leekam, S.R., & Turner, M. (2012) Mind-
mindedness as a multidimensional construct: appropriate and nonattuned mind-related comments independ-
ently predict infant–mother attachment in a socially diverse sample. Infancy, 17(4), 393–415, Table 1.
270 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
infant signals and caregiver response, which contributed to low sensitivity. Even in the face
of queries regarding the integrity of the C classification, Ainsworth felt there was a defining
characteristic that linked the otherwise diverse behaviour of C1 and C2 infants. This was the
resistance and displays of ambivalence when the caregiver offered comfort, across contexts:
The ambivalence of Pattern C babies, both at home and in the strange situation, is easily
understood. Their mothers, who were very inconsistent in their responsiveness to signals,
often failed to pick the baby up when he most wanted contact, and often put him down
again long before he was ready to be put down. Consequently, when attachment behaviour
is intensely activated the baby has no confident expectation that his mother will respond
to his need for close contact. Having been frustrated in such situations often enough in the
past, his desire for close contact is intermingled with anger, because he rather expects his
The term ‘inconsistent’ was a common one in Ainsworth’s lexicon, and regularly used with
a variety of non-overlapping meanings. For instance, ‘inconsistent sensitivity’ is actually the
technical label for the mid-point (5) on her sensitivity scale; caregivers from ambivalent/
resistant dyads had scores on sensitivity well below this.272 Yet from the mid-1970s, ‘incon-
sistency’ was a term she frequently used to describe the caregivers of ambivalent/resistant
dyads, and was subsequently picked up by later attachment researchers as the defining cause
of ambivalent/resistant attachment in Ainsworth’s account. On this basis, later researchers
assumed a model in which inconsistent care creates a lack of contingency for the infant: in-
fants know that they can have their attachment signals heeded, but it is not clear when. As
such, the threshold for the activation of the attachment behavioural system is lowered, and
the threshold for termination raised. When the infant’s intensified attachment behaviours
and distress are accurately interpreted by the caregiver, this reinforces the strategy.273 Much
about this pathway is plausible, but the idea that it is ‘inconsistency’, specifically, that is the key
ingredient remains unevidenced.274 In fact, Ainsworth offers no data to suggest that the care-
givers of ambivalent/resistant infants are unpredictably sensitive: in Patterns of Attachment,
the specific behaviours that distinguished these mothers were in fact ‘delay in responding
271 Ainsworth. M.D.S. (1983) Patterns of infant–mother attachment as related to maternal care: their early
history and their contribution to continuity. In: D. Magnusson & V.L. Allen (eds) Human Development: An
Interactional Perspective (pp.35–55). New York: Academic Press, p.42.
272 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
cialisation’ as a product of reciprocal responsiveness to signals. In: M.J.M. Richards (ed.) The Integration of a Child
into a Social World (pp.9–135). Cambridge: Cambridge University Press; Cassidy, J. & Berlin, L.J. (1994) The in-
secure/ambivalent pattern of attachment: theory and research. Child Development, 65(4), 971–91; Mayseless, O.
(1996) Attachment patterns and their outcomes. Human Development, 39(4), 206–23; Crittenden, P.M. (1999)
Danger and development: the organisation of self-protective strategies. In J.I. Vondra & D. Barnett (eds) Atypical
Attachment in Infancy and Early Childhood Among Children at Developmental Risk (pp.145–71). Oxford: Blackwell.
274 The predictive power of contextual indicators of caregiver unpredictability have been examined by Belsky
and colleagues in the NICHD sample, but not considered in relation to infant attachment patterns. Belsky, J.,
Schlomer, G.L., & Ellis, B.J. (2012) Beyond cumulative risk: distinguishing harshness and unpredictability as deter-
minants of parenting and early life history strategy. Developmental Psychology, 48(3), 662–73.
162 Mary Ainsworth
to cry signals and occupying the time when holding the baby with routines’.275 Their mean
scores for sensitivity were the same as those of avoidant dyads. Though Ainsworth and col-
leagues found that mothers in ambivalent/resistant dyads displayed somewhat fewer re-
jecting behaviours towards their babies, the difference was not marked.276
However, there appears to be a second model in Ainsworth’s writings regarding caregiving
in ambivalent/resistant dyads. The quantitative findings reported in Patterns of Attachment
(1978) were of (i) delay in responding to cry signals and (ii) occupying the time when
holding the baby with routines. Main later described unpublished data from Ainsworth’s
Baltimore study, showing that ‘in the first 3 months of life, the mothers of the infants who
would later be resistant were extraordinarily inept in holding their infants (inept in 41% of
holding episodes) and almost never “tender and careful” (tender and careful in 2% of epi-
sodes). Their face-to-face interactions with their infants were marked by the absence of con-
275 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70).
Hillsdale, NJ: Analytic Press, p.417.
278 Ainsworth, M.D.S. (1983) Patterns of infant–mother attachment as related to maternal care: their early
history and their contribution to continuity. In D. Magnusson & V.L. Allen (eds) Human Development: An
Interactional Perspective (pp.35–55). New York: Academic Press, p.42.
279 Meins, E., Fernyhough, C., de Rosnay, M., Arnott, B., Leekam, S.R., & Turner, M. (2012) Mind-mindedness
lated to loss of an attachment figure. In: C.M. Parkes, J. Stevenson-Hinde, & P. Marris (eds) Attachment Across the
Life Cycle (pp.160–83). London: Routledge, p.162.
Interpretation of the Strange Situation 163
Ainsworth was generally of the view that the classificatory system she had developed was
open-ended. In Patterns of Attachment, she wrote ‘it is inconceivable that any system based
Even the most beautiful of theories is never as beautiful as truth or fact. To have destroyed
a theory is therefore an excellent thing. It is a step forward. And one need not tremble lest
a fact destroy a theory, even one’s own. One must seek it. Underneath lies a discovery.285
One unexpected discovery occurred when Ainsworth attempted to assess the stability of her
categories by bringing the dyads from one wave of her sample back two weeks later for a
second Strange Situation. Whilst the response of the infants in dyads classified as secure was
very largely the same, the response of the seven infants in avoidantly attached dyads was
281 Exceptions include Luijk, M.P., Velders, F.P., Tharner, A., et al. (2010) FKBP5 and resistant attachment pre-
ambivalent pattern of attachment: theory and research. Child Development, 65(4), 971–91; Crittenden, P.M. (1999)
Danger and development: the organisation of self-protective strategies. In J.I. Vondra & D. Barnett (eds) Atypical
Attachment in Infancy and Early Childhood Among Children at Developmental Risk (pp.145–71). Oxford: Blackwell;
Scher, A. & Mayseless, O. (2000) Mothers of anxious/ambivalent infants: maternal characteristics and child-care
context. Child Development, 71(6), 1629–39.
284 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
quite different. Every one now approached the caregiver on reunion. But they did so whilst
showing fragments of avoidant behaviour. Ainsworth concluded that the infants had been
overstressed.286 The approach to the caregiver shown by these infants did not reflect their
expectation that the caregiver would be available, like the infants in secure dyads. Instead it
reflected the extent of their distress and fear.287 In this context, the avoidance was breaking
down into the kinds of conflict behaviour that had been described by Hinde (Chapter 1),
displaying wishes to both approach and avoid.
Between 1968 and 1973, Main undertook her doctoral research with Ainsworth. As well
as the measures required for her doctoral research, Main instructed her coders ‘to note each
time that the toddler did anything which seemed odd to them’; this included ‘hand-flapping;
echolalia; inappropriate affect; and other behaviours appearing out of context’.288 Five out
of the forty-nine infants were found to display such odd behaviour that it was difficult to
286 This finding would later be replicated, inadvertently, by researchers at Uppsala University: Granqvist, P.,
Hesse, E., Fransson, M., Main, M., Hagekull, B., & Bohlin, G. (2016) Prior participation in the strange situation and
overstress jointly facilitate disorganized behaviours: implications for theory, research and practice. Attachment &
Human Development, 18(3), 235–49.
287 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
Webb (ed.) Social Development in Childhood (pp.33–78). Baltimore: John Hopkins, pp.70–71.
289 Main, M. & Solomon, J. (1990) Procedures for identifying infants as disorganised/ disoriented during
the Ainsworth Strange Situation. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the
Preschool Years (pp.121–60). Chicago: University of Chicago Press, p.126. On the A–C designation see Crittenden,
P.M. & Ainsworth, M. (1989) Child maltreatment and attachment theory. In D. Cicchetti & Y. Carlson (eds) Child
Maltreatment: Theory and Research on the Causes and Consequences of Child Abuse and Neglect (pp.432–63).
Cambridge: Cambridge University Press. Also Lamb, M., Thompson, R.A., Gardner, W., & Charnov, E.L. (1985)
Infant–Mother Attachment: The Origins and Developmental Significance of Individual Differences in the Strange
Situation. Hillsdale, NJ: Lawrence Erlbaum. In a cluster analysis performed on four samples, there were seven clus-
ters: one was ‘a relatively rare group of infants displaying both avoidance and resistance’ (217).
290 Mary Main, personal communication, August 2012. See Duschinsky, R. (2015) The emergence of the disor-
University, p.21.
292 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
of the Strange Situation. Bristol: Psychology Press: Observers in Ainsworth’s procedure ‘had a good view of a baby’s
face as he approached either the mother’s or stranger’s chair, a profile view (at best) of a baby oriented to the door or
to a person entering’ (34).
Interpretation of the Strange Situation 165
associated stereotypic and tension behaviours with the B4 subclassification. B4 was intro-
duced in 1969 to capture infants from Silvia Bell’s sample who were very upset by the separ-
ation episodes, but who did manage to use their caregiver as a source of support and calm
before the end of the Strange Situation.293 In Patterns of Attachment, one of the criteria used
to define B4 was that the subclassification included any ‘other signs of disturbance, such as
inappropriate, stereotyped, repetitive gestures or motions’.294 As a consequence, the B4 sub-
type was regarded by some as a rather unstable element within the system.295 The inclusion
of other signs of disturbance as one of its criteria was later formally retracted as a criterion
for B4 by Ainsworth, with the introduction of the D classification (Chapter 3).296
In Patterns of Attachment, Ainsworth and colleagues explicitly considered the discrepant
behaviour they were seeing in the Strange Situation in terms of Hinde’s concept of ‘conflict
behaviour’:
293 Ainsworth, M., Bell, S.M., & Stayton, D.J. (1969) Individual differences in strange-situational behaviour
of one-year-olds. http://eric.ed.gov/?id=ED056742. Later version: Ainsworth, M.D.S., Bell, S.M., & Stayton, D.J.
(1971) Individual differences in strange-situation behavior of one-year-olds. In H.R. Schaffer (ed.) The Origins of
Human Social Relations (pp.17–58). New York: Academic Press.
294 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
is B4? Attachment and security of Dutch children in Ainsworth’s Strange Situation and at home. Psychological
Reports, 52(3), 683–91.
296 Personal communication from Mary Ainsworth to Mary Main, January 1985, cited in Main, M. & Solomon,
J. (1990) Procedures for identifying infants as disorganised/disoriented during the Ainsworth Strange Situation.
In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the Preschool Years (pp.121–60).
Chicago: University of Chicago Press, p.149.
297 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
J.1/40.
166 Mary Ainsworth
behaviours seen in the Strange Situation, and their different potential causes. In the early
1980s, Ainsworth wanted to hold a conference for Strange Situation coders, dedicated to
exploration of anomalous behaviours. Ultimately, though, she decided that she lacked the
time and money to host this event. Meanwhile, however, she encouraged her graduate stu-
dents Mary Main and Patricia Crittenden in their study of infants who showed behaviours
discrepant with her categories for coding the Strange Situation.299 And she anticipated that
research with clinical samples would ultimately lead to additions to her coding system, with
particular relevance for coding clinical samples. After all, her three categories had been de-
veloped on the basis of a sample of participants recruited according to demographic char-
acteristics that would reduce adversities.300 In the meantime, the anomalies did not appear
to threaten use of the Strange Situation as the basis for building a research programme.
Bowlby’s position seems to have been aligned with Ainsworth’s. Bowlby was not reconciled
Everett Waters
Stability
Part of Ainsworth’s legacy for the field of attachment research was her mentorship of a re-
markable cohort of students, many of whom became leaders of the second generation of at-
tachment research. Among the undergraduates she taught who would become colleagues in
attachment-related research were Mark Cummings, Mark Greenberg, Robert Marvin, David
Olds, and Everett Waters. Her graduate students at Johns Hopkins were Silvia Bell, Mary
Blehar, Inge Bretherton, Alicia Lieberman, Mary Main, and Sally Wall. Michael Lamb was a
student with her for a year at Johns Hopkins, before Ainsworth left for Virginia. Ainsworth’s
graduate students and mentees at Virginia included Jude Cassidy, Deborah Cohn, Virginia
Colin, Patricia Crittenden, Rogers Kobak, Carolyn Eichberg, and Ulrike Wartner.302 In later
life, Ainsworth wrote fondly of her students as her ‘academic family’, a phrase that continues
to be used by attachment researchers in the developmental tradition to describe their com-
munity.303 The phrase has perhaps recurred in part because it captures the warmth, care, and
299 Crittenden, P.M. & Ainsworth, M.D. (1989) Child maltreatment and attachment theory. In D. Cicchetti & V.
Carlson (eds) Child Maltreatment: Theory and Research on the Causes and Consequences of Child Abuse and Neglect
(pp.432–61). Cambridge: Cambridge University Press; Ainsworth, M. (1991) Past and future trends in attachment
research. Film of the presentation made available by Avi Sagi-Schwartz (Chair), International Society for the Study
of Behavioral Development, Minneapolis, July 1991.
300 Ainsworth, M. (1985) Patterns of mother–infant attachments. Bulletin of the New York Academy of Medicine
ganization: John Bowlby’s published and unpublished reflections. Clinical Child Psychology and Psychiatry, 22(4),
539–60. See also Bowlby, J. (1981) Clinical applications: material for lectures. PP/Bow/F.3/103: ‘Patterns of attach-
ment: Secure attachment; Anxious attachment; Compulsive self-reliance; Compulsive care-giving; Psychopathic
detachment.’
302 Bretherton, I. (2000) Mary Dinsmore Salter Ainsworth (1913–1999). American Psychologist, 55, 1148–9.
303 E.g. Ainsworth, M. (1983, 2013) An autobiographical sketch. Attachment & Human Development, 15(5–6),
448–59, p.458.
Everett Waters 167
loyalty of the field of attachment research, which matches well the common idea of family;
and in part because it captures the conflict, compassion, and compromises of the field of at-
tachment research, which matches the all-too-human, fumbling-at-times actuality of family.
One of Ainsworth’s students who was important in shaping her legacy for developmental
psychology was Everett Waters. Waters worked with Ainsworth for almost two years, taking
courses and graduate seminars and acting as a research assistant. In addition, he joined
graduate students Mary Blehar and Sally Wall helping Ainsworth prepare the book length
report of her Baltimore project, Patterns of Attachment. Waters’ roles included preparing
the report on multivariate analysis of the ABC classification system and editing draft chap-
ters.304 In 1972, on the strength of Ainsworth’s recommendation, Waters was admitted to
the University of Minnesota’s Institute of Child Development. Classmates soon directed
him toward assistant professor Alan Sroufe and his work on the development of smiling and
304 In 2015, Waters initiated a reissue of the now classic book with additional appendices and a new preface in
which he, Inge Bretherton, and Brian Vaughn discussed the book’s impact and its significance for current work.
305 Sroufe, L.A. & Waters, E. (1977) Attachment as an organizational construct. Child Development, 1184–99.
Goldberg, S. (2000) Attachment and Development. London: Routledge: ‘Ainsworth’s work was also subjected to
heated criticism and, until the publication of Sroufe and Waters’ 1977 paper on “attachment as an organisational
construct” and the emergence of supporting data from other laboratories, it was neither understood nor accepted
by the larger community of developmental psychologists’ (236).
306 E.g. Hubbs-Tait, L., Gray, D., Wierzbicki, M., & Englehart, R. (1994) Perceptions of infant boys’ behavior and
mental health: relation to infant attachment. Infant Mental Health Journal, 15(3), 307–15.
307 Sroufe, L.A. & Waters, E. (1977) Attachment as an organizational construct. Child Development, 1184–99,
p.1191. These findings are detailed further in Sroufe, L. & Waters, E. (1977) Heart-rate as a convergent measure
in clinical and developmental research. Merrill-Palmer Quarterly, 23, 3–27. In later research using heart-rate
168 Mary Ainsworth
measures, there is some discrepancy between findings, suggesting that infants in avoidant dyads are more physio-
logically stressed than infants in secure dyads, and findings indicating comparability. Nonetheless, it has been
taken for granted by researchers since Sroufe and Waters that most infants in avoidant dyads are indeed distressed
by the separation, even after the widespread increase in daycare, and that their avoidant behaviour represents a
masking and inhibition of a desire to seek the caregiver’s availability, rather than an absence of this desire. On later
findings see e.g. Spangler, G. & Grossmann, K.E. (1993) Biobehavioral organization in securely and insecurely
attached infants. Child Development, 64(5), 1439–50; Hill-Soderlund, A.L., Mills-Koonce, W.R., Propper, C., et al.
(2008) Parasympathetic and sympathetic responses to the strange situation in infants and mothers from avoidant
and securely attached dyads. Developmental Psychobiology, 50(4), 361–76.
308 E.g. Cairns, R.B. (1972) Attachment and dependency: a psychobiological and social learning synthesis.
In J.L. Gewritz (ed.) Attachment and Dependency (pp.29–80). Washington, DC: Winston; Gewirtz, J. (1972) On
the selection and use of attachment and dependence indices. In J.L. Gewirtz (ed.) Attachment and Dependency
(pp.179–215). Washington, DC: Winston; Rosenthal, M. (1973) Attachment and mother–infant interaction: some
research impasses and a suggested change in orientation. Journal of Child Psychology and Psychiatry and Allied
Disciplines, 14, 201–207.
309 Masters, J. & Wellman, H. (1974) Human infant attachment: a procedural critique. Psychological Bulletin, 81,
218–37, p.224.
310 Everett Waters, personal communication, August 2019
311 Sroufe and Waters also showed that low correlations between individual attachment behaviours were also
partly an artifact of inadequate sampling of these low frequency behaviors. Specifically, because the discrete behav-
iors were typically samples for as little as 3-minutes, they did not provide a reliable (reproducible) estimate of an
infant’s typical behavior. Indeed, for many of these behaviors, Sroufe and Waters determined that it would require
hundreds of minutes of observation to obtain the reliable scores needed to correctly estimate stability. Waters then
showed that Ainsworth’s approach to scoring interactive behavior in terms of the organisation of multiple behav-
iors across Strange Situation episodes yielded more reliable scores on proximity seeking, contact, maintaining,
avoidance and resistance scores that could be quite stable across a full six month test-retest interval.
Everett Waters 169
smiling at the mother and touching the mother were stable across time; there was no con-
tinuity in other important behaviours such as proximity-seeking.312 Yet using Ainsworth’s
more broadly defined proximity-seeking, contact-maintaining, avoidance, and resistance
constructs, there was a consistent pattern of stability, particularly in the key reunion episodes
(for example, .62 for avoidance and .58 for resistance, both significant < .01). This empirical
result demonstrated more effectively than any narrative rebuttal the limitations of Masters
and Wellman’s critique as well as the strength and potential of the new attachment paradigm.
Forty-eight out of the fifty infants received the same classification at both 12 and 18 months.
This confirmed Waters’ expectation that more broadly defined and integrative assessments
would yield even higher stability than even individual scales. At the same time, this result is
much higher than in subsequent studies. Several factors could contribute to this. First, each
case was scored on the basis of a consensus among several experienced independent coders.
312 Waters, E. (1978) The reliability and stability of individual differences in infant–mother attachment. Child
gether taken to prove Bowlby’s claims about continuity from early childhood see Lipps, A.J. (2009) Review of
Klaus E. Grossman, Karin Grossman, and Everett Waters (eds): attachment from infancy to adulthood. Child &
Adolescent Social Work Journal, 26, 379–82.
314 Baldwin, M.W. & Fehr, B. (1995) On the instability of attachment style ratings. Personal Relationships, 2(3),
247–61.
315 See critical discussions of assumptions among practitioners about the fixedness of early attachment patterns
in Fraley, C.R. (2002) Attachment stability from infancy to adulthood: meta-analysis and dynamic modeling of de-
velopmental mechanisms. Personality and Social Psychology Review, 6(2), 123–51; Crittenden, P.M. (2016) Raising
Parents: Attachment, Representation, and Treatment, 2nd edn. London: Routledge; Granqvist, P., Sroufe, L.A.,
Dozier, M., et al. (2017) Disorganized attachment in infancy: a review of the phenomenon and its implications for
clinicians and policy-makers. Attachment & Human Development, 19(6), 534–58.
170 Mary Ainsworth
other samples in the 1980s similarly demonstrated high stability of the categories over
time.316 However, Waters was clearly concerned that such high levels of stability suggested a
lack of environmental responsiveness, which seemed implausible. He was also worried that
with only 50 infants in his original study, chance might have contributed to an overestimate
of stability. He therefore sought to conduct further research with high-risk dyads in order
to put boundaries on the previously reported stability before misapprehensions could arise
about attachment classifications being fixed for good in infancy.
Studying 100 high-risk dyads in the Strange Situation, Vaughn, Waters, and colleagues
found only 62 allocated to the same classification six months later. Discontinuities, however,
were often logical: dyads that changed from a secure to an insecure classification tended to
be those where the mother had experienced more stressful life-events in the meantime.317
Vaughn, Waters, and colleagues argued that this implied that patterns of attachment could
316 Main, M. & Weston, D.R. (1981) The quality of the toddler’s relationship to mother and to father: related to
conflict behavior and the readiness to establish new relationships. Child Development, 52(3), 932–40; Goossens,
F.A., van IJzendoorn, M.H., Tavecchio, L.W.C., & Kroonenberg, P.M. (1986) Stability of attachment across time
and context in a Dutch sample. Psychological Reports, 58(1), 23–32; Kermoian, R. & Leiderman, P.H. (1986) Infant
attachment to mother and child caretaker in an East African community. International Journal of Behavioral
Development, 9(4), 455–69.
317 Vaughn, B., Egeland, B., Sroufe, L.A., & Waters, E. (1979) Individual differences in infant–mother attachment
at twelve and eighteen months: stability and change in families under stress. Child Development, 50(4), 971–5.
318 Ibid. p.975.
319 Ainsworth, M. (1991) Past and future trends in attachment research. Film of the presentation made avail-
able by Avi Sagi-Schwartz (Chair), International Society for the Study of Behavioral Development, Minneapolis,
July 1991.
320 Ainsworth, M. (1985) Patterns of infant– mother attachments: antecedents and effects on development.
Bulletin of the New York Academy of Medicine, 61(9), 771–91, p.787.
321 Main, M. (1999) Mary D. Salter Ainsworth: tribute and portrait. Psychoanalytic Inquiry, 19(5), 682–736;
Bretherton, I. (2000) Mary Dinsmore Salter Ainsworth (1913– 1999). American Psychologist, 55, 1148– 9;
Crittenden, P.M. (2017) Gifts from Mary Ainsworth and John Bowlby. Clinical Child Psychology and Psychiatry,
22(3), 436–42.
322 Ainsworth, M. (1991) Past and future trends in attachment research. Film of the presentation made available
by Avi Sagi-Schwartz (Chair), International Society for the Study of Behavioral Development, Minneapolis, July
1991. https://www.youtube.com/watch?v=TWS1XBA7vmk.
323 https://www.census.gov/topics/families/child-care/data.html
Everett Waters 171
by Thompson, Lamb, and Estes.324 Like Vaughn and colleagues, they found that both con-
tinuity and discontinuity in attachment classifications was predictable in light of changes in
care: over half of infants changed attachment classification with their mother when she en-
tered full-time employment, and all the infants in the sample changed attachment classifica-
tion if they began receiving over 15 hours a week of non-parental care. However, the relative
instability of attachment classifications in the sample provided part of the staging platform
for Lamb and colleagues’ important early criticisms and qualifications of Ainsworth’s Strange
Situation procedure, which were published as a long article in Behavioral and Brain Sciences
in 1984. Though it does not seem to have been the authors’ intent, these criticisms were in-
terpreted as a rejection, rather than qualification, of the validity of the Strange Situation pro-
cedure. The article by Lamb and colleagues in the journal was followed by responses from
numerous researchers, mostly pouring scorn on the procedure and attachment theory in
324 Thompson, R.A., Lamb, M.E., & Estes, D. (1982) Stability of infant–mother attachment and its relationship
to changing life circumstances in an unselected middle-class sample. Child Development, 53(1), 144–8.
325 Lamb, M.E., Thompson, R.A., Gardner, W.P., Charnov, E.L., & Estes, D. (1984) Security of infantile attach-
ment as assessed in the ‘strange situation’: its study and biological interpretation. Behavioral and Brain Sciences,
7(1), 127–47; Lamb, M.E., Gardner, W., Charnov, E.L., Thompson, R.A., & Estes, D. (1984) Studying the security of
infant–adult attachment: a reprise. Behavioral and Brain Sciences, 7, 163–71.
326 Vicedo, M. (2020) On the history, present, and future of attachment theory. Reply to Robbie Duschinsky,
Marinus van IJzendoorn, Sarah Foster, Sophie Reijman & Francesca Lionetti ‘attachment histories and futures’.
European Journal of Developmental Psychology, 17(1), 147–55, p.148.
327 Ainsworth, M. (1967) Infancy in Uganda. Baltimore: Johns Hopkins University Press, pp.429–30. In line with
Lamb’s concerns, researchers examined the respective contribution of infant attachment with mother and father
as assessed with the Strange Situation to later child attachment representations. The general finding was that nei-
ther makes an especially strong contribution, and that the extent of caregiver involvement with the child is an im-
portant moderator. Grossmann, K., Grossmann, K.E., & Kindler, H. (2005) Early care and the roots of attachment
and partnership representations. In K.E. Grossmann, K. Grossmann, & E. Waters (eds) Attachment from Infancy
to Adulthood: The Major Longitudinal Studies (pp.98–36). New York: Guilford; Steele, H. & Steele, M. (2005) The
construct of coherence as an indicator of attachment security in middle childhood. the friends and family inter-
view. In K.A. Kerns & R.A. Richardson (eds) Attachment in Middle Childhood (pp.137–60). New York: Guilford.
The continuity between infant–mother attachment in the Strange Situation and the six-year assessments in the
Berkeley sample is higher than most other studies. In part this is because the six-year samples were developed
semi-inductively from the infant data on the sample. See Chapter 3.
172 Mary Ainsworth
Most researchers at the time were using the Ainsworth scales in the absence of reliability
checks against existing research groups, or any demonstration of cross-group agreement.328
Ainsworth assumed that the scales and categories could be used without training or the con-
struction of a manual.329 The Thompson, Lamb, and Estes findings alerted Waters, Sroufe,
and other early attachment researchers in Ainsworth’s circle that the Strange Situation
coding protocols were not self-sufficient.330 Knowing how to code the Strange Situation
in the manner of Ainsworth was, in fact, partly an oral culture held by a small number of
researchers associated with Ainsworth’s group (then at Virginia), and the Berkeley and
Minnesota laboratories (Chapters 3 and 4). In response to the article by Lamb and col-
leagues, it was judged that inter-rater reliability between research groups and a formal pro-
cess of certification were needed to ensure valid use of the assessment. This prompted the
introduction of a training institute in coding the Strange Situation, which has been run
328 Ainsworth expressed dismay in a letter to Bowlby that Michael Lamb had written to the editor of Child
Development to say that he had been a student of hers, as evidence of the validity of his coding. Though there
was no formal training process or certification, Ainsworth personally did not regard him as sufficiently trained
in coding the Strange Situation. Ainsworth, M. (1982) Letter to John Bowlby, 25 April 1982. PP/BOW/B.3/7.
However, van IJzendoorn and Kroonenberg would later empirically compare Lamb’s coding of a Swedish sample
to coding of Strange Situations in other contexts, and found minimal differences in how the coding protocols had
been interpreted. Van IJzendoorn, M.H. & Kroonenberg, P.M. (1990) Cross-cultural consistency of coding the
strange situation. Infant Behavior and Development, 13(4), 469–85.
329 Ainsworth, M. (1973) Letter to Georgette Marie Psarras, 9 July 1973. Mary Ainsworth Archive, Box M3176,
Folder 2.
330 One alternative to long training institutes was the development in the 1980s of an algorithm to turn scale
scores into category classifications by Richters, Waters, and Vaughn. The algorithm was used at times in the early
1990s, but quickly fell out of favour. The reasons for this are never discussed in print, but may have included the
introduction of the disorganized attachment classification (Chapter 3), and the social institutionalization of the
Minnesota Strange Situation training as authoritative. Richters, J.E., Waters, E., & Vaughn, B.E. (1988) Empirical
classification of infant– mother relationships from interactive behavior and crying during reunion. Child
Development, 59(2), 512–22.
331 Waters, E. (1983) The stability of individual differences in infant attachment: comments on the Thompson,
Lamb, and Estes contribution. Child Development, 54(2), 516–20. See https://attachment-training.com/.
332 This situation has only changed recently with training in the Ainsworth sensitivity scale offered by Marian
Bakermans-Kranenburg in 2019.
Everett Waters 173
acknowledged, leading to the exclusion of constructive disagreement and the insights that
can come from it.333
Ultimately, later meta-analytic research appeared to significantly qualify the strong
stability reported by the early studies—though whether this reflected the rise of daycare,
methodological differences between early and later studies, or simply the assumulation of
knowledge is difficult to unpick. In 2002, Fraley assembled findings from 23 papers using
measures from the developmental tradition of attachment research (i.e., not self-report
measures of attachment). Stability of a secure vs insecure attachment classification for as-
sessments of up to a year would prove much lower in Fraley’s meta-analysis than in the
Waters study: r = .32 (compared to r = .92 in Waters).334 Stability was higher in low-risk
(r = .48) than high-risk (r = .27) samples.
In the influential Minnesota Longitudinal Study of Risk and Adaptation (Chapter 4) there
333 Van IJzendoorn, M.H. (1994) Process model of replication studies: on the relations between different types of
replication. In R. van der Veer, M.H. van IJzendoorn, & J. Valsiner (eds) On Reconstructing the Mind: Replicability
in Research on Human Development (pp.57–70). Norwood, NJ: Ablex: ‘Until such enculturation has taken place, a
researcher who cannot replicate a certain result may expect to be accused of being not competent enough to carry
out the experiment . . . A training of several weeks in one of the American research centers is considered necessary
for the reliable and valid coding of the observations or interviews, and therefore for a plausible and persuasive con-
tribution to the international discourse on attachment. When central theses of attachment theory are in danger
of being falsified by “untrained” researchers, this “incompetence” and lack of enculturation will be explicitly used
against the “dissident” (see, for an example, Waters, 1983)’ (62).
334 Fraley, C.R. (2002) Attachment stability from infancy to adulthood: meta-analysis and dynamic modeling of
sample: continuity, discontinuity, and their correlates. Child Development, 71(3), 695–702; Carlivati, J. & Collins,
W.A. (2007) Adolescent attachment representations and development in a risk sample. New Directions for Child and
Adolescent Development, (117), 91–106; Sroufe, L.A., Coffino, B., & Carlson, E.A. (2010) Conceptualizing the role of
early experience: lessons from the Minnesota Longitudinal Study. Developmental Review, 30(1), 36–51, pp.44–5.
336 Belsky, J. & Pensky, E. (1988) Developmental history, personality and family relationships: toward an
emergent family system. In R. Hinde & J. Stevenson-Hinde (eds) Relationships Within Families (pp.193–217).
Oxford: Clarendon Press.
174 Mary Ainsworth
discovery that secure attachments were much more likely to be stable than insecure attach-
ments (OR = 1.39), and that this effect was stronger in low-risk samples (OR = 1.73). Such
findings suggest that children are more likely to keep a sense of their caregiver’s availability
once they have found it than they are to retain a sense of their caregiver’s unavailability. They
found that this effect is stronger when there are fewer contextual risks facing the dyad.337
Pinquart and colleagues end on the optimistic note that the lower stability of insecure at-
tachments suggests that, against the public image that Bowlby’s popularizing writings helped
foster of attachment patterns as fixed for life, there is substantial room for change especially
among the families who may most need support. In these terms, there may be room for yet
more optimism. In 2018, Opie reported a meta-analysis from 56 studies, with stability of
r = .26. Accounting for differences between her findings and those of earlier studies, she had
access to many more published papers, and identified significant evidence of publication
337 Pinquart, M., Feußner, C., & Ahnert, L. (2013) Meta-analytic evidence for stability in attachments from in-
fancy to early adulthood. Attachment & Human Development, 15(2), 189–218. It should be mentioned, however,
that poor short-term stability was demonstrated on the large NICHD sample. Groh, A.M., Roisman, G.I., Booth-
LaForce, C., et al. (2014) IV. Stability of attachment security from infancy to late adolescence. Monographs of the
Society for Research in Child Development, 79(3), 51–66.
338 Opie, J. (2018) Attachment stability and change in early childhood and associated moderators. Unpublished
Treboux, D., Crowell, J., & Albersheim, L. (2000) Attachment security in infancy and early adulthood: a twenty-
year longitudinal study. Child Development, 71(3), 684–9. This study is not detailed here since it would require ex-
planation of the Adult Attachment Interview, which is described in Chapter 3. In brief, the researchers found that
72% of the infants received a matching secure or insecure attachment classification in adulthood. However, 44%
of the infants whose mothers reported negative life events change attachment classifications by the time the Adult
Attachment Interview was conducted.
340 For a recent description of early attachment patterns as generally consigned for life in the absence of
intervention see Powell, B., Cooper, G., Hoffman, K., & Marvin, B. (2016) The Circle of Security Intervention.
New York: Guilford, p.69.
341 Besides Lamb, another early advocate for integrating discontinuity into the tenants of attachment theory was
Crittenden, P.M. (1995) Attachment and psychopathology. In S. Goldberg, R. Muir, & J. Kerr (eds) John Bowlby’s
Attachment Theory: Historical, Clinical and Social Significance. New York: Analytical Press, pp.367–406. An em-
phasis on predicting discontinuity is also characteristic of the third generation of developmental researchers
(Chapter 6).
Everett Waters 175
Attachment Q-sort
342 Cronbach, L. & Meehl, P. (1955) Construct validity in psychological tests. Psychological Bulletin, 52(4), 281–
302; Waters, E. & Sroufe, L.A. (1983) Social competence as a developmental construct. Developmental Review 3,
79–97, p.80.
343 Ainsworth, M. (1973) Letter to Everett Waters, 7 December 1973. Mary Ainsworth Archive, Box M3176,
Folder 4.
344 Waters, E. & Deane, K.E. (1985) Defining and assessing individual differences in attachment relation-
ships: Q-methodology and the organization of behavior in infancy and early childhood. Monographs of the Society
for Research in Child Development, 50(1/2), 41–65, p.42.
345 Ibid. p.42.
346 The point is developed in Waters, E. (2008) Live long and prosper: a note on attachment and evolution.
http://www.psychology.sunysb.edu/attachment/gallery/live_long/live_long.html.
347 Ainsworth, M. & Bowlby, J. (1991) 1989 APA award recipient addresses: an ethological approach to person-
ality development. American Psychologist, 46(4), 333–41: The Strange Situation ‘procedure soon became widely
used, if not always wisely and well, and has quite overshadowed the findings of the research project that gave rise to
it’ (338).
176 Mary Ainsworth
than, as Ainsworth intended, a window into the child’s experiences of care by an attachment
figure and therefore a proxy for naturalistic observation.348
For any research paradigm truly loyal to Ainsworth’s principles, Sroufe and Waters argued
strongly that ‘the strange situation is used only because it can stand in place of attachment as
it would be observed in the home’.349 It struck them as dangerous that so much work subse-
quent to the Baltimore study was predicated (whether researchers knew it or not) on the reli-
ability of the link between Strange Situation assessments and secure base behaviour at home.
To offer a means to replicate and further explore this essential finding, Waters and colleagues
developed a new measure, the Attachment Q-Sort (AQS).350 Waters recalls that several col-
leagues in the attachment community were resistant to the creation of an alternative to the
Strange Situation.351 Yet many colleagues, including Sroufe, supported this development and
served as expert consultants on the development of the measure. Ainsworth stated her ap-
348 Waters, E., Kondo-Ikemura, K., Posada, G., and Richters, J.E. (1991) Learning to love. In M.R. Gunnar & L.A.
Sroufe (eds) Self Processes and Development (pp.217–55). New York: Psychology Press, pp.241–2.
349 Sroufe, L.A. & Waters, E. (1982) Issues of temperament and attachment. American Journal of Orthopsychiatry,
Methodology. Chicago: University of Chicago Press; Good, J.M. (2010) Introduction to William Stephenson’s
quest for a science of subjectivity. Psychoanalysis and History, 12(2), 211–43. Though Waters and colleagues
cite Stephenson’s legacy, the more proximal examples of Q methodology research cited as a predecessor for the
Attachment Q-Sort were Baumrind, D. (1968) Manual for the preschool behavior Q-Sort. Berkeley: Institute of
Human Development, University of California; and Block, J. (1978) The Q-Sort Method in Personality Assessment
and Psychiatric Research. Palo Alto, CA: Consulting Psychologists Press.
351 Waters, E., Posada, G., Crowell, J., & Lay, K.L. (1993) Is attachment theory ready to contribute to our under-
standing of disruptive behavior problems? Development & Psychopathology, 5(1–2), 215–24, p.222.
352 Ainsworth, M. (1984) Attachment, adaptation and continuity. Paper presented at International Conference
on Infant Studies, April 1984. PP/Bow/J.1/57: ‘I am delighted with the extent to which this [Strange Situation]
procedure has proved useful in research, but have repeatedly stated that its success should stimulate rather than
discourage the development of other procedures . . . It is paradoxical that the search for new procedures comes not
from the critics of strange-situation research but from among those who have been most intimately involved in it.
I mention here particularly Mary Main and Everett Waters.’
Everett Waters 177
the partner’s point of view’ gets integrated with secure base/safe haven dynamics.353 Whilst
applications of the Strange Situation with toddlers and pre-schoolers have been developed,
such extensions have been troubled by the dual pull to respond to such maturational differ-
ences and, simultaneously, retain the semblance of Ainsworth’s infant system.354 A special ad-
vantage of the AQS is that, with minor adaptions, it can be used with children of different
ages.355 The AQS could readily incorporate expected changes in the way that children:
• use their caregiver as a secure base and safe haven in the context of more sophisticated
capacities for communication, negotiation, mutual planning, and perspective taking
• modulate the threshold for activation of the attachment behavioural system
• integrate cognition, affect, and behaviour as part of the system
• show attachment behaviour in interplay with other behavioural systems.
353 Ainsworth, M. (1991) Past and future trends in attachment research. Film of the presentation made avail-
able by Avi Sagi-Schwartz (Chair), International Society for the Study of Behavioral Development, Minneapolis,
July 1991.
354 For discussions of, and different approaches to, this problem see Cassidy, J., Marvin, R., with the Attachment
Working Group of the John D. and Catherine T. MacArthur Network on the Transition from Infancy to Early
Childhood (1992) Attachment organisation in preschool children: procedures and coding manual. Unpublished
manual;Crittenden, P.M. (2017) Gifts from Mary Ainsworth and John Bowlby. Clinical Child Psychology
and Psychiatry, 22(3), 436–42; Waters, E., Vaughn, B., & Waters, H.S. (eds) (in press) Measuring Attachment.
New York: Guilford.
355 Waters, E. & Deane, K.E. (1985) Defining and assessing individual differences in attachment relation-
ships: Q-methodology and the organization of behavior in infancy and early childhood. Monographs of the Society
for Research in Child Development, 50(1/2), 41–65.
356 Waters, E. & Deane, K.E. (1985) Defining and assessing individual differences in attachment relation-
ships: Q-methodology and the organization of behavior in infancy and early childhood. Monographs of the Society
for Research in Child Development, 50(1/2), 41–65, p.53; Seifer, R. & Schiller, M. (1995) The role of parenting sensi-
tivity, infant temperament, and dyadic interaction in attachment theory and assessment. Monographs of the Society
for Research in Child Development, 60(2–3), 146–74.
357 A supplement to the Attachment Q-Sort to scale disorganized attachment (Chapter 3) was developed in
the 1990s by John Kirkland. However, the work was not published, or even discussed in print until recently. The
only study to date to have used this supplement is Handley, E.D., Michl-Petzing, L.C., Rogosch, F.A., Cicchetti, D.,
& Toth, S.L. (2017) Developmental cascade effects of interpersonal psychotherapy for depressed mothers: lon-
gitudinal associations with toddler attachment, temperament, and maternal parenting efficacy. Development &
Psychopathology, 29(2), 601–15. The authors report a strong association with disorganized attachment in the
Strange Situation, though on a study using only 10% of their sample of 125 toddlers. On disorganized attachment
and the Attachment Q-Sort measure see also the item analyses reported in Van Bakel, H.J. & Riksen-Walraven,
J.M. (2004) AQS security scores: what do they represent? A study in construct validation. Infant Mental Health
Journal, 25(3), 175–93.
178 Mary Ainsworth
358 Fearon, R.P., Bakermans-Kranenburg, M.J., van IJzendoorn, M.H., Lapsley, A.M., & Roisman, G.I. (2010)
The significance of insecure attachment and disorganization in the development of children’s externalizing be-
havior: a meta-analytic study. Child Development, 81(2), 435–56, p.450.
359 Cadman, T., Diamond, P.R., & Fearon, P. (2018) Reassessing the validity of the attachment Q-sort: an up-
servers’ ratings of infant security on the attachment Q-sort. Infant Behavior & Development, 31(1), 10–22.
361 Van IJzendoorn, M.H., Vereijken, C.M., Bakermans-Kranenburg, M.J., & Marianne Riksen-Walraven, J.
(2004) Assessing attachment security with the attachment Q sort: meta-analytic evidence for the validity of the
observer AQS. Child Development, 75(4), 1188–213, p.1207.
362 Cadman, T., Belsky, J., & Fearon, R.M.P. (2018) The Brief Attachment Scale (BAS-16): a short measure of
infant attachment. Child: Care, Health and Development, 44(5), 766–75. Independently of Fearon, Bakermans-
Kranenburg and colleagues also developed a brief version of the AQS about 15 years earlier. Bakermans-
Kranenburg, M.J., Willemsen-Swinkels, S.H.N., & van IJzendoorn, M.H. (2003) Brief Attachment Screening
Questionnaire. Unpublished manuscript, Leiden University, Centre for Child and Family Studies. This was used as
part of Rutgers, A.H., van IJzendoorn, M.H., Bakermans-Kranenburg, M.J., et al. (2007) Autism, attachment and
parenting: a comparison of children with autism spectrum disorder, mental retardation, language disorder, and
non-clinical children. Journal of Abnormal Child Psychology, 35(5), 859–70.
363 Ainsworth, M.D.S. (1980) Attachment and child abuse. In G. Gerbner, C.J. Ross, & E. Zigler (eds) Child
abuse: an agenda for action (pp.35–47). Oxford: Oxford University Press, p.45.
Everett Waters 179
Situation. Fearon and colleagues suggest that greater convergence may be anticipated when
the BAS-16 is used to assess responses to separation or some other mildly stressful event,
when the attachment behavioural system will be activated. If so, this would offer important
further validation of the new measure. Until then, what conclusions the field will draw re-
garding the usefulness of the BAS-16 as a brief measure of infant attachment are unclear, and
will likely depend on the extent to which developmental attachment research is willing to
rest weight on measures that do not agree with the Ainsworth Strange Situation.364 For the
second generation of attachment researchers, this would have been an anathema. For the
third-generation leaders of the field, with a greater concern to sustain a dialogue with rou-
tine clinical practice, it may not only be possible but perhaps expectable.365 The BAS-16 may
also help facilitate cross-cultural attachment research in a way that has not been possible for
the Strange Situation.
364 See Ziv, Y. & Hotam, Y. (2015) Theory and measure in the psychological field: the case of attachment theory
and the strange situation procedure. Theory & Psychology, 25(3), 274–91.
365 Compare, for instance, attempts to pare down established assessments of caregiving behaviour to develop
a brief screening measure: Haltigan, J.D., Madigan, S., Bronfman, E., et al. (2019) Refining the assessment of dis-
rupted maternal communication: using item response models to identify central indicators of disrupted behavior.
Development & Psychopathology, 31(1), 261–77.
366 Waters, E., Kondo-Ikemura, K., Posada, G., and Richters, J.E. (1991) Learning to love. In M.R. Gunnar & L.A.
Sroufe (eds) Self Processes and Development (pp.217–55). New York: Psychology Press, p.236; Waters, E., Posada,
G., Crowell, J.A., & Lay, K.L. (1994) The development of attachment: from control system to working models.
Psychiatry, 57(1), 32–42, p.35.
367 Crowell, J.A. & Waters, E. (1994) Bowlby’s theory grown up: the role of attachment in adult love relation-
are faced (Chapter 1).368 Waters and Waters therefore argued that the idea of the internal
working model is too clumsy and general a concept for developing specific testable hy-
potheses. They advocated instead the idea of ‘scripts’, sedimented in procedural memory by
repetition and experience, which respond to particular cues with involuntary expectations
about what tends to happen next and predispositions to behave in certain ways. Attention to
attachment-related scripts therefore moves ‘toward explaining what exactly the development
of attachment representations is the development of ’.369 In fact, a similar point was proposed
to Bowlby in the 1980s by John Byng-Hall; Bowlby was highly sympathetic, describing the
specification of internal working models using the metaphor of a ‘script’ as ‘a most valuable
step’.370
Waters and Waters argued that at the heart of attachment theory are the secure base and
safe haven responses, and of all the different content included within an ‘internal working
368 Waters, H.S. & Waters, E. (2006) The attachment working models concept: among other things, we build
script-like representations of secure base experiences. Attachment & Human Development, 8(3), 185–97. They
were influenced by earlier work by Schank, R. & Abelson, R. (1977) Scripts, Plans, Goals, and Understanding: An
Inquiry into Human Knowledge Structures. New York: Lawrence Erlbaum; Bretherton, I. (1987) New perspectives
on attachment relations: security, communication, and internal working models. In J.D. Osofsky (ed.) Handbook of
Infant Development, 2nd edn (pp.1061–100). New York: Wiley. There was also other work in the 1990s that helped
set the stage for the proposal of secure base scripts, e.g. Kirsh, S. & Cassidy, J. (1997) Preschoolers’ attention to and
memory for attachment relevant information. Child Development, 68, 1143–53.
369 Waters, T.E.A. & Facompré, C.R (in press) Measuring secure base script knowledge in the Adult Attachment
Interview. In E. Waters, B.E. Vaughn, & H.S. Waters (eds) Measuring Attachment. New York: Guilford.
370 Bowlby, J. (1985) Letter to John Byng-Hall, 12 April 1985. PP/Bow/J.9/45, discussing Byng-Hall, J. (1985) The
family script: a useful bridge between theory and practice. Journal of Family Therapy, 7(3), 301–305.
371 Waters, H.S. & Waters, E. (2006) The attachment working models concept: among other things, we build
script-like representations of secure base experiences. Attachment & Human Development, 8(3), 185–97.
372 For instance, routine definitions of ‘internal working models’ have increasingly made appeal to the con-
cept of script. E.g. Bakermans-Kranenburg, M.J., Juffer, F., & van IJzendoorn, M.H. (2019) Reflections on the
mirror: on video-feedback to promote positive parenting and infant mental health. In C. Zeanah (ed.) Handbook of
Infant Mental Health, 4th edn (pp.527–42). New York: Guilford.
373 Waters, T.E., Brockmeyer, S.L., & Crowell, J.A. (2013) AAI coherence predicts caregiving and care seeking
behavior: secure base script knowledge helps explain why. Attachment & Human Development, 15(3), 316–31;
Waters, T.E., Ruiz, S.K., & Roisman, G.I. (2017) Origins of secure base script knowledge and the developmental
construction of attachment representations. Child Development, 88(1), 198–209; Farrell, A.K., Waters, T.E.A.,
Young, E.S., et al. (2019) Early maternal sensitivity, attachment security in young adulthood, and cardiometabolic
risk at midlife. Attachment & Human Development, 21(1), 70–86.
Cross-cultural applicability of the Strange Situation 181
In evaluating the legacy of Ainsworth and the assessment measures she introduced, and im-
portant domain to consider is their application to cross-cultural research. Looking back in
2016 on the decades of research using Ainsworth’s methods, Mesman, van IJzendoorn, and
Sagi-Schwartz observed that ‘the current cross-cultural database is almost absurdly small
compared to the domain that should be covered’.375 A central reason for this seems to have
been that the early attachment researchers failed to secure an alliance with anthropology.
Margaret Mead had famously been an early critic of Bowlby. The nub of their disagreement,
from Bowlby’s perspective, was that Mead seemed to be arguing that an infant cared for by
interchangeable caregivers within a village would have the same prospects of healthy psy-
chological development as an infant cared for by a small number of very familiar and cher-
ished people. In direct discussion at the World Health Organisation in the 1950s, Mead put
to Bowlby that the child would do fine with twenty different caregivers. Bowlby replied that
in general he did not take the view that children would be harmed by having multiple care-
givers; however, there were limits. Roughly equal care by twenty different caregivers would
be unlikely to offer a young child the basis for discriminating, cherished relationships with
374 Waters, T.E., Fraley, R., Groh, A., et al. (2015) The latent structure of secure base script knowledge.
versal and contextual dimensions. In J. Cassidy & P. Shaver (eds) Handbook of Attachment. New York: Guilford
(pp.790–815), p.809.
182 Mary Ainsworth
particular familiar figures.376 This agrees with later findings from the anthropological litera-
ture, summarised recently by the social anthropologist Sara Harkness as the conclusion that
‘even in contexts of multiple caregiving, infants generally do not form close relationships
with more than a few individuals’.377
Bowlby and Ainsworth held that care by more than one person was not anticipated to ne-
cessarily disrupt the quality of the attachment relationships formed with these people. For
example, ‘a child cared for by several caregivers can, and frequently does, form as secure an
attachment to one figure, his mother, as a child who has a more exclusive relationship with
one figure’.378 Unfortunately, however, Bowlby’s impression of what was meant when anthro-
pologists spoke of ‘multiple caregiving arrangements’ appears to have been frozen at Mead’s
characterisation of twenty interchangeable people. The result was a bizarre and quite specific
blindspot. Bowlby was the consummate interdisciplinary researcher, drawing in knowledge
376 Tanner, J.M. & Inhelder, B. (eds) (1956) Discussions on Child Development: Proceedings of the WTO Study
Group of the Psychobiological Development of the Child, Vol. 2. London: Tavistock, p.90. See also Bakermans-
Kranenburg, M.J., Steele, H., Zeanah, C.H., et al. (2011) Attachment and emotional development in institutional
care: characteristics and catch up. Monographs of the Society for Research in Child Development, 76(4), 62–91.
377 Harkness, S. (2015) The Strange Situation of attachment research: a review of three books. Reviews in
Determinants of Infant Behaviour (pp.67–104), Vol. 2. London: Methuen, p.95. Bowlby’s annotations on this
chapter are in an edition held by Richard and Xenia Bowlby.
379 Bowlby, J. (1980) Loss. New York: Basic Books, p.126. W.H.R. Rivers was also an early influence. Van Dijken,
S., van der Veer, R., van IJzendoorn, M., & Kuipers, H.J. (1998) Bowlby before Bowlby: the sources of an intellec-
tual departure in psychoanalysis and psychology. Journal of the History of the Behavioral Sciences, 34(3), 247–69.
380 LeVine, R.A. (2014) Attachment theory as cultural ideology. In H. Otto & H. Keller (eds) Different Faces of
Attachment: Cultural Variations on a Universal Human Need (pp.50–65). Cambridge: Cambridge University Press.
381 Bowlby’s concerns fed Ainsworth’s focus on dyadic interaction. In turn, Bowlby’s antipathy to multi-person
interactions and Ainsworth’s focus on dyadic interaction together formed a serious obstacle to applications or
extensions of attachment research beyond the dyad, including small group research—though see Ein-Dor’s work
discussed in Chapter 5. Likewise, though there are exceptions, multi-person caregiving arrangements have been
comparatively underresearched by attachment researchers. Keller, H., Bard, K., Morelli, G., et al. (2018) The myth
of universal sensitive responsiveness: comment on Mesman et al. (2017). Child Development, 89(5), 1921–8.
Cross-cultural applicability of the Strange Situation 183
By contrast, both Bowlby and Ainsworth were very encouraging of anthropological study
when they were confident that the researcher did not hold that twenty interchangeable carers
would offer the basis for secure attachments. When Ainsworth’s student Bob Marvin wrote
reporting from his collaboration with Sarah and Robert LeVine, Bowlby described the work
as ‘interesting’ and ‘very valuable’.382 No doubt a basis for Bowlby’s different stance was that
the LeVines took their observations of attachment behaviour shown by infants to multiple
caregivers as a falsification of attachment theory. By contrast, Marvin emphasised observa-
tions, from the very same fieldwork, that when children were distressed, they nonetheless
still generally sought their most familiar adult figure. For Ainsworth, such issues brought out
a fundamental difference between anthropology and psychology as research paradigms: psy-
chological research was grounded in the potential for quantitative assessment of inter-rater
reliability in the study of behaviour, whereas anthropological research was based on meticu-
(2005) Attachment and culture: bridging relativism and universalism. In W. Friedlmeier, P. Chakkarath, & B.
Schwarz (eds) Culture and Human Development: The Importance of Cross-Cultural Research to the Social Sciences.
Lisse: Swets & Zeitlinger; and by Keller, H. (2018) Parenting and socioemotional development in infancy and early
childhood. Developmental Review, 50, 31–41. For a recent example of use of mixed-methods see Suchman, N.,
Berg, A., Abrahams, L., et al. (2019) Mothering from the inside out: adapting an evidence-based intervention for
high-risk mothers in the Western Cape of South Africa. Development & Psychopathology, 32(1), 105–22.
385 Exemplary contrary cases include Hobson, R.P., Patrick, M., Crandell, L., Garcia-Perez, R., & Lee, A. (2005)
Personal relatedness and attachment in infants of mothers with borderline personality disorder. Development &
Psychopathology, 17(2), 329–47; Kozlowska, K. (2010) Family-of-origin issues and the generation of childhood
illness. Australian and New Zealand Journal of Family Therapy, 31, 73–91; Tharner, A., Verhage, M.L., Oosterman,
M., & Schuengel, C. (2019) The case of attachment non-transmission: zooming in on the pathways through par-
ental sensitivity. Paper presented at International Attachment Conference, Vancouver, 20 July 2019.
386 Danziger, K. (1990) Constructing the Subject: Historical Origins of Psychological Research.
anthropology see Azuma, H. (1996) Cross-national research on child development: the Hess–Azuma collaboration
184 Mary Ainsworth
graduate students already needing to pursue fieldwork as part of their doctorate could quite
reasonably be concerned by the additional time and uncertainty of seeking to gain reliability
in Ainsworth’s coding system. Furthermore, Ainsworth’s tripartite division was regarded
as rather crude as an attempt to capture infant experience and care practices in their par-
ticularity. The measure may have relevance to understanding individual differences within
a culture, but this is only a minor goal within anthropology, which has generally been more
concerned with interpreting social practices and meanings.389 Anthropologists, often sus-
pended between two worlds as individuals or with their families, were also specially aware
from personal experience that separations and reunions have the potential for different
meanings in different cultural contexts. Furthermore, social and cultural anthropology es-
pecially, at least since the 1980s, has had a general antipathy to claims that appear universal-
istic, and all the more so when this universalism appears value-laden.390 To the extent that
in retrospect. In D.W. Shwalb & B.J. Shwalb (eds) Japanese Childrearing: Two Generations of Scholarship (pp.220–
40). New York: Guilford.
389 Keller, H. (2008) Attachment—past and present. But what about the future? Integrative Psychological and
Behavioral Science, 42, 406–15. A good illustrative case of the use of the idea of ‘attachment’, but not attachment re-
search, for interpreting social practices and meanings is Lowe, E.D. (2002) A widow, a child, and two lineages: ex-
ploring kinship and attachment in Chuuk. American Anthropologist, 104(1), 123–37. For reflection on the different
aims of interpretive and experimental forms of research see Reddy, W.M. (2014) Humanists and the experimental
study of emotion. In F. Biess & D.M. Gross (eds) Science and Emotions after 1945: A Transatlantic Perspective
(pp.41–66). Chicago: University of Chicago Press. The social psychological tradition of attachment research
(Chapter 5) has likewise seen little uptake within anthropology, sociology, human geography, or cognate social
sciences concerned primarily with practices. An exception is Quinlan, R.J. & Quinlan, M.B. (2007) Parenting and
cultures of risk: a comparative analysis of infidelity, aggression, and witchcraft. American Anthropologist, 109(1),
164–79. However, the social psychological tradition has also seen no critique from anthropologists. Presumably it
has fallen under the blanket of ‘developments after Ainsworth’, which anthropologists have tended to ignore.
390 Eriksen, T.H. & Nielsen, F.S. (2001) A History of Anthropology. London, Pluto Press.
391 See e.g. Keller, H. (2018) Universality claim of attachment theory: children’s socioemotional develop-
ment across cultures. Proceedings of the National Academy of Sciences, 115(45), 11414–19; Keller, H., Bard, K.,
Morelli, G., et al. (2018) The myth of universal sensitive responsiveness: comment on Mesman et al. (2017). Child
Development, 89(5), 1921–8.
392 See e.g. Zevalkink, J., Riksen-Walraven, J.M., & Van Lieshout, C.F. (1999) Attachment in the Indonesian
caregiving context. Social Development, 8(1), 21–40; True, M., Pisani, L., & Oumar, F. (2001) Infant–mother at-
tachment among the Dogon of Mali. Child Development, 72(5), 1451–66.
393 Otto, H. (2014) Don’t show your emotions! Emotion regulation and attachment in the Cameroonian Nso. In
H. Otto & H. Keller (eds) Different Faces of Attachment: Cultural Variations of a Universal Human Need (pp.215–
29). Cambridge: Cambridge University Press.
Cross-cultural applicability of the Strange Situation 185
their own scales, or to rely on dubious proxies for sensitivity such as household size. As a re-
sult, two research traditions developed in the 1980s and 1990s: developmental psychologists
using measures developed in America in other countries; and qualitative ethnographic stud-
ies that eschewed these measures. Each represented a segregated part of Ainsworth’s own
biographical journey, which had traversed both ethnography and laboratory science.
Cross-cultural studies in the 1980s and 1990s using standardised attachment measures
were generally conducted by attachment researchers or developmental psychologists with
some personal contact with Ainsworth or her students—with the signal exception of the
Japanese studies (discussed in the section ‘The Strange Situation “abroad” ’).394 An early
example was Kermoian and Leiderman (1986), two psychological researchers who con-
ducted a study of 26 Gusii infants from Kenya. The Strange Situation was adapted in several
thoughtful ways, such as by taking place outside the mother’s hut and by altering the reunion
394 E.g. van IJzendoorn, M.H. & Kroonenberg, P.M. (1988) Cross- cultural patterns of attachment: a meta-
analysis of the strange situation. Child Development, 59, 147–56; Grossmann, K.E., Grossmann, K., & Keppler,
A. (2005) Universal and culture-specific aspects of human behavior: the case of attachment. In W. Friedlmeier, P.
Chakkarth, & B. Schwarz (eds) Culture and Human Development: The Importance of Cross-Cultural Research for the
Social Sciences (pp.75–97). New York: Psychology Press.
395 Kermoian, R. & Leiderman, P.H. (1986) Infant attachment to mother and child caretaker in an East African
conventional analyses of maternal care and their associations with secure base behavior. Developmental Psychology,
40(4), 508–18; Posada, G. (2013) Piecing together the sensitivity construct: ethology and cross-cultural research.
Attachment & Human Development, 15(5–6), 637–56.
186 Mary Ainsworth
marginally aligned with the aim of anthropology to understand cultural practices. There
have been few discussions of how the Strange Situation and its coding might best be adapted
to account for cultural context and to offer insight into cultures of caregiving.397
As such, the accusation by the anthropologist Heidi Keller that ‘the only dimension that
attachment researchers have recognised as cultural is the distribution of the attachment qual-
ities’398 has an unfortunate degree of truth. Cross-cultural research was not especially well
aligned with developmental psychology as a disciplinary space in the 1980s and 1990s: there
are few funders who support cross-cultural psychology, and few rewards within the academic
community for the slower yield of publications this research strategy generally entails.399
Ethnographic work ahead of a quantitative study would be possible, but would risk being pen-
alised by developmental science journals, which look down on qualitative methods even for
exploratory work. Attachment researchers have largely had to furnish their own evidence of
397 Exceptions include Marvin, R.S., VanDevender, T.L., Iwanaga, M.I., LeVine, S., & LeVine, R.A. (1977) Infant–
caregiver attachment among the Hausa of Nigeria. In H.M. McGurk (ed.) Ecological Factors in Human Development
(pp.247–60). Amsterdam: North-Holland; Crittenden, P.M. & Claussen, A.H. (eds) (2000) The Organisation of
Attachment Relationships. Cambridge: Cambridge University Press; Thompson, R.A. (2017) Twenty-first century
attachment theory. In H. Keller & K. Bard (eds) The Cultural Nature of Attachment: Contextualizing Relationships
and Development (pp.301–19). Cambridge, MA: MIT Press.
398 Keller, H. (2013) Attachment and culture. Journal of Cross-Cultural Psychology, 44(2), 175–94, p.180.
399 The collaboration between Bob Marvin and the LeVines stands as an apparent exception to the division be-
tween these two traditions, even if it was not feasible to bridge the division completely through use of the Strange
Situation. However, it is striking also as a somewhat isolated case, at least until the past decade. It also illustrates
well the difficulties and lack of professional reward for such work. See Marvin, R.S., VanDevender, T.L., Iwanaga,
M.I., LeVine, S., & LeVine, R.A. (1977) Infant–caregiver attachment among the Hausa of Nigeria. In H.M. McGurk
(ed.) Ecological Factors in Human Development (pp.247–60). Amsterdam: North-Holland.
400 E.g. Brazelton, T.B. (1972) Implications of infant development among the Mayan Indians of Mexico. Human
Development, 15(2), 90–111; Tronick, E.Z., Morelli, G.A., & Ivey, P.K. (1992) The Efe forager infant and toddler’s
pattern of social relationships: multiple and simultaneous. Developmental Psychology, 28(4), 568.
401 Chisholm, J.S. (1996) The evolutionary ecology of attachment organization. Human Nature, 7(1), 1–
37; Chisholm, J. (2003) Uncertainty, contingency and attachment: a life history theory of theory of mind.
In K. Sterelny & J. Fitness (eds) From Mating to Mentality: Evaluating Evolutionary Psychology (pp.125–54).
Hove: Psychology Press.
402 A signal exception is work by Belsky and colleagues on early attachment experiences as priming regarding
the need for long-term or short-term focused reproductive strategies. This concept has generated substantial
interest among biological anthropologists. Belsky, J., Steinberg, L., & Draper, P. (1991) Childhood experience,
Cross-cultural applicability of the Strange Situation 187
literature was that the quality of the ethnography is high, and publications such as those of
Nancy Scheper-Hughes have become classics of the anthropological literature in general.
A third was that researchers have by and large displayed little knowledge of developments
in attachment research since the 1980s; with some exceptions, their conversation has al-
most exclusively been with the ideas of Bowlby and Ainsworth, and especially Bowlby’s
writings.403 And like Bowlby’s earlier writings, they have tended—with exceptions404—to
assume that care relationships are attachment relationships, without consideration of the
attachment-specific qualities such as directional crying and preferential seeking suggested
by the theory.
Researchers after Bowlby and Ainsworth are at times treated as mute followers of these
founding figures by their anthropologist critics, rather than critical contributors to a living,
branching tradition of theory and research. The work of Main, for example her discussion of
interpersonal development, and reproductive strategy: an evolutionary theory of socialization. Child Development,
62, 647–70.
403 Though a critic of the tradition of attachment research located within developmental science, Heidi Keller
has been an important figure in seeking bridges between disciplines, and in updating the ‘working model’
held of attachment researchers by anthropologists. See e.g. Otto, H. & Keller, H. (eds) (2014) Different Faces of
Attachment: Cultural Variations on a Universal Human Need. Cambridge: Cambridge University Press. A hearten-
ing sign of a more serious interaction between developmental science and anthropology is the debate between Judy
Mesman and Heidi Keller and colleagues, though the tendency towards talking past one another remains in evi-
dence. See Keller, H., Bard, K., Morelli, G., et al. (2018) The myth of universal sensitive responsiveness: comment
on Mesman et al. (2017). Child Development, 89(5), 1921–8.
404 E.g. Meehan, C.L. & Hawks, S. (2015) Multiple attachments: allomothering, stranger anxiety, and intimacy.
In H. Otto & H. Keller (eds) Different Faces of Attachment: Cultural Variations on a Universal Human Need
(pp.113–40). Cambridge: Cambridge University Press.
405 See e.g. Quinn, N. & Mageo, J. (eds) (2013) Attachment Deconsidered: Cultural Perspectives on a Western
Theory. London: Palgrave; Morelli, G. (2015) The evolution of attachment theory and cultures of human attach-
ment in infancy and early childhood. In L.E. Jensen (ed.) The Oxford Handbook of Human Development and
Culture: An Interdisciplinary Perspective (pp.149–64). Oxford: Oxford University Press.
406 Scheper-Hughes, N. (1993) Death Without Weeping: The Violence of Everyday Life in Brazil.
Berkeley: University of California Press. Similar issues can be found in later anthropological works, even the other-
wise excellent Gottlieb, A. (2004) The Afterlife Is Where We Come From. Chicago: University of Chicago Press.
407 Though, unusually, collaboration and coauthorship between attachment researchers and anthropolo-
gists can be seen in Keller, H. (eds) (2017) The Cultural Nature of Attachment: Contextualizing Relationships and
Development. Cambridge, MA: MIT Press.
188 Mary Ainsworth
the version of attachment theory in wider circulation is that of Bowlby and Ainsworth, and
subsequent researchers have not raised their voices to correct this account:
The real problem I have is that attachment theory in the applied field is really causing,
to put it mildly, a lot of distress because children are evaluated according to attachment
theory . . . I know that you would never subscribe to such a view. But what I’m missing is
why attachment researchers don’t form a louder voice in order to distance themselves from
these appearances.408
408 Keller, H. & Thompson, R. (2018) Attachment theory: past, present & future. Recorded at the 2nd ‘Wilhelm
Wundt Dialogue’, Leipzig University, 28 November 2018, hosted by the Leipzig Research Center for Early Child
Development (LFE). https://www.youtube.com/watch?v=_nG5SelEj28.
409 Cf. Aviezer, O., Sagi-
Schwartz, A., & Koren-Karie, N. (2003) Ecological constraints on the formation
of infant–mother attachment relations: when maternal sensitivity becomes ineffective. Infant Behavior and
Development, 26(3), 285–99.
410 Keller, H. & Thompson, R. (2018) Attachment theory: past, present & future. Recorded at the 2nd ‘Wilhelm
Wundt Dialogue’, Leipzig University, 28 November 2018, hosted by the Leipzig Research Center for Early Child
Development (LFE). https://www.youtube.com/watch?v=_nG5SelEj28.
411 Weisner, T. (2014) The socialization of trust: plural caregiving and diverse pathways in human development
across cultures. In H. Otto & H. Keller (eds) Different Faces of Attachment (pp.263–77). Cambridge: Cambridge
University Press.
Cross-cultural applicability of the Strange Situation 189
The founding work of cross-cultural research conducted by attachment researchers was the
Bielefeld study by Klaus and Karin Grossmann, with results published in 1981. This study
sent shockwaves through the small community of attachment researchers, as well as the wider
community of developmental science researchers. The distribution of Strange Situation
classifications differed markedly from those of Ainsworth, with more avoidant than secure
dyads in the sample. This result was interpreted in terms of the aversion of German culture to
displays of distress and the importance placed on independence, reflected in childcare prac-
tices that promoted infant self-reliance such as separate sleeping, and that penalised com-
munication of anxiety by children.412 The study became a conventional reference point, cited
412 Grossmann, K.E., Grossmann, K., Huber, F., & Watner, U. (1981) German children’s behavior towards their
mothers at 12 months and their fathers at 18 months in Ainsworth’s Strange Situation. International Journal of
Behavioral Development, 4(2), 157–81.
413 Wartner, U.G., Grossmann, K., Fremmer-Bombik, E., & Suess, G. (1994) Attachment patterns at age six in
south Germany: predictability from infancy and implications for preschool behavior. Child Development, 65(4),
1014–27. With the D classification included, the distributions were 50% B, 15% A, 4.5% C, and 30.5% D.
414 Beller, E.K., & Pohl, A. (1986) The Strange Situation revisited. Paper presented at 4th International
Conference on Infant Studies, Beverly Hills, April 1986. Distribution of attachment classifications reported in
van IJzendoorn, M.H. & Kroonenberg, P.M. (1988) Cross-cultural patterns of attachment: a meta-analysis of the
strange situation. Child Development, 59(1), 147–56. Even in a sample of German children known to social ser-
vices for potential child abuse and neglect, rates of secure attachment have been found to be high at 24 months.
Suess, G.J., Bohlen, U., Carlson, E.A., Spangler, G., & Frumentia Maier, M. (2016) Effectiveness of attachment
based STEEP™ intervention in a German high-risk sample. Attachment & Human Development, 18(5), 443–60.
415 However, empirical study of parents’ perceptions of the appropriate attachment behaviour of young chil-
dren showed few differences between north and south Germany: Scholmerich, A. (1996) Attachment security
and maternal concepts of ideal children in northern and southern Germany. International Journal of Behavioral
Development, 19(4), 725–38. An alternative explanation for the early independence encouraged in the Bielefeld
infants might be found in war trauma experienced by the parents in the Bielefeld sample. Bielefeld was heavily
bombed during World War II. By contrast, though the Messerschmitt aircraft factory and the oil refinery nearby
were attacked, the town of Regensburg itself received little bombing. On German war trauma and attachment pro-
cesses see the discussion in Kaiser, M., Kuwert, P., Braehler, E., & Glaesmer, H. (2018) Long-term effects on adult
attachment in German occupation children born after World War II in comparison with a birth-cohort-matched
representative sample of the German general population. Aging & Mental Health, 22(2), 197–207.
416 Grossmann, K.E., Grossmann, K., & Schwan, A. (1986) Capturing the wider view of attachment: a reanalysis
of Ainsworth’s Strange Situation. In C.E. Izard & P.B. Read (eds) Measuring Emotions in Infants and Children, Vol. 2
(pp.124–71). Cambridge: Cambridge University Press.
190 Mary Ainsworth
been ignored, except among attachment researchers. The salience of the early Bielefeld find-
ings, and their resonance with contemporary stereotypes about Germans as emotionally
suppressed but secretly insecure, have held the imagination: the ‘German’ tendency towards
avoidant attachment is still widely cited by both developmental psychologists417 and critics
of the attachment paradigm.418
The Grossmanns were trained to conduct the Strange Situation by Ainsworth, and were
given support in coding the procedure by both Ainsworth and Main. By contrast, applica-
tions of the Strange Situation by Japanese researchers were the first to be conducted by a
group without even distal ties to Ainsworth. A first study, published in 1984, was carried out
in Tokyo by Durrett and colleagues. Of their 39 infant–caregiver dyads, 61% were classified
as secure, 13% were classified as avoidant, 18% were classified as ambivalent/resistant, and
8% could not readily be classified into one of the Ainsworth classifications. The researchers
417 E.g. Simonelli, A., De Palo, F., Moretti, M., Baratter, P.M., & Porreca, A. (2014) The Strange Situation pro-
cedure: the role of the attachment patterns in the Italian culture. American Journal of Applied Psychology,
3(3), 47–56.
418 E.g. LeVine, R.A. (2014) Attachment theory as cultural ideology. In H. Otto & H. Keller (eds) Different Faces
of Attachment: Cultural Variations on a Universal Human Need (pp.50–65). Cambridge: Cambridge University
Press. See also Grossmann, K.E. & Grossmann, K. (1999) Mary Ainsworth: our guide to attachment research.
Attachment and Human Development, 1, 224–8: ‘Our study, though, became known more because of the high
percentage of insecure-avoidantly attached infants (Grossmann, Grossmann, Huber, Wartner,1981) than for its
many confirmations of Ainsworth’s findings with a larger sample’ (224). Another important early cross-cultural
study of the 1980s was work by Sagi and Lamb exploring the attachment classifications of infants raised on Israeli
kibbutzim with their mother, father, and communal caretakers. This research was of particular importance in
highlighting the important contribution made by attachment figure overnight availability to security as assessed
in the Strange Situation. Sagi, A., Lamb, M.E., Lewkowicz, K.S., Shoham, R., Dvir, R., & Estes, D. (1985) Security
of infant–mother, –father, and –metapelet attachments among kibbutz-reared Israeli children. Monographs of the
Society for Research in Child Development, 50(1/2), 257–75; Sagi, A., van IJzendoorn, M.H., Aviezer, O., Donnell,
F., & Mayseless, O. (1994) Sleeping out of home in a kibbutz communal arrangement: it makes a difference for
infant–mother attachment. Child Development, 65(4), 992–1004.
419 Takahashi, K. (1986) Examining the Strange Situation procedure with Japanese mothers and 12-month-
old infants. Developmental Psychology, 22(2), 265–70. In a later report on the same sample, 75% were classified
as secure, 21% ambivalent/resistant, and 4% unclassifiable. Nakagawa, M., Lamb, M.E., & Miyake, K. (1992)
Antecedents and correlates of the strange situation behavior of Japanese infants. Journal of Cross-Cultural
Psychology, 23, 300–10.
420 Alan Sroufe, personal communication, January 2019.
Cross-cultural applicability of the Strange Situation 191
that the apparently high rate of ambivalent/resistant infants did not reflect the predomin-
ance of this pattern of attachment, and was instead a misclassification of overdistressed in-
fants. It was noteworthy that the play of these infants was not poor prior to the separations,
as is the usual case for the anxious/resistant group. However, Sroufe states that Takahashi
was placed under institutional pressure to claim that the findings cast doubt on the cross-
cultural applicability of the Strange Situation in general. In her write-up she concluded that
the Ainsworth Strange Situation was a culturally specific artefact, with poor cross-cultural
applicability at least to traditional Japanese infant–caregiver dyads.421 This finding stirred
considerable attention. As Behrens subsequently observed, the Sapporo study findings res-
onated with a trend in social scientific research in the 1980s to emphasise the uniqueness
of Japan, and the lack of relevance of research paradigms developed on non-Japanese sam-
ples.422 Together with the Bielefeld study, the Sapporo study appeared to provide evidence of
421 Takahashi, K. (1990) Are the key assumptions of the ‘Strange Situation’ procedure universal? A view from
ation behaviors. Merrill-Palmer, 22(2), 137–50; Smith, L. & Martinsen, H. (1977) The behavior of young children
in a strange situation. Scandinavian Journal of Psychology, 18(1), 43–52.
426 Grossmann, K.E. & Grossmann, K. (1989) Preliminary observation on Japanese infants’ behavior in
Ainsworth’s strange situation. Hokkaido University Annual Report, Research and Clinical Center for Child
Development, 11, 1–12.
192 Mary Ainsworth
but engage in exhausted sobbing through the second reunion rather than respond to the re-
appearance of their mother. This behaviour characterised 76% of the whole Japanese sample
left to cry intensely for more than two minutes.427 Klaus and Karin Grossmann identified
another factor that may have affected the distribution of classifications. Watching the videos,
they observed that the mothers were shy and formal in the laboratory setting, and barely
communicated with their infants while in the Strange Situation. A large minority rejected
their infant’s wish for contact, whereas this behaviour was shown by none of the German
parents, precisely contrary to stereotype.428 The Grossmanns observed that the Japanese in-
fants seemed surprised by the inaccessibility of their caregiver, and this may have encour-
aged the infants to intensify signals of distress and anger: ‘the infants showed through their
behaviour that they expected acceptance from their mothers’, implying that the withdrawn
behaviour was out of keeping with their usual expectations.429 The Grossmanns concluded
427 Grossmann, K., Fremmer-Bombik, E., & Freitag, M. (1991) German and Japanese infants in the Strange
Situation: are there differences in behavior beyond differences in the frequency of classes? Paper presented at
meeting of International Society for the Study of Behavioral Development, Minneapolis, July 1991.Copy shared by
Karin Grossmann.
428 Ibid.
429 Grossmann, K.E. & Grossmann, K. (1996) Kulturelle perspektiven der bindungsentwicklung Japan in und
Deutschland. In G. Trommsdorff & H.-J. Konrad (eds) Gesellschaftliche und individuelle Entwicklung Japan in und
Deutschland (pp.215–35). Konstanz: Universitätsverlag Konstanz.
430 Grossmann, K.E. & Grossmann, K. (1989) Preliminary observation on Japanese infants’ behavior in
Ainsworth’s strange situation. Hokkaido University Annual Report, Research and Clinical Center for Child
Development, 11, 1–12.
431 Grossmann, K., Fremmer-Bombik, E., & Grossmann, K.E. (1990) Familiar and unfamiliar patterns of attach-
ment of Japanese infants. Hokkaido University Annual Report, Research and Clinical Center for Child Development,
2, 30–39.
432 Grossmann, K., Fremmer-Bombik, E., & Freitag, M. (1991) German and Japanese infants in the Strange
Situation: are there differences in behavior beyond differences in the frequency of classes? Paper presented at
Cross-cultural applicability of the Strange Situation 193
Debate about the Sapporo study went quiet for a decade, until the matter was revived
by Rothbaum, Miyake (one of the collaborators on the Sapporo study), and colleagues in
2000. In a high-profile paper in the American Psychologist they repeated Takahashi’s earlier
claims that the Sapporo data showed that the Strange Situation is not cross-culturally valid
as an assessment of individual differences.433 Like Takahashi, they pointed to the prolonged
skin-to-skin contact and the pre-emption of needs experienced by Japanese infants com-
pared to the distal interactions of western infants, which they supposed would make any
separations unbearable for most Japanese infants. Rothbaum and colleagues also drew on
the tradition of qualitative ethnographic research to propose that Japanese caregivers value
signs of infant dependency over displays of autonomy, and that this would account for the
higher numbers of ambivalent/resistant and the fewer avoidant dyads. They could point to
no quantitative findings in support of this claim, however, and the only direct study showed
meeting of International Society for the Study of Behavioral Development, Minneapolis, July 1991.Copy shared by
Karin Grossmann. However, curiously, the Japanese infants also seemed much less wary of the stranger than the
German infants.
433 Rothbaum, F., Weisz, J., Pott, M., Miyake, K., & Morelli, G. (2000) Attachment and culture: security in the
Japan: attachment, dependency, and amae. Journal of Cross-Cultural Psychology, 28(4), 442–62
435 Rothbaum, F. & Kakinuma, M. (2004) Amae and attachment: security in cultural context. Human
Development, 47(1), 34–9. Cf. Posada, G., Lu, T., Trumbell, J., et al. (2013) Is the secure base phenomenon evident
here, there, and anywhere? A cross-cultural study of child behavior and experts’ definitions. Child Development,
84(6), 1896–905.
436 Kondo-ikemura, K., Behrens, K.Y., Umemura, T., & Nakano, S. (2018) Japanese mothers’ prebirth Adult
Attachment Interview predicts their infants’ response to the Strange Situation Procedure: the Strange Situation in
Japan revisited three decades later. Developmental Psychology, 54(11), 2007–2015.
437 True, M. (in press) Multiple pathways to infant disorganization: insights from an African dataset. In T.
of secure attachment are the same between these two contexts. By contrast, rates of avoid-
ance are lower and rates of ambivalent/resistance are higher when, as in the Japanese case,
prolonged skin-to-skin contact is part of caregiving norms.438 This accumulated evidence
indicates systematic variation in the kind of conditional strategy used in the context of differ-
ences in caregiving cultures. However, True argues that such accumulated findings represent
a denigration of Ainsworth’s true legacy, since without articulation of the specific processes
occurring within infant–caregiver interaction, any interpretation is recklessly speculative.
True states that attachment researchers have focused too much on supplying and then in-
terminably discussing distributions in Strange Situation patterns. A limitation of Ainsworth’s
approach was the prominence she gave to the Strange Situation, when in fact the generative
core of her insights came precisely from the combination of qualitative ethnography of gen-
eral processes and quantitative assessment of dyadic processes. True observes that this potent
438 See also Mesman, J., van IJzendoorn, M.H., & Sagi-Schwartz, S. (2016) Cross-cultural patterns of attach-
ment: universal and contextual dimensions. In J. Cassidy & P. Shaver (eds) Handbook of Attachment (pp.790–815).
New York: Guilford, p.809.
439 Exceptions include Posada, G., Carbonell, O.A., Alzate, G., & Plata, S.J. (2004) Through Colombian
lenses: ethnographic and conventional analyses of maternal care and their associations with secure base behavior.
Developmental Psychology, 40(4), 508–18; Howes, C. & Wishard Guerra, A.G. (2009) Networks of attachment re-
lationships in low-income children of Mexican heritage: infancy through preschool. Social Development, 18(4),
896–914; Fuertes, M., Ribeiro, C., Gonçalves, J.L., et al. (2020) Maternal perinatal representations and their asso-
ciations with mother–infant interaction and attachment: A longitudinal comparison of Portuguese and Brazilian
dyads. International Journal of Psychology, 55(2), 224–33.
440 Mesman, J., van IJzendoorn, M.H., & Sagi-Schwartz, A. (2016) Cross-cultural patterns of attachment. In
J. Cassidy & P.R. Shaver (eds) The Handbook of Attachment: Theory, Research, and Clinical Applications, 3rd edn
(pp.852–77). New York: Guilford; see also Posada, G. (2013) Piecing together the sensitivity construct: ethology
and cross-cultural research. Attachment & Human Development, 15, 637–56.
441 Röttger-Rössler, B. (2014) Bonding and belonging beyond WEIRD worlds: rethinking attachment theory on
the basis of cross-cultural anthropological data. In H. Otto & H. Keller (eds) Different Faces of Attachment: Cultural
Variations on a Universal Human Need (pp.141–68). Cambridge: Cambridge University Press. See also Carlson,
V.J. & Harwood, R.L. (2003) Attachment, culture, and the caregiving system: the cultural patterning of everyday
experiences among Anglo and Puerto Rican mother–infant pairs. Infant Mental Health Journal, 24(1), 53–73;
LeVine, R.A., Gielen, U.P., & Roopnarine, J. (2004) Challenging expert knowledge: findings from an African
study of infant care and development. In Childhood and Adolescence: Cross-cultural Perspectives and Applications
(pp.149–65). Westport, CT: Praeger/Greenwood.
Some remaining questions 195
published literature, which means that the principles and processes through which it has
been achieved are not transparent or available for discussion.442 This is an issue that would
likely have seen substantial resolution had anthropologists and developmental psychologists
been able to listen to and learn from one another on the basis of more common ground.
Yet evidence in favour of the cross-cultural relevance of Ainsworth’s construct is that dif-
ferences from western cultural norms are not, in themselves, generally associated with lower
scores for sensitivity. Rather, the majority of caregivers in most contexts around the world
are characterised as showing sensitivity, except where families are facing conditions of social,
economic, or political adversity, or where caregivers have themselves experienced trauma
or maltreatment. And even then, the effects of adversity and trauma may in some instances
be buffered by protective aspects of childcare practices.443 Nonetheless, the gulf between
attachment researchers and anthropologists has hindered the development of a global re-
Ainsworth and Bell’s study of crying behaviour was the first analysis of the home observa-
tion data. They found that when mothers responded promptly to infants crying in the first
quarter, they cry less in the final quarter of the first year.445 This finding was a landmark report
at the time, offering a symbolic victory for attachment theory.446 It ran directly contrary to
the behaviourist theory that if crying for a parent is heeded and brings about a positive out-
come for the child, it will be repeated more often over time. Instead, the finding supported
Bowlby’s proposition that affection shown to children would not ‘spoil’ them and make them
dependent, but in fact would help them feel confident in the availability of their caregiver or
caregivers and less prone to distress.447 Furthermore, Ainsworth and colleagues soon after
442 Exceptions include Mesman, J., van IJzendoorn, M., Behrens, K., et al. (2016) Is the ideal mother a sensitive
mother? Beliefs about early childhood parenting in mothers across the globe. International Journal of Behavioral
Development, 40(5), 385–97; Posada, G., Trumbell, J., Noblega, M., et al. (2016) Maternal sensitivity and child
secure base use in early childhood: studies in different cultural contexts. Child Development, 87(1), 297–311;
Dawson, N.K. (2018) From Uganda to Baltimore to Alexandra Township: how far can Ainsworth’s theory stretch?
South African Journal of Psychiatry, 24, 8. Perhaps the only study to have examined the cross-cultural consistency
of coding the Strange Situation is Van IJzendoorn, M. H. & Kroonenberg, P.M. (1990) Cross-cultural consistency
of coding the strange situation. Infant Behavior and Development, 13(4), 469–85.
443 E.g. Fourment, K., Nóblega, M., Conde, G., del Prado, J.N., & Mesman, J. (2018) Maternal sensitivity in rural
Andean and Amazonian Peru. Attachment & Human Development, 27 March, 1–9.
444 Kieling, C., Baker-Henningham, H., Belfer, M., et al. (2011) Child and adolescent mental health world-
wide: evidence for action. The Lancet, 378(9801), 1515–25. However, see Bain, K. & Baradon, T. (2018) Interfacing
infant mental health knowledge: perspectives of South African supervisors supporting lay mother–infant home
visitors. Infant Mental Health Journal, 39(4), 371–84.
445 Bell, S.M. & Ainsworth, M.D.S. (1972) Infant crying and maternal responsiveness. Child Development, 43(4),
1171–90.
446 On the landmark status of this study see Lewis, M. (1997) Altering Fate: Why the Past Does Not Predict the
& Boyd, E.F. (1977) Does maternal responding imply reduced infant crying? A critique of the 1972 Bell and
196 Mary Ainsworth
found that babies who reciprocated actively when held by their mother were less likely to
protest when put down, and more likely to immediately turn to independent exploration.448
Stayton and Ainsworth interpreted these findings by proposing that babies could accept ces-
sation of contact because they are confident that the caregiver will be accessible if needed.449
That infant crying was reduced by the end of the first year rather than increased by prompt
response by caregivers was a landmark finding, and one that Bowlby and Ainsworth continued
to mention until the end of their careers with a passionate, steady insistence. The finding neatly
encapsulated the empirical implications of attachment theory. Furthermore, in Patterns of
Attachment, Ainsworth and colleagues reported that ‘mothers who are promptly responsive to
crying signals in the early months have babies who later become securely attached’.450 The stat-
istical procedures by which Ainsworth and Bell came to these conclusions were contested by
her critics.451 However, without any other longitudinal data available to help answer the ques-
Ainsworth report. Child Development, 48, 1200–1207; Ainsworth, M.D.S. & Bell, S.M. (1977) Infant crying and
maternal responsiveness: a rejoinder to Gewirtz and Boyd. Child Development, 48, 1208–16. For an example of
Bowlby using Ainsworth’s findings regarding crying as ammunition against social learning approaches see e.g.
Bowlby, J. (1973) Separation. London: Pimlico, p.358.
448 Ainsworth, M., Bell, S., & Stayton, D. (1972) Individual differences in the development of some attachment
as related to other infant and maternal behaviours. Developmental Psychology 9(2), 226–35, p.233.
450 Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2015) Patterns of Attachment: A Psychological Study
Origins and Developmental Significance of Individual Differences in the Strange Situation. Hillsdale, NJ: Lawrence
Erlbaum: ‘A group difference in maternal unresponsiveness to crying in the first quarter led to the conclusion that
“Mothers who are promptly responsive to crying signals in the early months have babies who later become securely
attached” (Ainsworth et al. 1978, p.150). In fact, when the measure is expressed as a proportion (Maternal unre-
sponsiveness per hour/Infant crying per hour), the proportion of A and B infants are equivalent, and the deviant
group (C) contains only four dyads’ (65).
452 Newton, L.D. (1983) Helping parents cope with infant crying. Journal of Obstetric, Gynecologic, & Neonatal
51(1), 238–41.
454 Van IJzendoorn, M.H., Tavecchio, L.W.C., Goossens, F.A., & Vergeer, M.M. (1982) Opvoeden in
Geborgenheid. Een Kritische Analyse van Bowlby’s Attachment Theorie. Deventer: Van Loghum Slaterus.
455 Van IJzendoorn, M.H. (2004) Roos. In H. Procee, H. Meijer, P. Timmerman, & R. Tuinsma (eds) Bij die
Wereld wil ik Horen! Zevenendertig Columns & Drie Essays over de Vorming tot Academicus (pp.86–89).
Amsterdam: Boom.
Some remaining questions 197
data on what would be a very intensive study. Data collection began in 1983 and took four
years, using the new technology provided by an event recorder/FM audio registration unit.
The findings were clear-cut: when caregivers responded to fuss or cry signals, infants
cried more often by the end of the first year. Yet journals were not keen to publish the re-
sults, and it took until the 1990s before the paper was finally in print.456 Hubbard and van
IJzendoorn realised that ‘research on crying evolved into a “pièce de résistance” of attach-
ment theory . . . It constituted a cornerstone of attachment theory and therefore was not
really open to theoretical and empirical criticism.’457 However, Hubbard and van IJzendoorn
did not regard their results as representing an attack on attachment theory, but as criticism
of specific aspects of Ainsworth and Bell’s methodology. They argued that the Ainsworth
and Bell paper adopted an inappropriate statistical approach, a crude strategy of meas-
urement, and overconfidence in assertion of their findings on the basis of such a small
Coding individuals
North American developmental psychology had long felt the tension between a stance that
gave primacy to individuals and a stance that gave primacy to relationships.460 Ainsworth’s
456 Hubbard, F.O. & van IJzendoorn, M.H. (1991) Maternal unresponsiveness and infant crying across the first
9 months: a naturalistic longitudinal study. Infant Behavior and Development, 14(3), 299–312.
457 Hubbard, F.O.A. & van IJzendoorn, M.H. (1987) Maternal unresponsiveness and infant crying: a critical
replication of the Bell & Ainsworth study. In L.W.C. Tavecchio & M.H. van IJzendoorn (eds) Attachment in Social
Networks. Contributions to the Bowlby–Ainsworth Attachment Theory (pp.339–78). New York: Elsevier, p.344.
458 Personal communication to Marinus van IJzendoorn, cited in ibid, p.368.
459 Dozier, M. & Bernard, K. (2019) Coaching Parents of Vulnerable Infants: The Attachment and Biobehavioral
Development: How Children and Contexts Shape Each Other (pp.3–21). Washington, DC: American Psychological
Association. On the shift towards contextualism in developmental psychology in the 1970s see Lerner, R.M.,
198 Mary Ainsworth
group aligned themselves firmly with the latter perspective. The sensitivity measure is partly
an assessment of individual differences between caregivers—responsiveness to crying per-
haps more so, since it is a cruder measure. But in both cases there is no standardisation of
infant behaviour: the measure assesses the way that particular infant signals are noticed and
responded to by the caregiver, which is at least in part an assessment of the dyad in their
interactive dance. There was one assessment in which this dance was not observed, however,
and in which only individual behaviour was coded: the Strange Situation.
Ainsworth sought to semi-control the caregiver’s behaviour in the Strange Situation in
order to make the separations a standardised, ambiguous, but evocative stimulus. And the
written coding system for the Strange Situation that she created was for individual infant be-
haviour only, an approach generally extrapolated by her students to the coding of patterns
of attachment in separation–reunion procedures at later developmental stages.461 In itself
Hultsch, D.F., & Dixon, R.A. (1983) Contextualism and the character of developmental psychology in the 1970s.
Annals of the New York Academy of Sciences, 412(1), 101–28.
461 Cassidy, J., Marvin, R., with the Attachment Working Group of the John D. and Catherine T. MacArthur
Network on the Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool chil-
dren: procedures and coding manual. Unpublished manual; Main, M. & Cassidy, J. (1988) Categories of response
to reunion with the parent at age 6: predictable from infant attachment classifications and stable over a 1-month
period. Developmental Psychology, 24(3), 415–26.
462 Except when a sample has been specifically recruited with such factors in mind, e.g. Espinosa, M., Beckwith,
L., Howard, J., Tyler, R., & Swanson, K. (2001) Maternal psychopathology and attachment in toddlers of heavy
cocaine-using mothers. Infant Mental Health Journal, 22(3), 316–33.
463 Grossmann, K. & Grossmann, K. (2012) Bindungen— Das Gefüge psychischer Sicherheit Gebundenes.
Stuttgart: Klett-Cotta.
Some remaining questions 199
valid to assess attachment as a dyadic property with a focus on infant behaviours.464 A few
have sought to revise or create coding systems focused on dyadic interactions. The most
direct attempt has been that of Crittenden, who elaborated coding systems for the Strange
Situation and other assessment measures that explicitly assess caregiver–child interaction
rather than the individual behaviour of the child.465 One of the systems for coding behav-
iour at age six by the Berkeley group was the unpublished Strage and Main approach to
coding reunions of verbal children; this was also a dyadic coding system.466 And Lyons-
Ruth and colleagues developed a dyadic-based coding system called the Goal-Corrected
Partnership in Adolescence Coding System.467 Nonetheless, the predominant approach
to the assessment of child–caregiver attachment has certainly remained the coding of in-
dividual child behaviours following the protocol set out in Ainsworth and colleagues in
Patterns of Attachment.
464 E.g. Fonagy, P. (2000) Attachment Theory and Psychoanalysis. New York: Other Press.
465 Crittenden, P.M. (1992) Preschool Assessment of Attachment. Miami: Family Relations Institute; Crittenden,
P.M. (2016) Raising Parents: Attachment, Representation, and Treatment, 2nd edn. London: Routledge. The
Cassidy/Marvin MacArthur preschool system has some elements of a dyadic focus, though these are not fore-
grounded. Cassidy, J., Marvin, R., with the ttachment Working Group of the John D. and Catherine T. MacArthur
Network on the Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool chil-
dren: procedures and coding manual. Unpublished manual. Dyadic coding is more foregrounded in Marvin’s later
work: Britner, P.A., Marvin, R.S., & Pianta, R.C. (2005) Development and preliminary validation of the caregiving
behavior system: association with child attachment classification in the preschool Strange Situation. Attachment &
Human Development, 7(1), 83–102.
466 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the level
of representation. Monographs of the Society for Research in Child Development, 50, 66–104; Strage, A. & Main,
M. (1985) Attachment and parent—child discourse patterns. Paper presented at Biennial meeting of Society for
Research in Child Development, Toronto. PP/Bow/J.4/4.
467 Obsuth, I., Hennighausen, K., Brumariu, L.E., & Lyons-Ruth, K. (2014) Disorganized behavior in adolescent–
parent interaction: relations to attachment state of mind, partner abuse, and psychopathology. Child Development,
85(1), 370–87.
468 Main, M. & Weston, D. (1981) The independence of infant–mother and infant–father attachment relation-
ships: security of attachment characterises relationships, not infants. PP/Bow/J.4/3. The paper was ultimately pub-
lished under the title ‘The quality of the toddler’s relationship to mother and to father: related to conflict behavior
and the readiness to establish new relationships’.
469 Bowlby, J. (1969, 1982) Attachment, Volume 1. London: Penguin, p.349.
200 Mary Ainsworth
over three decades of research using the Strange Situation, and two decades of training cod-
ers, Sroufe acknowledges:
We readily slip into describing cause in terms of individual traits rather than develop-
mental systems. At the outset I want to adopt the curved finger of accusation and say that
attachment theorists, such as myself, are equally vulnerable to this problem. Frequently,
we slip into using terms such as ‘securely attached child’ when we know that attachment is
really a relationship term, and the proper description would be ‘a child with a history of a
secure relationship with the primary caregiver’. We don’t do it because this is unwieldy.470
Eagle proposed that this discourse has contributed to a focus on individual differences ra-
ther than relationships in attachment research more generally. He claimed that despite the
Ainsworth and colleagues found that caregiver sensitivity in the home observation data pre-
dicted infant attachment in the Strange Situation. And a generation of subsequent researchers
found a host of associations between the Strange Situation and later outcomes. However,
Ainsworth and her team did not have the data to make claims about the implications of
infant attachment for later development; and later researchers only very rarely undertook
extensive home observations. Those that did, such as Klaus and Karin Grossmann, con-
ducted their research with samples facing comparatively few adversities or sources of disrup-
tion. Given that caregiver sensitivity is quite stable over time unless specific changes intrude
which alter the resources available to the caregiving system, it remained entirely unclear
whether attachment as measured by the Strange Situation was functioning as an autonomous
470 Sroufe, L.A. (2007) The place of development in developmental psychopathology. In A. Masten (ed.)
Multilevel Dynamics in Developmental Psychopathology: Pathways to the Future: The Minnesota Symposia on Child
Psychology, Vol. 34 (pp.285–99). Mahwah, NJ: Lawrence Erlbaum, p.291.
471 Eagle, M. (2013) Attachment and Psychoanalysis. New York: Guilford, p.55. See also Kobak, R. & Bosmans, G.
(2018) Attachment and psychopathology: a dynamic model of the insecure cycle. Current Opinion in Psychology,
25, 76–80, p.76.
472 Bosmans, G., Van de Walle, M., Goossens, L., & Ceulemans, E. (2014) (In)variability of attachment in middle
childhood: secure base script evidence in diary data. Behavior Change, 31, 225–42.
473 Fonagy, P. & Campbell, C. (2015) Bad blood revisited: attachment and psychoanalysis. British Journal of
predictive variable, or whether maternal sensitivity or other aspects of the caregiving context
were behind the scenes, doing the causal work. This question was raised by Michael Lamb
and colleagues in their controversial criticisms of the Strange Situation. They argued that
‘relationships between early experiences and later outcomes have been demonstrated only
when there is continuity in the circumstances’.474 It was not known, therefore, whether the
causal factor for these later outcomes was early experiences of care in early childhood, early
patterns of attachment, or experiences of care at the time of later outcomes. Or all three in-
dependently. Or an interaction. This question, left largely unexplored, has muddied uses of
attachment theory to inform clinical and preventative work.
Ainsworth acknowledged the problem head-on in a paper delivered to the International
Conference on Infant Studies in April 1984. She urged colleagues to accept that ‘stability of
patterns of attachment during infancy is influenced by the degree to which family interaction
474 Lamb, M., Thompson, R.A., Gardner, W., & Charnov, E.L. (1985) Infant–Mother Attachment: The Origins and
Developmental Significance of Individual Differences in the Strange Situation. Hillsdale, NJ: Lawrence Erlbaum, p.4.
475 Ainsworth, M. (1984) Attachment, adaptation and continuity. Paper presented at International Conference
standing of disruptive behavior problems? Development & Psychopathology, 5(1–2), 215–24, p.217.
477 E.g. Erickson, M., Sroufe, L.A., & Egeland, B. (1985) The relationship of quality of attachment and behavior
problems in preschool in a high risk sample. Monographs of the Society for Research in Child Development, 50
(1–2), 147–86; Belsky, J. & Fearon, R.P. (2002) Early attachment security, subsequent maternal sensitivity, and later
child development: does continuity in development depend upon continuity of caregiving? Attachment & Human
Development, 4(3), 361–87.
478 Thompson, R. (1998) Early sociopersonality development. In W. Damon & N. Eisenberg (eds) Handbook
of Child Psychology: Vol. 3. Social, Emotional, and Personality Development, 5th edn (pp 25–104). New York:
Wiley, p.58.
202 Mary Ainsworth
Sroufe and Egeland’s Minnesota group was one of the few laboratories that had lon-
gitudinal data on caregiver behaviour, infant attachment classifications, and later devel-
opmental outcomes. But they only made separate reports of the relationship between
sensitivity and the Strange Situation,479 and the Strange Situation and later outcomes,480
or folded caregiver sensitivity and infant Strange Situation classifications together into an
‘early caregiving experiences composite’.481 The position of Sroufe and Egeland appears to
have been that neither sensitivity nor the Strange Situation is in itself ‘attachment’, which
cannot be directly measured but must be inferred. As such, to Sroufe and Egeland, whether
it was the sensitivity scale or the Strange Situation that was doing the predicting was rather
irrelevant. Both measures were assumed to be only vantages on dyadic differences in the at-
tachment relationship, scientific proxies for detailed observations of infant–caregiver inter-
action in naturalistic settings. Sroufe and Egeland appeared to prefer the Strange Situation,
479 E.g. Egeland, B. & Farber, E.A. (1984) Infant–mother attachment: factors related to its development and
maladaptation and competence. In M. Perlmutter (ed.) Development and Policy Concerning Children with Special
Needs: The Minnesota Symposia on Child Psychology, Vol. 16 (pp.41–83). Hillsdale, NJ: Lawrence Erlbaum.
481 E.g. Jimerson, S., Egeland, B., Sroufe, L.A., & Carlson, B. (2000) A prospective longitudinal study of high
school dropouts examining multiple predictors across development. Journal of School Psychology, 38(6), 525–49.
482 See e.g. Farrell, A.K., Waters, T.E.A., Young, E.S., et al. (2019) Early maternal sensitivity, attachment security
in young adulthood, and cardiometabolic risk at midlife. Attachment & Human Development, 21(1), 70–86.
483 NICHD Early Child Care Research Network (1999) Child care and mother–child interaction in the first
three years of life. Developmental Psychology, 35, 1399–413. Belsky and Fearon conducted an analysis of the relative
contributions of attachment and sensitivity to later outcomes in this dataset, but only included measures of sensi-
tivity subsequent to the Strange Situation. Belsky, J. & Fearon, R.P. (2002) Early attachment security, subsequent
maternal sensitivity, and later child development: does continuity in development depend upon continuity of care-
giving? Attachment & Human Development, 4(3), 361–87.
484 Connell, J.P. (1987) Structural equation modeling and the study of child development: a question of good-
485 Carlson, E.A., Sroufe, L.A., & Egeland, B. (2004) The construction of experience: a longitudinal study of rep-
becoming secure: parental sensitive support predicts attachment continuity from infancy to adolescence in a lon-
gitudinal adoption study. Developmental Psychology, 48(5), 1277–82.
488 Ibid. p.1281.
204 Mary Ainsworth
of secure base scripts at age 23.489 This was a controversial finding, given the extent of prior
emphasis on prediction from the Strange Situation. An informal network of quantitatively
oriented attachment researchers including Bakermans-Kranenburg and van IJzendoorn
made a call in 2014 for further work on this question. They asserted ‘an urgent need for
theory-driven studies that address mediating processes that account for such enduring ef-
fects, for example by addressing questions concerning whether such long-term continuities
are due to the ongoing supportive function of attachment relationships and/or the early ef-
fects of attachment experiences on the construction of stable psychological structures’.490
However, the emphasis on sensitivity by many researchers since Ainsworth has been
challenged by Ainsworth’s former student Jude Cassidy and her colleagues. Just as Waters
argued that amorphous measurements of ‘attachment’ should be superceded by precise at-
tention to the availability of a secure base/safe haven script, Cassidy and colleagues argued
Conclusion
See Table 2.2 in the Appendix to this chapter for consideration of key concepts discussed
here.
Ainsworth’s methodological innovations were a depth charge thrown into the water of
developmental psychology: bubbles from the explosion are still coming to the surface today.
The influence of Ainsworth’s research programme on subsequent attachment research has
been foundational, enduring, and profound. Ainsworth observed that ‘research methods
489 Schoenmaker, C., Juffer, F., van IJzendoorn, M.H., Linting, M., van der Voort, A., & Bakermans-Kranenburg,
M.J. (2015) From maternal sensitivity in infancy to adult attachment representations: a longitudinal adoption
study with secure base scripts. Attachment & Human Development, 17(3), 241–56.
490 Groh, A.M., Fearon, R.P., Bakermans-Kranenburg, M.J., van IJzendoorn, M.H., Steele, R.D., & Roisman, G.I.
(2014) The significance of attachment security for children’s social competence with peers: a meta-analytic study.
Attachment & Human Development, 16(2), 103–36, p.126.
491 Cassidy, J., Woodhouse, S.S., Cooper, G., Hoffman, K., Powell, B., & Rodenberg, M. (2005) Examination
of the precursors of infant attachment security: implications for early intervention and intervention research. In
L.J. Berlin, Y. Ziv, L. Amaya-Jackson, & M.T. Greenberg (eds) Enhancing Early Attachments: Theory, Research,
Intervention, and Policy (pp.34–60). New York: Guilford.
492 Woodhouse, S.S., Scott, J.R., Hepworth, A.D., & Cassidy, J. (2020) Secure base provision: a new approach to
examining links between maternal caregiving and infant attachment. Child Development, 91(1), 249–65.
Conclusion 205
influence the theoretical formulation associated with it. The reverse is also true.’493 The
Strange Situation is an extreme case. Rather than simply a tool for deployment in line with
researchers’ intentions, the Strange Situation extended the ambitions of an area of research,
whilst also shaping the kinds of action and thought that subsequently seemed feasible or
worthwhile.494 On the one hand, the Strange Situation has provided the basis for a cumula-
tive research paradigm for the study of early relationships for over 50 years—an astonishing
feat. Over 15,000 child–caregiver dyads have been seen in the Strange Situation in the course
of published research in this period. There will be many thousands more involved in unpub-
lished research and clinical and forensic practice. Without the development of the Strange
Situation, attachment theory would very likely have failed to take root within American de-
velopmental psychology.495 By the same token, Granqvist suggested that if a measure had
been developed for cognitive science or evolutionary psychology of equal importance as the
493 Ainsworth, M. (1969) Object relations, dependency and attachment. Child Development, 40, 969– 1025,
p.1003.
494 Cf. Sayes, E. (2014) Actor–network theory and methodology. Social Studies of Science, 44(1), 134–49.
495 For detailed argument on this point see van IJzendoorn, M.H., Tavecchio, L.W.C., Goossens, F.A., & Vergeer,
M.M. (1982) Opvoeden in Geborgenheid: Een Kritische Analyse van Bowlby’s Attachment Theorie. Amsterdam: Van
Loghum Slaterus. By way of comparison, for discussion of a movement in psychoanalytic theory in the same period
that failed to take root within academic psychology see McLaughlin, N.G. (1998) Why do schools of thought fail?
Neo-Freudianism as a case study in the sociology of knowledge. Journal of the History of the Behavioral Sciences,
34(2), 113–34.
496 Granqvist, P. (2020) Attachment, Religion, and Spirituality: A Wider View. New York: Guilford: ‘That the
placement of attachment theory and research within mainstream psychology is largely a historical coincidence,
resulting from some skilled developmental psychologists’ receptiveness to Bowlby’s ideas. They adopted the
theory, contributed to it, and made it a major part of psychology. However, attachment theory, originating in eth-
ology, was among the first fully developed theories within what was later to become evolutionary approaches to
human psychology. Similarly, as evidenced in Bowlby’s use of a cybernetic model and his borrowing of the internal
working model construct, attachment theory grew in the same soil that later produced cognitive science.’
497 Ainsworth, M. (1995) On the shaping of attachment theory and research: an interview with Mary D.S.
Ainsworth. Monographs of the Society for Research in Child Development, 60(2/3), 2–21, p.12.
498 Klaus and Karin Grossmann, personal communication, November 2018.
499 The Sroufe and Egeland Minnesota group were an exception here; core to their mission was an attempt to
replicate and evaluate Ainsworth’s findings, to test out their scientific standing (Chapter 4).
206 Mary Ainsworth
attachment categories became the focus of attention, even as Bowlby’s behavioural systems
model became part of the backdrop rather than an active concern.
The second generation of attachment researchers inherited from Bowlby and Ainsworth
a theory with (i) apparently intuitive and accessible elements, including positions on norma-
tive child rearing, integrated with (ii) subtle, technical distinctions in the use of concepts and
theory (e.g. between attachment behaviour and the attachment behavioural system), and
(iii) complex observational measures. This facilitated the development of a division between
an inner core of specialised developmental researchers and a wide popular constituency
of practitioners, parents, and policy-makers interested in attachment theory and research,
with terms like ‘attachment’ and ‘security’ offering switchers and relays between these dif-
ferent domains. Frequently, these groups have talked right past one another with the same
words. Neither subtle, technical distinctions nor complex observational measures are easily
500 See also White, S., Gibson, M., Wastell, D., & Walsh, P. (2019) Reassessing Attachment Theory in Child Welfare.
Bristol: Psychology Press. Collins has offered the term ‘alien science’ to describe the reception of research in cases
with such a sharp disparity. Collins, H.M. (1999) Tantalus and the aliens: publications, audiences and the search
for gravitational waves. Social Studies of Science, 29(2), 163–97.
501 Reijman, S., Foster, S., & Duschinsky, R. (2018) The infant disorganised attachment classification: ‘patterning
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8.
502 Cf. Bourdieu, P. (1989) The social genesis of the eye. In The Rules of Art, trans. S. Emanuel (pp.313–21).
such as the secure base concept. However, the requirements of this socialisation within an
oral culture have made the reproduction of the field challenging, and the number of de-
velopmental attachment researchers has remained comparatively small. Reliance on an oral
culture has, at times, made it relatively difficult even for other developmental psychologists
to understand the details of the phenomena under discussion, for instance how the Strange
Situation categories are actually operationalised. For example, researchers speculate about
the meaning of differences in infant–caregiver behaviour in the Strange Situation in ways
largely cut loose from how it is coded.503
The role of an oral culture has also made it difficult for researchers not centrally con-
cerned with attachment to accurately take from and meaningfully contribute to the tradition
of research. An effect was that research groups where the oral culture could be accessed—
such as Berkeley (Mary Main; Chapter 3), Minnesota (Alan Sroufe and others; Chapter 4),
503 E.g. Koós, O. & Gergely, G. (2001) A contingency-based approach to the etiology of ‘disorganized’ attach-
ment: the ‘flickering switch’ hypothesis. Bulletin of the Menninger Clinic, 65(3), 397–410.
504 By the 1990s, additional centres of gravity included—though were not limited to—Pennsylvania (Jay Belsky),
Harvard (Karlen Lyons-Ruth), Leiden (Marinus van IJzendoorn), Maryland (Jude Cassidy, Doug Teti), Haifa (Avi
Sagi-Schwartz), and London (Peter Fonagy, Miriam Steele, and Howard Steele). Berkeley and Minnesota espe-
cially, and Regesburg and SUNY to an extent, nonetheless appeared to retain particular significance and, in certain
regards, social priority. This dynamic can be seen in the pattern of citation by the research groups of one another.
505 For a discussion of the role of authorities of delimitation see Foucault, M. (1969, 1972) The Archaeology of
the Bowlby–Ainsworth Attachment Theory. New York: Elsevier; Emde, R.N. & Fonagy, P. (1997) An emerging cul-
ture for psychoanalytic research? International Journal of Psychoanalysis, 78(4), 643–51: ‘Extensive training is often
needed for coding and observation, which can lead not only to isolation but to shared assumptions that are un-
specified among those doing the research’ (649).
507 E.g. van IJzendoorn, M.H. & Kroonenberg, P.M. (1990) Cross-cultural consistency of coding the strange situ-
ation. Infant Behavior and Development, 13(4), 469–85; Sagi, A., van IJzendoorn, M.H., & Koren-Karie, N. (1991)
Primary appraisal of the Strange Situation: a cross-cultural analysis of preseparation episodes. Developmental
Psychology, 27(4), 587–96.
208 Mary Ainsworth
However, one negative consequence of the manner in which the developmental tradition was
transmitted was that some aspects of Ainsworth’s approach were adopted with, in retrospect,
too little explicit discussion. One aspect, emphasised by Roisman and van IJzendoorn, was the
focus on intensive, small-scale work in distinct research groups.508 A huge advantage was that
this supported fidelity of measurement. In general, larger studies have tended to have poor asso-
ciations between the Strange Situation and measures of sensitivity, which has raised questions in
some quarters about whether coders rushed their task.509 Roisman and van IJzendoorn suggest
that an alternative might have been to build collaborative consortia, with data-sharing between
the many small groups. Pursuing just such a strategy, the willingness of researchers in the devel-
opmental tradition of attachment research to share and pool data has reached its apex in forms
of Individual Participant Data meta-analysis in recent years (Chapter 6).510 The strong, some-
what ‘familial’ interpersonal connections of the developmental tradition may be supposed to
508 See Roisman, G.I. & van IJzendoorn, M.H. (2018) Meta-analysis and individual participant data synthesis in
child development: introduction to the special section. Child Development, 89(6), 1939–42.
509 The particular object of contention here has been the NICHD sample: NICHD Early Child Care Research
Network (1997) The effects of infant child care on infant–mother attachment security: results of the NICHD Study
of Early Child Care NICHD Early Child Care Research Network. Child Development, 68(5), 860–79.
510 Verhage, M.L., Fearon, R.P., Schuengel, C., et al. (2018) Examining ecological constraints on the intergenera-
tional transmission of attachment via individual participant data meta-analysis. Child Development, 89(6), 2023–37.
511 The disjuncture between the willingness to engage with public media between Bowlby and Ainsworth was
already remarked upon by Karen, R. (1990) Becoming attached. The Atlantic, February 1990: ‘Ainsworth is all but
unknown to the public (and to many psychoanalysts and psychiatrists, who tend to be unfamiliar with trends in
developmental psychology), and yet her fame in the world of infant development exceeds that of John Bowlby
himself . . . Unlike Bowlby, who holds the light as if he were born to it, she doesn’t seem at home.’ Ainsworth, M.
(1990) Letter to John Bowlby, 24 1990, PP/BOW/B.3/8.
512 Some further limited exceptions can be identified. For instance, Sroufe was involved in writing a popular
textbook, and composed a few newspaper articles. Marti Erickson led the Children, Youth & Family Consortium
after finishing the STEEP intervention and the research, and worked directly in family policy. Generally, though,
the difference in scale between Bowlby’s public engagement activities and those of Ainsworth and the second
generation of attachment researchers is profound. As will be discussed further in Chapter 6, the lack of public
engagement by second-generation researchers stands in contrast to the extensive public-facing activities of third-
generation attachment researchers such as Sheri Madigan. Madigan, S. (2019) Beyond the academic silo: col-
laboration and community partnerships in attachment research. Paper presented at International Attachment
Conference, Vancouver, 20 July 2019: ‘The public are looking for information, and will get misinformation unless
we extend research findings to the public. I am taking it as a responsibility of mine to disseminate information to
those who want it, often parents and clinicians.’
513 See e.g. Britto, P.R., Lye, S.J., Proulx, K., et al., and the Early Childhood Development Interventions Review
Group, for the Lancet Early Childhood Development Series Steering Committee (2017) Nurturing care: pro-
moting early childhood development. The Lancet, 389(10064), 91–102; Leach, P. (ed.) (2017) Transforming Infant
Wellbeing: Research, Policy and Practice for the First 1001 Critical Days. London: Routledge.
Conclusion 209
there are exceptions. Patricia Crittenden and Peter Fonagy have been energetic in communi-
cating to public and professional constituencies about attachment theory.514 And the Circle
of Security graphic of the caregiver as a secure base and safe haven has circulated widely as
a visual representation of Ainsworth’s concepts.515 Nonetheless, as Goldberg observed, after
Bowlby ‘many attachment researchers (myself included) have been reluctant to take on this
responsibility’ of knowledge exchange with non-researchers.516
Beyond the model provided by Ainsworth, several further reasons might be identified for
the neglect of public engagement by the second generation of attachment researchers. One
would surely be the lack of incentives for public engagement within American academic life
in the 1980s and 1990s. The second generation also saw directly the problems and misunder-
standings caused by Bowlby’s popularizing texts; there may have been a sense of wanting to
seal themselves off from what they felt unable to mend. A further reason for the lack of public
514 See e.g. Spieker, S.J. & Crittenden, P.M. (2018) Can attachment inform decision-making in child protection
and forensic settings? Infant Mental Health Journal, 39(6), 625–41; Fonagy, P. & Higgitt, A. (2004) Early mental
health intervention and prevention: the implications for government and the wider community. In B. Sklarew, S.W.
Twemlow, & S.M. Wilkinson (eds) Analysts in the Trenches: Streets, Schools, War Zones (pp.257–309). Mahwah,
NJ: Analytic Press; Fonagy, P. (2018) Evidence submitted to the Evidence-Based Early-Years Intervention Inquiry.
Science and Technology Committee (Commons). http://data.parliament.uk/writtenevidence/committeeevi-
dence.svc/evidencedocument/science-and-technology-committee/evidencebased-early-years-intervention/
written/77644.pdf.
515 Powell, B., Cooper, G., Hoffman, K., & Marvin, R.S. (2009) The circle of security. In C.H. Zeanah (ed.)
sider the use of popular forums even for scholarly debates between specialists in evolutionary psychology in the
1990s. Cassidy, A. (2005) Popular evolutionary psychology in the UK: an unusual case of science in the media?
Public Understanding of Science, 14(2), 115–41. The marked contrast between attachment research and evolu-
tionary psychology in this regard has been noted by Granqvist, P. (2020) Attachment, Religion, and Spirituality: A
Wider View. New York: Guilford.
517 Bourdieu, P. (1975) The specificity of the scientific field and the social conditions of the progress of reason.
Social Science Information, 14(6), 19–47; Bourdieu, P. (2004) The Science of Science and Reflexivity, trans. R. Nice.
Chicago: University of Chicago Press. For equivalent processes in another area of the social sciences see Turner,
S.P. (2012) De-intellectualizing American sociology: a history, of sorts. Journal of Sociology, 48(4), 346–63.
210 Mary Ainsworth
Appendix
Security Personal wellbeing Ainsworth used the term ‘security’ to mean a person’s
and confidence confidence in their efficacy to access the people/resources
to have their needs met. When this confidence is available,
its source was described by Ainsworth as a ‘secure base’.
She also used the term as a category label for a group of
infants in her Strange Situation procedure. These infants
seek physical or distal contact, are readily comforted
Illustrative Statement: ‘Ainsworth’s Strange Situation procedure showed that sensitive care was associated with
infant security with their attachment figure.’
Mistaken for: Ainsworth’s Strange Situation functions as a definitive test of the extent that individual infants de-
viate from a standard of security, representing their state of wellbeing. This state of wellbeing is associated with the
warmth and tenderness shown by their mother.
Technical meaning: Ainsworth’s Strange Situation is a validated proxy for naturalistic observations of dyads con-
taining an infant and someone who functions, at least to a material extent, as an attachment figure. It is an imper-
fect research instrument based on a small sampling of behaviour, and subject to measurement error. However,
findings using the procedure can be supported by convergence with those from other approaches, such as obser-
vations of caregiver sensitivity.
3
Mary Main, Erik Hesse, and the Berkeley
Social Development Study
Biographical sketch
Mary Main was one of Ainsworth’s first graduate students at the Johns Hopkins University.
1 Main, M., Hesse, E., & Kaplan, N. (2005) Predictability of attachment behavior and representational processes
at 1, 6, and 19 years of age: the Berkeley longitudinal study. In K.E. Grossmann, K. Grossmann, & E. Waters (eds)
Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford, p.248.
2 Hesse, E. (2016) The adult attachment interview: protocol, method of analysis, and empirical studies: 1985–
2015. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications, 3rd
edn (pp.553–97). New York: Guilford.
3 Karen, R. (1998) Becoming Attached: First Relationships and How They Shape Our Capacity to Love.
by the Berkeley group revolutionised and redefined the methodology and theory of attach-
ment research.
Introduction
Main was the first of Ainsworth’s graduate students to receive a faculty position and es-
tablish an independent research group. As a result, the most pressing item of business was
replication. Whereas Ainsworth’s original study in the mid-1960s had 26 infant–mother
dyads, and Patterns of Attachment could report 106 infant–mother dyads, Main submitted
a proposal in the mid-1970s to the William T. Grant Foundation for a much larger study,
including both mothers and fathers. The proposal was accepted and Main was able to hire
4 Main, M., Hesse, E., & Kaplan, N. (2005) Predictability of attachment behavior and representational processes
at 1, 6, and 19 years of age: the Berkeley longitudinal study. In K.E. Grossmann, K. Grossmann, & E. Waters (eds)
Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford: ‘We be-
lieved that only after the sequelae “naturally” arising out of enduring differences in attachment relationships have
been delineated can researchers begin to trace—as P.T. Medawar put it in another context—the “variations which
depart” ’ (258).
5 Main, M. (1978) Avoidance of the attachment figure under stress: ontogeny, function and immediate caus-
ation. PP/Bow/J.4/3: ‘The principle aims of the project are a) to test the proposition that avoidance of attachment
figures in infancy predicts restricted affective responsiveness, aggression, and avoidance of adults other than the
parents in early childhood; b) to provide norms for infant behaviour with father in the Strange Situation and in
play settings; c) to compare and contrast mother–infant and father–infant relationships and the influence these
relationships have upon development; d) to relate the child’s behaviour toward peers and caregivers in nursery
school to “joint” classifications of relationships to parent in infancy and to conflict vs harmony in the parent–
parent relationship.’
6 Biller, H.B. (1974) Paternal Deprivation: Family, School, Sexuality, and Society. Lexington, MA: D.C. Heath;
Lamb, M.E. (1975) Fathers: forgotten contributors to child development. Human Development, 18, 245–66.
Introduction 213
resources of the Berkeley study, leading to an expanded lens on parenting as well as a larger
sample.
However, in fact Main did not ultimately have the funds to arrange rigorous coding for
all 378 Strange Situation recordings. A report was made by Main and Weston in 1981 from
a subset of 46 families who were invited to take part in both the Strange Situation at 12 and
18 months, and in an additional assessment of prosocial behaviour.7 Of the infants seen with
mother at 12 months, 68% of the dyads were classified as secure, 28% avoidant, and 4% am-
bivalent/resistant. For these same infants seen with father at 18 months, 59% of dyads were
classified as secure, 35% as avoidant, and 6% as ambivalent/resistant. The distribution was
therefore ‘highly compatible’ with the distributions from Ainsworth’s sample, and indeed are
well aligned with subsequent distributions.8 Main and Weston reported that the attachment
classification of an infant with one parent had a very weak, statistically insignificant associ-
7 Main, M. & Weston, D.R. (1981) The quality of the toddler’s relationship to mother and to father: related to
conflict behavior and the readiness to establish new relationships. Child Development, 52(3), 932–40.
8 Ibid. p.938. The rate of ambivalent/resistant was lower and the rate of avoidant attachment was higher than
the distributions reported in a recent international meta-analysis, but this has turned out to be quite usual for
American low-risk samples. Verhage, M.L., Schuengel, C., Madigan, S., et al. (2016) Narrowing the transmis-
sion gap: a synthesis of three decades of research on intergenerational transmission of attachment. Psychological
Bulletin, 142(4), 337–66, Table 4: 60.4% secure, 22.5% avoidant, 17.1% ambivalent/resistant. The meta-analysis
included only those studies that conducted both the Strange Situation and the AAI.
9 Later research debated possible reasons for the small positive association between infant attachment classifi-
cations with respective parents. Spangler emphasised the role of individual infant dispositions. Spangler, G. (2013)
Individual dispositions as precursors of differences in attachment quality: why maternal sensitivity is nevertheless
important. Attachment & Human Development, 15(5–6), 657–72. A recent meta-analysis found that interparental
conflict in non-clinical samples was inversely associated with attachment security (r = −.28). Interparental con-
flict may affect the care provided by both partners, or may directly impact the ambient sense of threat or caregiver
availability in the home for the baby in all relationships. Tan, E.S., McIntosh, J.E., Kothe, E.J., Opie, J.E., & Olsson,
C.A. (2018) Couple relationship quality and offspring attachment security: a systematic review with meta-analysis.
Attachment & Human Development, 20(4), 349–77. It should also be highlighted that in newer studies with pre-
schoolers—a period marked by an increase in father involvement, especially more recently—concordance is much
higher, e.g. Bureau, J.-F., Martin, J., Yurkowski, K., et al. (2017) Correlates of child–father and child–mother attach-
ment in the preschool years. Attachment & Human Development, 19, 130–50.
10 Relatively few longitudinal studies have conducted attachment measures with multiple caregivers. As a con-
sequence, little is known about the implications of convergent or divergent patterns of attachment with different
caregivers. The only reported data on this come from Fonagy and colleagues, who reported that—whilst there were
no effects for infancy—discrepant attachment classifications at age five in a modified Strange Situation were asso-
ciated with conduct problems. Fonagy, P., Target, M., Steele, M., et al. (1997) Morality, disruptive behavior, bor-
derline personality disorder, crime, and their relationships to security of attachment. In L. Atkinson & K.J. Zucker
(eds) Attachment and Psychopathology (pp.223–74). New York: Guilford, p.247. However, in subsequent decades
there has been no attempt to replicate these findings.
11 Main, M., Weston, D.R., & Wakeling, S. (1979) Concerned attention to the crying of an adult actor in infancy.
Paper presented at Society for Research in Child Development, San Francisco, March 1979. PP/Bow/J.4/3.
214 Mary Main and Erik Hesse
clown when invited to play and seemed sympathetic to the clown’s crying. Children with
two secure attachment relationships scored highest on prosociality; those with two inse-
cure attachment relationships scored lowest; and those with one secure and one insecure at-
tachment were rated in the middle.12 Children with avoidant attachment relationships were
found to often remain impassive in response to the crying clown, and their mothers were
more likely to show a derisive facial expression when the clown began crying.13 The Clown
procedure appeared to especially stress children in avoidantly attached dyads. Unable to seek
their caregiver directly for support, around half showed a variety of ‘conflict behaviours’ such
as ‘rocking back and forth whilst staring into space; assuming odd postures; engaging in
odd tension movements; sudden inappropriate or empty laughter; vocalising to the wall in
a “social” manner; an odd “frozen” facial expression; lying on the floor in foetal position
with eyes closed’.14 These behaviours were especially common in those who were avoidantly
12 For a review of developments and unanswered questions since Main and Weston’s report see Dagan, O. &
Sagi-Schwartz, A. (2018) Early attachment network with mother and father: an unsettled issue. Child Development
Perspectives, 12(2), 115–21.
13 Main, M. (1978) Avoidance of the attachment figure under stress: ontogeny, function and immediate caus-
ation. PP/Bow/J.4/3.
14 Main, M. & Weston, D. (1981) The independence of infant–mother and infant–father attachment relation-
Phenomena. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
16 There is a discrepancy regarding the number of families in the six-year follow-up. In 1985 Main states that
‘forty mothers, fathers, and their 6-year-old children (24 male, 19 firstborn) formed the sample of participants
in this 1982 study’: Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a
move to the level of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.79.
However, Main stated on several later occasions that she and Ruth Goldwyn initially developed the AAI in 1982–
83 on 36 transcripts and then tested it on the remaining 66. If interviews were conducted with both mother and
father, then this would mean 51 families were called back. The likely resolution to this discrepancy is that further
data collection took place in 1983.
17 George, C. (1984) Individual differences in affective sensitivity: a study of five-year olds and their parents.
and mother was the basis of Carol George’s doctoral dissertation with Main.18 George found
that the parents from insecure dyads and children from insecure dyads were more likely to
show signs of anger, disgust, and sarcasm in response to viewing the child’s behaviour in the
film. Yet as well as a stimulus for George’s study, the film served as a prime for the attachment
behavioural system and caregiving behavioural systems ahead of subsequent assessments.19
The parents then left the room for individually administered life-history interviews (the
AAI). The children remained in the playroom with an examiner. For 15 minutes they were
asked to make a drawing of their choice, then one of their family. Next, the examiner asked
the child to respond to six pictures of child–caregiver separations, giving their thoughts on
what the separated child might feel or do (the Separation Anxiety Test).20 The child and par-
ents were reunited after about an hour’s separation; in half the cases the mother returned
first, and in half the cases the father. The reunion was filmed.
18 Ibid. The role of an attachment prime (the video of separation and reunion of a child) prior to conducting the
AAI in the Berkeley study is not generally known and has not been discussed in the published literature. It could be
that this made no difference, but no study has addressed the question.
19 The question of whether priming is beneficial for or contaminates measures such as the AAI and the
Experiences in Close Relationships scale in their capacity to measure adult attachment remains an open one and
is rarely discussed. It is to be hoped that the growth of priming research will help bring this matter to light, and to
explicit examination (Chapter 6) No doubt part of the issue is that both the AAI and ECR have been interpreted as
measuring a ‘thing’ called adult attachment, when in fact matters are more complicated.
20 Hansburg, H.G. (1972) Adolescent Separation Anxiety: A Method for the Study of Adolescent Separation
Problems. Springfield: Thomas; Klagsbrun, M. & Bowlby, J. (1976) Responses to separation from parents: a clinical
test for children. British Journal of Projective Psychology, 21, 7–21; Kaplan, N. (1987) Individual differences in 6-
year olds’ thoughts about separation: predicted from attachment to mother at age 1. Unpublished doctoral disser-
tation, Department of Psychology, University of California, Berkeley, CA.
21 A significant recent example of this view is Gaskins, S. (2013) The puzzle of attachment. In N. Quinn & J.M.
Mageo (eds) Attachment Reconsidered: Cultural Perspectives on a Western Theory (pp.33–66). London: Palgrave.
216 Mary Main and Erik Hesse
the lens of the Ainsworth infant attachment classifications, two surprising things happened.
First, Main came to the exhilarating conclusion that the Ainsworth patterns represented the
three basic strategies used by all humans, whether infants or adults, for handling distress in
interpersonal contexts. Second, exceptions to these patterns therefore took on special sig-
nificance and interest. Main’s own powers as an observer of all scruffy particularities became
combined with a theoretical focus on exceptions, developing a fourth category for behaviour
suggesting a disruption in strategy.22 On this basis, Main developed an account of individual
differences in attachment as reflecting strategies for the direction of attention with respect to
attachment-related perceptions and memories.
These ideas are not widely understood, especially as several key texts by Main were ultim-
ately not published. However, they shaped the development of the AAI and other measures
developed by Main, Hesse, and collaborators in the Berkeley group in the 1980s and 1990s.
22 Some of the indicators of disorganised attachment—such as asymmetric facial movements—are rarely, if ever
coded. They seem to be, at least in part, a product of Main’s unusual eye for observational detail.
23 Van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (1997) Intergenerational transmission of attachment.
A move to the contextual level. In L. Atkinson & K.J. Zucker (eds) Attachment and Psychopathology (pp.135–70).
New York: Guilford, p.138; see also Durham-Fowler, J. (2013) An interview with Arietta Slade. DIVISION/Review,
7, 39–40.
24 Allen, J.P. & Miga, E.M. (2010) Attachment in adolescence: a move to the level of emotion regulation. Journal
Musgrave (eds) Criticism and the Growth of Knowledge (pp.91–196). Cambridge: Cambridge University Press.
Conditional strategies 217
decades, with costs mounting. In particular, researchers have tended to neglect or skip over
the underpinning logic of the contributions of the Berkeley group, to talk past one another
as different meanings are given to concepts, and to neglect questions with important conse-
quences for theory, research, and clinical practice.
Conditional strategies
During the years that Main was completing her doctorate in the Ainsworth laboratory, a fun-
28 Main, M. (1970) Infant play and maternal sensitivity in primate evolution. PP/Bow/J.4/1: ‘The strange situ-
ation behaviour of infants whose mothers are and are not sensitive suggests different probabilities of survival in
the environment of evolutionary adaptedness. In novel conditions, certainly insofar as the mother is present, the
infant who can explore is better off; in conditions of stress or alarm, the infant who seeks and maintains contact
with his mother [is better off].’
29 Main, M. (1973) Exploration, play and cognitive functioning. Unpublished doctoral thesis, Johns Hopkins
University.
30 Brazelton, T.B., Koslowski, B., & Main, M. (1974) The origins of reciprocity: the early mother–infant inter-
action. In M. Lewis & L. Rosenblum (eds) The Effect of the Infant on its Caregiver (pp.49–76). New York: Wiley, p.49.
218 Mary Main and Erik Hesse
with the assumption that the infant would display continuous attention within interactions,
the stop-frame analysis conducted by Main revealed a flexible movement between looking
at and away from the caregiver. The researchers concluded that ‘looking away behaviour re-
flects the need of each infant to maintain some control over the amount of stimulation he
can take in via the visual mode in such an intense period of interaction’.31 This looking away
strategy was adopted more frequently when the caregiver was insensitive in offering stimu-
lation that was not well aligned with the infant’s pacing. Drawing on contemporary ideas
from ethology, the researchers called this an ‘approach-withdrawal model’, a term that had
been used to describe the way that animals might flexibly use approach and withdrawal be-
haviours to modulate the intensity of stimulation, and in this way remain well regulated.32
This conclusion was supported by the finding that infant looking away behaviours were less
common when caregivers were alert to indications that the infant was becoming ‘upset or
When the infant demonstrates unexpected random behaviour, such as the jerk of a leg or
an arm, the mother responds by stroking or holding that extremity, or by making a directed
use of that extremity to jog it gently up and down, thereby turning an interfering activity
into one that serves their interaction. In these ways she might be seen to teach the infant
how to suppress and channel his own behaviour into a communication system.34
The authors criticised Bowlby for focusing too strictly on behaviour, following his etho-
logical models, and his neglect of the role of attentional processes as a flexible resource for
maintaining regulation and coherently structured interaction. They speculated that the
interdependency of rhythms of attention and inattention within the relationship between
infant and caregiver ‘seemed to be at the root of their attachment’.35
After Main finished her doctorate in 1973, she continued reflecting on avoidant attach-
ment. Her assumption was that, in contravening the predicted set-goal of the attachment
system so directly, it would be ‘predictive of interactive and affective disturbance’.36 She de-
veloped scales for analysing caregiver–infant touch in the Ainsworth home observation
data. Main found that the mothers in dyads classified as avoidant in the Strange Situation re-
buffed physical contact with their babies much more frequently at home. They often rejected
their infants’ attachment behaviour, and more frequently displayed anger and flat affect in
response to displays of distress. Over time, this increased the frequency with which their in-
fants made tentative or circuitous approaches. In February 1974, Ainsworth wrote to Bowlby
that ‘we have found plenty of evidence that the mothers of A babies dislike physical con-
tact, and that it is through behaviour relevant to physical contact that they (at least in large
31 Ibid. p.60.
32 Ibid. The term ‘approach/withdrawal’ was drawn from Schnierla, T.C. (1965) Aspects of stimulation and or-
ganisation in approach/withdrawal processes underlying vertebrate behavioural development. In D. Lehrman, R.
Hinde, & E. Shaw (eds) Advances in the Study of Behaviour, Vol. 1 (pp.1–74). New York: Academic Press. On
Chance’s ethological work on gaze aversion see Kirk, R.G. (2009) Between the clinic and the laboratory: ethology
and pharmacology in the work of Michael Robin Alexander Chance, c. 1946–1964. Medical History, 53(4), 513–36.
33 Brazelton, T.B., Koslowski, B., & Main, M. (1974) The origins of reciprocity: the early mother–infant inter-
action. In M. Lewis & L. Rosenblum (eds) The Effect of the Infant on its Caregiver (pp.49–76). New York: Wiley, p.64.
34 Ibid. p.65.
35 Ibid. p.74.
36 Main, M. (1973) Exploration, play and cognitive functioning. Unpublished doctoral thesis, Johns Hopkins
University.
Conditional strategies 219
part) express rejection. Mary’s theory is that this puts babies in a double bind, for they are
programmed to want contact and yet are rebuffed (or at least have unpleasant experiences)
when they seek it.’37
Main’s undergraduate background in liberal arts at St John’s College made her aware that
novelists such as Hardy and Dostoevsky had ‘long been aware of the attraction irrationally
implicit in rejection’.38 Whilst at the College, she married her philosophy professor, Alvin
Nye Main. In the early 1970s, Alvin Main drew Mary Main’s notice to a potential evolu-
tionary basis for the attraction that may be prompted even in the context of rejection.39 In
The Voyage of the Beagle, Darwin noted that the amphibious sea lizard, when frightened,
would never flee towards the water. To test this further, Darwin repeatedly frightened sea
lizards, and then threw them into the water. They repeatedly swam right back to him on the
land, directly towards their ‘attacker’. Darwin interpreted this otherwise strange and coun-
Perhaps this singular piece of apparent stupidity may be accounted for by the circumstance,
that this reptile has no natural enemy whatever on shore, whereas at sea it must often fall
a prey to the numerous sharks. Hence, probably, urged by a fixed and hereditary instinct
that the shore is its place of safety, whatever the emergency may be, it there takes refuge.40
Alvin and Mary Main discussed the analogy with the infant of a caregiver disposed to re-
jecting or angry behaviour. For the sea lizard, ‘if the source of the attack is “the shore” itself,
the shore is nonetheless returned to as a haven of safety’.41 Similarly, according to Bowlby’s
theory of the attachment behavioural system, the infant would be disposed by an evolution-
arily channelled mechanism to seek proximity with the caregiver when alarmed as the haven
of safety, even if the caregiver is also experienced as rejecting or threatening.42—hence a
‘double bind’.
Alvin Main died of cancer in the summer of 1974, just following the end of Mary Main’s
first year as an assistant professor at Berkeley. In the grief of this loss, Mary Main experienced
a period of writer’s block that lasted around two years.43 One text written during the period
was a paper presented by Main and her friend Everett Waters, delivered in July 1975 to the
International Society for the Study of Behavioural Development at the University of Surrey.
Waters had earlier studied gaze aversion shown by infants in relation to the stranger. He pro-
posed that gaze aversion can best be understood as an attempt to ‘cut off ’ the stimulus from
37 Ainsworth, M. (1974) Letter to John Bowlby, 1 February 1974. PP/BOW/B.3/4. The ‘double bind’ would later
and sequelae in children who are home-reared. In R. Webb (Ed.), Social Development in Childhood (pp.33–78).
Baltimore: Johns Hopkins University Press, p.56.
39 That Alvin Main first drew Mary Main’s attention to the passage in Darwin is mentioned in the acknowledge-
ments to Hesse, E. & Main, M. (2006) Frightened, threatening, and dissociative parental behavior in low-risk sam-
ples: description, discussion, and interpretations. Development & Psychopathology, 18(2), 309–43.
40 Darwin, C. (1839, 1972) The Voyage of the Beagle. New York: Bantum, pp.334–5.
41 Main, M. (1977) Analysis of a peculiar form of reunion behavior seen in some daycare children: its history
and sequelae in children who are home-reared. In R. Webb (Ed.), Social Development in Childhood (pp.33–78).
Baltimore: Johns Hopkins University Press, p.58.
42 Cf. Ainsworth, M.D.S. (1977) Attachment theory and its utility in cross-cultural research. In P.H. Leiderman,
S.R. Tulkin, & A. Rosenfeld (eds) Culture and Infancy: Variations in the Human Experience (pp.49–67).
New York: Academic Press: ‘Infants may become attached to mothers who are rejecting, punitive, or actually
brutal’ (52–3).
43 Ainsworth, M. (1976) Letter to John Bowlby, 16 September 1976. PP/BOW/B.3/5.
220 Mary Main and Erik Hesse
perception, which serves to modulate tendencies that it might evoke.44 This agreed with the
conclusions of Main’s work with Brazelton. Main and Waters applied this idea to the be-
haviour of infants in Type A dyads seen in the Strange Situation.45 They speculated that, as
well as modulating arousal, visual cut-off allows the infant to remain close to a rejecting or
angry parent—without ‘falling into “all or nothing” response patterns which cannot be ter-
minated voluntarily such as approach for comfort, or crying’.46 In Ainsworth’s observations,
the children from dyads classified as Group A were precisely, and apparently paradoxically,
those who showed more distress and clinginess at home than other children (Chapter 2). In
Main’s only published work from this period, a book chapter in a volume dedicated to the
memory of her late husband, she proposed that the child who shows avoidant behaviour
turns to objects of attention in the environment that will not add to heartache, or that might
even provide the relief of distraction. In this way the child may retain control and flexibility
44 Waters, E., Matas, L., & Sroufe, L.A. (1975) Infant’s reactions to an approaching stranger: description, valid-
regulation: Stern, D.N. (1974) Mother and infant at play: the dyadic interaction involving facial, vocal and
gaze behaviours. In M. Lewis & L.A. Rosenblum (eds) The Effect of the Infant on its Caregiver (pp.187–213).
New York: Wiley.
46 Main, M. & Waters, E. (1975) Autism and adaptation. Paper presented at International Society for the Study of
and sequelae in children who are home-reared. In R. Webb (Ed.), Social Development in Childhood (pp.33–78).
Baltimore: Johns Hopkins University Press, p.47.
48 Main, M. (1977) Sicherheit und Wissen. In K.E. Grossmann (Ed.), Entwicklung der Lernfahigheit in der
Sozialen Umwel (pp.47–95). Munich: Kindler: ‘Behaviours indicative of conflict should be expected of such a
baby—such behaviours as in fact are found’ (68).
49 Reflecting decades later on the Ainsworth readministration of the Strange Situation, as well as later data
from the Uppsala Longitudinal Study, Main and colleagues concluded that ‘the magnitude of stress invoked by
the stressful re-encounter with the strange situation may be sufficient to break the pattern of defensive avoidance,
yielding an increased necessity of approach and the appearance of “disorganized” approach/avoidance behaviors
instead’. Granqvist, P., Hesse, E., Fransson, M., Main, M., Hagekull, B., & Bohlin, G. (2016) Prior participation in
the strange situation and overstress jointly facilitate disorganized behaviours: implications for theory, research and
practice. Attachment & Human Development, 18(3), 235–49, p.244.
Conditional strategies 221
and the child psychiatrist and psychoanalyst Robert Emde.50 The Fellowships were coord-
inated by the ethologist Klaus Immelmann and by Klaus and Karin Grossmann, who were
in the process of attempting the first replication of Ainsworth’s study outside of America.
Fellows engaged in structured and unstructured group conversations at least two or three
times a week with biologists and ethologists.
During her Fellowship in Bielefeld, Main applied ethological principles to the interpret-
ation of avoidant attachment behaviour as seen in the Strange Situation. Ethology asked four
questions of behavioural sequences (Chapter 1): first, the contribution of the behaviour for
species survival or reproduction; second, how the behaviour came about through natural
selection; third, the behaviour’s underpinning mechanisms; and fourth, how it develops
over the lifespan. Putting these questions to avoidant behaviour in the Strange Situation set
Main on a collision course with Bowlby. Bowlby, and following him Ainsworth, had pre-
50 A set of papers reporting reflections on the year was published as Immelmann, K., Barlow, G., Petrinovitch,
L., & Main, M. (1981) Behavioral Development: The Bielefeld Interdisciplinary Project. Cambridge: Cambridge
University Press.
51 Smith, J. M. (1979) Game theory and the evolution of behaviour. Proceedings of the Royal Society London,
B, 205(1161), 475–88; Brockmann, H.J. & Dawkins, R. (1979) Joint nesting in a digger wasp as an evolutionarily
stable preadaptation to social life. Behaviour, 71(3), 203–44.
52 Main, M. (1978) Avoidance of the attachment figure under stress: ontogeny, function and immediate caus-
ation. PP/Bow/J.4/3.
222 Mary Main and Erik Hesse
She acknowledged that, at first sight, avoidant behaviour seen in the Strange Situation ap-
pears to disprove Bowlby’s position that proximity will be sought when the attachment
system is activated. However, the observation can be reconciled with the theory if it is as-
sumed that ‘avoidance of the attachment figure may function as a kind of conditional strategy
for proximity maintenance’. Conditional proximity supplies a stand-in for a relationship that
would offer genuine welcome. The infant can remain close by to a caregiver who might re-
buff them if they attempted a direct approach, a rebuff that would be emotionally painful and
might further reduce the caregiver’s availability. To set out the apparent paradox: the relin-
quishment of full proximity implied by avoidance is part of its effectiveness, part of its basis
for a qualified hope of a qualified caregiver availability.
Main later developed these ideas in two groundbreaking publications: a short note from
1979 entitled ‘The “ultimate” causation of some infant attachment phenomena’, and the 1981
53 Rajecki, D.W., Lamb, M.E., & Obmascher, P. (1978) Toward a general theory of infantile attachment: a com-
parative review of aspects of the social bond. Behavioral and Brain Sciences, 1(3), 417–36.
54 Bowlby, J. (1973) Separation. New York: Basic Books: ‘There are, however, persons of all ages who are prone
to show unusually frequent and urgent attachment behaviour and who do so both persistently and without there
being, apparently, any current conditions to account for it. When this propensity is present beyond a certain degree
it is usually regarded as neurotic. When we come to know a person of this sort it soon becomes evident that he has
no confidence that his attachment figures will be accessible and responsive to him when he wants them to be and
that he has adopted a strategy of remaining in close proximity to them in order so far as possible to ensure that they
will be available’ (165).
55 Main, M. (1979) The ‘ultimate’ causation of some infant attachment phenomena: further answers, further
Petrovich, & M. Main (eds) (1981) Behavioral Development: The Bielefeld Interdisciplinary Project (pp.694–9).
Cambridge: Cambridge University Press, p.686. Lamb would appear to later acknowledge the point: Lamb, M.,
Thompson, R.A., Gardner, W., & Charnov, E.L. (1985) Infant–Mother Attachment: The Origins and Developmental
Significance of Individual Differences in the Strange Situation. Hillsdale, NJ: Lawrence Erlbaum: It is ‘questionable
whether it is wise to view infantile behaviour as preadapted to an evolutionary niche that consists primarily of a
sensitively responsive adult . . . Evolution typically does not equip individuals with a single ideal pattern of behav-
iour, but rather with a repertoire of responses that may be selectively applied in different circumstances’ (49).
57 Main, M. & Weston, D. (1982) Avoidance of the attachment figure in infancy: descriptions and interpretations.
In C. Parkes & J. Stevenson-Hinde (eds) The Place of Attachment in Human Behavior, pp.31–59. New York: Basic
Books, p.31.
Conditional strategies 223
Yet, drawing on her work with Brazelton and with Waters, the paradigmatic form of avoid-
ance for Main was gaze aversion. In Bielefeld initially, and then to a greater extent in 1980
during a second visit to the Grossmanns after their move to Regensburg, Main gradually
came to the conclusion that gaze aversion was the most potent external marker of a fun-
damental internal process underpinning the visual, physical, and communicative qualities
alike. This internal process was the redirection of attention away from the caregiver. This
would inhibit the activating conditions of the attachment behavioural system. Gaze aversion
and other forms of avoidant behaviour were therefore not just keeping the wish to approach
from the caregiver’s notice. They were also keeping this wish from the baby itself.58 A ver-
sion of ‘Avoidance in the service of proximity’ was later published in a celebratory volume in
honour of Bowlby called The Place of Attachment in Human Behavior, edited by Colin Parkes
and Joan Stevenson-Hinde. Other than some sections cut for concision, the only substantive
58 Main, M. (1981) Avoidance in the service of proximity: a working paper. In In K. Immelmann, B. Barlow,
L. Petrovich, & M. Main (eds) (1981) Behavioral Development: The Bielefeld Interdisciplinary Project (pp.694–
9). Cambridge: Cambridge University Press: ‘The infant may hide its own needs, wishes, or behavioural ten-
dencies from its mother (as in the signal function of avoidance) or even (as in the cut-off function) from
itself ’ (687).
59 Main, M. & Weston, D. (1982) Avoidance of the attachment figure in infancy: descriptions and interpretations.
In C. Parkes & J. Stevenson-Hinde (eds) The Place of Attachment in Human Behavior (pp.31–59). New York: Basic
Books, p.56–7. Italics not in original but added at the request of Main in feedback on this chapter. The idea of avoid-
ance as a stable organisation of attention away from the caregiver when the attachment system was activated, as op-
posed to an artefact of the Strange Situation, was provisionally supported when a small study conducted by Main
found an association between avoidance shown in the Strange Situation and on reunion at daycare. Blanchard,
M. & Main, M. (1979) Avoidance of the attachment figure and social–emotional adjustment in day-care infants.
Developmental Psychology, 15(4), 445–6. However, this was not a presumption that she or the field of attachment
research would follow-up. An exception is Bick, J., Dozier, M., & Perkins, E. (2012) Convergence between attach-
ment classifications and natural reunion behavior among children and parents in a child care setting. Attachment
& Human Development, 14(1), 1–10. This paper, again, generated little further discussion. Though seemingly not
discussed by researchers, it is possible that one methodological complexity in using daycare reunions to assess at-
tachment with parents is that the daycare providers could also be attachment figures, leading to proximity-seeking
with them at times or brief conflict behaviour. Furthermore, naturalistic observations in daycare are messy from a
scientific perspective—including variability in the length of time children have been in daycare, and other occur-
rences in the environment. This will have made the setting less attractive to researchers.
224 Mary Main and Erik Hesse
As early as 1970 Main had come to conceptualise the proximity-seeking and clingy behav-
iour of infants in ambivalent/resistant dyads as explicable in an evolutionary sense: vigilance
regarding the availability of the caregiver might be expectable and helpful in some environ-
ments.63 Main’s further reflections on ambivalent/resistant attachment in the late 1970s were
informed by a groundbreaking paper by Robert Trivers.64 Whereas Bowlby had typically
treated the infant’s caregiver in terms of the caregiving behavioural system, Trivers empha-
sised that caregiving was only one priority for a parent. Other demands include the parent’s
60 Rayner, K. (1978) Eye movements in reading and information processing. Psychological Bulletin, 85, 618–60.
61 For a review see Viazzo, P.P. & Lynch, K.A. (2002) Anthropology, family history, and the concept of strategy.
International Review of Social History, 47(3), 423–52.
62 Influential cases include Bourdieu, P. (1976) Marriage strategies as strategies of social reproduction. In
R. Forster & O. Ranum (eds) Family and Society. Baltimore: Johns Hopkins University Press; Tilly, L.A. (1979)
Individual lives and family strategies in the French proletariat. Journal of Family History 4, 37–52; Becker, G. (1981)
A Treatise on the Family. Cambridge, MA: Harvard University Press. For discussion relevant to this wider shift in
the human sciences towards a concern with themes of strategy, family, emotion, and self-regulation see Reddy,
W.M. (1999) Emotional liberty: politics and history in the anthropology of emotions. Cultural Anthropology, 14,
256–88; Repo, J. (2018) Gary Becker’s economics of population: reproduction and neoliberal biopolitics. Economy
and Society, 47(2), 234–56.
63 Main, M. (1970) Infant play and maternal sensitivity in primate evolution. PP/Bow/J.4/1.
64 Trivers, R.L. (1974) Parent–offspring conflict. Integrative and Comparative Biology, 14(1), 249–64.
Conditional strategies 225
own survival, maintenance of sexual and social relationships, and the care of other offspring.
There was every potential for conflict between parents and offspring. In fact, Bowlby had al-
ready noted this in passing, in his observation of angry and distressed protest among human
toddlers during weaning or when their mother turns attention to a new baby.65 Bowlby’s re-
marks were influenced by the observations of his friend and colleague Robert Hinde, whose
research group had observed angry and distressed protest behaviour by young rhesus mon-
keys in response both to weaning and to short-term separations from their mother.66 Trivers
was fascinated by Hinde’s findings, and especially the observation that the more frequently
infants were pushed away by their mother prior to separation, the more distress, tantrums,
and clinging the infants showed on reunion. Trivers interpreted these responses as indicating
‘that the infant interprets its mother’s disappearance in relation to her predeparture behavior
in a logical way: the offspring should assume that a rejecting mother who temporarily disap-
65 Bowlby, J. (1973) Separation. New York: Basic Books, p.213; Bowlby, J. (1984) Violence in the family as a dis-
order of the attachment and caregiving systems. American Journal of Psychoanalysis, 44, 9–27, p.11.
66 Hinde, R.A. & Spencer-Booth, Y. (1971) Effects of brief separation from mother on rhesus monkeys. Science,
173(3992), 111–18; Spencer-Booth, Y. & Hinde, R.A. (1971) Effects of brief separations from mothers during
infancy on behaviour of rhesus monkeys 6–24 months later. Journal of Child Psychology and Psychiatry, 12(3),
157–72.
67 Trivers, R.L. (1974) Parent–offspring conflict. Integrative and Comparative Biology, 14(1), 249–64, p.257.
68 Main, M. (1979) The ‘ultimate’ causation of some infant attachment phenomena: further answers, further
fant attachment classifications and stable over a 1-month period. Developmental Psychology, 24(3), 415–26, p.418.
Though published in 1988, Cassidy’s visit to Berkeley and discussions with Main about the meaning of ambivalent/
resistant attachment after infancy occurred during 1982. The paper was submitted to Developmental Psychology in
mid-1986.
226 Mary Main and Erik Hesse
70 Cassidy, J. & Kobak, R. (1988) Avoidance and its relation to other defensive processes. In J. Belsky & T.
Neworski (eds) Clinical Implications of Attachment (pp.300–23). Hillsdale, NJ: Lawrence Erlbaum.
71 Cassidy, J. (1994) Emotion regulation: influences of attachment relationships. Monographs of the Society for
Research in Child Development, 59(2–3), 228–49; Cassidy, J. & Berlin, L.J. (1994) The insecure/ambivalent pattern
of attachment: theory and research. Child Development, 65(4), 971–91. The theory of ambivalence/resistance and
avoidance as representing maximising and minimising strategies has been attributed by Cassidy to both Main and
herself. See e.g. Berlin, L.J. & Cassidy, J. (2003) Mothers’ self-reported control of their preschool children’s emo-
tional expressiveness: a longitudinal study of associations with infant–mother attachment and children’s emotion
regulation. Social Development, 12(4), 477–95.
72 Cassidy drew the theme of emotion regulation from Thompson, R.A. (1994) Emotion regulation: a theme
in search of definition. Monographs of the Society for Research in Child Development, 59(2–3), 25–52. However,
Thompson did not address attachment strategies. Furthermore, in contrast to Cassidy, he was at greater pains to
emphasise that emotion regulation was not a single thing, and could be underpinned by a variety of processes: this
might include, but would not necessarily include, the manipulation of attention. An influential contemporary voice
emphasising emotion regulation was Schore, A.N. (1994) Affect Regulation and the Origin of the Self: Applications
to Affect Regulatory Phenomena. Mahwah, NJ: Lawrence Erlbaum Associates.
73 It is difficult to trace the lines of influence and the exact positions of Main, Cassidy, and Kobak in the 1980s
and early 1990s from the published record, as there was clearly a good deal of personal communication and sharing
of ideas between Berkeley and Virginia. Though a co-author on Cassidy’s 1988 chapter, it seems that it was Main’s
position, rather than Cassidy’s, that was subsequently adopted by Kobak.
74 Kobak, R.R., Cole, H.E., Ferenz-Gillies, R., Fleming, W.S., & Gamble, W. (1993) Attachment and emotion
regulation during mother–teen problem solving: a control theory analysis. Child Development, 64(1), 231–45.
75 The parameters of what Main intended by the idea of ‘attention’ fluctuate. At times it includes perception
and memory, to the degree that these processes are scaffolded by attention. However, at other times and foremost,
attention appears to mean the prioritisation of information within working memory, such that perception of the
environment and memory fall out of the definition of attention, even if they all work in the same direction, e.g.
‘Maintenance of “minimising” (avoidant) or “maximising” (resistant) behavioural strategy is therefore likely even-
tually not only to become dependent on the control or manipulation of attention but also eventually to necessitate
overriding or altering aspects of memory, emotion and awareness of surrounding conditions’: Main, M. (1995)
Recent studies in attachment: overview, with selected implications for clinical work. In S. Goldberg, R. Muir, & J.
Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70). Hillsdale, NJ: Analytic
Press, p.451. On the question of whether ‘attention’ refers to a single process see e.g. Taylor, J.H. (2015) Against uni-
fying accounts of attention. Erkenntnis, 80(1), 39–56.
Conditional strategies 227
infant’s behaviour seemed to Main to be oriented to maintain the caregiver’s peripheral ra-
ther than focal attention, presumably since the caregiver tended actually to be most available
when not directly concerned with the baby: ‘if the mother picked them up, they turned away
and, as though attempting to distract her attention from themselves, pointed to toys and
other aspects of the environment’.76 In pointing to a toy on reunion, a behaviour that had
perplexed Ainsworth, Main saw a tactic through which the infant in an avoidant dyad could
manage the caregiver’s attention, so that the child remained in the caregiver’s awareness but
not directly the object of concern.77 By contrast, according to Main, distress and anger were
intensified for infants in ambivalent/resistant dyads by attentional vigilance towards the
availability of the caregiver, as well as other possible perceptions and memories that might
hold information relevant to the caregiver’s availability. In turn, this strategy centred the car-
egiver’s own attention on the child:
The term ‘conditional strategy’ was drawn from ethological reflection on alternative forms
of adult sexual behaviour in non-human animals. Main similarly did not limit conditional
strategies to childhood in her theory. She proposed that the same strategies could be observ-
able in caregiving behaviour: either minimisation of attention to the child and reduced ac-
tivation of caregiving, or intensification of concern with the child.79 For instance, following
Trivers, she acknowledged that caregivers’ past experiences or present adversities may lead
them to minimise activation of the caregiving system, for instance to avoid overwhelming
feelings evoked by the child or to ensure resources remain available for other challenges.80
The minimising conditional caregiving strategy, Main suspected, may also serve to prime an
infant for an environment in which early independence might be beneficial. Conversely, the
maximising conditional strategy may serve to prime an infant for an environment in which
prolonged dependence on relationships would be especially salient and valuable. However,
Main was at pains to emphasise that the adoption of one caregiving strategy or another need
76 Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own ex-
periences. National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February
1983. PP/Bow/J.4/4.
77 On infant declarative pointing as the direction of attention see also Tomasello, M., Carpenter, M., &
Liszkowski, U. (2007) A new look at infant pointing. Child Development, 78(3), 705–22.
78 Main, M. (1990) Cross-cultural studies of attachment organization: recent studies, changing methodologies,
and the concept of conditional strategies. Human Development, 33, 48–61, p.57.
79 Main, M. (1995) Recent studies in attachment: overview, with selected implications for clinical work. In S.
Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70).
Hillsdale, NJ: Analytic Press, p.465.
80 This position has been elaborated in the recent anthropological literature on attachment, e.g. Seymour, S.C.
(2013) ‘It takes a village to raise a child’: attachment theory and multiple child care in Alor, Indonesia, and in North
India. In N. Quinn & J.M. Mageo (eds) Attachment Reconsidered (pp.115–39). London: Palgrave
228 Mary Main and Erik Hesse
not be conscious, and that it would be a category error to regard parents as motivated by the
evolutionary function of a strategy.81 Instead, the proximal cause will be the demands of the
present.
In a paper from 1990, ‘Cross-cultural studies of attachment organization’, Main argued
that ‘the maintenance of differing conditional strategies entails the utilisation of similar
cognitive mechanisms across individuals’.82 This made clear that she was playing for grand
stakes; her proposals amounted to no less than a global model of human emotional life.
Elaborating on the 1990 claim in a later work, Main asserted that ‘there exist species-wide
abilities that are not part of the attachment system itself, but can, within limits, manipu-
late (either inhibit or increase) attachment behavior in response to differing environments’.83
As described in Chapter 1, already in 1956 Bowlby, Ainsworth, and colleagues had written
that ‘the personality patterns of children who have experienced long separation tend to fall
81 Main can be seen here moving in the direction of what would later become the life-history model of attach-
ment, where the interaction between caregiving and attachment system is interpreted as a means through which
children receive signals about the strategies that will be best adapted for the degree of adversity that characterises
their environment, and in particular the relative need to prioritise immediate survival or long-term growth and
exploration. See Chisholm, J.S. (1996) The evolutionary ecology of attachment organization. Human Nature, 7(1),
1–37; Belsky, J. (1999) Modern evolutionary theory and patterns of attachment. In J. Cassidy & P.R. Shaver (eds)
Handbook of Attachment (pp.141–61). New York: Guilford. Main was cited and discussed by Chisholm and Belsky
in thinking about evolutionary trade-offs; the line of intellectual history is likely the influence of Trivers on all
three attachment theorists. Main’s discussions of the evolutionary basis of individual differences in attachment
essentially ended in 1990. By contrast, this would become a central focus in the work of Belsky over subsequent
decades.
82 Main, M. (1990) Cross-cultural studies of attachment organization: recent studies, changing methodologies,
and the concept of conditional strategies. Human Development, 33, 48–61, p.58.
83 Main, M., Hesse, E., & Kaplan, N. (2005) Predictability of attachment behavior and representational processes
at 1, 6, and 19 years of age: the Berkeley Longitudinal Study. In K.E. Grossmann, K. Grossmann, & E. Waters (eds)
Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford, p.256.
84 Bowlby, J., Ainsworth, M., Boston, M., & Rosenbluth, D. (1956) The effects of mother–child separation: a
at 1, 6, and 19 years of age: the Berkeley Longitudinal Study. In K.E. Grossmann, K. Grossmann, & E. Waters (eds)
Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford, p.248.
86 The curriculum at St John’s College used no textbooks and only provided students with primary texts. So
Main read Plato, Kant, and other philosophical texts in the original during her four years of study of the subject.
With wry humour, she recalled Ainsworth’s difficulties in trying to turn her new philosophically trained graduate
student into a proper developmentalist: ‘I heard that she said (unfortunately aptly, but I refused to consider the
truth-value of the statement at the time) that she dreaded sending me out on home visits to Baltimore mothers,
because I was virtually unable to engage in small-talk, and would probably ask them what they thought of Spinoza
Conditional strategies 229
the diversity of apparent infant behaviours there lies three essential forms for responding
to distressing and challenging situation (cf. Plato, Aristotle); the basis for these differences
stems from the structure of human experience, which shape human perception, language,
and behaviour (cf. Kant).
Though the three Ainsworth categories were identified using 23 middle-class infants in
the mid-1960s in Baltimore, for Main the categories exceeded this particularity to express
the three basic ways that humans can respond to distressing and challenging situations. In
the context of worries or other troubling feelings, there are three basic approaches: we can
communicate about our feelings to someone we anticipate or hope might help us; we can
keep our feelings to ourselves; or we can make our distress and frustration someone else’s
problem. As we saw in Chapter 2, Ainsworth took from Blatz the idea that the people we
may need to depend upon are independent of us in a deep sense, and this can be regarded as
or something.’ Main, M. (1999) Mary D. Salter Ainsworth: tribute and portrait. Psychoanalytic Inquiry, 19(5), 682–
736, p.690. The influence of Plato especially is visible throughout one of Main’s earliest papers, where her focus is
on how security can be achieved when humans cannot ultimately rest on knowledge gained from the apparent
world: Main, M. (1977) Sicherheit und Wissen. In K.E. Grossmann (Ed.), Entwicklung der Lernfahigheit in der
Sozialen Umwel (pp.47–95). Munich: Kindler. After the death of Alvin Main, it is not clear that Main continued
further reading in Plato and Kant, though her later work shows familiarity with philosophers such as Hans-Georg
Gadamer and her University of California colleague Paul Feyerabend. Kant’s noumenal–phenomenal distinc-
tion is drawn upon in Main, M. (1991) Metacognitive knowledge, metacognitive monitoring, and singular (co-
herent) vs. multiple (incoherent) models of attachment: some findings and some directions for future research. In
P. Marris, J. Stevenson-Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–59). London: Routledge.
87 Main, M. (1993) Discourse, prediction and recent studies in attachment: implications for psychoanalysis.
Journal of the American Psychoanalytic Association, 41, 209–44, p.233; Main, M. (1990) Cross-cultural studies
of attachment organization: recent studies, changing methodologies, and the concept of conditional strategies.
Human Development, 33, 48–61.
230 Mary Main and Erik Hesse
strategies is acutely and effectively attentive to some aspect of reality, and in this way enacts
a method of responding to alarm that may be of survival value under conditions where that
aspect is of special importance. This may provide important information for children about
how to calibrate the demands they make on the world in order to achieve what nurturance
and resources may be available. The conditional strategy may also be experienced as a kind
of ‘secondary felt security’, despite being held in place by anxiety; the reason for this is that
the conditional strategies nonetheless offer predictable and therefore reassuring access to
some sense of closeness and regulation.88 However, for Main, each conditional strategy must
also depend upon selective exclusion of another aspect of reality.89 There will be, she pre-
dicted, a price to be paid for the conditional strategy in the long run, to the degree that this
information about attachment relationships and about their own affective life remains lost or
relatively opaque to the individual.90
88 Main, M. (1995) Recent studies in attachment: overview, with selected implications for clinical work. In S.
Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70).
Hillsdale, NJ: Analytic Press, p.409.
89 Main, M. (1990) Cross-cultural studies of attachment organization: recent studies, changing methodologies,
and the concept of conditional strategies. Human Development, 33, 48–61, p.59.
90 Main has been criticised for this position at times by critics who argue that there may be ecological niches
where conditional strategies are simply superior. The implication that they represent a second-best option would
then be both overgeneralised and potentially ethnocentric: ‘Despite her recognition of alternative or “conditional”
attachment strategies, in referring to insecure attachment as a “secondary” strategy, Main (1990) may be clinging
to the view that because secure attachment is “primary” it must also be “normal”.’ Chisholm, J.S. (1996) The evolu-
tionary ecology of attachment organization. Human Nature, 7(1), 1–37, p.24. However, Main’s position has been
defended by Granqvist, who points to the disparity between markers of hidden distress and calm appearance char-
acteristic of attachment avoidance. Granqvist agrees that there will be ecological niches where this disparity may
be helpful. But he defends Main’s claim that this should be regarded as a back-up strategy, since it predictably
occurs primarily when direct communication about distress to the caregiver proves unsuccessful. Granqvist, P.
(2020) Attachment, Religion, and Spirituality: A Wider View. New York: Guilford.
91 Kobak, R.R., Cole, H.E., Ferenz-Gillies, R., Fleming, W.S., & Gamble, W. (1993) Attachment and emotion
regulation during mother–teen problem solving: a control theory analysis. Child Development, 64(1), 231–45.
92 Mary Main and Erik Hesse, personal communication, August 2019: ‘With developmental maturation, each
conditional strategy has greater variegation. Additionally, development allows humans to override a behavioural
system in other ways than the two conditional strategies, producing a wider variety of potential strategies than
those available to infants. These might well not be conditional strategies in the technical sense of being a behav-
ioural repertoire made available by human evolutionary history for solving problems of survival and reproduc-
tion. They could be described as “strategic” in the non-technical sense—but it depends on how the word is being
used.’ In fact, it is not clear the extent to which this argument holds for the controlling-caregiving and controlling-
punitive behavioural repertoires identified by Main and Cassidy in the six-year reunion system (see section ‘The
Main and Cassidy reunion system’). It could be imagined that these were ethological repertoires made available by
human evolutionary history. On ‘tertiary’ attachment strategies see Chapter 5.
Conditional strategies 231
without which they might feel bereft, but which never gets actually brought out for further
examination, except perhaps when teaching.93
By contrast, the image of human difference as strung out along axes of minimising and
maximising has been the beating heart of attachment research for three decades, and central
to hypothesis generation and the interpretation of empirical findings regarding individual
differences. It has formed the ‘grid of specification’ according to which kinds of attachment
behaviour in infancy and beyond have been divided, contrasted, related, grouped, clas-
sified, and derived in relation to one another.94 The idea of minimising and maximising
strategies is frequently cited as originating with Main, sometimes with Cassidy and Kobak,
and occasionally with Hinde.95 However, most often the image has been taken as simply a
timeless part of attachment research as a paradigm, implied by Ainsworth’s introduction of
three patterns of attachment. This interpretation has been supported by Main’s tendency
93 A few attachment theorists have, however, explicitly argued for the retirement or supersession of Bowlby’s
control systems theory, e.g. Cassidy, J., Ehrlich, K.B., & Sherman, L.J. (2013) Child–parent attachment and response
to threat: a move from the level of representation. In M. Mikulincer & P.R. Shaver (eds) Nature and Development
of Social Connections: From Brain to Group (pp.125–44). Washington, DC: American Psychological Association.
However, such arguments have not led to any sustained public discussion. Most attachment researchers impatient
with Bowlby’s theory of behavioural systems simply bypass it, and focus instead on individual differences in per-
ceptions of caregiver availability. One reason has been put forward by Granqvist, who observed that attachment
researchers have tended to avoid outright criticisms of Bowlby’s model of the function and workings of the at-
tachment system as a matter of courtesy, even if they know that Bowlby himself would have been dismayed and
scornful of any such nicety that held back theoretical development. Granqvist, P. (2020) Attachment, Religion, and
Spirituality: A Wider View. New York: Guilford. By contrast, in applying attachment theory to adult relationships,
the question of the nature of attachment at this later developmental stage became of critical concern to the social
psychological tradition of attachment research (Chapter 5).
94 Foucault, M. (1969, 1972) The Archaeology of Knowledge, trans. A.M. Sheridan Smith. London: Routledge,
Chapter 3.
95 Since the 1990s, the dominant position of Main’s interpretation of the categories of attachment has made
her work the standard reference point for the theory of conditional strategies. However, in the 1980s the concept
of attachment patterns as conditional strategies was actually more frequently ascribed to Hinde, who at the time
was the much more senior and well-known figure. This was despite the fact that Main was the first to present this
theory, in a short and quite obscure paper: Main, M. (1979) The ‘ultimate’ causation of some infant attachment
phenomena: further answers, further phenomena, further questions. Behavioral and Brain Sciences, 2, 640–43.
The concept of attachment patterns as conditional strategies was also offered by Hinde in a 1982 chapter without
reference to Main: Hinde, R.A. (1982) Attachment: some conceptual and biological issues. In J. Stevenson-Hinde
& C. Murray Parkes (eds) The Place of Attachment in Human Behavior (pp.60–78). New York: Basic Books. The
origins of Hinde’s use of the term are not fully clear. He had read Maynard Smith’s and Dawkins’ 1979 papers on
conditional strategies soon after they were published, and was soon citing them. Maynard Smith and Hinde were
also in direct discussion of these issues in 1982. See e.g. Hinde, R. (1982) Letter to Maynard Smith, 14 June 1982.
John Maynard Smith Archive, British Library, MS 86840/46. Hinde may also have been part of conversations about
conditional strategies with his student and collaborator Pat Bateson, who had been with Maynard Smith, Dawkins,
and Main at Bielefeld. In 1978, Main presented a paper on ‘detachment’ at a colloquium to Hinde’s research group,
and she may have mentioned her ideas about conditional strategies then. Given that Hinde was ordinarily quite
careful in attributing ideas that were not his own, it seems probable that all of these pathways of influence operated
simultaneously, giving Hinde the impression that the concept was simply a familiar one in contemporary etho-
logical discussions. Certainly already in 1979, Brockmann, Grafen, and Dawkins described the notion as ‘a fash-
ionable idea in modern ethology’: Brockmann, H.J., Grafen, A., & Dawkins, R. (1979) Evolutionarily stable nesting
strategy in a digger wasp. Journal of Theoretical Biology, 77(4), 473–96, p.473.
96 E.g. Main M. (1999) Mary D. Salter Ainsworth: tribute and portrait. Psychoanalytic Inquiry, 19, 682–
776: ‘Ainsworth, however, saw these rejected infants as responding to the increased stress imposed by the strange
situation by actively (although, of course, not necessarily consciously) shifting their attention so as to inhibit the
behavioral and emotional manifestations of attachment—notably, proximity-seeking, crying, and anger’ (719).
232 Mary Main and Erik Hesse
Ainsworth was, understandably, rather astonished that Main transformed her categories
for the Strange Situation into an encompassing philosophy of existence, applicable to all
behavioural systems. In a letter to John Bowlby in March 1984 (embarrassingly posted by
accident, in fact, to Main),97 Ainsworth expressed ‘unease’ with Main’s ambitious and uni-
versalising proposals:
She is convinced that I have discovered the three patterns of attachment—that she believes
to hold not only for one-year-olds but throughout the life span. This is very flattering. Also
I must confess I think that they are indeed the three major patterns. But . . . I cannot quite
believe that apart from the groups and subgroups I have identified there are [not] other
less frequent occurring patterns that may be impossible to comprehend within these three
major groups (A/B/C). To say nothing of cross-cultural variations.98
97 Main, M. (1999) Mary D. Salter Ainsworth: tribute and portrait. Psychoanalytic Inquiry, 19, 682–776.
98 Ainsworth, M. (1984) Letter to John Bowlby, 10 March 1984. PP/BOW/B.3/7.
99 Ainsworth, M. (1985) Letter to John Bowlby, 23 December 1985. PP/BOW/B.3/8.
100 Ainsworth, M. & Eichberg, C. (1991) Effects on infant–mother attachment of mother’s unresolved loss of an
attachment figure, or other traumatic experience. In C. Parkes, J. Stevenson-Hinde, & P. Marris (eds) Attachment
Across the Lifespan (pp.160–83). London: Routledge.
101 E.g. Bretherton, I., Prentiss, C., & Ridgeway, D. (1990) Family relationships as represented in a story-
completion task at thirty-seven and fifty-four months of age. New Directions for Child and Adolescent Development,
48, 85–105; Vaughn, B.E. & Waters, E. (1990) Attachment behavior at home and in the laboratory: Q-sort ob-
servations and strange situation classifications of one-year-olds. Child Development, 61(6), 1965–73; Crittenden,
P.M. (1992) Quality of attachment in the preschool years. Development & Psychopathology, 4(2), 209–41; Cassidy,
J., Marvin, R., with the Attachment Working Group of the John D. and Catherine T. MacArthur Network on the
Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool children: procedures
and coding manual. Unpublished manual.
102 See the discussions of Ainsworth and Main for instance in Fonagy, P., Steele, H., & Steele, M. (1991) Maternal
representations of attachment during pregnancy predict the organization of infant–mother attachment at one
year of age. Child Development, 62(5), 891–905; Bakermans-Kranenburg, M.J. & van IJzendoorn, M.H. (1993)
A psychometric study of the Adult Attachment Interview: reliability and discriminant validity. Developmental
Psychology, 29(5), 870–79; Bacciagaluppi, M. (1994) The relevance of attachment research to psychoanalysis and
analytic social psychology. Journal of the American Academy of Psychoanalysis, 22(3), 465–79. On the role of conse-
cration of an heir at the end of life, and the balance between preserving the integrity of an inheritance and retaining
the loyalty to the family of non-selected heirs see Goody, J. (1973) Strategies of heirship. Comparative Studies in
Society and History, 15(1), 3–20; Bourdieu, P (2002, 2008) The Bachelors’ Ball: The Crisis of Peasant Society in
Béarn. Chicago: University of Chicago Press.
Conditional strategies 233
as a powerful explanatory tool. And the AAI, the first trainings in which by Main were co-
taught with Ainsworth, was regarded as an exciting methodological development. In her
final writings, Ainsworth urged her successors to retain an open-ended system, and not
to close either theory or method around her categories.103 However, a central goal of the
second generation of attachment researchers was the construction of a cumulative empirical
research paradigm of replicated results, and for this a settled coding system, rather than fur-
ther exploration, was treated as desirable.
Convincing Bowlby
The conventional reference for the theory of conditional strategies over the decades has
103 Ainsworth M. (1990) Epilogue. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the
ship. Unpublished doctoral dissertation, University of California, Berkeley: ‘The C’s mix attachment behaviours
with resistance; the U’s [i.e. unclassifiable cases] mix attachment behaviours with resistance and avoidance. These
mixed patterns support the rationale for combining these two groups.’
107 Main, M. (1995) Recent studies in attachment: overview, with selected implications for clinical work. In S.
Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70).
Hillsdale, NJ: Analytic Press, p.420. Italics added. Main also offered another characterisation of the ambivalent/
234 Mary Main and Erik Hesse
Main went to visit Bowlby in March 1978, and they discussed these ideas. In the course of
these discussions Bowlby was persuaded that the attachment system may have evolved with
a repertoire of strategies.108 They discussed early draft material towards his book Loss, and
in the final version he cited Main’s perspective with approval. Bowlby had already from 1977
taken an interest in caregiving and compliant behaviour shown by children towards parents
when they might not receive adequate care (Chapter 1). Main’s proposal seemed to fit with
this, since avoidant, caregiving, and compliant behaviour had in common the substitution
of direct attempts to seek the caregiver’s support for an alternative strategy that would be
more effective given parental behaviour.109 The exclusion of information that might activate
the attachment system for children in this situation would have the predictable outcome
of increased caregiver responsiveness and so survival value within human evolutionary
history.110 In Loss, Bowlby therefore situated the avoidant conditional strategy within the
resistant infant: ‘Like the avoidant baby, and unlike the secure baby, however, her attention is not fluid, and she fo-
cuses upon only one aspect of her surround’ (420).
108 Bowlby, J. (1978) Notes following discussion with Mary Main in March 1978 about the draft of Vol. 3 Loss.
PP/Bow/H.78: Main found a ‘correlation between violent screaming and hitting mother in home and avoidance in
strange situation. The more attachment behaviour is aroused the more likely is avoidance to be exhibited. The less
attachment behaviour is aroused the more likely he is to show angry (e.g. hit) behaviour & also attachment behav-
iour. A conditional strategy.’
109 Bowlby’s emphasis in Loss on avoidance, caregiving, and compliant behaviour as reflecting different
forms of a common strategy in which a child masked distress would be influential for Patricia Crittenden,
who was pursuing a doctorate with Ainsworth at the time. Crittenden, P.M. (1983) Mother and infant pat-
terns of attachment. Unpublished doctoral dissertation, University of Virginia, Charlottesville; Crittenden, P.M.
(1988) Relationships at risk. In J. Belsky & T. Nezworski (eds) Clinical Implications of Attachment (pp.136–74).
Hillsdale, NJ: Lawrence Erlbaum. Main and Solomon later distinguished child caregiving behaviour towards
the parent from disorganisation; as a result it does not feature in the Main and Solomon (1990) indices. Main,
M. & Solomon, J. (1990) Procedures for identifying infants as disorganised/disoriented during the Ainsworth
Strange Situation. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the Preschool Years
(pp.121–60). Chicago: University of Chicago Press, p.147. However, it was not given its own place in their infant
coding protocols, which became the dominant system not just for reporting studies of the Strange Situation
but also for measuring conceptualising attachment in general across childhood and the lifespan. Despite the
heavy emphasis on the importance of child caregiving behaviour by Bowlby in his later writings, this topic has
therefore largely disappeared from attachment research after his death, except in the work of Moss, Bureau, and
colleagues, e.g. Moss, E., Bureau, J.-F., Cyr, C., Mongeau, C., & St-Laurent, D. (2004) Correlates of attachment
at age 3: construct validity of the preschool attachment classification system. Developmental Psychology, 40,
323–34; Meier, M., Martin, J., Bureau, J.-F., Speedy, M., Levesque, C., & Lafontaine, M.-F. (2014) Psychometric
properties of the mother and father compulsive caregiving scales: a brief measure of current young adult care-
giving behaviours toward parents. Attachment and Human Development, 16(2), 174–91. Controlling-caregiving
behaviour is part of the Main and Cassidy six-year reunion system, and in this context is often mentioned in ex-
positions of attachment theory for clinical audiences. But there have been no trainings available in this measure
for decades.
110 Bowlby, J. (1980) Loss. New York: Basic Books: ‘Given certain adverse circumstances during childhood, the
response, Main suggests, may represent a strategy for survival alternative to seeking close
proximity to mother.111
Against his earlier position and also the common image of his work still in circulation today
(Chapter 1), Bowlby can be seen here in Loss following Main in turning away from an image
of the display of attachment behaviour as natural and best, towards acknowledgement of
the evolutionary function and the at least short-or medium-term benefits of diverse forms
of infant behaviour. And Bowlby would continue to refer to avoidance as a ‘strategy’ in his
subsequent writing, acknowledging both short-term advantages and potential survival value
and the longer-term contribution the strategy might make to mental illness.112 Such treat-
ment of avoidance as a conditional strategy fitted with Bowlby’s wider transition in his late
work from regarding proximity as the set-goal of the attachment system to seeing this as the
tion under attachment-related stress. Journal of the American Psychoanalytic Association, 48(4), 1055–96.
115 E.g. Hesse, E. (1996) Discourse, memory, and the Adult Attachment Interview: a note with emphasis on the
the role of attention, since she also headlined the concept of internal working model. The idea of the internal
working model connoted to Kobak a representational rather than attentional basis for individual differences.
Kobak, R.R., Cole, H.E., Ferenz-Gillies, R., Fleming, W.S., & Gamble, W. (1993) Attachment and emotion regula-
tion during mother–teen problem solving: a control theory analysis. Child Development, 64(1), 231–45. See also
Schuengel, C., de Schipper, J.C., Sterkenburg, P.S., & Kef, S. (2013) Attachment, intellectual disabilities and mental
health: research, assessment and intervention. Journal of Applied Research in Intellectual Disabilities, 26(1), 34–46;
Granqvist, P. (2020) Attachment, Religion, and Spirituality: A Wider View. New York: Guilford. Another exception
is Waters, T.E., Brockmeyer, S.L., & Crowell, J.A. (2013) AAI coherence predicts caregiving and care seeking be-
havior: secure base script knowledge helps explain why. Attachment & Human Development, 15(3), 316–31.
236 Mary Main and Erik Hesse
processes at the centre. This may have been facilitated by a lack of clarity regarding the rela-
tive overlap or differences between Main’s specific concern with attentional process and
Bowlby’s descriptive concept of defensive exclusion, since in Loss Bowlby treated the two
accounts as aligned (Chapter 1). Difficulties in identifying and understanding Main’s pos-
ition have also been facilitated by Cassidy’s influential reinterpretation of minimising and
maximising strategies in terms of ‘emotion regulation’ in the 1990s.117 In any case, eclipse
of the role of attentional processes in individual differences for Main has made for much
more general and less parsimonious hypothesis-generation. It has additionally obscured
the nature of the links Main perceived between infant behaviour and individual differences
in later development.
In her doctoral dissertation Main had documented various forms of conflict behaviour in the
Strange Situation, including ‘stereotypies; hand-flapping; echolalia; inappropriate affect (inex-
plicable fears, inappropriate laughter) and other behaviours appearing out of context’.118 She had
also been impressed by an incident during her doctoral research. She had been meeting with an
infant, Sara, and her mother:
During the office interview, a thunderstorm took place and a bolt of lightning struck very
near the building. The event was frightening even for the adults present—and Sara, though
equidistant between both, dashed whimpering to the unfamiliar interviewer rather than her
mother.119
Sara received the highest score for avoidance in the sample in the Strange Situation, and her
mother had the highest score for aversion to physical contact with her infant. Main con-
cluded that Sara’s approach-avoidance conflict caused by the lightning was too intense to
permit an organised avoidant response. The result was a redirection of attachment behaviour
towards Main herself. For a time, interested to see if this effect would be replicable, Main
planned an empirical study in which ten infants avoidantly attached with both parents and a
comparison group of infants would be placed equidistant between the experimenter and the
117 Cassidy, J. (1994) Emotion regulation: influences of attachment relationships. Monographs of the Society
for Research in Child Development, 59(2–3), 228–49. For the rise of emotion regulation approaches to attach-
ment, important predecessors to Cassidy include Tronick, E. (1989) Emotions and emotional communication
in infants. American Psychologist, 44(2), 112–19, and Stern, D.N. (1985) The Interpersonal World of the Infant.
New York: Basic Books. Hofer’s work, discussed in Chapter 1, was also an important influence. Another significant
article of the period, somewhat later than Cassidy’s, was Lyons-Ruth, K. (1999) The two-person unconscious: inter-
subjective dialogue, enactive relational representation, and the emergence of new forms of relational organization.
Psychoanalytic Inquiry, 19(4), 576–617.
118 Main, M. (1977) Analysis of a peculiar form of reunion behavior seen in some daycare children: its history
and sequelae in children who are home-reared. In R. Webb (Ed.), Social Development in Childhood (pp.33–78).
Baltimore: Johns Hopkins University Press, p.70.
119 Main, M. (1980) Abusive and rejecting infants. In N. Frude (Ed.), The Understanding and Prevention of Child
mother and exposed to a sudden, loud crashing noise and flickering lights.120 Fortunately for
the infants, this study was not carried out.121
One reason may have been that it was not necessary: Main found that she could reliably
observe conflict behaviour in other contexts. One was among young children who had ex-
perienced abuse. Main’s graduate student Carol George proposed that conflict behaviour
was expectable when young children experienced physical maltreatment by their caregiver.
George observed ten physically abused toddlers and ten matched controls in a San Francisco
daycare. She conducted careful qualitative observations, making detailed narrative notes.
Based on analysis of these notes, George and Main reported that ‘all of the abused chil-
dren but none of the controls were observed to respond to peer affiliations with approach-
avoidance behaviour,’ such as approaching a professional carer but with their head averted.122
Additionally, Main found that she could reliably elicit conflict behaviour in the labora-
120 Main, M. (1978) Avoidance of the attachment figure under stress: ontogeny, function and immediate caus-
ation. PP/Bow/J.4/3.
121 Later in her career, another relevant study designed but not conducted by Main was to administer the Strange
Situation without any toys. Since avoidance is a redirection of attention from the caregiver to the environment,
Main suspected that the absence of toys would foil the avoidant strategy, and result instead in intense distress.
Main, M. (1999) Epilogue. Attachment theory: eighteen points with suggestions for future studies. In J. Cassidy
& P. Shaver (eds) Handbook of Attachment (pp.845–87). New York: Guilford, p.858. Madigan and colleagues sub-
sequently showed that parents are more likely to show anomalous or alarming behaviours towards their children
when asked to play with them without toys, a more challenging demand. Madigan, S., Moran, G., & Pederson, D.
(2006) Unresolved states of mind, disorganized attachment relationships, and disrupted interactions of adolescent
mothers and their infants. Developmental Psychology, 42(2), 293–304.
122 George, C. & Main, M. (1980) Abused children: their rejection of peers and caregivers. In T. Field, S.
Goldberg, D. Stern, & A. Sostek (eds) High-Risk Infants and Children: Adult and Peer Interactions (pp.293–312).
New York: Academic Press, p.304.
123 Main, M. (1982) Scale for Disordered, Disoriented and Undirected Behaviors—Developed for Clown Session.
was able to discuss her observations and ideas with him; she later described the influence of
Hinde on her thinking about conflict behaviours shown in the Strange Situation as ‘strong
and direct’.124
A new category
In a paper from 1981, Main and Weston published an interim report on 46 families where
the Strange Situation had been coded for both infant–mother and infant–father interaction.
They reported that 12.5%125 could not be classified using the Ainsworth system: ‘infants
were not judged unclassifiable if they merely showed conflicted behavior or behaved oddly
during the strange situation: one infant stared, talked to the wall, and indeed seemed almost
124 Bahm, N.I.G., Main, M., & Hesse, E. (2017) Unresolved/disorganized responses to the death of important
persons: relations to frightening parental behavior and infant disorganization. In S. Gojman de Millan, C.
Herreman, & L.A. Sroufe (eds) Attachment Across Clinical and Cultural Perspectives: A Relational Psychoanalytic
Approach (pp.53–74). London: Routledge, p.56. The chapter also mentions that ‘Mary Main discussed conflict be-
haviour during two visits to Niko Tinbergen’, one of the founders of ethology and of the empirical study of conflict
behaviours: p.71.
125 The 12.5% figure is rather mysterious. Table 1 in Main and Weston has 12 Strange Situations unclassifiable
with either father or mother, out of 61 Strange Situations with each of father or mother. However, this would give a
proportion of 9.7% unclassifiable. The researchers’ comparison of classification with mother and father was made
on 46 infants, i.e. 92 strange situations; 12 of 92 is 13% which is much closer to the 12.5% figure, but then does
not agree with Table 1. Main, M. & Weston, D.R. (1981) The quality of the toddler’s relationship to mother and to
father: related to conflict behavior and the readiness to establish new relationships. Child Development, 52(3), 932–
40. In 1986, Main reported that ‘152 strange situations were reviewed; 19 of the strange situations (12.5%) were
judged unclassifiable’. Yet 19 of 152 is 8%, not 12.5%. Main, M. & Solomon, J. (1986) Discovery of a new, insecure-
disorganized/disoriented attachment pattern. In M. Yogman & T.B. Brazelton (eds) Affective Development in
Infancy (pp.95–124). Norwood, NJ: Ablex, p.103.
126 Main, M. & Weston, D.R. (1981) The quality of the toddler’s relationship to mother and to father: related to
conflict behavior and the readiness to establish new relationships. Child Development, 52(3), 932–40, p.934
127 Duschinsky, R. (2015) The emergence of the disorganized/disoriented (D) attachment classification, 1979–
strategy of approach or avoidance but failing to achieve this; infants initially approaching
the caregiver but then veering off; and disoriented behaviours (e.g. the child leaves its arm
hanging in the air).
The first use of a ‘D’ classification in the Berkeley study occurred in August 1979.128 This
was a case coded by Solomon. The infant’s behaviour on reunion displayed a whole variety
of conflict behaviours. After attempting at length to work out a best-fit Ainsworth classifica-
tion, Solomon eventually gave up: ‘Well, it is not A and it is not B and it is not C. I’m going
to call it D.’ Solomon’s first use of the ‘D’ label was in pique. However, from 1979 Solomon
and Main began thinking about and discussing a ‘D’ category for the Strange Situation. It
was in line with Hinde’s emphasis on conflict behaviours and on Main and Weston’s existing
work on cases unclassifiable by the Ainsworth coding protocols. Additionally, the fact that
such behaviours were more common in the maltreatment sample Solomon was also coding
Based on observations across various species, Hinde articulated very clearly the different
conditions that would lead to different forms of conflict behaviour. It would undoubtedly
have been possible for Main and Solomon to develop scales for conflicted, confused, or ap-
prehensive infant behaviours. The use of differentiated scales within an overarching cat-
egory was precisely the solution that Main’s research group later adopted in the 1990s when
studying parental behaviour.130 That some infants scored on more than one scale would
hardly have been a problem. Yet in the 1980s, in a field of empirical inquiry grounded on
Ainsworth’s Strange Situation and her patterns of attachment, categories were currency; to
a large extent, categories formed a horizon of how data could readily be conceptualised and
discussed at the time by attachment researchers. The publication of the influential DSM-III
in 1983 (Chapter 1), as a clinical system based on categories, may also have played a distal
role in supporting category-based thinking.
in predicting disorganized attachment within a brief observational procedure. Development & Psychopathology,
18(2), 345–61.
240 Mary Main and Erik Hesse
131 Leeper, R.W. (1948) A motivational theory of emotion to replace ‘emotion as disorganized response’.
Psychological Review, 55(1), 5–21; Goldstein, K. (1951) On emotions. Journal of Psychology, 31, 37–59.
132 Bowlby, J. (1960) Separation anxiety. International Journal of Psychoanalysis, 41, 89–113, p.110.
133 E.g. Bastiaans, J. (1963) Letter to John Bowlby on behalf of the Dutch Psychoanalytic Society, 22 January 1963.
PP/BOW/B.3/20.
134 Bowlby, J. (1969) Attachment. London: Penguin, p.96–7.
135 Ibid.
The infant disorganised classification 241
one tendency and the other, poorly coordinated combinations, freezing in place, misdir-
ected movements, or signs of confusion or tension.136
Main’s colleagues at Berkeley, Block and Block, also drew on this term ‘disorganisation’
from neurology. They used the word to mean ‘immobilised, rigidly repetitive or behaviour-
ally diffuse’ flooding behaviours, which could be expected when a child was experiencing
‘a difficulty in recouping’ in the face of behavioural conflict and distress.137 The concept of
disorganisation may have also appealed to Main and Solomon in the context of a technical
use of the term ‘organisation’ that had sprung up following Ainsworth, Sroufe, and Waters
(Chapters 2 and 4), who had cut the term ‘organisation’ loose from its ordinary language
meaning and given it a technical sense: behaviour coordinated to achieving the set-goal of
the attachment system. Behaviour that did not seem oriented to the achievement of this set-
goal was therefore described by Ainsworth as ‘disorganised’ as early as 1968 in correspond-
136 Hinde, R. (1970) Animal Behavior, 2nd edn. New York: McGraw-Hill, Chapter 13.
137 Block, J. & Block, J. (1980) The role of ego-control and ego-resiliency in the organisation of behaviour.
In W.A. Collins (ed.) Development of Cognition, Affect, and Social Relations: The Minnesota Symposia on Child
Psychology, Vol. 13 (pp.39–101). Hillsdale, NJ: Lawrence Erlbaum, p.48.
138 Ainsworth, M. (1968) Letter to J.L. Gewirtz, 5 August 1968. PP/Bow/K.4/12: ‘I do agree that there are varied
indices of attachment, and my data suggest that these are not necessarily highly correlated. I also tend to agree that
the approach behaviours are more stable indices of attachment than are the “disorganization” responses—perhaps
because there may be more diverse determiners of disorganization behaviour than there are for approach behav-
iour to specific persons. I think it will require much more research to ascertain how “disorganization” responses
relate to the more “positive” components of attachment.’
139 Ainsworth, M. (1972) Attachment and dependency: a comparison. In J. Gewirtz (Ed.), Attachment and
Dependency (pp.97–137). Washington, DC: Winston: ‘Gewirtz and Cairns (both in this volume) have also dis-
tinguished the “positive” indices from other indices of attachment. They characterise the behaviour activated by
separation as disorganised, whether because of the emotional component contingent upon the frustration of sep-
aration or because of the disruption of other ongoing behavioural sequences’ (114).
140 Main, M. & Solomon, J. (1986) Discovery of a new, insecure-disorganized/disoriented attachment pattern.
In M. Yogman & T.B. Brazelton (eds) Affective Development in Infancy (pp.95–124.) Norwood, NJ: Ablex: ‘Infants
who cannot be classified within the present “A, B, C” system do not appear to us to resemble one another in strange
situation in coherent, organised ways’ (97).
141 Ainsworth, M. (1985) Letter to John Bowlby, 14 February 1985. PP/BOW/B.3/8.
142 Bowlby, J. (1988) The role of attachment in personality development. In A Secure Base (pp.134–54).
London: Routledge Press, p.124; Bowlby, J. (1990, 2015) John Bowlby: an interview by Virginia Hunter. Attachment,
9, 138–57: ‘Mary Main, Inge Bretherton . . . very admirable, able people. So the field is now being explored by first
class scientists doing first class research of high clinical relevance. That I’m very, very proud of ’ (151).
242 Mary Main and Erik Hesse
that the authors would have done better to call it a ‘status’ because the unitary term ‘pattern’
may result in confusion if readers interpret it in the Ainsworth sense. In this marginalia, he
observed that Main would likely agree with this reasoning, since she had indicated to him in
a discussion in March 1986 that, in her view, ‘trauma to the attachment system causes disor-
ganisation of behaviour but does not create a new category’.143
However, one key advantage of making a new classification was that it cleaned up the
existing categories: many of the children who could now be classified as disorganised in at-
risk samples had previously been classified as ‘secure’ because, despite manifest displays of
conflict or confusion, they had protested the departure of their caregiver and been com-
forted on reunion. This was a particular problem, for instance, in the influential Minnesota
Longitudinal Study of Risk and Adaptation (Chapter 4) and in clinical samples.144 Ainsworth
had also observed conflict behaviours in the samples reported in Patterns of Attachment,
By the time of their 1990 chapter offering protocols for coding the new category, Main and
Solomon had closely analysed 100 recordings of infants from low-risk samples and 100 re-
cordings from high-risk samples.146 They proposed certain infant behaviours to be indica-
tive of a ‘disorganised’ attachment response. They clustered the identified behaviours into
seven indices based on how they appeared:
143 Bowlby, J. (1986) Marginalia on Main and Solomon’s ‘Discovery of an insecure-disorganized/disoriented at-
tachment pattern’. PP/BOW/J.7/6; see Reisz, S., Duschinsky, R., & Siegel, D.J. (2018) Disorganized attachment and
defense: exploring John Bowlby’s unpublished reflections. Attachment & Human Development, 20(2), 107–34.
144 E.g. Gaensbauer, T.J. & Harmon, R.J. (1982) Attachment behavior in abused/neglected and premature in-
fants. In R.N. Emde & R.J. Harmon (eds) The Development of Attachment and Affiliative Systems (pp.263–89).
New York: Plenum Press.
145 Main, M. & Cassidy, J. (1988) Categories of response to reunion with the parent at age 6: predictable from
infant attachment classifications and stable over a 1-month period. Developmental Psychology, 24(3), 415–26,
pp.423–4.
146 Main, M. & Solomon, J. (1990) Procedures for identifying infants as disorganized/ disoriented during
the Ainsworth Strange Situation. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the
Preschool Years (pp.121–60). Chicago: University of Chicago Press.
The infant disorganised classification 243
To facilitate coding, Main and Solomon presented general guidelines and a nine-point
scale.147 This scale is partly a measure of the extent of inferred disorganisation of the attach-
ment system, and partly a ranking of how certain a coder is that they are seeing behaviour
suggesting disruption of the attachment behavioural system. A score above 5 is sufficient for
placement of the dyad into a D classification.148
As Main and Solomon acknowledged, behaviours pertaining to the first five indices were
already discussed by Hinde and Bowlby as classic ‘conflict behaviours’ (Chapter 1). Main
and Solomon introduced two further kinds of behaviour, based on their analysis of the re-
cordings: apprehension directed towards the caregiver, and disorientation or confusion on
Monographs of the Society for Research in Child Development, 64(3), 213–20; Rauh, H., Ziegenhain, U., Muller,
B., & Wijnroks, L. (2000) Stability and change of infant–mother attachment in the second year of life: relations
to parenting quality and varying degrees of daycare experience. In P.K. Crittenden & A.H. Claussen (eds) The
Organization of Attachment Relationships: Maturation, Culture and Context (pp.251–76). Cambridge: Cambridge
University Press; Slade, A. (2014) Imagining fear: attachment, threat, and psychic experience. Psychoanalytic
Dialogues, 24(3), 253–66; Solomon, J. & George, C. (2016) The measurement of attachment security and related
constructs in infancy and early childhood. In J. Cassidy & P.R. Shaver (eds) The Handbook of Attachment, 3rd edn
(pp.366–98). New York: Guilford.
152 Spangler, G. & Schieche, M. (1998) Emotional and adrenocortical responses of infants to the Strange
Situation. International Journal of Behavioral Development, 22(4), 681–706, p.700. A further factor subse-
quently contributing to the image of disorganisation as chaos was findings in the early 1990s by Spangler and by
Hertsgaard of elevated hypothalamic–pituitary–adrenal (HPA) reactivity following the Strange Situation among
young children who received a disorganised attachment classification. Spangler and Grossmann had 9 D dyads,
244 Mary Main and Erik Hesse
collapse of attachment strategy under conditions of stress; under such conditions, disorgan-
ized individuals select a set of behaviors that are irrelevant to their need for downregulation
of discomfort’.153 Commentators at the research–practice interface have criticised the idea of
attachment disorganisation as clinically evocative but unhelpful, since the concept means in-
comprehensibility and therefore offers no clues to clinicians about how to proceed.154
In fact, the term ‘disorganisation’ was used in three ways in Main and Solomon’s 1986 and
1990 chapters—not one of which aligns well with the dictionary definition. The term was
used by Main and Solomon to describe (i) observable behaviour that seemed to lack order
or relevance to achieving proximity with the caregiver; (ii) a disruption of the attachment
behavioural system, caused by past experiences of child–caregiver interaction and inferable
from observed behaviour; (iii) and the label given to the category used for coding the Strange
Situation.155 In using the same term ‘disorganised’ to refer to both behaviour and/or psycho-
and Hertsgaard had 11. However, in a later study by Luijk and colleagues with 57 D dyads, the earlier findings
failed to replicate. Furthermore, in 1999, Spangler and Grossmann later acknowledged that the overwhelming
majority of the association between D and HPA reactivity in their study was attributable to Index VII behaviour
(direct indices of disorientation), and there was no association at all for conflict behaviours where confusion or ap-
prehension were not also present. Spangler, G. & Grossmann, K.E. (1993) Biobehavioral organization in securely
and insecurely attached infants. Child Development, 64, 1439–50. Hertsgaard, L., Gunnar, M., Erickson, M.F., &
Nachmias, M. (1995) Adrenocortical responses to the strange situation in infants with disorganized/disoriented
attachment relationships. Child Development, 66(4), 1100–106; Spangler, G. & Grossmann, K.E. (1999) Individual
and physiological correlates of attachment disorganization in infancy. In J. Solomon & C. George (eds) Attachment
Disorganization (pp.95–124). New York: Guilford; Luijk, M.P., Velders, F.P., Tharner, A., et al. (2010) FKBP5 and re-
sistant attachment predict cortisol reactivity in infants: gene–environment interaction. Psychoneuroendocrinology,
35(10), 1454–61.
153 Wazana, A., Moss, E., Jolicoeur-Martineau, A., et al. (2015) The interplay of birthweight, dopamine re-
ceptor D4 gene (DRD4), and early maternal care in the prediction of disorganized attachment at 36 months of age.
Development & Psychopathology, 27, 1145–61, p.1157.
154 E.g. Baim, C. & Morrison, T. (2014) Attachment-Based Practice with Adults. Brighton: Pavilion.
155 Duschinsky, R. & Solomon, J. (2017) Infant disorganized attachment: clarifying levels of analysis. Clinical
towards the caregiver. Main also added guidance to coders on ‘Major Considerations’ for
coding disorganised attachment. The primary consideration was ‘Is the behaviour inexplic-
able (no evidence of immediate goal or rationale) OR is the behaviour explicable only if we
presume: a) The baby is afraid of the parent; b) The baby is inhibited from approach without
being able to shift attention to the environment?’159 Here we can see that disorganisation is
operationalised as behaviours that seem confused, apprehensive, or conflicted. Also visible
is the technical distinction for Main between avoidance and disorganised attachment, hin-
ging on the fact that the former can direct attention to the environment in order to maintain
regulation, whereas in the latter this conditional strategy of the use of attention to circum-
vent approach/avoidance conflict is not feasible. However, this manuscript remained un-
published, and generally available only to junior researchers who are tasked with coding.
With exceptions, many senior researchers in the field of attachment research have there-
159 The other major considerations were: “2) Timing of the appearance of disorganized behaviour: a) stronger
index of disorganisation if occurs at first moments of reunion; b) however, even D-like behaviour appearing only
in Episode 3 may yield a D classification. 3) Consider what the baby does next, namely, if the baby goes to the par-
ent as though for comfort after a bit of disorganisation (i.e. stereotypies then comforted). If they become organised
quickly, discount the D behaviour). Main, M. (undated) Disorganised/Disoriented Classification Scheme: Major
Considerations. Unpublished manuscript, received from Elizabeth Carlson, and cited with her permission.
160 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the level
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.99.
161 Main, M. (1995) Recent studies in attachment: overview, with selected implications for clinical work. In S.
Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70).
Hillsdale, NJ: Analytic Press, p.422.
162 O’Shaughnessy, R. & Dallos, R. (2009) Attachment research and eating disorders: a review of the literature.
misunderstanding has a history that goes back to the very introduction of the classification.
Mark Cummings was one of the editors of the volume within which Main and Solomon’s
1990 chapter was published. In his contribution to the volume, he argued that ‘deviations
from expected sequences do not constitute a sufficient criterion for classification’.164 Against
what he took to be Main and Solomon’s perspective, he proposed that D behaviours could
not all be expected to reflect the same process of breakdown of ‘general functioning’, and that
therefore the category lacked coherence and meaning.165 A better criterion for disorganisa-
tion, Cummings argued, would be behaviours that do not appear to function to achieve ‘felt
security’, which Sroufe and Waters had proposed, as the set-goal of the infant’s attachment
system (Chapter 4).166
Psychological constructs are usually subjected to statistical analysis to see which elem-
ents cluster together and which among these clusters are especially involved in associations
164 Cummings, E.M. (1990) Classification of attachment on a continuum of felt-security. In M.T. Greenberg, D.
Cicchetti, & E.M. Cummings (eds) Attachment in the Preschool Years (pp.311–38). Chicago: University of Chicago
Press, p.319.
165 Ibid. p.316.
166 Ibid. p.326.
167 E.g. Bernard, K., Dozier, M., Bick, J., Lewis-Morrarty, E., Lindhiem, O., & Carlson, E. (2012) Enhancing at-
tachment organization among maltreated children. Child Development, 83(2), 623–36, p.632.
168 Reijman, S., Foster, S., & Duschinsky, R. (2018) The infant disorganised attachment classification: ‘patterning
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8. See also van IJzendoorn, M.H. (1995)
Adult attachment representations, parental responsiveness, and infant attachment: a meta-analysis on the pre-
dictive validity of the Adult Attachment Interview. Psychological Bulletin, 117(3), 387–403: ‘Amount of training in
coding the disorganized/disoriented category also appeared to be strongly related to differences in effect sizes; less
training in the application of the complicated coding system was associated with smaller effect sizes’ (394).
The infant disorganised classification 247
The short-term test-retest stability of disorganised attachment as assessed twice using the
Strange Situation was r = .35. This was regarded as at least adequate to validate the measure,
and potentially rather high considering that the classification was, at times, made on the
basis of quite fleeting behaviours169—though stability between infancy and toddlerhood or
preschool has been found to be much lower.170 Incidence of the disorganised attachment
classification was also discovered to be more common in clinical samples, samples known to
social services, and in samples facing multiple adversities, suggesting that it reflected some
adverse experience or process. In community samples with relatively few adversities, around
15% of infants show a sufficiently high degree of confused, disoriented, or apprehensive be-
haviours towards their caregiver in the Strange Situation for a disorganised classification to
be assigned. However, this increases to a majority of infants from families drawn from sam-
ples facing multiple compounding adversities, or where maltreatment of the child has been
169 Van IJzendoorn, M.H., Schuengel, C., & Bakermans-Kranenburg, M.J. (1999) Disorganized attachment in
early childhood: meta-analysis of precursors, concomitants, and sequelae. Development & Psychopathology, 11(2),
225–50.
170 The latest meta-analytic findings are reported by Opie, J. (2018) Attachment stability and change in early
childhood and associated moderators. Unpublished doctoral thesis, Deakin University, Melbourne. Extracting
results from 56 studies, stability from infancy to toddlerhood was r = .10, p = .09, df = 7.12. Stability from infancy to
preschool age was r = .19, p = .052, df = 6.81. Stability of disorganisation assessed using the Cassidy–Marvin system
was higher: r = .32, p = .02, df = 3.30.
171 Cyr, C., Euser, E.M., Bakermans-Kranenburg, M., & van IJzendoorn, M. (2010) Attachment security and dis-
organization in maltreating and high-risk families: a series of meta-analyses. Development & Psychopathology, 22,
87–108.
172 Lyons-Ruth, K., Repacholi, B., McLeod, S., & Silva, E. (1991) Disorganized attachment behavior in
infancy: short- term stability, maternal and infant correlates, and risk- related subtypes. Development &
Psychopathology, 3(4), 377–96. Another study of particular importance for acceptance of Main’s methodological
innovations as a whole was the finding by Fonagy, Steele, and Steele that four-way Strange Situation classifications
could be predicted by four-way AAIs conducted prenatally with mothers. Fonagy, P., Steele, H., & Steele, M. (1991)
Maternal representations of attachment during pregnancy predict the organization of infant–mother attachment
at one year of age. Child Development, 62(5), 891–905.
173 Fearon, R.P., Bakermans-Kranenburg, M.J., van IJzendoorn, M.H., Lapsley, A.M., & Roisman, G.I. (2010)
The significance of insecure attachment and disorganization in the development of children’s externalizing be-
havior: a meta-analytic study. Child Development, 81(2), 435–56. On the interpretation of effect sizes in psych-
ology see Funder, D.C. & Ozer, D.J. (2019) Evaluating effect size in psychological research: sense and nonsense.
Advances in Methods and Practices in Psychological Science, 2(2), 156–68.
174 For a discussion see Tharner, A., Luijk, M.P., van IJzendoorn, M.H., et al. (2012) Infant attachment, parenting
stress, and child emotional and behavioral problems at age 3 years. Parenting, 12(4), 261–81.
248 Mary Main and Erik Hesse
The Main and Solomon 1990 chapter laid out protocols for coding the classification. Each
of the seven Index headings was followed by a variety of concrete examples of kinds of be-
haviour seen by Main and Solomon in their review. Some of the examples are italicised,
which means that behaviour of this sort may, on its own, be sufficient for a D classification.
Other examples are not italicised, which means that only when other kinds of conflicted,
confused, or apprehensive behaviour is present should a D classification be considered.
The rationale was not made explicit by Main and Solomon for the inclusion of particular
examples, or for which examples are italicised, or how to weight observations that differ
from the examples. This has contributed to the bottleneck in reliable coders. A careful
175 Fearon, R.P., Bakermans-Kranenburg, M.J., Van IJzendoorn, M.H., Lapsley, A.M., & Roisman, G.I. (2010)
The significance of insecure attachment and disorganization in the development of children’s externalizing be-
havior: a meta-analytic study. Child Development, 81(2), 435–56, p.450.
176 Groh, A.M., Fearon, R.P., Bakermans-Kranenburg, M.J., Van IJzendoorn, M.H., Steele, R.D., & Roisman, G.I.
(2014) The significance of attachment security for children’s social competence with peers: a meta-analytic study.
Attachment & Human Development, 16(2), 103–36.
177 Groh, A.M., Roisman, G.I., van IJzendoorn, M.H., Bakermans-Kranenburg, M.J., & Fearon, R.P. (2012) The
significance of insecure and disorganized attachment for children’s internalizing symptoms: a meta-analytic study.
Child Development, 83(2), 591–610.
178 MacDonald, H.Z., Beeghly, M., Grant-Knight, W., et al. (2008) Longitudinal association between infant dis-
organized attachment and childhood posttraumatic stress symptoms. Development & Psychopathology, 20(2),
493–508.
179 Carlson, E.A. (1998) A prospective longitudinal study of attachment disorganization/disorientation. Child
retrospective examination of the protocol, conducted together with Solomon, reveals that
behaviours are included when they are conflicted, confused, or apprehensive. And, again
in retrospective examination, italicisation was based on six factors: (i) frequency of a be-
haviour, (ii) its pervasiveness or duration, (iii) its abruptness in behavioural sequence, (iv)
the extent to which it occurs either close to reunion or in physical proximity with the care-
giver, (v) whether it can be better explained as a reaction to the immediate environment,
and (vi) the extent to which the infants’ responses to their caregiver suggest the experience
of apprehension.182
This latter item in the protocol reflects a theory that Main had been developing with her
husband and collaborator Erik Hesse. Hesse entered undergraduate study in psychology at
Berkeley as an adult, after studying to become a professional musician. Following comple-
tion of his studies in 1981, he worked as a research collaborator with Main, for instance as
182 Duschinsky, R. & Solomon, J. (2017) Infant disorganized attachment: clarifying levels of analysis. Clinical
attachment status. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the Preschool Years
(pp.161–81) Chicago: University of Chicago Press, p.163.
185 Ibid. p.182.
186 Cicchetti, D. & White, J. (1988) Emotional development and the affective disorders. In W. Damon (ed.) Child
Development: Today and Tomorrow (pp.177–98). San Francisco: Jossey-Bass, citing a personal communication
from Main, p.185.
250 Mary Main and Erik Hesse
Supporting evidence for association of the caregiver with fear as one pathway to disorgan-
ised infant attachment was already available by the time of Main and Hesse’s 1990 chapter,
from Dante Cicchetti and his research group (Chapter 4). The Harvard Child Maltreatment
Project was initiated in 1979 by Cicchetti and Aber, as a large longitudinal study, modelled on
the Minnesota Longitudinal Study of Risk and Adaptation.187 A small subsample were seen
in the Strange Situation and classified using the Ainsworth categories.188 Twenty-two dyads
were known to child protection services for abuse and/or neglect of the child or an older
sibling; 21 were a matched comparison group. However, a third of the sample were classi-
fied as securely attached according to the Ainsworth coding protocols. There were a few dif-
ferent proposals available at the time for additions to Ainsworth’s system for use with clinical
samples. One was that of Ainsworth’s student Patricia Crittenden, who observed that some
abused infants show both avoidant and resistant attachment (A–C).189 However, the Main
187 Another early, important study of a sample with substantial rates of maltreatment was conducted by Mary Jo
Ward. Ward was also a former student of Sroufe’s, graduating a few years after Cicchetti: Ward, M.J. & Carlson, E.A.
(1995) Associations among adult attachment representations, maternal sensitivity, and infant–mother attachment
in a sample of adolescent mothers. Child Development, 66(1), 69–79.
188 Schneider-Rosen, K., Braunwald, K.G., Carlson, V., & Cicchetti, D. (1985) Current perspectives in attach-
ment theory: illustration from the study of maltreated infants. Monographs of the Society for Research in Child
Development, 50(1–2), 194–210.
189 Crittenden, P.M. (1988) Relationships at risk. In J. Belsky & T. Nezworski (eds) Clinical Implications of
Attachment Theory (pp.136–74). Hillsdale, NJ: Lawrence Erlbaum. See also Radke-Yarrow, M., Cummings, E.M.,
Kuczynski, L., & Chapman, M. (1985) Patterns of attachment in two-and three-year-olds in normal families and
families with parental depression. Child Development, 56, 884–93.
190 Carlson, V., Cicchetti, D., Barnett, D., & Braunwald, K. (1989) Finding order in disorganization: lessons
from research on maltreated infants’ attachments to their caregivers. In D. Cicchetti & V. Carlson (eds) Child
Maltreatment: Theory and Research on the Causes and Consequences of Child Abuse and Neglect (pp.494–528).
Cambridge: Cambridge University Press, p.507.
191 Barnett, D., Ganiban, J., & Cicchetti, D. (1999) Maltreatment, negative expressivity, and the development
of type D attachments from 12 to 24 months of age. Monographs of the Society for Research in Child Development,
64(3), 97–118.
192 Ainsworth, M. (1995) On the shaping of attachment theory and research: an interview with Mary D.S.
Ainsworth. Monographs of the Society for Research in Child Development, 60(2–3), 2–21, p.12.
193 Sroufe, L.A. & Waters, E. (1982) Issues of temperament and attachment. American Journal of Orthopsychiatry,
194 Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge University Press, p.181.
195 Ainsworth, M. & Eichberg, C. (1988) Effects on Infant–Mother Attachment of Mother’s Experience Related to
Loss of an Attachment Figure or Other Traumatic Experience. Unpublished manuscript. PP/Bow/J.1/62: ‘It would
be highly desirable for future research to undertake intensive observation of parent–infant interaction in the nat-
ural environment of the home in the case of infants classified as D’ (40). Incredibly, in the three decades since the
introduction of the classification, this ‘crucial criterion’ has never been systematically pursued; the only work on
the question was the accidental observation of disorganised attachment behaviour at home in a few infants during
Carlo Schuengel’s doctoral study: Schuengel, C., van IJzendoorn M.H., Bakermans-kranenburg, M.J., & Blom,
M. (1998) Frightening maternal behaviour, unresolved loss, and disorganized infant attachment: a pilot-study.
Journal of Reproductive and Infant Psychology, 16(4), 277–83: ‘Unexpectedly, as it was not an aim of our study,
we observed disorganized attachment behaviour in two infants during the home observations. This behaviour
qualified, if it had been observed in the context of the Strange Situation, for a D-classification. Surprisingly, the
two infants who were disorganized at home were not disorganized in the Strange Situation’ (282). Another study
later examined the behaviour of dyads classified as disorganised, not at home, but in response to an injection at
the doctors’, yielding weak but interesting findings. Wolff, N.J., Darlington, A.S.E., Hunfeld, J.A., et al. (2011) The
influence of attachment and temperament on venipuncture distress in 14-month-old infants: the generation R
study. Infant Behavior and Development, 34(2), 293–302: ‘The current study showed that there was a trend for at-
tachment disorganization to predict higher levels of venepuncture distress in 14-month-old infants. Furthermore,
the interaction of disorganized attachment and fearful temperament was significantly associated with distress; fear
predicted an increase in distress only in infants with a disorganized attachment classification’ (299).
196 Van IJzendoorn, M.H., Goldberg, S., Kroonenberg, P.M., & Frenkel, O.J. (1992) The relative effects of ma-
ternal and child problems on the quality of attachment: a meta-analysis of attachment in clinical samples. Child
Development, 63(4), 840–58, p.854.
252 Mary Main and Erik Hesse
From the early 1990s, Hesse undertook doctoral research at Leiden University, supervised
by van IJzendoorn. As part of this research, Hesse and Main began to formulate a coding
system for alarming caregiver behaviours, based initially on theory and then on review with
their graduate students of 13 observations from the Berkeley sample of infant–mother or
infant–father interaction during unstructured play from before the Clown session.197 Many
of the potentially alarming behaviours they observed were fleeting; the coding system devel-
oped by Hesse and Main to identify and capture these moments is penetrating, subtle, and
extremely difficult to learn (even on the rare occasions on which training has been offered).
It was dubbed the ‘FR coding system’, named after two central components: frightening and
frightened caregiver behaviours. Examples of frightening behaviour provided by the coding
manual were directly threatening or predatory behaviours, such as bared teeth, or lunging or
looming at the infant without markers of play or prior warning. Merely angry behaviours by
197 This was a pilot study for part of Kelly Abrams’ doctoral dissertation research: Abrams, K.Y. (2000) Pathways
to disorganization: a study concerning varying types of parental frightened and frightening behaviors as related to
infant disorganized attachment. Unpublished doctoral dissertation, University of California at Berkeley.
198 Curiously, the scale did explicitly not include angry verbal threats by the caregiver to a child. This might have
been simply an oversight, rather than a theoretically motived decision, given that verbal threats were included by
Main in the traumatic abuse scale for the AAI composed around the same time. Additionally it is likely that, in
practice, coders would code verbal threats as ‘threatening’ in any case.
199 Hesse, E. & Main, M. (1999) Second-generation effects of unresolved trauma in nonmaltreating parents: dis-
sociated, frightened, and threatening parental behavior. Psychoanalytic Inquiry, 19(4), 481–540.
200 Main, M. & Hesse, E. (1992) Attaccamento disorganizzato/ disorientato nell’infanzia e stati mentali dis-
sociati dei genitori. In M. Ammaniti & D. Stern (1992) Attaccamento e Psicoanalisi (pp.80–140). Rome: Gius,
Laterza & Figli; Liotti, G. (1992) Disorganized/disoriented attachment in the etiology of the dissociative disorders.
Dissociation: Progress in the Dissociative Disorders, 5, 196–204.
201 Lyons-Ruth, K., Bronfman, E., & Parsons, E. (1999) Chapter IV. Maternal frightened, frightening, or
atypical behavior and disorganized infant attachment patterns. Monographs of the Society for Research in Child
Development, 64(3), 67–96.
202 True, M., Pisani, L., & Oumar, F. (2001) Infant– mother attachment among the Dogon of Mali. Child
Development, 72(5), 1451–66.
203 Jacobvitz, D.B., Hazen, N.L., & Riggs, S. (1997) Disorganized mental processes in mothers, frightening/
frightened caregiving, and disoriented, disorganized behavior in infancy. Paper presented at Biennial meeting of
Society for Research in Child Development, Washington, DC; Jacobvitz, D., Leon, K., & Hazen, N. (2006) Does
expectant mothers’ unresolved trauma predict frightened/frightening maternal behavior? Risk and protective fac-
tors. Development & Psychopathology, 18(2), 363–79.
The infant disorganised classification 253
sample of bereaved mothers was collected by Carlo Schuengel at Leiden for his doctoral re-
search.204 Both study of the Berkeley sample205 and Schuengel’s Leiden sample206 revealed
that in fact dissociative caregiver behaviours were the most predictive of disorganised at-
tachment, more so even than directly frightening caregiver behaviours, though the two were
intercorrelated.207
By 1995, Hesse and Main’s work on the coding system had led to the addition of three fur-
ther kinds of behaviour.208 These were not in themselves assumed to be directly alarming, but
were held to index the caregiver’s potential for one of the three primary forms of alarming
behaviour. These were: (i) behaving in a timid or deferential way toward the child;209 (ii)
sexualised behaviours toward the infant, suggesting confusion between the caregiving and
sexual behavioural systems as well as a lack of capacity to monitor action; and (iii) behav-
iours by the caregiver that are coded in the Main and Solomon indices for infant disorgan-
204 Schuengel, C., Bakermans- Kranenburg, M.J., & Van IJzendoorn, M.H. (1999) Frightening maternal be-
havior linking unresolved loss and disorganized infant attachment. Journal of Consulting and Clinical Psychology,
67(1), 54–63.
205 Abrams, K.Y. (2000) Pathways to disorganization: a study concerning varying types of parental fright-
ened and frightening behaviors as related to infant disorganized attachment. Unpublished doctoral dissertation,
University of California at Berkeley.
206 This finding is discussed in Out, D., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2009) The role
of disconnected and extremely insensitive parenting in the development of disorganized attachment: validation of
a new measure. Attachment & Human Development, 11(5), 419–43, p.422.
207 Neither study reported whether the range in the dissociation and frightening scales was equivalent. It was
therefore unclear whether dissociation was more predictive because it was more frequently coded, or because it
was indexing the more important cause. Anne Rifkin-Graboi, personal communication, July 2019.
208 Hesse, E., Main, M., Abrams, K.Y., & Rifkin, A. (2003) Unresolved states regarding loss or abuse can have
‘second-generation’ effects: disorganized, role-inversion and frightening ideation in the offspring of traumatized
non-maltreating parents. In D.J. Siegel & M.F. Solomon (eds) Healing Trauma: Attachment, Mind, Body and Brain
(pp.57–106). New York: Norton.
209 Hesse and colleagues identified that this behaviour was rare in the low-risk Berkeley sample and more fre-
quently observed in high-risk samples: Abrams, K.Y., Rifkin, A., & Hesse, E. (2006) Examining the role of parental
frightened/frightening subtypes in predicting disorganized attachment within a brief observational procedure.
Development & Psychopathology, 18(2), 345–61, p.357. See also Lyons-Ruth, K., Bureau, J.F., Easterbrooks, M.A.,
Obsuth, I., Hennighausen, K., & Vulliez-Coady, L. (2013) Parsing the construct of maternal insensitivity: distinct
longitudinal pathways associated with early maternal withdrawal. Attachment & Human Development, 15(5–6),
562–82.
210 Abrams, K.Y., Rifkin, A., & Hesse, E. (2006) Examining the role of parental frightened/frightening subtypes
in predicting disorganized attachment within a brief observational procedure. Development & Psychopathology,
18(2), 345–61. An expanded version of the FR coding system was developed by Lyons-Ruth, Bronfman, and
Parsons (the Atypical Maternal Behavior Instrument for Assessment and Classification (AMBIANCE)). This
assesses five dimensions of disrupted parental affective communication: negative-intrusive behaviour; role con-
fusion; disorientation; affective communication errors; and withdrawal from the child. AMBIANCE is a more
encompassing measure, with equivalent prediction of disorganised infant attachment to the FR system. Therefore,
on the grounds of parsimony, some attachment researchers have expressed a preference for FR, e.g. Out, D.,
Bakermans-Kranenburg, M.J., & Van IJzendoorn, M.H. (2009) The role of disconnected and extremely insensitive
parenting in the development of disorganized attachment: validation of a new measure. Attachment & Human
Development, 11(5), 419–43. However, training is available annually in AMBIANCE, unlike the FR system. Efforts
to economise AMBIANCE measure for use in routine clinical practice may also contribute to the popularity of the
measure in the future, e.g. Haltigan, J.D., Madigan, S., Bronfman, E., et al. (2019) Refining the assessment of dis-
rupted maternal communication: using item response models to identify central indicators of disrupted behavior.
Development & Psychopathology, 31(1), 261–77.
254 Mary Main and Erik Hesse
Though only a tiny number of researchers have been trained by Main and Hesse to use it,
the FR coding system itself has been widely praised. For instance, Rothbaum and Morelli,
major critics of Ainsworth’s work, praised the FR system as less prone to unacknowledged
ethnocentric bias than Ainsworth’s sensitivity scale.211 Furthermore, empirical evidence
has accumulated in support of the predicted association between infant disorganised at-
tachment in the Strange Situation and caregiver behaviours coded with either the initial
or the expanded version of the FR coding system. Madigan, Bakermans-Kranenburg, van
IJzendoorn, and Moran reported from a meta-analysis that FR caregiver behaviour during
observations accounts for 13% of the variance in attachment disorganisation.212 Cassidy has
criticised Main and Hesse for overclaiming the importance of the frightening/frightened
pathway to disorganised attachment, since in fact ‘the relation between frightening/fright-
ened behaviour and infant disorganisation has been found to be relatively weak’.213 There
211 Rothbaum, F. & Morelli, G. (2005) Attachment and culture: bridging relativism and universalism. In W.
Friedlmeier, P. Chakkarath, & B. Schwarz (eds) Culture and Human Development: The Importance of Cross-Cultural
Research to the Social Sciences. Lisse: Swets & Zeitlinger, p.110.
212 Madigan, S., Bakermans-Kranenburg, M.J., Van Ijzendoorn, M.H., Moran, G., Pederson, D.R., & Benoit, D.
(2006) Unresolved states of mind, anomalous parental behavior, and disorganized attachment: a review and meta-
analysis of a transmission gap. Attachment & Human Development, 8(2), 89–111, p.102.
213 Cassidy, J. & Mohr, J.J. (2001) Unsolvable fear, trauma, and psychopathology: theory, research, and clinical
considerations related to disorganized attachment across the life span. Clinical Psychology: Science and Practice,
8(3), 275–98, p.283.
214 Madigan, S., Bakermans-Kranenburg, M.J., Van IJzendoorn, M.H., Moran, G., Pederson, D.R., & Benoit, D.
(2006) Unresolved states of mind, anomalous parental behavior, and disorganized attachment: a review and meta-
analysis of a transmission gap. Attachment & Human Development, 8(2), 89–111.
215 Bronfman, E., Madigan, S., & Lyons- Ruth, K. (2009–2014) Disrupted Maternal Behavior Instrument for
Assessment and Classification (AMBIANCE): Manual for Coding Disrupted Affective Communication, 2nd edn.
Unpublished manuscript, Harvard University Medical School.
216 E.g. Out, D., Bakermans-Kranenburg, M.J., & Van IJzendoorn, M.H. (2009) The role of disconnected and
extremely insensitive parenting in the development of disorganized attachment: validation of a new measure.
Attachment & Human Development, 11(5), 419–43.
217 Haltigan, J.D., Madigan, S., Bronfman, E., et al. (2019) Refining the assessment of disrupted maternal com-
munication: using item response models to identify central indicators of disrupted behavior. Development &
Psychopathology, 31(1), 261–77.
The infant disorganised classification 255
distinct from insensitivity.218 Subsequently, however, Bailey and colleagues as well as other
researchers provided evidence suggesting that the FR pathway and insensitivity overlap
in high-risk families.219 Proposals have also been put forward regarding the role of spe-
cific forms of insensitive care in disorganised attachment, including by Lyons-Ruth. Using
AMBIANCE, Lyons-Ruth and collaborators identified a specific association between care-
giver withdrawal from the child and disorganised attachment.220 Another pathway to dis-
organised attachment has been suggested by researchers such as Spangler, who have argued
that infant temperament or genetic factors may predispose at least some forms of disorgan-
ised attachment.221 Main and Hesse have by and large been sceptical of such temperamental
or genetic explanations and have pointed to the fact that classifications of disorganised at-
tachment with different caregivers have little association, and that studies of temperamental
or genetic antecedents have had a poor record of replication.222 However, they have been
218 Van IJzendoorn, M.H., Schuengel, C., & Bakermans-Kranenburg, M.J. (1999) Disorganized attachment in
early childhood: meta-analysis of precursors, concomitants, and sequelae. Development & Psychopathology, 11(2),
225–50; Out, D., Bakermans-Kranenburg, M.J., & Van IJzendoorn, M.H. (2009) The role of disconnected and
extremely insensitive parenting in the development of disorganized attachment: validation of a new measure.
Attachment & Human Development, 11(5), 419–43.
219 Bailey, H.N., Tarabulsy, G.M., Moran, G., Pederson, D.R., & Bento, S. (2017) New insight on intergenera-
tional attachment from a relationship-based analysis. Development & Psychopathology, 29(2), 433–48. See also
Gedaly, L.R. & Leerkes, E.M. (2016) The role of sociodemographic risk and maternal behavior in the prediction of
infant attachment disorganization. Attachment & Human Development, 18(6), 554–69.
220 Lyons-Ruth, K., Bronfman, E., & Parsons, E. (1999) Maternal frightened, frightening or disrupted be-
havior and disorganized infant attachment patterns. Monographs of the Society for Research in Child Development,
64(3), 67–96.
221 Spangler, G., Johann, M., Ronai, Z., & Zimmermann, P. (2009) Genetic and environmental influence on at-
however, to believe that researchers should still hold out the possibility of a small heritable component in disorgan-
isation (e.g. overall fearfulness). This is an empirical question . . . In my view, genetic differences may “get their in-
nings” with respect to attachment organisation late rather than early in life.’ Main, M. (1999) Epilogue. Attachment
theory: eighteen points with suggestions for future studies. In J. Cassidy & P. Shaver (eds) Handbook of Attachment
(pp.845–87). New York: Guilford, p.864–5. See also Groh, A.M., Narayan, A.J., Bakermans-Kranenburg, M.J., et al.
(2017) Attachment and temperament in the early life course: a meta-analytic review. Child Development, 88(3),
770–95.
223 Main, M., Hesse, E., & Hesse, S. (2011) Attachment theory and research: overview with suggested applica-
tions to child custody. Family Court Review, 49(3), 426–63, p.443; Bakermans-Kranenburg, M.J. & Van IJzendoorn,
M.H. (2007) Research review: genetic vulnerability or differential susceptibility in child development: the case of
attachment. Journal of Child Psychology and Psychiatry, 48(12), 1160–73.
224 Bowlby, J. (1960) Separation anxiety. International Journal of Psychoanalysis, 41, 89–113, p.110.
225 Duschinsky, R. (2018) Disorganization, fear and attachment: working towards clarification. Infant Mental
attachment represents a child afraid of their caregiver. It has been common to encounter
statements even by authorities such as van IJzendoorn and Bakermans-Kranenburg referen-
cing Main and Hesse as saying that, for instance, ‘the essence of disorganized attachment is
that the child is at times scared of the attachment figure’.226
To take further examples of the misapprehension of Main and Hesse’s position, Paetzold
and colleagues—the researchers in the social psychological tradition who have given most
notice to disorganised attachment—stated that, according to Main and Hesse, ‘infants in the
disorganized category develop a fear of their attachment figures because these figures dis-
play frightening behaviors in their daily interactions with their children’.227 Sinason wrote
that ‘disorganized attachment refers to grossly disorganized behavior on the part of the in-
fant or child: apprehension in the presence of the mother or primary caretaker’.228 And Rees
wrote to fellow paediatricians that ‘disorganized patterns arise if pervasive abuse leaves chil-
226 Van Rosmalen, L., van IJzendoorn, M.H., & Bakermans- Kranenburg, M.(2014) ABC+D of attach-
ment theory. In P. Holmes & S. Farnfield (eds) Routledge Handbook of Attachment: Theory (pp.11–30).
London: Routledge, p.21. See also Juffer, F., Struis, E., Werner, C., & Bakermans-Kranenburg, M.J. (2017) Effective
preventive interventions to support parents of young children: illustrations from the Video-feedback Intervention
to promote Positive Parenting and Sensitive Discipline (VIPP-SD). Journal of Prevention & Intervention in the
Community, 45(3), 202–14: ‘Disorganized attachment (Main & Solomon, 1990) is characterized by fear of the
parent’ (203).
227 Paetzold, R.L., Rholes, W.S., & Kohn, J.L. (2015) Disorganized attachment in adulthood: theory, measure-
ment, and implications for romantic relationships. Review of General Psychology, 19(2), 146–56, p.147.
228 Sinason, V. (2016) The seeming absence of children with DID. In E. Howell & S. Itzkowitz (eds) The
Children and Young People Who Are Adopted from Care, in Care or at High Risk of Going into Care. London: NICE.
https://www.nice.org.uk/guidance/ng26/documents/childrens-attachment-full-guideline2.
231 https://www.nice.org.uk/guidance/ng26/documents/consultation-comments-and-responses.
232 NICE (2016) Children’s Attachment: Attachment in Children and Young People Who Are Adopted from Care,
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8.
The infant disorganised classification 257
234 Additionally, Solomon reported that the process of tracing the film negative lent the resulting drawings an
overexpressed quality, which in her view conveyed even more of a sense of terror and misery than the films them-
selves. Personal communication, November 2016.
235 E.g. adolescent parents: Forbes, L.M., Cox, A., Moran, G., & Pederson, D. (2006) Exploring expressions of
disorganization in the Strange Situation in a high-risk sample. Poster presented at the World Association for Infant
Mental Health, Paris, July 2006. https://ir.lib.uwo.ca/psychologypres/6/.
236 Padrón, E., Carlson, E., & Sroufe, A. (2014) Frightened versus not frightened disorganized infant attach-
ment: newborn characteristics and maternal caregiving. American Journal of Orthopsychiatry, 84(2), 201–208.
237 The particular influence of visual representation for the interpretation of both new classificatory systems and
the emotional state of others is well documented by sociologists of science: Coopmans, C., Vertesi, J., Lynch, M.E.,
and Woolgar, S. (eds) (2014) Representation in Scientific Practice Revisited. Cambridge, MA: MIT Press.
238 E.g. Warren, S.L., Gunnar, M.R., Kagan, J., et al. (2003) Maternal panic disorder: infant temperament, neuro-
physiology, and parenting behaviors. Journal of the American Academy of Child & Adolescent Psychiatry, 42(7),
814–25: ‘Infants who showed unusual behaviors such as fear of the mother, freezing, hitting, or running from the
mother were classified as disorganized (group D)’ (818). The selection of behaviours is heavily tilted towards those
suggestive of fear, downplaying those suggestive of dissociation/confusion or conflict about approaching the care-
giver but without obvious fear.
239 Parke, R.D. & Clarke-Stewart, A. (2011) Social Development. New York: Wiley.
240 Shemmings, D. & Shemmings, D. (2011) Indicators of disorganised attachment in children. http://www.
fear, and all in the same way, blocking attention to the potential diversity of aetiological fac-
tors.241 Lieberman criticised Main and Hesse on related grounds: for lack of clarity regarding
whether disorganised attachment is essentially an expression of PTSD in children or an in-
dependent (or overlapping) construct.242 And Bakermans-Kranenburg and van IJzendoorn
drew attention to the potential ‘heterogeneity of the mechanisms leading to disorganized at-
tachment’.243 In a 2006 article, Hesse and Main stated their wish that they had made it clearer
that they intended their emphasis on frightened or frightening caregiver behaviour as ‘one
highly specific and sufficient, but not necessary, pathway to D attachment status’.244 In this
paper, Hesse and Main acknowledged that how their earlier work was framed and argued ap-
pears to have misled readers.245
Six-year systems
When participants in the Berkeley study were six years old, 45 families were invited back to
the laboratory, stratified by infant attachment classification. Whilst fathers and mothers went
to be interviewed, the children were asked to do a drawing of their family. They were then
asked to consider six pictured parent–child separations and offer their thoughts on what
the pictured child might feel and do. They played in a sandbox for a quarter of an hour, be-
fore their parents returned—counterbalanced so that some fathers returned first and some
mothers. In the early 1980s, the Berkeley group developed coding systems for these observa-
tional assessments. A coding system for the family drawings was developed by Main and her
doctoral student Nancy Kaplan.246 The response to the pictures of separation was analysed
with an adaptation of a coding system developed by Klagsbrun and Bowlby.247 And a coding
system was developed for the reunion episodes by Cassidy and Main.248 A coding system
241 Waters, E. & Valenzuela, M. (1999) Explaining disorganized attachment: clues from research on mild-to-
moderately undernourished children in Chile. In J. Solomon & C. George (eds) Attachment Disorganization
(pp.265–90). New York: Guilford.
242 Lieberman, A. & Amaya-Jackson, L. (2005) Reciprocal influences of attachment and trauma. In L. Berlin, Y.
Ziv, L. Amaya-Jackson, & M. Greenberg (eds) Enhancing Early Attachments (pp.100–126). New York: Guilford.
There seems to be extreme diversity of opinion between researchers today on this issue.
243 Bakermans-Kranenburg, M.J. & van IJzendoorn, M.H. (2007) Research review: genetic vulnerability or dif-
ferential susceptibility in child development: the case of attachment. Journal of Child Psychology and Psychiatry,
48(12), 1160–73, p.1164. See also Granqvist, P. (2020) Attachment, Religion, and Spirituality: A Wider View.
New York: Guilford: ‘while “fright without solution” sounds ominous, I have not yet seen persuasive evidence that
the lion’s share of D behaviors do in fact reflect fear of the caregiver. Granted, behaviors fitting to index 6 (direct in-
dices of apprehension) yield converging evidence, but those behaviors tend to be quite rare in normal populations
of infants. Also, for behaviors fitting the remaining six indices, a central role of fear remains hypothetical.’
244 Hesse, E. & Main, M. (2006) Frightened, threatening, and dissociative parental behavior. Development &
R. (2018) Disorganization, fear and attachment: working towards clarification. Infant Mental Health Journal,
39(1), 17–29.
246 Kaplan, N. (1987) Individual differences in six-year-olds’ thoughts about separation: predicted from attach-
given the close links between the two research groups. Main, M. & Cassidy, J. (1988) Categories of response to
Six-year systems 259
specifically for the verbal interaction between child and caregiver on reunion was also devel-
oped by Amy Strage, a research associate in the group between 1983 and 1985.249
Findings from these analyses and those with the AAI were reported at a dedicated sym-
posium in 1985 at the Society for Research in Child Development held in Toronto, and a
summary published as the paper ‘Security in infancy, childhood, and adulthood: a move
to the level of representation’ in a monograph for the Society, edited by Everett Waters and
Inge Bretherton. New classifications for coding a mother’s autobiographical discourse in the
AAI had a strong correlation (r = .62) with the classification of that parent–child dyad in
the Strange Situation five years earlier, and a marked correlation also for fathers (r = .37).250
The prediction from infant attachment to responses at age six was an astonishing 68% to
85% in the case of the mother–child dyads. In the case of the father–child dyads, prediction
from the Strange Situation to reunion behaviour was equivalent. But prediction was weak
In each of the insecure patterns of attachment, behavior and attention seem constricted
in readily identifiable ways. Throughout the Strange Situation, for example, the insecure-
avoidant infant attends to the environment and its features while actively directing atten-
tion away from the parent. The insecure-ambivalent infant, in contrast, seems unable to
direct attention to the environment, expresses strong and sometimes continual fear and
distress, and seems constantly directed toward the parent.252
reunion with the parent at age 6: predictable from infant attachment classifications and stable over a 1-month
period. Developmental Psychology, 24(3), 415–26.
249 Strage, A. & Main, M. (1985) Attachment and parent–child discourse patterns. Paper presented at Biennial
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.91.
251 E.g. Heard, D.H. (1981) The relevance of attachment theory to child psychiatric practice. Journal of Child
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.74.
260 Mary Main and Erik Hesse
To situate and legitimate her ideas within the tradition of Bowlby’s theory, on the first page
of the ‘A move to the level of representation’ paper, Main described the individual differences
characterised by her measures as based on differences in ‘internal working models’.253 She
defined these, however, in a technical way to mean biases and filters in the processing of
attachment-relevant information: ‘We define the internal working model of attachment as
a set of conscious and/or unconscious rules for the organization of information relevant to
attachment and for obtaining or limiting access to that information, that is, to information
regarding attachment-related experiences, feelings, and ideation’.’254 In terms of positioning
within the academic field, claiming that the AAI assessed Bowlby’s classic concept of ‘in-
ternal working models’ had clear symbolic advantages for gaining recognition and accept-
ance of Main’s work.255 However, the ‘internal working model’ was a problematic concept.
Main did not mark for the reader that her technical definition departed from the way that the
In almost every assessment presented, children who had initially been judged in-
secure-avoidant [in infancy] showed an avoidant response pattern at 6 years of age.
They directed attention away from the parent on reunion, attending to toys or to activ-
ities; responded minimally (although politely) when addressed; and sometimes subtly
253 Zeanah and Barton reported that the concept of the internal working model, already by the end of the 1980s
and thus even within Bowlby’s lifetime, had all but become synonymous with Main’s AAI categories. Zeanah,
C.H. & Barton, M.L. (1989) Introduction: internal representations and parent–infant relationships. Infant Mental
Health Journal, 10(3), 135–41, p.139.
254 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the level
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.66–7.
255 On academic positioning see Baert, P. (2012) Positioning theory and intellectual interventions. Journal for
European Journal of Pragmatism & American Philosophy, 9(1). Attachment researchers such as Karlen Lyons-Ruth
and Howard and Miriam Steele have debated the extent to which Main’s ideas ‘were creative achievements in their
own right and were not contained in Bowlby’s work’. This debate has been hampered by the fact that, in legitimising
her methodological innovations, Main placed her work under the confused and confusing aegis of the ‘internal
working model’ concept. Lyons-Ruth, K. (1998) Commentary on Steele and Steele: lexicons, eyes, and videotape.
Social Development, 7(1), 127–31, p.128.
257 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the level
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.77.
Six-year systems 261
moved away from the parent. They seemed ill at ease in discussing feelings regarding
separation.258
The introduction of multiple new assessment methods was reported in the same chapter,
alongside new reflections on Bowlby’s concept of the ‘internal working model’. As a conse-
quence, all the explanations were highly compacted and their theoretical underpinnings are
only sketched. Details of the six-year assessments remained obscure—with some measures,
such as the family drawing, not reported at all. In the years after the ‘A move to the level of
representation’ paper, these further details were not forthcoming. Kaplan did not publish the
results from her dissertation. Strage did not write up her work. Cassidy published an analysis
of the results of her dissertation work259 but did not publish the coding system. The adapta-
tion of the Separation Anxiety Test by the Berkeley group was also left unpublished, though
258 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the level
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.96.
259 Main, M. & Cassidy, J. (1988) Categories of response to reunion with the parent at age 6: predictable from
infant attachment classifications and stable over a 1-month period. Developmental Psychology, 24(3), 415–26.
260 Cassidy, J. (1988) Child–mother attachment and the self in six-year-olds. Child Development, 59, 121–34;
Bretherton, I., Ridgeway, D., & Cassidy, J. (1990) Assessing internal working models of the attachment relation-
ship: an attachment story completion task for 3-year-olds. In M. Greenberg, D. Cicchetti, & E.M. Cummings
(eds) Attachment in the Preschool Years: Theory, Research, and Intervention (pp.273–308). Chicago: University of
Chicago Press; Jacobsen, T., Edelstein, W., & Hofmann, V. (1994) A longitudinal study of the relation between rep-
resentations of attachment in childhood and cognitive functioning in childhood and adolescence. Developmental
Psychology, 30(1), 112–24; Emde, R.N., Wolf, D.P., & Oppenheim, D. (eds) (2003) Revealing the Inner Worlds of
Young Children. The MacArthur Story Stem Battery and Parent–Child Narratives. Oxford: Oxford University Press.
261 Ulrike Wartner received training from Main and achieved reliability with Main and with Ainsworth on the
Main and Cassidy system: Wartner, U.G., Grossmann, K., Fremmer-Bombik, E., & Suess, G. (1994) Attachment
patterns at age six in south Germany: predictability from infancy and implications for preschool behavior. Child
Development, 65(4), 1014–27. Cohn stated that her group received training on the Main and Cassidy system in
the 1980s, though no reliability test results were reported. Cohn, D.A. (1990) Child–mother attachment of six-
year-olds and social competence at school. Child Development, 61(1), 152–62. Nancy Kaplan also trained a few
colleagues to reliability: Pianta, R.C. & Longmaid, K. (1999) Attachment-based classifications of children’s family
drawings: psychometric properties and relations with children’s adjustment in kindergarten. Journal of Clinical
Child Psychology, 28(2), 244–55; Behrens, K.Y. & Kaplan, N. (2011) Japanese children’s family drawings and their
link to attachment. Attachment & Human Development, 13(5), 437–50; Granqvist, P., Forslund, T., Fransson, M.,
Springer, L., & Lindberg, L. (2014) Mothers with intellectual disability, their experiences of maltreatment, and
their children’s attachment representations: a small-group matched comparison study. Attachment & Human
Development, 16(5), 417–36.
262 Mary Main and Erik Hesse
reunion system. (The same researchers will also be trained and certified to deliver train-
ing in the FR coding system from summer 2020.)262 However, in the meantime, the lack of
trained coders produced a gap in the availability of consecrated measures of attachment. For
school-age children, alternatives such as the Manchester Child Attachment Story Task and
the Child Attachment Interview have been developed.263 Nonetheless, one consequence of
the de facto unavailability of the Berkeley six-year measures has been that, with few stud-
ies being conducted, over time publications that have used these measures have become
regarded as rather niche.264 A second consequence has been that what research has been
conducted with the Berkeley six-year measures has almost always occurred ‘off the books’,
without training or a standardised test to confirm reliability against other research groups.265
Researchers have been forced to proceed on the basis of the scanty information available in
the public domain. A rather sad case is the work of Dallaire and colleagues, who describe
Attachment & Human Development. The lack of formal interlaboratory reliability procedures may have contrib-
uted to the lack of wider interest in the results of findings using these measures, though this has not been a problem
for the Ainsworth sensitivity scale.
265 One route taken by some researchers has been to seek training in coding preschool Strange Situations from
Bob Marvin, and then extrapolate upwards. E.g. Moss, E., Cyr, C., & Dubois-Comtois, K. (2004) Attachment
at early school age and developmental risk: examining family contexts and behavior problems of controlling-
caregiving, controlling- punitive, and behaviorally disorganized children. Developmental Psychology, 40(4),
519–32.
266 Dallaire, D.H., Ciccone, A., & Wilson, L.C. (2012) The family drawings of at-risk children: concurrent rela-
tions with contact with incarcerated parents, caregiver behavior, and stress. Attachment & Human Development,
14(2), 161–83.
267 E.g. Green, J., Stanley, C., Smith, V., & Goldwyn, R. (2000) A new method of evaluating attachment repre-
sentations in young school-age children: the Manchester Child Attachment Story Task. Attachment & Human
Development, 2(1), 48–70; Target, M., Fonagy, P., & Shmueli-Goetz, Y. (2003) Attachment representations in
school-age children: the development of the Child Attachment Interview (CAI). Journal of Child Psychotherapy,
29(2), 171–86.
Six-year systems 263
268 Bureau, J.-F., Easlerbrooks, M.A., & Lyons-Ruth, K. (2009) Attachment disorganization and control-
ling behavior in middle childhood: maternal and child precursors and correlates, Attachment & Human
Development, 11(3), 265–84; Brumariu, L.E., Giuseppone, K.R., Kerns, K.A, et al. (2018) Middle childhood
attachment strategies: validation of an observational measure. Attachment & Human Development, 20(5),
491–513
269 Bowlby, J. (1990) Letter to Sonia Monteiro de Barros, 6 August 1990. PP/ Bow/B.3/40;Main, M. (1986)
Behaviour and the Development of Representational Models of Attachment: Five Methods of Assessment. Unpublished
manuscript, Mary Main & Erik Hesse personal archive.
270 Though it was adapted by Kaplan and Main, the Separation Anxiety Test was an already-existing measure.
It was therefore not described in this book about new measurement systems. For reasons of space, and because
there are no more than a handful of reliable coders, the measure will not be discussed in detail below. The most
significant influence of the measure was on the rise of story-stem methods in attachment research: Bretherton,
I. & Oppenheim, D. (2003) The MacArthur story stem battery. In R.N. Emde, D.P. Wolf, & D. Oppenheim (eds)
Revealing the Inner Worlds of Young Children: The MacArthur Story Stem Battery and Parent–Child Narratives
(pp.55–80). Oxford: Oxford University Press. Nonetheless, some important studies using the Kaplan and Main
version of the Separation Anxiety Test include: Shouldice, A. & Stevenson-Hinde, J. (1992) Coping with security
distress: the separation anxiety test and attachment classification at 4.5 years. Journal of Child Psychology and
Psychiatry, 33(2), 331–48; Jacobsen, T., Edelstein, W., & Hofmann, V. (1994) A longitudinal study of the relation
between representations of attachment in childhood and cognitive functioning in childhood and adolescence.
Developmental Psychology, 30, 112–24; Granqvist, P., Forslund, T., Fransson, M., Springer, L., & Lindberg, L. (2014)
Mothers with intellectual disability, their experiences of maltreatment, and their children’s attachment represen-
tations: a small-group matched comparison study. Attachment & Human Development, 16(5), 417–36; Forslund,
T., Brocki, K.C., Bohlin, G., Granqvist, P., & Eninger, L. (2016) The heterogeneity of attention-deficit/hyperactivity
disorder symptoms and conduct problems: cognitive inhibition, emotion regulation, emotionality, and disorgan-
ized attachment. British Journal of Developmental Psychology, 34(3), 371–87.
271 Main, M. (1995) Four Patterns of Attachment Seen in Behaviour, Discourse and Narrative: An Abstract for
Psychoanalysis. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
264 Mary Main and Erik Hesse
they offer deeper entry than the published record into Main’s approach to the measurement
of attachment and the theoretical commitments that organise this approach.
Central to Main’s work in the 1980s was a new, inductive approach to the development of
coding systems. Guess and uncover is a memory game for children. In the game, each player
secretly writes a number pattern that follows a rule. For instance, 3, 6, 10, 15, 21, 28. They
then cover all but two numbers from the right-hand-side. One player attempts to predict
the third number in their friend’s pattern. If they are correct (a ‘hit’), they get to continue
to guess the fourth number, and so on. If they do not guess correctly (a ‘miss’), the number
272 Main, M. & Cassidy, J. (1988) Categories of response to reunion with the parent at age 6: predictable from
infant attachment classifications and stable over a 1-month period. Developmental Psychology, 24(3), 415–26: ‘A
judge who was well-informed with respect to infant attachment classification in general, but who was blind to the
infant attachment classifications for this sample, studied reunion responses across the sample as a whole and then
(one by one) studied each child’s reunion responses in an attempt to guess the probable infant attachment classifi-
cation with a given parent. The sixth-year system was gradually developed from this case-by-case study. We used
both rationales regarding a correct guess (match) and information regarding the actual infancy categories of sixth-
year misses (mismatches) in developing the sixth-year system’ (417).
273 An exception is Goldberg, S. (2000) Attachment and Development. London: Routledge, p.63. The semi-
dialectical method of scale development has, however, been used by former members of Main’s laboratory, e.g.
Solomon, J., George, C., & De Jong, A. (1995) Children classified as controlling at age six: evidence of disorganized
representational strategies and aggression at home and at school. Development & Psychopathology, 7(3), 447–63;
Cassidy, J., Marvin, R., with the Attachment Working Group of the John D. and Catherine T. MacArthur Network
on the Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool children: pro-
cedures and coding manual. Unpublished manual.
274 E.g. Fonagy, P. & Campbell, C. (2015) Bad blood revisited: attachment and psychoanalysis. British Journal of
Psychotherapy, 31(2), 229–50. For discussions of the concept of ‘genius’ in the history of psychology and alterna-
tive approaches that nonetheless recognise individual qualities and their influence on science see Ball, L.C. (2012)
Genius without the ‘Great Man’: new possibilities for the historian of psychology. History of Psychology, 15(1),
72–83; Simonton, D.K. (2018) Creative genius as causal agent in history: William James’s 1880 theory revisited and
revitalized. Review of General Psychology, 22(4), 406–420.
275 If at First You Don’t Succeed . . . You Don’t Succeed, released August 1972. https://genome.ch.bbc.co.uk/
df74b910f3a64da5871107a126f61095.
Six-year systems 265
with Main. By the time she finished secondary school, Ruth had no clear sense of her fu-
ture plans. Therefore, as a gap-year, in 1981 she went to Berkeley and joined Main’s group.
Goldwyn was invited to read books by Bowlby and Hinde, and Darwin’s book on the origin
of emotions, and she audited Main’s classes.276 She also worked with Kaplan in recruiting and
collecting data in the six-year follow-up, including conducting half of the interviews with
parents. Once the data were collected, however, Goldwyn was not immediately needed for
any other projects. Though study of events reported in the interview with the parents was
part of George’s doctoral project, George went on maternity leave after completing the inter-
view transcriptions.277
Main was intrigued by a particular transcript: ‘Although the speaker was clearly essentially
coherent and collaborative, Main noted that he went to slightly unusual lengths in describing
tender, emotionally affecting aspects of his life, lingering in somewhat lengthy descriptions of
2015. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications, 3rd
edn (pp.553–97). New York: Guilford, p.554.
279 Main, M. (1986) Behaviour and the Development of Representational Models of Attachment: Five Methods of
Assessment. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
280 Main, M. (1995) Four Patterns of Attachment Seen in Behaviour, Discourse and Narrative: An Abstract for
Psychoanalysis. Unpublished manuscript, Mary Main & Erik Hesse personal archive: ‘Our approach to the develop-
ment of methodologies for research in attachment has been at once dialectical and in keeping with the hypothesis-
testing canons of natural science . . . The reading of each transcript was informed by both our general knowledge of
the meaning implicit in differing kinds of discourse or narrative, and our more specialized knowledge of processes
influencing individual differences in attachment. On reading each transcript, we formed a hypothesis regarding
likely infant Strange Situation response to that parent as a speaker, utilizing the existing background rules.’
266 Mary Main and Erik Hesse
processes’.281 Assuming the accuracy of the infant classifications, the benefit would then be
that ‘this method maximises the likelihood of the discovery of new, attachment-associated
patterns’.282
In her unpublished 1995 book Four Patterns of Attachment Seen in Behaviour, Discourse
and Narrative, Main offered further reflection on the guess and uncover methodology.283
She linked it to the idea of the ‘hermeneutic circle’ in the work of hermeneutic philosophers
such as Heidegger, Jaspers, and Gadamer: ‘In this circle, the relations between the whole
and the part move forward with each repeatedly transforming and extending understanding
of the other. Thus, each part contributes to the understanding of the whole which, trans-
formed, then directs attention to new parts. These again alter the meaning of the whole.’284
For Heidegger and later philosophers in this tradition, the hermeneutic circle was a descrip-
tion of how all human understanding operates. Mortal and mutable, each of us interprets
Should a transcript predicted to belong to the parent of a secure infant then indeed be found
to ‘belong’ to the parent of a secure infant, we continued forward with the sample utilizing
the existing rules. A mis-match between our hypothesis regarding the way an infant would
respond to a given speaker in the Strange Situation (e.g., secure) and the infant’s actual
Strange Situation behavior toward the speaker (e.g., avoidant) was regarded as an instance
of real discordance if no theoretical explanation could be provided for the fact that the in-
fant had been judged avoidant. In this case the ‘rules’ for identifying the parents of secure
and avoidant infants would have been left unchanged. However, this same mis-match was
281 Ibid.
282 Main, M. (1986) Behaviour and the Development of Representational Models of Attachment: Five Methods of
Assessment. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
283 Main, M. (1995) Four Patterns of Attachment Seen in Behaviour, Discourse and Narrative: An Abstract for
Psychoanalysis. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
284 Ibid.
285 Main, M. (1987) Project proposal to the Guggenheim Memorial Foundation, November 1987. PP/Bow/B.3/
36/1: ‘It is an elegant property of these methods that within any sample they can be almost exhaustively refined
against the Strange Situation behaviour of the infant, so that even a review of this single Bay Area sample would no
doubt lead to modification and improvement.’
Six-year systems 267
used to tentatively refine the systems for identifying both the parents of secure and the
parents of avoidant infants if a rationale for its appearance could be provided. In this case,
aspects of the previous rule-systems would have been eliminated, extended or altered, and
a tentative, modified system would have been devised. This modified system would then
be tested as further transcripts were read and infant Strange Situation status ‘uncovered’.
Should the modified system fail to correctly identify the parents of other avoidant infants,
it would likely be abandoned in favor of reversion to the earlier system, while success would
tend to instantiate the modifications made. This semi-dialectical method of system devel-
opment focuses initially upon the understanding of each individual dyad, and combines
inductive and deductive strategies. Note that this method recognizes and retains genuine
mis-matches between infant and parent.286
286 Main, M. (1995) Four Patterns of Attachment Seen in Behaviour, Discourse and Narrative: An Abstract for
Psychoanalysis. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
287 Opie, J. (2018) Attachment stability and change in early childhood and associated moderators. Unpublished
erational transmission of attachment via individual participant data meta-analysis. Child Development, 89(6),
2023–37.
268 Mary Main and Erik Hesse
and to the novel hypotheses that they permitted. The hypothesis of a link between a dyad’s
attachment classification in the Strange Situation and qualities of the parent’s discourse was
perhaps the most remarkable, and is discussed further in the section ‘Adult Attachment
Interview’. However, ‘guess and uncover’ was also integral to Main and Cassidy’s identifica-
tion of the ‘controlling’ categories in the six-year reunion assessment.
Building on the success of Goldwyn’s use of ‘guess and uncover’ on the AAI transcripts, the
method was next applied by Cassidy during her visit to Berkeley in 1982. Several video-
tapes from the six-year reunion were stolen in a theft, and some tapes were unusable due to
As the system was first being developed, a number of correct guesses (matches) were readily
made. For example, a child who craned her head around to smile at the mother, talked to
mother about her experiences of the last hour, and invited the mother to play was correctly
identified as having been secure with mother in infancy, and succeeding children who re-
sponded similarly to reunion with the parent were then correctly identified as having been
secure with that parent in infancy. We also used misses (mismatches) in system develop-
ment. For example, the first child seen to fail to speak in response to the parent’s increas-
ingly frantic conversational overtures was identified as a child who had been avoidant of
the parent as an infant. When this guess proved incorrect (the child had been disorgan-
ized/disoriented), we reviewed the reunion behaviour of children who had correctly been
identified as insecure-avoidant in infancy and discovered that avoidant children were at
least minimally responsive to the parent when pressed, giving brief answers (e.g., ‘What’s
that nice-looking set of toys you’ve been playing with?’ ‘Sandbox.’). Succeeding 6-year-olds
who confrontationally refused response to a particular parent (e.g., ‘Let me ask you again.
What’s that nice-looking set of toys you’ve been playing with?’ ‘ . . . ’) were considered more
likely to have been disorganized/disoriented with that parent in infancy. A new, control-
ling-punitive response category was gradually developed and separated from the insecure-
avoidant and secure response categories.290
The Main and Cassidy rule system was then given to an independent researcher to recode the
whole sample including, it would appear, the development set. The independent researcher
found 84% of child–mother reunions predictable from the infant attachment classification,
and 62% of child–father reunions.291
Main and Cassidy classified dyads as secure if, on reunion at age six, the child remained
calm and relaxed, but also expressed open pleasure on the parent’s return, and initiated con-
versation or interaction with the parent (or seemed ready to communicate if he or she did not
initiate interaction). Responsiveness to the parent was often displayed as a ready expansion
290 Main, M. & Cassidy, J. (1988) Categories of response to reunion with the parent at age 6: predictable from in-
fant attachment classifications and stable over a 1-month period. Developmental Psychology, 24(3), 415–26, p.417.
291 Main, M. (1986) Behaviour and the Development of Representational Models of Attachment: Five Methods of
Assessment. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
Six-year systems 269
of the parent’s own remarks, continuing the conversation. In the Main and Cassidy system,
dyads were classified as avoidant if the child responded only minimally. The six-year-old
child did not turn away from the caregiver, or partially stonewall them, as might an avoidant
infant (especially the A1 subgroup). Instead, the child turned down the intensity of inter-
action to simmer whenever opportunities arose. For instance several seemed very interested
in examining the toys just as they saw their parent enter. Neither anger nor affection was
much in evidence. Dyads were classified as resistant if on reunion there was ‘exaggerative or
maximizing of relatedness to the parent’ by the child, for instance ‘putting the arm around
the parent and head-cocking while looking towards the camera (as though posing for a
mother–child portrait), speaking in a baby-like voice, or sitting on the parent’s lap.’ There
could be some signs of frustration with the parent, though this was much less in evidence
than in the infant category.
One child in the Berkeley sample had been in the playroom with the mother (with whom
she was secure) when she heard the father returning. She said to the mother, in an unmis-
takably depressed and resigned tone, ‘He’s coming’, but then immediately upon reunion
gave an exceptionally bright greeting and smile, (“DAD!”) and began immediately to at-
tempt to direct and guide her father’s attention (“See, this is a . . .”).295
292 Hesse, E. & Main, M. (2000) Disorganized infant, child, and adult attachment: collapse in behavioral and at-
tentional strategies. Journal of the American Psychoanalytic Association, 48(4), 1097–127, p.1107. That the punitive
category was identified before the caregiving category is revealed by a handwritten note sent by Main to Bowlby in
1982, identifying six categories from Cassidy’s work thus far: ‘1. Actively reestablishing relationship; 2. Responsive
and confident in relationship. 3. Avoidant. 4. Punitive/rejecting. 5. Hesitant/confused. 6. Not yet classified’: Main,
M. & Cassidy, J. (1982) Handwitten note attached to ‘Quality of attachment from infancy to early childhood: sta-
bility of classification, changes in behaviour’, submitted to SRCD. PP/Bow/J.4/4.
293 Main, M. & Cassidy, J. (1983) Secure attachment in infancy as a precursor of the ability to tolerate being left
alone briefly at five years. Paper presented at 2nd World Congress of Infant Psychiatry, Cannes, March 1983. PP/
Bow/J.4/4.
294 Hesse, E. & Main, M. (2000) Disorganized infant, child, and adult attachment: collapse in behavioral and at-
tentional strategies. Journal of the American Psychoanalytic Association, 48(4), 1097–127, p.1106.
295 Main, M. (1986) Behaviour and the Development of Representational Models of Attachment: Five Methods of
Assessment. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
270 Mary Main and Erik Hesse
In the case of controlling-punitive behaviour, the anger system appeared to have been re-
cruited in the service of attachment. Main and colleagues theorised that angry behaviour
permitted the child to regulate the relationship, and ensured a conditional kind of proximity,
even if it did not afford comfort.296 In the case of controlling-caregiving behaviour, the care-
giving system appeared to have been recruited in the service of attachment. As Bowlby had
described in Loss just a few years earlier, caregiving behaviour displayed by a child to a care-
giver might help keep the caregiver near and prop up the adult’s own capacity to offer care
(Chapter 1). The child was therefore also offered conditional access to proximity, even if this
proximity was achieved at the expense of acknowledgement of the child’s own attachment-
related feelings.
Though there were too few instances for Main and Cassidy to make a third category, the
researchers also noted that some children displayed sexual or romantic behaviours towards
296 An alternative/additional hypothesis has been put forward by Bureau and colleagues. In a chaotic and threat-
ening family context, it may not be wise to appear helpless; pre-emptive displays of threatening dominance may
save you from trouble. Bureau and colleagues found more hostility from mother at home in infancy to be associ-
ated with punitive behaviour at age 8 (r = .40). Punitive behaviour was also associated with severe physical abuse of
the participant by mother as reported by mother when participant was age 19 (r = .39). Bureau, J.-F., Easterbrooks,
A., & Lyons-Ruth, K. (2009) The association between middle childhood controlling and disorganized attachment
and family correlates in young adulthood. Society for Research in Child Development Biennial Meeting, Denver,
Colorado.
297 Main, M. (1986) Behaviour and the Development of Representational Models of Attachment: Five Methods of
Assessment. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
298 Main, M. & Cassidy, J. (1986) Categories of response to reunion with the parent at age six: predictable from
Behavioral Development, Minneapolis, July 1991. Film of the presentation made available by Avi Sagi-Schwartz
(Chair).
Six-year systems 271
termination of the attachment system sometime earlier in the child’s experience. Anger or
caregiving would not have been pressed into service, they felt, if the child had received pre-
dictable access to proximity with their attachment figure in another way, whether through
directly communicating distress and seeking care or through an avoidant or ambivalent/re-
sistant conditional strategy. Secondly, a central aspect of the attachment system in childhood
is that children seek care from someone stronger and/or wiser when they are distressed.
However, controlling-punitive and controlling-caregiving behaviour involve an inversion of
power between child and parent. There is therefore assumed to be a symbolic ‘disorganisa-
tion’ of the attachment system, even if behaviour is coherent, in the chronic confusion of
roles.301
Controlling-punitive and controlling-caregiving behaviour may be smoothly sequenced
and ultimately achieve a conditional proximity with the caregiver. Both punitive and care-
301 Cassidy, J., Marvin, R., with the Attachment Working Group of the John D. and Catherine T. MacArthur
Network on the Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool chil-
dren: procedures and coding manual. Unpublished manual: ‘Children who were formerly disorganized and/or
disoriented have become quite organized—organized in controlling the parent. (It may be that it is the relationship
that has become disorganized at age 6, in that the ordinary family structure, with the parent in control of the child,
has become reversed; see Marvin & Stewart, 1990.) It is as if a child who cannot count on the parent for structure
steps in and provides structure (takes control).’ Comparing the infant Main and Solomon classification to the six-
year controlling classifications, Cassidy and Marvin stated that ‘in one, the child’s behavior is disorganized; in the
other, it is the usual hierarchical structuring, with parent in control of child, which has become disorganized—or at
least seriously disordered’. This last qualification signals the slippage occurring as the term ‘disorganised’ is pressed
into diverse non-overlapping usages. Acknowledging that the term disorganisation is operating at multiple levels
of analysis, contributing to potential confusion, Moss and colleagues distinguished ‘behaviourally-disorganized’
forms of disorganisation, where apparent coherence is lacking, from controlling-caregiving and controlling-
punitive behaviours. O’Connor, E., Bureau, J.F., Mccartney, K., & Lyons-Ruth, K. (2011) Risks and outcomes as-
sociated with disorganized/controlling patterns of attachment at age three years in the National Institute of Child
Health & Human Development Study of Early Child Care and Youth Development. Infant Mental Health Journal,
32(4), 450–72.
302 E.g. Cassidy, J., Marvin, R., with the Attachment Working Group of the John D. and Catherine T. MacArthur
Network on the Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool chil-
dren: procedures and coding manual. Unpublished manual: ‘the strategy of controlling the parent’s behavior ap-
pears to have evolved from a lack of any consistent strategy for dealing with the attachment figure in infancy’; Liotti,
G. (2006) A model of dissociation based on attachment theory and research. Journal of Trauma & Dissociation,
7(4), 55–73; Lyons-Ruth, K., Dutra, L., Schuder, M.R., & Bianchi, I. (2006) From infant attachment disorganization
to adult dissociation: Relational adaptations or traumatic experiences? Psychiatric Clinics, 29(1), 63–86.
303 See e.g Cassidy, J., Marvin, R., with the Attachment Working Group of the John D. and Catherine
T. MacArthur Network on the Transition from Infancy to Early Childhood (1992) Attachment organisation in
272 Mary Main and Erik Hesse
By contrast, Main’s model of the attachment system was formed by Bowlby’s early control
system model in which proximity terminated the system. The controlling-punitive and
controlling-caregiving six-year-olds, even if they do achieve proximity to hit or settle their
parent, do so primarily to the rhythms required for regulating the parent. Such behaviour
can be inferred to ultimately benefit the attachment system in offering some proximity, but
it is not clear that the system can be terminated if this rhythm is generally unrelated to the
child’s attachment needs.
Stability between infant attachment and the Main and Cassidy six-year system was high.
All 12 infants classified as secure with mother in infancy were classified as secure five years
later. Six out of the eight avoidant dyads received the same classification, as did eight out
of twelve disorganised dyads.304 This led Main and Cassidy to conclude that controlling-
punitive and controlling-caregiving behaviour can be regarded as an attempt to organise
preschool children: procedures and coding manual. Unpublished manual: ‘The concept of “strategies” refers to
each individual’s attempts to maintain a particular organization in relation to attachment.’
304 Main, M. & Cassidy, J. (1988) Categories of response to reunion with the parent at age 6: predictable from
infant attachment classifications and stable over a 1-month period. Developmental Psychology, 24(3), 415–26.
305 Ibid. p.421.
306 Another replication of the Main and Cassidy study was conducted by Wartner and colleagues, who managed
to recall 40 of the Regensburg sample (92%) five years later. Wartner received training in the coding system from
Main, and a number of videos were second coded by Main and Ainsworth for reliability. Prediction from infancy
to the six-year reunion revealed 82% agreement (κ = .723). Wartner, U.G., Grossmann, K., Fremmer-Bombik, E.,
& Suess, G. (1994) Attachment patterns at age six in south Germany: predictability from infancy and implications
for preschool behavior. Child Development, 65(4), 1014–27. Kazuko Behrens’ doctoral thesis, supervised by Main
and Hesse, was intended as a further attempt to replicate Main and Cassidy in the Japanese context. Behrens found
a strong (r = .60) relationship between the AAI with parents and the six-year reunions. Behrens, K.Y., Hesse, E., &
Main, M. (2007) Mothers’ attachment status as determined by the Adult Attachment Interview predicts their 6-
year-olds’ reunion responses. Developmental Psychology, 43(6), 1553–67.
307 The procedure resembles the Kaplan and Main Separation Anxiety Test, another projective measure used
with the six-year participants in the Berkeley sample while the parents were taken for AAIs. The findings were
also strikingly similar. However, details of the findings from Kaplan’s Separation Anxiety Test were only briefly de-
scribed in print at the time, with most of Kaplan’s work remaining unpublished. For a subsequent summary of these
findings see the discussion of the Separation Anxiety Test in Main, M., Hesse, E., & Kaplan, N. (2005) Predictability
of attachment behavior and representational processes at 1, 6, and 19 years of age: the Berkeley Longitudinal
Study. In K.E. Grossmann, K. Grossmann, & E. Waters (eds) Attachment from Infancy to Adulthood: The Major
Longitudinal Studies (pp.245–304). New York: Guilford, p.256.
Six-year systems 273
secure six-year-olds had a distinctive quality in offering a balanced and detailed provision
of helping the child cope with worries. The mothers of avoidant six-year-olds had a distinct-
ively rejecting quality both towards the child and towards the caregiver’s own difficulties,
with a pervasively negative attitude towards themselves and their child.308 And the mothers
of controlling six-year-olds described feeling helpless and out of control in their relation-
ships with the child: ‘Some children in the controlling group were described as wild or help-
less and vulnerable (e.g., locking the mother out of the house, persistent bed-wetting, wild
tantrums). Other children were described as precocious or powerful (e.g., comedian-like be-
havior, amazing acting abilities, caregiving skills, supernatural powers, special connections
with the deceased).’309 All of the caregivers classified as unresolved on the AAI were part of
dyads classified as controlling on reunion; indeed, there was a match between six-year re-
union and AAI classifications in 81% of cases (κ = .74).310
308 George, C. & Solomon, J. (1996) Representational models of relationships: links between caregiving and at-
ganized representational strategies and aggression at home and at school. Development & Psychopathology, 7(3),
447–63, p.454, 460.
312 Ibid. p.454.
313 Ibid.
314 The members of the working group who contributed to the Cassidy and Marvin system were Mary
Ainsworth, Kathryn Barnard, Leila Beckwith, Marjorie Beeghly, Jay Belsky, Janet Blacher, Inge Bretherton, Wanda
Bronson, Heather Carmichael-Olsen, Dante Cicchetti, Keith Crnic, Mark Cummings, Ann Easterbrooks, John
Gottman, Mark Greenberg, Robert Harmon, Lyn LaGasse, Mary Main, Colleen Morisset, Janet Purcell, Doreen
Ridgeway, Nancy Slough, Susan Spieker, Mathew Speltz, and Joan Stevenson-Hinde.
274 Mary Main and Erik Hesse
‘down’ from the six-year reunion system.315 Main’s ‘guess and uncover’ method was used
with a set of 300 Strange Situations drawn from various American (and one British) research
groups. The MacArthur preschool system is based in the first instance on common themes
between the two systems. First, ‘the pattern shown by infants classified insecure/avoidant
(pattern A) is strikingly similar to that shown by six-year-olds classified insecure/avoid-
ant: children at both ages avoid intimate interaction or contact, maintain an affective neu-
trality, and convey the impression that the parent’s return is of no particular importance to
them’. Second, ‘the pattern shown by infants classified securely attached (pattern B) is strik-
ingly similar to that shown by six-year-olds classified securely attached: children at both ages
show interest in proximity or at least interaction with the attachment figure’. Third, the am-
bivalent preschool classification incorporates the resistance of the Ainsworth infant system
and the intensified signalling of relatedness to the parent of the Main and Cassidy system.
315 Cassidy, J., Marvin, R., with the Attachment Working Group of the John D. and Catherine T. MacArthur
Network on the Transition from Infancy to Early Childhood (1992) Attachment organisation in preschool chil-
dren: procedures and coding manual. Unpublished manual.
316 Ibid. Update September 2002.
317 Kreppner, J., Rutter, M., Marvin, R., O’Connor, T., & Sonuga-Barke, E. (2011) Assessing the concept of
the ‘insecure-other’category in the Cassidy–Marvin scheme: changes between 4 and 6 years in the English and
Romanian adoptee study. Social Development, 20(1), 1–16.
Six-year systems 275
as secure at 5.5 years. Changes from secure to disorganised attachment were associated with
changes in caregiver behaviour towards the child,318 lower marital satisfaction, and events
such as bereavement and parental hospitalisation. In addition to the separations associated
with hospitalisation, Moss and colleagues offered the speculation that ‘parental hospitaliza-
tion is also likely to compromise the child’s confidence in parents as a source of protection
and security’.319
In an expansion of the sample by Moss and colleagues to include a number of five-year-
olds, 68% of the children classified in the D group showed one of the controlling responses on
reunion; 32% showed Main and Solomon-style disorganisation. Maternal report of marital
conflict and unhappiness was associated with the display of Main and Solomon indices on
reunion, but not with the Main and Cassidy controlling behaviours: ‘The unpredictability
and overwhelming nature of the family environment, which is disrupted by severe marital
Another of the six-year systems developed by the Berkeley group was a system for coding
family drawings. The use of drawing tasks as a projective measure had roots in the work of
both Bowlby and Ainsworth.321 The children in the Berkeley six-year follow-up had been
318 The Moss and colleagues observational measure of caregiver– child interaction includes scales
for: Coordination, Communication, Partner Roles, Emotional Expression, Responsivity–Sensitivity, Tension,
Mood, and Enjoyment. See Moss, E., Rousseau, D., Parent, S., St-Laurent, D., & Saintonge, J. (1998) Correlates
of attachment at school age: maternal reported stress, mother–child interaction, and behavior problems. Child
Development, 69, 1390–405.
319 Moss, E., Cyr, C., Bureau, J. F., Tarabulsy, G.M., & Dubois-comtois, K. (2005) Stability of attachment during
the preschool period. Developmental Psychology, 41(5), 773–83, p.781. Moss and colleagues also conducted the
Solomon and George doll-play measure with their sample when the children were aged eight. Agreement between
the Main and Cassidy system and the doll-play measure was 73% (κ = .45), Dubois-Comtois, K., Cyr, C., & Moss,
E. (2011) Attachment behavior and mother–child conversations as predictors of attachment representations in
middle childhood: a longitudinal study, Attachment & Human Development, 13(4), 335–57.
320 Moss, E., Cyr, C., & Dubois-comtois, K. (2004) Attachment at early school age and developmental risk: exam-
ining family contexts and behavior problems of controlling-caregiving, pontrolling-punitive, and behaviorally dis-
organized children. Developmental Psychology, 40(4), 519–32, p.529.
321 In his ‘Forty-four thieves’ paper, Bowlby reported on a case where he had used a drawing task to seek a sense
of the child’s inner life: ‘Lily had always been a miserable and frightened child . . . She spent most of her spare time
in the streets just mooning about. She was very slow and dreamy and took hours to do things. Her mother de-
scribed how she sometimes got “miles away” which made her feel “creepy” . . . When asked to do a drawing she pre-
ferred an abstract design to a picture.’ Bowlby, J. (1944) Forty-four juvenile thieves: their characters and home-life.
276 Mary Main and Erik Hesse
asked to complete a family drawing. Like Ainsworth’s use of projective measures (Chapter 2),
Kaplan and Main intended the family drawing task as a standardised, ambiguous, and evoca-
tive stimulus, to elicit individual differences based on past experiences in the family rela-
tionships. It was also well aligned with Kaplan’s background in arts and humanities from
her undergraduate studies at Sarah Lawrence College.322 The ‘guess and uncover’ method-
ology was, once again, utilised in the development of the Kaplan and Main drawing system.
However, rather than use a development sample and then apply the scheme to the rest of the
data, the number of family drawings was judged too small for this approach. Kaplan and
Main therefore performed no external test, but used the whole sample in the development
on the scheme: ‘Moving blind through the set of drawings while developing the rules for
identifying the classifications, the two original judges independently obtained hit-rate [with
the infant classifications] of close to 80%. The drawings and the rule-system were then given
International Journal of Psycho-Analysis, 25, 19–53, p.26. Bowlby, Ainsworth, and colleagues also asked children to
complete projective drawing tasks after they returned from hospitalisation. Ainsworth, M.D. & Boston, M. (1952)
Psychodiagnostic assessments of a child after prolonged separation in early childhood. British Journal of Medical
Psychology, 25, 169–201, p.175.
322 Karen, R. (1998) Becoming Attached: First Relationships and How They Shape Our Capacity to Love.
Assessment. Unpublished manuscript, Mary Main & Erik Hesse personal archive. No further information appears to
be available regarding the breakdown of associations between the infant attachment classifications and the six-year
drawing system, or the associations between the different six-year systems. The match between the infant classifica-
tions and the Kaplan drawing system for mothers was reported as 78% and as non-significant for fathers by Main,
M. (1987) Project proposal to the Guggenheim Memorial Foundation, November 1987. PP/Bow/B.3/36/1.
Six-year systems 277
Family drawings classified as avoidant by Kaplan and Main had many merry figures with
little individuation. They also often lacked arms, or had their arms in postures not suitable
for physical contact with others. Kaplan and Main found this especially interesting, since
when asked to do a different drawing, of a bear, arms were then present and the apparently
unwelcoming posture was absent. The figures also seemed rather isolated from one another
on the page. The overriding characteristic was a picture of a family with attention directed
away from the potential for the members’ potential vulnerability to or intimacy with one
another. Family drawings classified as resistant tended to draw out-of-scale family figures,
placed very close together, sometimes even with overlapping arms or shoulders. Several
features of the drawings emphasised vulnerability. For instance, some of the children drew
themselves with round bellies; half of children in this category, and no other child in any
other classification, drew an unusual slant to the neck and head relative to the shoulders
324 Poor inter-rater reliability was reported by Pianta and Longmaid on the distinction between resistant and
disorganised family drawings: Pianta, R.C. & Longmaid, K. (1999) Attachment-based classifications of children’s
family drawings: psychometric properties and relations with children’s adjustment in kindergarten. Journal of
Clinical Child Psychology, 28(2), 244–55.
325 These ominous elements also seemed to resonate with Kaplan and Main’s insecure/disorganized-fearful clas-
sification for the Separation Anxiety Test. In response to pictures of child–caregiver separations, functioning as
story stems, children who received this classification showed behaviours suggestive of fear. These included extreme
voicelessness occurring only in response to the test stimuli, lapses in discourse disorganization suggestive of seg-
regated systems (e.g. ‘yes-no-yes-no-yes-no’), accounts of events with an eerie quality in which there is no human
cause, or worries that the caregiver might have died. Some children also became abruptly aggressive to the assessor
or the test materials. Kaplan, N. (1987) Individual differences in 6-years olds’ thoughts about separation: predicted
from attachment to mother at age 1. Unpublished doctoral dissertation, Department of Psychology, University of
California, Berkeley.
326 E.g. Warren, S.L., Emde, R.N., & Sroufe, L.A. (2000) Internal representations: predicting anxiety from chil-
dren’s play narratives. Journal of the American Academy of Child & Adolescent Psychiatry, 39(1), 100–107.
278 Mary Main and Erik Hesse
reliability was reported.327 The children in the study were eight-to nine-year-olds. Fury and
colleagues had concerns about some aspects of the system. First, ‘many of the Kaplan and
Main signs that required a large measure of subjectivity (e.g., “faint ominousness”; “pained
smile”) were excluded’.328 Second, some of the signs seemed overparticular, and a product
of overfitting of the coding system to the Berkeley sample. Indeed, they found that only
one of the indicators of avoidance from the Berkeley drawing study—the positioning of
figures’ arms—was associated with avoidant attachment in the infant Strange Situation in
the Minnesota sample. Fury also alleged that the semi-inductive ‘guess and uncover’ meth-
odology used by Kaplan and Main was overly scattershot in the identification of specific
markers, and that Kaplan and Main offered too little in the way of principles regarding ‘pre-
cisely how various descriptors were organised and distributed’.329 In the Fury study, none
of the individual markers of disorganised attachment in the drawing system was associated
327 Inter-rater reliability was instead reported between Fury and an undergraduate student in Fury, G.S. (1996)
The relation between infant attachment history and representations of relationships in school-aged family draw-
ings. Unpublished doctoral dissertation, University of Minnesota.
328 Fury, G., Carlson, E.A., & Sroufe, L.A. (1997) Children’s representations of attachment relationships in
family drawings. Child Development, 68(6), 1154–64, p.1115. A more detailed discussion of the excluded items is
available in Fury, G.S. (1996) The relation between infant attachment history and representations of relationships
in school-aged family drawings. Unpublished doctoral dissertation, University of Minnesota.
329 Ibid.
330 Fury, G., Carlson, E.A., & Sroufe, L.A. (1997) Children’s representations of attachment relationships in family
Goldberg, R. Muir, & J Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70).
Hillsdale, NJ: Analytic Press, p.429.
333 Madigan, S., Ladd, M., & Goldberg, S. (2003) A picture is worth a thousand words: children’s representations
of family as indicators of early attachment. Attachment & Human Development, 5(1), 19–37.
Adult Attachment Interview 279
Running contrary to Main’s 1995 claim that the drawing system should no longer be used
as a measure of attachment, in a 2016 paper Gernhardt and colleagues observed that the
system had, in fact, become increasingly popular over the subsequent decades. Suspicious of
the measure, they wondered about its cross-cultural applicability. In their study, Gernhardt
and colleagues used the drawing system—though without the disorganised classification—
with 32 six-year-old children from Berlin and 21 six-year-old children from rural farming
villages around Kumbo in Cameroon. Once again, no training by Kaplan or Main or attempt
to achieve cross-laboratory reliability was reported. Their results showed that most of the
pictoral markers of insecurity were dramatically more common in the Kumbo sample. For
instance, neutral or negative facial affect characterised every drawing by the children from
Kumbo, compared to a tiny fraction of the children from Berlin. Likewise, lack of individu-
ation, arms downwards, and unusually small figures were common features in the Kumbo
During the six-year follow-up at Berkeley, while their children were busy with tasks such as
completing the family drawing, mothers and fathers were interviewed separately about their
experiences relevant to attachment. Bowlby’s 1980 book Loss had been shared with Main
in draft a few years earlier. In this work Bowlby was interested in the variety of forms that
memory can take, and especially the work of Tulving. According to Tulving, ‘episodic’ in-
formation comprises temporally dated episodes or events and of relations between such epi-
sodes or events, as experienced by an embodied subject; by contrast, ‘semantic’ information
contains generalised propositions about the world.335 Bowlby argued that whereas episodic
information derives primarily from an individual’s own embodied experience, semantic in-
formation is more explicit, linguistically encoded knowledge, in particular what others have
334 Gernhardt, A., Keller, H., & Rübeling, H. (2016) Children’s family drawings as expressions of attachment rep-
resentations across cultures: possibilities and limitations. Child Development, 87(4), 1069–78.
335 Tulving, E. (1985) How many memory systems are there? American Psychologist, 40, 385–98.
280 Mary Main and Erik Hesse
told the individual, especially as a child.336 Kaplan, George, and Main therefore developed an
interview protocol to include prompts for both descriptions of key attachment relationships
and specific supportive memories.
The AAI began with a question, developed by Kaplan on the basis of her clinical inter-
ests,337 asking speakers to describe their relationship with their parents. Main added a
request that speakers choose five adjectives to describe each relationship, a prompt for se-
mantic memory.338 Speakers were then asked to explain what made them choose each adjec-
tive with reference to illustrative memories, a prompt for episodic memory. They were asked
what they did when they were upset in childhood, a verbal analogue in the AAI for the separ-
ations and reunions experienced by a child in the Strange Situation procedure. Speakers were
also asked whether they could remember being physically held by their parents for comfort
as a child. This question was likewise a verbal analogue, this time for Main’s ‘Aversion to
‘mother who stated initially that her mother “was a good one” and that they had “a fine re-
lationship” later in the interview told us—as though spontaneously—that she had painfully
broken her hand as a child. Although she had been in pain for weeks she had not told her
mother because her mother would have been angry. This incident was recounted in almost
the third person—i.e. “but one couldn’t tell her”. When this mother was seen in the Strange
Situation with her infant, the behaviour of the child led to the dyad receiving top scores for
avoidance.340 Another facet of the transcripts of parents from avoidantly attached dyads was
that though the parent asserted an ideal childhood, in fact they could supply few or no con-
crete memories of experiences of intimate and caring interactions. They often seemed to
show little regard for “the need to depend on others” or “recognition of missing and needing
others or being missed and needed by others”.’341
Furthermore, there were indications in the transcripts that at points speakers had experi-
340 Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own ex-
periences. National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February
1983. PP/Bow/J.4/4.
341 George, C., Kaplan, N., Goldwyn, R., & Main, M. (1982–83) Attachment interview for parents. PP/Bow/J.4/4.
342 Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own ex-
periences. National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February
1983. PP/Bow/J.4/4.
343 Main, M. (1990) Parental aversion to infant-initiated contact is correlated with the parent’s own rejection
during childhood: the effects of experience on signals of security with respect to attachment. In T.B. Brazelton & K.
Barnard (eds) Touch (pp.461–95). New York: International Universities Press, p.478.
344 Ibid. p.485.
345 This formulation is offered in unpublished texts from the 1980s, but eventually appeared in print in Main,
M. (1995) Recent studies in attachment: overview, with selected implications for clinical work. In S. Goldberg, R.
Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–70). Hillsdale,
NJ: Analytic Press, p.452.
346 Main, M. & Goldwyn, R. (1984) Predicting rejection of her infant from mother’s representation of her
own experience: implications for the abused–abusing intergenerational cycle. Child Abuse & Neglect, 8(2), 203–
17: ‘Like the rejected infant, the rejected adult woman is expected to organize her attention away from attach-
ment experiences and her feelings regarding those experiences, in an effort to preserve a certain type of mental
organization’ (210–11). From an earlier draft: Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant
from mother’s representation of her own experiences. National Conference on Infant Mental Health, Children’s
Institute International, Los Angeles, February 1983. PP/Bow/J.4/4: ‘In looking away from and ignoring the attach-
ment figure, the infant is excluding attachment-relevant information from further processing. The rejected infant
seems rather to resemble the rejected mother.’
282 Mary Main and Erik Hesse
both cases there is a swerve of the heart.347 Main theorised that ‘whether or not the move is
conscious and deliberate, the experience of rejection by the mother in childhood has led to
a shift of attention from attachment figures, experiences and feelings in adult life’.348 Such
experiences of rejection might include a parent’s aversion to physical contact, but could also
be produced by other forms of rebuff, incomprehension, or disparagement. In turn, infants
of these caregivers show avoidant behaviour in the Strange Situation, keeping potential dis-
tress away from their own and their caregiver’s attention. Main wrote to Bowlby, concluding
that ‘it appears that the infant does represent in its behaviour the parents’ life, unconscious
models and intentions’.349
During a visit to Berkeley in December 1982, Ainsworth looked at transcripts together
with Main. They came to the conclusion that the idealised narratives of parents from avoid-
ant dyads represented a reliance on semantic memory, at the expense of episodic memories
347 In early support for this conclusion, Dozier and Kobak reported that dismissing speakers distinctively
showed increases in skin conductance levels from baseline in response to questions in the AAI about experiences
of separation, rejection, and threat from attachment figures. Dozier, M. & Kobak, R.R. (1992) Psychophysiology in
attachment interviews: converging evidence for deactivating strategies. Child Development, 63(6), 1473–80.
348 Ibid.
349 Main, M. (1983) Letter to John Bowlby, 15 January 1983. PP/Bow/J.4/4. Main’s correspondence with Robert
Hinde, John Crook, Mary Ainsworth, and John Bowlby is voluminous, as she was in continual contact with them
by letter. She and Hesse are still collating her copy of these letters, so they are not considered in this chapter but will
be the subject of a future article.
350 Main, M. (1982) Letter to John Bowlby, 9 December 1982. PP/Bow/ J.4/4: ‘If you would like some tran-
scripts to look over you would also be welcome. Mary Ainsworth had a wonderful time with them, and a splendid
idea re: semantic vs episodic memory: the A’s seem to have semantic memory.’ On the wider context of atten-
tion to contradictions between forms of memory in the 1980s see Hacking I. (1995) Rewriting the Soul: Multiple
Personality and the Sciences of Memory. Princeton, NJ: Princeton University Press; Danziger, K. (2008) Marking the
Mind: A History of Memory. Cambridge: Cambridge University Press, Chapter 6.
351 Reported as a personal communication in Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy,
childhood, and adulthood: a move to the level of representation. Monographs of the Society for Research in Child
Development, 50, 66–104, p.97.
352 One ‘dismissing’ subclassification, Ds2, has been criticised by later researchers as a poor fit for the category.
Speakers in this classification derogate attachment relationships, though the classification can be made even on the
basis of quite brief passages of speech rather than characterising a whole transcript. The subclassification has been
found to fall with the preoccupied category in analyses on two large adult samples assessed using the AAI. Raby,
K.L., Labella, M.H., Martin, J., Carlson, E.A., & Roisman, G.I. (2017) Childhood abuse and neglect and insecure
attachment states of mind in adulthood: prospective, longitudinal evidence from a high-risk sample. Development
& Psychopathology, 29(2), 347–63.
Adult Attachment Interview 283
to become that of making a case against their parents, rather than responding precisely to
the interviewer’s questions. In the terms that Main had developed for thinking about the
Strange Situation, these speakers were directing attention towards attachment-relevant cues,
even if this was at the expense of cooperation with the interview. The speech of these care-
givers was initially termed ‘enmeshed-conflicted’ (E); this was changed to ‘preoccupied’ as
the first term was ultimately considered stigmatising, though the category label ‘E’ was re-
tained. Preoccupied speech seemed to Main and Goldwyn to be analogous to the infant of
an ambivalent/resistant dyad in the Strange Situation, who is anxious at even the prospect of
separation, ‘unable to direct attention to the environment, expresses strong and sometimes
continual fear and distress, and seems constantly directed toward the parent’.353 And indeed,
some of the preoccupied speakers in the Berkeley sample had been part of such dyads five
years earlier.
353 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the
level of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.74. Later re-
search found greater physiological arousal in preoccupied speakers in response to questions about separation and
threat: Beijersbergen, M.D., Bakermans-Kranenburg, M.J., van IJzendoorn, M.H., & Juffer, F. (2008) Stress regula-
tion in adolescents: physiological reactivity during the Adult Attachment Interview and conflict interaction. Child
Development, 79(6), 1707–20, p.1716.
354 Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own ex-
periences. National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February
1983. PP/Bow/J.4/4.
355 Main, M. (1991) Metacognitive knowledge, metacognitive monitoring, and singular (coherent)
vs. multiple (incoherent) models of attachment: some findings and some directions for future re-
search. In P. Marris, J. Stevenson-Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–59).
New York: Routledge, p.142.
356 George, C., Kaplan, N., Goldwyn, R., & Main, M. (1982–83) Attachment interview for parents. PP/Bow/J.4/
4. Since A, B, and C were the Ainsworth classifications, Main termed her AAI classifications D, E, and F. D stood
for “dismissing’. By the mid-1980s, though, this was confusing since D was also the term used for the new Strange
Situation classification, so dismissing discourse was relabelled ‘Ds’.
357 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the level
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.100.
284 Mary Main and Erik Hesse
on a very early draft of the coding system, Main remarked that in the most prototypical of
secure-autonomous speakers, ‘there is a striking ability to integrate existing information’.358
This developing coding system was clearly unusual. Whereas most psychological meas-
ures for coding interviews focused on coding answers to particular questions, the devel-
oping Main, Goldwyn, and Hesse method for coding the AAI examined the transcript as a
whole, across the dance and drift of spoken discourse. The questions induced speech about
personal experiences without respite: ‘in clinical terms, we would say that the objective of
this interview is to “surprise the unconscious” with respect to attachment, through repeated,
insistent probing’ combined with a lack of reciprocity from the interviewer.359 However, the
most distinctive feature of the AAI as a scientific protocol, as well as perhaps its most auda-
cious and uncanny feature, was its focus on apparent restrictions on information, which put
the coder in the position of comparing ‘the subject’s own semantic categorisations of her ex-
358 George, C., Kaplan, N., Goldwyn, R., & Main, M. (1982–83) Attachment interview for parents. PP/Bow/J.4/4.
359 George, C., Kaplan, N., & Main, M. (1985) Adult Attachment Interview, March 1985, 1st edn. PP/Bow/J.4/4.
360 Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own ex-
periences. National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February
1983. PP/Bow/J.4/3.
361 This was discussed by Main with reference to the debate in analytic philosophy between the coherence and
correspondence theories of truth. Main, M. (1991) Metacognitive knowledge, metacognitive monitoring, and
singular (coherent) vs. multiple (incoherent) models of attachment: some findings and some directions for fu-
ture research. In P. Marris, J. Stevenson-Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–59).
New York: Routledge, p.144; Main, M. (1993) Discourse, prediction and recent studies in attachment: implications
for psychoanalysis. Journal of the American Psycho-analytic Association, 41, 209–44, p.237.
362 E.g. Edinburg, G.M., Zinberg, N.E., & Kelman, W. (1975) Clinical Interviewing and Counselling: Principles
with suggestions for a critical research agenda. Psychology & Sexuality, 7(1), 6–22. A wider context can be given
also in the rise of assessment and classification of the speech of service-users as a mode of knowing and adminis-
trating within the professions from the 1970s to the 1980s, and with a particular concern with individuals able—or
not able—to know and regulate themselves. The DSM contributed to this shift, but was also part of a wider pro-
cess. Foucault, M. (2008) The Birth of Biopolitics: Lectures at the College de France, 1978–1979, trans. G. Burchell.
New York: Palgrave MacMillan.
Adult Attachment Interview 285
classifications for blockages or disruptions in how individuals are able to know or regulate
themselves.
Main and colleagues felt that ultimately ‘we were attempting to trace what could happen
to information regarding negative or rejecting attachment experiences, other than their easy
and coherent recognition and evaluation’.364 On the one hand, it could be defensively ex-
cluded through lack of memory and/or idealisation. On the other hand, it could become a
preoccupying focus of attention in a way that hindered evaluation.365 Main described the
object of the interview as the adult’s state of mind with respect to attachment.366 However,
the phrase is quite misleading. Not least what is in question is not what psychological re-
search generally means by a ‘state’: a transitory experience responding to an external prompt
without the expectation of stability over time.367 Unfortunately, the pivotal article in which
Main set out and described the concept of ‘state of mind’ was accepted by the journal
364 Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own ex-
periences. National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February
1983. PP/Bow/J.4/3.
365 George, C., Kaplan, N., Goldwyn, R., & Main, M. (1982–83) Attachment interview for parents. PP/Bow/
J.4/4: ‘The individual is not at all freed of the influence of early attachment relationships. He/she is unable to grow
beyond them, and either accepts this state passively, or actively struggles against it without success. Although the
individual may talk very readily and at length of the influence of early relationships, he/she is not independent
enough to evaluate them and his/her place within them.’
366 The underspecification of the concept of ‘state of mind regarding attachment’ might be seen as in part an ef-
fect of the importation of aspects of a clinical interview into the AAI methodology, but without the conventional
aim of the interview—which was changing in any case in the period, from the identification of defences to the
making of diagnoses.
367 On the concept of ‘state’ in psychology see e.g. Chaplin, W.F., John, O.P., & Goldberg, L.R. (1988) Conceptions
of states and traits: dimensional attributes with ideals as prototypes. Journal of Personality and Social Psychology,
54(4), 541–57.
368 Main, M. & Goldwyn, R. (1989) Interview Based Adult Attachment Classifications: Related to Infant–Mother
measure? Bulletin of the Menninger Clinic, 62, 33–82, p.49. Worry about the object or objects of the AAI was also
expressed by Stern, who reviewed various possibilities, but acknowledged that ultimately this remained an un-
solved question. Stern, D.N. (1998) The Motherhood Constellation: A Unified View of Parent–Infant Psychotherapy.
London: Karnac, p.38.
370 Fonagy, P. & Campbell, C. (2015) Bad blood revisited: attachment and psychoanalysis. British Journal of
originated from the interview’s concern with attachment experiences. True, the demand to
attend to and communicate about attachment-relevant experiences might well be alarming,
and might therefore also activate the attachment system. But this was not tested or even dis-
cussed. In fact, the central focus of the coding system developed by Main, Goldwyn, and
Hesse was on the capacity to attend to and communicate about attachment-relevant experi-
ences and the feelings they evoke. Main referred to this, somewhat loosely, as individual
differences in ‘adult attachment’, since this capacity seemed to her to have strong common-
alities with the Ainsworth classifications at the level of attentional processes. The term ‘adult
attachment’ was also a powerful assertion that the ideas of Ainsworth were relevant across
the lifespan. However, use of the term generated confusion, as well as acrimony between
developmental and social psychology researchers in which ownership over the capacity to
measure something called ‘attachment’ became a central stake (Chapter 5). However, Main
372 Main, M., Hesse, E., & Kaplan, N. (2005) Predictability of attachment behavior and representational processes
at 1, 6, and 19 years of age: the Berkeley Longitudinal Study. In K.E. Grossmann, K.Grossmann, & E. Waters (eds)
Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford, p.256.
373 Main, M. (1987) Letter to John Bowlby, 3 June 1987. PP/Bow/B.3/36/1.
374 Main, M. (1999) Epilogue. Attachment theory: eighteen points with suggestions for future studies. In J.
Cassidy & P. Shaver (eds) Handbook of Attachment (pp.845–87). New York: Guilford, p.877.
375 Fonagy, P. & Target, M. (2002) Early intervention and the development of self-regulation. Psychoanalytic
Inquiry, 22(3), 307–35, p.328. For an example of confusion caused by Main’s characterisation see, for instance, the
widely cited paper Johnson, S.C., Dweck, C.S., & Chen, F.S. (2007) Evidence for infants’ internal working models of
attachment. Psychological Science, 18(6), 501–502. The authors found a difference in attentional processes between
infants based on Strange Situation classifications. From this they conclude, in an unmonitored non sequitur, that
Adult Attachment Interview 287
They were glad that she had altered her description of the AAI. However, this shift in Main’s
work has generally gone unnoticed and unheeded. Kobak and Esposito described how
Main’s appeal to internal working models inadvertently trained researchers’ attention on
personality trait-style qualities of individuals and their ‘models’ of others, rather than on at-
tentional or communicative processes.376 The characterisation of the AAI as an assessment
of ‘models’ of attachment relationships led to the misleading characterisation of the measure
as an assessment of ‘attachment representations’. The AAI was not primarily an assessment
of individual differences in representations held of particular parents, or even in representa-
tions of relationships in general, though both might influence classifications on the measure.
Yet thanks to its initial characterisation in terms of internal working models, the AAI is still
commonly described, including by trainers in the measure, as an assessment of ‘attachment
representations’ in adults. This occurs even when researchers’ own descriptions of what the
this is proof of abstract mental representations of attachment figures: ‘Secure infants looked relatively longer at the
unresponsive outcome than the responsive outcome compared with the insecure infants. These results constitute
direct positive evidence that infants’ own personal attachment experiences are reflected in abstract mental repre-
sentations of social interactions’ (502).
376 Kobak, R. & Esposito, A. (2004) Levels of processing in parent–child relationships: implications for clin-
ical assessment and treatment. In L. Atkinson & S. Goldberg (eds) Attachment Issues in Psychopathology and
Interventions (pp.139–66). Mahwah, NJ: Lawrence Erlbaum, p.143.
377 Verhage, M.L., Fearon, R.P., C. Schuengel, et al. (2018) Examining ecological constraints on the intergenera-
tional transmission of attachment via individual participant data meta-analysis. Child Development, 89(6), 2023–
37; Messina, S., Reisz, S., Hazen, N., & Jacobvitz, D. (2019) Not just about food: attachments representations and
maternal feeding practices in infancy. Attachment & Human development, 23 April, 1–20.
378 It has sometimes been assumed that the AAI aimed to measure internal working models, but was faulty in
its execution of this aim. For a later attempt to construct and validate such a measure see Miljkovitch, R., Moss, E.,
Bernier, A., Pascuzzo, K., & Sander, E. (2015) Refining the assessment of internal working models: the Attachment
Multiple Model Interview. Attachment & Human Development, 17(5), 492–521.
379 Van IJzendoorn, M.H. (1992) Intergenerational transmission of parenting: a review of studies in non-
clinical populations. Developmental Review, 12(1), 76–99, p.80. Van IJzendoorn later even punned that the
‘Move to the Level of Representation’ was itself a ‘revolutionary shift in attention’ for the field of attachment
288 Mary Main and Erik Hesse
to guide van IJzendoorn’s research using the Strange Situation and AAI, for instance his con-
cern with genetic polymorphisms that influence the dopamine system, given the role of this
system in attention and reward processing.380
Coherence
From early on in their examination of the transcripts, a central concept used by Main and
Goldwyn to mark individual differences between the transcripts was ‘coherence’. As van
IJzendoorn and colleagues noted, however, the Main and Goldwyn usage was technical, and
differed in potentially confusing ways from everyday English.381 Indeed, a recent study by
Lind and colleagues found an association of only r = .37 between Main and Goldwyn’s scale
research, away from behaviour and towards the manner in which attachment-relevant experiences are com-
municated: van IJzendoorn, M.H. (1995) Adult attachment representations, parental responsiveness, and in-
fant attachment: a meta-analysis on the predictive validity of the Adult Attachment Interview. Psychological
Bulletin, 117(3), 387–403, p.388. Other researchers close to Main and with access to her unpublished works
have described ‘state of mind’ as referring to ‘the way adults process attachment-related thoughts, memories
and feelings’. Again, the difference from the ready connotations of the term ‘attachment representations’ is strik-
ing. Dozier, M. & Bates, B.C. (2004) Attachment state of mind and the treatment relationship. In L. Atkinson
& S. Goldberg (eds) Attachment Issues in Psychopathology and Intervention (pp.167–80). London: Lawrence
Erlbaum, p.167.
380 E.g. Van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2006) DRD4 7-repeat polymorphism moder-
ates the association between maternal unresolved loss or trauma and infant disorganization. Attachment & Human
Development, 8(4), 291–307.
381 Beijersbergen, M.D., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2006) The concept of coher-
ence in attachment interviews: comparing attachment experts, linguists, and non-experts. Attachment & Human
Development, 8(4), 353–69. Morelli and Rothbaum also argued that the concept of coherence is defined in dif-
ferent ways in different cultures; it is not a cultural universal. Morelli, G. & Rothbaum, F. (2007) Situating the child
in context: attachment relationships and self-regulation in different cultures. In S. Kitayama & D. Cohen (eds)
Handbook of Cultural Psychology (pp.500–527). New York: Guilford.
382 Lind, M., Vanwoerden, S., Penner, F., & Sharp, C. (2019) Narrative coherence in adolescence: relations with
Assessment. Unpublished manuscript, Mary Main & Erik Hesse personal archive.
384 Grice, H.P. (1989) Studies in the Way of Words. Cambridge, MA: Harvard University Press.
Adult Attachment Interview 289
Main partly retained her earlier definition of ‘coherence’, but also partly redefined it in terms
of Grice’s maxims.385 Whereas initially the term had been defined as (i) the extent to which
the reader finds a unified, yet free-flowing picture by the speaker that agrees with the read-
er’s own account, the concept was tucked into (ii) the four dimensions identified by Grice.
Characteristic of a secure-autonomous (F) transcript was that there was good episodic evi-
dence for semantic generalisations; speakers could flexibly turn their attention to their past
and to the interviewer in being succinct and yet complete and relevant: ‘For these speakers,
385 Main, M. (1991) Metacognitive knowledge, metacognitive monitoring, and singular (coherent) vs. multiple
(incoherent) models of attachment: some findings and some directions for future research. In P. Marris, J. Stevenson-
Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–59). New York: Routledge: ‘Coherence appears
both in an analysis based upon Grice’s maxims with respect to coherence of discourse (Grice 1975), and in terms of
overall plausibility’ (129).
386 Hesse, E. (1996) Discourse, memory, and the Adult Attachment Interview: a note with emphasis on the
emerging cannot classify category. Infant Mental Health Journal, 17(1), 4–11, p.6.
387 Secure-autonomous transcripts are also expected to demonstrate a range of feelings appropriate to the com-
plexity of the autobiography being related. This was not developed as a scale by Main and colleagues, but does
feature as a scale in a version of the AAI appropriate for young people: Steele, H., Steele, M., & Kriss, A. (2009) The
Friends and Family Interview (FFI) Coding Guidelines. Unpublished manuscript.
290 Mary Main and Erik Hesse
sentences; unfinished sentences; insertion of extremely general terms into sentence frames
(‘sort of thing’, ‘and this and that’), and use of nonsense words or trailers as sentence endings
(‘dada-dada-dada’).’388 Main and Hesse also created scales to help coders identify dismissing
and preoccupied transcripts. To help distinguish dismissing states of mind regarding attach-
ment, the researchers created scales including for idealisation of the parent and insistence
on lack of recall. To help distinguish preoccupied states of mind regarding attachment, they
created scales for involving/preoccupied anger and for passivity or vagueness of discourse.
Like the Ainsworth scales, the scales for the AAI were initially given the primary role of
supporting placement of cases within categories. As with the Strange Situation, coders were
enjoined to record their scale scores, resulting in an archive of largely unpublished findings.
These have become the target of great interest recently, especially in the context of Individual
Participant Data meta-analysis (Chapter 6). However, from the 1990s onwards, the coher-
388 Main, M. (1991) Metacognitive knowledge, metacognitive monitoring, and singular (coherent) vs. mul-
tiple (incoherent) models of attachment: some findings and some directions for future research. In P. Marris, J.
Stevenson-Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–59). New York: Routledge, p.144.
One group of transcripts showed substantial markers of splintering or incoherence. These speakers were preoccu-
pied not so much by anger towards their caregiver, as by ‘fearful attachment experiences—for example, experi-
ences of physical or sexual abuse, traumatic loss, psychosis in a parent, or simple cruelty. There is evidence within
the interview of active struggle with these experiences, but the subject is still implicitly fearful, confused or over-
whelmed. The subject is not yet objective, or able to gather these chaotic and fearful episodes of experiences into
a single abstract yet personally meaningful form.’ Main gave these their own subclassification: ‘fearful’ (labelled
E3). In some unpublished work, Main included E3 as a marker of unresolved/disorganised states of mind, e.g.
Main, M., van IJzendoorn, M.H., & Hesse, E. (1993) Unresolved/Unclassifiable Responses to the Adult Attachment
Interview: Predictable from Unresolved States and Anomalous Beliefs in the Berkeley–Leiden Adult Attachment
Questionnaire. Unpublished manuscript. https://openaccess.leidenuniv.nl/dspace/bitstream/1887/1464/1/168_
131.pdf. Several subsequent researchers criticised the inclusion of E3 as a form of preoccupation in the AAI
system, e.g. George, C. & West, M.L. (2012) The Adult Attachment Projective Picture System. New York: Guilford,
p.194. One interpretation would be that E3 speech, whilst not technically itself an unresolved/disorganised state
of mind, meets the conditions that especially produce lapses: (i) extensive speech and (ii) about traumatic experi-
ences, (iii) in a manner guided especially by the memories themselves rather than with relevance and order set by
the interviewer’s questions.
389 E.g. Fonagy, P., Steele, H., & Steele, M. (1991) Maternal representations of attachment during pregnancy
predict the organization of infant–mother attachment at one year of age. Child Development, 62, 891–905. A spur
to use of the coherence score as an alternative to the category-based system came with a discriminant function
analysis conducted by Crowell and colleagues, which found that the coherence score was of special importance
for secure/insecure discrimination. Crowell, J.A., Treboux, D., Gao, Y., Fyffe, C., Pan, H., & Waters, E. (2002)
Assessing secure base behavior in adulthood: development of a measure, links to adult attachment representa-
tions, and relations to couples’ communication and reports of relationships. Developmental Psychology, 38(5),
679–93.
390 Hesse, E. (1996) Discourse, memory, and the adult attachment interview: a note with emphasis on the emer-
ging cannot classify category. Infant Mental Health Journal, 17(1), 4–11.
Adult Attachment Interview 291
relationships, to perceive how the same reality could be seen in different ways, and to allocate
attention as needed to different tasks.391
Main was also impressed by apparent differences in epistemology between speak-
ers: secure-autonomous speakers ‘adopted a more thoroughly constructivist view of their
own knowledge-base than less secure adults’, with more subtle forms of awareness of the
appearance-reality distinction. Secure-autonomous speakers may acknowledge that their
own perspective on an event may differ to that of a family member, or that their recall may
be distorted by their regrets about the occurrence.392 She believed that this constructivist
view of knowledge served to support a speaker’s capacity to examine their own experiences
(‘metacognition’) when prompted by the environment, since there is less segregated infor-
mation: ‘more epistemic ‘space’’ is available for such an individual ‘because her thinking pro-
cesses are not compartmentalised’.393 Though Main acknowledged that it could be, in theory,
391 Main reported unpublished data in support of this conclusion: in a study of 174 college students conducted
in collaboration with Waters, ‘self-reported difficulty dividing attention among several simultaneous tasks was
found associated with lack of memory for childhood, with descriptions of the subject’s mother as unforgiving,
and with uncertainty that the subject could turn to one or both parents in times of trouble’. Main, M. (1991)
Metacognitive knowledge, metacognitive monitoring, and singular (coherent) vs. multiple (incoherent) models of
attachment: some findings and some directions for future research. In P. Marris, J. Stevenson-Hinde, & C. Parkes
(eds) Attachment Across the Life Cycle (pp.127–59). New York: Routledge, p.155.
392 Ibid. p.153.
393 Ibid. pp.146–8 and Table 8.1.
394 Fonagy, P., Steele, M., Steele, H., Moran, G.S., & Higgitt, A.C. (1991) The capacity for understanding mental
states: the reflective self in parent and child and its significance for security of attachment. Infant Mental Health
Journal, 12(3), 201–18.
395 Main, M. (1991) Metacognitive knowledge, metacognitive monitoring, and singular (coherent) vs. mul-
tiple (incoherent) models of attachment: some findings and some directions for future research. In P. Marris, J.
Stevenson-Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–59). New York: Routledge, p.132.
396 Ibid. p.132.
292 Mary Main and Erik Hesse
dei genitori. In M. Ammaniti & D.N. Stern (eds) Attaccamento e Psicoanalisi (pp.80–140). Rome: Gius, Laterza &
Figli, p.86.
400 See Bakermans- Kranenburg, M.J. & van IJzendoorn, M.H. (1993) A psychometric study of the Adult
Attachment Interview: reliability and discriminant validity. Developmental Psychology, 29(5), 870–79; Sagi, A., van
IJzendoorn, M.H., Scharf, M., Koren-Karie, N., Joels, T., & Mayseless, O. (1994) Stability and discriminant validity
of the Adult Attachment Interview: a psychometric study in young Israeli adults. Developmental Psychology, 30(5),
771–7; Crowell, J.A., Waters, E., Treboux, D., et al. (1996) Discriminant validity of the Adult Attachment Interview.
Child Development, 67(5), 2584–99. The boundaries of ‘attachment-relevant information’ are not set out by Main
and colleagues.
401 Bakermans-Kranenburg, M.J. & Van IJzendoorn, M.H. (1993) A psychometric study of the Adult Attachment
Interview: reliability and discriminant validity. Developmental Psychology, 29(5), 870–79; Crowell, J.A. & Hauser,
S.T. (2008) AAIs in a high-risk sample: stability and relation to functioning from adolescence to 39 years. In H.
Steele & M. Steele (eds) Clinical Applications of the Adult Attachment Interview (pp.341–70). New York: Guilford.
There are ongoing discussions about the extent to which AAI classifications should be expected to be stable in the
context of psychotherapy, e.g. Daniel, S.I.F., Poulsen, S., & Lunn, S. (2016) Client attachment in a randomized clin-
ical trial of psychoanalytic and cognitive-behavioral psychotherapy for bulimia nervosa: outcome moderation and
change. Psychotherapy, 53(2), 174.
Adult Attachment Interview 293
AAI.402 The question of the relationship between actual childhood experiences in attach-
ment relationships and retrospective discourse in the AAI is one that remains debated, as the
case of discussions of ‘earned security’ reveals especially clearly.
Earned security
In her use of ‘guess and uncover’ to identify forms of adult discourse associated with in-
fant secure attachment, Goldwyn identified the importance of the speaker’s ability, in the
present, ‘to take a balanced view of relationships’. However, the personal history recounted
by such speakers seemed to have one of two forms. A first was ‘a believable picture of one
or both parents serving as a secure base or haven of safety in childhood, a picture which
402 Grossmann, K.E., Grossmann, K., & Waters, E. (eds) (2005) Attachment from Infancy to Adulthood: The
Major Longitudinal Studies. New York: Guilford; Pinquart, M., Feußner, C., & Ahnert, L. (2013) Meta-analytic
evidence for stability in attachments from infancy to early adulthood. Attachment & Human Development, 15(2),
189–218.
403 George, C., Kaplan, N., Goldwyn, R., & Main, M. (1982–83) Attachment interview for parents. PP/Bow/J.4/4.
404 Main, M., Kaplan, N., & Cassidy, J. (1985) Security in infancy, childhood, and adulthood: a move to the level
of representation. Monographs of the Society for Research in Child Development, 50, 66–104, p.96.
405 Main, M. & Goldwyn, R. (1984) Predicting rejection of her infant from mother’s representation of her own
experience: implications for the abused–abusing intergenerational cycle. Child Abuse & Neglect, 8(2), 203–17,
p.215–16.
406 George, C., Kaplan, N., Goldwyn, R., & Main, M. (1982–83) Attachment interview for parents. PP/Bow/J.4/4.
294 Mary Main and Erik Hesse
their own parents had faced.407 A third trajectory, perhaps predisposed by the fact that
Main’s sample was from near the University of California, Berkeley campus, was that some
had ‘engaged in a period of study undertaken with a view to understanding child–parent
relationships and their influence’.408 What all three trajectories seemed to have in common
was the effortful achievement of a new perspective. By 1988, Main had come to refer to this
as ‘earned security’.
The first study to discuss earned security in print and to study it empirically was con-
ducted by Main and Hesse’s colleagues at the University of California, Carolyn and Philip
Cowan, and published in 1994. The Cowans were conducting a longitudinal study of the
transition to parenthood, and the AAI was administered to 40 adults when the first-born
children in the study were 42 months. In the sample, 10 speakers were classified as insecure,
10 as ‘continuous-secure’, and 20 as ‘earned secure’. Earned security was defined in prac-
407 Ibid.
408 Ibid.
409 Pearson, J.L., Cohn, D.A., Cowan, P.A., & Cowan, C.P. (1994) Earned-and continuous-security in adult
attachment: relation to depressive symptomatology and parenting style. Development & Psychopathology, 6(2),
359–73.
410 E.g. Guina, J. (2016) The talking cure of avoidant personality disorder: remission through earned-secure at-
cations for substance abuse problems and willingness to seek treatment. Substance Abuse Treatment, Prevention,
and Policy, 1(1), 32; Saunders, R., Jacobvitz, D., Zaccagnino, M., Beverung, L.M., & Hazen, N. (2011) Pathways to
earned-security: the role of alternative support figures. Attachment & Human Development, 13(4), 403–20.
412 Levy, K.N., Meehan, K.B., Kelly, K.M., et al. (2006) Change in attachment patterns and reflective function in
a randomized control trial of transference-focused psychotherapy for borderline personality disorder. Journal of
Consulting and Clinical Psychology, 74(6), 1027–40.
413 Roisman, G.I., Padrón, E., Sroufe, L.A., & Egeland, B. (2002) Earned-secure attachment status in retrospect
and prospect. Child Development, 73(4), 1204–19, p.1205. Since the criticism of the earned-secure classification
has become identified with Roisman, it is worth highlighting that Roisman and Sroufe are jointly the corres-
ponding authors for the paper. The discussion is long, but the main section on p.1216 reads firmly as in Sroufe’s
voice and refers in the first person plural to other research not conducted by Roisman.
Adult Attachment Interview 295
that these retrospective interviews can provide a veridical picture of early experience’.414 In a
paper published in 2002, Roisman and Sroufe set out to examine the earned-secure classifi-
cation prospectively, drawing on the Minnesota Longitudinal Study of Risk and Adaptation
(Chapter 4); 170 participants in the study completed the AAI at age 19. Since the Cowan’s
study, Main had also altered the coding manual to require that participants receive a score
of lower than 2.5 on the scale for inferred loving parental behaviour in order to qualify as
earned secure.415 Roisman and Sroufe noted, however, that only three of the participants
in their whole sample met this stringent standard, perhaps because they had conducted the
AAI at age 19 so there had been only scant opportunity for individuals to achieve secure-
autonomous status following such adverse care.416 Roisman and Sroufe adopted an approach
that resembled the Cowans, though with a few alterations based on methodological discus-
sions in the intervening years.417 On the basis of this approach, 24 participants were classi-
414 Main, M. & Goldwyn, R. (1998) Adult Attachment Scoring and Classification Systems, Version 6.3.
Unpublished manuscript.
415 This decision is discussed in Hesse, E. (2016) The Adult Attachment Interview: protocol, method of ana-
lysis, and selected empirical studies: 1985–2015. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory,
Research, and Clinical Applications, 3rd edn (pp.553–97). New York: Guilford.
416 Roisman, G.I., Padrón, E., Sroufe, L.A., & Egeland, B. (2002) Earned-secure attachment status in retrospect
and prospect. Child Development, 73(4), 1204–19, p.1209. None of the 19-year-old participants in the Berkeley
follow-up study was classified as ‘earned secure’ according to the stringent criteria either. Main, M., Hesse, E.,
& Kaplan, N. (2005) Predictability of attachment behavior and representational processes at 1, 6, and 19 years
of age: the Berkeley longitudinal study. In K.E. Grossmann, K. Grossmann, & E. Waters (eds) Attachment from
Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford.
417 This followed slight changes to the operationalisation of earned security made by Phelps and colleagues,
and then by Paley and colleagues: Phelps, J.L., Belsky, J., & Crnic, K. (1997) Earned security, daily stress, and
parenting: a comparison of five alternative models. Development & Psychopathology, 10, 21–38; Paley, B., Cox,
M.J., Burchinal, M.R., & Payne, C.C. (1999) Attachment and marital functioning: comparison of spouses with
continuous-secure, earned-secure, dismissing, and preoccupied attachment stances. Journal of Family Psychology,
13(4), 580–97.
418 Examination of Table 1 in Roisman et al. (2002) reveals that distinguishing this group seems to have been
more on the basis of reported difficult childhood relationships with fathers than with mothers. Roisman, G.I.,
Padrón, E., Sroufe, L.A., & Egeland, B. (2002) Earned-secure attachment status in retrospect and prospect. Child
Development, 73(4), 1204–19.
296 Mary Main and Erik Hesse
were the beneficiaries of among the most supportive maternal care in a high-risk sample’
and, as a consequence, ‘we cannot rule out the possibility that self-described differences
in early experience between retrospectively defined earned-and continuous-secures were
primarily a function of positive and/or negative reporting biases (e.g. negative attentional
biases associated with depression)’.419
Such findings underline the focus of the AAI on current states of mind regarding attach-
ment: differences identified in the interview between subgroups of secure-autonomous
speakers did pick out prospective differences in histories of care and relationships, such as
more parent-reported symptoms of anxiety and depression in preschool among the earned-
secure speakers. However, the findings seemed in some regards to also put into question
the accounts of earned-secure speakers of adverse forms of care in childhood. Roisman and
Sroufe interpreted their findings as suggesting that ‘earned-secures did not rise above mal-
419 Ibid. p.1215. In support of attentional biases interpretation see Roisman, G.I., Fortuna, K., & Holland, A.
(2006) An experimental manipulation of retrospectively defined earned and continuous attachment security.
Child Development, 77(1), 59–71.
420 Roisman, G.I., Padrón, E., Sroufe, L.A., & Egeland, B. (2002) Earned-secure attachment status in retrospect
and prospect. Child Development, 73(4), 1204–19, p.1216. See also Roisman G. & Haydon K.C. (2011) Earned-
security in retrospect: emerging insights from longitudinal, experimental, and taxometric investigations. In D.
Cicchetti & G.I. Roisman (eds) The Origins and Organization of Adaptation and Maladaptation: The Minnesota
Symposia on Child Psychology, Vol. 36 (pp.109–54). New York: Wiley.
421 Hesse, E. (2016) The Adult Attachment Interview: protocol, method of analysis, and selected empirical
studies: 1985–2015. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical
Applications, 3rd edn (pp.553–97). New York: Guilford, p.572. The term ‘evolved’ may also still carry over too many
connotations from eugenics discourses to feel comfortable on the tongues of developmental researchers.
422 E.g. Reiner, I. & Spangler, G. (2010) Adult attachment and gene polymorphisms of the dopamine D4 re-
ceptor and serotonin transporter (5-HTT). Attachment & Human Development, 12(3), 209–29. However, see re-
cently Iyengar, U., Rajhans, P., Fonagy, P., Strathearn, L., & Kim, S. (2019) Unresolved trauma and reorganization in
mothers: attachment and neuroscience perspectives. Frontiers in Psychology, 10, 110.
423 Roisman, G.I., Haltigan, J.D., Haydon, K.C., & Booth-LaForce, C. (2014) Earned-security in retrospect: de-
pressive symptoms, family stress, and maternal and paternal sensitivity from early childhood to mid-adolescence.
Monographs of the Society for Research in Child Development, 79(3), 85–107, p.105.
Adult Attachment Interview 297
much more positive paternal care than the preoccupied and dismissing speakers, with no
differences from those classified continuous-secure. The study by Roisman and colleagues
has been subject to theoretical and methodological criticism from Hesse, who remains un-
convinced that earned-/evoked-secure speakers really did have more positive care.424 In the
context of such debates, the ‘earned/evolved secure’ classification will no doubt be subject
to further research over the coming years by Roisman and other third-generation attach-
ment researchers.425 Nonetheless, all parties to the debate about ‘earned security’ agree that
it should be emphasised that the AAI solicits a retrospective account: it is qualities in the
speaker’s discourse and reasoning about attachment-relevant experiences that form the basis
of classification, not the nature of the events described. This is why attachment researchers
have been especially intrigued by occasions when discourse or reasoning about attachment-
relevant experiences appears to be disrupted.
An early observation made by Goldwyn was that at points some narratives became ‘splin-
tered and incoherent, so that ideas were lost, superficially unconnected ideas invaded one an-
other, and the whole approach to the topic of attachment became disorganised’.426 Goldwyn
and Main documented occasions of varying degrees of such disrupted discourse—some ex-
tensive, some more momentary—across dismissing, preoccupied, and secure-autonomous
transcripts, though they seemed somewhat predominant among preoccupied and dismiss-
ing speakers.427 Goldwyn’s application of ‘guess and uncover’ revealed that these transcripts
frequently belonged to parents in dyads that had earlier been unclassifiable in the Strange
Situation according to the Ainsworth categories. Furthermore, this semi-inductive method
revealed that many of these speakers had experienced loss of attachment figures, especially
before adolescence.428 However, further examination of the transcripts in 1983 revealed that
424 This finding is highlighted and discussed in Hesse, E. (2016) The Adult Attachment Interview: protocol,
method of analysis, and selected empirical studies: 1985–2015. In J. Cassidy & P.R. Shaver (eds) Handbook of
Attachment: Theory, Research, and Clinical Applications, 3rd edn (pp.553–97). New York: Guilford.
425 A review of mood induction experiments to explore the meaning of earned/ evolved security is pre-
sented in Roisman, G.I. & Haydon, K.C. (2011) Earned-security in retrospect: emerging insights from lon-
gitudinal, experimental, and taxometric investigations. In D. Cicchetti & G.I. Roisman (eds) The Origins and
Organization of Adaptation and Maladaptation: The Minnesota Symposia on Child Psychology, Vol. 36 (pp.109–54).
New York: Wiley.
426 Main, M. & Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own ex-
periences. National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February
1983. PP/Bow/J.4/3.
427 In the early 1980s, Main still regarded conflict behaviours as especially characteristic of avoidant infants
under stress; likewise, in a conference presentation of 1983, Main proposed that splintered and incoherent elem-
ents would especially characterise discourse too, when a speaker adopting an avoidant strategy was faced with
a procedure, like the AAI (or the Separation Anxiety Test), which asked them to contradict their characteristic
conditional strategy and turn their attention to attachment-related experiences and feelings. However, by the mid-
1980s and the ‘Move to the level of representation’ paper, Main had come to regard disorganisation as varying
independently of the three Ainsworth classifications and their analogues in the AAI coding system. Main, M.
& Goldwyn, R. (1983) Predicting rejection of an infant from mother’s representation of her own experiences.
National Conference on Infant Mental Health, Children’s Institute International, Los Angeles, February 1983. PP/
Bow/J.4/3.
428 Main, M. (1982) Letter to John Bowlby, 9 December 1982. PP/Bow/J.4/4: ‘There is a second-generation effect
of early loss (through death) upon infant attachment behaviour. The infant whose parent lost a parent or other
attachment figure before maturity becomes unclassifiable as A, B or C in the Ainsworth infant system.’ Other
speakers had experienced bizarre forms of early care, such as a mother whose obsessional symptoms meant that
her children were regarded as too dirty to be allowed to touch her. By the end of 1982, Goldwyn and Main had
298 Mary Main and Erik Hesse
early loss in itself was not a good predictor of infant attachment classification. Rather, what
seemed critical was that speakers seemed to show disruptions in their discourse, to be in a
semantic sense ‘at a loss’, when discussing the dead attachment figure. The concept of ‘unre-
solved grief ’ or ‘unresolved mourning’ had been gaining prominence in the clinical litera-
ture of the 1970s.429 This development drew on earlier accounts by psychoanalysts, including
Bowlby, of the way in which acknowledging and accepting a loss could contribute to mental
health symptoms.430 Building from both Bowlby and the contemporary clinical literature,
Main and Hesse conceptualised the speakers as ‘unresolved with respect to the mourning
of an attachment figure’. These speakers were allocated an Unresolved/disorganised (U/d)
classification.
In the late 1980s, Main and Hesse developed a ‘Lack of Resolution for Mourning’ scale,
with support from a research assistant Anitra DeMoss. Most often markers of lack of reso-
developed two categories for transcripts containing splintered discourse. A first category was ‘Lost: an attach-
ment figure lost through death and parent has not mourned sufficiently’. A second category was ‘Untouchable: the
parents’ parents were untouchable in a peculiar way, e.g. a mother whose mother always implied she was dirty, so
that the children must not touch her’. George, C., Kaplan, N., Goldwyn, R., & Main, M. (1982–83) Attachment
interview for parents. PP/Bow/J.4/4. This second category was not subsequently included in the coding system,
presumably in part because it turned out to be rare.
429 E.g. Lewis, E. (1979) Inhibition of mourning by pregnancy: psychopathology and management. British
Medical Journal, 2(6181), 27–8; Fulmer, R.H. (1983) A structural approach to unresolved mourning in single par-
ent family systems. Journal of Marital and Family Therapy, 9(3), 259–69.
430 Deutsch, H. (1937) Absence of grief. Psychoanalytic Quarterly, 6, 12– 22; Bowlby, J. (1963) Pathological
mourning and childhood mourning. Journal of the American Psychoanalytic Association, 11(3), 500–541. See
also Granek, L. (2010) Grief as pathology: the evolution of grief theory in psychology from Freud to the present.
History of Psychology, 13(1), 46–73.
431 That these were identified between 1987 and 1989 is suggested by the fact that the distinction is quite foreign
to an earlier draft of the scale, sent to Bowlby as Main, M. & Hesse, E. (1987) Lack of resolution of mourning, 15
November 1987. PP/Bow/B.3/36/1.
432 Main, M. (1991) Metacognitive knowledge, metacognitive monitoring, and singular (coherent) vs. mul-
tiple (incoherent) models of attachment: some findings and some directions for future research. In P. Marris, J.
Stevenson-Hinde, & C. Parkes (eds) Attachment Across the Life Cycle (pp.127–59). New York: Routledge, p.144–5.
433 Main, M., Goldwyn, R., & Hesse, E. (2002) Adult Attachment Scoring and Classification System. Unpublished
The coding manual positioned lapses in reasoning about whether an attachment figure was
dead or not dead as the paradigmatic case of unresolved loss. Other rarer lapses in reasoning
around loss included confusion between the dead person and the speaker, and characterisations
of events in time or space that are not possible—such as being present at a family tragedy and
also, simultaneously, being absent from the event in another country. Lapses in reasoning were
ultimately characterised as ‘things which cannot be true in the external world’,434 though, antici-
pating problems with this definition, Main and colleagues advised coders as best they could to
exclude statements that are grounded in a self-aware and integrated religious or cultural view-
point.435 An additional set of relatively common lapses of reasoning was identified by Main and
Hesse as occurring when speakers stated that they have done something that cannot be true psy-
chologically, such as using willpower to erase experience of a past event. These are claims that, as
it were, cannot be true of the internal world.
434 Ibid.
435 Behrens, K.Y., Hesse, E., & Main, M. (2007) Mothers’ attachment status as determined by the Adult
Attachment Interview predicts their 6-year-olds’ reunion responses: a study conducted in Japan. Developmental
Psychology, 43(6), 1553–67: ‘In Japan, it is a common, culturally polite practice in certain contexts to refer to de-
ceased persons in the present tense. From early on, Japanese children are often encouraged to talk as if a deceased
person is alive, as this is considered an act of respect for the deceased in a culture that traditionally has encour-
aged ancestral worship. Initially, speech usage of this kind was confusing for the AAI coder (Kazuko Y. Behrens)
when attempting to score unresolved status. This was because guidelines in the AAI manual stipulate that pre-
sent tense references to deceased persons can, when marked, imply a “lapse in reasoning” referred to as “dead/
not-dead” (Hesse, 1999, p. 405). In other words, in English, some present tense slippages suggest that a speaker
holds two incompatible belief systems, one in which the deceased person is understood to be dead, and a second
in which he or she is considered to be alive (in the physical, not religious or meta-physical, sense). After studying
a number of Japanese texts with present tense usage regarding deceased persons, however, it was possible (as it is
in English) to distinguish normative from nonnormative forms. Thus, for example, when Japanese mothers dis-
cussed both talking to and/or instructing their child to talk to a deceased grandmother in the present tense at a
portable shrine or altar before going to sleep, this could be considered analogous to a Western prayer. Hence, it is
culturally sanctioned, and as such does not imply the frightening ideation that seems to often accompany anom-
alous dead/not-dead usages in English (see Hesse & Main, 2006). In contrast, Japanese normally uses the past tense
when conveying factual information regarding deceased persons to a third party. Thus present tense usages in this
latter context would be considered as potential slippages or lapses in speech, which could, depending on intensity,
lead to a U placement’ (1559).
436 A third, rare form of lack of resolution was characterised as reports of extreme behavioural reactions to the
death, such as of episodes of uncharacteristic violence or suicide attempts, where the speaker does not appear
to realise in the present that the behaviour requires some remark to the interviewer to contextualise, explain it,
or situate the action in relation to the speaker’s present self. However, ‘both our own experience and those of
other investigators informally queried indicated that assignment to the unresolved-disorganised adult attachment
category on the basis of reports of extreme behavioural reactions is very rare’. Main, M. & Morgan, H. (1996)
Disorganization and disorientation in infant Strange Situation behavior: phenotypic resemblance to dissociative
states. In L. Michelson & W. Ray (eds) Handbook of Dissociation: Theoretical, Empirical and Clinical Perspectives
(pp.107–38). New York: Plenum Press, p.119.
437 Though described as ‘lapses’, it is worth noting that markers of unresolved/disorganised states of mind are
sometimes but not generally entirely out of the blue, as the term might suggest. There may often be a logic to their
300 Mary Main and Erik Hesse
inferred that lapses in discourse are less proximal markers than lapses in reasoning for what
Main and colleagues were seeking to capture.
In line with this supposition, by the early 1990s, Main’s work with Solomon on infant dis-
organisation had led to a re-evaluation of the concept of lack of resolution. In 1991, Main
and colleagues wrote that ‘as we have gained an increasing understanding of the nature of the
link between the adult’s and infant’s state, unresolved/disorganised/disoriented has come to
seem the best descriptor’.438 Main and colleagues concluded that there could be various ways
that a loss might be left unresolved over time but without contributing to a disorganised/
disoriented state of mind regarding the attachment-relevant cognition: ‘thus, for example,
effective dismissal of the import of a loss is certainly indicative of failure of resolution of
mourning (and is often referred to as “failed mourning”), but is not considered disorganised/
disoriented’.439 In such a case, attention has been effectively directed away from the poten-
interruption of a state of mind regarding attachment. For instance, a dismissing speaker might close down to
clipped replies even more in a discussion leading up to or following a lapse, in a strategy of avoidance of disorgan-
isation; a preoccupied speaker might, derailed by a lapse, further lose track of the question and focus further on
their feelings of grievance.
438 Main, M., Demoss, A., & Hesse, E. (1991) Unresolved (disorganised/disoriented) states of mind with respect
to experiences of loss. In M. Main, R. Goldwyn, & E. Hesse (2002) Adult Attachment Scoring and Classification
System. Unpublished manuscript, University of California at Berkeley, Department of Psychology.
439 Ibid.: ‘One parent of a very secure child had been orphaned in traumatic circumstances. The parent de-
scribed these circumstances briefly, adding firmly “topic closed”. We did not consider this refusal indicative of an
unresolved/disorganised response to the loss under discussion.’
440 Ibid.: ‘Whether the alternative being avoided is sorrow, fear, anger or some unwonted behaviour pattern, in
and distressed pining following a loss should have been regarded as unresolved states of mind. Sagi-Schwartz, A.,
Koren-Karie, N., & Joels, T. (2003) Failed mourning in the Adult Attachment Interview: the case of Holocaust
child survivors. Attachment & Human Development, 5(4), 398–409; George, C. & West, M.L. (2012) The Adult
Attachment Projective Picture System: Attachment Theory and Assessment in Adults. New York: Guilford.
442 Main, M., Goldwyn, R., & Hesse, E. (2002) Adult Attachment Scoring and Classification System. Unpublished
444 Madigan, S., Bakermans-Kranenburg, M.J., Van IJzendoorn, M.H., Moran, G., Pederson, D.R., & Benoit, D.
(2006) Unresolved states of mind, anomalous parental behavior, and disorganized attachment: a review and meta-
analysis of a transmission gap. Attachment & Human Development, 8(2), 89–111, Table 2.
445 Beverung and Jacobvitz also speculated that the causal relationship may actually be reversed: U/ d may
subsequently make a loss feel like it took place more suddenly. However, their design was cross-sectional and a
prospective study would be needed to examine which way causality runs, or whether there is a bidirectional re-
lationship between U/d and perceived suddenness of the bereavement. Beverung, L.M. & Jacobvitz, D. (2016)
Women’s retrospective experiences of bereavement: predicting unresolved attachment. OMEGA-Journal of Death
and Dying, 73(2), 126–40. In another study, Lyons-Ruth and colleagues found that retrospective report of parental
death in childhood was only associated with unresolved loss at the level of a trend, and was not statistically signifi-
cant (r = 0.20). Lyons-Ruth, K., Yellin, C., Melnick, S., & Atwood, G. (2003) Childhood experiences of trauma and
loss have different relations to maternal unresolved and hostile-helpless states of mind on the AAI. Attachment &
Human Development, 5(4), 330–52.
302 Mary Main and Erik Hesse
Strange Situation, showing clearly that loss in itself was not a powerful predictor of infant
disorganised attachment.446 In the final count, ten bereaved mothers received a U/d classi-
fication, and of these all were members of dyads classified by blind coders as disorganised/
disoriented in the Strange Situation. The other five dyads who received a D classification had
experienced frightening occurrences. Many of these were quite recent, such as a near-death
experiences or a partner’s severe drug dependency.447 Half the mothers whose discourse re-
ceived a U/d classification had a secondary classification as preoccupied. Ainsworth cited
conversations with Main and Hesse that there can be a close relationship between preoccu-
pation and unresolved states of mind. For instance, ‘In the case of a mother who is preoccu-
pied with her early attachments, it is reasonable to suppose that the memory of her fear of
the parent might sometimes intrude into everyday life, and re-evoke the anxiety; as such
times the infant might find his mother’s behaviour especially frightening since there was
446 These findings were soon after replicated by Marian Bakermans-Kranenburg as part of her doctoral re-
search: Bakermans-Kranenburg, M.J. & Van IJzendoorn, M.H. (1993) Gehechtheidsbiografie, verlieservaringen
en beleving van het ouderschap. In J.R.M. Gerris (ed.) Opvoeding, Specifieke Groepen en Minderheden (pp.33–54).
Lisse: Swets & Zeitlinger: ‘We examined in a group of 75 mothers with loss experiences in which mothers with un-
resolved loss were distinguished from the others. The number of loss experiences that were experienced turned out
to be of no importance to lack of resolution’ (33). The researchers also reported that ‘Unresolved loss is found in a
minority (17%) of mothers with loss experiences’ (48).
447 Ainsworth, M.D.S. & Eichberg, C.G. (1991) Effects on infant–mother attachment of mother’s experience re-
lated to loss of an attachment figure. In C.M. Parkes, J. Stevenson-Hinde, & P. Marris (eds) Attachment Across the
Life Cycle (pp.160–83). New York: Routledge, p.164.
448 Ibid. p.180.
449 van IJzendoorn, M.H. (1995) Adult attachment representations, parental responsiveness, and infant attach-
ment: a meta-analysis on the predictive validity of the Adult Attachment Interview. Psychological Bulletin, 117(3),
387–403; Verhage, M.L., Schuengel, C., Madigan, S., et al. (2016) Narrowing the transmission gap: a synthesis of
three decades of research on intergenerational transmission of attachment. Psychological Bulletin, 142(4), 337–66.
450 Van IJzendoorn, M.H. (2019) Replication crisis lost in translation? Paper presented at International
related to loss of an attachment figure. In C.M. Parkes, J. Stevenson-Hinde, & P. Marris (eds) Attachment Across
the Life cycle. New York: Routledge, p.164.This recoding and the discussions with Main that led to it are further de-
scribed in Ainsworth, M. (1990) Letter to John Bowlby, 17 January 1990. PP/BOW/B.3/8.
Adult Attachment Interview 303
attachment. It is therefore likely that Ainsworth’s remarkable powers as an observer also con-
tributed to the strength of the association.
In contrast to the 100% agreement reported by Ainsworth and Eichberg, the latest meta-
analytic finding regarding the association between U/d parental discourse and the D classi-
fication in the Strange Situation based on three decades of research is r = .21. This is weaker
than the associations between the other paired categories: secure-autonomous (F) discourse
and secure (B) infant attachment have an association of r = .31; dismissing (Ds) discourse
and avoidant (A) infant attachment have an association of r = .29; and preoccupied (E) dis-
course and ambivalent/resistant (C) attachment have an association of r = .22.452 There has
been much discussion of factors that may ‘close the transmission gap’ by mediating between
a caregiver’s state of mind regarding attachment and the classification of the caregiver–infant
dyad in the Strange Situation.453 A variety of proposals have been made including: caregiver
Between 1987 and 1989, Main and Hesse ran three training institutes for the AAI: in
London (organised by John Bowlby and John Byng-Hall), in Virginia (organised by Mary
Ainsworth), and in Rome (organised by Nino Dazzi and Massimo Ammaniti).455 During
this time, Main and Hesse saw many new transcripts, especially those collected by clinical
colleagues. These new transcripts clearly showed that disruptions of discourse suggestive of
disorganised/disoriented states of mind regarding attachment could occur when speakers
discussed memories besides bereavement. Besides bereavement, the other frequent occasion
452 Verhage, M.L., Schuengel, C., Madigan, S., et al. (2016) Narrowing the transmission gap: a synthesis of
three decades of research on intergenerational transmission of attachment. Psychological Bulletin, 142(4), 337–
66. An additional recent meta-analytic finding work led by Madigan as part of the Collaboration on Attachment
Transmission Synthesis (see Chapter 6) has been that parents with U/d classifications on the AAI are more likely
to be part of dyads with disorganised attachment relationships, but not more or less likely to be part of dyads
with avoidant or resistant attachment relationships than any other parents. Madigan, S. and the Collaboration on
Attachment Transmission Synthesis (2019) An Examination of the Cross-Transmission of Parent–Child Attachment
Using an Individual Participant Data Meta-Analysis. Unpublished manuscript, cited with permission of Sheri
Madigan.
453 van IJzendoorn, M.H. (1995) Adult attachment representations, parental responsiveness, and infant attach-
ment: a meta-analysis on the predictive validity of the Adult Attachment Interview. Psychological Bulletin, 117(3),
387–403; IJzendoorn, M.H. & Bakermans-Kranenburg, M. (2019) Bridges across the intergenerational transmis-
sion of attachment gap. Current Opinion in Psychology, 25, 31–6.
454 Fonagy, P. & Target, M. (2005) Bridging the transmission gap: an end to an important mystery of attach-
ment research? Attachment & Human Development, 7(3), 333–43; Beebe, B. & Steele, M. (2013) How does micro-
analysis of mother–infant communication inform maternal sensitivity and infant attachment? Attachment &
Human Development, 15(5–6), 583–602; Bernier, A., Matte-Gagné, C., Bélanger, M.È., & Whipple, N. (2014)
Taking stock of two decades of attachment transmission gap: broadening the assessment of maternal behavior.
Child Development, 85(5), 1852–65.
455 Hesse, E. (1999) The Adult Attachment Interview: historical and current perspectives. In J. Cassidy
& P. Shavers (eds) Handbook of Attachment: Theory, Research, and Clinical Applications (pp.395–433).
New York: Guilford, p.406.
304 Mary Main and Erik Hesse
for lapses in discourse or reasoning seemed to be experiences of traumatic abuse. Main and
Hesse’s growing attention to traumatic abuse may also be placed in the context of the in-
creased prominence of this topic within academic psychology and wider American cultural
discourses by the late 1980s.456 Until that point, Main and Hesse had advised coders to ex-
tend use of the ‘unresolved loss’ classification to encompass disorganised/disoriented states
of mind about abuse: ‘researchers were advised to use the indices of disorganisation and
disorientation in thought processes during discussions of a loss in order to identify unre-
solved trauma of other kinds’.457 One problem with this extension was that the standard AAI
questions were not well adapted to exploring abuse, since the topic is only raised in quite a
general way, in contrast to loss experiences which are extensively probed.458 Nonetheless,
the interview questions regularly elicited lapses in monitoring of reasoning and discourse in
higher-risk samples, and occasionally in lower-risk samples too.459 By the end of the 1980s,
456 Hacking, I. (1995) Rewriting the Soul. Princeton, NJ: Princeton University Press; Fassin, D. & Rechtman, R.
attachment status. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the Preschool Years
(pp.161–81). Chicago: University of Chicago Press, p.177.
458 Bailey, H.N., Moran, G., & Pederson, D.R (2007) Childhood maltreatment, complex trauma symptoms, and
unresolved attachment in an at-risk sample of adolescent mothers. Attachment & Human Development, 9(2), 139–
61: ‘In contrast to the extensive probes around loss experiences, abuse (in particular, sexual abuse) experiences are
explored in less detail during the AAI in order to avoid distressing the participants’ (143).
459 The rarity of U/d for traumatic abuse in low-risk samples is discussed in Hesse, E. & van IJzendoorn, M.
(1999) Propensities towards absorption are related to lapses in the monitoring of reasoning or discourse during
the Adult Attachment Interview: a preliminary investigation. Attachment & Human Development, 1, 67–91. In a
group of 190 Berkeley college students reported by the authors, only three were classified as U/d on the basis of un-
resolved states of mind regarding traumatic abuse (p.76).
460 Main, M. & Hesse, E. (1990) Parents’ unresolved traumatic experiences are related to infant disorganized
attachment status. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the Preschool Years
(pp.161–81). Chicago: University of Chicago Press, p.177.
461 Main, M., Goldwyn, R., & Hesse, E. (2002) Adult Attachment Scoring and Classification System. Unpublished
462 Ibid. However, the boundary can sometimes be unclear. For instance, in the AAI a traumatic event or terrible
loss might be spoken about coherently, but then, shortly after, another subsequent event might be discussed with
lapses in reasoning and/or discourse. It can be assumed that the demand to discuss the first traumatic event has
depleted the attentional resources of the speaker, so that the second picks up some of the distress and confusion
that had been held at bay. However, the result is that markers of U/d become attached to events that are neither be-
reavements nor traumatic. There seems to be a diversity of practice regarding how coders deal with such cases.
463 Despite their paradigmatic status in the manual, alternations of reporting and denial of abuse suggestive of
segregation may sometimes be difficult for coders to identify sharply in practice, given that cultural discourses on
abuse are themselves quite confused and contradictory. What appears as alternation may simply be the implemen-
tation of a dismissing strategy as arousal increases in the course of the interview.
464 Bakermans-Kranenburg and colleagues observed that part of what is at stake is the ‘resolution’ of trauma
or loss, something that the AAI coding protocol only assesses, at best, implicitly: ‘the classification system for un-
resolved loss or trauma identifies only positive markers for an unresolved state of mind. Markers for successful
resolution of loss are not evaluated, so the classification system does not include a “resolved” category.’ Bakermans-
Kranenburg, M.J., Schuengel, C., & van IJzendoorn, M.H. (1999) Unresolved loss due to miscarriage: an addition
to the Adult Attachment Interview. Attachment & Human Development, 1(2), 157–70, p.162. Cf. Iyengar, U., Kim,
S., Martinez, S., Fonagy, P., & Strathearn, L. (2014) Unresolved trauma in mothers: intergenerational effects and
the role of reorganization. Frontiers in Psychology, 5, 966.
465 In practice, some of these cases may be treated by coders as if they were a frightening event, so that they can
be classified as unresolved, though this was ultimately not the approach adopted, on the advice of Main and Hesse,
in Goldwyn, R. & Hugh-Jones, S. (2011) Using the Adult Attachment Interview to understand reactive attachment
disorder: findings from a 10-case adolescent sample. Attachment & Human Development, 13(2), 169–91. It is inter-
esting that a study from the Leiden group found that reports of maltreatment in the AAI, but not U/d of maltreat-
ment (or loss), were associated with hippocampal volume: Riem, M.M., Alink, L.R., Out, D., van IJzendoorn, M.H.,
& Bakermans-Kranenburg, M.J. (2015) Beating the brain about abuse: empirical and meta-analytic studies of the
association between maltreatment and hippocampal volume across childhood and adolescence. Development &
Psychopathology, 27(2), 507–520. Such findings suggest that the U/d for trauma construct may be excluding some
relevant information. In support of this conclusion is the fact that the coding of maltreatment from the AAI used
by Reim and colleagues did include several items, such as chronic neglect, that are excluded by Main, Goldwyn,
and Hesse from the U/d classification. The question about the status of potentially traumatic experiences without
a locatable single event in the AAI in part reflects a wider discussion about the meaning of the concept of ‘trauma’
in psychiatric nosology. Van der Kolk, B.A. (2017) Developmental trauma disorder: toward a rational diagnosis for
children with complex trauma histories. Psychiatric Annals, 35(5), 401–408.
306 Mary Main and Erik Hesse
what status repeated hospitalisations has within the AAI coding system in terms of making
an unresolved classification, even though hospitalisation was the foundational experience of
trauma and loss in the emergence of attachment theory (Chapter 1). Pervasively frightening,
frightened, or dissociative caregiving may contribute to a disorganised attachment classifica-
tion in the Strange Situation and controlling behaviour on reunion at age six; but if the child
from this dyad grows up without a specific bereavement or identifiable subsequent trauma
that can be relayed discretely to the interviewer, it would be impossible for them to receive an
unresolved classification on the AAI in adolescence or adulthood.466
In the coding manual, Main and colleagues advised coders to scale unresolved traumatic
abuse and unresolved loss separately, and then to draw on both ratings in making a judge-
ment regarding whether a transcript should be placed in the U/d category. Seen in wider
context, this would appear a very surprising decision: abuse and bereavement are generally
466 Lyons-Ruth, K., Yellin, C., Melnick, S., & Atwood, G. (2003) Childhood experiences of trauma and loss have
different relations to maternal unresolved and hostile-helpless states of mind on the AAI. Attachment & Human
Development, 5(4), 330–52. However, it is likely that such cases would, in practice, be placed by many coders as
‘Cannot Classify’, and included with the unresolved classification in analyses. See also Kisiel, C.L., Fehrenbach, T.,
Torgersen, E., et al. (2014) Constellations of interpersonal trauma and symptoms in child welfare: implications for
a developmental trauma framework. Journal of Family Violence, 29(1), 1–14.
467 One of the few studies to have done so is Weinfield, N.S., Whaley, G., & Egeland, B. (2004) Continuity, dis-
continuity, and coherence in attachment from infancy to late adolescence: sequelae of organization and disorgan-
ization. Attachment & Human Development, 6(1), 73–97. The researchers reported the important finding that,
when examined prospectively in the Minnesota study, ‘although maltreatment and disorganization share variance,
only disorganization contributes unique variance to the prediction of unresolved abuse’ (84).
468 They also worried that there may be unacknowledged construct variance, such that the associations of the U/
d classification (and their strength) may be different, depending on the relative proportion of trauma and loss in the
sample. Berthelot, N., Ensink, K., Bernazzani, O., Normandin, L., Luyten, P., & Fonagy, P. (2015) Intergenerational
transmission of attachment in abused and neglected mothers: the role of trauma-specific reflective functioning.
Infant Mental Health Journal, 36(2), 200–212. See also Ballen, N., Demers, I., & Bernier, A. (2007) A differential
analysis of the subtypes of unresolved states of mind in the adult attachment interview. Journal of Trauma Practice,
5(4), 69–93.
469 Lyons-Ruth and Jacobvitz have commented that unresolved trauma and unresolved loss have materially
different correlates in most of the studies that have reported them separately, even if they also share substantial
variance. Lyons-Ruth, K. & Jacobvitz, D. (2016) Attachment disorganization from infancy to adulthood: neuro-
biological correlates, parenting contexts, and pathways to disorder. In J. Cassidy & P.R. Shaver (eds) Handbook
Adult Attachment Interview 307
by Main and Hesse from their Berkeley sample that lapses in reasoning and discourse in the
AAI occurred far more frequently in discussions of abuse experiences than in discussions
of loss.470 In 1995 Main also offered the provocative hypothesis that infant disorganised at-
tachment will usually resolve by adulthood unless the basis of the disorganisation lies in
traumatic abuse: ‘So long as direct maltreatment is not involved, many, perhaps most, are ex-
pected to have become ‘organised’ by adulthood, being either secure, dismissing or preoccu-
pied’.471 A decade later, a follow-up conducted by Main and Hesse with 44 of the Berkeley
sample at age 19 was consistent with this hypothesis. There was no association between in-
fant disorganised attachment and an unresolved/disorganised classification on the AAI in
this low-risk sample.472 However, a more adequate appraisal of Main’s hypothesis would re-
quire a cohort study including participants with abuse experiences.
Several criticisms of the operationalisation of unresolved traumatic abuse have been
of Attachment: Theory, Research, and Clinical Applications, 3rd edn (pp.667–95). New York: Guilford; Byun, S.,
Brumariu, L.E., & Lyons-Ruth, K. (2016) Disorganized attachment in young adulthood as a partial mediator of
relations between severity of childhood abuse and dissociation. Journal of Trauma & Dissociation, 17(4), 460–79.
470 Main, M. & Hesse, E. (1992) Attaccamento disorganizzato/disorientato nell’infanzia e stati mentali dissociati
dei genitori. In M. Ammaniti & D. Stern (1992) Attaccamento e Psicoanalisi (pp.80–140). Rome: Gius, Laterza
& Figli.
471 Main, M. (1995) Recent studies in attachment: overview, with selected implications for clinical work. In S.
Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–
470). Hillsdale, NJ: Analytic Press, p.454.
472 Main, M., Hesse, E., & Kaplan, N. (2005) Predictability of attachment behavior and representational pro-
cesses at 1, 6, and 19 years of age: The Berkeley longitudinal study. In K.E. Grossmann, K. Grossmann, & E. Waters
(eds) Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford,
p.286. When Main and colleagues reworked their data so that participants with a primary unresolved or cannot
classify status were separated from those with a predominant organised pattern and a secondary unresolved classi-
fication, the authors reported that there was a statistically significant relationship with infant disorganised attach-
ment. However, they did not provide the strength of the association.
473 George, C. & Solomon, J. (1996) Representational models of relationships: links between caregiving and at-
ness and offending in a prison population with psychiatric disorder. Canadian Journal of Psychoanalysis, 12(2),
225–51.
308 Mary Main and Erik Hesse
and violent behaviour.475 (In practice, contemporary coding norms would now likely place
the Levinson and Fonagy participants as ‘Cannot Classify’ rather than dismissing, since a
truly dismissing transcript would not report abuse in a way that would seem severe and ap-
palling. But this is an evolution in the culture of coding stemming from Hesse’s work on the
‘Cannot Classify’ category, rather than reflecting a change to the manual.) Like Levinson
and Fonagy, Lyons-Ruth and colleagues criticised the boundaries of the unresolved classifi-
cation. They proposed that it should be extended to encompass discourse suggesting unre-
solved/disorganised states of mind where no bereavement or specific trauma is identifiable.
They developed an additional ‘Hostile/Helpless’ coding system to identify unresolved/dis-
organised states apparent especially in the derogation of attachment figures or of speak-
ers themselves, or in strong identification with a hostile or a helpless caregiver.476 Fonagy,
Target, Steele, and Steele likewise expanded the boundaries of the unresolved classification
475 The preference of Fonagy and colleagues for Crittenden and Landini’s amended version of the AAI in recent
years may in part reflect the fact that one of these amendments was a more liberal definition of unresolved trauma,
which did encompass dismissed trauma. Strathearn, L., Fonagy, P., Amico, J., & Montague, P.R. (2009) Adult at-
tachment predicts maternal brain and oxytocin response to infant cues. Neuropsychopharmacology, 34(13), 2655;
Fonagy, P. (2015) An honest day’s work. DMM News, 18, p.2, September 2015. https://www.iasa-dmm.org/im-
ages/uploads/DMM%20News%20%2318-Sept%2015%20English.pdf. It should be noted, however, that ra-
ther than simply expanding the Main et al. system, available evidence suggests that the Crittenden and Landini
coding system for the AAI appears to have a different object: Baldoni, F., Minghetti, M., Craparo, G., Facondini,
E., Cena, L., & Schimmenti, A. (2018) Comparing Main, Goldwyn, and Hesse (Berkeley) and Crittenden (DMM)
coding systems for classifying Adult Attachment Interview transcripts: an empirical report. Attachment & Human
Development, 20(4), 423–38.
476 In a sample of 45 high-risk mothers, around half of whom had been known to social services, Lyons-Ruth
and colleagues reported that the ‘Hostile/Helpless’ system contributed additional prediction to disorganised at-
tachment assessed in the Strange Situation, over and above the unresolved classification as coded using the Main
et al. system. However, in interpreting these results it should be noted that, unusually, there was no association at
all in this sample between U/d on the Main et al. system and infant disorganised attachment classifications. Lyons-
Ruth, K., Yellin, C., Melnick, S., & Atwood, G. (2005) Expanding the concept of unresolved mental states: hostile/
helpless states of mind on the Adult Attachment Interview are associated with disrupted mother–infant commu-
nication and infant disorganization. Development & Psychopathology, 17(1), 1–23; Melnick, S., Finger, B., Hans,
S., Patrick, M., & Lyons Ruth, K. (2008) Hostile helpless states of mind in the AAI. A proposed additional AAI
category with implications for identifying disorganised infant attachment in high risk samples. In H. Steele & M.
Steele (eds) Clinical Application of the Adult Attachment Interview (pp.399–423). New York: Guilford. For further
empirical comparison of the Main et al. and Lyons-Ruth et al. coding systems see Frigerio, A., Costantino, E.,
Ceppi, E., & Barone, L. (2013) Adult Attachment Interviews of women from low-risk, poverty, and maltreatment
risk samples: comparisons between the hostile/helpless and traditional AAI coding systems. Attachment & Human
Development, 15(4), 424–42.
477 Fonagy, P., Target, M, Steele, H., & Steele, M. (1998) Reflective Functioning Manual, Version 5. London: UCL/
versity with bearing on this question is Thomson, P. & Jaque, S.V. (2017) Adverse childhood experiences (ACE)
and Adult Attachment Interview (AAI) in a non-clinical population. Child Abuse & Neglect, 70, 255–63, Table 3.
Adult Attachment Interview 309
attend to ‘actual historical events’ locatable in time and space (Chapter 1) also remained an
influence in the background for Main and Hesse despite their assertion that the AAI is not
a veridical representation of imputed historical experiences.479 In practice, however, many
but not all coders have circumvented the problem by coding cases with apparent unresolved
states of mind but no locatable traumatic experiences as ‘Cannot Classify’. This then allows
classification ‘by the back door’ since, by convention, ‘Cannot Classify’ cases are folded in
with Unresolved cases in statistical analyses.
Yet there has been some movement in the definition of the classification. For instance,
throughout the 1990s unresolved/disorganised speech regarding miscarriage and stillbirth
was classified with ‘loss of pets’ as not indicating a true trauma or bereavement. However,
studies by Bakermans-Kranenburg and colleagues and by Hughes and colleagues found
that infant disorganised attachment was predicted by lapses in reasoning or discourse re-
manuscript, University of California at Berkeley, Department of Psychology. A recent self-report study found that
when college student participants had no losses other than miscarriages within two years of their birth, this was
not associated with higher scores on self-reported absorption. Self-reported absorption is, however, only a mod-
erate correlate of U/d. Granqvist, P., Fransson, M., & Hagekull, B. (2009) Disorganized attachment, absorption,
and new age spirituality: a mediational model. Attachment & Human Development, 11(4), 385–403; Bahm, N.I.G.,
Duschinsky, R., & Hesse, E. (2016) Parental loss of family members within two years of offspring birth predicts ele-
vated absorption scores in college. Attachment & Human Development, 18(5), 429–42.
482 Another ambiguous case may be unresolved states of mind regarding having a child with significant phys-
ical disabilities. The manual would not seem to include this as a possible instance of loss, since the parent has
not been bereaved. However, a meta-analysis revealed that the unresolved classification was overrepresented
among parents of physically disabled children. Bakermans-Kranenburg and van IJzendoorn offered their suspi-
cion that coders were making U/d classifications on the basis of parents’ ‘unresolved mourning about the loss of
their ideal child’. Bakermans-Kranenburg, M.J. & van IJzendoorn, M.H. (2009) The first 10,000 Adult Attachment
Interviews: distributions of adult attachment representations in clinical and non-clinical groups, Attachment &
Human Development, 11(3), 223–63, p.249. For theoretical discussion of unresolved mourning and disruption
of the caregiving system see Pianta, R.C., Marvin, R.S., & Morog, M.C. (1999) Resolving the past and present: re-
lations with attachment organization. In J. Solomon & C. George (eds) Attachment Disorganization (pp.379–98).
New York: Guilford; Oppenheim, D., Koren-Karie, N., Dolev, S., & Yirmiya, N. (2009) Maternal insightfulness and
resolution of the diagnosis are associated with secure attachment in preschoolers with autism spectrum disorders.
Child Development, 80, 519–27.
310 Mary Main and Erik Hesse
Dissociation
Some attachment researchers, for instance Mary Target and several Italian colleagues, have
accused Main and Hesse of self-contradiction and incoherence in theorising dissociation
and fear.483 They urge that there are significant outstanding questions for Main and Hesse in
this area. This latter point is undoubtedly true. However, the accusation of self-contradiction
and incoherence is overstated: fear, trauma, dissociation, and disorganisation have quite dis-
tinct and coherent places in Main and Hesse’s theory. In 1992, Main and Hesse published a
483 Seganti, A., Carnevale, G., Mucelli, R., Solano, L., & Target, M. (2000) From sixty-two interviews on ‘the
worst and the best episode of your life’: relationships between internal working models and a grammatical scale of
subject–object affective connections. International Journal of Psychoanalysis, 81(3), 529–51, p.532.
484 Kirshner, L.A. (1973) Dissociative reactions: an historical review and clinical study. Acta Psychiatrica
Scandinavica, 49(6), 698–711; Van der Hart, O. & Dorahy, M.J. (2009) Dissociation: history of a concept. In P.F. Dell
& J. O’Neill (eds) Dissociation and the Dissociative Disorders: DSM-V and Beyond (pp.3–26). London: Routledge.
See also Itzkowitz, S., Chefetz, R.A., Hainer, M., Hopenwasser, K., & Howell, E.F. (2015) Exploring dissociation and
dissociative identity disorder: a roundtable discussion. Psychoanalytic Perspectives, 12, 39–79.
485 Liotti, G. (1992) Disorganized/ disoriented attachment in the etiology of the dissociative disorders.
Dissociation, 4, 196–204. See also Hacking, I. (1992) Multiple personality disorder and its hosts. History of the
Human Sciences, 5(2), 3–31.
486 Main, M. & Hesse, E. (1992) Attaccamento disorganizzato/disorientato nell’infanzia e stati mentali dissociati
dei genitori. In M. Ammaniti & D. Stern (1992) Attaccamento e Psicoanalisi (pp.80–140). Rome: Gius, Laterza &
Figli. This is a translation of the chapter ‘Disorganized/disoriented attachment in infants as related to dissociative
states of mind in their parents’ from Hesse, E. (ed.) (1999) Unclassifiable and Disorganized Responses in the Adult
Attachment Interview and in the Infant Strange Situation Procedure: Theoretical Proposals and Empirical Findings.
Unpublished doctoral thesis, Leiden University. This English chapter is cited here rather than relying on a re-
translation of the text back from the Italian. Some elements are repeated in the discussion to Hesse, E. & Main, M.
(2006) Frightened, threatening, and dissociative parental behavior in low-risk samples: description, discussion,
and interpretations. Development & Psychopathology, 18(2), 309–343. However, they are exceptionally compressed
in the latter text, presumably given the challenges of the journal’s word limit, to the point that the claims are not
fully intelligible to a reader not already familiar with the 1992 chapter.
487 E.g. Schore, A.N. (2009) Attachment trauma and the developing right brain: origins of pathological dissoci-
ation. In P.F. Dell & J.A. O’Neill (eds) Dissociation and the Dissociative Disorders (pp.107–41). London: Routledge.
Some remaining questions 311
by the coordination of attention, and individual differences ‘follow upon alterations in the
focus of attention’ with respect to attachment-relevant information, including external
perceptions and memories.488 Attachment behaviour in infancy reflects these alterations
in the focus of attention most directly, since the threshold for activation of the attach-
ment system may be raised or lowered ‘by focusing attention either away from or toward
1) the attachment figure and 2) any cues to danger implicit in the situation’.489 Retrieval of
information and communication with the interviewer in the AAI also reflects individual
differences in the alteration of the focus of attention with respect to attachment-relevant
information. Dismissing states of mind are underpinned by a tendency to direct attention
away from attachment-relevant memories and perceptions in the past and in interaction
with the interviewer. Preoccupied states of mind are underpinned by an intense focus on
attachment-relevant memories and perceptions. Finally, the caregiving system is distinct
488 Main, M. & Hesse, E. (1992) Disorganized/disoriented attachment in infants as related to dissociative states
of mind in their parents. In E. Hesse (ed.) (1999) Unclassifiable and Disorganized Responses in the Adult Attachment
Interview and in the Infant Strange Situation Procedure: Theoretical Proposals and Empirical Findings. Unpublished
doctoral thesis, Leiden University.
489 Ibid.: ‘In contrast to Group B infants (whose attentional focus varies with circumstances) and Group A in-
fants (who utilise an organised shift in attention away from the attachment figure and her whereabouts), Group
C infants appear almost completely preoccupied with the attachment figure and her whereabouts throughout the
situation.’
490 Ibid.
491 Ibid.
312 Mary Main and Erik Hesse
In the 1992 chapter, Main and Hesse proposed a new ‘understanding of the qualitative
structure of trauma’ in the context of attachment.492 Where an attachment-relevant experi-
ence is itself alarming and the looping of attention occurs, there are consequences for the
encoding of the memory. The effective tagging and encoding of embodied memory, Main
and Hesse supposed, requires the attentional process lost to the loop. The looping of atten-
tion inhibits the integration and semantic extraction of experiences, so that these memories
may be accompanied by associations based on episodic rather than semantic resonances
and may lack important contextual markers about time and place. This accounts for the un-
housed, invasively intense quality of traumatic memories, and of the lapses in discourse and
reasoning seen in the AAI. The common mechanism is also proposed as accounting for the
fact that dissociation can be one consequence of such a wide variety of forms of trauma.
As van IJzendoorn and Schuengel among others have observed, ‘the construct of dissoci-
492 Ibid.
493 Van IJzendoorn, M.H. & Schuengel, C. (1996) The measurement of dissociation in normal and clinical popu-
lations: meta-analytic validation of the Dissociative Experiences Scale (DES). Clinical Psychology Review, 16(5),
365–82, p.375. Ambiguities in the history of the concept between broader and narrower uses go back to the nine-
teenth century. Middleton, W., Dorahy, M.J., & Moskowitz, A. (2008) Historical conceptions of dissociation and
psychosis: nineteenth and early twentieth century perspectives on severe psychopathology. In A. Moskowitz, I.
Schäfer, & M.J. Dorahy (eds) Psychosis, Trauma and Dissociation. Emerging Perspectives on Severe Psychopathology
(pp.9–20). Oxford: Blackwell. An influential proposal was later made for detachment and mental segregation
as distinct phenomena under the label of ‘dissociation’. Holmes, E.A., Brown, R.J., Mansell, W., et al. (2005) Are
there two qualitatively distinct forms of dissociation? A review and some clinical implications. Clinical Psychology
Review, 25(1), 1–23.
494 Main, M. & Hesse, E. (1992) Disorganized/disoriented attachment in infants as related to dissociative states
of mind in their parents. In E. Hesse (ed.) (1999) Unclassifiable and Disorganized Responses in the Adult Attachment
Interview and in the Infant Strange Situation Procedure: Theoretical Proposals and Empirical Findings. Unpublished
doctoral thesis, Leiden University.
Some remaining questions 313
because it has been poorly encoded, so it takes an overexpansive field of reference. This then
increases the circumstances that grant uncomfortable freedom to experiences of the past,
and place memory’s sharp edges up against the throat of the present. For instance, the touch
of an infant may evoke poorly encoded and frightening memories for a caregiver of abusive
touch by an attachment figure in childhood or adulthood.495 This may then elicit dissocia-
tive, frightening, or frightened responses by the caregiver towards the child. Or again, the
features of a child may recall those of a dead attachment figure, leading to loops of attention
or activation of the fear behavioural system if the deceased attachment figure and/or their
passing was in some way alarming.496
Even though they may co-occur, Main and Hesse were adamant, however, that not all
frightening/frightened caregiver behaviours should be reduced to the effects of dissociation.
There may be dissociative processes implicated in some or many of them, but not necessarily
495 A related point was made by Enlow and colleagues, who argued that some kinds of trauma may be more
likely to bring about frightening/frightened behaviour than others: Enlow, M.B., Egeland, B., Carlson, E., Blood,
E., & Wright, R.J. (2014) Mother–infant attachment and the intergenerational transmission of posttraumatic stress
disorder. Development & Psychopathology, 26(01), 41–65. ‘For example, normative displays of infant helplessness,
distress, and aggression may be especially threatening and triggering for mothers with PTSD resulting from in-
timate partner violence, particularly if the infant physically resembles the perpetrator’ (59).
496 Main, M. & Morgan, H. (1996) Disorganization and disorientation in infant Strange Situation be-
havior: phenotypic resemblance to dissociative states. In L. Michelson & W. Ray (eds) Handbook of
Dissociation: Theoretical, Empirical and Clinical Perspectives (pp.107–138). New York: Plenum Press, p.126.
497 Dozier, M. & Bernard, K. (2019) Coaching Parents of Vulnerable Infants: The Attachment and Biobehavioral
persons: relations to frightening parental behavior and infant disorganization. In S. Gojman de Millan, C.
Herreman, & L.A. Sroufe (eds) Attachment Across Clinical and Cultural Perspectives: A Relational Psychoanalytic
Approach (pp.53–74). New York: Routledge, p.56.
499 See e.g. Sharp, C., Fonagy, P., & Allen, J.G. (2012) Posttraumatic stress disorder: a social-cognitive perspec-
tive. Clinical Psychology: Science and Practice, 19(3), 229–40, pp.229–30. On guilt: in fact guilt appears alongside
fear as implicated in U/d in an early version of the lack of resolution scale: Main, M. & Hesse, E. (1987) Lack of
resolution of mourning, 15 November 1987. PP/Bow/B.3/36/1: ‘The individual may indicate excessive fear, guilt or
worry or regret regarding the previous relationship to the lost figure . . . guilt or fear may have become irrational.’
However, guilt was subsequently removed, in line with Main and Hesse’s increasing focus on fear from this period
onwards. On disgust: as we have seen, Main found that the mother in one of the dyads classified as disorganised
in her sample treated a child as too dirty to be allowed to touch her. And in the AAI there is already a classifica-
tion for speakers who show derogating disgust towards close others, even in brief passages of the transcript (Ds2),
though the classification system characterises Ds2 as dismissing rather than unresolved. The relationship between
disgust and unresolved states of mind regarding attachment is also discussed in Buchheim, A. & George, A. (2011)
314 Mary Main and Erik Hesse
Attachment disorganisation in borderline personality disorder and anxiety disorder. In J. Solomon & C. George
(eds) Disorganised Attachment and Caregiving (pp.343–82). New York: Guilford.
500 Main, M. & Hesse, E. (1992) Disorganized/ disoriented attachment in infants as related to dissociative
states of mind in their parents. In E. Hesse. (ed.) (1999) Unclassifiable and Disorganized Responses in the Adult
Attachment Interview and in the Infant Strange Situation Procedure: Theoretical Proposals and Empirical Findings.
Unpublished doctoral thesis, Leiden University.
501 Ibid. Main and Hesse report that a review of 300 Strange Situations from the Berkeley sample revealed
only three such sharply defined cases where a child seemed to have fully developed behavioural dispositions to
an avoidant conditional strategy and an ambivalent/resistant conditional strategy. In her doctoral project under
Ainsworth, Crittenden found simultaneous or sequential display of the two conditional strategies much more fre-
quently in maltreated children than in non-maltreated samples. Crittenden, P.M. (1988) Relationships at risk. In J.
Belsky & T. Nezworski (eds) Clinical Implications of Attachment (p.136–74). Hillsdale, NJ: Lawrence Erlbaum.
502 Main, M. & Hesse, E. (1992) Disorganized/disoriented attachment in infants as related to dissociative states
of mind in their parents. In E. Hesse (1999) Unclassifiable and Disorganized Responses in the Adult Attachment
Interview and in the Infant Strange Situation Procedure: Theoretical Proposals and Empirical Findings. Unpublished
doctoral thesis, Leiden University. See also Main, M. & Morgan, H. (1996) Disorganization and disorientation
in infant Strange Situation behavior: phenotypic resemblance to dissociative states. In L. Michelson & W. Ray
(eds) Handbook of Dissociation: Theoretical, Empirical and Clinical Perspectives (pp.107–138). New York: Plenum
Press: ‘Not all disorganised-disoriented behaviours have a clear relation to dissociative phenomena’ (108).
503 This would be restated again later: ‘Virtually all U/d lapses during the AAI appear to fit to a dissociative
model.’ Hesse, E. & Main, M. (2006) Frightened, threatening, and dissociative parental behavior in low-risk sam-
ples: description, discussion, and interpretations. Development & Psychopathology, 18(2), 309–343, p.311. This
strengthens an earlier, more qualified position: ‘Some lapses observed in the narratives of the parents of disorgan-
ised infants during discussions of traumatic events also appeared to fit to a dissociative model.’ Main, M. & Morgan,
H. (1996) Disorganization and disorientation in infant Strange Situation behavior: phenotypic resemblance to
Some remaining questions 315
during speech, conceptualised as a minor form of dissociation.504 In other cases, the lapses
are more major and suggest the operation of segregated processes, as when a speaker suffers
from an ‘intrusion of dissociated ideas, or holds two incompatible ideas regarding a loss or
abuse experience in parallel’.505 They gave out-of-context eulogistic speech about a lost at-
tachment figure in the AAI as an example of absorption. Such discourse suggests that the
question about losses evoked a memory which has been partially or wholly processed as an
immediate perception.506 The memory may have been encoded in such a way that it lacks
cues for context, and/or frightening aspects of the information about the attachment figure
are producing attentional loops that disturb working memory and the integration of remem-
bering with the interpersonal demands of the present interview. By contrast, a more intense
and potentially a qualitatively different form of dissociative processing may be seen in lapses
in reasoning, when incompatible ideas regarding a loss or abuse experience appear to be held
dissociative states. In L. Michelson & W. Ray (eds) Handbook of Dissociation: Theoretical, Empirical and Clinical
Perspectives (pp.107–138). New York: Plenum Press, p.130.
504 Psychological absorption has been defined as ‘episodes of single (“total”) attention that fully engage one’s
representational (i.e. perceptual, enactive, imaginative and ideational) resources’. Tellegen, A. & Atkinson, G.
(1974) Openness to absorbing and self-altering experiences (‘absorption’), a trait related to hypnotic susceptibility.
Journal of Abnormal Psychology, 83, 268–77, p.268. This definition would later be the one cited in Hesse, E. & van
IJzendoorn, M.H. (1999) Propensities towards absorption are related to lapses in the monitoring of reasoning or
discourse during the Adult Attachment Interview. Attachment & Human Development, 1(1), 67–91.
505 Main, M. & Hesse, E. (1992) Disorganized/disoriented attachment in infants as related to dissociative states
of mind in their parents. In E. Hesse (ed.) (1999) Unclassifiable and Disorganized Responses in the Adult Attachment
Interview and in the Infant Strange Situation Procedure: Theoretical Proposals and Empirical Findings. Unpublished
doctoral thesis, Leiden University.
506 See also Hesse, E. & Main, M. (2006) Frightened, threatening, and dissociative parental behavior in low-risk
samples: description, discussion, and interpretations. Development & Psychopathology, 18(2), 309–343: ‘As is clear
from the above, not all U/d lapses are indicative of extreme dissociation. For example, the use of funereal speech,
or unusual attention to detail, merely suggest elevated levels of the most “normative” component of dissociation,
absorption. In contrast, most of those cited under section c) above, suggest the presence of real dissociative phe-
nomena such as “segregated systems,” although in most cases we assume these are unlikely to involve multiple
executors capable of guiding action’ (333).
507 Later in the 1990s, Main and Hesse also proposed a dissociative basis when speakers in the AAI show ‘no
single attentional strategy’ with respect to attachment, and instead ‘the subject changes category in mid-interview
in a shocking manner, as though completely shifting state of mind with respect to attachment mid-interview’.
Transcripts showing this shift in states of mind regarding attachment would form one basis for the ‘Cannot Classify’
classification in the 1990s. Hesse, E. (1996) Discourse, memory, and the Adult Attachment Interview: a note with
emphasis on the emerging cannot classify category. Infant Mental Health Journal 17(1), 4–11, p.5. Another form
of Cannot Classify discourse is when low coherence scores make placement in the secure-autonomous category
impossible, but there are no elevated scores for dismissing or preoccupied speech. Main and Hesse did not spe-
cifically suggest a dissociative basis for this form of discourse, but stated they anticipate that frightening and/or
overwhelming historical experiences are implicated in derailing states of mind regarding attachment.
508 Hesse, E. & Main, M. (2006) Frightened, threatening, and dissociative parental behavior in low-risk sam-
ples: description, discussion, and interpretations. Development & Psychopathology, 18(2), 309–343, p.333. One
line of investigation pursued by Hesse has been examination of the role of absorption of attention. A self-report
measure of a tendency towards absorption of attention has been found to be associated with the U/d classifica-
tion in the AAI, which is in line with theory. However, associations have been moderate. See Hesse, E. & Van
IJzendoorn, M.H. (1999) Propensities towards absorption are related to lapses in the monitoring of reasoning
or discourse during the Adult Attachment Interview: a preliminary investigation. Attachment & Human
316 Mary Main and Erik Hesse
attachment and infant disorganised attachment might be closed, they argued, if the specific
contribution of dissociative processes was unpicked. Furthermore, the prediction of sequelae
such as later dissociative symptoms (Chapter 4) might be sharpened ‘through an examin-
ation of subtypes of disorganisation and disorientation. Among the likeliest candidates to
be predictive of the dissociative disorders are trance-like stilling and freezing, dissociated
actions, and simultaneous or rapid alternation of avoidance and resistance.’509 However, this
call has not been noted by researchers in part because, in the absence of the 1992 chapter, the
conceptual relationship between the U/d classification, dissociation, and fear has remained
blurry. Main and Hesse hoped that the 2006 article would make their position clear, and
regret that there appears to be little awareness of their account of how exactly U/d, dissoci-
ation, and fear interrelate.510 In particular, few attachment researchers seem to know that
Main and Hesse argued that lapses in reasoning or discourse in the AAI have varying degrees
Development, 1, 67–91; Granqvist, P., Fransson, M., & Hagekull, B. (2009) Disorganized attachment, absorption,
and new age spirituality: a mediational model. Attachment & Human Development, 11(4), 385–403.
509 Main, M. & Morgan, H. (1996) Disorganization and disorientation in infant Strange Situation be-
havior: phenotypic resemblance to dissociative states. In L. Michelson & W. Ray (eds) Handbook of
Dissociation: Theoretical, Empirical and Clinical Perspectives (pp.107–138). New York: Plenum Press, p.131.
510 Mary Main and Erik Hesse, personal communication, August 2019.
511 Van IJzendoorn, M.H. & Schuengel, C. (1996) The measurement of dissociation in normal and clinical popu-
lations: meta-analytic validation of the Dissociative Experiences Scale (DES). Clinical Psychology Review, 16(5),
365–82.
512 E.g. Zajac, K. & Kobak, R. (2009) Caregiver unresolved loss and abuse and child behavior problems: intergen-
erational effects in a high-risk sample. Development & Psychopathology, 21(1), 173–87; Madigan, S., Vaillancourt,
K., McKibbon, A., & Benoit, D. (2012) The reporting of maltreatment experiences during the Adult Attachment
Interview in a sample of pregnant adolescents. Attachment & Human Development, 14(2), 119–43. No associ-
ation was found by Stovall-McClough, K. & Cloitre, M. (2006) Unresolved attachment, PTSD, and dissociation
Some remaining questions 317
the other hand, Schuengel and colleagues found no significant association between the
self-report measure of dissociation and either frightening/frightened behaviours or with
infant disorganised attachment.513 Such findings suggest that more heterogeneous pro-
cesses are in play in these latter two assessments, or that self-report cannot capture the
forms of dissociation relevant to frightening/frightened behaviours or the kinds of care-
giving linked to infant disorganised attachment. With so few trained coders of the fright-
ening/frightened (FR) coding system, it is unsurprising there has been no later study to
have used both this coding system and a measure of dissociation. However, it is a mark of
the poor reception of Main and Hesse’s ideas about fear, trauma, dissociation, and disor-
ganisation that no later study has used a measure of caregiver dissociation alongside the
Strange Situation.514
Further interrogation of the relationship between unresolved/disorganised/disoriented
The convergence between AAI unresolved state of mind and PTSD symptomatology is re-
markable as AAI unresolved state of mind and PTSD differ in severity of presentation, in
prevalence in general populations and in the theoretical perspective from which they were
constructed. These findings support the view that AAI unresolved state of mind and PTSD
symptomatology share lack of integration as a common core phenomenon. This core phe-
nomenon consists of the occurrence of discrete trauma-related disruptions of thought,
speech, and action.515
in women with childhood abuse histories. Journal of Consulting and Clinical Psychology, 74(2), 219–28; or by
Marcusson-Clavertz, D., Gušić, S., Bengtsson, H., Jacobsen, H., & Cardeña, E. (2017) The relation of dissoci-
ation and mind wandering to unresolved/disorganized attachment: an experience sampling study. Attachment
& Human Development, 19(2), 170–90. Thomson and Jaque found an association between U/d and pathological
forms of dissociation, but not absorption. Thomson, P. & Jaque, S.V. (2014) Unresolved mourning, supernatural
beliefs and dissociation: a mediation analysis, Attachment & Human Development, 16(5), 499–514. However, the
relationship with U/d is clouded by the diversity of measures of dissociation used across studies.
513 Schuengel, C., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (1999) Frightening maternal behavior
linking unresolved loss and disorganized infant attachment. Journal of Consulting and Clinical Psychology, 67(1),
54–63, p.59.
514 The only other relevant study was contemporaneous with the work of Schuengel and colleagues, and is now
over 20 years old. Lyons-Ruth and colleagues used both the Dissociative Experiences Scale and the Mississippi
Scale for Post Traumatic Stress Disorder in a study of 45 mother–infant dyads from low-income families. They
found that ‘most mothers of disorganized infants fell into the low symptom group (64%), while the remaining
third fell into the polysymptomatic group (36%)’. Such findings again suggest that dissociation in the context of
trauma may be only one process implicated in infant disorganised attachment. Lyons-Ruth, K. & Block, D. (1996)
The disturbed caregiving system: relations among childhood trauma, maternal caregiving, and infant affect and
attachment. Infant Mental Health Journal, 17(3), 257–75, p.268.
515 Harari, D., Bakermans-Kranenburg, M.J., De Kloet, C.S., et al. (2009) Attachment representations in Dutch
veterans with and without deployment-related PTSD. Attachment & Human Development, 11(6), 515–36, p.350.
318 Mary Main and Erik Hesse
Bakermans-Kranenburg and van IJzendoorn also reported meta-analytic findings that al-
most all adults with PTSD across different samples are classified as unresolved (U/d).516 They
aligned these findings with Main and Hesse’s proposal that some forms of unresolved/disor-
ganised discourse are caused by the intrusion of poorly processed perceptions which ‘may
disrupt attention . . . in the form of absorption and unmonitored intrusions of memories,
affects and sensory perceptions concerning the trauma’.517 However, they warned that ‘there
may be an asymmetric relation in the sense that not all AAI unresolved trauma involves
PTSD, while PTSD would almost always involve AAI unresolved trauma’, at least when the
trauma is probed for and coded.518
Van IJzendoorn and colleagues also examined lapses of reasoning or discourse appearing
in discussion of experiences unrelated to combat. Whereas in the control group 7% dis-
played lapses in reasoning or discourse relating to these other experiences, 42% of the group
516 Bakermans- Kranenburg, M.J. & van IJzendoorn, M.H. (2009) The first 10,000 Adult Attachment
Interviews: distributions of adult attachment representations in clinical and non-clinical groups. Attachment
& Human Development, 11(3), 223–63, p.249. The ‘almost perfect’ classification of participants with PTSD as
showing U/d would likely have been yet higher if other researchers had, like the Leiden researchers in the Harari
study of combat veterans, included probes specific to relevant forms of trauma and loss, rather than relying on
the general questions in the interview protocol. Bailey and colleagues reported from their study of adolescent
mothers that ‘71% of women with a history of sexual abuse, as reported on either the AAI or the trauma inter-
view, were classified as Unresolved. This association may have been even stronger if a specific sexual abuse probe
were included on the AAI.’ Bailey, H.N., Moran, G., & Pederson, D.R. (2007) Childhood maltreatment, complex
trauma symptoms, and unresolved attachment in an at-risk sample of adolescent mothers. Attachment & Human
Development, 9(2), 139–61, p.153.
517 Out, D., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2009) The role of disconnected and ex-
tremely insensitive parenting in the development of disorganized attachment: validation of a new measure.
Attachment & Human Development, 11(5), 419–43, p.435.
518 Harari, D., Bakermans-Kranenburg, M.J., De Kloet, C.S., et al. (2009) Attachment representations in Dutch
veterans with and without deployment-related PTSD. Attachment & Human Development, 11(6), 515–36, p.351.
In fact, later research with involvement by van IJzendoorn qualified this picture, finding that only half of adoles-
cent patients who had experienced child sexual abuse and met clinical criteria for PTSD were classified U/d on the
AAI. See van Hoof, M.J., van Lang, N.D., Speekenbrink, S., van IJzendoorn, M.H., & Vermeiren, R.R. (2015) Adult
Attachment Interview differentiates adolescents with childhood sexual abuse from those with clinical depression
and non-clinical controls. Attachment & Human Development, 17(4), 354–75. In this sample, unresolved state of
mind had no association with dissociative symptoms.
519 These findings align with those of Nye and colleagues, who found that 50% of a group of Vietnam veterans
identified as disabled by PTSD received a U/d classification, compared to 16% in a control sample. The researchers
reported that U/d classification was associated with greater probability of a comorbid anxiety disorder. Nye, E.C.,
Katzman, J., Bell, J.B., Kilpatrick, J., Brainard, M., & Haaland, K.Y. (2008) Attachment organization in Vietnam
combat veterans with posttraumatic stress disorder. Attachment & Human Development, 10(1), 41–57. Parallel
findings are reported for other forms of trauma: 70% of those with U/d for trauma in a sample of women with
histories of childhood sexual and/or physical abuse were also identified by clinical interview as showing PTSD by
-Stovall McClough, K. & Cloitre, M. (2006) Unresolved attachment, PTSD, and dissociation in women with child-
hood abuse histories. Journal of Consulting and Clinical Psychology, 74(2), 219–28.
Some remaining questions 319
protective factor: ‘Removing traumatic memories from one’s mind may result in reduced
hyper vigilance, normal cortisol levels, and reduced fight or flight responses, all of which
might be adaptive’, and indeed may reduce the display of frightened/frightening behaviours
towards children.520 This conclusion is supported by recent work on the Dozier and col-
leagues Attachment and Biobehavioural Catch-up intervention, in which dissociative be-
haviour by caregivers towards their infants was strongly negatively associated with emotional
dysregulation in response to frustrating tasks when the children were aged three and four.521
In another later paper, van IJzendoorn and collaborators added a further qualification
to the image of early unresolved loss or trauma predisposing U/d for combat experiences.
A study of 184 twins revealed that genetic factors accounted for around half of variance
in dissociative symptoms, suggesting a role for genetic factors; however, the contribution
of genes associated with dissociation was intensified for individuals who had experienced
520 Fridman, A., Bakermans-Kranenburg, M.J., Sagi-Schwartz, A., & van IJzendoorn, M.H. (2011) Coping in old
age with extreme childhood trauma: aging Holocaust survivors and their offspring facing new challenges. Aging &
Mental Health, 15(2), 232–42, p.240.
521 Yarger, H.A. (2018) Investigating longitudinal pathways to dysregulation: the role of anomalous parenting
genetics of dissociation: the role of the serotonin transporter gene promoter polymorphism (5-HTTLPR). Journal
of Traumatic Stress, 24(4), 373–80.
523 van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2014) Confined quest for continuity: the categor-
ical versus continuous nature of attachment. Monographs of the Society for Research in Child Development, 79(3),
157–67, p.165.
524 Ibid. One approach to this question would be to see whether markers of U/d decline in AAI discourse fol-
lowing treatment for PTSD. Evidence from other fields to support the plausibility of this hypothesis was surveyed
by Stovall-McClough, K. & Cloitre, M. (2006) Unresolved attachment, PTSD, and dissociation in women with
childhood abuse histories. Journal of Consulting and Clinical Psychology, 74(2), 219–28.
525 Dutra, S.J. & Wolf, E.J. (2017) Perspectives on the conceptualization of the dissociative subtype of PTSD and
implications for treatment. Current Opinion in Psychology, 14, 35–9; Horwitz, A.V. (2018) PTSD: A Short History.
Baltimore: Johns Hopkins University Press. The exact relationship between U/d and PTSD, as an umbrella diag-
nosis, was queried already two decades ago by Cole-Detke, H. & Kobak, R. (1998) The effects of multiple abuse in
interpersonal relationships. Journal of Aggression, Maltreatment & Trauma, 2(1), 189–205. Several interpretations
of the AAI have assumed that the U/d classification was, in fact, intended as a measure of PTSD, e.g. Wilkins, D.,
Shemmings, D., & Shemmings, Y. (2015) A–Z of Attachment. London: Palgrave, pp.164–5.
320 Mary Main and Erik Hesse
clarification of the relationship between the AAI and PTSD will be hindered by the fact that
the AAI protocol does not adequately probe the topic of trauma. This is a point likewise
made by Riber, and by Bailey, Moran, and Pederson.526 Van IJzendoorn and Bakermans-
Kranenburg, Riber, and Bailey and colleagues have all responded to this predicament by
making adaptations to the questions asked in the AAI. Other researchers have not, or at least
have not reported doing so. This is likely to have contributed to variability in reports of the
association between the AAI and PTSD symptoms.
Another finding relevant here is that in a study of patients with a personality disorder
diagnosis, Fonagy and colleagues documented that whilst participants have a more difficult
time identifying their own unresolved losses, 87% of participants who regarded themselves
as traumatised were rated as unresolved/disorganised/disoriented on the AAI.527 If repli-
cated by other studies, this high level of agreement between self-report of post-traumatic
Another outstanding question left by the work of the Berkeley group has been the status
of depression in relation to the Berkeley assessments of attachment. Depression has mostly
been considered in relation to the AAI or in the mothers in dyads seen in the Strange
526 Bailey, H.N., Moran, G., & Pederson, D.R. (2007) Childhood maltreatment, complex trauma symptoms, and
unresolved attachment in an at-risk sample of adolescent mothers. Attachment & Human Development, 9(2), 139–
61; Riber, K. (2016) Attachment organization in Arabic-speaking refugees with post traumatic stress disorder.
Attachment & Human Development, 18(2), 154–75.
527 Cirasola, A., Hillman, S., Fonagy, P., & Chiesa, M. (2017) Mapping the road from childhood adversity to
personality disorder: the role of unresolved states of mind. Personality and Mental Health, 11(2), 77–90: ‘61.1%
(n = 23) of those who had reported experiences of early loss were coded as U/d for loss, and 87.0% of participants
with a history of abuse were rated as U/d for abuse’ (82).
528 Though certainly not an exact replication, another study has bearing: Howard and Miriam Steele and col-
leagues studied the relationship between the unresolved classification on the AAI and self-report of the ‘Adverse
Childhood Experiences’ measure of early trauma. This differed from the Carasola study in that participants were
not asked whether they considered themselves traumatised, but nonetheless it has some conceptual similarities
since several of the ‘Adverse Childhood Experiences’ are explicitly various forms of experiences of abuse and neg-
lect. The researchers found a dose-response relationship, gradiated up to four or more discrete indices of child-
hood trauma, at which point 65% of participants received an unresolved AAI classification. Murphy, A., Steele, M.,
Dube, S.R., et al. (2014) Adverse Childhood Experiences (ACEs) questionnaire and Adult Attachment Interview
(AAI): implications for parent child relationships. Child Abuse & Neglect, 38(2), 224–33. See also Thomson, P. &
Jaque, S.V. (2017) Adverse Childhood Experiences (ACE) and Adult Attachment Interview (AAI) in a non-clinical
population. Child Abuse & Neglect, 70, 255–63.
529 Reported in Van IJzendoorn, M.H. (2019) Replication crisis lost in translation? Paper presented at
International Attachment Conference, Vancouver, 20 July 2019. Additionally, van Hoof and colleagues recently
showed that unresolved status on the AAI is correlated with atypical amygdala resting-state functional connectivity
even adjusting for mental health: van Hoof, M.J., Riem, M.M., Garrett, A.S., et al. (2019) Unresolved–disorganized
attachment adjusted for a general psychopathology factor associated with atypical amygdala resting-state func-
tional connectivity. European Journal of Psychotraumatology, 10(1), 1583525
Some remaining questions 321
Situation. Given that few infants or toddlers receive a diagnosis of depression, there has been
little pressure for Main and colleagues or the wider field of attachment research to consider
how depression in a young child might interact with or reflect disruption to the attachment
system. In general, apparent symptoms of depression in children under three have been re-
garded by the scientific community as reflecting parental mental health rather than a quality
or property of the child.530 The Berkeley six-year measures have not been in wide circulation,
so there has been almost no study of their relationship with depression in middle child-
hood.531 One of the few such studies was conducted by Gullone and colleagues, who used
the family drawing system with 326 children aged eight to ten. The researchers found a weak
but material association between attachment insecurity and the child’s report of depressive
symptoms (r = .25).532
Whereas the contribution of child depression to disruption of the child’s attachment
530 Joan Luby has been an important figure driving attention to depressive symptoms in children under three.
Luby demonstrated that depressive symptoms in early childhood predict a later diagnosis of depression. Luby, J.L.,
Si, X., Belden, A.C., Tandon, M., & Spitznagel, E. (2009) Preschool depression: homotypic continuity and course
over 24 months. Archives of General Psychiatry, 66(8), 897–905; Whalen, D.J., Sylvester, C.M., & Luby, J.L. (2017)
Depression and anxiety in preschoolers: a review of the past 7 years. Child and Adolescent Psychiatric Clinics, 26(3),
503–522.
531 In attachment research, the potential for child contributions to parental depression have generally been ig-
nored. For instance, attachment strategies—for instance controlling-punitive behaviour—may make a reciprocal
contribution to parental mental health once they have solidified. See Raposa, E.B., Hammen, C.L., & Brennan,
P.A. (2011) Effects of child psychopathology on maternal depression: the mediating role of child-related acute and
chronic stressors. Journal of Abnormal Child Psychology, 39(8), 1177–86.
532 Gullone, E., Ollendick, T.H., & King, N.J. (2006) The role of attachment representation in the relationship be-
tween depressive symptomatology and social withdrawal in middle childhood. Journal of Child and Family Studies,
15(3), 263–77.
533 Pound, A. (1982) Attachment and maternal depression. In C.M. Parkes & J. Stevenson-Hinde (eds) The Place
of Attachment in Human Behavior (pp.118–30). Oxford: Oxford University Press; Lyons-Ruth, K., Connell, D.B.,
Grunebaum, H.U., & Botein, S. (1990) Infants at social risk: maternal depression and family support services as
mediators of infant development and security of attachment. Child Development, 61(1), 85–98; DeMulder, E.K.
& Radke-Yarrow, M. (1991) Attachment with affectively ill and well mothers: concurrent behavioral correlates.
Development & Psychopathology, 3(3), 227–42.
534 Hazan, C. & Shaver, P.R. (1994) Attachment as an organizational framework for research on close rela-
tionships. Psychological Inquiry, 5(1), 1–22, p.6; Cicchetti, D., Toth, S.L., & Rogosch, F.A. (1999) The efficacy of
toddler–parent psychotherapy to increase attachment security in offspring of depressed mothers. Attachment &
Human Development, 1(1), 34–66, p.36.
535 Van IJzendoorn, M.H., Schuengel, C., & Bakermans-Kranenburg, M.J. (1999) Disorganized attachment in
early childhood: meta-analysis of precursors, concomitants, and sequelae. Development & Psychopathology, 11(2),
225–50.
322 Mary Main and Erik Hesse
the seven studies of caregivers recruited from community samples from the nine studies
recruited specifically on the basis of a diagnosis of clinical depression. In the former group
there was no association with disorganised attachment, even at trend level. In the latter
group there was a very weak (r = .13) association with disorganised attachment.536
One interpretation of these findings was that the severity of depressive symptoms may
play a role. However, severity of depressive symptoms has not generally been found to mod-
erate the relationship between maternal depression and infant disorganised attachment,537
though one study reported that intermittent symptoms have a weaker effect than continuous
symptoms of depression.538 Comorbidity with other mental health issues has likewise
generally not been found to strengthen the link between depression and disorganised at-
tachment.539 Tharner and colleagues hypothesised that the association between maternal
depression and child disorganised attachment seen in clinical samples may be due to an
536 Ibid. p.237. See also Atkinson, L., Paglia, A., Coolbear, J., Niccols, A., Parker, K.C., & Guger, S. (2000)
Attachment security: a meta-analysis of maternal mental health correlates. Clinical Psychology Review, 20(8),
1019–40.
537 McMahon, C.A., Barnett, B., Kowalenko, N.M., & Tennant, C.C. (2006) Maternal attachment state of mind
moderates the impact of postnatal depression on infant attachment. Journal of Child Psychology and Psychiatry,
47(7), 660–69; Tharner, A., Luijk, M.P., Van IJzendoorn, M.H., et al. (2012) Maternal lifetime history of depres-
sion and depressive symptoms in the prenatal and early postnatal period do not predict infant–mother attach-
ment quality in a large, population-based Dutch cohort study. Attachment & Human Development, 14(1), 63–81;
Flowers, A.G., McGillivray, J.A., Galbally, M., & Lewis, A.J. (2018) Perinatal maternal mental health and disorgan-
ised attachment: a critical systematic review. Clinical Psychologist, 22(3), 300–316.
538 Campbell, S.B., Brownell, C.A., Hungerford, A., Spieker, S.J., Mohan, R., & Blessing, J.S. (2004) The course
of maternal depressive symptoms and maternal sensitivity as predictors of attachment security at 36 months.
Development & Psychopathology, 16(2), 231–52.
539 The relationship between maternal depression and insecure-organised attachment was, however, moderated
by comorbid personality disorder. Smith-Nielsen, J., Tharner, A., Steele, H., Cordes, K., Mehlhase, H., & Vaever,
M.S. (2016) Postpartum depression and infant–mother attachment security at one year: the impact of co-morbid
maternal personality disorders. Infant Behavior and Development, 44, 148–58.
540 Tharner, A., Luijk, M.P., Van IJzendoorn, M.H., et al. (2012) Maternal lifetime history of depression and de-
pressive symptoms in the prenatal and early postnatal period do not predict infant–mother attachment quality in a
large, population-based Dutch cohort study. Attachment & Human Development, 14(1), 63–81, p.75.
541 Bigelow, A.E., Beebe, B., Power, M., et al. (2018) Longitudinal relations among maternal depressive symp-
toms, maternal mind-mindedness, and infant attachment behavior. Infant Behavior and Development, 51, 33–44.
542 Groh, A.M., Roisman, G.I., van IJzendoorn, M.H., Bakermans-Kranenburg, M.J., & Fearon, R.P. (2012) The
significance of insecure and disorganized attachment for children’s internalizing symptoms: a meta-analytic study.
Child Development, 83(2), 591–610. Also of relevance here are findings from intervention research that suggest
that a video-feedback intervention with caregivers reduces disorganised attachment, but has no effect on children’s
symptoms of depression. Klein Velderman, M., Bakermans-Kranenburg, M.J., Juffer, F., Van Ijzendoorn, M.H.,
Mangelsdorf, S.C., & Zevalkink, J. (2006) Preventing preschool externalizing behavior problems through video-
feedback intervention in infancy. Infant Mental Health Journal, 27(5), 466–93.
Conclusion 323
Groh and colleagues identified a critical mismatch between theory and empirical findings.
Bowlby’s primary discussions of depression, at least in print, suggested that depression oc-
curs when a behavioural system cannot be terminated. From this account it would be expect-
able for unresolved loss and, probably, unresolved trauma to be associated with depression.
Since the 1990s, Main’s ideas have served as the field’s dominant source of theory; though her
expressive range is astonishing for a research scientist, she barely ever mentions depression.
The result has been a gap in explanatory resources for considering why disorganised attach-
ment has so little relationship with depressive symptoms, but has well-replicated associ-
ations with externalising symptoms.543 Groh and colleagues glumly conclude that ‘given the
current state of the literature on attachment and internalizing symptoms, relatively little can
currently be concluded with confidence’.544 Perhaps something about the attachment system
or attachment-relevant information can overcome many aspects of depression and nonethe-
Conclusion
See Table 3.1 in the Appendix to this c hapter for consideration of key concepts discussed here.
The theory, methodology, and even the basic conceptualisation of the research object of
attachment research entered a new era with the innovations introduced by Main and col-
leagues in the 1980s. Yet criticisms of attachment theory and research, for example by
anthropologists (Chapter 2), take Bowlby and Ainsworth as their targets and rarely dem-
onstrate direct knowledge of the work of Main and colleagues. Indeed, the ideas and ap-
proaches of the Berkeley group are surprisingly unknown in the wider academic community
and among the general public, and much of what is circulated has been cut-price, simplified
versions mistaken for the technical form (‘allodoxia’; Chapter 1).
543 Unresolved/disorganised states of mind are associated with depression. But it is not clear how much this is
driven by preoccupied states of mind. See Dagan, O., Facompré, C.R., & Bernard, K. (2018) Adult attachment rep-
resentations and depressive symptoms: a meta-analysis. Journal of Affective Disorders, 236, 274–90.
544 Groh, A.M., Roisman, G.I., van IJzendoorn, M.H., Bakermans-Kranenburg, M.J., & Fearon, R.P. (2012)
The significance of insecure and disorganized attachment for children’s internalizing symptoms: a meta-analytic
study. Child Development, 83(2), 591–610. More recently, Bakermans-Kranenburg and van IJzendoorn issued a
call to examine subtypes of depression, to support finer-grained hypothesis generation and testing regarding the
mechanisms that link or do not link unresolved/disorganised attachment and depression. Reiner, I., Bakermans-
Kranenburg, M.J., van IJzendoorn, M.H., Fremmer-Bombik, E., & Beutel, M. (2016) Adult attachment representa-
tion moderates psychotherapy treatment efficacy in clinically depressed inpatients. Journal of Affective Disorders,
195, 163–71, p.169.The call arises from a study conducted with 43 clinically depressed adults in an inpatient unit.
The researchers found that patients with higher scores for security-autonomy on the AAI at admission to the in-
patient unit saw greater improvements in their depression than other patients. No association was found with
U/d on the AAI. Bakermans-Kranenburg and colleagues also highlighted the heterogeneity of the category of
depression in Cao, C., Rijlaarsdam, J., van der Voort, A., Ji, L., Zhang, W., & Bakermans-Kranenburg, M.J. (2017)
Associations between dopamine D2 receptor (DRD2) gene, maternal positive parenting and trajectories of depres-
sive symptoms from early to mid-adolescence. Journal of Abnormal Child Psychology, 46(2), 365–79.
324 Mary Main and Erik Hesse
One contributing factor has been Main’s approach to disseminating her work. Main has
pursued little public engagement. Though she has sometimes delivered public lectures, she
has never given interviews to the popular media or written articles for popular venues.545 Key
ideas in print are often to be found as book chapters in now-obscure volumes (e.g. ‘Avoidance
in the service of proximity’), or were not published in English (e.g. ‘Attaccamento disor-
ganizzato/disorientato nell’infanzia e stati mentali dissociati dei genitori’, ‘Sicherheit und
Wissen’). Main’s two most comprehensive statements of her perspective and methodological
innovations were not published at all (Behaviour and the Development of Representational
Models of Attachment, 1986; Four Patterns of Attachment Seen in Behaviour, Discourse and
Narrative, 1995). Pivotal statements on the meaning of the ‘state of mind regarding attach-
ment’ construct also remained unpublished (e.g. the AAI coding manual; ‘Interview based
adult attachment classifications: Related to infant–mother and infant–father attachment’).
545 Main’s acute concern with detail has likely made the compromises and simplifications of popularising dis-
course especially unappealing. A partial exception is an interview with Main and Hesse conducted by Dan Siegal,
available on YouTube: https://www.youtube.com/watch?v=YJTGbVc7EJY.
546 Mary Main and Erik Hesse, personal communication, August 2019.
547 For details of the availability of training in the coding systems of Main and colleagues for the AAI and Strange
The limited circulation of detail about the Berkeley measures reduced—though cer-
tainly did not halt—their exposure to technical criticism, and to attempts at psychometric
appraisal or modification, by researchers outside of Main’s personal network.548 It also left
concepts such as ‘state of mind regarding attachment’ and ‘disorganised attachment’ circu-
lating widely through the discipline of psychology severed from the context that would have
clarified their sense.549 Neither concept, for instance, has been well understood by social
psychological attachment researchers (Chapter 5), since few—if any—social psychologists
have received socialisation into the oral culture of the developmentalists or gained reliability
in coding their measures. The restricted circulation of Main’s texts and full detail on her ideas
and measures also limited their effective reception beyond psychology. In particular, it has
made it difficult for attachment assessments in the developmental tradition to enter cognate
and applied areas, such as social work research and empirical inquiry in family law.550 The
548 An early example was the elaboration of Main’s incomplete metacognition scale into the reflective func-
tioning scale by Fonagy, Howard and Miriam Steele, and colleagues. Fonagy, P., Steele, M., Steele, H., Moran, G.S.,
& Higgitt, A.C. (1991) The capacity for understanding mental states: the reflective self in parent and child and
its significance for security of attachment. Infant Mental Health Journal, 12(3), 201–218. There have also been
modifications by researchers who attended AAI training with Main, but who are more distant from her personal
networks. These include Lyons-Ruth, K, Yellin, C., Melnick, S., & Atwood, G. (2005) Expanding the concept of un-
resolved mental states: hostile/helpless states of mind on the Adult Attachment Interview are associated with dis-
rupted mother–infant communication and infant disorganization. Development & Psychopathology, 17(1), 1–23;
Roisman, G., Fraley, R., & Belsky, J. (2007) A taxometric study of the Adult Attachment Interview. Developmental
Psychology, 43(3), 675–86; Crittenden, P.M. & Landini, A. (2011) Assessing Adult Attachment: A Dynamic-
Maturational Approach to Discourse Analysis. New York: Norton. For discussion of recent psychometric evaluation
of the AAI see Chapters 4 and 6.
549 Reijman, S., Foster, S., & Duschinsky, R. (2018) The infant disorganised attachment classification: ‘patterning
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8.
550 Nina Koren-Karie is one of very few senior academics based in a social work department to regularly use
assessments of attachment from the developmental tradition. Koren-Karie was mentored by Sagi-Schwartz in the
psychology department at Haifa and has a doctorate in psychology, which helped this movement of knowledge
from developmental psychology into social work research.
551 Siegel, D.J. (1999) The Developing Mind. New York: Guilford; Shemmings, D. & Shemmings, Y.
(2011) Understanding Disorganized Attachment: Theory and Practice for Working with Children and Adults.
London: Jessica Kingsley; Shemmings, D. (2016) Making sense of disorganised attachment behaviour in preschool
children. International Journal of Birth and Parent Education, 4(1).
552 See e.g. Howe, D., Brandon, M., Hinings, D., & Schofield, G. (1999) Attachment Theory, Child Maltreatment
and Family Support: A Practice and Assessment Model. London: Macmillan; Golding, K.S. (2014) Nurturing
Attachments Training Resource: Running Parenting Groups for Adoptive Parents and Foster or Kinship Carers.
London: Jessica Kingsley.
553 Steele, H. & Steele, M. (eds) (2008) Clinical Applications of the Adult Attachment Interview.
New York: Guilford; Crowell, J.A. (2014) The Adult Attachment Interview. In S. Farnfield & P. Holmes (eds) The
Routledge Handbook of Attachment: Assessment (pp.144–55). London: Routledge.
326 Mary Main and Erik Hesse
contribution of others such as Fonagy and Holmes,554 in persuading the clinical community
to attend to attachment research, something Bowlby himself felt that he had failed to achieve.
Chefetz, for instance, described Main and Hesse’s work as an ‘explanatory godsend’ for clin-
icians, offering a ‘brilliant glow’ to difficult clinical phenomena.555
Among the second generation of developmental attachment research, the work of Main
and colleagues has had as much influence as that of Bowlby and Ainsworth. The Berkeley
group have been described as having ‘unprecedented resonance and influence’.556 In his final
years, Bowlby described Main’s contributions to attachment theory as ‘impressive’, ‘clinically
sophisticated’, and ‘striking’.557 When a critic spoke out at a conference against the complexity
of the descriptions of children and adults that Main was compacting within categories of in-
fant, child, and adult attachment, Bowlby replied ‘it is a language of its own, and one well-
worth learning’.558 Alongside such support from Bowlby, Main has widely been regarded as
554 Holmes, J. (1996) Psychotherapy and memory—an attachment perspective. British Journal of Psychotherapy,
13(2), 204–218; Fonagy, P. (2000) Attachment Theory and Psychoanalysis. London: Karnac.
555 Chefetz, R.A. (2004) Re-associating psychoanalysis and dissociation: a review of Ira Brenner's ‘Dissociation
of Trauma: Theory, Phenomenology, and Technique’. Contemporary Psychoanalysis, 40(1), 123–33, p.130.
556 University of Haifa (2011) Honorary doctorate awarded to Prof. Mary Main. https://web.archive.org/web/
20160602061335/http://newmedia-eng.haifa.ac.il/?p=5107.
557 Bowlby, J. (1988) The role of attachment in personality development. In A Secure Base (pp.134–54).
London: Routledge. The quotes are from, respectively, p.138, p.139, and p.147.
558 Bowlby, cited in Steele, H. & Steele, M. (1998) Response to Cassidy, Lyons-Ruth and Bretherton: a return to
Bourdieu, P. (1971, 1993) The market of symbolic goods. In R. Johnson (ed.) The Field of Cultural Production.
New York: Columbia University Press, pp.112–42; Bourdieu, P. (1999, 2011) With Weber against Weber, trans.
S. Susen. In S, Susen & B.S. Turner (eds) The Legacy of Pierre Bourdieu: Critical Essays. London: Anthem Press,
pp.111–24; Bourdieu, P. (2004) The Science of Science and Reflexivity, trans. R. Nice. Chicago: University of
Chicago Press.
560 The other three were John Bowlby’s abandonment of the notion of ‘love’ in favour of finer-grained concepts,
the Ainsworth Strange Situation, and the introduction of the attachment disorder diagnosis within the DSM. See
Rutter, M., Kreppner, J., & Sonuga-Barke, E. (2009) Emanuel Miller Lecture: attachment insecurity, disinhibited
attachment, and attachment disorders: where do research findings leave the concepts? Journal of Child Psychology
and Psychiatry, 50, 529–43.
Conclusion 327
561 Some similar proposals have been made in Flis, I. (2018) Discipline through method: recent history and
philosophy of scientific psychology (1950–2018). Unpublished doctoral thesis, University of Utrecht. In a corpus
analysis of the 2,046 psychology articles published to date in Frontiers in Psychology, Beller and Bender found that
only 8.3% feature reference to a specific theory. A small number of theories were cited in more than three articles
among the 2,046, suggesting their ongoing relevance and durability. Among these were, unsurprisingly, ‘prob-
ability theory’ and ‘evolutionary theory’ as underpinning aspects of any contemporary life science. There were
also some domain theories such as the ‘theory of planned behaviour’. However, the most frequent of all theories
mentioned in at least three articles was ‘attachment theory’. It was also the only theory from developmental psych-
ology mentioned by at least three articles in the corpus. Beller, S. & Bender, A. (2017) Theory, the final frontier?
A corpus-based analysis of the role of theory in psychological articles. Frontiers in Psychology, 8, 951.
562 Ziv, Y. & Hotam, Y. (2015) Theory and measure in the psychological field: the case of attachment theory and
the strange situation procedure. Theory & Psychology, 25(3), 274–91, p.278.
563 Ibid. p.283.
564 Researchers will likely differ on the extent to which they believe that there can be innovations that would add
value, reward the resource investment, and still be plugged into the same meta-analyses. Kuhn, T.S. (1977) The
Essential Tension: Selected Studies in Scientific Tradition and Change. Chicago: University of Chicago Press.
565 The claims of Ziv and Hotam are restricted to the developmental tradition of attachment research, within
which they were trained. However, the argument that method has incorporated and supplanted theorising can
be applied to the social psychological tradition, where the two dimensions of anxiety and avoidance have formed
the central theoretical framework over the past two decades, stabilised and protected by the Experiences of Close
Relationships measure (Chapter 5).
328 Mary Main and Erik Hesse
The movement of Main’s ideas across disciplinary spaces has occurred at the price of a
mangled and simplified image of the methods and theory of the Berkeley group. Much like
the Strange Situation was misadministered in Japan by researchers without the social links or
deep theoretical knowledge to scaffold its appropriate use (Chapter 2), Main and colleagues
have seen misapplications of their work in child welfare contexts.566 This predicament can
be regarded at least in part as resulting from a combination of the compelling, magnetic,
and absorbative quality of the ideas such as attachment, fear, disorganisation, trauma, and
dissociation—combined with problems in the effective circulation of the technical ideas and
methods of Main and colleagues outside the communities of academic and psychoanalytic
psychology. The characterisation of disorganisation as a category may also have inadvertently
helped it meld with the diagnosis-focused infrastructures of clinical and welfare investiga-
tions of families. Third-generation attachment researchers have tended to avoid categories in
566 Main, M., Hesse, E., & Hesse, S. (2011) Attachment theory and research: overview with suggested appli-
cations to child custody. Family Court Review, 49(3), 426–63, p.441. See also Granqvist, P. (2016) Observations
of disorganized behaviour yield no magic wand: response to Shemmings. Attachment & Human Development,
18(6), 529–33. For examples of the garbled reception and understanding of Main’s work in policy discourse see
e.g. Moullin, S., Waldfogel, J., & Washbrook, E. (2014) Baby Bonds: Parenting, Attachment and a Secure Base for
Children. London: Sutton Trust; All Party Parliamentary Group for Conception to Age 2 (2015) Building Great
Britons. London: Wave Foundation.
567 Madigan, S. (2019) Beyond the academic silo: collaboration and community partnerships in attachment re-
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8.
569 Dozier’s group repeatedly described the central influence of Main and Hesse’s work on their Attachment and
Biobehavioural Catch-up intervention. However, in the absence of training in the FR system, they used an alter-
native assessment of caregiving behaviour in evaluating it: the Bronfman, Parsons, and Lyons-Ruth AMBIANCE
coding system. Yarger, H.A. (2018) Investigating longitudinal pathways to dysregulation: the role of anomalous
parenting behaviour. Unpublished doctoral dissertation, University of Delaware.
Appendix 329
Appendix
(continued )
332 Mary Main and Erik Hesse
Note: The table has been confirmed by Mary Main and Erik Hesse.
Illustrative statement: ‘Whereas avoidant attachment is associated with caregiver insensitivity and rebuff, Main’s
disorganised attachment classification is associated with frightening experiences of the caregiver. The caregivers of
infants with this classification often have attachment representations characterised by lack of resolution of loss or
trauma. An important mechanism underpinning this lack of resolution is proposed to be dissociation.’
Mistaken for: Main provided an exhaustive four-category system. Some infants, classified as avoidant, experi-
enced less warm care. There is another category, comprising of ambivalent infants who also resist their caregiver’s
attempts to comfort them. A further category, disorganised infants, experienced abusive care, breaking their at-
tachment system and causing random, chaotic behaviour in the Strange Situation. The behaviour of these care-
givers can be explained by their own adverse experiences, which still disturb them, and which cause them to
behave irrationally and dangerously towards their child.
Technical meaning: Some caregivers struggle to perceive and to interpret accurately the signals and commu-
nications implicit in an infant’s behaviour, and given this understanding, to respond to them appropriately and
promptly (i.e. sensitive care). For instance, caregivers may rebuff their infants’ attachment behaviour. Main sup-
posed that such behaviour by caregivers will expectably prompt a conditional strategy from the infant, in which at-
tention is directed away from the caregiver in the Strange Situation so as to maintain regulation and environmental
responsiveness. This is in contrast to another conditional strategy (ambivalent/resistant attachment) in which at-
tention is directed vigilantly towards potential cues to the activation of the attachment system and away from cues
to the termination of the system. However, both the primary (secure) strategy and the conditional strategies can
be disrupted—for instance by conflicting affects. There may be a variety of causes of such disruption and a variety
of forms of conflict, as Hinde had already shown. Main and Hesse identified that an especially important case is
conflict between the disposition to approach the caregiver when alarmed and experiences of the caregiver as them-
selves in some way alarming. One potential cause of such experiences is when caregivers are abusive. However,
other forms of caregiver behaviour can be alarming for infants, such as sudden and inexplicable lapses in a caregiv-
er’s attentional availability. Main and Hesse found that forms of alarming caregiving behaviour are more common
among caregivers who show marked lapses in discourse or reasoning in the AAI, as defined by a technical set of
criteria that identifies in these lapses indications of disrupted attentional processing of attachment-relevant infor-
mation when discussing specific alarming events in their history.
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4
Alan Sroufe, Byron Egeland, and the Minnesota
Longitudinal Study of Risk and Adaptation
Biographical sketch
The Minnesota Longitudinal Study of Risk and Adaptation began in the early 1970s, initiated
Introduction
The Minnesota research group has been of critical importance to the establishment and de-
velopment of attachment research. Whilst to the general public Bowlby remains the most
visible and prominent representative of attachment research, within the American de-
velopmental science community this role has arguably been held by Sroufe and Egeland.
Mary Ainsworth wrote to Sroufe in 1982, expressing her deep gratitude: ‘One of the very
best things that ever happened to attachment research was your decision to participate in
it!’3 In the introduction to their six-volume edited work on attachment theory, Slade and
Holmes described the contribution of the Minnesota group as no less than a ‘revolution,’ one
that ‘brought attachment theory into mainstream academic psychology’.4 In part as a conse-
quence, attachment theory has at times been referred to as the Bowlby–Ainsworth–Sroufe
1 Dante Cicchetti interviewed by Robert Karen, cited in Karen, R. (1998) Becoming Attached: First Relationships
and How They Shape Our Capacity to Love. Oxford: Oxford University Press, p.167.
2 Marvinney, D. (1988) Sibling relationships in middle childhood: implications for social-emotional develop-
tradition.5 The primary scientific contribution of the Minnesota group under the leadership
of Sroufe and Egeland has been to show the developmental implications of early caregiving
and attachment. This was of essential importance for consolidating Ainsworth’s findings and
for showing why they mattered for development. Furthermore, on the basis of their em-
pirical research, Sroufe, Egeland, and colleagues made important theoretical contributions
to the conceptualisation of the role of attachment within development as a whole. Fonagy
would describe Sroufe and the Minnesota group as having played a ‘seminal role in ex-
tending the scope of attachment theory from an account of the developmental emergence
of a set of social expectations to a far broader conception of attachment as an organizer of
physiological and brain regulation’.6
In the 1940s, Bowlby felt unable to report on his clinical observations of child abuse
(Chapter 1). By the 1970s, however, the clinical community had come to acknowledge the
5 E.g. Belsky, J. (2002) Developmental origins of attachment styles. Attachment & Human Development, 4(2),
166–70.
6 Fonagy, P. (2015) Mutual regulation, mentalization, and therapeutic action. Psychoanalytic Inquiry, 35(4),
355–69, p.358.
7 Hacking, I. (1991) The making and molding of child abuse. Critical Inquiry, 17(2), 253–88; Ferguson, H. (2004)
Protecting Children in Time: Child Abuse, Child Protection and the Consequences of Modernity. London: Palgrave.
8 Jones, J.P. & Kodras, J.E. (1990) Restructured regions and families: the feminization of poverty in the US.
Annals of the Association of American Geographers, 80(2), 163–83; Hancock, A.M. (2004) The Politics of Disgust: The
Public Identity of the Welfare Queen. New York: NYU Press.
9 Shaffer, A., Huston, L., & Egeland, B. (2008) Identification of child maltreatment using prospective and self-
report methodologies: a comparison of maltreatment incidence and relation to later psychopathology. Child Abuse
& Neglect, 32(7), 682–92. These results agree with later meta-analytic findings: Baldwin J.R., Reuben, A., Newbury,
J.B., & Danese, A. (2019) Agreement between prospective and retrospective measures of childhood maltreat-
ment: a systematic review and meta-analysis. JAMA Psychiatry, 76(6), 584–93.
10 The term ‘risk’ is multivalent and potentially obfuscating, as noted by Lupton, D. (1999) Risk.
London: Routledge. However, Sroufe’s usage has been clear and consistent throughout his career: Sroufe, L.A.,
Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person. New York: Guilford: ‘A risk factor
is anything that increments the probability of some negative outcome’ for individuals or families within a given
population (28).
Introduction 339
as multiply determined.11 Particular attention was given to risk and protective factors in the
life of the child’s caregiver or caregivers. Egeland and colleagues recruited 267 women in
the third trimester of pregnancy and living in poverty.12 However, in line with Sameroff ’s
ideas, Egeland and colleagues were intent on assessing the multiple adversities faced by the
families, documenting the widespread prevalence of domestic violence, mental health prob-
lems, and drug and alcohol use. Forty-one percent of the mothers had not finished high-
school education;13 86% of the pregnancies were unplanned, with a third of families having
obtained no equipment necessary for the baby or made arrangements for somewhere for the
baby to sleep;14 the mothers were often socially isolated, with very low average levels of social
support;15 59% were single at the time of their baby’s birth, compared to a 13% national
average in 1975;16 and only 13% of the fathers were living in the same home as their children
by the time they had reached 18 months of age. Soon after the study began, Egeland con-
11 Sameroff, A.J. & Chandler, M.J. (1975) Reproductive risk and the continuum of caretaking casualty.
Review of Child Development Research, 4, 187–244; Mangelsdorf, S.C. (2011) The early history and legacy of the
Minnesota Parent–Child Longitudinal Study. In D. Cicchetti & G.I. Roisman (eds) The Minnesota Symposia on
Child Psychology, Volume 36: The Origins and Organization of Adaptation and Maladaptation (pp.1–12). Hoboken,
NJ: Wiley.
12 Egeland, B. & Sroufe, L.A. (1981) Attachment and early maltreatment. Child Development, 52(1), 44–52.
13 Pianta, R.C., Sroufe, L.A., & Egeland, B. (1989) Continuity and discontinuity in maternal sensitivity at 6, 24,
Lancaster (eds) Child Abuse and Neglect: Biosocial Dimensions. New York: Aldine De Gruyter, 255–76, p.259.
15 Appleyard, K., Egeland, B., & Sroufe, L.A. (2007) Direct social support for young high risk children: relations
with behavioral and emotional outcomes across time. Journal of Abnormal Child Psychology, 35(3), 443–57: ‘27%
of the sample had only one or two individuals in their network’ (447).
16 US Bureau of the Census (1975) Marital Status and Living Arrangements: March 1995 Update. Washington,
at twelve and eighteen months: stability and change in families under stress. Child Development, 50(4), 971–5.
19 Sroufe, L.A. (1970) A methodological and philosophical critique of intervention- oriented research.
Developmental Psychology, 2(1), 140–45.
20 Elmer, E. (1977) Fragile Families, Troubled Children: The Aftermath of Infant Trauma. Pittsburgh: University of
Pittsburgh Press, discussed in Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of
the Person. New York: Guilford, p.51.
340 Alan Sroufe and Byron Egeland
in a variety of ways, building convergent validity piece by piece out of multiple sources of
information. These included researcher observation, parent report, and professional assess-
ments.21 Such an approach allowed the Minnesota group to distinguish the shared and non-
shared contribution of abuse and other adversities to later outcomes. Shaffer, Huston, and
Egeland later reported that 40% of the non-maltreated child participants in their sample met
diagnostic criteria for at least one mental disorder in late adolescence. Reports from abuse
from one source made an additional contribution to later mental health, with an additional
20% of participants diagnosed with at least one mental disorder. There was, however, an add-
itional 32% where abuse was validated by more than one source.22
A sense of the serious ethical commitment of Egeland, Sroufe, and colleagues in com-
mencing a longitudinal study with a large sample recruited on the basis of low income and
adversity, and the value of making sense of parents’ experiences, comes through with spe-
21 Egeland, B. & Sroufe, L.A. (1981) Attachment and early maltreatment. Child Development, 52(1), 44–52.
22 Shaffer, A., Huston, L., & Egeland, B. (2008) Identification of child maltreatment using prospective and self-
report methodologies: a comparison of maltreatment incidence and relation to later psychopathology. Child Abuse
& Neglect, 32(7), 682–92, Table 3. As well as careful work to ensure the convergent and predictive validity of their
quantitative measures, the Minnesota group made particular efforts to understand the perspectives of their parti-
cipants. They therefore conducted extensive interviews with their participants. The interviews were used to create
rating scales, though it is a shame that qualitative analyses of these interviews were never reported.
23 Alan Sroufe interviewed in Karen, R. (1998) Becoming Attached: First Relationships and How They Shape Our
Capacity to Love. Oxford: Oxford University Press: ‘The poor single mothers in our study all want the best for their
kids. They maybe can’t do it. They may be so beaten down by their histories and their circumstances that they’re
doing a terrible job, but I’ve never seen one that didn’t want to do it right’ (378).
24 Sroufe, L.A. (1985) Attachment classification from the perspective of infant–caregiver relationships and in-
of early experience: lessons from the Minnesota Longitudinal Study. Developmental Review, 30(1), 36–51, p.36.
27 Sroufe, L.A. (1979) The coherence of individual development: early care, attachment, and subsequent devel-
later maladaptation by earlier maladaptation, even if these forms of maladaptation were con-
ditioned by quite different developmental challenges. Such difficulties would be held in place
not only by individual-level factors, but also by the insistent compounding of environmental
risks and the paucity of forms of support over time, which provides poor soil for anything
but problems to grow. The Minnesota group therefore focused their attention on factors that
could contribute to change and stability, and the role of family life as a contributory to these
processes.
A multigeneration longitudinal study was the necessary testing-ground for many of the
ideas that Bowlby and Ainsworth had sketched about attachment. For Ainsworth, ‘longi-
tudinal research deals with the very stuff of life and human development, with all its conse-
quent complexities and difficulties’.28 The participant is sought and attended to in the round.
In her time it was a general consensus among developmental researchers that ‘long-term lon-
28 Ainsworth, M. (1962) The effects of maternal deprivation: a review of findings and controversy in the context of
research strategy. In Deprivation of Maternal Care: A Reassessment of its Effects (pp.87–195). Geneva: WHO, p.106.
29 Ainsworth, M. (1962) Letter to John Bowlby, 11 December 1962. Mary Ainsworth papers, Box M3168,
Folder 1.
30 Waters, E., Wippman, J., & Sroufe, L.A. (1979) Attachment, positive affect, and competence in the peer
group: two studies in construct validation. Child Development, 50(3), 821–29: ‘As a developmental construct, se-
curity of attachment can be validated only by confirming predicted external correlates’ (822).
31 Carlson, E.A., Sroufe, L.A., & Egeland, B. (2004) The construction of experience: a longitudinal study of repre-
Scientific Research Programmes. J. Worrall & G. Currie (eds). Cambridge: Cambridge University Press.
33 Sroufe, L.A., Fox, N.E., & Pancake, V.R. (1983) Attachment and dependency in developmental perspective.
Child Development, 54(6), 1615–27, p.1616. See also Main M. (1999) Mary D. Salter Ainsworth: tribute and por-
trait. Psychoanalytic Inquiry, 19, 682–776: ‘if the links found in Ainsworth’s small Baltimore sample were to endure
the test of time, a number of vital empirical questions would have to be addressed. Perhaps the most central and
enduring leader in this initial quest was Alan Sroufe of the Institute of Child Development at the University of
Minnesota . . . Sroufe’s pioneering work made an immeasurable difference to Mary Ainsworth’s acceptance in the
empirically oriented psychological circles of the 1970’s, since the Institute at the University of Minnesota was con-
sidered to be “hardheaded”, and psychometrically sophisticated. As soon as Sroufe (shortly to be joined by Byron
Egeland) began his investigations of infant–mother interaction, infant strange situation behavior, and the child’s
later development (the study with Egeland is presently continuing into young adulthood), Mary Ainsworth felt
secured on two sides: in England, by her mentor, John Bowlby, and within the United States, by the much younger
Alan Sroufe and his new student Everett Waters’ (731).
342 Alan Sroufe and Byron Egeland
not just cut-up aspects of the person’s behaviour.34 One was to seek opportunities for nat-
uralistic observation, where possible, especially in the early years of the study. Whereas
video technology was just becoming available to researchers in the late 1960s, for use by
Ainsworth’s doctoral students but not in her home observations, the Minnesota group made
extensive use of video observations as well as observer report in order to capture the behav-
iour of their families in detail, and in a way that permitted repeated coding and inter-rater
reliability.35 Critics alleged that Ainsworth’s observational data by no means amounted to
science. This criticism has been often repeated over the decades.36 By contrast, use of video
technology and multiple observers helped the Minnesota group combine the naturalistic
observation valued by Ainsworth with a strengthened apparatus of scientific reliability and
replication.
A second priority of the Minnesota group was to focus on broad-band competencies,
34 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person.
any scholar would consider the notes taken by the diverse observers during home visits reliable scientific data’.
Vicedo, M. (2018) On the history, present, and future of attachment theory. European Journal of Developmental
Psychology, 17(1).
37 Elicker, J., Englund, M., & Sroufe, L.A. (1992) Predicting peer competence and peer relationships in child-
hood from early parent–child relationships. In R. Parke & G. Ladd (eds) Family–Peer Relationships: Modes of
Linkage (pp.77–106). Hillsdale, NJ: Lawrence Erlbaum: ‘There can be multiple pathways to adaptive success (see
Sroufe & Jacobvitz 1989). Discrete measures, such as social participation or sharing, are used to provide concur-
rent validity for the broad band competence measures, or in follow up analyses to examine specific aspects of
overall competence. Additional assessment strategies compatible with the organizational perspective include: em-
phasis on naturalistic observation, rather than on highly structured laboratory tasks, especially in the early stages
of research; emphasis on situations in which there is a clear need for the individual to coordinate affect, condition
and behaviour; and special attention to situations that tax the adaptive capacity of the individual’ (83).
38 A detailed evaluation and critique of all the Minnesota papers published by the early 1980s is presented as
Chapter 9 of Lamb, M., Thompson, R.A., Gardner, W., & Charnov, E.L. (1985) Infant–Mother Attachment: The
Origins and Developmental Significance of Individual Differences in the Strange Situation. Hillsdale, NJ: Lawrence
Erlbaum. The issue of lack of transparency and the potential for cherry-picking strong results through compos-
iting variables is, however, perhaps the primary criticism.
Introduction 343
to be diffuse and pervasive rather than localised. Many of the assessment measures originally
developed in Minnesota were used in subsequent cohort studies.
The concern with observation and with assessing broad-band competencies led the
Minnesota group to utilise the laboratory as a site for ‘critical situations’ (Chapter 2), where
aspects of ordinary experience could be dramatised. They designed and set tasks that re-
quired the child or dyad to coordinate affect, cognition, and behaviour—the components
of a behavioural system—to solve the problem. The laboratory-based challenge might differ
in degree from those encountered within the rich, obscuring colour and camouflage of
everyday life. Nonetheless it was anticipated to present a broad-band demand upon the re-
sources, expectations, and capacities of the individual or dyad, and in this way offer a window
into their history and present-day functioning. The paradigmatic example of such a chal-
lenge for the Minnesota group was the Ainsworth Strange Situation, which taxed children’s
39 Elicker, J., Englund, M., & Sroufe, L.A. (1992) Predicting peer competence and peer relationships in child-
hood from early parent–child relationships. In R. Parke & G. Ladd (eds) Family–Peer Relationships: Modes of
Linkage (pp.77–106). Hillsdale, NJ: Lawrence Erlbaum, p.83.
40 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person.
Courtois & J.D. Ford (eds) Treating Complex Traumatic Stress Disorders: An Evidence-Based Guide (pp.124–44).
New York: Guilford, p.126.
42 Kovan, N.M., Chung, A.L., & Sroufe, L.A. (2009) The intergenerational continuity of observed early parent-
long periods, pursuing multivariate analyses, and making powerful empirical contributions
that in turn have implications for theory and child welfare practice.
In this, one area of particular contribution to the field of attachment research was in the con-
ceptualisation and study of emotions. In order to situate the findings regarding attachment from
the Minnesota study, this chapter will begin by outlining Sroufe’s general model of emotion. The
selection of measures and the interpretation of findings by the Minnesota group were deter-
mined by a variety of factors which could vary from study to study. Nonetheless nearly all stud-
ies by the research group draw on Sroufe’s theory in the justification for their research design or
in making sense of their results. It is therefore important to consider this contribution before
describing the major empirical reports from the cohort study. And whilst Sroufe’s headline ideas
are familiar and well cited, the development of his ideas, and their full depth, are less well known
as they are often scattered across a variety of texts. As a result, many important aspects of Sroufe’s
Theory of affect
Emotional development
43 Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge University Press, p.177.
44 For discussion of the standing of emotion within the psychological science of this period see Cicchetti, D.
& Schneider-Rosen, K. (1984) Theoretical and empirical considerations in the investigation of the relationship
between affect and cognition in atypical populations of infants: contributions to the formulation of an integrative
theory of development. In C. Izard, J. Kagan, & R. Zajonc (eds) Emotions, Cognition, and Behavior (pp.366–406).
Cambridge: Cambridge University Press. There were some exceptions and attempts at bridge-building, e.g. James,
A.E. (1976) Freud, Piaget, and human knowledge. Annual Review of Psychoanalysis, 4, 253–77; Schlesinger, H.J.
Theory of affect 345
through the 1970s, across the social sciences, attention to emotional life, emotion regula-
tion, and the social situatedness of emotions was growing, reflecting rising attention to these
topics in wider society and politics.45 In a landmark book chapter from 1979, Sroufe argued
that ‘the child grows not as a perceptive being, not as a cognitive being, but as a human being
who experiences anxiety, joy, and anger, and who is connected to its world in an emotional
way’.46 Together with Minnesota colleagues, Sroufe highlighted the flexibility of human be-
havioural systems, in contrast to reflexes, and the role of psychosocial challenges such as
trust, autonomy, and control as providing the context of their progressive elaboration. Many
behavioural systems include reflex or relatively inbuilt components, but become elaborated
as they are fed by social and cultural experiences. For instance, the laugh response is predis-
posed for human infants by particular kinds of situation, such as incongruity in the context
of mid–high arousal, but also by the availability of a caregiver who gives a positive appraisal
(1971) Clinical-cognitive psychology: models and integrations. Psychoanalytic Quarterly, 40, 366–68. However,
these had little traction.
45 For psychological science see e.g. Izard, C. (1977) Human Emotions. New York: Plenum; Lewis, M. &
Rosenblum, L. (1978) Introduction: issues in affect development. In M. Lewis & L. Rosenblum (eds) The
Development of Affect: The Genesis of Behavior, Vol. 1 (pp.1–10). New York: Plenum. As a point of comparison, see
the growing attention to emotions in anthropology. Rosaldo, M.Z. (1980) Knowledge and Passion: Ilongot Notions
of Self and Social Life. Cambridge: Cambridge University Press. On the wider context of emotional citizenship in
the late 1970s and early 1980s see Berlant, L. (2008) The Female Complaint. Durham, NC: Duke University Press.
46 Sroufe, L.A. (1979) Socioemotional development. In J. Osofsky (ed.) Handbook of Infant Development
Development, 43(4), 1326–44; Sroufe, L.A. & Waters, E. (1976) The ontogenesis of smiling and laughter: a perspec-
tive on the organization of development in infancy. Psychological Review, 83(3), 173–89.
48 In general, though without full consistency, Sroufe used the term ‘affect’ to refer to the embodied reaction to a
salient event, and ‘emotion’ to refer to the subjective experience of this reaction, including awareness of its source.
An affect seems to have more of the early, embodied prototype in play, whereas an emotion seems to be more in-
flected by contemporaneous cognitive resources. However, this contrast is only elaborated implicitly by Sroufe.
49 Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge University Press, p.144.
346 Alan Sroufe and Byron Egeland
Resolving conflicts is an important building block of the child’s emerging sense of com-
petence at problem solving, and as Erikson argues, it also deepens the child’s trust in the
caregiving relationship. Such prototypical conflict experiences within the security of the
caregiving relationship can also represent a model for later close relationships, providing
an abiding confidence that relationships may be sustained despite strife, which allows a
person to risk conflict in relationships and, ultimately, to even see its value.50
Cognitive factors underlie the unfolding of emotions: only with recognition is there
pleasure and disappointment; only with some development of causality, object perman-
ence, intentionality and meaning are there joy, anger, and fear; only with self-awareness
is there shame. Also, distinctions among affects and their precursors call upon cognitive
achievements—for example, fear, as reflected in more immediate distress upon a second
exposure to a stranger, has been referred to as a categorical reaction, dependent upon as-
similation to a negative scheme. Finally, the effects of sequence, setting, and other aspects
of context on emotion are obviously mediated by cognition.51
Certain emotions, such as shame, pride, and guilt, are only possible once sufficient cognitive
infrastructure is available, since, together with high arousal, they require identification of
discrepancies between behaviour and the representation of our value from the perspective
of others. Think, for instance, of the development over childhood of shame in what we have
drawn with pencil and paper, or in our bodies, to the point that it is to an extent typical in
adults. Sroufe observed that since toddlers are only just piecing together the representation
of their value in the eyes of others, this impression may still be especially fragile. A conse-
quence is that ‘the toddler is vulnerable to a global feeling of dissolution when being pun-
ished for a specific behaviour (especially if done harshly or in a degrading way)’.52 Whereas
in the first year of life, anxiety in relationships is associated particularly with separation,
Sroufe argued that over the second year, cognitive advances allow psychological separations,
such as scolding, to be pierced by as much anxiety as physical separations.53
In his account of emotional development, Sroufe took particular interest in the basic
smile reflex, highlighting the critical role of social interaction. He wrote beautifully of the
social smile as the ‘crowning achievement’ of the first three months of life, initiating the use
50 Ibid. p.206.
51 Sroufe, L.A. (1979) Socioemotional development. In J. Osofsky (ed.) Handbook of Infant Development
(pp.462–515). New York: John Wiley, p.491.
52 Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge University Press, p.199.
53 Ibid. p.126.
Theory of affect 347
of positive affects within communication: ‘the infant smiles and coos at its own feet, at its
toy giraffe, and especially at the caregiver. For the first time it laughs in response to vigorous
stimulation. “Pleasure has become an excitatory phenomenon”, associated with high states
of excitation (Escalona, 1968, p.159). With eyes sparking, caregiver and infant set out upon
the task of establishing reciprocal exchanges.’54 The infant does not yet have a ‘representa-
tion’ of the relationship—that will only come later, along with language—but they do have
‘action schemes’ which allow for procedure-level memories and expectation of how the care-
giver will respond, coordinated recognition, and sharing of differentiated emotions, and
some basic forms of independent emotion regulation.55 Action schemes are encoded in a
preverbal way that is qualitatively different to semantic memory, and that makes them more
difficult to verbally analyse and re-evaluate.
With cognitive development, more complex and differentiated emotions are possible. Yet
54 Sroufe, L.A. (1979) Socioemotional development. In J. Osofsky (ed.) Handbook of Infant Development
(pp.462–515). New York: John Wiley, p.478; Escalona, S.K. (1969) The Roots of Individuality: Normal Patterns of
Development In Infancy. Oxford: Aldine.
55 Sroufe, L.A. (1989) Relationships, self, and individual adaptation. In A.J. Sameroff & R.N. Emde (eds)
Relationship Disturbances in Early Childhood: A Developmental Approach (pp.70–94). New York: Basic Books, p.76.
The term ‘emotion regulation’ remains undefined in the writings of Sroufe and Egeland. However, in practice their
usage resembles Thompson, R.A., Flood, M.F., & Lundquist, L. (1995) Emotional regulation and developmental
psychopathology. In D. Cicchetti & S. Toth (eds) Rochester Symposium on Developmental Psychopathology, Volume
6: Emotion, Cognition, and Representation (pp.261–99). Rochester, NY: University of Rochester Press: ‘emotional
regulation consists of the extrinsic and intrinsic processes responsible for monitoring, evaluating and modifying
emotional reactions, especially their intensive and temporal features, to accomplish ones goals . . . this definition of
emotion regulation includes maintaining and enhancing emotional arousal as well as inhibiting it’ (265).
56 Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge University Press, p.64–5.
57 Sroufe, L.A. (1979) Socioemotional development. In J. Osofsky (ed.) Handbook of Infant Development, (pp.462–
515). New York: John Wiley, p.488; see also Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge
University Press, p.55.
58 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person. New York:
Guilford, p.11.
59 See also Sroufe, L.A., Egeland, B., & Kreutzer, T. (1990) The fate of early experience following developmental
change: longitudinal approaches to individual adaptation in childhood. Child Development, 61(5), 1363–73.
348 Alan Sroufe and Byron Egeland
60 Sroufe, L.A. (2005) Attachment and development: a prospective, longitudinal study from birth to adulthood.
Relationship Disturbances in Early Childhood: A Developmental Approach (pp.70–94). New York: Basic Books, p.83.
63 Kagan, J. (1982) Psychological Research on the Human Infant: An Evaluative Summary. New York: W.T. Grant
Foundation. See also Kagan, J. (1995) On attachment. Harvard Review of Psychiatry, 3(2), 104–106; Kagan, J. (1996)
Three pleasing ideas. American Psychologist, 51(9), 901–908. On Kagan’s role as a ‘spokesperson’ for critics of at-
tachment research see Karen, R. (1998) Becoming Attached: First Relationships and How They Shape Our Capacity
to Love. Oxford: Oxford University Press, p.253.
64 Sroufe, L.A. (1985) Attachment classification from the perspective of infant–caregiver relationships and in-
Online Readings in Psychology and Culture, 6(1), 7, p.25. See Vaughn, B.E. & Bost, K.K. (2016) Attachment and
temperament as intersecting developmental products and interacting developmental contexts throughout in-
fancy and childhood. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical
Applications, 3rd edn (pp.202–22). New York: Guilford.
Theory of affect 349
attachment, and temperament interrelate (Chapter 7).66 If, as Karen has suggested, Kagan in-
tentionally helped to block access to key potential funders for attachment research through
the 1980s, the war becomes quite intelligible.67 Yet with Kagan’s relevance for attachment re-
search receding into the past, the opposition between attachment and temperament has lost
some of its necessity. In an article from 2000, Sroufe and colleagues accepted that the majority
of variance in internalising and anxiety symptoms in middle childhood is likely accounted
for by temperamental and genetic factors.68 And in a 2005 article, Sroufe highlighted the
interaction between infant temperament and caregiving sensitivity in predicting infant am-
bivalent/resistant attachment in the Strange Situation in the Minnesota Longitudinal Study
of Risk and Adaptation.69 Nonetheless, with the exception of the ambivalent/resistant clas-
sification, a meta-analysis by Groh found little evidence for main effects of temperamental
variation in the development of differences in infant attachment.70 Exciting examinations of
Felt security
66 Van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2012) Integrating temperament and attachment. The
differential susceptibility paradigm. In M. Zentner & R.L. Shiner (eds) Handbook of Temperament (pp.403–24).
New York: Guilford, p.409.
67 Karen, R. (1998) Becoming Attached: First Relationships and How They Shape Our Capacity to Love.
play narratives. Journal of the American Academy of Child & Adolescent Psychiatry, 39(1), 100–107: ‘The variance
accounted for by our variables in the prediction from 5-year-old narratives to 6-year-old internalizing and anxiety
symptoms was substantial for this kind of research (20%), [and] there is a strong likelihood that genetic predispos-
ition and temperament account for much of the remaining variance’ (106).
69 Sroufe, L.A. (2005) Attachment and development: a prospective, longitudinal study from birth to adulthood.
Attachment & Human Development, 7(4), 349–67. These results were earlier reported in Susman-Stillman, A.,
Kalkoske, M., Egeland, B., & Waldman, I. (1996) Infant temperament and maternal sensitivity as predictors of at-
tachment security. Infant Behavior and Development, 19(1), 33–47.
70 Groh, A.M., Narayan, A.J., Bakermans-Kranenburg, M.J., et al. (2017) Attachment and temperament in the
of the term ‘comfort’ to describe the set-goal of the attachment system in infancy led a subterranean existence over
decades. For example, the concept of comfort can be seen dodging in and out of view in Separation: ‘accessibility
in itself is not enough. Not only must an attachment figure be accessible but he, or she, must be willing to respond
in an appropriate way; in regard to someone who is afraid this means willingness to act as comforter and protector.
Only when an attachment figure is both accessible and potentially responsive can he, or she, be said to be truly
available. In what follows, therefore, the word “available” is to be understood as implying that an attachment figure
is both accessible and responsive.’ Bowlby, J. (1973) Separation. New York: Basic Books, p.234. Following Bowlby,
Ainsworth tended to use ‘availability’ in descriptions of the set-goal in infancy in written presentations. However,
in oral presentations she tended to use the term ‘comfort’.
350 Alan Sroufe and Byron Egeland
these subjective states primarily the role of concomitants to the set-goal of the attachment
system, which he positioned as ‘proximity’ (Chapter 1). In the 1970s, however, there were
growing concerns that the attachment paradigm was being hindered by a lack of precision in
situating the subjective, felt aspects of the phenomena under discussion. The German eth-
ologist and systems theorist Norbert Bischof, for example, observed that ‘authors dealing
with attachment quite commonly talk about the mother as a source of infantile “security”. It
should be noted, however, that this term does not clearly distinguish between an emotional
state (feeling more or less secure) and an environmental fact.’73 Sroufe and Waters likewise
argued that Bowlby’s neglect of emotion obscured, and even distorted, his account of the at-
tachment behavioural system.
In ‘Attachment as an organizational construct’, published in 1977, Sroufe and Waters
raised several objections to the sidekick role allocated to emotion.74 They noted that some
73 Bischof, N. (1975) A systems approach toward the functional connections of attachment and fear. Child
1184–99.
75 Ibid. p.1191.
76 Sroufe, L.A. (1979) The coherence of individual development: early care, attachment, and subsequent devel-
I am in agreement with you . . . I have for my part referred to ‘availability’ as the set-goal in
the case of children and adults. It requires belief in the effectiveness of communication &
belief that the attach figure will respond if called upon & that physical proximity is readily
attainable when desired.81
The set-goal of the attachment system in infancy was revised by Ainsworth to be caregiver
‘availability’, assumed to incorporate behavioural, cognitive, and emotional components.
In this, access to proximity was maintained as one of the proximal goals of the attachment
system at high levels of activation, but not the ultimate set-goal regardless of level of ac-
tivation. Unfortunately there was only one book chapter in which Ainsworth explicitly
flagged the shift in position, and it was framed as a rejection rather than partial acceptance
of Sroufe and Waters’ position.82 Furthermore, most readers assumed that when Bowlby and
Ainsworth were referring to availability, they meant exclusively older children.83 Attachment
researchers still today have generally not integrated the different positions, and the set-goal
of the attachment system remains variously defined as ‘proximity’, ‘availability’, ‘accessibility’,
and ‘felt security’.84 Ainsworth’s student Roger Kobak, recognising this problem, roundly
78 E.g. Cicchetti, D. & Pogge-Hesse, P. (1981) The relation between emotion and cognition in infant devel-
opment. In M. Lamb & L. Sherrod (eds) Infant Social Cognition (pp.205–72). Hillsdale, NJ: Lawrence Erlbaum;
Erickson, M.F., Korfmacher, J., & Egeland, B. (1992) Attachments past and present: implications for therapeutic
intervention with mother–infant dyads. Development & Psychopathology, 4(4), 495–507, p.496. In fact, Erickson
and colleagues appear to have regarded Bowlby’s behavioural system model as superseded already by his own no-
tion of internal working models.
79 Cummings, M.E. & El-Sheikh, M. (1986) An Organizational Scheme for the Classification of Attachments on
yond infancy. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the Preschool Years: Theory,
Research, and Intervention (pp.463–88). Chicago: University of Chicago Press.
83 See e.g. Kerns, K.A. & Brumariu, L.E. (2016) Attachment in middle childhood. In J. Cassidy & P. Shaver (eds)
tempted to adjudicate the issue in favour of ‘availability’ as the set-goal of the attachment behavioural system. This
section was removed from the chapter for the third edition. Besides Kobak’s chapter, there has been little attempt to
adjudicate the issue, except where it has caused problems on the borders between the developmental and the social
psychology attachment traditions (Chapter 5). An early exception is Greenberg, M.T., Siegel, J.M., & Leitch, C.J.
(1983) The nature and importance of attachment relationships to parents and peers during adolescence. Journal of
352 Alan Sroufe and Byron Egeland
criticised everyone. Bowlby and Ainsworth were criticised for recognising so late in the
day that caregiver availability, even in infancy, was broader than proximity. And Sroufe and
Waters were criticised for underspecifying the role of physical proximity, and for defining
felt security too loosely. Not least, Kobak was concerned that a whole host of factors could
contribute to feeling secure, not all of which would be based in attachment processes.85
Kobak reserved particular criticism, however, for the way that Sroufe and Waters’ pro-
posal contributed to the split in attachment theory between the developmental tradition and
the social psychology tradition (Chapter 5). Kobak regarded the split as based in part on a
lack of clarity about how the attachment system actually works in adulthood, caused in part
by Sroufe and Waters’s overencompassing and subjective notion of felt security.86 More re-
cently, Kobak has moderated his criticisms, likely in the context of increased rapprochement
between the developmental and social psychological traditions of attachment research. He
Social affects
In the 1980s, Sroufe’s theoretical reflections on attachment and emotional development were
elaborated by the Minnesota group’s empirical research. An important early study was ‘The
role of affect in social competence’, published in 1984 by Sroufe, Fox, and Pancake, reporting
a mixed methods study of the experiences of children in the sample in preschool.88 Two pre-
school classes (15 children and 25 children) were constituted out of children in the sample
who had received the same attachment classification at 12 and 18 months, stratified to in-
clude children from each of the Ainsworth classifications. The preschool lasted for 20 weeks.
Youth and Aolescence, 12(5), 373–86. Greenberg and colleagues retain proximity and felt security as two different
set-goals of the attachment system, one or both of which may be met. For instance, the ambivalent/resistant infant
was conceptualised as achieving proximity but not felt security.
85 This criticism of Sroufe and Waters has recently been made again in a book chapter collectively written by
a group of anthropologists and developmental psychologists: Gaskins, S., Beeghly, M., Bard, K.A., et al. (2017)
Meaning and methods in the study and assessment of attachment. In H. Keller & K.A. Bard (eds) Contextualizing
Attachment: The Cultural Nature of Attachment (pp.321–33). Cambridge, MA: MIT Press.
86 Kobak, R. (1994) Adult attachment: a personality or relationship construct? Psychological Inquiry, 5(1), 42–4;
Kobak, R. (1999) The emotional dynamics of disruptions in attachment relationships: implications for theory, re-
search, and clinical intervention In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and
Application (pp.21 – 43). New York: Guilford, p.31.
87 Kobak, R., Zajac, K., & Madsen, S.D. (2016) Attachment disruptions, reparative processes, and psychopath-
ology: theoretical and clinical implications. In P.R. Shaver & J. Cassidy (eds) Handbook of Attachment, 3rd edn
(pp.25–39). New York: Guilford.
88 Sroufe, L.A., ???Schork, E., Motti, F., Lawroski, N., & LaFreniere, P. (1984) The role of affect in social com-
petence. In C. E. Izard, J. Kagan, & R. B. Zajonc (Eds.), Emotion, cognition, and behavior (pp. 289-319).
Cambridge: Cambridge University Press. Mary Jo Ward later recalled this period: ‘My fondest memories of Alan
are from the year of the preschool project. He was in his element: choosing just the right subjects to compose a
class, working daily with some very gifted teachers, supervising grad students, planning assessments and coming
up with methods to capture the richness of what we were observing each day. But he was most happy about getting
to know each of the precious children. His insights into each child’s coping, his joy in their accomplishments, his
concern for their trials gave us an amazing opportunity to experience the human side of developmental science. It’s
an example that we’ll never forget.’ Ward, M.J. (2009) Tribute to L. Alan Sroufe on the Occasion of his Retirement, 17
October 2009, Minneapolis. Unpublished manuscript shared by the author.
Theory of affect 353
Based on detailed ethnographic observations, Sroufe and colleagues were struck by the role
of positive emotion, which seemed to serve as the major currency of social interaction.
The children in the sample who found it difficult to socialise seemed often those who
were unable to resource positive emotions to serve this role of currency.89 From childhood
onwards, Sroufe and colleagues theorised, something has to be shared in order to make or
sustain a relationship. Emotion offers potent forms of sharing, and indeed of not sharing.90
Relative access to shared positive affect therefore contributes to the creation and stabilisa-
tion of social hierarchies, which in turn channel the expression and acceptance of emotion
between the preschool students. In the two different classes, Sroufe and colleagues asked the
teachers to rank the students in order of social competence. They found a strong association
between competence ranking and the frequency of affectively positive social interaction
(ρ = .70, p < .002). Notably, however, the frequency of social interaction with a negative af-
89 Sroufe, L.A., Schork, E., Motti, E., Lawroski, N., & LaFreniere, P. (1984) The role of affect in social competence.
In C. Izard, J. Kagan, & R. Zajonc (eds) Emotion, Cognition and Behavior (pp.289–319). New York: Plenum, p.290.
90 Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge University Press: ‘Emotion is part of all
critical transactions with the environment. It guides, directs, and sometimes disrupts action. And it is the currency
of personal relationships’ (12).
91 Sroufe, L.A., Schork, E., Motti, E., Lawroski, N., & LaFreniere, P. (1984) The role of affect in social compe-
tence. In C. Izard, J. Kagan, & R. Zajonc (eds) Emotion, Cognition and Behavior (pp.289–319). New York: Plenum,
p.298–9.
92 Ibid. p.305.
93 Sroufe, L.A. & Fleeson, J. (1986) Attachment and the construction of relationships. In W. Hartup & Z. Rubin
relationships with individuals who have some investment in maintaining earlier patterns
of power and identity. So efforts these children undertake as adults to avoid the abusive role
may still leave them disadvantaged in attempting to parent well, especially when contextual
demands elicit intuitive and unreflective responses.
A second key claim made by Sroufe and Fleeson was that the organisation of life within
the family and the psychological coherence and emotional life of its members influence one
another. If the integration of behaviour, thought, and emotion within the family over time
is fragile or punctuated by crises, the members of the family will find emotion regulation
difficult. Likewise, if a member of the family has difficulty organising behaviour, thinking,
and emotions in coherent ways, this makes integration at the level of the family a greater
challenge.94 At both the individual and the family level, the integration of emotion with
thoughts and feelings permits the modulation and direction of emotional expression. In turn
94 Sroufe, L.A. & Fleeson, J. (1988) The coherence of family relationships. In R.A. Hinde & J. Stevenson-Hinde
(eds) Relationships within Families: Mutual Influences (pp.27–47). Oxford: Oxford University Press.
95 See also Sroufe, L.A., Cooper, R.G., DeHart, G.B., & Marshall, M.E. (1996) Child Development: Its Nature and
Relationship Disturbances in Early Childhood (pp.97–124). New York: Basic Books, p.107.
98 Sroufe, J.W. (1991) Assessment of parent–adolescent relationships: implications for adolescent development.
raised in families where anger was disguised or distorted and in which members of the
family did not feel able to communicate safely. Conversely, children were likely to display
dysregulation of emotion under two conditions, which could occur separately or together.
One was when integration was hindered by intrusive sharing of emotions by the parents. The
other was when the roles in the family were distorted, with the opposite-sex parent seeking a
closer relationship with the child than with his or her partner. In either case, intimacy occurs
primarily to the parent’s pacing, without modulation for the child’s needs. Both situations
were theorised by Fleeson to contribute to a feeling of lack of control for the child. The child’s
attachment relationship with the parent means that insulation against intrusive parental in-
timacy is a complex task at best. It may, in fact, be ‘essentially impossible’ for many younger
children and early adolescents.99 At that age, especially, our parents’ concerns can be all but
inescapable.
Pursuing the implications of intrusive intimacy with the parent as a distortion of the attach-
ment relationship, Sroufe and Ward filmed mothers’ behaviour during a toy cleanup task in
the laboratory with the Minnesota sample when the children were toddlers. The researchers
measured the extent to which the mothers showed sensual physical contact, sexual teasing,
or requests for affection in the course of trying to persuade their toddler to put away the toys.
Of the 173 participants who attended the toddler call-back, 16 showed one or more of these
behaviours.
Sroufe and Ward distinguished forms of boundary dissolution from warmth or affection
on a number of grounds: the behaviours were directed almost exclusively by the mothers
towards their male toddlers; they were associated with more, not less, physical punishment
and threats of punishment; they were not associated with measures of cooperative, encour-
aging, supportive, or affectionate behaviour; and they tended to interrupt the child’s behav-
iour putting away the toys rather than facilitate this goal.100 In fact, half of the punishing
behaviours shown in the entire sample were displayed in these 16 dyads; this suggests a lack
of monitoring of the environment by the mothers, as they knew they were being filmed.101
Mothers who showed seductive behaviour towards their son did not display the same be-
haviour towards their daughter; instead they showed derision.102 Eight of the 16 mothers
were included in a subsample of 36 participants given a full family history interview, and
assessed independently for indicators of abuse, including incest. Seven of the eight had his-
tories suggesting that they had been required to supply emotional or sexual intimacy to their
father or stepfather during childhood in ways that were ‘suggestive of an incestuous-type
99 Ibid. p.34. Reflecting on Sroufe and Fleeson’s work in his private notes, Bowlby considered it a brilliant con-
tribution, showing that ‘it looks as though “self ” is one pole of a relationship and so cannot be conceptualised ex-
cept in terms of a relationship’. Bowlby, J. (1983) Concept of self . PP/Bow/H.8.
100 Sroufe, L.A. & Ward, M.J. (1980) Seductive behavior of mothers of toddlers: occurrence, correlates, and
and the mothers displayed more child-like and needy behaviours towards their daughters: Sroufe, L.A. (1989)
Relationships and relationship disturbances. In A.J. Sameroff & R.N. Emde (eds) Relationship Disturbances in
Early Childhood (pp.97–124). New York: Basic Books, pp.77–8.
356 Alan Sroufe and Byron Egeland
These mothers do not simply show deferred imitation of their parents’ previous behav-
iour. For example, those who were exploited by their fathers do not literally do what their
fathers did to them. Rather, they engage in the culturally specified adult female form of
cross-gender child exploitation. They have internalised a relationship and not simply a set
For this reason, the fact that some of the mothers were doing well with their children in
other regards was not a surprise to the Minnesota group. The problem in some instances
was quite localised: the attachment system may inform the caregiving system, and they will
share some components, but they are distinct. The adult caregiving system is influenced in
powerful ways, for instance, by contemporaneous social support. Therefore a parent’s be-
haviour towards his or her child would not necessarily be expected to mirror the parent’s
past. For instance, if other relationships are available to provide a secure base and safe haven,
children would be less likely to be treated as objects of the attachment system and elicit the
sexuality and derision that had been woven into it by these mothers’ childhood experiences.
In support of the protective role of contemporaneous support, the Minnesota group found
that only 9% of the mothers who engaged in boundary dissolution behaviours had a stable
relationship with a partner, compared to 25% of the rest of the sample.105
The construct of boundary-dissolving behaviours was later found to have substantial pre-
dictive value. There was also substantial stability over time. In observations made at age 13
of dyads who had earlier shown seductive behaviours, boundary-dissolving behaviour was
displayed by both adolescents and their parent.106 It had become an organisational quality of
the relationship involving both members of the dyad. A decade later, the Minnesota group
reported a strong association between early boundary-dissolving behaviours by moth-
ers and their child’s number of sexual partners in adolescence.107 Boundary dissolution in
the age 13 assessment was also found to predict conduct and attention problems at age 16,
103 Sroufe, L.A., Jacobvitz, D., Mangelsdorf, S., DeAngelo, E., & Ward, M.J. (1985) Generational boundary dis-
solution between mothers and their preschool children: a relationship systems approach. Child Development,
56(2), 317–25, p.322.
104 Sroufe, L.A. (1989) Relationships and relationship disturbances. In A.J. Sameroff & R.N. Emde (eds)
Relationship Disturbances in Early Childhood (pp.97–124). New York: Basic Books, p.103.
105 Sroufe, L.A., Jacobvitz, D., Mangelsdorf, S., DeAngelo, E., & Ward, M.J. (1985) Generational boundary dis-
solution between mothers and their preschool children: a relationship systems approach. Child Development,
56(2), 317–25, p.324.
106 Additionally, mothers with substance abusing partners were more likely to show peer-like or spouse-like
behaviour with their 13-year-old sons; they were also more likely to have daughters who showed caregiving behav-
iour towards them. Hiester, M. (1993) Generational boundary dissolution between mothers and children in early
childhood and early adolescence. Unpublished doctoral dissertation, University of Minnesota.
107 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person.
over and above behavioural problems shown at age 13 and other measures of family func-
tioning.108 Such predictive validity offered support for the construct of boundary dissol-
ution, though the measure has not subsequently seen use in later research by developmental
scientists. One reason may have been that the idea of mothers behaving seductively towards
their toddlers was simply too controversial and unthinkable an idea to be taken up by re-
searchers. A broader trend may have been the decline of reference to family systems theory
within developmental science over the subsequent decades. Furthermore, ideas of ‘child
abuse and exploitation’ and the ‘parentification of children’ were increasingly salient in clin-
ical discourses during the 1980s and 1990s: these covered some of the same ground as Sroufe
and colleagues’ work on boundary dissolution, but in both cases trained attention more on
older children and on dyadic interaction.109 Nonetheless, the fact that Sroufe’s approach to
thinking about affects and relationships contributed to the novel finding of the importance
Correlates of attachment
Antecedents of attachment
Sroufe, Waters, and Vaughn conducted the Strange Situation with the sample of 267 mothers
when their infants were 12 and 18 months. Sixty percent of the sample had stable attachment
classifications over the six-month period. Of the 267 mothers, there were 31 cases of infant
maltreatment, confirmed scrupulously through multiple methods.111 Of these 31 mother–
infant dyads, at 12 months, 62% were classified as insecurely attached, compared to 45%
in the total Minnesota sample and 34% of the combined middle-class samples reported in
Ainsworth and colleagues’ Patterns of Attachment.112
108 Nelson, N.N. (1994) Predicting adolescent behavior problems in late adolescence from parent–child inter-
actions in early adolescence. Unpublished doctoral dissertation, University of Minnesota; Shaffer, A. & Sroufe,
L.A. (2005) The developmental and adaptational implications of generational boundary dissolution: findings from
a prospective, longitudinal study. Journal of Emotional Abuse, 5(2–3), 67–84.
109 If intimately intrusive behaviours by parents towards their child had been framed as child abuse, then re-
searchers would have been obliged to report the families to child protective services. This may have been a disin-
centive to include measure of such behaviours within a research study, given the ethical and administrative issues it
would have raised.
110 The research on boundary-dissolving behaviour at Minnesota also likely influenced the development of a
scale for role-reversing behaviour in Main and Hesse’s work on the Adult Attachment Interview (AAI).
111 Egeland, B. & Sroufe, L.A. (1981) Attachment and early maltreatment. Child Development, 52(1), 44–52.
According to a later report, using slightly different criteria to Egeland and Sroufe’s 1981 paper, 47 children were
abused and/or neglected by their caregivers in infancy (of 211 with adequate data; 22%), 66 in early childhood and
in middle childhood (of 185 in early childhood and 190 in middle childhood; 35–36%), and 21 in adolescence
(of 179; 12%). Johnson, W.F., Huelsnitz, C.O., Carlson, E.A., et al. (2017) Childhood abuse and neglect and phys-
ical health at midlife: prospective, longitudinal evidence. Development & Psychopathology, 29(5), 1935–46. The
reasons for the change in definition of infant maltreatment from those used by Egeland and Sroufe are not fully
provided by these later researchers.
112 Egeland, B. & Sroufe, L.A. (1981) Attachment and early maltreatment. Child Development, 52(1), 44–52. Of
studies using the Ainsworth classifications, there has been a very substantial association between maltreatment
358 Alan Sroufe and Byron Egeland
In the total Minnesota sample, 21% of the dyads were classified as ambivalent/resistant.
This was substantially higher than the 13% seen by Ainsworth.113 The Minnesota group
found that there was a powerful overlap between ambivalent/resistant attachment in the
Strange Situation and the nurse’s report on the regulatory capacities of the child as a newborn
(r = .46), including their startle response (r = .20).114 However, these findings, suggestive
of a role for temperament, were reported in an undertone by the Minnesota group in their
publications of the 1980s and 1990s, and were rarely mentioned in their review or theoret-
ical works. (The field would have to wait for a recent meta-analysis by Groh and colleagues
for the resistance–temperament link to resurface for discussion.)115 Instead, the Minnesota
group focused on the portion of the variance in ambivalent/resistant attachment that ap-
peared to be environmental. Ainsworth had situated the broad notion of ‘inconsistent care’
as the origin of ambivalent/resistant attachment, though her more specific theory seemed
and insecure attachment. Baer, J.C. & Martinez, C.D. (2006) Child maltreatment and insecure attachment: a meta-
analysis, Journal of Reproductive and Infant Psychology, 24(3), 187–97.
113 This is only somewhat higher than the 17% reported in a recent meta-analysis: Verhage, M.L., Schuengel, C.,
Madigan, S., et al. (2016) Narrowing the transmission gap: a synthesis of three decades of research on intergenera-
tional transmission of attachment. Psychological Bulletin, 142(4), 337–66, Table 4.
114 Warren, S.L., Huston, L., Egeland, B., & Sroufe, L.A. (1997) Child and adolescent anxiety disorders and early
attachment. Journal of the American Academy of Child & Adolescent Psychiatry, 36(5), 637–44, p.640. See also
Waters, E., Vaughn, B.E., & Egeland, B.R. (1980) Individual differences in infant–mother attachment relationships
at age one: antecedents in neonatal behavior in an urban, economically disadvantaged sample. Child Development,
51(1), 208–16.
115 Groh, A.M., Narayan, A.J., Bakermans-Kranenburg, M.J., et al. (2017) Attachment and temperament in the
p.50. The same factors would also, however, have reduced the caregivers’ attentional availability to their infant,
increasing the relevance of a strategy that increased attachment signals in order to have their caregiver heed and
respond to their desire for felt security. See Chapter 2 for criticism of the attribution of ‘inconsistent care’ as the
ultimate cause of ambivalent/resistant attachment behaviour.
117 A relationship between parental drug use and ambivalent/resistant attachment was also later documented
by Seifer, R., LaGasse, L.L., Lester, B., et al. (2004) Attachment status in children prenatally exposed to cocaine and
other substances. Child Development, 75(3), 850–68.
118 Alan Sroufe and Byron Egeland, personal communication, July 2012.
119 Egeland, B. & Sroufe, L.A. (1981) Developmental sequelae of maltreatment in infancy. New Directions for
‘noise’ produced by imprecision in the Strange Situation procedure, they suspected that the
cases represented an attachment-relevant process of some significance. However, because
Sroufe was coding the 18-month Strange Situations, he needed to be ‘blind’ as to which re-
cordings were those of maltreated children. He therefore went rigorously out of his way to
avoid speculating about the aetiology of this behaviour until data analysis was complete.
Instead, Sroufe gave copies of these recordings to Main to examine (Chapter 3).
The Minnesota group were interested in the antecedents of the Ainsworth patterns
of attachment, to see whether their findings aligned with those of the Baltimore study.
Confirming Ainsworth’s conclusions, Egeland and Farber reported that caregivers in secure
dyads were more likely to display sensitivity during feeding episodes with their infants at
three and six months and free play at six months. Though the association between sensitivity
and security in the Minnesota study was much less strong than in Ainsworth’s data, it was
120 Egeland, B. & Farber, E.A. (1984) Infant–mother attachment: factors related to its development and changes
as a cause or process in psychological life in his theorising, he was highly attentive to child
emotion as an index of problems with the availability of adequate care. Already in 1971,
Bowlby was arguing to the Home Office select committee on the adoption of children that
there is an ‘urgent need’ for ‘a really adequate research study of emotional neglect’.124 The use
of emotional life in the identification of abuse and neglect was a matter of contention in the
early 1980s, as it seemed to involve an even stronger value judgement by social workers than
physical or sexual abuse or physical neglect.125 Yet emotional abuse and neglect swiftly grew
into the primary basis for referrals to child protection services.126 In 1985, Sroufe reported
on the antecedents of emotional neglect/psychological unavailability in the Minnesota
sample.127 Though the infants who received this form of care received typical scores for
mental and motor development at ten days and three months, by six months their develop-
ment was impeded, and they departed more and more from the rest of the cohort with each
124 Bowlby, J. (1971) Evidence presented on 6/4/1971 to the Committee on the Adoption of Children, Home
Office and Department of Health and Social Security, The National Archives, Kew, BN 29/2340.
125 Rohner, R.P. & Rohner, E.C. (1980) Antecedents and consequences of parental rejection: a theory of emo-
tional abuse. Child Abuse & Neglect, 4(3), 189–98; Trowell, J. (1983) Emotional abuse of children. Health Visitor,
56(7), 252–5.
126 Cicchetti, D. & Manly, J.T. (1990) A personal perspective on conducting research with maltreating fam-
ilies: problems and solutions. In G. Brody & I. Sigel (eds) Methods of Family Research: Families at Risk, Vol. 2
(pp.87–133). Hillsdale, NJ: Lawrence Erlbaum. More recently, see Bilson, A., Featherstone, B., & Martin, K. (2017)
How child protection’s ‘investigative turn’ impacts on poor and deprived communities. Family Law, 47, 316–19.
127 Sroufe, L.A. (1985) Attachment classification from the perspective of infant–caregiver relationships and in-
fant temperament. Child Development 56(1), 1–14. An early report on findings from this analysis was covered in
the New York Times:Brody, J.E. (1983) Emotional deprivation seen as devastating form of child abuse. New York
Times, 20 December 1983. This was unusual: over the decades there has been relatively little press coverage of the
Minnesota Longitudinal Study of Risk and Adaptation, as compared with other large longitudinal studies. Egeland
and Sroufe did not much seek out media appearances.
128 Sroufe, L.A. (1985) Attachment classification from the perspective of infant–caregiver relationships and in-
cence. In D. Cicchetti & S. Toth (eds) Rochester Symposium on Developmental Psychopathology, Volume VIII: The
Effects of Trauma on the Developmental Process (pp.403–34). Rochester, NY: University of Rochester Press, Table 5.
130 Carlson, E.A. (1998) A prospective longitudinal study of attachment disorganization/disorientation. Child
or alcohol abuse did predict disorganised infant attachment, especially when compounded
by other risk factors.131 Likewise, some aspects of maternal mental health has been found to
be relevant to the prediction of infant insecure and insecure-disorganised attachment, such
as PTSD.132 (On the relationship between caregiver depression and infant attachment see
Chapter 3.)
Sroufe, Egeland, and colleagues did not regard secure attachment as any guarantee of posi-
tive later outcomes, but as a promotive or protective factor. Nonetheless, the Minnesota
Longitudinal Study of Risk and Adaptation demonstrated a number of important and valu-
131 Cyr, C., Euser, E.M., Bakermans-Kranenburg, M.J., & Van Ijzendoorn, M.H. (2010) Attachment security and
disorganization in maltreating and high-risk families: a series of meta-analyses. Development & Psychopathology,
22(1), 87–108, Table 4.
132 E.g. Enlow, M.B., Egeland, B., Carlson, E., Blood, E., & Wright, R.J. (2014) Mother–infant attachment and the
intergenerational transmission of posttraumatic stress disorder. Development & Psychopathology, 26(1), 41–65.
133 Waters, E. & Sroufe, L.A. (1983) Social competence as a developmental construct. Developmental Review, 3,
79–97, p.81.
134 Baumrind, D. (1978) Parental disciplinary patterns and social competence in children. Youth & Society,
9(3), 239–67, p.249. See also White, R. (1959) Motivation reconsidered: the concept of competence. Psychological
Review, 66, 297–333.
362 Alan Sroufe and Byron Egeland
insecure dyads who reported that their children showed fewer behavioural problems were
observed to be respectful of their autonomy, offered more support, provided clearer struc-
ture, and were less hostile during the problem-solving tasks. These were also mothers who
reported greater access to family support and friendship networks.135 This suggested that the
capacities of the caregiver were likewise shaped integrally by the availability of supportive
provisions, and should not be regarded merely as an individual quality.
In later assessments at preschool age, the Minnesota group found that an interaction be-
tween supportive maternal care and secure attachment predicted stronger capacity for man-
aging and delaying behaviour and wishes in order to flexibly achieve an overarching goal
(‘executive function’).136 In the two preschool classes constituted from children from the
sample, there were also distinct sequelae of infant attachment. Children who so infuriated
the teacher that they were sent to the corner were, on every occasion, those who had been
135 Erickson, M., Sroufe, L.A., & Egeland, B. (1985) The relationship of quality of attachment and behavior prob-
lems in preschool in a high risk sample. Monographs of the Society for Research in Child Development, 50(1–2),
147–86, p.157, 164.
136 Meuwissen, A.S. & Englund, M.M. (2016) Executive function in at-risk children: importance of father-figure
support and mother parenting. Journal of Applied Developmental Psychology, 44, 72–80.
137 Sroufe, L.A. (1983) Infant–caregiver attachment and patterns of adaptation in preschool: the roots of mal-
adaptation and competence. In M. Perlmutter (ed.) Minnesota Symposium in Child Psychology, Vol. 16 (pp.41–83).
Hillsdale, NJ: Lawrence Erlbaum, p.76.
138 Sroufe, L.A., Fox, N.E., & Pancake, V.R. (1983) Attachment and dependency in developmental perspective.
Relationship Disturbances in Early Childhood: A Developmental Approach (pp.70–94). New York: Basic Books.
140 Troy, M. & Sroufe, L.A. (1987) Victimization among preschoolers: the role of attachment relationship his-
tory. Journal of the American Academy of Child and Adolescent Psychiatry, 26(2), 166–72.
141 Fearon, R.P., Bakermans-Kranenburg, M.J., Van IJzendoorn, M.H., Lapsley, A.M., & Roisman, G.I. (2010)
The significance of insecure attachment and disorganization in the development of children’s externalizing
Correlates of attachment 363
and colleagues put forward a hypothesis to account for the association between avoidant
attachment relationships and later aggressive behaviour.142 They argued that the attachment
relationship serves as a non-linear prototype for later relationships, with avoidant attach-
ment based on a history of unavailability, disappointment, and frustration. Viewing others
as hostile and remote, children with avoidant attachment relationships may respond with
aggression fed by their frustration, leading in turn to further rejection,143 and selective asso-
ciation with aggressive peers.144
Curiously, three decades later, this remains one of the only hypotheses proposed for
the association between avoidant attachment and aggressive behaviour, and no test of the
hypothesis has ever been specifically conducted.145 Writing with Michael Rutter, Sroufe
later acknowledged that the exact mechanism leading to conduct problems remains un-
clear: ‘Avoidant attachment in infancy is associated with later conduct problems, but avoid-
behavior: a meta-analytic study. Child Development, 81(2), 435–56. Questionnaires of parents revealed an associ-
ation of d = .22. Questionnaires of teachers revealed an association of d = .30.
142 The hypothesis put forward later by Sroufe regarding the link between disorganised attachment and con-
duct problems could equally be applied as an alternative hypothesis in the case of avoidant attachment, given that
both showed substantial prospective links to dissociative tendencies in Carlson’s 1998 report. Sroufe, L.A. (2005)
Attachment and development: a prospective, longitudinal study from birth to adulthood. Attachment & Human
Development, 7(4), 349–67: ‘Disorganized attachment also predicts conduct disorder, we believe, because of the
dissociative tendencies and attendant problems with impulse control’ (361).
143 Renken, B., Egeland, B., Marvinney, D., Mangelsdorf, S., & Sroufe, L.A. (1989) Early childhood antecedents
of aggression and passive-withdrawal in early elementary school. Journal of Personality, 57(2), 257–81.
144 Sroufe, L.A. (2007) The place of development in developmental psychopathology. In A. Masten (ed.)
Multilevel Dynamics in Developmental Psychopathology: Pathways to the future. The Minnesota Symposia on Child
Psychology, Vol. 34 (pp.285–99). Mahwah, NJ: Lawrence Erlbaum, p.287.
145 The matter has been examined in a meta-analytic treatment by Fearon, R.P., Bakermans-Kranenburg, M.J.,
Van IJzendoorn, M.H., Lapsley, A.M., & Roisman, G.I. (2010) The significance of insecure attachment and dis-
organization in the development of children’s externalizing behavior: a meta-analytic study. Child Development,
81(2), 435–56. An alternative/additional hypotheses for the association between avoidant attachment and exter-
nalising behaviours is the idea that when an avoidant strategy fails or is disrupted, anger may be evoked. This
may be as the intrusion of a segregated system, as proposed for example by Crittenden, P.M. (2016) Raising
Parents: Attachment, Representation, and Treatment, 2nd edn. London: Routledge. Mikulincer and Shaver also
suggested the idea of a dominance behavioural system, which may be engaged to supplement or replace a condi-
tional strategy (Chapter 5).
146 Rutter, M. & Sroufe, L.A. (2000) Developmental psychopathology: concepts and challenges. Development &
The significance of insecure attachment and disorganization in the development of children’s externalizing be-
havior: a meta-analytic study. Child Development, 81(2), 435–56.
364 Alan Sroufe and Byron Egeland
absence of fantasy play concerning people. Such fantasies dominate the play of almost all
preschool children and were well represented in the play of those with secure histories in
our sample. These data reveal sharp contrasts in the working models of the two groups—one
world is richly peopled, the other is not.’148 This finding was partially supported by later re-
search with the sample. As discussed in Chapter 3, when participants were asked to complete
a family drawing, the drawings of children from avoidantly attached dyads were not found
to be less populated than those of other children. However, adult figures were assessed by
coders blind to the infant attachment classifications as showing more emotional distance be-
tween figures, more tension or anger, and figures were more likely to have their arms rigidly
held at their sides rather than offering contact (e.g. holding hands).149
When the children in the sample were aged either five or eight, thirty families who also had
another child no more than three years younger were called back to the lab. The parent was
148 Sroufe, L.A. (1989) Relationships, self, and individual adaptation. In A.J. Sameroff & R.N. Emde (eds)
Relationship Disturbances in Early Childhood: A Developmental Approach (pp.70–94). New York: Basic Books, p.89.
149 Fury, G., Carlson, E.A., & Sroufe, L.A. (1997) Children’s representations of attachment relationships in family
ment. Unpublished doctoral dissertation, University of Minnesota. This relationship did not, however, hold when
the elder sibling was themselves secondborn.
151 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person.
of an association between avoidant attachment and later conduct problems. Indeed, this
association has gone on to be well replicated. In retrospect, however, it is interesting that
in their analyses the Minnesota group did not quite treat the Strange Situation as the priv-
iledged measure of early attachment that it would become subsequently.153 For instance,
the Minnesota researchers would at times composite the Strange Situation with, or study
its interactions with, other measures of early care. Sroufe and Egeland appear to have felt
that ‘attachment’ itself cannot be directly measured, even by the Strange Situation, but must
be inferred from the network of correlations that link early care to a child’s later behaviour
in theoretically expectable ways (Chapter 2). Having established correlations in early child-
hood, a next step in appraising the influence of early attachment relationships would be to
see whether associations could still be found as the cohort matured into late childhood and
adolescence.
When the sample reached 11 years old, in 1986, 48 children were recruited to attend a
summer camp lasting four weeks. At this point, research on adolescence within academic
psychology was on the cusp on becoming established: empirical study of adolescence barely
existed in the late 1970s, and yet would be a central concern of developmental psychology
by the early 1990s. The Society for Research on Adolescence was founded in the winter of
1984, and its first meeting was held in in Madison, Wisconsin, in 1986.154 Adolescence was
an object of increasing public and policy concern. However, more proximally, the attention
given to the topic in developmental psychology can also be situated in the context of the ma-
turing of a number of longitudinal cohort studies established in the 1970s. The Minnesota
Longitudinal Study of Risk and Adaptation was a few years ahead of this general curve.
In the mid-to late 1980s, a central concern in the research literature was with how to
achieve the psychological measurement of aspects of adolescent social development in an
ecologically valid way.155 The use of three summer camps with members of the cohort study
was an ingenious solution. Most of the children were drawn from the subsample who had
been studied in the preschool and who were already therefore stratified by attachment clas-
sification. Each of the three camps had 16 children. The programme of activities included
group games, singing, swimming, art and craft projects, and sports. Weekly day trips were
taken to recreation parks, and there was also one overnight camp-out.156 During the camp,
the children were observed, and in the last week each child was interviewed twice about his
or her experiences of the camp and relationships with other campers.
Sroufe and colleagues examined the maintenance of appropriate gender boundaries
at the summer camp as one particular index of social competence at 11 years of age. The
construct of ‘gender boundary violations’ encompassed two rather different kinds of
153 Ziv, Y. & Hotam, Y. (2015) Theory and measure in the psychological field: the case of attachment theory and
hood from early parent–child relationships. In R. Parke & G. Ladd (eds) Family–Peer Relationships: Modes of
Linkage (pp.77–106). Hillsdale, NJ: Lawrence Erlbaum, p.92.
366 Alan Sroufe and Byron Egeland
behaviour. One was hovering near opposite-sex groups or joining in their activities. The
other was forms of sexual harassment or cross-gender aggression. No report was made
on whether these behaviours were correlated. These two kinds of behaviours were aggre-
gated by the researchers, though the way that the scale was constructed gave more weight
to sexual harassment or cross-gender aggression than cross-gender interaction in gen-
eral.157 Elicker, Englund, and Sroufe found that there were marked negative associations
between gender boundary violations and peers’ ratings of campers social skill (r = –
.33).158 Children with a history of ambivalent/resistant relationships engaged in gender
boundary violations much more frequently. They also sat next to opposite-gender chil-
dren during large-group circle times more often. Gender boundary violations were pre-
dicted by earlier intergenerational boundary dissolution in early childhood.159 Gender
boundary violation would turn out to be an important variable in the Minnesota study,
157 Sroufe, L.A., Bennett, C., Englund, M., Urban, J., & Shulman, S. (1993) The significance of gender bound-
aries in preadolescence: contemporary correlates and antecedents of boundary violation and maintenance. Child
Development, 64(2), 455–66.
158 Elicker, J., Englund, M., & Sroufe, L.A. (1992) Predicting peer competence and peer relationships in child-
hood from early parent–child relationships. In R. Parke & G. Ladd (eds) Family–Peer Relationships: Modes of
Linkage (pp.77–106). Hillsdale, NJ: Lawrence Erlbaum, p.97.
159 Sroufe, L.A., Bennett, C., Englund, M., Urban, J., & Shulman, S. (1993) The significance of gender bound-
aries in preadolescence: contemporary correlates and antecedents of boundary violation and maintenance. Child
Development, 64, 455–66.
160 Sroufe, L.A., Egeland, B., & Carlson, E.A. (1999) One social world: the integrated development of parent–
child and peer relationships. In W. . Collins & B. Laursen (eds) Relationships as Developmental Contexts: The
Minnesota Symposia on Child Psychology, Vol. 30 (pp.241–61). Mahwah, NJ: Lawrence Erlbaum, Table 11.4.
161 Collins, W.A., Hennighausen, K.H., Schmit, D.T., & Sroufe, L.A. (1997) Developmental precursors of ro-
mantic relationships: a longitudinal analysis. In S. Shulman (ed.) New Directions for Child Development. San
Francisco: Jossey-Bass (pp.69–84), p.78; Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The
Development of the Person. New York: Guilford, p.186.
162 Ibid. p.194. Despite these intriguing results, in the two decades since the study took place, no further research
has been done using the gender violations scale. It might be suspected that the amalgamation of cross-gender soci-
ality and sexual harassment folded together phenomena that were of interest to two rather different communities
of researchers; both have subsequently been considered in the literature on gender and education, but generally
not together. An exception is research in qualitative feminist sociology, e.g. Renold, E. (2002) Presumed inno-
cence: (hetero) sexual, heterosexist and homophobic harassment among primary school girls and boys. Childhood,
9(4), 415–34.
163 Sroufe, L.A. & Egeland, B. (1991) Illustrations of person and environment interaction from a longitudinal
study. In T. Wachs & R. Plomin (eds) Conceptualization and Measurement of Organism–Environment Interaction
(pp.68–84). Washington, DC: American Psychological Association, p.76.
Correlates of attachment 367
in groupwork.164 Kagan argued that the unruffled behaviour of infants in avoidant dyads in
the Strange Situation did not represent any kind of problem. He suggested that it may just
reflect infants with a bold temperament, or infants who had been socialised by their parents
to healthy independence.165 Elicker, Englund, and Sroufe argued that the sequelae of infant
avoidant attachment showed that neither interpretation was especially plausible. Instead, the
behaviours shown at the summer camp by participants who had been in avoidant attach-
ment relationships as infants could better be regarded as an effect of their experience of less
caregiver availability as a safe haven to help develop successful emotion regulation and social
competence.166
However, even if attachment does not begin as a trait, the Minnesota group concluded
that individual differences related to attachment may become stable with development.
When the children were recruited back for a summer camp reunion weekend at age 15,
164 Elicker, J., Englund, M., & Sroufe, L.A. (1992) Predicting peer competence and peer relationships in child-
hood from early parent–child relationships. In R. Parke & G. Ladd (eds) Family–Peer Relationships: Modes of
Linkage (pp.77–106). Hillsdale, NJ: Lawrence Erlbaum, p.97.
165 Kagan, J. (1984) The Nature of the Child. New York: Basic Books; Jerome Kagan interviewed by Robert Karen,
1 January 1989, cited in Karen, R. (1998) Becoming Attached: First Relationships and How They Shape Our Capacity
to Love. Oxford: Oxford University Press: ‘My view is, if you’re attached, you are motivated to adopt the values of
your parents. If your parent values autonomy, you’ll be autonomous; if your parent values dependency, you’ll be
dependent’ (151).
166 Elicker, J., Englund, M., & Sroufe, L.A. (1992) Predicting peer competence and peer relationships in child-
hood from early parent–child relationships. In R. Parke & G. Ladd (eds) Family–Peer Relationships: Modes of
Linkage (pp.77–106). Hillsdale, NJ: Lawrence Erlbaum, p.100.
167 Englund, M.M., Levy, A.K., Hyson, D.M., & Sroufe, L.A. (2000) Adolescent social competence: effectiveness
child and peer relationships. In W.A. Collins & B. Laursen (eds) Relationships as Developmental Context: The 30th
Minnesota Symposium on Child Psychology (pp.241–62). Hillsdale, NJ: Lawrence Erlbaum, 241–62, p.256.
169 Ibid. p.258.
368 Alan Sroufe and Byron Egeland
170 Englund, M.M., Levy, A.K., Hyson, D.M., & Sroufe, L.A. (2000) Adolescent social competence: effectiveness
Furman, B.B. Brown, & C. Feiring (eds) (1999) The Development of Romantic Relationships in Adolescence (pp.125–
47). New York: Cambridge University Press, p.135.
172 Roisman, G.I., Madsen, S.D., Hennighausen, K.H., Sroufe, L.A., & Andrew Collins, W. (2001) The coherence
of dyadic behavior across parent–child and romantic relationships as mediated by the internalized representation
of experience. Attachment & Human Development, 3(2), 156–72.
173 In historical perspective, Simpson’s appointment can be regarded as an important moment for the social
psychological tradition (Chapter 5) which has held substantial sway at Minnesota since the retirement of Egeland
and Sroufe. Subsequently, the leaders of the Minnesota Longitudinal Study of Risk and Adaptation have been Jeff
Simpson—a social psychologist—and Glenn Roisman, whose time with Chris Fraley at Illinois was influential for
his attitude towards attachment methodology and theory (Chapter 3).
174 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person.
had been confident and forthright in individual interviews.176 Other antecedent variables
were also highlighted.177 Of particular importance was the finding by Simpson, Collins,
Trans, and Haydon that the link between Strange Situation classifications and interaction
with the romantic partner was partially mediated by the quality of peer relationships at
school age.178 Though their findings qualified the emphasis on continuity of Bowlby’s early
and populist writings, the researchers regarded their findings as confirmation of the proposal
of developmental pathways from Bowlby’s late theoretical writings (Chapter 1).179 Aspects of
early care remained relevant to some aspects of adult functioning, even after decades.180 The
factors proposed by the Minnesota group were of particular importance for these develop-
mental pathways, such as emotion regulation and effective social relationships, and were also
those that would suggest links to mental health. Following the centrality of mental health to
Bowlby’s conceptualisation of attachment and its implications, the Minnesota group gave
When child participants in the cohort study reached 17 years of age, they were brought back
for a detailed psychiatric interview. Other assessments were conducted at the time, including
a holistic interview with the young people about their school, work, living situation, and
dating life—and a parallel interview about participants with their mother.181 If, as Slade and
Holmes argued, the preschool study at Minnesota provided important support for attach-
ment research as a paradigm in the 1990s, a parallel role was played by the findings from the
psychiatric interview at age 17 in the 2000s, reported by Carlson.182 In general, Kobak and
Bosmans observed that infant attachment has ultimately been disappointing as a predictor
176 Hennighausen, K.H. (1999) Developmental antecedents of young adult romantic relationships. Unpublished
relationship qualities in young adulthood. Journal of Research on Adolescence, 21(4), 789–801; Labella, M.H.,
Johnson, W.F., Martin, J., et al. (2018) Multiple dimensions of childhood abuse and neglect prospectively predict
poorer adult romantic functioning. Personality and Social Psychology Bulletin, 44(2), 238–51.
178 Simpson, J.A., Collins, W.A., Tran, S., & Haydon, K.C. (2007) Attachment and the experience and expression
of emotions in romantic relationships: a developmental perspective. Journal of Personality and Social Psychology,
92(2), 355–67. The mediational account has, however, later been criticised by Gillath and colleagues. Reviewing
findings from other cohort studies, they argued that the model presented by Simpson and colleagues underesti-
mates the extent to which early attachment experiences provide scaffolding for the quality of peer relationships.
The quality of peer relationships is therefore not an independent intervening variable. Gillath, O., Karantzas,
G.C., & Fraley, R.C. (2016) Adult Attachment: A Concise Introduction to Theory and Research. London: Academic
Press, p.69.
179 Van Ryzin, M.J., Carlson, E.A., & Sroufe, L.A (2011) Attachment discontinuity in a high- risk sample.
Attachment & Human Development, 13(4), 381–401, p.397.
180 In a later meta-analysis based on 80 independent samples (N = 4441), Groh and colleagues found a robust
association between attachment security with mother and peer competence (d = .39). The association was of the
same strength no matter how long after the attachment assessment peer competence was measured: there was no
moderation by age, suggesting effects were enduring. Groh, A.M., Fearon, R.P., Bakermans-Kranenburg, M.J., van
IJzendoorn, M.H., Steele, R.D., & Roisman, G.I. (2014) The significance of attachment security for children’s social
competence with peers: a meta-analytic study. Attachment & Human Development, 16(2), 103–136, p.128.
181 https://innovation.umn.edu/parent-child/wp-content/uploads/sites/35/2018/08/M001-List-of-Measures.pdf.
182 Carlson, E.A. (1998) A prospective longitudinal study of attachment disorganization/disorientation. Child
of adult mental health, with ‘lack of specificity and relatively small effect sizes’.183 However,
Carlson’s report helped to support the idea that early attachment as measured by the Strange
Situation does play a distinct and important role, even if this role is of less magnitude than
Bowlby tended to suggest. In line with the general preference at Minnesota for composite
measures, Carlson treated the psychiatric interview as a measure of overall mental health,
coded on a seven-point scale. She did not differentiate by kind of mental health problem. She
found that infant avoidant attachment, infant disorganised attachment, middle childhood
behaviour problems, and poor observed child–parent boundaries at age 13 each made an
independent contribution to total mental health problems at age 17, together accounting for
a third of the variance.
In the past few years, meta-analytic research has led several senior figures in the devel-
opmental tradition of attachment research to query the conclusion drawn by Carlson, and
183 Kobak, R. & Bosmans, G. (2018) Attachment and psychopathology: a dynamic model of the insecure cycle,
Attachment in the early life course: meta-analytic evidence for its role in socioemotional development. Child
Development Perspectives, 11(1), 70–76.
185 Betty Carlson, personal communication, May 2019.
186 Though not discussed in the paper, in Table 5 Carlson presented findings from teacher report of participants
suggesting that disorganised attachment was associated weakly with internalising problems in elementary and
high school (r = .19, .18), and had no association with externalising problems. Carlson, E.A. (1998) A prospective
longitudinal study of attachment disorganization/disorientation. Child Development, 69(4), 1107–28, Table 5. The
findings may be the product of chance. However, it is conceivable that the distinctive predominance of child neg-
lect in the Minnesota sample compared to other studies may have played a role in these results running contrary to
later meta-analyses of samples.
187 See e.g. Jacobvitz, D., Hazen, N., Zaccagnino, M., Messina, S., & Beverung, L. (2011) Frightening maternal
behavior, infant disorganization, and risks for psychopathology. In D. Cicchetti & G.I. Roisman (eds) The Origins
and Organization of Adaptation and Maladaptation: The Minnesota Symposia on Child Psychology, Vol. 36 (pp.283–
322). Hoboken, NJ: Wiley.
Correlates of attachment 371
mediated by responses to the family drawing task at age eight and interview measures of rep-
resentations of the self and key relationships (including the ‘friendship interview’) in early
adolescence.188
Another paper by the Minnesota group reported findings that infant ambivalent/resistant
attachment was distinctively associated with anxiety problems in adolescence (r = .26), even
controlling for maternal anxiety and child temperament, but had no other links to mental
illness.189 This was important in providing a source of prospective validity for the category.
Following Main (Chapter 3), Sroufe proposed that the infant ambivalent/resistant attach-
ment pattern entails a strategy of hypervigilance and hyperattentiveness regarding the avail-
ability of the caregiver: ‘Such a stance may be adaptive in insuring contact with the caregiver
when there is a genuine threat, but a price is paid for such chronic wariness and vigilance.’190
However, attempts to replicate the finding of a link between infant ambivalent/resistant at-
188 Carlson, E.A., Egeland, B., & Sroufe, L.A. (2009) A prospective investigation of the development of border-
line personality symptoms. Development & Psychopathology, 21(4), 1311–34. A later study by Lyons-Ruth and
colleagues found only a marginal association between infant disorganised attachment and later self-injurious be-
haviours, but there was a marked relationship between maternal withdrawing behaviours in response to child dis-
tress, forms of disorganised attachment that entailed approaching the caregiver, and suicidality in early adulthood.
Lyons-Ruth, K., Bureau, J.F., Holmes, B., Easterbrooks, A., & Brooks, N.H. (2013) Borderline symptoms and sui-
cidality/self-injury in late adolescence: prospectively observed relationship correlates in infancy and childhood.
Psychiatry Research, 206(2–3), 273–81.
189 Warren, S.L., Huston, L., Egeland, B., & Sroufe, L.A. (1997) Child and adolescent anxiety disorders and early
attachment. Journal of the American Academy of Child & Adolescent Psychiatry, 36(5), 637–44.
190 Sroufe, L.A. (2005) Attachment and development: a prospective, longitudinal study from birth to adulthood.
significance of insecure and disorganized attachment for children’s internalizing symptoms: a meta-analytic study.
Child Development, 83(2), 591–610; Madigan, S., Atkinson, L., Laurin, K., & Benoit, D. (2013) Attachment and in-
ternalizing behavior in early childhood: a meta-analysis. Developmental Psychology, 49(4), 672–89. In contrast, a
positive association (r = .37) between resistant attachment and anxiety has been reported when self-report measures
of anxiety are included in the meta-analysis: Colonnesi, C., Draijer, E.M., Jan, J.M., et al. (2011) The relation between
insecure attachment and child anxiety: a meta-analytic review. Journal of Clinical Child and Adolescent Psychology,
40, 630–45. This would suggest that one of the distinct sequelae of resistant attachment is participant report of anx-
iety symptoms on self-report measures, perhaps as a consequence of a maximising strategy (Chapter 5).
192 E.g. Cicchetti, D. & Schneider-Rosen, K. (1986) An organizational approach to childhood depression. In M.
Rutter, C. Izard, & P. Read (eds) Depression in Young People: Clinical and Developmental Perspectives (pp.71–134).
New York: Guilford.
193 Duggal, S., Carlson, E.A., Sroufe, L.A., & Egeland, B. (2001) Depressive symptomatology in childhood and
adolescence. Development & Psychopathology, 13(1), 143–64. The finding that insecure attachment does not pre-
dict later depression after taking into account maternal social support ran too far contrary to expectations, and has
generally been ignored by subsequent researchers who have continued to treat insecure childhood attachment as a
372 Alan Sroufe and Byron Egeland
more recently when the sample were followed up to adulthood, symptoms of depression
were more likely to remit among those participants who had been in a secure attachment re-
lationship as infants.194 Early attachment relationships may play less of a role in predisposing
or triggering depression than in stabilising symptoms.
Somewhat better specificity and greater effect sizes were seen with respect to responses
to trauma. Enlow, Egeland, and colleagues reported an analysis of PTSD symptoms in data
from the adolescent psychiatric interview. Rates of PTSD were doubled for dyads where
mothers were assessed as showing emotional neglect/psychological unavailability.195 There
was no association between Strange Situation classifications and later traumatic experiences
per se.196 However, for those participants with insecure attachment relationships who did
experience later trauma, there was a dose-response relationship with PTSD symptoms: 12%
of infants in dyads classified as secure at both 12 and 18 months in the Strange Situation
cause of depression in adult caregiers. See e.g. Toth, S.L., Rogosch, F.A., & Cicchetti, D. (2008) Attachment-theory
informed intervention and reflective functioning in depressed mothers. In H. Steele & M. Steele (eds) The Adult
Attachment Interview in Clinical Context (pp.154–72). New York: Guilford: ‘Retrospective studies have found that
depressed adults report histories replete with inadequate or abusive care. Thus insecure childhood attachment
relationships may contribute to mothers’ depression’ (155). It is possible, however, that there are two different diag-
nostic entities in play. Duggal and colleagues were reporting on depressive symptoms; Toth and colleagues were
discussing major depressive disorder.
194 Sroufe, L.A., Coffino, B., & Carlson, E.A. (2010) Conceptualizing the role of early experience: lessons from
intergenerational transmission of posttraumatic stress disorder. Development & Psychopathology, 26(01), 41–65.
197 Ibid. p.54.
198 Sroufe, L.A., Carlson, E.A., Levy, A.K., & Egeland, B. (1999) Implications of attachment theory for develop-
this question prospectively, including variables from early childhood. A regression analysis
indicated that the child’s gender, the degree of chaos in the early home environment, and a
composite of infant attachment and caregiver sensitivity could predict 77% of children who
had dropped out of school by age 16. When these variables were included, more proximal
variables such as truancy, disciplinary problems, and failing grades in high school were no
longer significant. The same was true for peer rejection, conduct problems, and low school
achievement. As such, Jimerson, Egeland, Sroufe, and Carlson concluded that ‘many estab-
lished “predictors” may be better conceptualized as markers of presence on the pathway’,
leading from early caregiving to dropping out of school. The reason for this, they argued,
is that ‘success in school calls upon numerous capacities for self-regulation that begin to
be formed in the early years’.199 Raby and colleagues, in fact, later documented that early
maternal sensitivity predicted academic achievement by adulthood at least as well as it pre-
199 Jimerson, S., Egeland, B., Sroufe, L.A., & Carlson, B. (2000) A prospective longitudinal study of high school
dropouts examining multiple predictors across development. Journal of School Psychology, 38(6), 525–49, p.544.
200 Raby, K.L., Roisman, G.I., Fraley, R.C., & Simpson, J.A. (2015) The enduring predictive significance of early
maternal sensitivity: social and academic competence through age 32 years. Child Development, 86(3), 695–708.
201 Englund, M.M., Egeland, B., & Collins, W.A. (2008) Exceptions to high school dropout predictions in a low-
income sample: do adults make a difference? Journal of Social Issues, 64(1), 77–94.
202 Bowlby, J. (1969, 1982) Attachment. London: Penguin, p.207. The potential for school to serve as a secure
base has been elaborated by Geddes, H. (2006) Attachment in the Classroom: A Practical Guide for Schools.
London: Worth Publishing.
203 For a review see Pietromonaco, P.R. & Beck, L.A. (2019) Adult attachment and physical health. Current
presented at 7th International Attachment Conference, New York; Ehrlich, K.B. & Cassidy, J. (2019) Attachment
and physical health: introduction to the special issue. Attachment & Human Development, 21(1), 1–4.
374 Alan Sroufe and Byron Egeland
The researchers proposed that caregiver provision of a secure base and safe haven in the
context of stable routines offers an external source of biological, as well as psychological,
regulation. Insensitive care may heighten stress reactivity across the lifespan, inscribed on
the body in the form of ‘non-specific’ symptoms like headaches, skin trouble, and back ache,
where physical and psychological stress together may contribute to symptom development
and maintenance over time. Conversely, sensitive care may reduce stress reactivity across the
lifespan, leading to fewer non-specific symptoms and fewer symptoms relating to the human
inflammatory response, which is activated by alarming or threatening experiences.205 This
hypothesis has been confirmed by other findings from the Minnesota group showing that
assessments of maternal sensitivity blocked the association between stressful life events and
physical ill health, and also predicted a lower body-mass index and fewer physical symp-
toms for participants with fewer stressful life events.206 Also relevant to this hypothesis were
205 Puig, J., Englund, M.M., Simpson, J.A., & Collins, W.A. (2013) Predicting adult physical illness from infant
life stages on physical health and the buffering effects of maternal sensitivity. Health Psychology, 36(1), 35–44; see
also Farrell, A.K., Waters, T.E.A., Young, E.S., et al. (2019) Early maternal sensitivity, attachment security in young
adulthood, and cardiometabolic risk at midlife. Attachment & Human Development, 21(1), 70–86.
207 Johnson, W.F., Huelsnitz, C.O., Carlson, E.A., et al. (2017) Childhood abuse and neglect and physical health
25, 115–20.
209 Ehrlich, K.B. & Cassidy, J. (2019) Attachment and physical health: introduction to the special issue.
there was little continuity between generations in security or insecurity in general, there was
specifically substantial continuity in disorganised infant attachment: half of the mothers who
had been part of dyads that received a classification of disorganised attachment in the 1970s
had children who received the same classification. This was in contrast to only 20% of dyads
where the mother had no history of an infant disorganised attachment classification.211
Dissociation
For Sroufe, an individual’s experience of ‘self ’ was best conceptualised as an emergent or-
ganisation, constituted through the routine integration of cognition, emotion, and behav-
iour. Within this organisation, the whirring clockwork that sustains ordinary adaptation
211 Raby, K.L., Steele, R.D., Carlson, E.A., & Sroufe, L.A. (2015) Continuities and changes in infant attachment
patterns across two generations. Attachment & Human Development, 17(4), 414–28.
212 Sroufe, L.A. & Rutter, M. (1984) The domain of developmental psychopathology. Child Development, 17–29, p.20.
Holism is listed top of the list of principles governing any true developmental perspective; Sroufe, L.A. (1996) Emotional
Development. Cambridge: Cambridge University Press, p.8. On the history of holism within psychology see Shelley, C.
(2008) Jan Smuts and personality theory: the problem of holism in psychology. In R. Diriwächter & J. Valsiner (eds)
Striving for the Whole: Creating Theoretical Syntheses (pp.89–109). New Brunswick: Transaction Publishers.
213 Sroufe, L.A. (1990) An organizational perspective on the self. In D. Cicchetti & M. Beeghly (eds) The Self in
Transition: Infancy to Childhood (pp.281–307). Chicago: University of Chicago Press: ‘The self should be conceived
as an inner organisation of attitudes, feelings, expectations and meanings, which arises itself from an organised
caregiving matrix (a dyadic organisation that exists prior to the emergence of the self) and which has organisational
significance for ongoing adaptation and experience. The self is organisation. It arises from organisation. It influ-
ences ongoing organisation of experience’ (281).
214 Ibid. p.303.
215 Bowlby, J. (1962) Defences that follow loss: causation and function. PP/Bow/D.3/78.
376 Alan Sroufe and Byron Egeland
acknowledged that, in the wake of Bowlby’s threadbare published comments, ‘there is some
confusion over the relation of attachment and dissociation’.216
The Minnesota group included questions relevant to child dissociative symptoms in
twelve different assessments made by mothers and teachers, the first in kindergarten and the
last at 16 years. At age 19, the 168 participants remaining in the study provided self-report
of their own experiences of dissociative symptoms on the Carlson and Putnam Dissociative
Experiences Scale.217 Mothers were asked about potential traumatic life events experienced
by their child during the 12, 18, 30, 42, 48, 54, and 64 month assessments and when their
child was 19 years old. At 19 years, participants themselves were also asked to complete this
assessment. Ogawa, Sroufe, and colleagues found that in preschool, dissociative symptoms
were predicted well by neglect in infancy.218 In elementary school, 27% of variance in chil-
dren’s dissociative symptoms was predicted by their mother’s experience of abuse as a child,
216 Egeland, B. & Susman-Stillman, A. (1996) Dissociation as a mediator of child abuse across generations. Child
Abuse & Neglect, 20(11), 1123–32, p.1129. The work by Main and Hesse offering the most sustained attention to
these issues remained published only in Italian (Chapter 3).
217 Carlson, E.B. & Putnam, F.W. (1993) An update on the Dissociative Experiences Scale. Dissociation, 6, 16–27.
218 Ogawa, J.R., Sroufe, L.A., Weinfield, N.S., Carlson, E.A., & Egeland, B. (1997) Development and the frag-
mented self: longitudinal study of dissociative symptomatology in a nonclinical sample. Development &
Psychopathology, 9(4), 855–79, p.874.
Correlates of attachment 377
disorganised attachment in the Strange Situation. The authors interpreted their data as sug-
gesting two pathways. A first pathway was to clinical levels of dissociation, based to a sur-
prising degree on experiences in infancy. These include experiences of neglect in infancy,
and of avoidant and disorganised attachment. In fact, ‘an examination of the zero-order cor-
relations between disorganized attachment and dissociation at each time period reveals a
linear trend with a positive slope (Time 2 r = .14, n.s.; Time 3 r = .20 p < .05; Time 4 r = .25 p
< .01; Time 5 r = .35 p < .001)’.219 A separate analysis was run which found that disorganised
infant attachment alone marginally elevated dissociative symptoms in early adulthood, but
that disorganised attachment and the experience of at least one form of trauma had a strong
link to dissociative symptoms (F[2, 125] = 12.0, p < .001).220
The second pathway was to subclinical but substantial levels of dissociative symptoms.
This pathway was predicted by concurrent physical abuse, and tended to stop once the par-
219 Ibid.
220 Ibid. p.868.
221 Ibid. p.855.
222 Liotti, G. (1992) Disorganized/ disoriented attachment in the etiology of the dissociative disorders.
Dissociation, 5, 196–204.
223 Carlson, E.A., Yates, T.M., & Sroufe, L.A. (2009) Development of dissociation and development of the
self. In P.F. Dell & J.A. O’Neil (eds) Dissociation and the Dissociative Disorders: DSM-V and Beyond (pp.39–52).
New York: Routledge: ‘The process of dissociation, which begins as a protective mechanism to promote the in-
tegrity of the self in the face of trauma, may directly threaten optimal functioning when employed routinely or
pervasively’ (47).
378 Alan Sroufe and Byron Egeland
self-regulation. However, clinical levels of symptoms are more likely when the need for this
strategy occurs in infancy, since it may be used pervasively in the absence of other strategies
and because infancy may be a period of special importance for the formation of behavioural
systems and psychological coherence. This might account for the interaction between
trauma and disorganised attachment. Traumatic events are those that can be anticipated to
overwhelm established coping strategies. They may therefore be a catalyst for dissociative
symptoms for those children who were unable to lay a solid foundation for integration and
emotion regulation in infancy.224
More recently, Haltigan and Roisman reported findings from the NICHD Study of Early
Child Care and Youth Development of 1,149 families.225 Dissociative symptoms were as-
sessed by mothers at six time-points and by teachers at three time-points between age 4
and age 15. Participants themselves reported symptoms at age 15. The researchers found
224 Ibid. p.43. For aligned reflections by other attachment researchers see also Schuder, M. & Lyons-Ruth, K.
(2004) ‘Hidden trauma’ in infancy: attachment, fearful arousal, and early dysfunction of the stress response system.
In J. Osofsky (ed.) Young Children and Trauma (pp.69–104). New York: Guilford; Liotti, G. (2004) Trauma, dis-
sociation, and disorganized attachment: three strands of a single braid. Psychotherapy: Theory, Research, Practice,
Training, 41(4), 472.
225 Haltigan, J.D. & Roisman, G.I. (2015) Infant attachment insecurity and dissociative symptomatology: find-
ings from the NICHD Study of Early Child Care and Youth Development. Infant Mental Health Journal,
36(1), 30–41.
226 Ibid. p.8.
227 Main, M. (1995) Recent studies in attachment: overview, with selected implications for clinical work. In S.
Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental and Clinical Perspectives (pp.407–
470). Hillsdale, NJ: Analytic Press: ‘So long as direct maltreatment is not involved, many, perhaps most, are ex-
pected to have become “organised” by adulthood, being either secure, dismissing or preoccupied’ (454).
Developmental psychopathology 379
Developmental psychopathology
The work of Sroufe and Egeland was fundamental to the emergence of developmental
psychopathology, as a movement within developmental psychology.228 In turn, develop-
mental psychopathology has supported the continuation of attachment theory as a signifi-
cant reference-point within contemporary developmental psychology. An important part
of the legacy of the Minnesota Longitudinal Study and of Sroufe and Egeland as attach-
ment researchers is therefore revealed through consideration of the rise of developmental
228 Masten, A.S. (2006) Developmental psychopathology: pathways to the future. International Journal of
(New York: Ronald Press). A former trainee of Norman Garmezy at Minnesota, in his book Achenbach argued
that classifications of adult mental disorder should not be imposed backward on childhood. Achenbach called for
a new paradigm thinking about mental health in a way commensurate with developmental processes. Cicchetti
reviewed other precursors in Cicchetti, D. (1990) A historical perspective on the discipline of developmental psy-
chopathology. In J. Rolf, A. Masten, D. Cicchetti, K. Nuechterlein, & S. Weintraub (eds) Risk and Protective Factors
in the Development of Psychopathology (pp.2–28). New York: Cambridge University Press.
230 There were a number of other relevant meetings at the time, such as the High Risk Consortium, San Juan,
Puerto Rico, 11–13 March 1980; and the 15th Annual Minnesota Symposium on Child Development, Minneapolis,
30 October–1 November 1980. See W.A. Collins (ed.) The Concept of Development: The Minnesota Symposia
on Child Psychology, Vol. 15. Hillsdale, NJ: Lawrence Erlbaum. In-person meetings of the movement would be
supported by subsequent annual Minnesota Symposia, and also the Rochester Symposia on Developmental
Psychopathology which were initiated in 1987 by Cicchetti.
231 Other key sources of funding that supported the emergence of developmental psychopathology included
the National Center on Child Abuse and Neglect, which was founded in 1974, and the National Institute of Mental
Health in the 1980s.
232 Garmezy, N. (1971) Vulnerability research and the issue of primary prevention. American Journal of
Orthopsychiatry, 41, 101–116; Garmezy, N. (1974) Children at risk: the search for the antecedents of schizophrenia.
Part I. Conceptual models and research methods. Schizophrenia Bulletin, 1(8), 14–90; Rutter, M. & Quinton, D.
(1984) Parental psychiatric disorder: effects on children. Psychological Medicine, 14(4), 853–80.
233 Rutter, M. (1979) Protective factors in children’s responses to stress and disadvantage. In M.W. Kent & J.E.
Roif (eds) Primary Prevention of Psychopathology, Vol. 3: Social Competence in Children. Hanover: University Press
of New England.
380 Alan Sroufe and Byron Egeland
this process.234 The proceedings of the Stanford conference were published by Garmezy and
Rutter as Stress, Coping, and Development in Children in 1983.235
Also in 1983, Sameroff proposed the dual-risk model of psychopathology, in which the
particular role of multicausal models of cumulative risk factors was highlighted in the role of
mental illness.236 Emergent longitudinal findings appeared to show that any one risk factor
had little association with later disturbance. What seemed to be critical was the combin-
ation of liabilities and supports. Additionally, in his 1983 chapter, Sameroff began to sketch
the ideas that would later form his distinction between ‘protective’ supports and ‘promo-
tive’ support for development, the former contributing to beneficial stability and the latter
contributing to thriving.237 Overall, this account firmly emphasised the contextual embed-
dedness of mental health, and the transactional relationship between different obstacles and
difficulties individuals face in their lives. As mentioned above, a presentation by Sameroff of
234 This term was introduced to psychology from ecology by Jack Block in the 1950s to refer to a quality of
individual children that allows some to flexibly return to adaptive functioning after a disturbance; ‘resilience’
was then transferred to the wider literature on adversity and development by Emmy Werner in the early 1970s.
Block J. & Thomas, H. (1955) Is satisfaction with self a measure of adjustment? Journal of Abnormal and Social
Psychology, 51(2), 254–9; Werner, E.E., Bierman, J.M., & French, F.E. (1971) The Children of Kauai Honolulu.
Hawaii: University of Hawaii Press; Werner, E. & Smith, R. (1988) Vulnerable but Invincible: A Longitudinal Study
of Resilient Children and Youth. New York, Adams, Bannister & Cox; Masten, A.S. & Garmezy, N. (1985) Risk,
vulnerability, and protective factors in the developmental psychopathology. In B.B. Lahey & A.E. Kazdin (eds)
Advances in Clinical Child Psychology, Vol. 8 (pp.1–51). New York: Plenum.
235 Garmezy, N. & Rutter, M. (eds) (1983) Stress, Coping, and Development in Children. Baltimore: Johns Hopkins
University Press. The influence of Garmezy on the emergence of developmental psychopathology in the 1980s is
addressed in a festschrift from 1990: Rolf, J., Masten, A.S., Cicchetti, D., Nuechterlein, K., & Weintraub, S. (eds)
(1990) Risk and Protective Factors in the Development of Psychopathology. Cambridge: Cambridge University Press.
Meanwhile, another important development was the Social Science Research Council’s Committee on Social and
Affective Development during Childhood, which held a symposium in 1982. Members included Michael Rutter,
Carroll Izard, and Carol Dweck and the committee was chaired by Martin Hoffman. A further development in
1983 was the first meeting of the MacArthur Working Group on the study of Attachment in the Transition Period,
which was concerned with the application of attachment theory and methods beyond infancy (Chapter 3). The
Network met twice yearly between 1983 and 1987. Members of the network included Mary Ainsworth and several
of her former students including Inge Bretherton, Jude Cassidy, Mark Cummings, Mark Greenberg, Mary Main,
and Robert Marvin. The group also included other researchers who would play an important role in the subse-
quent development of attachment theory including Jay Belsky, Dante Cicchetti, and Susan Spieker.
236 Sameroff, A.J. (1983) Developmental systems: contexts and evolution. In P. Mussen (ed.) Handbook of Child
to protective factors, which buffer the likelihood that adversities will have an effect) was introduced by Sameroff,
A.J. (1999) Ecological perspectives on developmental risk. In J.D. Osofsky & H.E. Fitzgerald (eds) WAIMH
Handbook of Infant Mental Health: Vol. 4. Infant Mental Health Groups at Risk (pp.223–48). New York: Wiley. The
terms ‘protective-stabilising’ and ‘protective-enhancing’ were also introduced by Luthar in making this distinc-
tion: Luthar, S.S. (1993) Annotation: methodological and conceptual issues in the study of resilience. Journal of
Child Psychology and Psychiatry, 34, 441–53.
238 Garmezy later attributed the influence of both Sroufe and Rutter to his reorientation away from research on
adult schizophrenia and towards the study of child and adolescent development. Masten, A.S. (1995) Interview
with Norman Garmezy. SRCD oral history interview. http://srcd.org/sites/default/files/documents/garmezy_
norman_interviewweb.pdf.
Developmental psychopathology 381
239 Sroufe, L.A. & Rutter, M. (1984) The domain of developmental psychopathology. Child Development, 55(1),
17–29, p.18.
240 Ibid. p.23.
241 Sroufe, L.A. (1990) Considering normal and abnormal together: the essence of developmental psychopath-
ology. Development & Psychopathology, 2(4), 335–47: ‘Stereotypy increased in frequency and intensity during
demanding tasks, was preceded by heart rate acceleration, and was followed by a pronounced heart rate deceler-
ation . . . We suggested that both stereotypies and behavioural negativism were serving the purpose of modulating
arousal’ (337).
242 Sroufe, L.A. & Rutter, M. (1984) The domain of developmental psychopathology. Child Development, 55(1),
17–29, p.21.
243 Caspi, A., Houts, R.M., Belsky, D.W., et al. (2014) The p factor: one general psychopathology factor in the
structure of psychiatric disorders? Clinical Psychological Science, 2(2), 119–37. The debt to developmental psycho-
pathology is clear in this paper: Rutter’s work is cited as an ‘initial motivation’, and ‘developmental psychopath-
ology’ is one of the article’s three keywords.
382 Alan Sroufe and Byron Egeland
Though Sroufe tended to regard positive internal working models of self and relation-
ships as characteristic of mental health,244 in his writings on developmental psychopath-
ology he was keen to argue that there is no content of internal working models that is itself
adaptive. Positive models are primarily beneficial when combined with environments in
which expressions of positive models such as self-esteem or a capacity to trust can generate
opportunities and rewards, which is not always the case. Against essentialism about either
adaptation or pathology, in their 1984 article Sroufe and Rutter argued that it is the inter-
action with context that is critical for the meaning of even patterns of attachment.245 For
example, though generally a protective factor over time in the wider context of development,
secure attachment may in theory function variously as a vulnerability, protective or a risk
factor, depending on local circumstances.246 Indeed, attachment was a central concern for
developmental psychopathology, since it provided both theory and empirical results sup-
244 Elicker, J., Englund, M., & Sroufe, L.A. (1992) Predicting peer competence and peer relationships in child-
hood from early parent–child relationships. In R. Parke & G. Ladd (eds) Family-Peer Relationships: Modes of
Linkage (pp.77–106). Hillsdale, NJ: Lawrence Erlbaum, p.80.
245 Sroufe, L. & Rutter, M. (1984) The domain of developmental psychopathology. Child Development, 55(1),
17–29, p.23.
246 Egeland, B., Carlson, E., & Sroufe, L.A. (1993) Resilience as process. Development & Psychopathology, 5(4),
517–28: ‘Any constitutional or environmental factors may serve as vulnerability, protective, or risk variables’ (517).
247 Rutter, M. (1983) Stress, coping and development: some issues and some questions. In N. Garmezy &
M. Rutter (eds) Stress, Coping, and Development in Children (pp.1–42). Baltimore: Johns Hopkins University
Press, p.23.
248 Rutter, M. (1985) Resilience in the face of adversity: protective factors and resistance to psychiatric disorder.
803–840, p.803. See also Rutter, M.L. (1999) Psychosocial adversity and child psychopathology. British Journal of
Psychiatry, 174(6), 480–93: ‘Bowlby’s 1951 monograph, although overstating the case in some respects, led to a
major change in the approach to experiences during the preschool years’ (482).
250 Sroufe, L.A. (1986) Appraisal: Bowlby’s contribution to psychoanalytic theory and developmental psych-
ology; attachment: separation: loss. Journal of Child Psychology and Psychiatry, 27(6), 841–9. Regarding the debate
between Bowlby and Rutter over what priority to assign to early experience, the Minnesota group argued that no
global position was acceptable, or in line with evidence from embryology. Sroufe, L.A., Coffino, B., & Carlson, E.A.
(2010) Conceptualizing the role of early experience: lessons from the Minnesota longitudinal study. Developmental
Review, 30(1), 36–51: ‘It is clearly not always the case that early experience is most critical . . . Maternal nutrition
during pregnancy is a dramatic contrary example. While certain nutrients like folic acid are critically important
in the early embryonic period, poor general maternal nutrition has almost no demonstrable effects in the first tri-
mester, because the tiny developing organism can simply take many of the nutrients it needs from maternal stores.
However, in the third trimester, when rapid fetal size and weight gain is occurring, adequate maternal nutrition is
crucial’ (37–8).
Developmental psychopathology 383
than anticipated by Bowlby, the Minnesota Longitudinal Study of Risk and Adaptation pro-
vided ample evidence of the continuing importance of early experiences in some areas of
life, such as enduring associations between early experiences of abuse and later relation-
ships with peers and romantic partners.251 Looking back on the results of the study, Sroufe,
Coffino, and Carlson concluded that ‘early experience can be conceptualized in terms of
creating vulnerabilities or strengths with regard to later experience, including what experi-
ences are sought and how they are interpreted, rather than as directly producing particular
outcomes’.252
This emphasis on the power of prediction, for which Bowlby was a forerunner, was central
to developmental psychopathology as a domain of inquiry. It was assumed that reasonable
certainties were possible regarding the probabilities entailed by developmental pathways.
In particular, hypotheses could be developed for testing against prospective data, to explore
251 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person.
New York: Guilford: ‘We may think of early experience as the foundation for the building. The foundation cannot
be more important than solid supporting beams or a sturdy roof; without these, the house will not last. But at the
same time, a house cannot be stronger than its foundations’ (11). For a recent and comprehensive report see Raby,
K. L., Roisman, G.I., Labella, M.H., Martin, J., Fraley, R.C., & Simpson, J.A. (2019) The legacy of early abuse and
neglect for social and academic competence from childhood to adulthood. Child Development, 90(5), 1684–701.
252 Sroufe, L.A., Coffino, B., & Carlson, E.A. (2010) Conceptualizing the role of early experience: lessons from
17–29, p.19.
254 Spaulding, J. & Balch, P. (1983) A brief history of primary prevention in the twentieth century: 1908
to 1980. American Journal of Community Psychology, 11, 59–80; Cowen, E. L. (1983) Primary prevention in
mental health: past present and future. In R.D. Felner, L.A. Jason, J.N. Montsugu, & S.S. Farber (eds) Prevention
Psychology: Theory, Research and Practice (pp.290–97). New York: Pergammon Press.
255 E.g. Rose, N. & Lentzos, F. (2017) Making us resilient: responsible citizens for uncertain times. In S. Trnka
& C. Trundle (eds) Competing Responsibilities: The Ethics and Politics of Contemporary Life (pp.27–48). Durham,
NC: Duke University Press.
256 Bourbeau, P. (2018) A genealogy of resilience. International Political Sociology, 12(1), 19–35. See e.g. Howard,
D.E. (1996) Searching for resilience among African-American youth exposed to community violence. Journal of
Adolescent Health, 18(4), 254–62.
257 Farber, E. & Egeland, B. (1987) Abused children: can they be invulnerable? In J. Anthony & B. Cohler (eds)
his concern with the interdependence of different family relationships; his hostility to tem-
perament researchers where they neglected the role of caregiving factors; and his dismay at
images of ‘resilience’ that constructed it as an individual quality rather than a social effect.258
He and Egeland were also among the strongest advocates for the value of considering typical
and atypical forms of development within the same frame, based on the assumption that the
processes involved would be mutually revealing. Sroufe and Egeland argued that the role of
many social factors in ordinary life is best revealed when they are absent or intensified to
an unusual degree. They pointed, for instance, to the importance of the family and friend-
ship networks available to the mothers in their sample: when there were improvements of
social support to mothers who had otherwise been especially isolated, their children’s mental
health and conduct in school saw dramatic improvements. However, in the sample in gen-
eral, social support had only a modest overall relationship with child behaviour.259
258 These positions can already be seen in comparing Sroufe’s chapter to others in Ciccheti, D. (1989) (ed.)
study. In T. Wachs & R. Plomin (eds) Conceptualization and Measurement of Organism-Environment Interaction
(pp.68–84). Washington, DC: American Psychological Association, p.69.
260 Kaufman, J. & Zigler, E. (1989) The intergenerational transmission of child abuse. In D. Cicchetti & V.
Carlson (eds) Child Maltreatment: Theory and Research on the Causes and Consequences of Child Abuse and Neglect
(pp.129–50). Cambridge: Cambridge University Press.
261 Egeland, B. (1997) Mediators of the effects of child maltreatment on developmental adaptation in adoles-
cence. In D. Cicchetti & S. Toth (eds) Rochester Symposium on Developmental Psychopathology: Vol. VIII. The
Effects of Trauma on the Developmental Process (pp.403–434). Rochester, NY: University of Rochester Press.
262 Berzenski, S.R., Yates, T.M., & Egeland, B. (2014) A multidimensional view of continuity in intergenerational
transmission of child maltreatment. In J.E. Korbin & R.D. Krugman (eds) Handbook of Child Maltreatment, Vol.
Developmental psychopathology 385
highlighted research findings from other groups that indicated that parental depression re-
duces the likelihood of physical abuse, but increases the likelihood of sexual abuse.263
The Minnesota group were distinctive among developmental psychopathologists for
their interest in the capacity of risk factors at one stage to go dormant until the develop-
mental challenges of a later stage made them salient again: ‘Even following change, early
patterns of attachment retain a potential for reactivation . . . Certain issues and certain
arenas of functioning—those tapping anxiety about the availability of others or apprehen-
sion regarding emotional closeness—will be especially likely to reveal the legacy of early
attachment, even during periods of generally adequate functioning.’264 For instance, Yates,
Dodds, Sroufe, and Egeland found that exposure to interpartner violence in the preschool
years reappeared as a powerful predictive factor in contributing to behavioural problems
at age 16, at a time when the key developmental challenges are forming intimate relation-
2 (pp.115–29). New York: Springer. Another example from the Minnesota group was work by Jeff Simpson and
colleagues examining the implications of early environmental unpredictability—operationalised as changes in
residence, cohabitatio, and parental occupation that occur before a child is five years old. These early experiences
have been found to predict later aggressive behaviour, more substance use at age 16, and more sexually risky be-
haviour at age 23. This is in contrast to changes in residence, cohabitation, and parental occupation after the age
of five, which have barely any effect. Furthermore, the combination of these factors and harsh maternal caregiving
additionally predicted adolescent risk-taking behaviours. See Simpson, J.A., Griskevicius, V., & Kuo, S.I. (2012)
Evolution, stress, and sensitive periods: the influence of unpredictability in early versus late childhood on sex and
risky behavior. Developmental Psychology, 48(3), 674–86; Doom, J.R., Vanzomeren-Dohm, A.A., & Simpson, J.A.
(2016) Early unpredictability predicts increased adolescent externalizing behaviors and substance use: a life his-
tory perspective. Development & Psychopathology, 28(4), 1505–16.
263 Berzenski, S.R., Yates, T.M., & Egeland, B. (2014) A multidimensional view of continuity in intergenerational
transmission of child maltreatment. In J.E. Korbin & R.D. Krugman (eds) Handbook of Child Maltreatment, Vol.
2 (pp.115–29). Dordrecht: Springer. For parental depression reducing the likelihood of physical abuse see Pears,
K.C. & Capaldi, D.M. (2001) Intergenerational transmission of abuse: a two-generational prospective study of
an at-risk sample. Child Abuse & Neglect, 25(11), 1439–61. For parental depression increasing the likelihood of
sexual abuse see Leifer, M., Kilbane, T., & Kalick, S. (2004) Vulnerability or resilience to intergenerational sexual
abuse: the role of maternal factors. Child Maltreatment, 9(1), 78–91.
264 Sroufe, L.A., Carlson, E.A., Levy, A.K., & Egeland, B. (1999) Implications of attachment theory for develop-
mental psychopathology. Development & Psychopathology, 11(1), 1–13, p.6; see also Sroufe, L. & Rutter, M. (1984)
The domain of developmental psychopathology. Child Development, 55(1), 17–29, p.20.
265 Yates, T.M., Dodds, M.F., Sroufe, L.A., & Egeland, B. (2003) Exposure to partner violence and child behavior
problems: a prospective study controlling for child physical abuse and neglect, child cognitive ability, socio-
economic status, and life stress. Development & Psychopathology, 15(1), 199–218, p.209; Sroufe, L.A., Egeland, B.,
Carlson, E.A., & Collins, W.A. (2005) The Development of the Person. New York: Guilford, Table 4.2.
266 Narayan, A.J., Labella, M.H., Englund, M.M., Carlson, E.A., & Egeland, B. (2017) The legacy of early child-
hood violence exposure to adulthood intimate partner violence: variable-and person-oriented evidence. Journal
of Family Psychology, 31(7), 833–43. On the direct and indirect pathways between exposure to domestic violence
in childhood and perpetration or victimisation in adulthood see also Narayan, A.J., Englund, M.M., Carlson,
E.A., & Egeland, B. (2014) Adolescent conflict as a developmental process in the prospective pathway from ex-
posure to interparental violence to dating violence. Journal of Abnormal Child Psychology, 42(2), 239–50; Zamir,
O., Szepsenwol, O., Englund, M.M., & Simpson, J.A. (2018) The role of dissociation in revictimization across the
lifespan: a 32-year prospective study. Child Abuse & Neglect, 79, 144–53.
386 Alan Sroufe and Byron Egeland
adult relationships. This view of how development and relationships continually intersect
across the lifespan is one of the major and lasting legacies of Sroufe and Egeland’s work on
the entire field of psychology.’267
Another finding illustrates the ongoing role of early experience as a ‘resource’ to later
adaptation.268 A clinical interview was conducted when participants in the Minnesota study
were aged 28, assessing ‘global adaptive functioning’. This scale was based on the clinician’s
impression of the individual’s overall psychological, social, and occupational functioning,
and scored on a continuous scale. This measure is not just an assessment of mental illness
or difficulties, then, but also positive adaptation and thriving. Infant Strange Situation at-
tachment classifications had a very substantial association with this measure of adaptation
and thriving several decades later (r = .41). Path analysis revealed that this association was
partly direct (r =.26), even taking into account a large variety of mediators. Infant attach-
Developmental pathways
The journal Development and Psychopathology was established in 1989 by Dante Cicchetti.
The initial idea for the journal had come to Cicchetti during his years teaching seminars on
developmental psychopathology for Sroufe’s classes, and then coteaching with Sroufe in his
final year of graduate school.269 Sroufe’s articles for Development and Psychopathology in the
1990s are magisterial and programmatic. In particular, they set out his particular problems
with medical models of diagnosis. The ‘essence of developmental psychopathology’, Sroufe
argued, was attention to developmental processes that span both mental health and illness.270
He agreed with Egeland that developmental psychopathology needed to have an operational
definition of targets of inquiry and intervention, like child abuse or conduct disorders.271
A collectively agreed definition would permit convergent validity in measurement, stability
in theory-building, and clarity of message in communicating with policy-makers. However,
267 Collins, W.A., LaFreniere, P., & Simpson, J.A. (2011) Relationships across the lifespan: the benefits of a the-
oretically based longitudinal-developmental perspective. In D. Cicchetti & G.I. Roisman (eds) The Origins and
Organization of Adaptation and Maladaption: The Minnesota Symposium on Child Psychology, Vol. 36 (pp.155–83).
New York: Wiley, p.177.
268 Englund, M.M., Kuo, S.I.C., Puig, J., & Collins, W.A. (2011) Early roots of adult competence: the significance
of close relationships from infancy to early adulthood. International Journal of Behavioral Development, 35(6),
490–96.
269 Cicchetti, D. (2013) The legacy of development and psychopathology. Development & Psychopathology,
Sroufe argued that too much research to date had assumed that medical diagnoses could
serve to define these targets of interest:
The disease model requires syndromic integrity. If the disease model is apt for children’s
behavioral and emotional problems, children generally should manifest tight clusters of
symptoms, with unique indicators of other syndromes being absent. But in reality chil-
dren commonly manifest problems that cut across established categories. To be sure, one
disorder may potentiate another in medicine as well, but not nearly to the extent implied
by the prevalence of co-morbidity of childhood disturbances . . . Comorbidity is the rule,
not the exception. Moreover, broad classes of problems such as externalizing behaviors are
predictive of a myriad of later conditions, including depression.272
(a) At any age, current quality of care will add to early attachment history in predicting
pathology, given that adaptation is always the joint product of current circumstances and
early history. (b) Likewise, broader aspects of current contexts, including relationships
outside of the family and stresses and challenges of the period, also will increase prediction
beyond early attachment; (c) a cumulative history of maladaptation will be more patho-
genic than a single early period of poor functioning with pathology ever more likely the
longer a maladaptive pathway has been followed, and (d) change itself will be predictable
in light of changes in stress and/or support.273
This approach led Sroufe and colleagues to highlighted three ways that a developmental psy-
chopathology perspective was a necessary counterweight to the disease model that domin-
ates medicine.
1. Sroufe and colleagues argued that a diagnosis-focused science would end up miss-
ing broad causal factors that cross-cut and precede mental health and illness.
Though ignored by a focus on diagnostic categories, attention to subclinical symp-
toms is critically important, both for understanding how clinical conditions de-
velop and for understanding how mental health can be maintained. In this regard,
Sroufe and colleagues claimed that family relationships are not a risk factor like
any other, but play a fundamental role in shaping patterns of emotion regulation.
This means that family relationships are especially important for the initiation and
prolongation of most mental health symptoms.274 For instance, Carlson, Jacobvitz,
and Sroufe found that relationship stability and social support for the mothers in
272 Sroufe, L.A. (1997) Psychopathology as an outcome of development. Development & Psychopathology, 9(2),
251–68, p.257. See also Rutter, M. & Sroufe, L.A. (2000) Developmental psychopathology: concepts and chal-
lenges. Development & Psychopathology, 12(3), 265–96.
273 Sroufe, L.A., Carlson, E.A., Levy, A.K., & Egeland, B. (1999) Implications of attachment theory for develop-
pathology. In M. Lewis & A. Sameroff (eds) Handbook of Developmental Psychopathology, 2nd edn (pp.75–92).
New York: Kluwer Academic/Plenum Press, p.84.
388 Alan Sroufe and Byron Egeland
275 Carlson, E.A., Jacobvitz, D., & Sroufe, L.A. (1995) A developmental investigation of inattentiveness and
Multilevel Dynamics in Developmental Psychopathology: Pathways to the Future: The Minnesota Symposia on Child
Psychology, Vol. 34 (pp.285–99). Mahwah, NJ: Lawrence Erlbaum, p.297.
277 Aguilar, B., Sroufe, L.A., Egeland, B., & Carlson, E. (2000) Distinguishing the early-onset/persistent and
adolescence-onset antisocial behavior types: from birth to 16 years. Development & Psychopathology, 12(2),
109–132.
278 Rutter, M. & Sroufe, L.A. (2000) Developmental psychopathology: concepts and challenges. Development
& Psychopathology, 12(3), 265–96, pp.273–4; Sroufe, L.A., Duggal, S., Weinfield, N., & Carlson, E. (2000)
Relationships, development, and psychopathology. In A.J. Sameroff, M. Lewis, & S.M. Miller (eds) Handbook of
Developmental Psychopathology (pp.75–91). New York: Kluwer Academic/Plenum Publishers, p.83.
279 Cicchetti, D. & Sroufe, L.A. (2000) Editorial: the past as prologue to the future: the times, they’ve been
etiologies and the problem of continuity in development. Human Development, 32(3–4), 196–203.
Developmental psychopathology 389
The approach to developmental psychopathology of Sroufe, Egeland, and colleagues is well il-
lustrated by their study of dissociative symptoms, discussed earlier. It was characteristic that the
starting point of the Minnesota group was inquiry into dissociative processes in a population-
based perspective. Rather than contrasting a group of patients with a diagnosis of a dissociative
281 Appleyard, K., Egeland, B., Dulmen, M.H., & Sroufe, L.A. (2005) When more is not better: the role of cu-
mulative risk in child behavior outcomes. Journal of Child Psychology and Psychiatry, 46(3), 235–45, p.242–3. This
stance would be contested by researchers such as Bakermans-Kranenburg, as we shall see.
282 Carlson, E.A., Jacobvitz, D., & Sroufe, L.A. (1995) A developmental investigation of inattentiveness and
hyperactivity. Child Development, 66, 37–54; Egeland, B. (1997) Mediators of the effects of child maltreatment on
developmental adaptation in adolescence. In D. Cicchetti & S. Toth (eds) Rochester Symposium on Developmental
Psychopathology: Vol. 8. The Effects of Trauma on the Developmental Process (pp.403– 434). Rochester,
NY: University of Rochester Press. Similarly socioeconomic status has been used by other researchers conducting
analyses of the dataset, e.g. Raby, K.L., Roisman, G.I., Fraley, R.C., & Simpson, J.A. (2015) The enduring pre-
dictive significance of early maternal sensitivity: social and academic competence through age 32 years. Child
Development, 86(3), 695–708.
283 Yates, T.M., Egeland, B., & Sroufe, A. (2003) Rethinking resilience. In S. Luthar (ed.) Resilience and
Vulnerability: Adaptation in the Context of Childhood Adversities (pp.243–66). Cambridge: Cambridge University
Press: ‘Poverty is a distal risk factor whose effects are mediated by proximal risk factors such as parenting behav-
iors, family structure, community variables, and the broader social networks within which the child and her or his
family are embedded’ (245).
390 Alan Sroufe and Byron Egeland
our poverty sample, socioeconomic status was a confound’.284 Many of the findings from
the the Minnesota Longitudinal Study of Risk and Adaptation have replicated with low-
risk samples.285 However, Haltigan and Roisman found that infant avoidant attachment,
but not disorganisation, was associated with later dissociative symptoms in the NICHD
study. In cases such as this, where findings differ, the exclusion of socioeconomic factors as
a potential confound by the Minnesota group has contributed to difficulty in interpreting
results.286
Resilience
‘Resilience’ was one of the headline concepts from the emergence of developmental psycho-
284 Egeland, B. (1997) Mediators of the effects of child maltreatment on developmental adaptation in adoles-
cence. In D. Cicchetti & S. Toth (eds) Rochester Symposium on Developmental Psychopathology: Vol. 8. The Effects of
Trauma on the Developmental Process (pp.403–434). Rochester, NY: University of Rochester Press, p.428.
285 Fraley, R.C. & Roisman, G.I. (2015) Do early caregiving experiences leave an enduring or transient mark on
to child protective services and 35 matched comparisons. Data were available on 56 families who remained in the
sample 20 years later. Lyons-Ruth and colleagues reported that observed lack of responsiveness of parents at home
and in the laboratory to their infants accounted for half of the variance in participants’ self-report of dissociative
symptoms at age 19 on the Carlson and Putnam Dissociative Experiences Scale. The researchers did not find that
either disorganised attachment or trauma predicted later dissociative symptoms; no analysis appears to have been
conducted for avoidant attachment. However, verbal abuse by parents, which was not assessed by the Minnesota
study, made an additional contribution to dissociative symptoms in adolescence, over and above caregiver emo-
tional neglect/psychological unavailability. Dutra, L., Bureau, J.F., Holmes, B., Lyubchik, A., & Lyons-Ruth, K.
(2009) Quality of early care and childhood trauma: a prospective study of developmental pathways to dissociation.
Journal of Nervous and Mental Disease, 197(6), 383–90.
287 Garmezy, N., Masten, A.S., & Tellegen, A. (1984) The study of stress and competence in children: a building
& C. Koupernik (eds) The Child in his Family: Children at Psychiatric Risk, Vol. 3 (pp.3–10). New York: Wiley.
289 Harper, D. & Speed, E. (2012) Uncovering recovery: the resistible rise of recovery and resilience. Studies
in Social Justice, 6, 9–25; Joseph, J. (2013) Resilience as embedded neoliberalism: a governmentality approach.
Resilience, 1(1), 38–52.
290 On later regret among developmental psychopathologists regarding the widespread popular interpretation
of the concept of resilience, and the role of some of their members in contributing to this interpretation see Luthar,
S.S., Cicchetti, D., & Becker, B. (2000) The construct of resilience: a critical evaluation and guidelines for future
work. Child Development, 71(3), 543–62.
Developmental psychopathology 391
on the Hawaiian island of Kauai.291 Sroufe and Egeland noted, however, that only one tem-
peramental variable in childhood was linked to positive outcomes, and this was the mother’s
description of her child as ‘loveable’ at two years old. They expressed doubt that this can con-
fidently be regarded as reflecting inherent child variation.292
The term ‘resiliency’ implies an individual trait, and was therefore regarded by the
Minnesota group as unacceptably misleading. But the term ‘resilience’ may more readily
imply a process, even if often it has been used to refer to a trait. In 2003, Yates, Egeland, and
Sroufe set out their definition of ‘resilience’ as a description of the capacity of children to
garner resources that allow them to negotiate the present effectively and set up internal and
external resources for future challenges.293 The emphasis on both internal and external re-
sources provided a place for individual-level factors. However, the placement of these factors
in developmental perspective suggested that it is ‘as supports accumulate’ that an individual
291 Werner, E.E. & Smith, R.S. (1982) Vulnerable but Invincible: A Study of Resilient Children. New York: McGraw-
Hill; Werner, E.E. & Smith, R.S. (1992) Overcoming the Odds: High Risk Children from Birth to Adulthood. Ithaca,
NY: Cornell University Press.
292 Sroufe, L.A. (2007) The place of development in developmental psychopathology. In A. Masten (ed.)
Multilevel Dynamics in Developmental Psychopathology: Pathways to the Future: The Minnesota Symposia on Child
Psychology, Vol. 34 (pp.285–99). Mahwah, NJ: Lawrence Erlbaum, p.293.
293 Yates, T.M., Egeland, B., & Sroufe, A. (2003) Rethinking resilience. In S. Luthar (ed.) Resilience and
Vulnerability: Adaptation in the Context of Childhood Adversities (pp.243–66). Cambridge: Cambridge University
Press, pp.249–50.
294 Supkoff, L., Puig, J., & Sroufe, L.A. (2013) Situating resilience in developmental context. In M. Ungar (ed.)
517–28. See also Luthar, S.S., Doernberger, C.H., & Zigler, E. (1993) Resilience is not a unidimensional con-
struct: insights from a prospective study of inner-city adolescents. Development & Psychopathology, 5(4), 703–717.
296 Sroufe, L.A., Coffino, B., & Carlson, E.A. (2010) Conceptualizing the role of early experience: lessons from
Yates, Egeland, and Sroufe illustrated their argument by pointing to the developmental tra-
jectories of children who displayed substantial behavioural problems at school. Causadias,
Salvatore, and Sroufe found that, of children showing conduct problems, those who had experi-
enced the most favourable early care showed the fewest mental health problems and had more
supportive friendships in adolescence.297 Yates, Egeland, and Sroufe argued that a positive foun-
dation had served as a resource for meeting the challenges of adolescence. The early foundation
may have proven a ‘promotive factor’, enhancing the probability of later adaptation, not merely
buffering the effects of contemporary adversity. Such findings were taken as showing that re-
silience is a description of the availability and utilisation of resources, rather than an inherent
quality of individuals: ‘Consider the alternative interpretation that an early history of positive
adaptation reflects an underlying individual trait called resilience. In this view, some of these
children were resilient, then were not, and then were again.’298 Had the longitudinal study begun
297 See also Causadias, J.M., Salvatore, J.E., & Sroufe, L.A. (2012) Early patterns of self-regulation as risk and
promotive factors in development: a longitudinal study from childhood to adulthood in a high-risk sample.
International Journal of Behavioral Development, 36(4), 293–302.
298 Yates, T.M., Egeland, B., & Sroufe, A. (2003) Rethinking resilience. In S. Luthar (ed.) Resilience and
Vulnerability: Adaptation in the Context of Childhood Adversities (pp.243–66). Cambridge: Cambridge University
Press, p.251.
299 Another illustration is Supkoff, L., Puig, J., & Sroufe, L.A. (2013) Situating resilience in developmental con-
text. In M. Ungar (ed.) The Social Ecology of Resilience (pp.127–42). New York: Springer: ‘We found that we could
distinguish between those who recovered from depression in adulthood following formation of a romantic part-
nership from those who did not recover after partnering on the basis of different histories of infant attachment
(Sroufe, Corffino & Carlson 2010) ’ (138). In fact, however, these findings are not reported in Sroufe, Corffino, and
Carlson (2010). Some analogous results are reported in Salvatore, J.E. (2011) Moderating processes in the link be-
tween early caregiving and adult individual and romantic functioning: the distinctive contributions of early adult
romantic relationships. Unpublished doctoral dissertation, University of Minnesota. However the interaction is
between the early childhood composite variable, not attachment, and adult relationships, in predicting depressive
symptoms at age 23.
300 E.g. Widom, C.S., Czaja, C.J., & DuMont, K.A. (2015) Intergenerational transmission of child abuse and neg-
lect Science, 347(6229), 1480–85; Ben-David, V., Jonson-Reid, M., Drake, B., & Kohl, P.O. (2015) The association
between childhood maltreatment experiences and the onset of maltreatment perpetration in young adulthood
controlling for proximal and distal risk factors. Child Abuse & Neglect, 46, 132–41.
301 Egeland, B., Jacobvitz, D., & Sroufe, L.A. (1988) Breaking the cycle of abuse. Child Development, 59(4), 1080–
1088, p.1087.
Developmental psychopathology 393
Egeland, Jacobvitz, and Sroufe reported that the abused mothers who did not go on to abuse
their child were distinguished by one or more of three experiences. First, some had emotional
support from a non-abusive adult during their childhood. Second, some had participated in
therapy. Third, some had a stable and emotionally supportive relationship with their adult
partner. Egeland and colleagues observed that what these three experiences have in common
is that they are experiences in which a secure base and safe haven has been provided, a ‘basis for
developing alternative or transformed models of relationship’.302 One of the case studies they
provide is of a mother ‘VF’.303 VF grew up in a family of ten children, all of whom ended up in
foster care. Her mother would regularly beat the children, and as an adult VF still had scars from
the physical abuse. Scared of being taken away from her mother like her older siblings, VF lied
repeatedly at school to account for her bruises and cuts. However, when she was 11 years old, her
mother asked child protection services to take VF. At the point that she left her mother’s care she
the interruption of the transmission of abusive care, more than individual psychological factors. St-Laurent, D.,
Dubois-Comtois, K., Milot, T., & Cantinotti, M. (2019) Intergenerational continuity/discontinuity of child mal-
treatment among low-income mother–child dyads: the roles of childhood maltreatment characteristics, maternal
psychological functioning, and family ecology. Development & Psychopathology, 31(1), 189–202.
305 Bosquet Enlow, M., Englund, M.M., & Egeland, B. (2018) Maternal childhood maltreatment history and
child mental health: mechanisms in intergenerational effects. Journal of Clinical Child & Adolescent Psychology,
47(1), 47–62. Later research with the sample also indicated competence in romantic relationships as a potent
mediator of the association between experiences of abuse and neglect in childhood and parenting identified as
maltreating. Labella, M.H., Raby, K.L., Martin, J., & Roisman, G.I. (2019) Romantic functioning mediates pro-
spective associations between childhood abuse and neglect and parenting outcomes in adulthood. Development &
Psychopathology, 31(1), 95–111.
306 Berzenski, S.R., Yates, T.M., & Egeland, B. (2014) A multidimensional view of continuity in intergenerational
transmission of child maltreatment. In J.E. Korbin & R.D. Krugman (eds) Handbook of Child Maltreatment, Vol. 2
(pp.115–29). New York: Springer.
394 Alan Sroufe and Byron Egeland
For instance, Thompson and colleagues found that mothers who had experienced sexual
or physical violence as children were substantially more likely to have a child subject to in-
quiry from child protective services. Yet 75% of these referrals were for neglect.307 The move-
ment of abuse between the generations appears not to be mimetic, as Bowlby had assumed
(Chapter 1).
The Minnesota group emphasised that resilience is not a singular entity. Individuals can
do well in one area of their life, but less well in others, as a result of the internal and ex-
ternal resources available to them—as well as the cut and colour of the challenges they face.
The availability of a secure base as a form of social support helped promote non-abusive
caregiving behaviours in mothers in their sample who had themselves experienced abuse.
However, the early life stress these mothers experienced in receiving abuse nonetheless
had implications for the mental health of their children. Sroufe and Egeland emphasised
Gender
In ‘The domain of developmental psychopathology’, Sroufe and Rutter proposed that gender
is an important category to investigate.309 Both researchers found in their longitudinal stud-
ies that after puberty males facing risk factors were more likely to display aggression, con-
duct problems, and other ‘externalising’ forms of mental health problems, whereas girls
were more likely to display depression, anxiety, and other ‘internalising’ symptoms. Sroufe
and Rutter acknowledged that biological factors play a role, but overall their emphasis fell
on social and cultural causes of this difference. This conclusion was later reinforced by
Bakermans-Kranenburg and colleagues, who found no such gender differences in the dis-
tribution or trajectory of depressive symptoms in a Chinese sample, in contrast to European
and American samples.310 Sroufe and Rutter pointed to the role of powerful cultural norms
307 Thompson, R. (2006) Exploring the link between maternal history of childhood victimization and child
risk of maltreatment. Journal of Trauma Practice, 5(2), 57–72. A recent meta-anlysis of 142 studies showed
modest intergenerational transmission of abuse (k = 80; d = .45), and of kind of abuse (neglect: d = .24; physical
abuse: d = .41; emotional abuse: d = .57; sexual abuse: d = .39). See Madigan, S., Cyr, C., Eirich, R., et al. (2019)
Testing the cycle of maltreatment hypothesis: meta-analytic evidence of the intergenerational transmission of
child maltreatment. Development & Psychopathology, 31(1), 23–51.
308 Supkoff, L., Puig, J., & Sroufe, L.A. (2013) Situating resilience in developmental context. In M. Ungar (ed.)
The Social Ecology of Resilience (pp.127–42). New York: Springer, p.134. It is not clear, however, what outcome
measures were used.
309 Sroufe, L. & Rutter, M. (1984) The domain of developmental psychopathology. Child Development,
55(1), 17–29.
310 Cao, C., Rijlaarsdam, J., van der Voort, A., Ji, L., Zhang, W., & Bakermans- Kranenburg, M.J. (2017)
Associations between dopamine D2 receptor (DRD2) gene, maternal positive parenting and trajectories of depres-
sive symptoms from early to mid-adolescence. Journal of Abnormal Child Psychology, 46(2), 365–79.
Developmental psychopathology 395
around gender that shape the expression of emotions, the activation of the caregiving system,
the modulation of closeness and intimacy, and acceptable bases for self-esteem. They give
particular emphasis to gender socialisation, since ‘girls in our culture are socialized toward
compliance, inhibition, passivity, and reliance on others’. Depression and anxiety are con-
gruent with these forms of socialisation in European and American societies. Sroufe and
Rutter also refer to the experience of girls of sexual vulnerability, harassment, and the threat
of rape.311
In the Minnesota Longitudinal Study of Risk and Adaptation, Pianta, Sroufe, Egeland,
and colleagues observed aspects of gender socialisation. For instance, boys who were rated
by observers and by their mothers as less socially skilled received more sensitive care at later
follow-up, whereas this compensation by mothers was not provided to girls. In fact, girls
who were more self-controlled received more sensitive care, which the researchers suspect
311 Sroufe, L. & Rutter, M. (1984) The domain of developmental psychopathology. Child Development, 55(1),
17–29, p.26.
312 Pianta, R.C., Sroufe, L.A., & Egeland, B. (1989) Continuity and discontinuity in maternal sensitivity at 6, 24,
school outcomes and identification of protective factors. In J.E. Rolf, A. Masten, D. Cicchetti, K. Neuchterlen, &
S. Weintraub (eds) Risk and Protective Factors in the Development of Psychopathology (pp.215–35). Cambridge,
MA: Cambridge University Press.
314 Sroufe, L.A., Cooper, R.G., DeHart, G.B., & Marshall, M.E. (1996) Child Development: Its Nature and Course,
study. In T. Wachs & R. Plomin (eds) Conceptualization and Measurement of Organism–Environment Interaction
(pp.68–84). Washington, DC: American Psychological Association.
396 Alan Sroufe and Byron Egeland
curious.316 This was already remarked upon by Ainsworth. In correspondence with Bowlby,
Ainsworth wrote:
I believe that the main reason why the issue of sex differences has been so neglected in
regard to attachment is that such differences seem to be absent in infancy. Certainly, the
three main attachment patterns (strategies) do not differ in incidence among males and fe-
males. That makes sense, because in infancy protection is just as important for males as for
females, and the kind of protection that is needed is essentially the same for both sexes.317
Yet gender would similarly prove of relatively little relevance to the distribution of attachment
classifications in middle childhood or adolescence, at least when observational measures
were used.318 Whilst developmental psychopathology has generally been concerned with the
Case descriptions are woven in elegantly to the reports of the Minnesota group, particularly
in Sroufe’s early book chapters.320 However, it was rare for the group to describe in detail the
result of the assessments that had taken place over the years with particular dyads. Two case
studies, however, were reported in substantial depth at the end of the 1990s. One was the case
316 Sroufe, L.A., Cooper, R.G., DeHart, G.B., & Marshall, M.E. (1996) Child Development: Its Nature and Course,
3rd edn. New York: McGraw-Hill: ‘Gender is a central organising theme in development. It plays a key role in the
way people define and experience their worlds. In all societies, parents and others treat boys and girls differently
and expect different things from them. Because of this, children learn cultural stereotypes regarding male and
female behaviours and characteristics. This learning begins early and is pervasive. It manifests itself in children’s
activities, preferences, and social styles. Even among preschoolers, gender is so salient that a child’s most advanced
thinking is often applied to it. Preschoolers label and categorise different activities in terms of gender (Fagot et al.
1992); they remember modelled behaviours better when they are “gender appropriate” (Bauer 1993); and in gen-
eral they use gender as a basis for organising information (Serbin et al. 1993)’ (372–3).
317 Ainsworth, M. (1989) Letter to John Bowlby, 16 November 1989. PP/BOW/B.3/8.
318 Bakermans-Kranenburg, M.J. & van IJzendoorn, M.H. (2009) No reliable gender differences in attachment
and insecure attachment states of mind in adulthood: prospective, longitudinal evidence from a high-risk sample.
Development & Psychopathology, 29(2), 347–63, Table 4.
320 E.g. Sroufe, L.A. (1983) Infant–caregiver attachment and patterns of adaptation in preschool: the roots of
maladaptation and competence. In M. Perlmutter (ed.) Development and Policy Concerning Children with Special
Needs: The Minnesota Symposium in Child Psychology, Vol. 16 (pp.41–83). Hillsdale, NJ: Lawrence Erlbaum.
Developmental psychopathology 397
321 Egeland, B. (1997) Mediators of the effects of child maltreatment on developmental adaptation in adoles-
cence. In D. Cicchetti & S. Toth (eds) Rochester Symposium on Developmental Psychopathology: Vol. VIII. The
Effects of Trauma on the Developmental Process (pp.403–434). Rochester, NY: University of Rochester Press, p.417.
322 E.g. Herman, J.L. (1992) Trauma and Recovery. New York: Basic Books; Ceci, S.J. & Loftus, E.F. (1994)
‘Memory work’: a royal road to false memories? Applied Cognitive Psychology, 8, 351–64. For professionals’ views
on recovered memories see Ost, J., Wright, D.B., Easton, S., Hope, L., & French, C.C. (2013) Recovered memories,
satanic abuse, dissociative identity disorder and false memories in the UK: a survey of clinical psychologists and
hypnotherapists. Psychology, Crime & Law, 19(1), 1–19. For discussions of this debate in historical context see
e.g. Hult, J. (2005) The re-emergence of memory recovery: return of seduction theory and birth of survivorship.
History of the Human Sciences, 18(1), 127–42.
323 Toth, S. L. & Cicchetti, D. (1998) Remembering, forgetting, and the effects of trauma on memory: a develop-
therapist who worked with the family after child protection services became involved when
Laura was four years old, and from interviews with Laura’s child protection worker and her
therapist.
A first sign of sexual trauma was documented in preschool. Laura was one of the children
who was part of the preschool class made up of members of the sample. The head teacher of
the preschool reported sexual behaviours shown by Laura in the preschool classroom. In the
interview with mothers when their children were 54 months, Ms Miller (Laura’s mother)
stated that Laura had described a dream in which her father, who had some limited custody,
had come into her bed while she was sleeping and touched her, while she pleaded with him to
stop. When confronted, Laura’s father denied sexually abusing Laura, but agreed to see Laura
for only three hours per week and only with a third party present. Ms Miller asked child pro-
tection services if visitation could be prevented entirely, but physical examination for pene-
324 Duggal, S. & Sroufe, L.A. (1998) Recovered memory of childhood sexual trauma: a documented case from a
When Laura was 18, she took part in an AAI (Chapter 3), which includes a question about
experiences of abuse. In response to this question, Laura described a recent conversation
with her boyfriend about her first memories of her parents. This triggered a ‘really over-
whelming feeling’, and led Laura to seek out a trusted teacher. During the conversation with
the teacher, she reportedly recovered memories of her father kissing her while she was in
bed, with a sense that there was a sexual component to the interaction:
I told her this first memory and then it just came to me. Like, it just was so clear in my
mind, um, you know he like did this to me, whatever. And um, and I like went into com-
plete shock . . . I just felt like I was really dizzy and, and I couldn’t really see very well and,
and there was like all these noises going on, but I didn’t know what they were, and and it
wa-I was really confused and, like I couldn’t cry but I felt like I should be.327
Minnesota. Cicchetti did not primarily regard himself as an attachment researcher. However,
the approach of Sroufe and Egeland and the findings of the Minnesota Longitudinal Study
of Risk and Adaptation have been a central component of his influential approach to de-
velopmental psychology. Consideration of Cicchetti’s work offers an illustration of one way
that the legacy of the study of attachment at Minnesota has been inherited by subsequent
researchers.
Dante Cicchetti
329 Alan Sroufe, personal communication to Dante Cicchetti, cited in Cicchetti, D. (2011) Champions of psych-
ology: Dante Cicchetti—an interview with APS Student Caucus. Association for Psychological Science Observer,
24(9). http://www.psychologicalscience.org/index.php/publications/observer/champions-ofpsychology-dante-
cicchetti.html.
330 Ibid.
331 Cicchetti, D. (2004) Biography. American Psychologist, 59(8), 1–4 p.728–31.
332 Cicchetti, D. (2015) Reflections on Carroll Izard’s contributions: influences on diverse scientific disciplines
Sroufe’s ‘organisational perspective’. See for instance Wyman, P.A., Cowen, E.L., Work, W.C., & Kerley, J.H. (1993)
The role of children’s future expectations in self-system functioning and adjustment to life stress: a prospective
study of urban at-risk children. Development & Psychopathology, 5(4), 649–61. However, Cicchetti has been the
most consistent advocate for this as an explicit approach to and model of developmental psychopathology.
Two former students 401
perspective in nearly every first-author article and book chapter he has written. Following
Sroufe, Cicchetti emphasised that individual behaviours should not be the unit of analysis
in the study of child development. Instead, researchers should focus on the integration of
resources in responding to the most important challenges from the environment relevant to
a person at that time in their lives.335 Bowlby’s concept of probabilistic developmental path-
ways had just been introduced during Cicchetti’s time as a graduate student, and this proved
an important influence on his exploration of the interaction of factors in both risk and re-
silience, and the reciprocal interpretation of typical and atypical development in light of one
another.336 As a graduate student at Minnesota, Cicchetti co-authored a review paper with
Egeland on antecedents of child maltreatment, with particular attention paid to the role of
poverty, family conflict, and alcohol and substance use.337 He documented that parents who
maltreat their children show no single set of personality traits or fit into specific psychiatric
335 Cicchetti, D. & Sroufe, L.A. (1978) An organizational view of affect: illustration from the study of Down’s
syndrome infants. In M. Lewis & L. Rosenblum (eds) The Development of Affect (pp.309–350). New York: Plenum
Press; Cicchetti, D. & Schneider- Rosen, K. (1986) An organisational approach to childhood depression.
In M. Rutter, C. Izard, & P. Read (eds) Depression in Young People: Clinical and Developmental Perspectives.
New York: Guilford.
336 Cicchetti, D. & Greenberg, M.T. (1991) The legacy of John Bowlby. Development & Psychopathology, 3(4),
347–50.
337 Cicchetti, D., Taraldson, B., & Egeland, B. (1978) Perspectives in the treatment and understanding
of child abuse. In A. Goldstein (ed.) Prescriptions for Child Mental Health and Education (pp.301–378).
New York: Pergamon.
338 Cicchetti, D., Cummings, E.M., Greenberg, M.T., & Marvin, R.S. (1990) An organisational perspective on
attachment beyond infancy: implications for theory, measurement and research. In M.T. Greenberg, D. Cicchetti,
& E.M. Cummings (eds) Attachment in the Preschool Years (pp.1–50). Chicago: University of Chicago Press,
p.35; Cicchetti, D. & Rogosch, F.A. (1996) Equifinality and multifinality in developmental psychopathology.
Development & Psychopathology, 8, 597–600. These terms were drawn from general systems theory and embry-
ology: see von Bertalanffy, L. (1968) General System Theory. New York: Braziller; Weiss, P. (1969) Principles of
Development. New York: Hafner.
402 Alan Sroufe and Byron Egeland
and Adolescents with Mental, Behavioural, and Developmental Disorders,339 and the National
Institute of Mental Health had situated developmental psychopathology as the organising
framework for future research funding priorities for child and adolescent mental health.340
In 1990, the eminent developmental researcher Robert Emde described the work of
Cicchetti, Mary Main, and others as commencing the ‘third phase of attachment research’.341
If Bowlby’s initiation of attachment theory had represented the first phase, and the valid-
ation of the Strange Situation by Ainsworth, Sroufe, Egeland, and others in the late 1970s and
1980s had represented the second phrase, the third phase was characterised by innovations
in methodology to examine attachment beyond infancy and new insights into risk and pro-
tective factors for mental illness.
Yet the continuities between the work of Cicchetti and Sroufe were strong and fun-
damental. Cicchetti picked up from Sroufe and colleagues an abiding concern for the
339 National Academy of Sciences (1989) Research on Children and Adolescents with Mental, Behavioral, and
Mental Disorders. Rockville, MD: US Department of Health and Human Services, National Institute on Mental
Health.
341 Emde, R. (1990) Preface. In M.T. Greenberg, D. Cicchetti, & E.M. Cummings (eds) Attachment in the
comes: implications for the study of development and psychopathology. Development & Psychopathology, 12(3),
333–56. On the role of cultural components within the organisation of the attachment behavioural system see also
Morelli, G., Chaudhary, N., Gottlieb, A., et al. (2017) Taking culture seriously: a pluralistic approach to attachment.
In H. Keller & K.A. Bard (eds) The Cultural Nature of Attachment (pp.139–69). Cambridge, MA: MIT Press.
343 Cicchetti, D. (2002) How a child builds a brain: insights from normality and psychopathology. In W. Hartup
& R. Weinberg (eds) Child Psychology in Retrospect and Prospect: The Minnesota Symposia on Child Psychology, Vol.
32 (pp.23–71). Mahwah, NJ: Lawrence Erlbaum.
344 Curtis, W.J. & Cicchetti, D. (2003) Moving research on resilience into the 21st century: theoretical and meth-
odological considerations in examining the biological contributors to resilience. Development & Psychopathology,
15(3), 773–810.
Two former students 403
and biological components.345 For instance Cicchetti and colleagues utilised the Egeland
and Sroufe methodology of inviting their child participants to take part in summer camps
in order to see how individuals form and respond to the developmental challenge of peer
relationships. However, unlike Egeland and Sroufe, Cicchetti and colleagues interpreted the
behaviour of the individuals and the interactions of the groups in light of neuroendocrinal
data, as well as self-report and observation.346
Egeland and Sroufe did not have available such neurological and hormonal measures
and did not give biological processes a specific place in their thinking about behavioural
systems.347 However, to some extent both researchers were attentive to biological factors.
For instance, Sroufe and Waters pioneered the use of physiological measures of cardiac
response to show the distress of the apparently unruffled infants in avoidant dyads. And
there is every reason to assume that if other physiological measures of sympathetic nervous
345 Cicchetti, D. & White, J. (1988) Emotional development and the affective disorders. In W. Damon (ed.) Child
of Orthopsychiatry, 53, 365–7: ‘Most of us tend to ignore the issue of inheritance and the biological basis of
behavior’ (366).
348 Sroufe had a career-long concern with medications given to children, and this concern was generally a sense
of dismay at how social and family relationships got sidelined by the hunt for neuroendocrinal solutions to devel-
opmental problems. See e.g. Sroufe, L.A. & Stewart, M.A. (1973) Treating problem children with stimulant drugs.
New England Journal of Medicine, 209, 407–413; Sroufe, L.A. (2012) The ‘other’ drug dilemma. USA Today, May
2012, p.21.
349 Siebenbruner, J., Zimmer-Gembeck, M.J., & Egeland, B. (2007) Sexual partners and contraceptive use: a
16-year prospective study predicting abstinence and risk behavior. Journal of Research on Adolescence, 17(1),
179–206, p.184.
350 Egeland, B., Weinfield, N., Bosquet, M., & Cheng, V. (2000) Remembering, repeating, and working
through: lessons from attachment-based interventions. In J. Osofsky (ed.) WHIMH Handbook of Infant Mental
Health, Vol. 4 (pp.35–89). New York: Wiley: ‘Suboptimal social environments tend to promote physiological sys-
tems that are dominated by the parasympathetic branch of the autonomic nervous system (avoidant histories) or
the sympathetic branch of the autonomic nervous system (resistant histories)’ (42).
351 Raby, K.L., Cicchetti, D., Carlson, E.A., Cutuli, J.J., Englund, M.M., & Egeland, B. (2012) Genetic and
caregiving-based contributions to infant attachment: unique associations with distress reactivity and attachment
security. Psychological Science, 23(9), 1016–23.
404 Alan Sroufe and Byron Egeland
attachment classification by caregiver sensitivity: there was no interaction effect between the
variables. On the basis of such findings, Raby, Cicchetti, Egeland, and colleagues have called
for ‘reconciliation’ between Sroufe’s focus on attachment and Kagan’s focus on temperament,
arguing that both can make a contribution.352 However, it should be noted that Raby’s later
work on the NICHD sample has not offered support for the role of molecular genetic factors
in predicting attachment classifications.353
In agreement with Sroufe and Egeland, Cicchetti viewed it as an important inter-
vention against the stigma attached to mental illness to view symptoms as ordinary
and statistically expectable responses to a dynamic accumulation of adversities, and
relative lack of supports, in the course of development.354 Whilst less adverse to use
of diagnostic categories in assessments than Sroufe, Cicchetti has been mindful of the
sociological processes that led to the dominant role of diagnoses within psychology,
sonal disclosure, and social policy. Development & Psychopathology, 12(4), 555–98.
355 E.g. Richers, J.E. & Cicchetti, D. (1993) Mark Twain meets DSM-III-R: conduct disorder, development, and
Developmental Psychopathology: Trauma: Perspectives on Theory, Research, and Intervention, Vol. 8 (pp.xi–xvi).
Rochester, NY: University of Rochester Press.
357 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person. New York:
Guilford, p.84.
358 Cicchetti, D., Toth, S.L., & Lynch, M. (1995) Bowlby’s dream comes full circle. In Advances in Clinical Child
Psychology (pp.1–75). Boston: Springer. Cf. Bowlby, J. (1988) A Secure Base. London: Routledge: It was ‘unex-
pected that, whereas attachment theory was formulated by a clinician for use in the diagnosis and treatment of
emotionally disturbed patients and families, its usage . . . has been mainly to promote research in developmental
psychology’ (ix).
Two former students 405
collapsing levels of analysis.359 Cicchetti and Toth also supplemented Bowlby’s approach
with Sroufe’s more fine-grained attention to different developmental challenges across the
lifecourse. For instance, Cicchetti and Toth argued that it follows from an organisational per-
spective that even when a child has been supported to achieve good outcomes following mal-
treatment, developmental reorganisations—such as the transition to parenthood—could
result in vulnerabilities. The reorganisation may well draw upon earlier affective, cognitive,
behavioural, and neuroendocrinal components that had previously not been much in evi-
dence.360 On the other hand, Cicchetti and Toth emphasised that developmental transitions
such as adolescence, and their ensuing shifts in challenges and relevant resources, can also
represent opportunities for reorganisation away from pathology, especially if there are re-
sources available on the basis of past experience or present support.361
Additionally, intervention research offered the prospect of experimental rather than nat-
359 Cicchetti, D. & Toth, S.L. (1995) Child maltreatment and attachment organization: implications for interven-
tion. In S. Goldberg, R. Muir, & J. Kerr (eds) Attachment Theory: Social, Developmental, and Clinical Perspectives
(pp.279–308). Hillsdale, NJ: The Analytic Press, p.280.
360 Cicchetti and colleagues termed this ‘hierarchic motility’: the way that early components may be incorp-
orated into later behavioural systems and remain accessible to be activated, especially during periods of extreme
stress. This can be an asset, if earlier resources can be made available and repurposed for new tasks. However, it can
also be a liability if these earlier components are called upon but not well suited to contemporary challenges. See
Cicchetti, D. (1994) Integrating developmental risk factors: perspectives from developmental psychopathology. In
C. Nelson (ed.) Threats to Optimal Development: Integrating Biological, Psychological, and Social Risk Factors: The
Minnesota Symposia on Child Psychology, Vol. 27 (pp.229–72). Hillsdale, NJ: Lawrence Erlbaum.
361 Cicchetti, D. & Toth, S.L. (eds) (1996) Rochester Symposium on Developmental Psychopathology: Adolescence
theory. Development & Psychopathology, 14(4), 667–71; Toth, S.L., Sturge-Apple, M.L., Rogosch, F.A., & Cicchetti,
D. (2015) Mechanisms of change: testing how preventative interventions impact psychological and physiological
stress functioning in mothers in neglectful families. Development & Psychopathology, 27(4), 1661–74.
363 Cicchetti, D., Toth, S.L., & Rogosch, F.A. (1999) The efficacy of toddler–parent psychotherapy to increase
attachment security in offspring of depressed mothers. Attachment & Human Development, 1(1), 34–66; Toth,
S.L., Rogosch, F.A., & Cicchetti, D. (2008) Attachment-theory informed intervention and reflective functioning in
depressed mothers. In H. Steele & M. Steele (eds) The Adult Attachment Interview in Clinical Context (pp.154–72).
New York: Guilford.
364 Cicchetti, D. & Doyle, C. (2016) Child maltreatment, attachment and psychopathology: mediating relations.
found that secure attachment at 26 months fully mediated the association between a psycho-
therapy intervention for parents suffering from depression and their child’s display of con-
duct problems at school eight years later.366
Cicchetti and colleagues were the first researchers to use the Main and Solomon dis-
organised attachment classification in a sample of maltreated children.367 The Harvard
Child Maltreatment Project was initiated in 1979 by Cicchetti and Aber, as a large longi-
tudinal study, modelled on the Minnesota Longitudinal Study of Risk and Adaptation.368
A small subsample were seen in the Strange Situation and classified using the Ainsworth
categories.369 Twenty-two dyads were known to child protection services for abuse and/
or neglect of the child or an older sibling; 21 were a matched comparison group. However,
a third of the sample were classified as securely attached, which was an unexpected and
concerning finding. Like Egeland and Sroufe, the infants in these dyads displayed dis-
366 Guild, D.J., Toth, S.L., Handley, E.D., Rogosch, F.A., & Cicchetti, D. (2017) Attachment security mediates the
longitudinal association between child–parent psychotherapy and peer relations for toddlers of depressed moth-
ers. Development & Psychopathology, 29(2), 587–600.
367 Carlson, V., Cicchetti, D., Barnett, D., & Braunwald, K. (1989) Finding order in disorganization: lessons
from research on maltreated infants’ attachments to their caregivers. In D. Cicchetti & V. Carlson (eds) Child
Maltreatment: Theory and Research on the Causes and Consequences of Child Abuse and Neglect (pp.494–528).
Cambridge: Cambridge University Press.
368 Another early, important study of a sample with substantial rates of maltreatment was conducted by Mary
Jo Ward, also a former student of Sroufe: Ward, M.J. & Carlson, E.A. (1995) Associations among adult attachment
representations, maternal sensitivity, and infant–mother attachment in a sample of adolescent mothers. Child
Development, 66(1), 69–79.
369 Schneider-Rosen, K., Braunwald, K.G., Carlson, V., & Cicchetti, D. (1985) Current perspectives in attach-
ment theory: illustration from the study of maltreated infants. Monographs of the Society for Research in Child
Development, 50(1–2), 194–210.
370 Crittenden, P.M. (1988) Relationships at risk. In J. Belsky & T. Nezworski (eds) Clinical Implications of
from research on maltreated infants’ attachments to their caregivers. In D. Cicchetti & V. Carlson (eds) Child
Maltreatment: Theory and Research on the Causes and Consequences of Child Abuse and Neglect (pp.494–528).
Cambridge: Cambridge University Press, p.507.
372 Barnett, D., Ganiban, J., & Cicchetti, D. (1999) Maltreatment, negative expressivity, and the development
of type D attachments from 12 to 24 months of age. Monographs of the Society for Research in Child Development,
64(3), 97–118.
Two former students 407
In a later study, Cicchetti, Rogosch, and Toth used the Strange Situation as part of the
evaluation of two different forms of intervention with 137 families known to child protec-
tion services for infant abuse and/or neglect.373 They also included 52 matched families as a
non-maltreating comparison sample. The maltreating families were allocated to one of three
conditions. In the first condition, they received usual social work support. In the second
condition, they received an intervention that focused on teaching parents about infants’
needs. In the third condition, the mother–child dyad received once-a-week psychotherapy,
using the model of child–parent psychotherapy developed by Selma Fraiberg374 and Alicia
Lieberman (a former student of Ainsworth).375 In child–parent psychotherapy, the inter-
vention focuses on exploring the caregiver’s personal history of adversities and difficult
feelings, especially as evoked in the context of the present-day relationship with their child.
Therapeutic interactions are responsive to spontaneous child–parent interactions and play,
The fact that plasticity is possible during infancy and that even the most disorganized form
of attachment is modifiable in extremely dysfunctional mother–child dyads offers signifi-
cant hope for thousands of young children and for their families. By fostering secure at-
tachment, costlier interventions such as foster care placement, special education services,
residential treatment, and incarceration can be averted. Unfortunately, our results also
shed light on the harsh reality of the ineffectiveness of services currently being provided.376
More recently, Cicchetti, Rogosch, and Toth reported results from a study of genotypic vari-
ation in their sample, examining the 5-HTTLPR (serotonin-related) and DRD4 (dopamine-
related) polymorphisms. 377 This followed up a hypothesis Cicchetti had put forward in the
373 Cicchetti, D., Rogosch, F.A., & Toth, S.L. (2006) Fostering secure attachment in infants in maltreating fam-
ilies through preventive interventions. Development & Psychopathology, 18(3), 623–49, p.646. The research was
funded by the Administration of Children, Youth, and Families, the National Institute of Mental Health, and the
Spunk Fund, Inc.
374 Fraiberg, S., Adelson, E., & Shapiro, V. (1975) Ghosts in the nursery: a psychoanalytic approach to impaired
infant–mother relationships. Journal of the American Academy of Child Psychiatry, 14, 387–421.
375 Lieberman, A.F. (1992) Infant– parent psychotherapy with toddlers. Development & Psychopathology,
4, 559–74. See also Lieberman, A.F. & Van Horn, P. (2008) Psychotherapy with Infants and Young Children.
New York: Guilford.
376 Cicchetti, D., Rogosch, F.A., & Toth, S.L. (2006) Fostering secure attachment in infants in maltreating fam-
ilies through preventive interventions. Development & Psychopathology, 18(3), 623–49, p.646.
377 Cicchetti, D., Rogosch, F.A., & Toth, S.L. (2011) The effects of child maltreatment and polymorphisms of
the serotonin transporter and dopamine D4 receptor genes on infant attachment and intervention efficacy.
Development & Psychopathology, 23(2), 357–72.
408 Alan Sroufe and Byron Egeland
1980s that dyads would be most likely to receive a disorganised attachment classification if
the infant was both abused and had a genetic predisposition towards affective reactivity.378
The hypothesis was not precisely supported. The researchers found that among the non-mal-
treated infants, 5-HTTLPR and DRD4 polymorphisms influenced attachment security and
disorganisation at 26 months and the stability of attachment disorganisation between 12 and
26 months. However, among the maltreated infants, they found no such associations be-
tween genotype and attachment classifications. The researchers concluded that the high rate
of disorganisation ‘overpowered the genetic contribution’ to attachment patterns among the
maltreated infants.379 Genetic variation between infants was not found to have any implica-
tions for the effectiveness of the interventions.
In a later follow-up of the sample 12 months after the end of treatment, dyads who had
received psychotherapy had rates of secure (56%) and disorganised (26%) attachment that
Glenn Roisman
As discussed in Chapter 3, another student of Sroufe’s later in his career was Glenn Roisman.
Roisman is now one of the leaders of the Minnesota Longitudinal Study of Risk and
Adaptation. Roisman has been fascinated by the discoveries of Main and colleagues. Yet on
several occasions he has identified that terms in Main and Hesse’s writings were extrapolated
as theory on the basis of demanding observation of small samples. Main’s most prominent
innovations—the disorganised infant attachment classification and the AAI—were based on
video and audio recording as new technologies of exactitude and repetition, combined with
meticulous work with a limited number of cases. Roisman expressed concern that such use
378 Cicchetti, D. & White, J. (1988) Emotional development and the affective disorders. In W. Damon (ed.) Child
the serotonin transporter and dopamine D4 receptor genes on infant attachment and intervention efficacy.
Development & Psychopathology, 23(2), 357–72.
380 Stronach, E.P., Toth, S.L., Rogosch, F., & Cicchetti, D. (2013) Preventive interventions and sustained attach-
caregivers and self in maltreated preschoolers. Attachment & Human Development, 2(3), 271–305; Toth, S.L.,
Maughan, A., Manly, J.T., Spagnola, M., & Cicchetti, D. (2002) The relative efficacy of two interventions in al-
tering maltreated preschool children’s representational models: implications for attachment theory. Development
& Psychopathology, 14(4), 877–908.
Two former students 409
of small samples, among other factors, meant that little or no psychometric analysis was ever
conducted by Main on her new assessments, to see if the categories are well adapted to cap-
turing what they seek to measure. He suspected that the scales that Main and colleagues had
created to help coders come to category decisions—such as the scales for coherence, idealisa-
tion of the parent, and preoccupying anger—might have psychometric properties as good,
or perhaps better, than the overarching categories. Additionally, examination of the scales
could permit taxometric inquiry into the architecture of individual differences in states of
mind regarding attachment in adulthood, with the potential to contribute to theory and to
improvements in how findings could be analysed.
Roisman was by no means the first to ask psychometric questions of measures such as
the Strange Situation and the AAI. This was a major concern of Waters (Chapter 2) and
van IJzendoorn and colleagues from the 1980s onwards, including the subject of Marian
382 Goossens, F.A., van IJzendoorn, M.H., Tavecchio, L.W.C., & Kroonenberg, P.M. (1986) Stability of attach-
ment across time and context in a Dutch sample. Psychological Reports, 58(1), 23–32; Bakermans-Kranenburg,
M.J. & van IJzendoorn, M.H. (1993) A psychometric study of the Adult Attachment Interview: reliability and dis-
criminant validity. Developmental Psychology, 29(5), 870–79.
383 Cf. Collins, R. (2002) On the acrimoniousness of intellectual disputes. Common Knowledge, 8(1), 47–70.
410 Alan Sroufe and Byron Egeland
overwhelming majority (80%) of the variance in this analysis was accounted for by two di-
mensions: anxiety and avoidance. Fraley was confident that attachment would be dimen-
sionally rather than categorically distributed. If multiple factors could impact to varying
degrees on attachment patterns, then for him a logical implication was that differences in
attachment between individuals would be of degree, rather than of kind. At a statistical level,
as well, Fraley felt that continuous models offer more effective prediction. In conducting cor-
relations and regressions, dimensions allow all the variance to be used, rather than forcing
arbitrary cut-offs at both ends and losing relevant variation.
Most attachment researchers now agree that attachment can be modelled dimensionally.384
However, a fundamental controversy lay in the proposal, put forward by Fraley and Speiker
(Chapter 2), that proposed two dimensions—the Ainsworth avoidance and resistance scales—
as the best way to capture differences in the Strange Situation.385 Fraley argued that since
384 See van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2014) Confined quest for continuity: the cat-
egorical versus continuous nature of attachment. Monographs of the Society for Research in Child Development,
79(3), 157–67.
385 On the exclusion of a disorganised dimension in Fraley and Spieker see Fraley, C. (2002) Response to
Reviewers, Letter to Douglas M. Teti, Associate Editor of Developmental Psychology, 30 January 2002. Unpublished
text shared by the author: ‘The reviewer states that “the way the authors address the issue of the disorganized
group is not convincing. The D’s were coded in the NICHD sample. Why were they not included?” The MAXCOV
analyses require at least three indicators, and there are only two indicators of D in the study: the overall D ratings
of the two independent coders per case. The analyses simply cannot be performed. The other analyses were con-
ducted with and without children classified as D. As noted in the manuscript, the results are the same either way.
We would have liked to have had the opportunity to study the taxonicity of D, and we’re hoping that this article will
be a catalyst for getting other researchers who might be pursue the matter further (e.g., researchers who originally
developed the D classification may have access to a larger number of indicators of disorganization).’
386 The Working Model of the Child Interview, developed in the 1990s on the model of the AAI, also amalgam-
ated the preoccupied and unresolved classifications. Benoit, D., Parker, K.C., & Zeanah, C.H. (1997) Mothers’ rep-
resentations of their infants assessed prenatally: stability and association with infants’ attachment classifications.
Journal of Child Psychology and Psychiatry, 38(3), 307–313: ‘the caregiver may seem preoccupied or distracted
Two former students 411
Applied to infancy, this implied a change from operationalising the second dimension as
resistance, as in Fraley and Spieker. Roisman and Fraley combined resistance and disorgan-
isation scores, since both were understood to reflect overt anxiety.387 This decision appears
to have been based on Fraley’s conceptualisation of individual differences in attachment on
the basis of the Experiences of Close Relationships scale. Both resistance and disorganisa-
tion could be conceptualised as ‘anxiety’ about the availability of the caregiver, one of the two
latent dimensions of the Experiences of Close Relationships scale. No taxometric analysis
of the Strange Situation or AAI has been conducted on a clinical sample.388 Yet in multiple
non-clinical samples Fraley and Roisman demonstrated that variance on the AAI can be
best explained by these two weakly correlated latent factors.389 Roisman’s appointment in
2012 as Sroufe and Egeland’s successor at Minnesota, with leadership responsibilities for the
Minnesota Longitudinal Study of Risk and Adaptation, has contributed to his powerful pos-
by other concerns, confused and anxiously overwhelmed by the infant, self-involved or may expect the infant to
please or be excessively compliant’ (308).
387 Fraley, R.C, Roisman, G.L, Booth-LaForce, C., Owen, M.T., & Holland, A.S. (2013) Interpersonal and genetic
origins of adult attachment styles: a longitudinal study from infancy to early adulthood. Journal of Personality and
Social Psychology, 104(5), 817–38; web-based supplement, Part C.
388 Anticipated differences between clinical and non-clinical samples in this regard have been discussed by van
IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2014) Confined quest for continuity: the categorical versus
continuous nature of attachment. Monographs of the Society for Research in Child Development, 79(3), 157–67.
389 Roisman, G.I., Fraley, R.C., & Belsky, J. (2007) A taxometric study of the Adult Attachment Interview.
Developmental Psychology, 43, 675–86; Haltigan, J.D., Roisman, G.I., & Haydon, K.C. (2014) The latent structure
of the Adult Attachment Interview: exploratory and confirmatory evidence. Monographs of the Society for Research
in Child Development, 79(3), 15–35; Raby, K.L., Labella, M.H., Martin, J., Carlson, E.A., & Roisman, G.I. (2017)
Childhood abuse and neglect and insecure attachment states of mind in adulthood: prospective, longitudinal evi-
dence from a high-risk sample. Development & Psychopathology, 29, 347–63.
390 van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2014) Confined quest for continuity: the categorical
versus continuous nature of attachment. Monographs of the Society for Research in Child Development, 79(3), 157–
67. In support see Stovall-McClough, K. & Cloitre, M. (2006) Unresolved attachment, PTSD, and dissociation in
women with childhood abuse histories. Journal of Consulting and Clinical Psychology, 74(2), 219–28.
391 Raby, K.L., Labella, M.H., Martin, J., Carlson, E.A., & Roisman, G.I. (2017) Childhood abuse and neglect
and insecure attachment states of mind in adulthood: prospective, longitudinal evidence from a high-risk sample.
Development & Psychopathology, 29(2), 347–63; Raby, K.L., Yarger, H.A., Lind, T., Fraley, R.C., Leerkes, E., &
Dozier, M. (2017) Attachment states of mind among internationally adoptive and foster parents. Development &
Psychopathology, 29(2), 365–78.
412 Alan Sroufe and Byron Egeland
preoccupied states of mind. A confirmatory factor analysis with the three samples in the
second study supported the viability of the model in a second high-risk cohort.
There remain questions about the model of individual differences in attachment in terms
of two latent dimensions. Raby, Roisman, and colleagues excluded the Main et al. coher-
ence scale from their factor analysis because it had a very strong relationship with security
and had previously been found to cross-load on the dismissing and preoccupation dimen-
sions.392 Yet in fact recent discussions in the social psychological tradition have questioned
the two-dimensional model and argued for security as a partially independent dimension
(Chapter 5). Furthermore, it seems to be a premise of the work by Raby and colleagues that
three or more scales are required for a construct to be submitted to taxometric analysis: this
rules out, a priori, appraisal of unresolved loss and unresolved trauma as an independent
latent unresolved variable. It could be argued that unless this restriction can be relaxed (or
Holism in theory
Central to the ambitions, contribution, and legacy of the Minnesota group has been the prin-
ciple of holism. Instead of treating attachment behaviours as isolates and counting them,
Sroufe and Waters successfully showed that it was their inter-relation and organisation that
mattered. Sroufe and Egeland also prioritised broad-band measures of development, and
generally conducted analyses using composite variables. These methodological decisions
were part of a perspective that situated behaviour in the context of the ‘whole person’ and
their adaptation to their context. Part of the importance of this holism reflected how Sroufe
and colleagues conceptualised human nature itself: rather than the intrinsic drives posited
by Freud, they situated ‘striving for mastery and coherence as the larger goals guiding behav-
iour’.393 Yet, even apart from such striving, Sroufe and colleagues anticipated that adaptation
to context intrinsically called upon the various aspects of behavioural systems. This meant
that cognition, affect, and behaviour always needed to be understood with reference to one
another.394 The strength of this perspective is illustrated by the findings mentioned in earlier
sections (‘Mental and physical health’ and ‘The domain of developmental psychopathology’),
demonstrating substantial and unique prediction from infant attachment to global adaptive
functioning at age 28 and physical health at age 32. Infant attachment classification had a few
392 Haltigan, J.D., Roisman, G.I., & Haydon, K.C. (2014) The latent structure of the Adult Attachment
Interview: exploratory and confirmatory evidence. Monographs of the Society for Research in Child Development,
79(3), 15–35.
393 Sroufe, L.A., Egeland, B., Carlson, E.A., & Collins, W.A. (2005) The Development of the Person.
more specific associations in the data, such as the link between disorganised attachment and
dissociative symptoms. Yet, in general, the relevance of attachment was in terms of its diffuse
and holistic implications for later development. Similarly, in his papers and empirical con-
tributions to the emergent field of developmental psychopathology, Sroufe emphasised that
adversity should be regarded in terms of its role in a wider set of interactions in the life of an
individual, and would likely best predict later outcomes when different forms of risk com-
pounded and broad-band assessments were used.
The ambition of encompassing the ‘whole person’ in a longitudinal study of risk and at-
tachment was a compelling one. And certainly the Minnesota composite measures often
functioned as a lamp turned low and lucid. However, the emphasis on holism also came
with drawbacks. In Ainsworth’s writings, the concept of attachment was at times used to
encompass all support for emotion regulation by the caregiver, to the point that at times ‘at-
395 Ainsworth, M. (1969) Object relations, dependency and attachment. Child Development, 40, 969–
1025: ‘Psychoanalytically and ethologically oriented theories imply that the attachment—the relationship—resides
in the inner structure, which has both cognitive and affective aspects, and which affects behaviour’ (1003).
396 Sroufe, L.A., Fox, N.E., & Pancake, V.R. (1983) Attachment and dependency in developmental perspective.
Child Development, 54(6), 1615–27: ‘In the past 15 years, a major advance in the study of early social development
has been the conceptual distinction between attachment (the relationship between infant and caregiver) and de-
pendency (the reliance of the child on adults for nurturance, attention, or assistance)’ (1615).
397 Pederson, D.R. & Moran, G., (1996) Expressions of the attachment relationship outside of the strange situ-
New York: Guilford: ‘Attachment is the “dyadic regulation of emotion” (Sroufe 1996). The infant must learn to draw
effectively on external resources in the service of emotion regulation’ (42).
414 Alan Sroufe and Byron Egeland
Attachment is not even all there is to parenting. Parents do much more than provide a
haven of safety and a secure base for exploration, important as these provisions are. Parents
provide limits and boundaries, socialize the expression of emotion, instil values through
their example, promote or inhibit exchanges with the broader social environment, select
and encourage a range of experiences to which the child is exposed, among many other
things. Assimilating all of this to attachment will curtail our knowledge of parental in-
fluence and even interfere with the task of understanding attachment, because it dis-
allows the possibility of studying how attachment experiences work in concert with other
experiences.400
Holism in interventions
400 Sroufe, L.A. (2016) The place of attachment in development. In J. Cassidy & P.R. Shaver (eds) Handbook of
Attachment: Theory, Research, and Clinical Applications, 3rd edn (pp.997–1011). New York: Guilford, p.1004.
401 Sroufe, L.A. (2005) Attachment and development: a prospective, longitudinal study from birth to adulthood.
lative risk in child behavior outcomes. Journal of Child Psychology and Psychiatry, 46(3), 235–45, p.242–3.
403 Egeland, B., Carlson, E., & Sroufe, L.A. (1993) Resilience as process. Development & Psychopathology, 5(4),
517–28, p.526.
404 Korfmacher, J. (2001) Harder than You Think: Determining What Works, for Whom, and Why in Early
peutic intervention with mother–infant dyads. Development & Psychopathology, 4(4), 495–507, p.501.
406 For further characterisation of the sample see Egeland, B., Erickson, M.F., Butcher, J.N., & Ben-Porath, Y.S.
(1991) MMPI-2 profiles of women at risk for child abuse. Journal of Personality Assessment, 57(2), 254–63.
Some remaining questions 415
407 Consider, as a point of contrast, Bowlby’s hesitancy in the 1950s regarding whether attachment theory could
have specific implications for intervention: Association for Psychiatric Social Workers (1955) Presentation at
the Annual General Meeting 1955: Dr John Bowlby on preventative activities. Modern Records Centre Warwick
University, MSS.378/APSW/P/16/6/19-20: ‘Dr Bowlby drew a sharp distinction between helping such workers
to understand the nature of the problems with which they were dealing and advising them on what action they
should take. He thought nothing but good could come from helping such workers to understand the nature of the
problems . . . he was more sceptical on the wisdom of advising action.’
408 Egeland, B. & Erickson, M. (1993) Attachment theory and findings: implications for prevention and inter-
vention. In S. Kramer & H. Parens (eds) Prevention in Mental Health: Now, Tomorrow, Ever? (pp.21–50). Northvale,
NJ: Jason Aronson. Another pioneering study from the period was Alicia Lieberman’s child–parent psychotherapy.
This ran contemporaneously with STEEP, and results from the use of the Strange Situation as an outcome measure
were published earlier: Lieberman, A.F., Weston, D.R., & Pawl, J.H. (1991) Preventive intervention and outcome
with anxiously attached dyads. Child Development, 62(1), 199–209. Whereas Lieberman’s intervention was largely
psychoanalytic in inspiration, STEEP was the first attachment-based family support programme also evaluated
using attachment measures. Other evaluations of interventions using attachment measures soon followed. For a
review of this early work see van IJzendoorn, M.H., Juffer, F., & Duyvesteyn, M.G. (1995) Breaking the intergener-
ational cycle of insecure attachment: a review of the effects of attachment-based interventions on maternal sensi-
tivity and infant security. Journal of Child Psychology and Psychiatry, 36(2), 225–48.
409 E.g. Martensen, P., Spector, S., & Erickson, M.F. (1999) Applying attachment theory and research in a public
health home visiting program. Zero to Three, 20(2), 20–22: ‘We are in a position to encourage Anita on the journey
of looking at how her own childhood experiences of loss and shame come to bear on her relationships with her
children. Bright and capable of insight, Anita shows glimmers of thinking about how her mother’s rejection of her
might be playing out in her own anger toward Lisa. Or how her own self-hatred might be projected specifically
onto her daughter, in whom she sees more of herself than in her son. Or how her tendency to have her children
meet her emotional needs is rooted in her own early relationship experience. Anita is clear in stating that she wants
to be sure neither of her children suffers in the way she did. And that is a solid foundation for helping her work
through these issues and learn to see more clearly through the eyes of her children’ (21–2).
410 The use of video as part of supportive parenting interventions was introduced, at least in print, by Beebe, B.
& Stern, D. (1977) Engagement–disengagement and early object experience. In M. Freedman & S. Grenel (eds)
Communicative Structures and Psychic Experiences (pp.33–55). NewYork: Plenum.
411 The video-feedback technique would later be segmented off as a distinct and trademarked intervention
offer verbal interpretation of the child’s signals, ‘speaking for the baby’ to help the caregiver
understand and consider the meaning of these signals. The facilitator could also spend
time with the mother helping in other ways, such as enabling her to access other local ser-
vices, or role-playing difficult conversations with a violent partner or child welfare profes-
sionals: ‘Although some specific interventions were common to many mothers, a greater
emphasis was placed on flexibility.’412
STEEP also entailed biweekly group sessions after the baby was born. The focus of the
group sessions was on mutual support, as well as reconsideration of internal working models:
Assessments were administered at baseline, when the children were 12 months old at the end
of the intervention, and again at 19 and 24 months. There were many positive outcomes from
the intervention. Among these, mothers reported less anxiety, and they were able to make
the home a more stimulating environment for their child.414 They also reported feeling more
able to cope. Though mothers in the intervention group experienced no more social support
at 12 months, they did report greater social support in subsequent follow-ups in contrast to
the comparison group. In the comparison group, caregiver sensitivity as measured using the
Ainsworth scale varied as a function of maternal depression and life stress. In the interven-
tion group, caregiver sensitivity was higher than the comparison at 24 months, and impact of
412 Korfmacher, J. (1994) The relationship between participant and treatment characteristics to outcome in an
vention. In S. Kramer & H. Parens (eds) Prevention in Mental Health: Now, Tomorrow, Ever? (pp.21–50). Northvale,
NJ: Jason Aronson, p.37. Interestingly, an observer-reported measure of group cohesion found no associations
with caregiving or maternal measures at the end of the intervention or follow-up: Korfmacher, J. (1994) The re-
lationship between participant and treatment characteristics to outcome in an early intervention program.
Unpublished doctoral thesis, University of Minnesota.
414 Mothers also reported fewer depressive symptoms. However, this finding was not replicated by Suess, G.J.,
Bohlen, U., Carlson, E.A., Spangler, G., & Frumentia Maier, M. (2016) Effectiveness of attachment based STEEP™
intervention in a German high-risk sample. Attachment & Human Development, 18(5), 443–60. Weak or no effects
were found for mothers in the intervention group who had lower levels of participation. Egeland, B. & Erickson,
M. (1993) Attachment theory and findings: implications for prevention and intervention. In S. Kramer & H.
Parens (eds) Prevention in Mental Health: Now, Tomorrow, Ever? (pp.21–50). Northvale, NJ: Jason Aronson. To
the researchers’ surprise, variables that had been anticipated to correlate with poor participation were not signifi-
cant: mother’s level of depression, anxiety, low self-esteem, cynicism, or any personality features. An explanation
was identified in the fact that these qualities had no association with a scale of Facilitator Positive Regard for the
mother, suggesting that ‘the facilitators, despite having little clinical training in handling a therapeutic alliance,
remained true to the intervention model and did not back off from “difficult” mothers, so that negative aspects
of the mother’s character made less difference in whether they became committed or not’. Korfmacher, J. (1994)
The relationship between participant and treatment characteristics to outcome in an early intervention program.
Unpublished doctoral thesis, University of Minnesota.
Some remaining questions 417
depression and life stress on sensitivity was not significant. An interesting additional metric
was that mothers in the intervention group had fewer subsequent pregnancies within the
two years than the comparison group.415
However, to the disappointment of the researchers, there was no increase in attach-
ment security in the intervention compared to the comparison group. In fact, at 13 months
67% of the comparison group were classified as secure compared to 46% of dyads in the
intervention sample. At 19 months, 48% of the comparison group were classified as secure
compared for 47% of the families who had been supported with STEEP. Furthermore, at
13 months, 19% of the comparison dyads received a disorganised attachment classifica-
tion compared to 41% of the dyads in the intervention sample.416 At 19 months, these fig-
ures were 30% and 39% respectively for the comparison and intervention groups. It must
be acknowledged that the comparison group in the study had a distribution of patterns
415 Egeland, B. & Erickson, M. (1993) An Evaluation of STEEP: A Program for High Risk Mothers, Final Report.
Washington, DC: US Department of Health and Human Services, Public Health Service, National Institute of
Mental Health.
416 Egeland, B. & Erickson, M. (1993) Attachment theory and findings: implications for prevention and inter-
vention. In S. Kramer & H. Parens (eds) Prevention in Mental Health: Now, Tomorrow, Ever? (pp.21–50). Northvale,
NJ: Jason Aronson.
417 A replication of the STEEP evaluation in a German sample suffered from the same problem: high levels of se-
curity in the comparison group. In this case, the researchers attributed their findings to the high quality of ordinary
services in Germany for at-risk parents. See Suess, G.J., Bohlen, U., Carlson, E.A., Spangler, G., & Frumentia Maier,
M. (2016) Effectiveness of attachment based STEEP™ intervention in a German high-risk sample. Attachment &
Human Development, 18(5), 443–60, p.454.
418 Egeland, B. & Erickson, M. (1993) Attachment theory and findings: implications for prevention and
intervention. In S. Kramer & H. Parens (eds) Prevention in Mental Health: Now, Tomorrow, Ever? (pp.21–50).
Northvale, NJ: Jason Aronson, p.42. The same conclusion was drawn by Lieberman, who found increases in both
disorganisation and anger between 12 and 18 months in their intervention, but no differences from controls at
24 months: Lieberman, A.F., Weston, D.R., & Pawl, J.H. (1991) Preventive intervention and outcome with anx-
iously attached dyads. Child Development, 62(1), 199–209, p.207.
419 Suess, G.J., Bohlen, U., Carlson, E.A., Spangler, G., & Frumentia Maier, M. (2016) Effectiveness of attach-
ment based STEEP™ intervention in a German high-risk sample. Attachment & Human Development, 18(5),
443–60, p.446.
418 Alan Sroufe and Byron Egeland
support for the idea that the comprehensiveness of intervention made its withdrawal diffi-
cult, increasing participants’ sense of isolation and depression.420
In their Final Report to the National Institute of Mental Health, Egeland and Erickson ac-
counted for the fact that STEEP did not appear to improve attachment outcomes by noting
that ‘this sample displayed a significant amount of pathology that needed attention before
we could focus on parenting issues’.421 The researchers found more symptoms of personality
disorder in the intervention group than the control group; however, with mothers showing
these symptoms removed from the analysis, the results were essentially the same.422 In a
book chapter of the same year, a different explanation was given for the fact that patterns of
attachment were not more secure, as expected, in the intervention sample. There Egeland
and Erickson observed that STEEP’s concern with internal working models was often side-
tracked by the other goals of the intervention in helping the families with urgent needs:
Egeland and Erickson concluded that ‘our STEEP mothers did not benefit from our insight-
oriented approach to intervention’.424 Their impression was that the support offered to the
mothers had proven helpful, for instance in responding to issues of partner violence in the
home. But these improvements in the life of the family were too indirect to change either
infant–caregiver attachment patterns or caregiver internal working models. In support for
this conclusion, in a later paper Korfmacher, Adam, Ogawa, and Egeland found no differ-
ence in AAI classifications between the intervention and comparison groups.425
Bakermans-Kranenburg, van IJzendoorn, and Juffer offered additional appraisal of the
STEEP intervention. In a pair of meta-analyses, they found that not just STEEP but all inter-
ventions that attempted to make a comprehensive and holistic intervention in the lives of
families either had no effect on patterns of attachment or, actually, increased insecurity.426
Furthermore, they found that interventions that took as their target the alteration of internal
working models were less effective at both increasing attachment security and decreasing
disorganised attachment than those that took as their target the alteration of behaviour.
420 Korfmacher, J. (1994) The relationship between participant and treatment characteristics to outcome in an
Washington, DC: US Department of Health and Human Services, Public Health Service, National Institute of
Mental Health.
422 Egeland, B. & Erickson, M. (1993) Attachment theory and findings: implications for prevention and inter-
vention. In S. Kramer & H. Parens (eds) Prevention in Mental Health: Now, Tomorrow, Ever? (pp.21–50). Northvale,
NJ: Jason Aronson, p.45–46.
423 Ibid. p.38.
424 Ibid. p.43.
425 Korfmacher, J., Adam, E., Ogawa, J., & Egeland, B. (1997) Adult attachment: implications for the therapeutic
sitivity and attachment interventions in early childhood. Psychological Bulletin, 129(2), 195–215; Bakermans-
Kranenburg, M.J., van IJzendoorn, M.H., & Juffer, F. (2005) Disorganized infant attachment and preventive
interventions: a review and meta-analysis. Infant Mental Health Journal, 26(3), 191–216.
Some remaining questions 419
Contrary to Egeland and colleagues’ prediction that ‘more is better’,427 they found that
interventions with a moderate number of sessions tended to be more effective at increasing
attachment security than longer interventions. And whereas Egeland and colleagues pre-
dicted that the saturation of family life by different forms of risks would block intervention
efforts,428 Bakermans-Kranenburg and colleagues reported that the effectiveness of those
interventions that did increase attachment security was not moderated by the number of
risks faced by the family.
Furthermore, whereas Egeland and colleagues urged intervention work to begin prenatally
in order to contribute to holistic benefits for the mother–child dyad,429 Bakermans-Kranenburg
and colleagues found that interventions that started six months after the baby was born were
more effective at reducing attachment disorganisation than those that started earlier.430
Bakermans-Kranenburg and colleagues described STEEP as ‘well-intended’ but ‘counterpro-
427 Egeland, B., Weinfield, N., Bosquet, M., & Cheng, V. (2000) Remembering, repeating, and working
through: lessons from attachment-based interventions. In J. Osofsky (ed.) WHIMH Handbook of Infant Mental
Health, Vol. 4 (pp.35–89). New York: Wiley, p.79.
428 Ibid. p.70–71.
429 Ibid. p.78.
430 In fact, a recent meta-analysis has shown that attachment-based interventions actually increase in effect-
iveness as a function of the age of the child, contrary to the classical focus of Bowlby, Sroufe, and Egeland on the
priority of early intervention. Facompré, C.R., Bernard, K., & Waters, T.E. (2018) Effectiveness of interventions
in preventing disorganized attachment: a meta-analysis. Development & Psychopathology, 30(1), 1–11: ‘If pro-
grams are implemented prenatally or when infants are very young, parents may not have opportunities to practice
skills, such as following children’s lead in play or responding in nonfrightening ways when toddlers begin to cause
trouble. In addition, it is possible that interventions are more effective at later stages of infancy or during toddler-
hood due to shifts in children’s developmental readiness. The later developmental window may represent a time of
increased plasticity, during which children are more susceptible to environmental changes’ (8).
431 Bakermans-Kranenburg, M.J., van Ijzendoorn, M.H., & Juffer, F. (2003) Less is more: meta-analyses of sensi-
tivity and attachment interventions in early childhood. Psychological Bulletin, 129(2), 195–215, p.210.
432 This conclusion can be partially qualified by recent findings from a replication of STEEP in a German sample
that at 12 and 24 months there were fewer dyads classified as showing disorganised attachment in the interven-
tion sample than the comparison group: Suess, G.J., Bohlen, U., Carlson, E.A., Spangler, G., & Frumentia Maier,
M. (2016) Effectiveness of attachment based STEEP™ intervention in a German high-risk sample. Attachment &
Human Development, 18(5), 443–60. In general terms, however, the criticisms made by Bakermans-Kranenburg
and colleagues of various forms of comprehensive intervention on the basis of their meta-analysis still stand.
433 Korfmacher, J. (1994) The relationship between participant and treatment characteristics to outcome in
an early intervention program. Unpublished doctoral thesis, University of Minnesota.The analysis compared: 1)
Insight-oriented therapy; 2) Problem-solving around parenting tasks; 3) Problem-solving concerning areas of life
besides parenting; 4) Emotionally supportive therapy; 5) Secondary ego support, supportive therapy involving in-
ternalization of good object relations; 6) Crisis-oriented treatment; 7) Companionship, with treatment involving
some concrete assistance for the mother (such as providing transportation) or superficial visiting.
434 Egeland, B., Weinfield, N., Bosquet, M., & Cheng, V. (2000) Remembering, repeating, and working
through: lessons from attachment-based interventions. In J. Osofsky (ed.) WHIMH Handbook of Infant Mental
Health, Vol. 4 (pp.35–89). New York: Wiley, p.70. This point has been made again more recently by Slade, A.,
420 Alan Sroufe and Byron Egeland
that brief interventions can alter long-established patterns of adaptation or firmly estab-
lished inner models of self, other and relationships’.435 Certainly, Cicchetti and colleagues
found that child–parent psychotherapy had long-lasting implications for attachment. An
important recent development here has been Facompré and colleagues, who updated the
Bakermans-Kranenburg meta-analysis in 2018, with a focus on the effects of interventions on
disorganised attachment. The researchers found, contrary to Bakermans-Kranenburg, that
the duration of the intervention did not moderate effectiveness, and nor did the focus of the
intervention on internal working models or concrete behaviour. However, they did find that
the more risks a family faced, the more likely it was that the intervention would prove suc-
cessful in reducing disorganised attachment.436 The findings of the Bakermans-Kranenburg
and Facompré meta-analyses therefore seem to agree that the processes contributing to
attachment insecurity and disorganisation are specific, rather than best conceptualised in
Simpson, T.E., Webb, D., Albertson, J.G., Close, N., & Sadler, L.S. (2018) Minding the Baby®: developmental
trauma and home visiting. In H. Steele & M. Steele (eds) Handbook of Attachment-Based Interventions (pp.151–
73). New York: Guilford.
435 Sroufe, L.A. (2005) Researchers examine the impact of early experience on development. The Brown
preventive intervention: lessons from 30 years of implementing, adapting and evaluating the STEEP™ program. In
H. Steele & M. Steele (eds) Handbook of Attachment-Based Interventions (pp.104–128). New York: Guilford.
438 E.g. Niccols, A. (2008) ‘Right from the Start’: randomized trial comparing an attachment group intervention
to supportive home visiting. Journal of Child Psychology and Psychiatry, 49(7), 754–64.
439 Knafo, H., Murphy, A., Steele, H., & Steele, M. (2018) Treating disorganized attachment in the Group
Attachment-Based Intervention (GABI©): a case study. Journal of Clinical Psychology, 74(8), 1370–82.
Some remaining questions 421
intervention was also intended by the originators of GABI to increase its cost-effectiveness
compared to one-to-one supportive work.440
Each session lasts two hours. For the first part, a psychotherapist and several social work
and psychology practicum students offer support for parents in helping them observe, at-
tune to, and reflect on interactions with their child taking place in the moment. The inter-
actions are filmed. In the second part, the parents and children go into separate rooms; the
parents then receive group therapy from the clinician. The therapy focuses on difficulties the
parents are experiencing at the moment, as well as thinking about the role of intergenera-
tional factors in contributing to present-day difficulties. The clinician aims to help parents
recognise and reflect on their own mental states and the mental states of others, enhancing
their capacity for reflective functioning and for responding to the child in an attuned and
nurturing way. This is supported, in one session each week, by review of clips of film footage
440 Murphy, A., Steele, M., & Steele, H. (2013) From out of sight, out of mind to in sight and in mind: enhan-
cing reflective capacities in a group attachment-based intervention. In J.E. Bettmann & D.D. Friedman (eds)
Attachment-Based Clinical Work with Children and Adolescents (pp.237–57). New York: Springer.
441 Steele, M., Steele, H., Bate, J., et al. (2014) Looking from the outside in: the use of video in attachment-based
hold dysfunction (parent mentally ill, incarcerated, drug addicted, domestic violence, and separation/divorce).
444 An inverse relationship between attrition rates and differential effect sizes in attachment-based interven-
tions was reported by Bakermans-Kranenburg, M.J., van IJzendoorn, M.H., & Juffer, F. (2003) Less is more: meta-
analyses of sensitivity and attachment interventions in early childhood. Psychological Bulletin, 129(2), 195–215.
422 Alan Sroufe and Byron Egeland
GABI was marginally less effective for participants reporting four or more adverse child-
hood experiences. The researchers found that treatment as usual had a negative effect on
caregiver–child interaction in many cases.
Conclusion
One of the fundamental claims of the Minnesota group was that resilience is a social and de-
velopmental process, in large part predictable in terms of risks and promotive and protective-
stabilising factors. The resilience of the field of attachment research in the years after Ainsworth
can be attributed to a significant degree to the role of the Minnesota laboratory as a promotive
factor for the field. The Minnesota group contributed to the growth of intergenerational longi-
445 See Grossmann, K.E., Grossmann, K., & Waters, E. (eds) (2005) Attachment from Infancy to Adulthood: The
sensitivity, and infant–mother attachment in a sample of adolescent mothers. Child Development, 66(1), 69–79;
Hazen, N.L., Allen, S.D., Christopher, C.H., Umemura, T., & Jacobvitz, D.B. (2015) Very extensive nonmaternal
care predicts mother–infant attachment disorganization: convergent evidence from two samples. Development &
Dsychopathology, 27(3), 649–61.
448 The primary attempt to recruit father-figures in the study was at the 13-year follow-up, where 175 mothers
and 44 fathers or father-figures were brought in to the laboratory. However, the findings regarding fathers from the
13-year follow-up were not published in a prominent location, and do not appear to have ever subsequently been
cited except by the authors. Sroufe, L.A. & Pierce, S. (1999) Men in the family: associations with juvenile conduct.
In G. Cunningham (ed.) Just in Time Research: Children, Youth and Families (pp.19–26). Minneapolis: University
of Minnesota Extension Service.
Conclusion 423
from maternal report. The Minnesota group found that composite variables representing
supportiveness and disruptive behaviour in the home by fathers, especially during early and
middle childhood, contributed to the likelihood of child externalising behaviours in child-
hood and adolescence. The effect held when controlling for maternal care and general stress
experienced by the family. However, the findings were not published in a prominent location,
and do not appear to have ever subsequently been cited except by the authors.449 Difficulties
in recruiting fathers, the smaller number of fathers who act as primary caregivers, the model
of studies such as those of Baltimore and Minnesota, and wider cultural values combined to
mean that fathers have not generally seen adequate attention in American attachment re-
search,450 though there have been exceptions.451
In sum, though, the second generation of attachment research benefited enormously
from the Minnesota group as a protective-stabilising factor, forming a touchstone for the
449 Ibid. An additional major empirical report received unfavourable peer- review and remained unpub-
lished: Pierce, S.L., Coffino, B.S., & Sroufe, L.A. (2005) The Role of Fathers and Father Figures in the Development of
Lower SES Children: Predicting Adolescent Externalizing Behavior from Early Childhood. Unpublished manuscript,
Alan Sroufe personal archive.
450 There were several indirect sources of information on father–child relationships in the Minnesota study. In
particular, the AAI offered information relevant to paternal care. However, as the children of the Minnesota study
themselves became parents, the significance of fathers has come further into view: Kovan, N.M., Chung, A.L., &
Sroufe, L.A. (2009) The intergenerational continuity of observed early parenting: a prospective, longitudinal study.
Developmental Psychology, 45(5), 1205–213.
451 There have been a relatively small number of studies in the USA that have measured paternal sensitivity and
infant attachment. These have included: Easterbrooks, M.A. & Goldberg, W.A. (1984) Toddler development in the
family: impact of father involvement and parenting characteristics. Child Development, 55(3), 740–52; Volling,
B.L. & Belsky, J. (1992) Infant, father, and marital antecedents of infant father attachment security in dual-earner
and single-earner families. International Journal of Behavioral Development, 15(1), 83–100; Braungart-Rieker,
J.M., Garwood, M.M., Powers, B.P., & Wang, X. (2001) Parental sensitivity, infant affect, and affect regulation: pre-
dictors of later attachment. Child Development, 72, 252–70; Eiden, R.D., Edwards, E.P., & Leonard, K.E. (2002)
Mother–infant and father–infant attachment among alcoholic families. Development & Psychopathology, 14(2),
253–78; Kochanska, G., Aksan, N., & Carlson, J.J. (2005) Temperament, relationships, and young children’s recep-
tive cooperation with their parents. Developmental Psychology, 41, 648–60; Hazen, N.L., McFarland, L., Jacobvitz,
D., & Boyd-Soisson, E. (2010) Fathers’ frightening behaviours and sensitivity with infants: relations with fathers’
attachment representations, father–infant attachment, and children’s later outcomes. Early Child Development and
Care, 180, 51–69
452 https://attachment-training.com.
453 Fraley, R.C. & Spieker, S.J. (2003) Are infant attachment patterns continuously or categorically distributed?
Fraley and Spieker argued that the Strange Situation yielded data that were better modelled
in terms of the extent of avoidance and resistance using the Ainsworth scales, rather than
in terms of Ainsworth’s categories. In his reply to Fraley and Speiker, Sroufe expressed his
sympathy with their position. Of course there are cases in the middle-range that have to be
forced into the categories. On the basis of their analysis, Sroufe reflected, ‘Fraley and Spieker
argued essentially that these categories are fictions, and they may well be correct. I would
ask, have these been useful fictions? Do they remain so today? The answer to at least the
first question clearly is positive, and the answer to the second question may be positive as
well.’454 The acknowledgement of the Ainsworth classifications as ‘useful fictions’ reflected
Sroufe’s approach to the philosophy of science, influenced by John Dewey and philosophical
pragmatism. Above all, Sroufe stated that Fraley and Spieker would need to demonstrate
that the avoidant and resistant dimensions can predict later outcomes as well as Ainsworth’s
454 Sroufe, L.A. (2003) Attachment categories as reflections of multiple dimensions. Developmental Psychology,
tachment, such as the Cowans, e.g. Cowan, P.A. & Cowan, C.P. (2007) Attachment theory: seven unresolved issues
and questions for future research. Research in Human Development, 4(3–4), 181–201.
459 E.g. Aviezer, O. & Sagi-Schwartz, A. (2008) Attachment and non-maternal care: towards contextualizing the
quantity versus quality debate. Attachment & Human Development, 10(3), 275–85.
460 Bernard, K. & Dozier, M. (2010) Examining infants’ cortisol responses to laboratory tasks among children
varying in attachment disorganization: stress reactivity or return to baseline? Developmental Psychology, 46(6),
1771–8.
Conclusion 425
classification has few distinct correlates after half a century of studies using the Strange
Situation.461
Sroufe also contributed to anchoring consensus around the disorganised attachment clas-
sification. From an organisational perspective, behaviour takes its meaning from its inte-
gration within broader patterns of adaptation to the environment. As a consequence, there
was a tendency in Sroufe’s approach to treat the behaviours listed by Main and Solomon
not just as the breakdown of a strategy for attaining the availability of the caregiver, but as a
breakdown of psychological meaning itself. In general, the term ‘disorganisation’ was used
in Sroufe’s writings through the 1990s and 2000s to mean the breakdown into chaos in the
context of high arousal and lack of containment by the environment.462 It therefore seemed
natural that these behaviours, perceived as lacking ‘organisation’, were placed together in a
broad-band residual category. In his reply to Fraley and Spieker, Sroufe used the discovery
461 Sroufe, L.A. (2016) The place of attachment in development. In J. Cassidy & P.R. Shaver (eds) Handbook of
Attachment: Theory, Research, and Clinical Applications, 3rd edn (pp.997–1011). New York: Guilford, p.1008.
462 E.g. Sroufe, L.A. (1996) Emotional Development. Cambridge: Cambridge University Press: ‘The security of
the attachment relationship is related to the regularity with which arousal has historically led or not led to infant
behavioural disorganisation in the context of the caregiver’ (158).
463 Sroufe, L.A. (2003) Attachment categories as reflections of multiple dimensions. Developmental Psychology,
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8.
466 Sroufe, L.A. (2013) The promise of developmental psychopathology: past and present. Development &
It is important to mark these transitions and discontinuities even during the ascendency
of the second generation of attachment researchers. Nonetheless, it must also be acknow-
ledged that Kuhn’s classic comment in The Structure of Scientific Revolutions bears true: often
a paradigm may only enter a period of serious and explicit transition once the old gener-
ation of research leaders exit the field.467 With Egeland and Sroufe’s retirement, control of
the Minnesota Longitudinal Study of Risk and Adaptation passed to Roisman and Simpson.
With this shift, the Minnesota group moved from being a fundamental pillar of the second-
generation consensus to a major contributor to methodological and theoretical heterodoxy.
Roisman perceives the Ainsworth–Main four-category image of attachment, embodied by
the Strange Situation and the AAI, as psychometrically and theoretically unsound, even if he
agrees with Sroufe that they have served as useful fictions. Since Egeland and Sroufe’s retire-
ment, then, the Minnesota group have dropped use of the attachment classifications, prefer-
467 Kuhn, T.S. (1970) The Structure of Scientific Revolutions, 2nd edn. Chicago: University of Chicago Press. See
illness from infant attachment: a prospective longitudinal study. Health Psychology, 32(4), 409–417. However, this
appears to have been written during the transition period in leadership of the Minnesota group.
5
Phillip Shaver, Mario Mikulincer, and
the Experiences in Close Relationships Scale
Biographical sketch
Shaver was a social psychologist, interested in combining the experimental approach of behav-
Introduction
In the early 1980s, the empirical research of Ainsworth, Sroufe, Egeland, and others had es-
tablished the standing of attachment research as a credible paradigm for the study of early
childhood within American developmental psychology (Chapters 2 and 4). Yet Bowlby’s
theory claimed that attachment, as a behavioural system, continued to be relevant and in-
fluential after early childhood (Chapter 1). Writing in 1984, Bowlby reflected in correspond-
ence that ‘I think we are still rather ignorant about the shift from a child–parent relationship
428 Phillip Shaver and Mario Mikulincer
to a spouse relationship’.1 Ainsworth and her immediate colleagues were engaged in ex-
tensive discussions in the early and mid-1980s about how to take the measurement of at-
tachment beyond infancy, and felt sure that this would be possible. The first step taken in
extending attachment methodology beyond infancy was Main’s ‘move to the level of repre-
sentation’, and the development of the AAI (Chapter 3). A different route beyond infancy is
the use of self-report to examine an individual’s perception of their attachment relationships.
This route was adopted by some former students of Ainsworth, such as Mark Greenberg.2
However, in general, developmental psychology has preferred observational to self-report
measures, and this was especially the case for attachment research. By contrast, social psych-
ology as a subdiscipline was more favourable to the use of self-report measures. A sustained
programme of research using self-report methods for assessing adult attachment styles was
initiated by Shaver and colleagues.3
University of California, Davis, Jude Cassidy observed that ‘no scholar has done more to expand attachment
theory and research’. Pehr Granqvist claimed that Shaver’s work ‘surpasses nearly all other research programs in
psychological science, both in terms of originality and sheer quantity. I’ll stand on Mary Ainsworth’s coffee table in
my cowboy boots and say that!’ Such staunch statements of praise are especially salient given that, unlike Cassidy,
or Granqvist’s mentor Mary Main, Shaver was not a student of Ainsworth’s. His route into attachment research was
less direct, and the acceptance his work has gained has taken a lot longer. http://www.foundationpsp.org/shaver.
php.
4 Shaver, P.R. & Mikulincer, M. (2005) Attachment theory and research: resurrection of the psychodynamic ap-
I’d like to step out of role and tell you, with great sadness, he will not live for more than
Shaver took leave from work, and moved for the summer to Minneapolis to be with his
brother. The loss of his brother would prove critical to Shaver’s concern with attachment
theory: ‘Eventually, he died, and I was present to receive his blessing. The intense grief that
followed was unlike anything I had ever experienced, and it caused me to devote several
therapy sessions to grieving. I also began reading books and articles about loss and grief,
including some early papers by John Bowlby.’11
Throughout the 1970s, a central debate in American academic psychology was between
behaviourist theories and new cognitive theories of the mind. Shaver acknowledged the
strengths in experimental design of behaviourist research. And he acknowledged that any
account of the mind had to include attention to cognition and communication. However,
he criticised both paradigms, arguing that neither offered an adequate account of the role
of emotion within human life: ‘Behaviorism is assaulted as if it were an oppressive ruler. But
the powerful methods developed during the reign of strict behaviorism have now been com-
bined with theoretical constructs borrowed from the sciences of communication and artifi-
cial intelligence to yield a robust cognitive psychology. Perhaps we can now begin extending
it to include the notoriously uncomputerlike emotions.’12 By the end of the decade, he had
7 In a chapter for a psychology textbook written during this period, Shaver’s tone shifts towards the per-
sonal: Shaver, P.R. (1975) Psychoanalytic theories of personality. In Psychology Today: An Introduction, 3rd edn
(pp.402–425). New York: CRM/Random House: ‘Lest the superego seem to be a dry abstraction, you should realise
that intense guilt and the wearying pursuit of perfection are two of the most common reasons people give for
entering psychoanalysis’ (409). He also asks the reader, ‘have you ever gone on a long walk during cold, wet wea-
ther, suspecting that you might get sick but feeling vaguely that it would serve you right?’ (409).
8 Shaver, P. (2017) Attachment to attachment theory. Voices: Journal of the American Academy of
In M. Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.3–22).
New York: Guilford, p.8.
10 Shaver, P. (2017) Attachment to attachment theory. Voices: Journal of the American Academy of
85, 297–9, p.297. See also Shaver, P.R. (1975) Emotional experience and expression. In Psychology Today: An
430 Phillip Shaver and Mario Mikulincer
come to conclude that his larger aim as a scholar was to ‘contribute to a theory of emotion
which fits within an evolutionary and developmental framework’.13 More specifically, the
loss of his brother led Shaver to a reorientation of his work around the themes of loneliness
and depression.14 Shaver looked around him and saw a world in which these were the great
themes of the age: ‘If eras can be characterised by salient emotions, ours must be the age
of depression and loneliness.’15 To make sense of this, behaviourism and cognitive theories
alone would not be adequate. He prophesised that ‘a revolution in ‘emotion science’ is about
to follow the path blazed by the cognitive sciences. The emotion revolution is a logical out-
come of the “age of depression and loneliness”.’16
The year 1979, however, would prove a turning point for Shaver, transfiguring his con-
cern with depression and loneliness. One of the important factors contributing to this shift
was meeting Robert Weiss, a Harvard-based sociologist, at a conference in 1979. Weiss had
Introduction, 3rd edn. New York: CRM/Random House: ‘Surely emotion, not variety, is the spice of life—though
the two are obviously related . . . with fear, with indignation, jealousy, ambition, worship. If they are there, life
changes’ (333).
13 Shaver, P.R. & Klinnert, M. (1982) Schachter’s theories of affiliation and emotion: implications of devel-
opmental research. In L. Wheeler (ed.) Review of Personality and Social Psychology, Vol. 3 (pp.37–72). Beverly
Hills: Sage Publications, p.39.
14 Shaver, P. (2017) Attachment to attachment theory. Voices: Journal of the American Academy of
& L.S. Wrightsman (eds) Measures of Social Psychological Attitudes, Vol. 1 (pp.195–289). San Diego: Academic
Press, p.195.
16 Ibid. p.281.
17 The experience is described by Weiss in Weiss, R.S. (1994) Foreword. In M.B. Sperling & W.H. Berman (eds)
Attachment in Adults: Clinical and Developmental Perspectives (pp.iv–xvi). New York: Guilford, p.xiv.
18 Weiss, R. (1974) The provisions of social relationships. In Z. Rubin (ed.) Doing Unto Others (pp.17–26).
Englewood Cliffs, NJ: Prentice-Hall; Weiss, R.S. (1982) Attachment in adult life. In C. Parkes & J. Stevenson-Hinde
(eds) The Place of Attachment in Human Behavior (pp.171–84). New York: Basic Books.
19 Shaver, P. (2017) Attachment to attachment theory. Voices: Journal of the American Academy of
and also—viewing attachment theory as a “safe haven” and “secure base”—to attachment theory itself ’ (39).
Introduction 431
Specifically, in addressing his work to adult romantic relationships, Shaver’s interest was
less in the concrete behaviour of a romantic dyad and more in the motivations and experi-
ences of individual adults facing the predicament of intimacy or the rupture of relation-
ships.21 Despite clear analogues, the concrete behaviour of an infant–caregiver dyad differed
markedly from an adult romantic dyad. However, Shaver was excited by the possibility that
at the level of motivation and experience, there were significant lines of continuity between
infant and adult processes of intimacy and loss. In 1980, Bowlby published Loss, in which just
such an argument was made. Similar claims were being made by Ainsworth and Sroufe.22
Themes of love, attraction, and commitment in romantic relationships had also, in the early
1980s, become established as areas for research in social psychology.23 New societies were es-
tablished such as the Society for the Study of Personal Relationships, and the first issue of the
Journal of Social and Personal Relationships appeared in 1984. In this context, one of Shaver’s
21 Shaver, P.R. (2010) My appreciation of Caryl Rusbult. Personal Relationships, 17(2), 172–3: ‘My own work
is inspired by psychoanalytic theory and tilts heavily toward personality rather than, or in addition to, situ-
ations . . . I wanted to dive deeply into the individual’s mind, viewing a mentally represented couple relationship as
at least as important as the dyad’s actual behavioral interactions’ (172).
22 E.g. Ainsworth, M.D.S. (1985) Attachments across the life span. Bulletin of the New York Academy of Medicine,
61, 792–812.
23 Perlman, D. & Duck, S. (2006) The seven seas of the study of personal relationships: from ‘the thousand
islands’ to the interconnected waterways. In D. Perlman & A.L. Vangelisti (eds) The Cambridge Handbook of
Personal Relationships (pp.3–34). Cambridge: Cambridge University Press.
24 Goodman, G.S. (2006) Attachment to attachment theory: a personal perspective on an attachment researcher.
In M. Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.3–22).
New York: Guilford, p.14.
25 Hazan, C. & Shaver, P. (1987) Romantic love conceptualized as an attachment process. Journal of Personality
tems. In R.J. Sternberg & M. Barnes (eds), The Psychology of Love (pp. 68–99). New Haven, CT: Yale University
Press. Reflecting on the wider context of the publication of these works, Shaver has recalled that when they sub-
mitted the paper for publication, it was so far outside the mainstream of social psychology that he worried that it
might derail his career. Instead, the paper immediately attracted interest. ‘A lot of young researchers, including the
growing number of young women in the field, followed up the initial study in interesting and unanticipated ways,’
he said. ‘I feel fortunate to have come along when the number of women in the field was growing, which made
close relationships a more acceptable topic, and when the divorce rate in the U.S. was of concern to government
research funders and to the American population. At the same time, new research techniques were developed,
making it possible to pursue personality and relationship phenomena that had not been studied empirically be-
fore.’ Holder, K. (2018) Interview with Phillip Shaver on winning the Society of Personality and Social Psychology
Legacy Award. https://lettersandscience.ucdavis.edu/news/phil-shaver-research-legacy-award.
27 Shaver, P.R., Hazan, C., & Bradshaw, D. (1988) Love as attachment: the integration of three behavioral sys-
tems. In R.J. Sternberg & M. Barnes (eds) The Psychology of Love (pp.68–99). New Haven, CT: Yale University
Press, p.77.
432 Phillip Shaver and Mario Mikulincer
doubt, contributing to anxiety and hypervigilance about availability. More generally, Hazan
and Shaver proposed that infant and adult behaviour were rooted in a common behavioural
system, activated and terminated by the same kinds of conditions. In their writing, the au-
thors drew on their own biographical experiences, including experiences of bereavement
and of falling in love, to argue that the phenomenology and behaviours of adult attachment
closely resemble the functioning of the attachment system in childhood. For instance, they
observed that ‘as anyone knows who has been through such an experience, yearning for the
lost person can continue for months or years and can be mingled with anger at the person for
leaving’.28 On the basis of the analogies between infant attachment and adult romantic love,
they developed a brief measure to assess individual differences in attachment in adulthood.
Part of the importance of this initial attempt at the development of a self-report measure
of attachment was that it attracted Mario Mikulincer to attachment research. Mikulincer
28 Ibid. p.92. The personal experiences that contributed to Cindy Hazan’s interest in attachment and loss do not
analysis. Motivation and Emotion, 10, 263–78; Mikulincer, M. (1986) Attributional processes in the learned help-
lessness paradigm: the behavioral effects of globality attributions. Journal of Personality and Social Psychology, 51,
1248–56.
31 Lazarus, R.S. & Folkman, S. (1984) Coping and adaptation. In W.D. Gentry (ed.) Handbook of Behavioral
individuals. For instance, he was involved in research, published in 1990, which showed that
family support could account for a quarter of variance in combat-related PTSD, and that
this effect was fully mediated by feelings of loneliness.33 In the context of these concerns,
Hazan and Shaver’s 1987 article caught his eye. Mikulincer recalls having ‘noticed similar-
ities between (a) certain forms of helplessness in adulthood and the effects of parental un-
availability in infancy; (b) intrusive images and emotions in the case of post-traumatic stress
disorder and the anxious attachment pattern described by Ainsworth and her colleagues in
1978 and adapted by Hazan and Shaver; and (c) avoidant strategies for coping with stress and
the avoidant attachment pattern described by these same authors’.34
According to a jointly written retrospective piece, a firm friendship and collaboration was
begun in the 1990s when Mikulincer offered Shaver the chance to work together on a study
of security-enhancement as a method of reducing intergroup hostility.35 However, already
33 Solomon, Z., Waysman, M., & Mikulincer, M. (1990) Family functioning, perceived societal support, and
combat-related psychopathology: the moderating role of loneliness. Journal of Social and Clinical Psychology, 9(4),
456–72.
34 Shaver, P.R. & Mikulincer, M. (2011) Analysis of a collaborative working relationship. Relationship Research
adult attachment. Invited address, Bar Ilan University, Ramat Gan, Israel. There is also a visit in 2000: Shaver, P.R.
(2000) An updated theory of romantic (pair-bond) attachment. Invited address at 3rd International Conference
of the Peleg-Bilig Center for the Study of Family Wellbeing: ‘Towards a science of couple relationships.’ Bar-Ilan
University, Ramat Gan, Israel. Their first co-authored work would begin appearing in 2001. https://adultattach-
ment.faculty.ucdavis.edu/wp-content/uploads/sites/66/2014/06/Shaver.pdf.
36 Shaver, P.R. & Mikulincer, M. (2011) Analysis of a collaborative working relationship. Relationship Research
Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.423–56).
New York: Guilford: ‘There is no theory of personality, emotions, social relationships or psychological develop-
ment that holds much more than a flickering candle to actual experience . . . It behoves us as relationship researchers
to keep attachment theory, alternative theories of love, and our own actual experiences of love in mind’ (426).
434 Phillip Shaver and Mario Mikulincer
(Chapter 2). A person may be ‘so handicapped in his communication with others and in
insight into his own needs and feelings that pencil-and-paper tests cannot reflect the nature
and extent of his maladjustment’.38 Shaver appears not to have known about this work, and
never cites it. In a paper written in 1984, Ainsworth urged future researchers: ‘do not take at
its face value a person’s self reports of security, high self-esteem, high sense of competence or
freedom from stress and anxiety, even though more credence may be given to self-reports of
insecurity’.39
One attempt by developmental researchers to measure insecurity through self-report
was Main, Hesse, and van IJzendoorn’s work on the Berkeley–Leiden Adult Attachment
Questionnaire in the 1980s. This was a 200-item questionnaire, aiming to identify the four
‘states of mind regarding attachment’ from the AAI. This included two subscales for un-
resolved/disorganised states. A first was Unresolved States of Mind. This comprised items
38 Ainsworth, M. & Ainsworth, L. (1958) Measuring Security in Personal Adjustment. Toronto: University of
Toronto Press, p.17. Van Rosmalen, van IJzendoorn, and van der Veer reported that a slightly revised version of
the Ainsworth self-report questionnaire ‘correlated significantly with the two ECR-RS scales for avoidance and
anxiety to mother, –.61 and –.32, respectively (p < .001; n = 230). The same was true for the ECR-RS to father: –.54
and –.39, respectively (p < .001; n = 222)’ (93). Such findings indicate sufficient convergence between Ainsworth’s
abandoned questionnaire and Shaver’s work to suggest that they represent highly aligned, if not necessarily iden-
tical, research strategies. Van Rosmalen, L. (2015) From security to attachment: Mary Ainsworth’s contribution to
attachment theory. Unpublished doctoral dissertation, Leiden University, Chapter 4.
39 Ainsworth, M.D.S. (1985) Attachments across the life span. Bulletin of the New York Academy of Medicine, 61,
792–812, p.798.
40 Main, M., van IJzendoorn, M.H., & Hesse, E. (1993) Unresolved/ Unclassifiable Responses to the Adult
Attachment Interview: Predictable from Unresolved States and Anomalous Beliefs in the Berkeley–Leiden Adult
Attachment Questionnaire. Unpublished manuscript. https://openaccess.leidenuniv.nl/dspace/bitstream/1887/
1464/1/168_131.pdf.
Self-reporting attachment 435
of my scales because of their inadequate coping with the whole matter of defensive maneu-
vers.’41 In her final publication in 1992, Ainsworth implied that self-report measures assess
semantic memory (Chapter 1) and generalised propositions about the world, rather than
episodic memory about concrete experiences.42 Any tendency for divergence between these
two memory systems would be expected to produce distortions in the validity of self-report
measures, in contrast to observational assessments which can capture both memory systems
and their interaction.43 Following up on Ainsworth’s proposal in subsequent years, Pianta
and colleagues, and Howard and colleagues, found that individuals classified as dismissing
on the AAI self-report fewer adverse experiences and less distress on questionnaires than
the assessment of independent observers, and preoccupied speakers on the AAI self-report
more such experiences and distress.44 Furthermore, Bailey and colleagues reported that dis-
crepancy between positive self-reported experiences in relationships and observer-reported
Self-reporting attachment
A first attempt
From the start, then, the self-report methodology adopted by Shaver and Hazan was one
that set them at odds with the community of researchers around Ainsworth. Nonetheless,
Shaver received encouragement from Bowlby, who wrote a personal letter in 1985 to say
41 Ainsworth, M.D.S. (1988) Security. Unpublished discussion paper prepared for the Foundations of
Attachment Theory Workshop, convened for the New York Attachment Consortium by G. Cox-Steiner &
E. Waters, Port Jefferson, NY. http://www.psychology.sunysb.edu/attachment/online/mda_security.pdf.
42 Ainsworth, M. (1992) A consideration of social referencing in the context of attachment theory and research.
In S. Feinman (ed.) Social Referencing and the Construction of Reality in Infancy (pp.349–67). New York: Plenum
Press: ‘Some find their models too conflicting for such integration to be achieved. It would appear that in such cases
the conflicting models become separately consolidated, and often enough this is because what has been conveyed
by the partner in expressive behaviour does not match the semantic content of what is verbally conveyed’ (365).
43 Over time, developmental attachment researchers have repeatedly found substantial evidence for this con-
clusion. For instance, in a recent study, Howard and colleagues found that participants classified as dismissing on
the AAI disclosed fewer adverse childhood experiences on a self-report measure than independent scorers rated
in their AAI, and participants classified as preoccupied on the AAI self-reported more adverse childhood experi-
ences than independent coders. Howard, A.R.H., Razuri, E.B., Copeland, R., Call, C., Nunez, M., & Cross, D.R.
(2017) The role of attachment classification on disclosure of self and rater-reported adverse childhood experiences
in a sample of child welfare professionals. Children and Youth Services Review, 83, 131–6.
44 Pianta, R., Egeland, B., & Adam, E. (1996) Adult attachment classification and self-reported psychiatric symp-
tomatology as assessed by the Minnesota Multiphasic Personality Inventory–2. Journal of Consulting and Clinical
Psychology, 64(2), 273–81; Howard, A.R.H., Razuri, E.B., Copeland, R., Call, C., Nunez, M., & Cross, D.R. (2017)
The role of attachment classification on disclosure of self and rater-reported adverse childhood experiences in a
sample of child welfare professionals. Children and Youth Services Review, 83, 131–6. See also Borelli, J.L., Palmer,
A., Vanwoerden, S., & Sharp, C. (2019) Convergence in reports of adolescents’ psychopathology: a focus on disor-
ganized attachment and reflective functioning. Journal of Clinical Child & Adolescent Psychology, 48(4), 568–81.
45 Bailey, H.N., Redden, E., Pederson, D.R., & Moran, G. (2016) Parental disavowal of relationship difficulties
fosters the development of insecure attachment. Revue Canadienne des Sciences du Comportement, 48(1), 49–59.
436 Phillip Shaver and Mario Mikulincer
that ‘I find your study of romantic love as related to childhood patterns most interesting’.46
In A Secure Base, Bowlby stated that Hazan and Shaver’s work suggested that there were, in
adulthood, ‘features of personality characteristic of each pattern during the early years’ that
could be measured using self-report. Bowlby affirmed his expectation that both the Hazan
and Shaver adult classifications and the AAI classifications would both be predicted by the
Strange Situation: ‘All our clinical experience strongly supports that view.’47 Nonetheless, he
continued to worry, influenced by Ainsworth on this point, ‘that with the self-report paper-
pencil method of appraisal it is well-nigh impossible to assess accurately how much defen-
sive maneuvers have inflated security scores’.48
Shaver was certainly aware of the potential limitations of self-report measures. In the early
1980s, Rubenstein and Shaver acknowledged that ‘social psychology is, unfortunately, re-
markable for its ability to reduce profound and fascinating human issues to rather superficial
Loneliness: A Sourcebook of Current Theory, Research, and Therapy (pp.206–23). New York: Wiley, p.221.
50 Shaver, P.R. & Mikulincer, M. (2004) What do self-report attachment measures assess? In W.S. Rholes & J.A.
Simpson (eds) Adult Attachment: Theory, Research, and Clinical Implications (pp.17–54). New York: Guilford, p.24.
51 E.g. Shaver, P.R., Collins, N.L., & Clark, C.L. (1996) Attachment styles and internal working models of self
and relationship partners. In G.J.O. Fletcher & J. Fitness (eds) Knowledge Structures in Close Relationships: A Social
Psychological Approach (pp.25–61). Mahwah, NJ: Lawrence Erlbaum: ‘Research on attachment styles—relatively
coherent and stable patterns of emotion and behaviour exhibited in close relationships—is based on the assump-
tion that relationship orientations are due to, or perhaps consist in, something called internal working models of
self and others’ (25); Fraley, R.C. & Shaver, P.R. (1998) Airport separations: a naturalistic study of adult attachment
dynamics in separating couples. Journal of Personality and Social Psychology, 75(5), 1198–212. ‘Technically, the
term attachment style refers to the observable patterns of behavior exhibited by an individual, not the unobserv-
able variables (such as working models) that shape these patterns. Nonetheless, as is customary in the literature on
attachment, we use the terms attachment style and working models interchangeably’ (1199).
52 Shaver, P.R. & Mikulincer, M. (2002) Attachment- related psychodynamics. Attachment & Human
Development, 4(2), 133–61: ‘We use self-report measures in somewhat the same way that physicians use simple in-
dicators of health and illness—e.g. body temperature measured with a thermometer or verbal reports of insomnia.
Although such indicators do not provide direct access to underlying disease processes, they are very helpful in
assessing a person’s health’ (154).
Self-reporting attachment 437
mental models and psychodynamic processes’.53 This approach to self-report measures can
perhaps be placed in the context of a growing assumption within academic and clinical
psychology, which became consensus by the 1990s, that responses to self-report questions
about behaviours and attitudes would reflect underlying cognitive schemas.54
The Hazan and Shaver ‘love quiz’ was a single-item measure, asking participants to iden-
tify their relationships as corresponding to one of three adult attachment ‘styles’, modelled
on the Ainsworth infant classifications. The concept of ‘lovestyle’ had been put forward
by Hendrick and Hendrick to refer to an adult’s orientation to intimate relationships, on
the analogy of ‘lifestyle’ as a person’s characteristic way of going about living.55 Hazan and
Shaver used the concept of attachment styles in an analogous way, as a characterisation of an
adult’s orientation to romantic relationships, conceptualised as an attachment relationship.56
Hazan and Shaver assumed that ‘conscious beliefs about love . . . are coloured by underlying,
53 Shaver, P.R., Belsky, J., & Brennan, K.A. (2000) The adult attachment interview and self-reports of romantic
attachment: associations across domains and methods. Personal Relationships, 7(1), 25–43, p.41.
54 This approach to interpreting the meaning of self-report measures of mental health has diverse roots, but
the role of cognitive-behavioural models may be considered an important contributory. See Beck, A.T. (1991)
Cognitive therapy: a 30-year retrospective. American Psychologist, 46(4), 368–75.
55 Hendrick, C. & Hendrick, S. (1986) A theory and method of love. Journal of Personality and Social Psychology,
50, 39–42.
56 Levy, M.B. & Davis, K.E. (1988) Lovestyles and attachment styles compared: their relations to each other and
to various relationship characteristics. Journal of Social and Personal Relationships, 5(4), 439–71.
57 Hazan, C. & Shaver, P. (1987) Romantic love conceptualized as an attachment process. Journal of Personality
ganizational framework for research on close relationships. Psychological Inquiry, 5(1), 1–22, p.1.
59 Hazan, C. & Shaver, P. (1987) Romantic love conceptualized as an attachment process. Journal of Personality
abandoned or about someone getting too close to me.’60 Close consideration of the statement
is warranted as it contains Hazan and Shaver’s implicit theory of adult security, with implica-
tions for Shaver’s later work. As can be seen, security was not represented especially in terms
of secure base or safe haven beliefs or expectations. Instead, the focus was on the absence of
two feelings: (i) discomfort regarding closeness and (ii) worry about abandonment. In this,
the item appeared to be in part working on the analogy of the behaviour of the infant from
a secure dyad in the Strange Situation. The infant in a secure dyad approaches the caregiver
on reunion to achieve physical closeness; by analogy, secure adults might be comfortable
with emotional closeness. Lack of worry about abandonment appears to be a new element,
however. It has a less clear analogue since infants in secure dyads do prototypically display
distress on separation, besides the B1 subclassification. It might be that lack of worry about
abandonment was conceptualised as an adult version of the capacity to be fully comforted on
60 Ibid. p.515.
61 Ibid. p.151. This is the statement as presented by Hazan and Shaver in their 1987 paper. However, it appears
that it was not actually the one circulated in the newspaper. The original study also included the additional phrase
‘I am comfortable having others depend on me’, though this was taken out shortly after. Shaver, P.R., Belsky, J., &
Brennan, K.A. (2000) The adult attachment interview and self-reports of romantic attachment: associations across
domains and methods. Personal Relationships, 7(1), 25–43: ‘Hazan & Shaver (1987), in the first self-report measure
of romantic attachment style, used the statement “I am comfortable having others depend on me.” They did not
realize that attachment theory does not include this comfort as a legitimate part of being attached; it is, instead,
part of being an attachment figure, or caregiver, for others (Cassidy, 1999). In later work by Hazan & Shaver (1990)
and Kunce and Shaver (1994), the potentially misleading statement was edited out of the self-report romantic
attachment measure. For good or ill, however, it had already been incorporated into self-report measures con-
structed by Bartholomew and Horowitz (1991) and Collins and Read (1990)’ (39). However, it would not figure
within the ECR scale.
62 Shaver, P.R. & Mikulincer, M. (2002) Dialogue on adult attachment: diversity and integration. Attachment &
Human Development, 4(2), 243–57: ‘The original Hazan and Shaver (1987) measure of avoidance tapped fearful,
rather than dismissing, avoidance’ (253). An additional disanalogy with Ainsworth’s categories can be identi-
fied: the avoidant attachment style was represented by Hazan and Shaver by two feelings and a belief/expectation.
Distrust in close relationships and difficulty depending on them is perhaps an analogue for Ainsworth’s idea that
avoidance is a response to experiences of less-sensitive care. However, Ainsworth did not discuss avoidance in
terms of distrust. Instead, she characterised ambivalent/resistant pattern as representing distrust in the caregiver.
Ainsworth, M.D.S., Bell, S.M., & Stayton, D.J. (1974) Infant–mother attachment and social development: ‘social-
isation’ as a product of reciprocal responsiveness to signals. In J.M. Richards (ed.) The Integration of a Child into a
Social World (pp.9–135). Cambridge: Cambridge University Press: ‘It may be viewed as advantageous for an infant
whose mother seems to him to move unpredictably and inconsistently (and whom he has not been able to learn
to trust) to monitor her movements with exceptional alertness and to evince disturbance whenever she moves
off ’ (125).
Self-reporting attachment 439
63 Hazan, C. & Shaver, P. (1987) Romantic love conceptualized as an attachment process. Journal of Personality
Cornell University. Shaver drew on this study in support of the predictive validity of self-report measures of as-
sessment in Shaver, P.R. & Norman, A.J. (1995) Attachment theory and counseling psychology: a commentary. The
Counseling Psychologist, 23(3), 491–500.
440 Phillip Shaver and Mario Mikulincer
did not differ in terms of size, number of employees, number of production units, location,
or type of facility. Participants with an avoidant attachment style reported that they were
less likely to seek help when they had a problem with the business, and were more likely to
view their employees as ‘cogs in a machine’. Anxious/ambivalent participants stated that they
were more likely to ask employees for emotional support when they confronted a technical
problem. Hutt found that they were also more likely to have a chaotic management structure.
Participants with avoidant and anxious/ambivalent attachment styles had higher turnover
of staff than participants with a secure attachment style. They were also less likely to believe
that their colleagues understood the goals and values of the business. The Hutt dissertation
offered an early and elegant demonstration of the relevance of the ‘love quiz’ in predicting
social behaviour, even in the work context, in theoretically expectable ways.
In an exploratory study, reported in 1990, Hazan and Shaver found that anxious/am-
67 Hazan, C. & Shaver, P.R. (1990) Love and work: an attachment-theoretical perspective. Journal of Personality
mentioned. The slight adaptations to the measure enacted by Mikulincer and colleagues are detailed in Mikulincer,
M., Florian, V., & Tolmacz, R. (1990) Attachment styles and fear of personal death: a case study of affect regulation.
Journal of Personality and Social Psychology, 58(2), 273–80.
70 http://portal.idc.ac.il/faculty/en/pages/profile.aspx?username=mario.
Self-reporting attachment 441
that self-reported attachment style was a construct representing a process sufficiently mani-
fest in the individual’s behaviour that friends and acquaintances would come to the same
conclusion.71
In the 1990s, Mikulincer and colleagues reported several findings suggesting differences
in emotion regulation strategies between participants with different attachment styles.
Mikulincer and Orbach found that an avoidant attachment style was associated with lower
accessibility of negative memories. By contrast, participants who reported an anxious/am-
bivalent attachment style also had difficulty supressing negative emotions and memories.
These participants experienced that one negative emotion or memory tended to spread into
and elicit others.72 In another study, Mikulincer and Florian asked participants to complete
a stressful task: handling a snake. They found that participants with an avoidant attachment
style reported feeling more reassured by instrumental social support from a confederate,
71 Banai, E., Weller, A., & Mikulincer, M. (1998) Inter- judge agreement in evaluation of adult attachment
style: the impact of acquaintanceship. British Journal of Social Psychology, 37(1), 95–109, p.102.
72 Mikulincer, M. & Orbach, I. (1995) Attachment styles and repressive defensiveness: the accessibility and
architecture of affective memories. Journal of Personality and Social Psychology, 68(5), 917–25.
73 Mikulincer, M. & Florian, V. (1997) Are emotional and instrumental supportive interactions beneficial in
times of stress? The impact of attachment style. Anxiety, Stress, and Coping, 10, 109–127.
74 Shaver, P.R. & Mikulincer, M. (2008) Adult attachment and cognitive and affective reactions to positive and
negative events. Social and Personality Compass, 2, 1844–65, p.1857. For instance, in a study among newlyweds
from Mikulincer’s laboratory, expressions of happiness in the relationship were usually associated with positive
feelings, but for anxious participants were associated with envy. Sofer-Roth, S. (2008) Adult attachment and the
nature of responses to a romantic partner’s expression of personal happiness. Unpublished doctoral dissertation,
Bar-Ilan University, Ramat Gan, Israel.
75 Mikulincer, M., Shaver, P.R., & Slav, K. (2006) Attachment, mental representations of others, and grati-
tude and forgiveness in romantic relationships. In M. Mikulincer & G.S. Goodman (eds) Dynamics of Romantic
Love: Attachment, Caregiving, and Sex (pp.190–215). New York: Guilford.
76 Mikulincer, M. (1998) Attachment working models and the sense of trust. Journal of Personality and Social
Psychology, 74(5), 1209–224. These findings were fleshed out at the level of the dyad by a later study. Mikulincer
and Florian found that couples in which both partners were secure reported more cohesion and adaptability in
their relationship than couples in which one was insecure, who in turn reported more cohesion and adaptability
than when neither endorsed a secure attachment style. Mikulincer, M. & Florian, V. (1999) The association be-
tween spouses’ self-reports of attachment styles and representations of family dynamics. Family Process, 38, 69–83.
442 Phillip Shaver and Mario Mikulincer
only among participants living in more dangerous areas. Among participants living in less
dangerous areas, there was no difference in the coping strategies used between participants
with different attachment styles.77 This finding seemed to align well with Ainsworth’s obser-
vation that avoidant attachment behaviour was only seen in the Strange Situation; the same
children did not display this conditional strategy in the lower-stress context of the home
environment (Chapter 2). By contrast, illness, like long-term separations, was regarded as
prompting a potentially chronic activation of the attachment system. Mikulincer and Florian
found that men suffering from lower back pain only had worse mental health than matched
controls when they reported an avoidant or anxious/ambivalent attachment style. Secure
participants appraised their back pain in less-threatening terms, thought of themselves as
more able to cope with pain, and used more problem-focused coping strategies.78
Together, the studies by Mikulicer and colleagues from the 1990s using the ‘love quiz’
In Separation, Bowlby had argued that internal working models contain at least two com-
ponents: expectations regarding ‘(a) whether or not the attachment figure is judged to be
the sort of person who in general responds to calls for support and protection; (b) whether
or not the self is judged to be the sort of person towards whom anyone, and the attachment
figure in particular, is likely to respond in a helpful way. Logically these variables are in-
dependent.’79 Bowlby’s term ‘independent’ inadvertently suggested to many readers the
technical meaning that models of self and other would be unrelated and orthogonal; in fact,
77 Mikulincer, M., Florian, V., & Weller, A. (1993) Attachment styles, coping strategies, and posttraumatic psy-
chological distress: the impact of the Gulf War in Israel. Journal of Personality and Social Psychology, 64(5), 817–26.
78 Mikulincer, M, & Florian, V. (1998) The relationship between adult attachment styles and emotional and cog-
nitive reactions to stressful events. In J. Simpson & S. Rholes (eds) Attachment Theory and Close Relationships
(pp.143–65). New York: Guilford.
79 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.238. In the manuscript version of
the book, the formulation is a little different: Bowlby, J. (not dated) Notes towards Chapter 6 of Volume 2. PP/Bow/
K.5./17: ‘in the working model of the world that anyone builds a key feature is his notion of who his attachment
figures are and how accessible or inaccessible they may be. Similarly in the working model of the self that anyone
builds a key feature is his notion of how acceptable or unacceptable he is in the eyes of his attachment figures. On
the structure of these communications turns that person’s forecasts of how available and responsive his attachment
figures will be should he turn to them for support.’
Self-reporting attachment 443
Gillath and colleagues are undoubtedly right that Bowlby meant only that the constructs
should be regarded as conceptually distinguishable.80 Furthermore, it was not a distinction
that he upheld elsewhere in his writings. This statement in Separation is an outlier: anchored
by Hinde’s focus on interactions as the basis of relationships, Bowlby tended to treat the
internal working model as rules and expectations regarding interaction between self and
others, rather than as representations of the individual interactional partners themselves
(Chapter 1).
Nonetheless, the idea of representations of the self and of others was a useful one for the
social psychological tradition, and aligned with a wider interest in social psychology in indi-
viduals’ self-concept and their attitudes towards others. In line with this distinction, Shaver
and colleagues interpreted attachment styles and their correlates as reflecting individual dif-
ferences in an underlying psychological process, namely ‘beliefs about self and relationship
80 Gillath, O., Karantzas, G.C., & Fraley, R.C. (2016) Adult Attachment: A Concise Introduction to Theory and
Disorders (pp.559–602). New York: Wiley: ‘There seem to be three major behavioural systems involved in forming
and maintaining heterosexual pair bonding: 1) the reproductive or mating system, which seems likely to be ini-
tially the most important in bond formation, regardless of whether the biological function of reproduction is ful-
filled; 2) the caregiving behavioural system, which is involved in two ways—giving care to the partner and sharing
with the partner caregiving to the young that may result from the union; and 3) the attachment system, which im-
plies each partner seeks security—comfort and reassurance—through maintaining contact with the other’ (595).
85 Hazan, C. & Shaver, P.R. (1994) Attachment as an organizational framework for research on close relation-
Through the 1990s, following Hazan and Shaver’s lead, there was a boom in self-reported
measures of attachment. Looking back on the period, Conradi and colleagues observe that
‘a bewildering variety of adult attachment typologies, adult attachment-related constructs,
and measurement instruments’ were developed.87 Among the most consequential was the
Bartholomew and Horowitz ‘Relationship Questionnaire’.88 This questionnaire was based on
the idea that internal working models of self and other could be either positive or negative. In
a paper from 1990, Bartholomew proposed that a secure attachment style was underpinned
by positive models of the self and relationship partners, with the self considered worthy of
care and others considered as generally available and willing to offer care. Avoidant attach-
ment was underpinned by a positive model of the self and a negative model of relationship
partners, resulting in self-reliance and distrust of others. Ambivalent/resistant attachment
was underpinned by a negative model of the self and a positive model of others, resulting in
87 Conradi, H-J., Gerlsma, C., van Duijn, M., & de Jonge, P. (2006) Internal and external validity of the experi-
ences in close relationships questionnaire in an American and two Dutch samples. European Journal of Psychiatry,
20(4), 258–69, p.259. The array of self-report attachment measures from this period include: Armsden, G.C. &
Greenberg, M.T. (1987) The inventory of parent and peer attachment: individual differences and their relationship
to psychological well-being in adolescence. Journal of Youth and Adolescence, 16(5), 427–54; West, M., Sheldon, A.,
& Reiffer, L. (1987) An approach to the delineation of adult attachment: scale development and reliability. Journal
of Nervous and Mental Disease, 175(12), 738–41; Pottharst, K. & Kessler, R. (1990) The search for methods and
measures. In K. Pottharst (ed.) Explorations in Adult Attachment (pp.9–37). New York: Peter Lang; Griffin, D.W.
& Bartholomew, K. (1994) The metaphysics of measurement: the case of adult attachment. In K. Bartholomew
& D. Perlman (eds) Advances in Personal Relationships: Vol. 5. Attachment Processes in Adulthood (pp.17–52).
London: Jessica Kingsley.
88 Bartholomew, K. & Horowitz, L.M. (1991) Attachment styles among young adults: a test of a four-category
& W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.77–114). New York: Guilford: ‘Bartholomew’s
model, combined with an emerging consensus that two latent dimensions underlie Hazan and Shaver’s (1987) and
Bartholowew’s (1990) attachment types (see Feeney & Noller 1996; Griffin & Bartholomew 1994a, 1994b; Hazan &
Shaver 1994), has encouraged researchers to use continuous measures’ (82).
Self-reporting attachment 445
found that the adult children of alcoholics predominantly fell into Bartholomew’s fearful
category. They also found that a fearful attachment style was associated, as Bowlby had an-
ticipated (Chapter 1), with reports of offering caregiving to attachment figures in order to
get some attachment needs met.91 And in a study with a large student cohort, Brennan and
Shaver found that a quarter of participants classified as fearful met criteria for personality
disorder according to a self-report assessment compared to 6% of participants with other
attachment styles.92
Shaver and colleagues concluded that Bartholomew’s fearful adult attachment style was
the parallel, and likely a developmental correlate, of Main and Solomon’s disorganised at-
tachment classification.93 They even used disorganised attachment and fearful attachment
as synonyms through the 1990s.94 However, examination of Barthlomew’s 1989 unpublished
doctoral thesis indicates an important qualification: Bartholomew regarded her fearful
91 Brennan, K.A., Shaver, P.R., & Tobey, A.E. (1991) Attachment styles, gender, and parental problem drinking.
Journal of Social and Personal Relationships, 8, 451–66; Kunce, L.J. & Shaver, P.R. (1994) An attachment-theoretical
approach to caregiving in romantic relationships. In K. Bartholomew & D. Perlman (eds) Advances in Personal
Relationships, Volume 5 (pp.205–237). London: Jessica Kingsley.
92 Brennan, K.A. & Shaver, P.R. (1998) Attachment styles and personality disorders: their connections to each
other and to parental divorce, parental death, and perceptions of parental caregiving. Journal of Personality, 66(5),
835–78.
93 Brennan, K.A., Shaver, P.R., & Tobey, A.E. (1991) Attachment styles, gender, and parental problem drinking.
relationship partners. In G.J.O. Fletcher & J. Fitness (eds) Knowledge Structures in Close Relationships: A Social
Psychological Approach (pp.25–61). Mahwah, NJ: Lawrence Erlbaum: ‘Disorganised, or fearful, children lack self-
confidence and have low self-worth’ (36).
95 Bartholomew, K. (1989) Attachment styles in young adults: Implications for self-concept and interpersonal
interview methodologies. Attachment & Human Development, 4(2), 207–215: ‘The fearful attachment style seems
to differ qualitatively from the disorganized infant pattern. A mixture of avoidance and ambivalence is only one of
the many behavioral indices of attachment disorganization during infancy’ (209).
97 Bartholomew, K. (1989) Attachment styles in young adults: implications for self-concept and interpersonal
functioning. Unpublished doctoral dissertation, Stanford University. This is in contrast to the new self-report ‘dis-
organised’ attachment style introduced by Paetzold and colleagues in 2015, which does seek to assess fear of at-
tachment figures. Paetzold, R.L., Rholes, W.S., & Kohn, J.L. (2015) Disorganized attachment in adulthood: theory,
measurement, and implications for romantic relationships. Review of General Psychology, 19(2), 146–65.
446 Phillip Shaver and Mario Mikulincer
apprehension regarding the caregiver in the Strange Situation.98 There was also negligible
association between a fearful attachment style and lack of resolution on the AAI.99
For a time in the 1990s, it seemed as if Bartholomew’s theoretical model and, to a lesser
extent, her questionnaire, would become the dominant approach to adult attachment in the
social psychology tradition. The approach found authorisation in a passage from Bowlby’s
writings. It permitted the transition to dimensional approaches to measurement, which
was becoming the norm in social psychology by the 1990s: the disadvantages of categories
for statistical analyses were becoming increasingly widely known among attachment re-
searchers, such as reductions in statistical power, decreases in scale reliability, and difficul-
ties identifying non-linear relationships with other variables.100 And the division between
positive/negative and self/other produced a neat model from which hypotheses regarding
adult attachment styles could be generated and results interpreted. For instance, findings
98 Duschinsky, R. (2018) Disorganization, fear and attachment: working towards clarification. Infant Mental
Interview and self-reports of attachment style: an empirical rapprochement. Journal of Personality and Social
Psychology, 92(4), 678–97.
100 Simpson, J.A. (1990) Influence of attachment styles on romantic relationships. Journal of Personality and
Social Psychology, 59(5), 971–80; Collins, N.L. & Read, S.J. (1990) Adult attachment, working models, and re-
lationship quality in dating couples. Journal of Personality and Social Psychology, 58(4), 644–63; Fraley, R.C. &
Waller, N.G. (1998) Adult attachment patterns: a test of the typological model. In J.A. Simpson & W.S. Rholes (eds)
Attachment Theory and Close Relationships (pp.77–114). New York: Guilford.
101 Feeney, J.A., Peterson, C., Gallois, C., & Terry, D.J. (2000) Attachment style as a predictor of sexual attitudes
sense of partners as insensitive to their needs.103 This was hardly surprising, since the anx-
ious/ambivalent attachment style had been operationalised specifically on the basis of es-
poused beliefs that romantic others are not adequately available.
Second, some of the intuitive pull and defensibility of Bartholomew’s approach came from
the terms ‘positive’ and ‘negative’, which could have a variety of meanings. However, this was
also a disadvantage in terms of usefulness for prediction.104 For instance, Mikulincer found
that a secure attachment style did not appear to be associated merely with a positive working
model of the self, but with one that was well balanced between acknowledgment of positive
and negative aspects.105 It was not clear whether or not this constituted a falsification of the
Bartholomew model precisely because it was difficult to pin down what was meant by a ‘positive’
working model.
Third, the Bartholomew questionnaire appeared to have weak cross-cultural validity, with
103 Bartholomew, K. & Shaver, P.R. (1998) Methods of assessing adult attachment: do they converge? In J.A.
Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.25–45). New York: Guilford: ‘The
“positivity of the other” model indicates the degree to which others are generally expected to be available and sup-
portive.’ Yet an anxious attachment style was found empirically to be associated with negative representations of
others. Simpson, J.A., Rholes, W.S., & Phillips, D. (1996) Conflict in close relationships: an attachment perspective.
Journal of Personality and Social Psychology, 71(5), 899–914. Extensive criticism of Bartholomew’s assumption was
presented in Fraley, R.C. & Shaver, P.R. (2000) Adult romantic attachment: theoretical developments, emerging
controversies, and unanswered questions. Review of General Psychology, 4(2), 132–54.
104 Stein, H., Jacobs, N.J., Ferguson, K.S., Allen, J.G., & Fonagy, P. (1998) What do adult attachment scales
ment across 62 cultural regions: are models of self and of other pancultural constructs? Journal of Cross-Cultural
Psychology, 35(4), 367–402.
107 Brennan, K.A., Shaver, P.R., & Tobey, A.E. (1991) Attachment styles, gender, and parental problem drinking.
attachment. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications
(pp.434–65). New York: Guilford; Fraley, R.C. & Shaver, P.R. (2000) Adult romantic attachment: theoretical devel-
opments, emerging controversies, and unanswered questions. Review of General Psychology, 4(2), 132–54.
109 E.g. Fraley, R.C. & Waller, N.G. (1998) Adult attachment patterns: a test of the typological model. In J.A.
Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.77–114). New York: Guilford: ‘An
explicit focus on the latent dimensions, however, may facilitate inquiry into the underlying operation of the
448 Phillip Shaver and Mario Mikulincer
Though Bartholomew and colleagues were able to source the idea of working models of the
self and other in Bowlby’s writings, other accounts of security and insecurity were available
too. At times, Ainsworth used the term ‘anxious attachment’ as a synonym for insecure at-
tachment.110 This may have been motivated by a desire to remind readers that both infants in
avoidant and ambivalent/resistant dyads showed anxiety about their caregiver’s availability
in the home environment, and that it was only in the Strange Situation that the anxiety of
attachment system rather than remaining at the level of manifest behaviour . . . We believe that the prototype ap-
proach leaves the ontological status of the attachment patterns unclear. Are the prototypes advocated by Griffin
and Bartholomew supposed to represent “fuzzy” groups that exist in nature or “fuzzy” groups that exist in the
minds of perceivers of nature?’ (107).
110 E.g. Ainsworth, M.D.S. (1983) Patterns of infant– mother attachment as related to maternal care: their
early history and their contribution to continuity. In D. Magnusson & V.L. Allen (eds) Human Development: An
Interactional Perspective (pp.35–55). New York: Academic Press, p.49.
111 E.g. Bowlby, J. (1969, 1982) Attachment. London: Penguin, p.365.
112 Bowlby, J. (1973) Separation: Anxiety and Anger. New York: Basic Books, p.273.
113 Bowlby, J. (1980) Loss. London: Pimlico, p.41.
114 Mikulincer, M., Paz, D., & Kedem, P. (1990) Anxiety and categorization—2. Hierarchical levels of mental cat-
relationship functioning. Personality and Social Psychology Bulletin, 21(3), 267–83, p.280.
Avoidance and anxiety 449
problems and ambiguities, the term ‘anxiety’ had been used by Bowlby, and this contrib-
uted to its appeal to Shaver and colleagues. The term would also have had an accessibility
and intuitiveness, given its growing use and presence in public discourse from the 1940s to
the early 1990s.116 Ultimately, the two classes identified by Bowlby were conceptualised by
Shaver and colleagues from 1998 onwards as reflecting two dimensions in individual dif-
ferences regarding close relationships: ‘The first dimension, Avoidance, captures variability
in the tendency to feel uncomfortable with closeness or dependence. The second dimen-
sion, Anxiety, reflects a fear of abandonment’.117 Over the subsequent decade, the opposition
came to be formulated rather differently: ‘The first dimension, typically called attachment
avoidance, reflects the extent to which a person distrusts relationship partners’ goodwill and
strives to maintain autonomy and emotional distance from partners. The second dimen-
sion, typically called attachment anxiety, reflects the degree to which a person worries that
116 Wilkinson, I. (2001) Anxiety in a Risk Society. London: Routledge; Horwitz, A.V. (2013) Anxiety: A Short
separating couples. Journal of Personality and Social Psychology, 75(5), 1198–212, p.1199.
118 Mikulincer, M., Shaver, P.R., & Slav, K. (2006) Attachment, mental representations of others, and grati-
tude and forgiveness in romantic relationships. In M. Mikulincer & G.S. Goodman (eds) Dynamics of Romantic
Love: Attachment, Caregiving, and Sex (pp.190–215). New York: Guilford, p.192.
119 There is some lack of clarity on this point of theory, however. In general, attachment anxiety is understood to
be the degree to which a person worries that a partner will not be available in times of need. However, at other times
it is defined as anger and ambivalence, with worries fading into the background, e.g. Shaver, P.R. & Mikulincer, M.
(2005) Attachment theory and research: resurrection of the psychodynamic approach to personality. Journal of
Research in Personality, 39, 22–45: ‘Hyperactivating strategies reflect a compromise between conflicting, ambiva-
lent tendencies toward attachment figures—overwhelming anger and hostility toward unavailable attachment fig-
ures together with an intense need for proximity to these frustrating figures’ (28).
120 Brennan, K.A., Clark, C.L., & Shaver, P.R. (1998) Self-report measurement of adult romantic attachment: an
integrative overview. In J.A. Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.46–76).
New York: Guilford, p.47; Ainsworth, M., Blehar, M., Waters, E., & Wall, S. (1978, 2012) Patterns of Attachment: A
Psychological Study of the Strange Situation. Bristol: Psychology Press.
450 Phillip Shaver and Mario Mikulincer
Attachment was superb at predicting avoidant and secure dyads, it misclassified 30% of am-
bivalent/resistant dyads.
The conceptualisation of anxiety by Shaver and colleagues as vigilance regarding the avail-
ability of attachment figures was in part a theoretically motivated position, in which fear of
abandonment was understood to be primary and to generate the other behavioural displays
Ainsworth had identified.121 However, this conceptualisation of anxiety coincides with and
seems to have been primarily influenced by a landmark piece of empirical research con-
ducted with Kelley Brennan and Catherine Clark. The researchers created a pool of 323 ques-
tionnaire items from the different self-report measures of attachment available, which aimed
to assess 60 named attachment-related constructs. These 323 items were then completed by
1,086 undergraduates enrolled at the University of Texas. When the items were factored,
the result was 12 specific attachment-related dimensions, each with at least 10 items that
121 Ibid.: ‘Right from the start, Ainsworth’s three major attachment “types” could be conceptualized as regions
in a two-dimensional space, the dimensions being Avoidance (discomfort with closeness and dependency) and
Anxiety (crying, failing to explore confidently in the absence of mother, and angry protest directed at mother dur-
ing reunions after what was probably experienced as abandonment)’ (49).
122 Ibid. pp.66–7.
123 Ibid. p.57.
124 This is implied but not detailed in the chapter. Confirmed by Kelly Brennan-Jones, personal communication,
August 2019.
Avoidance and anxiety 451
psychology tradition of attachment research through ‘discovering and describing the es-
sence’ of the self-report measures created to date.125 The ECR was also framed by the authors,
in part as a result of its neutrality, as a supersession of Bartholomew’s theoretical model in
presenting evidence for ‘anxiety’ and ‘avoidance’ as the two latent dimensions across all
the other self-report measures. The measure was successful on both counts. Though other
self-report measures continued to be used, the ECR soon became the ‘industry standard’
self-report assessment of attachment, and its two latent dimensions became the dominant
explanatory model in the field.126
In 2003, a place was also reintroduced for Bartholomew’s ‘fearful’ attachment category by
Mikulincer and Shaver. In Bartholomew’s model, fearful attachment occurred when a re-
spondent was afraid of rejection by attachment figures and also had a negative model of their
own worthiness. On the ECR, fearful attachment was re-envisioned as the co-occurrence
125 Frıas, M.T., Shaver, P.R., & Mikulincer, M. (2014) Measures of adult attachment and related constructs. In G.J.
Boyle & D.H. Saklofske (eds) Measures of Personality and Social Psychological Constructs. Philadelphia: Elsevier,
417–47, p.437.
126 Pittman, J.F. (2012) Attachment orientations: a boon to family theory and research. Journal of Family Theory
dynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in Experimental Social Psychology, Vol. 35
(pp.53–152). New York: Academic Press, p.136.
128 Mikulincer, M. (1994) Human Learned Helplessness: A Coping Perspective. New York: Plenum Press: ‘People
for whom emotion acts as an internal stimulus that recalls both the unresolved mismatch and their own weakness
and vulnerability may perceive emotion as an uninvited intruder that counteracts their avoidance coping. They
may also experience their emotions as overwhelming and disorganising forces that demand that they resolve the
mismatch, which is precisely what they feel they cannot do. In this case, emotions do not facilitate adaptation
and mastery but rather reflect failure of control and flooding, and they may disorganise the person’s avoidance
activities’ (143).
452 Phillip Shaver and Mario Mikulincer
(susceptibility to becoming distressed and worried). For those participants who became dis-
tressed and worried easily, an avoidant attachment style had the opposite effect, in that it was
actually associated with increased scores for attachment anxiety.129 The authors interpreted
this finding as suggesting that the avoidant attachment style contributes to attachment anx-
iety, rather than providing an alternative or defence against it, for individuals prone to be-
coming distressed and worried. Likewise, Mikulincer and colleagues demonstrated that an
avoidant attachment style, which under ordinary circumstances is associated with low ac-
cessibility of attachment-related worries, in fact is associated with heightened accessibility
of these worries when a cognitive load is added.130 The avoidant attachment style depends
upon an infrastructure of attentional and regulatory control, even if this infrastructure is not
the avoidant style itself.
In general, Shaver and Mikulincer conceptualised fearful attachment as a breakdown of
129 Crawford, T.N, Shaver, P.R., & Goldsmith, H.H. (2007) How affect regulation moderates the association be-
tween anxious attachment and neuroticism. Attachment & Human Development, 9(2), 95–109.
130 Mikulincer, M., Birnbaum, G., Woddis, D., & Nachmias, O. (2000) Stress and accessibility of proximity-
related thoughts. Journal of Personality and Social Psychology, 78(3), 509–523. See also Edelstein, R.S. & Gillath, O.
(2008) Avoiding interference: adult attachment and emotional processing biases. Personality and Social Psychology
Bulletin, 34(2), 171–81.
131 Mikulincer, M. & Shaver, P. (2016) Attachment in Adulthood, 2nd edn. New York: Guilford, p.143. For an-
other example see Mikulincer, M. & Shaver, P.R. (2003) The attachment behavioral system in adulthood: activation,
psychodynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in Experimental Social Psychology,
Vol. 35 (pp.53–152). New York: Academic Press: ‘Recently, a fourth category, “disorganized/disoriented,” has been
added. It is characterized by odd, awkward behavior during separation and reunion episodes and random fluctu-
ations between signs of anxiety and avoidance’ (66).
132 In discussions of the phenomenon, Mikulincer, Shaver, and colleagues have been prone to cite social
psychologists in turn discussing developmental psychologists, rather than the relevant primary literature, e.g.
Mikulincer, M., Solomon, Z., Shaver, P.R., & Ein-Dor, T. (2014) Attachment-related consequences of war cap-
tivity and trajectories of posttraumatic stress disorder: a 17-year longitudinal study. Journal of Social and Clinical
Psychology, 33(3), 207–228: ‘In extreme cases, attachment insecurities can result in a disorganized attach-
ment pattern—an incoherent blend of contradictory approach and avoidance behaviors or paralyzed inaction
(Simpson & Rholes, 2002)’ (210). Simpson, J.A. & Rholes, W.S. (2002) Fearful-avoidance, disorganization, and
multiple working models: some directions for future theory and research. Attachment & Human Development,
4(2), 223–9.
133 Ein-Dor, T., Mikulincer, M., & Shaver, P.R. (2011) Effective reaction to danger: attachment insecurities pre-
dict behavioral reactions to an experimentally induced threat above and beyond general personality traits. Social
Psychological and Personality Science, 2(5), 467–73, p.473.
Avoidance and anxiety 453
From the early 2000s, one of the central aspects of the emergent collaboration between Shaver
and Mikulincer was an attempt to develop a fleshed-out theory of the attachment system in
adulthood, and the processes underlying individual differences in avoidance and anxiety. In
this, they draw inspiration from developments in theory within the developmental tradition of
attachment research. Main had conceptualised avoidance and ambivalent/resistance as condi-
tional strategies, part of the human evolutionary repertoire for responding to environments that
do not permit the direct satisfaction of the attachment system (Chapter 3). Cassidy and Kobak
took Main’s concept of the infant attachment patterns as conditional strategies and argued that
they represented two approaches to emotion-regulation: avoidant attachment was a minimis-
134 Cassidy, J. & Kobak, R. (1988) Avoidance and its relation to other defensive processes. In J. Belsky & T.
Neworski (eds) Clinical Implications of Attachment (pp.300–323). Hillsdale, NJ: Lawrence Erlbaum; Kobak,
R., Cole, H., Fleming, W., Ferenz-Gillies, R., & Gamble, W. (1993) Attachment and emotion regulation during
mother–teen problem-solving: a control theory analysis. Child Development, 64, 231–45.
135 Mikulincer, M. & Shaver, P. (2016) Attachment in Adulthood. New York: Guilford, Figure 2.1, p.29.
136 Shaver, P.R. & Mikulincer, M. (2012) An attachment perspective on coping with existential concerns. In
P.R. Shaver & M. Mikulincer (eds) Meaning, Mortality, and Choice: The Social Psychology of Existential Concerns
(pp.291–307). Washington, DC: American Psychological Association, p.296.
137 Mikulincer, M. & Shaver, P. (2016) Attachment in Adulthood. New York: Guilford, p.29, Figure 2.1.
138 Mario Mikulincer, personal communication, July 2019.
454 Phillip Shaver and Mario Mikulincer
culture, as well as the nature of the perceived threat. It is not only physical proximity.139
Where the set-goal is achieved, Shaver and Mikulincer proposed that the result will be feel-
ings of ‘relief, and positive affect’,140 grounded in the sense of being understood, validated,
and cared about.141 These feelings in turn will contribute to confidence and competence,
feeding back into the calibration of the first module, most notably in the appraisal of threats.
Following Fredrickson, Shaver and Mikulincer referred to this as the ‘broaden-and-build
cycle of attachment security’, since felt security, relief, and positive affect in turn come to
shape the interpretation of threats, allowing for a more expansive, less cautious appraisal of
the environment.142 Positive affects may also, as Sroufe documented, serve as social currency
(Chapter 4). Recently, Mikulincer and Shaver qualified that Bowlby and Ainsworth’s concern
with infancy has meant that too much has subsequently been made of an image of security
as a state of being with attachment figures; in adulthood, broaden-and-build may also entail
139 Sketching a tightening of this position, Mikulincer has recently described the set-goal of the attachment
system in adulthood as evidence that the partner is, specifically, ‘available, responsive and engaged’ (A.R.E.). This
riffs on the same acronym with slightly different components—‘accessibility, responsiveness, and emotional en-
gagement’—offered by Johnson, S.M. (2011) Hold Me Tight: Your Guide to the Most Successful Approach to Building
Loving Relationships. London: Hachette, Chapter 4. Mikulincer, M. (2019) Advances in the study of the broaden
and build cycle of attachment security. Presentation at the Adult Attachment Research Legacy: 32 Years Since
Hazan and Shaver Symposium, Society of Personality and Social Psychology Conference, Portland, Oregon, 9
February 2019.
140 Mikulincer, M. & Shaver, P. (2016) Attachment in Adulthood. New York: Guilford, p.29, Figure 2.1.
141 Shaver, P.R. & Mikulincer, M. (2008) Augmenting the sense of security in romantic, leader– follower,
therapeutic, and group relations: a relational model of personality change. In J.P. Forgas & J. Fitness (eds) Social
Relationships: Cognitive, Affective, and Motivational Processes (pp.55–73). New York: Psychology Press. Shaver and
Mikulincer attributed the idea of ‘security’ as entailing feeling understood, validated, and cared about to Reis,
H.T. & Shaver, P.R. (1988) Intimacy as an interpersonal process. In S. Duck (ed.) Handbook of Research in Personal
Relationships (pp.367–89). London: Wiley. However, the argument in this text is that these are characteristics of ‘in-
timacy’. The textual history illustrates the potential slide between intimacy and security at times in Shaver’s work.
142 Fredrickson, B.L. (2001) The role of positive emotions in positive psychology. The broaden-and-build theory
The Handbook of Solitude: Psychological Perspectives on Social Isolation, Social Withdrawal, and Being Alone
(pp.34–50). New York: Wiley, p.46.
144 Shaver, P.R., Mikulincer, M., Lavy, S., & Cassidy, J. (2009) Understanding and altering hurt feelings: an
attachment-theoretical perspective on the generation and regulation of emotions. In A.L. Vangelisti (ed.) Feeling
Hurt in Close Relationships. Cambridge: Cambridge University Press, pp.92–119: ‘Attachment anxiety intensifies
the expression of emotions such as jealousy and anger and exaggerates the expression of vulnerability, helplessness,
and need’ (109).
Avoidance and anxiety 455
So will maintenance of pessimistic beliefs about whether coping alone is possible, and the
attribution of threatening events to uncontrollable causes or inherent personal vulnerabil-
ities.145 The difference between making a life and facing problems becomes collapsed.
Self-defeating actions may also keep the attachment system at ready alert: for instance,
Mikulincer’s group documented associations on several occasions between the anxious at-
tachment style and an odd escalation of investment and commitment as an activity becomes
socially and/or economically unprofitable.146 As a result of various mechanisms that increase
vigilance regarding threat-and attachment-related cues, the availability, attentiveness, re-
sponsiveness (etc.) of attachment figures is sought more readily in response to potential in-
formation about threat, and is sought in a manner more insistent, distressed, and frantic.
This is likely to cause a tendency towards a cascade of thinking and worry about threats,
vulnerabilities, and/or attachment, as one perception or thought will cue others linked to
145 Shaver, P.R. & Mikulincer, M. (2007) Adult attachment strategies and the regulation of emotion. In J.J. Gross
sertation, Bar-Ilan University; Mikulincer, M. & Shaver, P. (2008) Contributions of attachment theory and re-
search to motivation science. In J.Y. Shah & W.L. Gardner (eds) Handbook of Motivational Science (pp.201–216).
New York: Guilford; Erez, A., Sleebos, E., Mikulincer, M., van IJzendoorn, M.H., Ellemers, N., & Kroonenberg,
P.M. (2009) Attachment anxiety, intra-group (dis)respect, actual efforts, and group donation. European Journal of
Social Psychology, 39(5), 734–46.
147 Shaver, P.R. & Mikulincer, M. (2003) The psychodynamics of social judgments: an attachment theory per-
spective. In J.P. Forgas, K.D. Williams, & W. von Hippel (eds) Social Judgments: Implicit and Explicit Processes
(pp.85–114). Philadelphia: Psychology Press: ‘Hyperactivating strategies create a chaotic, undifferentiated mental
architecture that is constantly pervaded by negative affect’ (104).
148 A further factor stabilising the anxious attachment style was proposed, speculatively, in 2009: Mikulincer,
M., Shaver, P.R., Cassidy, J., & Berant, E. (2009) Attachment-related defensive processes. In J.H. Obegi & E.
Berant (eds) Attachment Theory and Research in Clinical Work with Adults. New York: Guilford, pp.293–327: ‘For
attachment-anxious people, histrionics may seem to have two beneficial effects. First, they sometimes elicit the
desired attention, care, and love from others, which is, theoretically, the reason the anxious strategy was adopted in
the first place. But there may be a second, less obvious, benefit: The hubbub and distraction generated by strident,
impulsive expressions of pain, need, and anger may direct attention and energy away from a deeper problem—
sensing oneself as not very substantial at all and not worthy of anyone’s care. Agitating and grabbing someone’s
attention is at least likely to make something happen, and even if that something is unpleasant, it may feel better
than nothing—that is, better than existential isolation and worthlessness’ (309). This proposal has not been much
elaborated and remains as yet untested, except insofar as there exists correlational evidence linking the anxious
attachment style to self-report of feelings of isolation and self-report of lower self-esteem.
149 Mikulincer, M. & Shaver, P. (2016) Attachment in Adulthood. New York: Guilford, Figure 2.1, p.29.
150 See e.g. Crawford, T.N, Shaver, P.R., & Goldsmith, H.H. (2007) How affect regulation moderates the associ-
ation between anxious attachment and neuroticism. Attachment & Human Development, 9(2), 95–109.
456 Phillip Shaver and Mario Mikulincer
part the extent to which deactivation is possible. More speculatively, deactivation of the at-
tachment system may in part reflect appraisals regarding the viability of seeking availability,
and in part the extent that hyperactivation is possible.151
In Shaver and Mikulincer’s model, when the attachment system is subject to deactiva-
tion, information incongruent with the deactivation of the attachment system is inhibited
or appears less salient. For instance, the information itself may be altered, obstructed, or
suppressed; or response to the information may be dampened, redirected, or postponed.152
This not only includes emotions associated with threat, vulnerability, or separation, which
might reactivate the attachment system. Similiarly inhibited or reduced in salience are happy
emotions like joy and comfort, which might otherwise promote interpersonal closeness or
investment in close relationships.153 Someone may be radiating love, and all that is felt is
mild warmth. Deactivation also means that the availability, attentiveness, responsiveness
151 Mikulincer, M., Shaver, P.R., & Pereg, D. (2003) Attachment theory and affect regulation: the dynamics,
development, and cognitive consequences of attachment-related strategies. Motivation and Emotion, 27(2),
77–102.
152 Shaver, P.R. & Mikulincer, M. (2007) Adult attachment strategies and the regulation of emotion. In J.J. Gross
(ed.) Handbook of Emotion Regulation (pp.446–65). New York: Guilford, p.450. See also Edelstein, R.S. (2006)
Attachment and emotional memory: investigating the source and extent of avoidant memory impairments.
Emotion, 6(2), 340–45; Simpson, J.A., Rholes, W.S., & Winterheld, H.A. (2010) Attachment working models
twist memories of relationship events. Psychological Science, 21(2), 252–9. Neuroimaging studies conducted by
Gillath and colleagues have been interpreted as suggesting that there is no attachment-specific suppressive mech-
anism, but that in the case of the avoidant attachment style, general mental capacities for suppression are ap-
plied to attachment-related content. Gillath, O., Bunge, S.A., Shaver, P.R., Wendelken, C., & Mikulincer, M.
(2005) Attachment-style differences in the ability to suppress negative thoughts: exploring the neural correlates.
Neuroimage, 28(4), 835–47.
153 Schachner, D.A., Shaver, P.R., & Mikulincer, M. (2005) Patterns of nonverbal behavior and sensitivity in the
spective. In J.P. Forgas, K.D. Williams, & W. von Hippel (eds) Social Judgments: Implicit and Explicit Processes
(pp.85–114). Philadelphia: Psychology Press, p.106.
Avoidance and anxiety 457
they had wanted to be close to another person, and that this was especially likely following
more stressful days.155
It has evidently been a source of frustration for Shaver and Mikulincer that character-
isations of their work by attachment researchers from the developmental tradition have
often assumed that a self-report measure could reflect merely conscious attitudes towards
relationships. As well as research on dreams, another study they pursued was an examin-
ation of the relationship between the ECR and the Rorschach inkblot test used extensively
by Ainsworth in her clinical work and early research. The Rorschach is a projective test as-
sessing unconscious psychodynamic processes. Participants’ associations on the Rorschach
measure were blind coded. It was found that Rorschach responses suggesting difficulties in
controlling emotion and of feeling unworthy were associated with self-reported attachment
anxiety. And Rorschach responses suggesting difficulties in acknowledging personal needs
155 Mikulincer, M., Shaver, P.R., Sapir-Lavid, Y., & Avihou-Kanza, N. (2009) What’s inside the minds of securely
and insecurely attached people? The secure-base script and its associations with attachment-style dimensions.
Journal of Personality and Social Psychology, 97(4), 615–33.
156 Berant, E., Mikulincer, M., Shaver, P.R., & Segal, Y. (2005) Rorschach correlates of self-reported attach-
ment dimensions: dynamic manifestations of hyperactivating and deactivating strategies. Journal of Personality
Assessment, 84(1), 70–81.
157 This proposal was in part an elaboration of Mikulincer’s earlier emphasis on the structure of the human mind
as a set of strategic resources rather than constituted by static representations. Mikulincer, M., Paz, D., & Kedem,
P. (1990) Anxiety and categorization—2. Hierarchical levels of mental categories. Personality and Individual
Differences, 11(8), 815–21. The image of internal working models as a hierarchical associative network has been
criticised by Fraley as, even if of heuristic value, ultimately an overrigid reification. Fraley, R.C. (2007) A connec-
tionist approach to the organization and continuity of working models of attachment. Journal of Personality, 75(6),
1157–80. Fraley and colleagues have also demonstrated that people who have more differentiated attachment
styles across their varying relationships are more likely to have an insecure overall attachment style. Fraley, R.C.,
Heffernan, M.E., Vicary, A.M., & Brumbaugh, C.C. (2011) The Experiences in Close Relationships—Relationship
Structures Questionnaire: a method for assessing attachment orientations across relationships. Psychological
Assessment, 23(3), 615–25.
458 Phillip Shaver and Mario Mikulincer
terms and at other times think about them in more hyperactivating or deactivating terms’.158
Nonetheless, the combination of (i) the predominant form of actual social experiences and
(ii) self-reinforcing cycles resulting from the adoption of particular strategies from child-
hood onwards will contribute to associative networks that are especially or chronically avail-
able. This produces a person’s characteristic attachment style. In characterising individual
differences in attachment style, the ECR was conceptualised as a kind of snorkelling: though
wholly submerged in manifest, espoused information about behaviours, beliefs, and feel-
ings, it nonetheless is believed to breathe latent information from a hierarchical associative
network offering generalised schemas about how relationships work.
In line with this model, Overall and colleagues asked participants to complete self-
reports of attachment style for various different family relationships, friendships, and ro-
mantic relationships. They found that the attachment orientations for specific relationships
158 Mikulincer, M. & Shaver, P.R. (2003) The attachment behavioral system in adulthood: activation, psycho-
dynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in Experimental Social Psychology, Vol. 35
(pp.53–152). New York: Academic Press, p.64.
159 Overall, N.C., Fletcher, G.J., & Friesen, M.D. (2003) Mapping the intimate relationship mind: comparisons
between three models of attachment representations. Personality and Social Psychology Bulletin, 29(12), 1479–93.
160 Shaver, P.R. & Mikulincer, M. (2004) What do self-report attachment measures assess? In W.S. Rholes &
J.A. Simpson (eds) Adult Attachment: Theory, Research, and Clinical Implications (pp.17–54). New York: Guilford,
pp.52–3.
161 Lavi, N. (2007) Bolstering attachment security in romantic relationships: the long- term contribution of
partner’s sensitivity, expressiveness, and supportiveness. Unpublished doctoral dissertation, Bar-Ilan University,
Ramat Gan, Israel. For a recent review of the effect of partners on attachment style in adulthood see Arriaga, X.B. &
Kumashiro, M. (2019) Walking a security tightrope: relationship-induced changes in attachment security. Current
Opinion in Psychology, 25, 121–6.
162 Mikulincer, M. (2006) Attachment, caregiving and sex within romantic relationships. In M.
Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.23–44).
New York: Guilford, p.39.
Avoidance and anxiety 459
1) The shaping and constraining influences of past experiences versus the influence of
current contexts and experiences;
2) the intrapsychic nature of behavioural systems and working models versus the rela-
tional, interdependent nature of feelings, experiences, and social behaviours;
3) the goal-oriented, promotive, expansive, self-regulatory function of behavioural
system versus their defensive, protective, distress-regulating functions;
4) the centrality of basic fears, conflicts, and prevention-focused motivational mechan-
isms, as well as promotion-focused motives.163
Shaver and Mikulincer’s model of the attachment system can be usefully considered in these
terms. The appraisal of the potential effectiveness of seeking the availability of the attach-
ment figure is prompted in module one. The question that must be answered in module two
163 Ibid.
164 Fraley, R.C. & Shaver, P.R. (2008) Attachment theory and its place in contemporary personality re-
search. In O. John & R.W. Robins (eds) Handbook of Personality: Theory and Research, 3rd edn (pp.518–41).
New York: Guilford: ‘The attachment behavioral system is an important concept in attachment theory because
it provides the conceptual bridge between ethological models of human development (e.g., Hinde, 1966) and
modern theories of emotion regulation and personality (e.g., John & Gross, 2007)’ (523).
165 E.g. Bowlby, J. (1988) The role of attachment in personality development. In A Secure Base (pp.134–54).
London: Routledge.
460 Phillip Shaver and Mario Mikulincer
166 Second-generation developmental attachment researchers have generally considered ‘personality’ a reified
concept in the academic psychology of their day, better conceptualised as an effect of developmental processes ra-
ther than a unitary construct to be measured in itself. See e.g. Sroufe, L.A. & Fleeson, J. (1986) Attachment and the
construction of relationships. In W. Hartup & Z. Rubin (eds) Relationships and Development (pp.51–71). Hillsdale,
NJ: Lawrence Erlbaum, p.51.
167 Noftle, E.E. & Shaver, P.R. (2006) Attachment dimensions and the big five personality traits: associations and
comparative ability to predict relationship quality. Journal of Research in Personality, 40(2), 179–208, p.187.
168 John, O.P., Neumann, L., & Soto, C.J. (2010) The Big Five trait taxonomy: history, measurement, and concep-
tual issues. In L.A. Pervin & O.P. John (eds) Handbook of Personality: Theory and Research, 3rd edn (pp.114–58).
New York: Guilford; Vukasović, T. & Bratko, D. (2015) Heritability of personality: a meta-analysis of behavior gen-
etic studies. Psychological Bulletin, 141(4), 769–85.
169 Crawford, T.N., John Livesley, W., Jang, K.L., Shaver, P.R., Cohen, P., & Ganiban, J. (2007) Insecure attach-
ment and personality disorder: a twin study of adults. European Journal of Personality, 21(2), 191–208. See also
Donnellan, M.B., Burt, S.A., Levendosky, A.A., & Klump, K.L. (2008) Genes, personality, and attachment in
adults: a multivariate behavioral genetic analysis. Personality and Social Psychology Bulletin, 34(1), 3–16. In con-
trast to Crawford and colleagues, Donnellan and colleagues reported that genetic effects accounted for variability
also in avoidant attachment style. Troisi and colleagues have reported potential gene × environment interactions in
the origins of fearful attachment. Troisi, A., Frazzetto, G., Carola, V., et al. (2012) Variation in the μ-opioid receptor
gene (OPRM1) moderates the influence of early maternal care on fearful attachment. Social Cognitive and Affective
Neuroscience, 7(5), 542–7.
Avoidance and anxiety 461
anxious attachment has been found to make a modest contribution to mental health out-
comes such as depression and complex responses to bereavement.170 At a fundamental
level, the experience of anxiety is solely an expression of neither individual personality nor
attachment style. Both seem to play a role. However, this highlights the question of what
convergence there is between the anxious attachment style and preoccupied states of mind
regarding attachment, if both are conceptualised as maximising strategies. To address this
question it is necessary to examine the ECR and the AAI in the context of social psychology
and developmental psychology as two different subdisciplines concerned with attachment.
170 E.g. Roberts, J.E., Gotlib, I.H., & Kassel, J.D. (1996) Adult attachment security and symptoms of depres-
sion: the mediating roles of dysfunctional attitudes and low self-esteem. Journal of Personality and Social
Psychology, 70(2), 310–20; Meier, A.M., Carr, D.R., Currier, J.M., & Neimeyer, R.A. (2013) Attachment anxiety
and avoidance in coping with bereavement: two studies. Journal of Social and Clinical Psychology, 32(3), 315–34,
Supplement 3; Wijngaards-de Meij, L., Stroebe, M., Schut, H., et al. (2007) Neuroticism and attachment insecurity
as predictors of bereavement outcome. Journal of Research in Personality, 41(2), 498–505.
171 Shaver, P.R., Belsky, J., & Brennan, K.A. (2000) The adult attachment interview and self-reports of romantic
attachment: associations across domains and methods. Personal Relationships, 7(1), 25–43, p.25.
172 Crowell, J.A., Treboux, D., & Waters, E. (1999) The Adult Attachment Interview and the Relationship
Questionnaire: relations to reports of mothers and partners. Personal Relationships, 6(1), 1–18.
173 Ibid. p.16.
174 This was a consensus position among active attachment researchers from the developmental tradition by the
end of the 1990s. See e.g. Stein, H., Jacobs, N.J., Ferguson, K.S., Allen, J.G., & Fonagy, P. (1998) What do adult at-
tachment scales measure? Bulletin of the Menninger Clinic, 62, 33–82: ‘Both approaches have something important
to offer, but are likely to be looking at different, though valid, constructs. The self-report measures are consist-
ently measuring an aspect of intimate relationships that relates to individual perceptions of how relationships are
managed’ (77).
462 Phillip Shaver and Mario Mikulincer
large extent permeable to one another.175 In a 1998 book chapter, Bartholomew and Shaver
offered a characterisation of the two traditions of attachment research. They described the
developmental tradition as mostly led by direct students of Ainsworth. In Bartholomew
and Shaver’s characterisation, ‘researchers in this group tend to think psychodynamically,
be interested in clinical problems, prefer interview measures and behavioural observations
over questionnaires, study relatively small groups of subjects, and focus their attention on
parent–child relationships’. It is possible to quibble with some particulars—Kobak was con-
ducting research on parent–adolescent relationships; Waters had little psychodynamic basis
for his thinking except as mediated through Ainsworth and Bowlby—but in general this
characterisation seems fair.176 By contrast, the social psychology tradition was described as
shaped essentially by the characteristics of social and personality psychology of the period.
Members of this community ‘tend to think in terms of personality traits and social inter-
175 Carnelley, K.B. & Brennan, K.A. (2002) Building bridges. Attachment & Human Development, 4(2), 189–
92: ‘The biggest obstacle to the fledgling field of attachment theory appears to be a lack of co-operation among
researchers wielding different measurement techniques. As it is, each researcher appears to be using a favorite
measure and readers of their work are left to make the attempt to translate the results into their own measurement
rubric before interpreting the meaning of the findings’ (191).
176 Bartholomew, K. & Shaver, P.R. (1998) Methods of assessing adult attachment: do they converge? In J.A.
Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.25–45). New York: Guilford, p.27.
177 Ibid.
178 Lapsley, D.K. & Quintana, S. (1985) Integrative themes in social and developmental theories of the self. In
J. Pryor & J. Day (eds) The Development of Social Cognition (pp.153–78). New York: Springer, p.154. Also on the
state of broader relations between developmental and social psychology in the period of the emergence of the
two traditions of attachment research see Masters, J.C. & Yarkin-Levin, K. (1984) Boundary Areas in Social and
Developmental Psychology. New York: Academic Press.
179 Bartholomew, K. & Shaver, P.R. (1998) Methods of assessing adult attachment: do they converge? In J.A.
Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.25–45). New York: Guilford, p.27.
180 Shaver, P.R. & Mikulincer, M. (2002) Attachment- related psychodynamics. Attachment & Human
Development, 4(2), 133–61: ‘The AAI and CRI are focused entirely on individual differences in “state of mind with
respect to attachment” and therefore do not reveal much about the normative workings of the attachment behav-
ioral system’ (155).
Avoidance and anxiety 463
an unabashed polemic, that the AAI was likely not an assessment of attachment at all. Rather,
given that it was validated against the Strange Situation, it might be better conceived as an
assessment of cognitive aspects of the caregiving system. This is a claim they would later re-
tract in 2004, only to swing to the other pole in asserting that both the AAI and self-report
measures taped the same processes: ‘attachment-style scales differ from the AAI in content
and method but not in the core attachment-related processes they index’.181
Yet in addition to specific methodological differences, Shaver and Mikulincer claimed
that the most important difficulty was ‘professional ingroup–outgroup tensions between
researchers in the two traditions’.182 In fact, looking back on the period, it seems as if pro-
fessional and methodological tensions worked neatly to reinforce one another. The de-
velopmental tradition tended to regard the social psychologists as conducting quick-fix,
superficial research on conscious attitudes towards intimacy, lacking fidelity to the etho-
181 Shaver, P.R. & Mikulincer, M. (2004) What do self-report attachment measures assess? In W.S. Rholes & J.A.
Simpson (eds) Adult Attachment: Theory, Research, and Clinical Implications (pp.17–54). New York: Guilford, p.29.
182 Shaver, P.R. & Mikulincer, M. (2002) Attachment- related psychodynamics. Attachment & Human
Development, 4(2), 133–61, p.134.
183 Brennan, K.A., Clark, C.L., & Shaver, P.R. (1998) Self-report measurement of adult romantic attachment: an
integrative overview. In J.A. Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.46–76).
New York: Guilford, p.46. See also Sassenberg, K. & Ditrich, L. (2019) Research in social psychology changed
between 2011 and 2016: larger sample sizes, more self-report measures, and more online studies. Advances in
Methods and Practices in Psychological Science, 2(2).
184 Ensink, K., Borelli, J.L., Roy, J., Normandin, L., Slade, A., & Fonagy, P. (2019) Costs of not getting to know
you: lower levels of parental reflective functioning confer risk for maternal insensitivity and insecure infant attach-
ment. Infancy, 24(2), 210–27.
464 Phillip Shaver and Mario Mikulincer
studies.185 At times these tensions operated in the background. So, for instance, research
on parenting using self-report measures of attachment has remained quietly blunted, with
leaders of the social psychological tradition giving the topic little attention.186 In part this
was an effect of the division between social and developmental psychology in general, in
which parenting is generally assigned to the latter. However, another factor may have been
that, at best, self-report measures would draw with the AAI in predicting parenting, and
there was the possibility that they would lose.187
Yet, at times, the tensions between the social and developmental traditions of attach-
ment research moved from mutual inattention to a public disagreement. In the mid-1990s,
Crowell and Waters described Shaver’s work as ‘thoughtful and provocative’ and as ‘exciting
and potentially very useful’, but stated their view that in fact there is ‘little common ground’
with the tradition initiated by Ainsworth.188 In responding to the hostile reception from
185 Shaver, P.R & Mikulincer, M. (2002) Dialogue on adult attachment: diversity and integration. Attachment &
using the AAI (5). The odds ratio for child maltreatment for self-report measures was 2.75; the odds ratio for the
AAI was 5. Lo, C.K., Chan, K.L., & Ip, P. (2019) Insecure adult attachment and child maltreatment: a meta-analysis.
Trauma, Violence, & Abuse, 20(5).
188 Crowell, J.A. & Waters, E. (1994) Bowlby’s theory grown up: the role of attachment in adult love relation-
ships. Psychological Inquiry, 5(1), 31–4, pp.33–4. See also Kobak, R. (2009) Defining and measuring of attachment
bonds: comment on Kurdek (2009). Journal of Family Psychology, 23(4), 447–9.
189 E.g. Shaver, P.R. & Mikulincer, M. (2010) Mind–behavior relations in attachment theory and research. In
C.R. Agnew, D.E. Carlston, W.G. Graziano, & J.R. Kelly (eds) Then a Miracle Occurs: Focusing on Behavior in Social
Psychological Theory and Research (pp.342–67). New York: Oxford University Press: ‘Ainsworth et al. (1978) pro-
vided persuasive evidence for the impact of parental behavior on the formation of an infant’s attachment style’
(358). See also Levy, K.N., Blatt, S.J., & Shaver, P.R. (1998) Attachment styles and parental representations. Journal
of Personality and Social Psychology, 74(2), 407–419, p.408.
190 Shaver, P.R. & Mikulincer, M. (2012) An attachment perspective on coping with existential concerns. In
P.R. Shaver & M. Mikulincer (eds) Meaning, Mortality, and Choice: The Social Psychology of Existential Concerns
(pp.291–307). Washington, DC: American Psychological Association, p.293.
191 Belsky, J. & Cassidy, J. (1994) Attachment and close relationships: an individual- difference perspective.
Psychological Inquiry, 5(1), 27–30, p.27.
Avoidance and anxiety 465
Cassidy and Shaver at the 1995 meeting of the Society for Research in Child Development
in Indianapolis with the idea of a Handbook of Attachment. The Society’s biennial confer-
ence is the central conference for the field of development psychology. Shaver had attended
the 1993 conference and had presented a defence of the self-report approach to attachment
as relevant for understanding intergenerational and developmental continuity of individual
differences in attachment over time.192 Weingarten’s idea was for a handbook encompassing
both traditions of research. Cassidy and Shaver ‘were barely acquainted when the project
began’, and did not meet face-to-face after the initial conversation in Indianapolis during the
four years of work on the first Handbook, which would be published in 1999. Nonetheless, in
their preface to the Handbook, Cassidy and Shaver stated that ‘we have grown to know and
respect each other professionally in ways that people rarely do’.193 In the late 1990s, Cassidy
informed and nourished Shaver’s thinking about individual differences in attachment as
192 Shaver, P.R. (1993) Where do adult romantic attachment styles come from? Paper presented at symposium
entitled ‘Mental Representations of Relationships: Intergenerational and Temporal Continuity’, Meeting of the
Society for Research in Child Development, New Orleans, 27 March 1993. https://adultattachment.faculty.ucda-
vis.edu/wp-content/uploads/sites/66/2014/06/Shaver.pdf.
193 Cassidy, J. & Shaver, P. (1999) Preface. In The Handbook of Attachment, 1st edn. New York: Guilford, p.xiv.
194 Crowell, J.A., Fraley, R.C., & Shaver, P.R. (1999) Measures of individual differences in adolescent and adult
attachment. In J. Cassidy & P.R. Shaver (eds) Handbook of Attachment: Theory, Research, and Clinical Applications
(pp.434–65). New York: Guilford, p.452. The passage would be repeated verbatim in the 2008 edition on p.618.
195 Shaver, P.R., Belsky, J., & Brennan, K.A. (2000) The adult attachment interview and self-reports of romantic
attachment: associations across domains and methods. Personal Relationships, 7(1), 25–43.
196 Ibid. p.39.
466 Phillip Shaver and Mario Mikulincer
both kinds of assessment by 2007 revealed a trivial association (r = .09).197 One of the few
specific findings was that unresolved trauma, but not unresolved loss, had a small associ-
ation with self-report attachment anxiety (r = .20).198 In Attachment & Human Development,
Roisman and Fortuna reported the results of a study with 160 college students. Participants
completed the AAI, a self-report measure of attachment, a self-report measure of life stress,
and a self-report measure of mental health symptoms. The association between the AAI and
self-reported attachment style were, as expected, negligible. They both, however, predicted
mental health symptoms. Self-reported attachment avoidance and attachment anxiety both
had substantial associations with self-reported mental health symptoms (.43 and .48 re-
spectively). These associations were unaffected by the participants’ self-reported life stress.
The strength of the associations can in part be accounted for by the fact that both the assess-
ments of attachment style and mental health were self-reported. However, it is nonetheless
197 Roisman, G.I., Holland, A., Fortuna, K., Fraley, R.C., Clausell, E., & Clarke, A. (2007) The Adult Attachment
Interview and self-reports of attachment style: an empirical rapprochement. Journal of Personality and Social
Psychology, 92(4), 678–97. A point of comparison here are findings showing that indirect (implicit) and direct
(explicit) measures of self-esteem are virtually unrelated. Like ‘attachment’, ‘self-esteem’ is likely an umbrella term
within psychological discourse, and captures more than one autonomous process, even if the correlates of these
processes may be similar—producing the superficial effect of a single phenomenon. Pietschnig, J., Gittler, G.,
Stieger, S., et al. (2018) Indirect (implicit) and direct (explicit) self-esteem measures are virtually unrelated: a meta-
analysis of the initial preference task. PLoS One, 13(9), e0202873.
198 Roisman, G.I., Holland, A., Fortuna, K., Fraley, R.C., Clausell, E., & Clarke, A. (2007) The Adult Attachment
Interview and self-reports of attachment style: an empirical rapprochement. Journal of Personality and Social
Psychology, 92(4), 678–97, p.689. More recently, in an unpublished doctoral study by Watkins, 87 participants
(43 with borderline personality disorder) completed the ECR and AAI. There was no association with attachment
categories. But when a variable was used that combined scales for preoccupied and unresolved states of mind
(Chapter 3), this was associated with ECR anxiety (r = .34). Watkins, C.D. (2016) Convergence versus divergence
of social and developmental measures of adult attachment: testing Jay Belsky’s proposals. Unpublished doctoral
thesis, University of Tennessee.
199 Fortuna, K. & Roisman, G.I. (2008) Insecurity, stress, and symptoms of psychopathology: contrasting results
from self-reports versus interviews of adult attachment. Attachment & Human Development, 10(1), 11–28.
200 For other relevant studies see Mayseless, O., Sharabany, R., & Sagi, A. (1997) Attachment concerns of moth-
ers as manifested in parental, spousal, and friendship relationships. Personal Relationships, 4(3), 255–69; Volling,
B.L., Notaro, P.C., & Larsen, J.J. (1998) Adult attachment styles: relations with emotional well-being, marriage, and
parenting. Family Relations, 47(4), 355–67; Laurent, H.K., Kim, H.K., & Capaldi, D.M. (2008) Prospective effects
of interparental conflict on child attachment security and the moderating role of parents’ romantic attachment.
Journal of Family Psychology, 22(3), 377–88; Howard, K.S. (2010) Paternal attachment, parenting beliefs and chil-
dren’s attachment. Early Child Development and Care, 18(1–2), 157–71.
Avoidance and anxiety 467
coherence on the AAI. However, ECR anxiety of one partner was associated with dissat-
isfaction with the relationship by the other, controlling for coherence on the AAI. Bernier
and Matte-Gagné concluded that ‘only romantic attachment was found to relate to marital
satisfaction, while only the AAI was found to relate to caregiving’.201 Such findings suggest
that, even if they claim a common theory, the two traditions are ultimately studying different
phenomena.
In 2006, Shaver stated that he and his collaborators had essentially given up reading the
outputs of the developmental psychology tradition of attachment research.202 Shaver’s ob-
servations have an ‘anger of despair’ quality to them. They mark trends in the mid-2000s that
suggested that the two traditions could go their separate ways, segregated from one another
and out of functional communication. Yet three important factors have contributed to better
relations and productive interaction between the traditions. One has been sustained efforts
201 Bernier, A. & Matte-Gagné, C. (2011) More bridges: investigating the relevance of self-report and inter-
view measures of adult attachment for marital and caregiving relationships. International Journal of Behavioral
Development, 35(4), 307–316, p.313. This outcome was generally predicted by Mikulincer and Cowans a
decade earlier, though they anticipated some association based on the expectation that marital satisfaction
will influence caregiving: Mikulincer, M., Florian, V., Cowan, P.A., & Cowan, C.P. (2002) Attachment security
in couple relationships: a systemic model and its implications for family dynamics. Family Process, 41(3),
405–434, p.424.
202 Shaver, P.R. (2006) Dynamics of romantic love: comments, questions, and future directions. In M.
Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.423–56).
New York: Guilford: ‘Most of us self-report attachment researchers tend to ignore the AAI literature (although
Bartholomew, Furman and Simpson are important exceptions)’ (445).
203 Shaver, P.R. & Mikulincer, M. (2002) Dialogue on adult attachment: diversity and integration. Attachment &
could overcome some of the division between developmental and social psychology as subdisciplines. Compare,
for instance, the Journal of Social and Personal Relationships. Mikulincer served as Editor-in-Chief from 2010 to
2015. Though an important venue for attachment research in the social psychology tradition, Mikulincer’s prem-
iership did not coincide with publications in the journal by researchers in the developmental tradition of attach-
ment research. It may well have been that articles were not solicited, submitted, accepted—or all three.
205 E.g. Duggan, A., Berlin, L., Cassidy, J., Burrell, L., & Tandon, D. (2009) Examining maternal depression and
attachment insecurity as moderators of the impacts of home visiting for at-risk mothers and infants. Journal of
Consulting and Clinical Psychology, 77(4), 788–99.
468 Phillip Shaver and Mario Mikulincer
parents and their children, with contributions primarily using the AAI and Strange Situation
as their methodologies.206
A second important development was the emergence of a new ‘third’ generation of at-
tachment researchers, with tenured position and independent grants to pursue research
on their own terms. As mentioned in Chapter 3, Sroufe’s former doctoral student Glenn
Roisman has been one of a number of ‘third-generation’ attachment researchers who use
ideas and methods from both the developmental and social psychology traditions, on the
basis of personal networks of collaborators extending in both directions. Another has been
Roisman’s colleague at Minnesota, Jeff Simpson. Simpson has drawn theoretically on the or-
ganisational perspective of Sroufe, but primarily adopts a social psychological approach to
conceptualising and measuring attachment. Simpson and his group have documented that
self-report measures of attachment and the AAI make non-redundant contributions in pre-
206 Cassidy, J., Poehlmann, J., & Shaver, P.R. (2010) An attachment perspective on incarcerated parents and their
children: introduction to the special issue. Attachment & Human Development, 12, 285–8.
207 Simpson, J., Rholes, W.S., Orina, M.M., & Grich, J. (2002) Working models of attachment, support giving,
and support seeking in a stressful situation. Personality and Social Psychology Bulletin, 28(5), 598–608.
208 Granqvist, P., Hesse, E., Fransson, M., Main, M., Hagekull, B., & Bohlin, G. (2016) Prior participation in the
strange situation and overstress jointly facilitate disorganized behaviours: implications for theory, research and
practice. Attachment & Human Development, 18(3), 235–49.
209 Granqvist, P., Mikulincer, M., & Shaver, P.R. (2010) Religion as attachment: normative processes and in-
dividual differences. Personality and Social Psychology Review, 14(1), 49–59. A further, more limited example of
transcendence of the opposition between the developmental and social psychological traditions is Pasco Fearon.
Though one of the leaders of the new generation of developmental attachment researchers, Fearon nonetheless in-
corporated psychometric methodology from the social psychological tradition in developing a brief version of the
Attachment Q-Sort (Chapter 2). Cadman, T., Belsky, J., & Fearon, R.P. (2018) The Brief Attachment Scale (BAS-
16): a short measure of infant attachment. Child: Care, Health and Development, 44(5), 766–75.
210 Mikulincer, M. & Shaver, P. (2016) Attachment in Adulthood, 2nd edn. New York: Guilford.
Attachment narrow and broad 469
transition, a curious shift has occurred in the developmental tradition of attachment re-
search. Previously, with exceptions such as Cassidy and Belsky, researchers in this trad-
ition excluded self-report measures from the literature reviews of their papers, discussions
of results, and review articles. The grounds for this have been that the self-report meas-
ures have little association with the Strange Situation and the AAI, situated as the ‘gold
standard’ measures of attachment. However, in the last few years there has been an increased
trend for leaders in the developmental tradition to both acknowledge the contribution of
self-report studies, and acknowledge it as attachment research. So, for instance, in a 2016
paper, Heckendorf, Huffmeijer, Bakermans-Kranenburg, and van IJzendoorn described
Mikulincer’s work as having ‘convincingly shown . . . experimentally how feelings of more
secure attachment facilitate supporting partners in distress’.211 And no less a defender of the
developmental tradition than Sroufe has praised the social psychology approach in the most
Pivoting concepts
In a 2015 review paper, Jones, Cassidy, and Shaver expressed confusion over the fact that the
ECR and AAI, unrelated measures, nonetheless ostensibly both assess attachment: ‘though
the two measures are largely unrelated to each other, they are similarly related to a variety of
attachment-relevant constructs’. They have termed this one of the ‘burning questions’ facing
the field of attachment research.213 Shaver and Mikulincer have elsewhere presented this
question as a challenge to researchers in the developmental tradition. If developmentalists
want to claim that self-report measures are not true assessments of attachment, they need
somehow to account for the fact that the results of studies using these measures correspond
specifically to the predictions of attachment theory:
211 Heckendorf, E., Huffmeijer, R., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2016) Neural pro-
cessing of familiar and unfamiliar children’s faces: effects of experienced love withdrawal, but no effects of neutral
and threatening priming. Frontiers in Human Neuroscience, 10, 231.
212 Sroufe, L.A. (2016) The place of attachment in development. In J. Cassidy & P.R. Shaver (eds) Handbook of
Attachment: Theory, Research, and Clinical Applications, 3rd edn (pp.997–1011). New York: Guilford, p.999.
213 Jones, J.D., Cassidy, J., & Shaver, P.R. (2015) Parents’ self-reported attachment styles: a review of links with
parenting behaviors, emotions, and cognitions. Personality and Social Psychology Review, 19(1), 44–76, p.69.
214 Shaver, P.R. & Mikulincer, M. (2004) What do self-report attachment measures assess? In W.S. Rholes & J.A.
Simpson (eds) Adult Attachment: Theory, Research, and Clinical Implications (pp.17–54). New York: Guilford, p.26.
470 Phillip Shaver and Mario Mikulincer
Shaver and Mikulincer legitimately described their work as having elaborated and tested
concepts drawn from attachment theory. However, Roisman helpfully qualified that from
this it should not be assumed that (i) ‘attachment’ itself is a unitary entity in adulthood, (ii)
or that attachment theory is a unitary entity.215 The difficulties of translation between the de-
velopmental and social psychological traditions of attachment do not only arise from their
differences in methodology. Perhaps of greater importance has been a confusion of tongues
in the appeals of the two traditions to the work of Bowlby and Ainsworth, and in their use of
the term ‘attachment’ itself.
Shaver and Fraley stated that ‘the term attachment is a metaphor. Its denotation is un-
clear.’216 Its meaning is not pre-set, but shaped by the surrounding network of theoretical
concepts. As such, Shaver and colleagues readily acknowledged the differences between de-
velopmental and social psychological researchers in interpretations of the term ‘attachment’
215 Roisman, G.I. (2009) Adult attachment: toward a rapprochement of methodological cultures. Current
109–114, p.111.
217 Shaver, P.R & Mikulincer, M. (2002) Dialogue on adult attachment: diversity and integration. Attachment &
knowledged in various places in Shaver and Mikulincer’s work, even from their early publications, e.g. Mikulincer,
M. & Caspy, T. (1986) The conceptualization of helplessness: I. A phenomenological-structural analysis. Motivation
and Emotion, 10, 263–78: ‘Many psychological concepts are not well defined, so their meanings vary somewhat
from person to person. Variations in usage are not surprising because psychological phenomena are often abstract
terms that summarize the verbal report of a lay person regarding his perceptions and behavior in reference to spe-
cific real-life situations. Because the terms are imprecise in meaning, they also generate low interjudge reliability’
(263–4).
Attachment narrow and broad 471
220 Ainsworth, M. (1990, 2010) Security and attachment. In R. Volpe (ed.) The Secure Child: Timeless Lessons in
Parenting and Childhood Education (pp.43–53). Charlotte, NC: Information Age Publishing, p.49.
221 Ainsworth, M.D.S. (1985) Attachments across the life span. Bulletin of the New York Academy of Medicine, 61,
792–812.
472 Phillip Shaver and Mario Mikulincer
been made for short-term therapeutic involvement with clients by helping professionals.222
The secure base phenomenon is not limited to what are usually treated as attachment rela-
tionships when the term ‘attachment’ is construed narrowly.223
Likewise Main’s concept of conditional strategies was made to pivot in both directions,
towards Bowlby’s narrower and broader concepts of attachment. What is curious is that this
pivot was not intended by Main. Main’s concept of conditional strategies was grounded in
the idea that ‘there exist species-wide abilities that are not part of the attachment system
itself, but can, within limits, manipulate (either inhibit or increase) attachment behavior
in response to differing environments’.224 Main came to regard the avoidant and ambiva-
lent/resistant infant attachment classifications as based on the use of attentional processes
to manipulate the activation and expression of the attachment system. Narrowly, in Main’s
usage a conditional strategy was an ethological repertoire for achieving this effect: either
222 Ansbro, M. (2018) Integrating attachment theory into probation practice: a qualitative study. British Journal
though often, confusingly, he has used the term ‘secure base’ to refer collectively to the three components, and
especially the first two. Waters regarded the concept of ‘safe haven’ as partially superseded by the concept of ‘felt se-
curity’, with anxiety as the inverse of security (Chapter 2). To him, this made the feeling of security the overarching
concept, linking infant behaviour to adult experience. It also contributed to his frustration with the focus of other
attachment researchers on separations and reunions at the expense of attention to ordinary experiences that con-
tribute to feelings of trust and security in the relationship. Crowell, J. & Waters, E. (1989) Separation anxiety. In M.
Lewis & S. Miller (eds) Handbook of Developmental Psychopathology (pp.209–218). New York: Plenum Press.
224 Main, M., Hesse, E., & Kaplan, N. (2005) Predictability of attachment behavior and representational processes
at 1, 6, and 19 years of age: the Berkeley Longitudinal Study. In K.E. Grossmann, K.Grossmann, & E. Waters (eds)
Attachment from Infancy to Adulthood: The Major Longitudinal Studies (pp.245–304). New York: Guilford, p.256.
Attachment narrow and broad 473
a cross-species ethological account, the broader concepts encompass the felt experience
characteristic of humans on the basis of symbolic capabilities. With both narrow and broad
concepts in circulation, and with little or nothing to mark the distinctions between them,
terms that researchers and their readers assume to have common meanings turn out to be
quite treacherous. They have hidden compartments, allowing assumptions to be smug-
gled unnoticed and unscrutinised. Adding yet further to the confusion has been the con-
cept of the ‘internal working model’, which can figure within both the broad and the narrow
474 Phillip Shaver and Mario Mikulincer
conceptualisations, albeit with different meanings (Chapter 1). The ‘internal working
model’ concept has an unfortunate hypermobility, coming out of joint the moment weight is
rested on it.
Given Waters’ criticisms of Shaver and Mikulincer, it might be thought that the narrow con-
cepts are more characteristic of the developmental attachment tradition and the broader con-
cepts more characteristic of the social psychological tradition. That is certainly the general
impression. However, matters are more complicated. True, Waters has been unusually con-
sistent in using the narrow concept of attachment, and argued against looser uses of the term.225
However, like Ainsworth, he has at times used a wider notion of secure base. And he does not
appear to have ever accepted the concept of conditional strategies; the term is absent from his
writings except in summaries of Main’s position. In Waters’ view, the distinction between avoid-
ant and ambivalent/resistant attachment has seen insufficient predictive payoff, and insufficient
225 E.g. Crowell, J.A., Treboux, D., & Waters, E. (1999) The Adult Attachment Interview and the Relationship
Questionnaire: relations to reports of mothers and partners. Personal Relationships, 6(1), 1–18. For an argument
for the return of the concept of strategy to its narrower origins in ethology see Stevenson-Hinde, J. (1994) An etho-
logical perspective. Psychological Inquiry, 5(1), 62–5.
226 Van IJzendoorn, M.H., Tavecchio, L.W.C., Goossens, F.A., & Vergeer, M.M. (1982) Opvoeden in
Geborgenheid: Een Kritische Analyse van Bowlby’s Attachmenttheorie. Amsterdam: Van Loghum Slaterus, p.59.
227 Van IJzendoorn, M.H., Goossens, F.A., Tavecchio, L.W.C., Vergeer, M.M., & Hubbard, F.O.A. (1983)
Attachment to soft objects: its relationship with attachment to the mother and with thumbsucking. Child Psychiatry
and Human Development, 14(2), 97–105; van IJzendoorn, M.H., Sagi, A., & Lambermon, M.W.E. (1992) The mul-
tiple caregiver paradox. Some Dutch and Israeli data. New Directions for Child Development, 57, 5–25, p.9.
228 Schuengel, C. & van IJzendoorn, M.H. (2001) Attachment in mental health institutions: a critical review of
assumptions, clinical implications, and research strategies. Attachment & Human Development, 3(3), 304–323,
p.307. See also Harder, A.T., Knorth, E.J., & Kalverboer, M.E. (2013) A secure base? The adolescent–staff relation-
ship in secure residential youth care. Child & Family Social Work, 18, 305–317.
229 Van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2010) Stretched until it snaps: attachment and close
and Bakermans-Kranenburg what Shaver and Mikulincer have been measuring is simply a
different behavioural system, one concerned with the adult pair relationship.230
However, it should not be thought that developmentalists are neatly aligned with the nar-
rower use. Some developmental researchers slip and slide between the narrow and broad
uses. Those who write for a clinical audience as well as for researchers and deliver commer-
cial trainings in therapeutic approaches—such as Peter Fonagy, Patricia Crittenden, Allan
Schore, Dan Hughes, and Susan Johnson—are generally consistent throughout their writ-
ings in using the broader concepts.231 The broad concepts of attachment, secure base/safe
haven, and maximising/minisimising have significant advantages in this context. The broad
concepts are closer to the connotations of ordinary language, and so are more accessible
and evocative in writing aimed at both non-researchers and researchers. They offer greater
attention to processes of symbolisation and meaning-making than the technical idea of an
230 Verhage, M.L., Schuengel, C., Fearon, R.P., et al. (2017) Failing the duck test: reply to Barbaro, Boutwell,
Barnes, and Shackelford (2017). Psychological Bulletin, 143(1), 114–16, p.114. This is in contrast, for instance, to
Bernier and Dozier who likewise worry that the broader use of the concept of ‘attachment’ jeopardises its meaning,
but who still described self-report measures and the AAI as assessing individual differences in a single behavioural
system, even if they tap different aspects. Bernier, A. & Dozier, M. (2002) Assessing adult attachment: empirical
sophistication and conceptual bases. Attachment & Human Development, 4(2), 171–9.
231 E.g. Schore, A.N. (2001) Minds in the making: attachment, the self-organizing brain, and developmentally-
oriented psychoanalytic psychotherapy. British Journal of Psychotherapy, 17(3), 299–328; Hughes, D. (2007)
Attachment-Focused Family Therapy. New York: Norton; Sacco, F.C., Twemlow, S.W., & Fonagy, P. (2008) Secure
attachment to family and community. Smith College Studies in Social Work, 77(4), 31–51; Johnson, S.M. (2019)
Attachment Theory in Practice. New York: Guilford.
232 Crittenden, P.M., Dallos, R., Landini, A., & Kozlowska, K. (2014) Attachment and Family Therapy.
London: McGraw-Hill; Crittenden, P.M. & Landini, A. (2015) Attachment relationships as semiotic scaffolding
systems. Biosemiotics, 8(2), 257–73.
233 This consistency over time is well illustrated by Cassidy’s opening chapters to the three editions of the
in Shaver and Mikulincer’s account of the attachment system likely reflected a desire to assert
that what they take to be attachment encompasses but is not reducible to concern with prox-
imity with attachment figures. It allowed them to include the narrow notion of attachment
within their broader concept, whilst also acknowledging that the set-goal of an adult attach-
ment system is calibrated by context and culture.
Once the hinge in the concept of ‘attachment’ is acknowledged, Shaver and Mikulincer’s
position might be regarded as an offshoot of Bowlby’s original insight—obscured by ter-
minological confusion—that attachment in a broad sense has many components in common
with, and may in some ways grow out of, attachment in a narrow sense. Shaver has had a
tendency to overclaim links between adult espoused attachment styles and the attachment
system in infancy. Stevenson-Hinde was surely right to admonish that ‘one is going far be-
yond the data to presume, as Hazan and Shaver do, that “the neural foundation of the at-
234 Stevenson-Hinde, J. (1994) An ethological perspective. Psychological Inquiry, 5(1), 62–5, p.63, citing
Hazan, C. & Shaver, P.R. (1994) Attachment as an organizational framework for research on close relationships.
Psychological Inquiry, 5(1), 1–22.
235 Hazan, C. & Shaver, P.R. (1994) Attachment as an organizational framework for research on close relation-
ships. Psychological Inquiry, 5(1), 1–22: ‘The process of attachment formation, at any age, is hypothesized to in-
volve the same sequence: proximity seeking followed by safe-haven behavior followed by the establishment of a
secure base’ (12).
236 Hazan, C., Hutt, M.J., Sturgeon, J., & Bricker, T. (1991) The process of relinquishing parents as attachment
figures. Paper presented at the Biennial Meetings of the Society for Research in Child Development, Seattle,
WA. These findings were replicated by later studies: Fraley, R.C. & Davis, K.E. (1997) Attachment formation and
transfer in young adults’ close friendships and romantic relationships. Personal Relationships, 4, 131–44; Trinke,
S.J. & Bartholomew, K. (1997) Hierarchies of attachment relationships in young adulthood. Journal of Social and
Personal Relationships, 14, 603–625; Nickerson, A.B. & Nagle, R.J. (2005) Parent and peer attachment in late child-
hood and early adolescence. Journal of Early Adolescence, 25(2), 223–49.
Attachment narrow and broad 477
for a smoother transition from sexuality to caregiving as the primary ally of the attachment
system in adult relationships. It might also facilitate the development of the full complement
of components of an adult attachment relationship, with the mutual provision of a secure
base, safe haven, and the experience of anxiety at unexpected separations.
That Shaver and colleagues would adopt a loose definition of ‘attachment’ was predisposed
by their focus on adulthood. The wish for an adult partner to be ‘available, attentive, respon-
sive, etc.’ will be shaped by culture and context. Indeed, culture and context can influence
the relative priority of concern for availability, attentiveness, and responsiveness. Though
237 Hazan, C. & Shaver, P.R. (1994) Attachment as an organizational framework for research on close relation-
ships. Psychological Inquiry, 5(1), 1–22, p.1. This was, in fact, a limitation criticised by social psychologists in the
1990s, who felt that any comprehensive theory in social psychology should deal with relationships in general, not
just intimate ones, e.g. Duck, S. (1994) Attaching meaning to attachment. Psychological Inquiry, 5(1), 34–8.
238 Hence statements such as ‘attachment-related avoidance is a tendency to withdraw from situations involving
intimacy’. Brassard, A., Darveau, V., Péloquin, K., Lussier, Y., & Shaver, P.R. (2014) Childhood sexual abuse and
intimate partner violence in a clinical sample of men: the mediating roles of adult attachment and anger manage-
ment. Journal of Aggression, Maltreatment & Trauma, 23(7), 683–704, p.686. Other attachment researchers, how-
ever, have treated intimacy and attachment as distinct constructs. Karantzas, G.C., Feeney, J.A., Goncalves, C.V., &
McCabe, M.P. (2014) Towards an integrative attachment-based model of relationship functioning. British Journal
of Psychology, 105(3), 413–34.
478 Phillip Shaver and Mario Mikulincer
representations of attachment figures. The authors regarded the results as effective evidence
that their work was studying the processes outlined by attachment theory. They challenged
their readers to offer another theory that could account for their findings. In their view, ‘there
is no alternative theory that predicts the results we obtained’, and also ‘no alternative theory
that would have generated either these particular kinds of measures or our particular experi-
ments’.239 The series of studies began by using the WHOTO measure, initially developed by
Hazan and then adapted by Fraley and Davis.240 In the WHOTO, participants are asked to
give a named person in response to questions about proximity-seeking/separation anxiety
(Who is the person you most like to spend time with? Who is the person you don’t like to be
away from?), safe haven (Who is the person you want to be with when you are feeling upset
or down? Who is the person you would count on for advice?), and secure base (Who is the
person you would want to tell first if you achieved something good? Who is the person you
239 Mikulincer, M., Gillath, O., & Shaver, P.R. (2002) Activation of the attachment system in adulthood: threat-
related primes increase the accessibility of mental representations of attachment figures. Journal of Personality and
Social Psychology, 83(4), 881–95, p.892.
240 Fraley, R.C. & Davis, K.E. (1997) Attachment formation and transfer in young adults’ close friendships and
relationships, suggesting that the WHOTO is materially related to supportiveness, but not reducible to it. They
interpreted this finding as indicating that supportiveness may contribute to the formation of attachment compo-
nents in a relationship, but that many relationships with attachment components in adulthood form and endure
without supportiveness. Trinke, S.J. & Bartholomew, K. (1997) Hierarchies of attachment relationships in young
adulthood. Journal of Social and Personal Relationships, 14, 603–625. More recently, Gillath and colleagues have
argued against the use of self-reported separation anxiety as an index of an attachment relationship, as they an-
ticipate that participants have to speculate about what it would be like to lose the other person, whereas they can
report more concretely on secure base and safe haven use. Gillath, O., Karantzas, G.C., & Fraley, R.C. (2016) Adult
Attachment: A Concise Introduction to Theory and Research. London: Academic Press, p.54.
242 The methodology had been introduced into attachment research a decade earlier by Baldwin, M.W., Fehr,
B., Keedian, E., & Seidel, M. (1993) An exploration of the relational schemata underlying attachment styles: self-
report and lexical decision approaches. Personality and Social Psychology Bulletin, 19, 746–54.
Attachment narrow and broad 479
Study 2 was a replication of study 1, except that instead of the threat word ‘failure’, the re-
searchers substituted the threat word ‘separation’. Again, participants showed faster reaction
time following the prime when the name was from their WHOTO list than other names. As in
study 1, an anxious attachment style made a contribution to reaction times for attachment fig-
ures only, and in both the ‘separation’ and the neutral condition. However, a finding specific to
study 2 was that an avoidant attachment style increased reaction times for the names of attach-
ment figures following priming of the word ‘separation’ but not following the neutral word. This
implied that the names of attachment figures were less available for participants in response to
the theme of ‘separation’ to the degree that they were high in attachment avoidance. Again, the
association between an anxious attachment style and neuroticism was large (r = .62), and again
neuroticism had no association with reaction times or interaction with the effect of attachment
style on reaction times.
243 Mikulincer, M., Gillath, O., & Shaver, P.R. (2002) Activation of the attachment system in adulthood: threat-
related primes increase the accessibility of mental representations of attachment figures. Journal of Personality
and Social Psychology, 83(4), 881–95, p.891. Aligned findings were later reported in Edelstein, R.S. & Gillath, O.
(2008) Avoiding interference: adult attachment and emotional processing biases. Personality and Social Psychology
Bulletin, 34(2), 171–81. The researchers found that an avoidant attachment style interfered with the availability of
only attachment-relevant emotional words, and not emotional words not relevant to attachment.
480 Phillip Shaver and Mario Mikulincer
tradition—those of Jude Cassidy,244 Anne Bernier,245 and Peter Fonagy246—have treated the
study as evidence that the ECR measures attachment just as much as the assessments de-
vised by Mary Ainsworth and Mary Main. Other developmental researchers have ignored
the study, at least in print.247 The paper demonstrated that threat primes increase the salience
of semantic information relevant to figures identified as serving as a secure base, safe haven,
and potential source of separation anxiety. Whilst the study did not provide evidence that
these figures are differentially sought as a secure base/safe haven in concrete behaviour, the
evidence of increased cognitive accessibility in the laboratory is certainly relevant and intri-
guing, and points in the expected direction.248 The study also demonstrated that these effects
are moderated by scores on the ECR in ways aligned with theory: an anxious attachment
style increased vigilance to threats and to information about relationships with attachment
components; and an avoidant attachment style decreased the cognitive availability of rela-
244 Dykas, M.J. & Cassidy, J. (2011) Attachment and the processing of social information across the life
lescents with preoccupied attachment patterns. Attachment & Human Development, 7(2), 171–85.
246 Fonagy, P. & Luyten, P. (2009) A developmental, mentalization-based approach to the understanding and
occasions on which he has cited the paper are in works actually co-authored with Mikulincer. Roisman is another
figure straddling the two traditions, and cites the paper in a report co-authored with Chris Fraley: Haydon, K.C.,
Roisman, G.I., Marks, M.J., & Fraley, R.C. (2011) An empirically derived approach to the latent structure of the
Adult Attachment Interview: additional convergent and discriminant validity evidence. Attachment & Human
Development, 13(5), 503–524.
248 Fraley and Shaver demonstrated that adult attachment style predicts observable behaviour on separations,
accounting for around 8% of variance. Fraley, R.C. & Shaver, P.R. (1998) Airport separations: a naturalistic study
of adult attachment dynamics in separating couples. Journal of Personality and Social Psychology, 75(5), 1198–212.
Mikulincer and colleagues would later supply evidence that anxious and avoidant attachment styles bias motor re-
sponses on a push-pull task in response to attachment primes. Mikulincer, M., Shaver, P.R., Bar-On, N., & Ein-Dor,
T. (2010) The pushes and pulls of close relationships: attachment insecurities and relational ambivalence. Journal
of Personality and Social Psychology, 98(3), 450–68.
249 Shaver, P.R., Hazan, C., & Bradshaw, D. (1988) Love as attachment: the integration of three behavioral sys-
tems. In R.J. Sternberg & M. Barnes (eds) The Psychology of Love (pp.68–99). New Haven, CT: Yale University
Press, p.73.
Attachment narrow and broad 481
And as we have seen, Shaver himself has referred to his experience of attachment theory
as an attachment relationship: it is quite possible that other phenomena that serve as a safe
base and safe haven might also receive differential cognitive availability in response to threat
primes. That secure base/safe haven processes operate in adulthood does not imply that
these processes are exclusive to romantic or even close relationships.
Evidence for the wider relevance of the secure base/safe haven components of attachment
relationships, and of minimising and maximising strategies, is offered by later research con-
ducted by Zilcha-Mano, Mikulincer, and Shaver. The researchers developed a scale for as-
sessing anxiety and avoidance in an adult’s sense of their pet’s availability as a secure base and
safe haven:
Pet attachment anxiety consists of intense and intrusive worries that something bad might
Zilcha-Mano and colleagues found that an avoidant attachment style on the ECR had no as-
sociation with pet avoidance, and instead was associated with attachment anxiety regarding
the pet’s availability as a secure base/safe haven (r = .35). The researchers interpreted this
finding as suggesting that ‘avoidant people, who are unlikely to express attachment-related
worries and anxieties in close human relationships (Mikulincer & Shaver, 2007), tend to
express these worries and anxieties in relationships with pets’.251 By contrast, there was a
large positive association (r = .60) between attachment anxiety regarding the pet and an anx-
ious attachment style on the ECR. Yet Zilcha-Mano and colleagues reported that anxiety
regarding the availability of the pet had a substantial association with reduced reported well-
being (r = .34) and with symptoms of anxiety and depression (r = .41) on the Mental Health
Inventory, even after controlling for scores on the ECR and a measure of personality traits.
The researchers therefore emphasised that psychologically consequential secure base/safe
haven effects, and minimising/maximising individual differences, can be identified in adult-
hood beyond close human relationships.
The researchers did not report the association between ECR anxiety and the Mental
Health Inventory. However, if other studies with the ECR and the Mental Health Inventory
are brought in for comparison,252 it is rather interesting that the pet attachment anxiety
measure in the Zilcha-Mano study is actually a better predictor of scores on the Mental
Health Inventory than the ECR. Given that many species of pet—unlike human partners—
have been bred precisely to offer loyalty and reassurance, it may suggest an especially sorry
250 Zilcha-Mano, S., Mikulincer, M., & Shaver, P.R. (2011) An attachment perspective on human–pet relation-
ships: conceptualization and assessment of pet attachment orientations. Journal of Research in Personality, 45(4),
345–57, p.354.
251 Ibid.
252 Birnbaum, G.E., Orr, I., Mikulincer, M., & Florian, V. (1997) When marriage breaks up-does attachment
style contribute to coping and mental health? Journal of Social and Personal Relationships, 14(5), 643–54.
482 Phillip Shaver and Mario Mikulincer
state of affairs for someone to feel consciously anxious about whether their pet cares about
them. Neuroticism as a measure of trait anxiety had only a weak association with anxiety re-
garding the pet’s availability as a secure base/safe haven (r = .15), indicating that association
does not lie merely in personality. It suggests that the secure base/safe haven components
occur in the relationship with the pet and that these are reducible to neither adult attach-
ment style nor personality. Furthermore, the findings suggest that meaningful individual
differences exist in anxiety regarding the relationship with the pet. Zilcha-Mano and col-
leagues interpreted this as individual differences in the deployment of a maximising strategy
in order to ensure the availability of the pet as a secure base/safe haven. However, further
research is required to demonstrate that this is indeed specifically a maximising strategy, as
opposed to anxiety arising through a psychological process of a different kind.
The ECR was considered to tap schemas offer information about the meaning and avail-
ability of a secure base and safe haven within intimate relationships, and the relevance of
minimising or maximising strategies as a way of achieving the availability, attentiveness,
responsiveness (etc.) of the other. This is quite distinct from the AAI, as an assessment of
individual differences in the capacity to attend to and communicate about personal experi-
ences with attachment figures in childhood. Rather than assessing generalised schemas, this
capacity is assessed in the AAI through comparison of particular episodic and generalised
semantic information. Johnson has claimed that attachment patterns, attachment styles,
attachment strategies, and states of mind regarding attachment should all be regarded as
‘equivalent terms’, with the same referent except for differences in age and assessment meth-
odology.253 This runs counter to what Shaver and colleagues, and Main and colleagues have
said that their assessments measure. It also seems a claim poorly aligned with the available
evidence. Offering a more sophisticated and developmental reconciliation between the tra-
ditions, Cassidy proposed that (i) the experience of a secure base and safe haven in early
child–parent relationships should facilitate (ii) a coherence in attending to and communi-
cating about childhood experiences with attachment figures and (iii) generalised schemas
about intimate relationships characterised by less anxiety or expectation of rejection.254
However, it should clearly be acknowledged that these are three vastly different meanings of
the term ‘secure attachment’, and the relationship between any two of them is unlikely to be
simple or strong. Not least, Cassidy’s proposal assumes extensive continuities from infancy
to adult measures; though scaffolded by some of Bowlby’s claims, this assumption was and
remains contrary to available data (Chapter 2).
There is no reason to assume that the capacity to attend to and communicate about per-
sonal experiences with attachment figures in childhood should correlate with generalised
schemas about intimate relationships in adulthood. The first is an attentional process oriented
by a comparison of episodic and semantic memories of attachment narrowly construed. This
253 Johnson, S.M. (2003) Introduction to attachment: a therapist’s guide to primary relationships and their
renewal. In S.M. Johnson & V. Whiffen (eds) Attachment Processes in Couple & Family Therapy (pp.3–17).
New York: Guilford, p.10.
254 E.g. Cassidy, J. (2001) Truth, lies, and intimacy: an attachment perspective. Attachment & Human
255 Fraley, R.C., Davis, K.E., & Shaver, P.R. (1998) Dismissing avoidance and the defensive organization of emo-
tion, cognition, and behavior. In J.A. Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships
(pp.249–79). New York: Guilford.
256 Fraley, R.C., Heffernan, M.E., Vicary, A.M., & Brumbaugh, C.C. (2011) The Experiences in Close
Relationships—Relationship Structures Questionnaire: a method for assessing attachment orientations across re-
lationships. Psychological Assessment, 23(3), 615–25, Table 2.
257 On associations with affiliation with friends see e.g. Mikulincer, M. & Selinger, M. (2001) The interplay be-
tween attachment and affiliation systems in adolescents’ same-sex friendships: the role of attachment style. Journal
of Social and Personal Relationships, 18(1), 81–106; Mayseless, O. & Scharf, M. (2007) Adolescents’ attachment rep-
resentations and their capacity for intimacy in close relationships. Journal of Research on Adolescence, 17(1), 23–50.
484 Phillip Shaver and Mario Mikulincer
perhaps why coherence on the AAI has been repeatedly found to be reliably associated with
observational measures of sensitivity towards children and partners, whereas the link be-
tween the ECR and sensitivity seems to be more dependent on circumstances.258 Sensitivity
is predicated on noticing and recognising the other’s signals (Chapter 2), primarily an at-
tentional task. By contrast, the ECR is reliably associated with general supportiveness when
the other is evidently stressed. Simpson and colleagues demonstrated this in assessments of
couple interactions during a challenging laboratory task, as described in the section ‘Two
traditions of attachment research’.259 And other studies have documented links between the
ECR and generally supportive parenting when a child is distressed.260
The two measures will also be less well aligned when clinical phenomena are in question.
The reason for this is foundational: part of the very definition of many clinical symptoms is
the divergence between attentional processes and latent generalised schemas. In addition to
258 E.g. Mills-Koonce, W.R., Appleyard, K., Barnett, M., Deng, M., Putallaz, M., & Cox, M. (2011) Adult at-
tachment style and stress as risk factors for early maternal sensitivity and negativity. Infant Mental Health Journal,
32(3), 277–85.
259 Simpson, J., Rholes, W.S., Orina, M.M., & Grich, J. (2002) Working models of attachment, support giving,
and support seeking in a stressful situation. Personality and Social Psychology Bulletin, 28(5), 598–608.
260 E.g. Edelstein, R.S., Alexander, K.W., Shaver, P.R., et al. (2004) Adult attachment style and parental respon-
siveness during a stressful event. Attachment & Human Development, 6(1), 31–52.
261 For instance, convergence between the ECR and scales for inferred childhood experience coded on the
AAI has been substantial for avoidance (r = .30 and .41) and material for anxiety (r = .24 and .22). Haydon, K.C.,
Roisman, G. I., Marks, M.J., & Fraley, R.C. (2011) An empirically derived approach to the latent structure of the
Adult Attachment Interview: additional convergent and discriminant validity evidence. Attachment & Human
Development, 13(5), 503–524.
262 Cf. Storebø, O.J., Skoog, M., Rasmussen, P.D., et al.(2014) Attachment competences in children with ADHD
during the Social-Skills Training and Attachment (SOSTRA) randomized clinical trial. Journal of Attention
Disorders, 19, 865–71.
263 Bachmann, C.J., Wijlaars, L.P., Kalverdijk, L.J., et al. (2017) Trends in ADHD medication use in children and
adolescents in five western countries, 2005–2012. European Neuropsychopharmacology, 27(5), 484–93; Anderson,
K.N., Ailes, E.C., Danielson, M., et al. (2018) Attention-deficit/hyperactivity disorder medication prescription
Sexuality and dominance behavioural systems 485
Shaver and Mikulincer have been among the few attachment researchers, besides Main and
Hesse (Chapter 3), to give serious consideration to Bowlby’s concept of behavioural sys-
tems. This concept has been taken for granted, and then ignored, by most researchers in
the developmental tradition: its relevance to the Strange Situation seemed too obvious for
further comment, and its relevance to the AAI was not explicitly articulated in Main’s pub-
lished writings and remained unclear. However, Shaver and Mikulincer’s were brought to
re-examine the concept as part of their attempts to establish and understand the meaning of
attachment in adulthood, and in particular to operationalise its activation in the laboratory.
Unlike researchers in the developmental tradition, Shaver and Mikulincer were forced to test
and discriminate, rather than assume, the operation of psychological processes resembling
those described by Bowlby.265
In the course of their exploration of Bowlby’s ideas about attachment and other behav-
ioural systems, Shaver and Mikulincer came to the view that attachment theory should
actually have been called ‘behavioural systems theory’.266 The concept of ‘attachment’ was
introduced as ‘a metaphor that would refocus psychoanalytic theory on relational issues
rather than imagined instincts or drives’, and so has served its usefulness already.267 If the
banner of attachment theory was to be preserved, for Shaver and Mikulincer this would es-
sentially be a matter of tradition rather than because this is the best name for Bowlby’s ul-
timate achievement. As documented in Chapter 1, in late correspondence Bowlby himself
was dissatisfied with ‘attachment’ as the name for his theory. Additionally, whereas the devel-
opmental tradition of attachment research had already claimed the concept of ‘attachment’,
claims among privately insured women aged 15–44 years—United States, 2003–2015. Morbidity and Mortality
Weekly Report, 67(2), 66.
264 Fraley, R.C. & Shaver, P.R. (2000) Adult romantic attachment: theoretical developments, emerging contro-
versies, and unanswered questions. Review of General Psychology, 4(2), 132–54: ‘We hypothesize that anxiety-
reducing drugs affect the intensity but not the avoidant-nonavoidant orientation of attachment behaviors’ (146).
265 Bernier, A. & Dozier, M. (2002) Assessing adult attachment: empirical sophistication and conceptual bases.
anisms, relational contexts, and the need for an integrative theory. Psychological Inquiry, 18, 197–209, p.208.
486 Phillip Shaver and Mario Mikulincer
the concept of behavioural systems was an uncontested ground in which Shaver and
Mikulincer could engage with and claim Bowlby’s legacy.
Early in their work together, with the attachment system in childhood and adulthood as
their central model, Shaver and Mikulincer defined a behavioural system as having six com-
ponents.268 These can be readily illustrated with the examples of the attachment and explora-
tory system. First, any behavioural system had to offer an expected species-level benefit for
survival and/or reproduction. The attachment system, for instance, was assumed to offer
both protection and a source of regulation. The exploratory system was assumed to offer
support for learning about the environment and the self ’s capabilities.269 Second, any behav-
ioural system should have a set of activating parameters. The attachment system in childhood
and adulthood was assumed by Shaver and Mikulincer to be activated by the perception of
some kind of threat, whether an external source of danger or separation or an internal state
268 Mikulincer, M. & Shaver, P.R. (2003) The attachment behavioral system in adulthood: activation, psycho-
dynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in Experimental Social Psychology, Vol. 35
(pp.53–152). New York: Academic Press, p.57. Compare the definition of behavioural system offered in Shaver,
P.R., Segev, M., & Mikulincer, M. (2011) A behavioral systems perspective on power and aggression. In P.R. Shaver
& M. Mikulincer (eds) Human Aggression and Violence: Causes, Manifestations, and Consequences (pp.71–87).
Washington, DC: American Psychological Association, p.72. In this later text the elements especially highlighted
are the first, third, and fourth. There is no mention, for instance, of cognitive components as required as part of the
definition of a behavioural system.
269 Mikulincer, M. & Shaver, P.R. (2012) Attachment theory expanded: a behavioral systems approach to per-
sonality. In K. Deaux & M. Snyder (eds) Oxford Handbook of Personality and Social Psychology (pp.467–92).
Oxford: Oxford University Press, p.473.
270 Ibid.: ‘The primary strategy of the exploration system, seeking new information about oneself and the world,
is activated whenever a person encounters novel situations, objects, or people or experiences novel internal states
that contradict or challenge existing knowledge and working models’ (473).
271 Mikulincer, M. & Shaver, P. (2008) Contributions of attachment theory and research to motivation science.
In J.Y. Shah & W.L. Gardner (eds) Handbook of Motivational Science (pp.201–216). New York: Guilford, p.204.
272 An interesting case discussed by Shaver in his early work is that of prank calls to the fire service. In a subtle
and thoughtful paper, Shaver speculated that implicated in these prank calls was a pervasive combination of anger,
boredom, and powerlessness, and a lack of other legitimate situations for expressing these feelings. In terms of his
later thinking, this might be described as the interaction of the anti-goals of the exploratory systems and domin-
ance systems. Shaver, P.R., Schurtman, R., & Blank, T. (1975) Conflict between ghetto-dwellers and firemen: envir-
onmental and attitudinal factors. Journal of Applied Social Psychology, 5, 240–61.
Sexuality and dominance behavioural systems 487
experience of relevance and growth might risk achievement of both a set-goal and an anti-
goal, resulting in a happiness that continually drains itself. Bowlby was not wrong that fa-
miliarity terminates the exploratory system, but in Shaver and Mikulincer’s view this did not
mean that the behavioural system is therefore fully realised and satisfied.
Fourth, a behavioural system will have a repertoire of functionally equivalent behaviours
that can be used to achieve the set-goal. In infancy and adulthood, Shaver and Mikulincer
emphasised that behavioural systems continually learn, mature, and reorganise in identi-
fying new and better ways of achieving the set-goal.273 However, within this diversity, they
conceived of the Ainsworth attachment classifications as representing the basic repertoires
for achieving the direct or conditional availability of attachment figures. Similarly, in the case
of the exploratory system, Shaver and Mikulincer proposed that maximising and minimis-
ing strategies are available.274 Maximising the exploratory system entails attempts to master
273 Mikulincer, M. & Shaver, P. (2008) Contributions of attachment theory and research to motivation science.
In J.Y. Shah & W.L. Gardner (eds) Handbook of Motivational Science (pp.201–216). New York: Guilford, p.204.
274 Mikulincer, M. & Shaver, P.R. (2012) Attachment theory expanded: a behavioral systems approach to per-
sonality. In K. Deaux & M. Snyder (eds) Oxford Handbook of Personality and Social Psychology (pp.467–92).
Oxford: Oxford University Press, pp.473–4.
275 E.g. Mikulincer, M. (2006) Attachment, caregiving and sex within romantic relationships. In M.
Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.23–44).
New York: Guilford: ‘The profound joy and affection, self-protective anxiety, numbing boredom, corrosive anger,
lustful passion, uncontrollable jealousy, and intense sorrow experienced in romantic relationships are reflections
on the central importance of these behavioural systems’ (23–4).
276 Hart, J.J., Shaver, P.R., & Goldenberg, J.L. (2005) Attachment, self-esteem, worldviews, and terror manage-
ment: evidence for a tripartite security system. Journal of Personality and Social Psychology, 88, 999–1013.
488 Phillip Shaver and Mario Mikulincer
and capable, and through experiencing the world as orderly and meaningful. These three
psychological processes, for all their differences, therefore have in common that they can
serve both to modulate experiences of anxiety and contribute to broaden-and-build cycles.
As well as a behavioural system in its own terms, attachment was therefore situated as part
of a security metasystem. The species-level function of the system, it was proposed, is self-
regulation. The metasystem is activated by potential feelings of anxiety, which can arise from
relational sources such as close relationships but also from non-relational sources such as re-
minders of mortality. It is deactivated by felt security, regardless of the source of this feeling.
The achievement of this goal can be pursued, as needed, through attachment-relationships,
drawing upon self-esteem or from appeal to cultural worldviews that make the world seem
orderly and meaningful. Though they often can work together, at times when one strategy is
hard-pressed by circumstances, the others can be brought in to substitute. This is facilitated
277 Hart, J. (2014) Toward an integrative theory of psychological defense. Perspectives on Psychological Science,
9, 19–39.
278 Shaver, P.R. & Mikulincer, M. (2003) The psychodynamics of social judgments: an attachment theory per-
spective. In J.P. Forgas, K.D. Williams, & W. von Hippel (eds) Social Judgments: Implicit and Explicit Processes
(pp.85–114). Philadelphia: Psychology Press, p.88.
279 Mikulincer, M. (1997) Adult attachment style and information processing: individual differences in curiosity
and cognitive closure. Journal of Personality and Social Psychology, 72(5), 1217–30.
Sexuality and dominance behavioural systems 489
tends thereafter to avoid seeking satisfaction of other selfobject needs’.280 Feelings of rejec-
tion in relation to exploration or sexuality, for instance, might well contribute to a ‘defen-
sively avoidant stance so pervasive that it generalizes across different kinds of interpersonal
experiences and leads people to dismiss social ties in general’.281 In 2007 they argued clearly
that ‘just as good attachment experiences have beneficial effects on other behavioral systems,
such as exploration and caregiving, good experiences related to those behavioral systems are
likely to feed back on the attachment system in ways that allow it to function in a less defen-
sive, less distorted way’.282 Elsewhere, Shaver expressed regret that he and Hazan had earlier
described adult romantic relationships as grounded in attachment, sexuality, and caregiving.
He felt that exploration and affiliation were also behavioural systems integral to adult ro-
mantic relationships, and to the functioning of the relationship as a secure base and safe
haven.283 The capacity to explore is integral to utilisation of the attachment figure as a secure
Sexuality
In pursuing their thinking about behavioural systems, Shaver and Mikulincer found the
concept of the sexual behavioural system significantly underdeveloped. Bowlby had long
acknowledged sexuality as a behavioural system. It was an essential point of comparison
in Attachment, Volume 1 as Bowlby set out the concept of attachment and described it as a
280 Banai, E., Mikulincer, M., & Shaver, P.R. (2005) ‘Selfobject’ needs in Kohut’s self psychology. Psychoanalytic
Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.423–56).
New York: Guilford, p.432.
284 Fraley, R.C., Roisman, G.I., Booth-LaForce, C., Owen, M.T., & Holland, A.S. (2013) Interpersonal and gen-
etic origins of adult attachment styles: a longitudinal study from infancy to early adulthood. Journal of Personality
and Social Psychology, 104(5), 817–38, web-based supplement C. Additionally, a later study using the same sample
demonstrated that the ECR has essentially no relationship with secure base scripts in adulthood. Steele, R.D.,
Waters, T.E., Bost, K.K., et al. (2014) Caregiving antecedents of secure base script knowledge: a comparative ana-
lysis of young adult attachment representations. Developmental Psychology, 50(11), 2526–38.
490 Phillip Shaver and Mario Mikulincer
behavioural system. However, in this, Bowlby’s aim was also to distinguish attachment from
sexuality, contesting versions of psychoanalytic theory that described all motivation as, in a
sense, sexuality. Bowlby evidently felt that sexuality needed to be placed in the background
in order to make space for attachment (Chapter 1). Though his discussions of the sexual
system are, as a result, somewhat cursory, it is nonetheless clear that Bowlby regarded the
adult sexual system as sharing some components of the attachment system, such as the be-
haviours clinging and kissing. Furthermore, he drew on ethological evidence to support the
(psychoanalytic) argument that the qualities of the parent–child relationship go on to in-
fluence sexual preferences when the child has grown to adulthood.285 Ainsworth followed
Bowlby in generally downplaying sexuality, despite her personal beliefs regarding its import-
ance (Chapter 2). More than Bowlby, she drew out that adult romantic relationships entail
attachment, sexuality, and caregiving. However, her remarks on the sexual behaviour system
analytic technique. Journal of the American Psychoanalytic Association, 56(1), 11–36; Crittenden, P.M. (2015)
Raising Parents, 2nd edn. London: Routledge. The inattention to sexuality among attachment researchers after
Bowlby matched a trend in post-war psychoanalytic theory to downplay the topic. Some of this was blamed on
attachment theory. See Zamanian, K. (2011) Attachment theory as defense: what happened to infantile sexuality?
Psychoanalytic Psychology, 28(1), 33–47.
288 Mottier, V. (1997) Sex and discourse. The politics of the Hite reports. In T. Carver & M. Hyvärinen (eds)
Interpreting the Political: New Methodologies (pp.39–59). London: Routledge; Epstein, S. (2006) The new attack on
sexuality research: morality and the politics of knowledge production. Sexuality Research and Social Policy Journal
of NSRC, 3(1), 1.
289 Morgan, H.J. & Shaver, P.R. (1999) Attachment processes and commitment to romantic relationships. In
J.M. Adams & W.H. Jones (eds) Handbook of Interpersonal Commitment and Relationship Stability (pp.109–24).
New York: Plenum Press, p.111.
290 Mikulincer, M. (2006) Attachment, caregiving and sex within romantic relationships. In M. Mikulincer &
G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.23–44). New York: Guilford.
Sexuality and dominance behavioural systems 491
the set-goal of the sexual system also is clearly phallocentric: the sexual set-goal of women
tends not to be ‘to impregnate’ their partner.
These problems in Shaver and Mikulincer’s initial reflections on the sexual behavioural
system were grounded in a broader confusion of the evolutionary and individual levels of
analysis, distinguished by Tinbergen and the ethological tradition (Chapter 1). Stevenson-
Hinde had identified this tendency in Shaver’s work already in the 1990s.291 A behavioural
system was, for ethologists like Stevenson-Hinde, a sequence of behaviours that might be
inferred at a species level to contribute to survival and/or reproduction. The sexual system
therefore did not need to have even intercourse, let alone impregnation, as its set-goal so long
as in evolutionary history the behavioural system had contributed to the probability of re-
production. This distinction has been increasingly acknowledged by Shaver and Mikulincer
over the past decade, as they have reflected on ideas from evolutionary biology292 and pur-
priming motivates relationship goal pursuit. Personality and Social Psychology Bulletin, 34(8), 1057–69.
294 Szepsenwol, O., Mikulincer, M., & Birnbaum, G.E. (2013) Misguided attraction: the contribution of nor-
mative and individual-differences components of the sexual system to mating preferences. Journal of Research in
Personality 47, 196–200, p.197.
295 Gillath, O., Mikulincer, M., Birnbaum, G.E., & Shaver, P.R. (2007) Does subliminal exposure to sexual stimuli
have the same effects on men and women? Journal of Sex Research, 44(2), 111–21.
296 Ibid. p.119.
492 Phillip Shaver and Mario Mikulincer
implicit or explicit pressure around sex, including diverse reputational threats associated
with both having and not having sex. The women students participating in the study were
understood by the researchers as interpreting the subliminal sexual prime adversely, in the
context of their experiences of what male sexuality, or male nudity specifically, represented
to them.
By 2007, Shaver and Mikulincer had repeatedly tested for gender effects in attachment
styles, but only found these when conducting studies of couples in interaction, not when
individuals had been studied alone.297 In examining sexuality, however, they found both
individual-level and couple-level differences. Brassard, Shaver, and Lussier asked 273 het-
erosexual couples aged 18–35 to complete the ECR alongside measures of sexual experiences
in their relationships.298 The researchers found that for women, but not for men, an avoidant
attachment style was associated with engagement in less sexual fantasy and daydreaming.
297 Mikulincer, M. (2007) Building personal relationships theory. Personal Relationships, 14(3), i–iv: ‘In general,
I have noticed informally that few gender differences appear in attachment-related studies of individuals, yet they
are common when both members of couples are studied’ (ii).
298 Brassard, A., Shaver, P.R., & Lussier, Y. (2007) Attachment, sexual experience, and sexual pressure in ro-
partners who had frequent sex, and that an anxious attachment style was unrelated to marital satisfaction among
partners who frequently had pleasurable sex. Such findings suggest that sex can serve as an alternative source of
assurance of partner availability, even for individuals who would find it otherwise difficult to seek (avoidant) or
feel assured of (anxious) this availability in other aspects of their relationship. Little, K.C., McNulty, J.K., & Russell,
V.M. (2010) Sex buffers intimates against the negative implications of attachment insecurity. Personality and Social
Psychology Bulletin, 36(4), 484–98.
300 Birnbaum, G.E., Mikulincer, M., Szepsenwol, O., Shaver, P.R., & Mizrahi, M. (2014) When sex goes wrong: a
behavioral systems perspective on individual differences in sexual attitudes, motives, feelings, and behaviors.
Journal of Personality and Social Psychology, 106(5), 822–42.
301 Szepsenwol, O., Mikulincer, M., & Birnbaum, G.E. (2013) Misguided attraction: the contribution of nor-
mative and individual-differences components of the sexual system to mating preferences. Journal of Research in
Personality 47, 196–200, p.197.
302 Ibid.
Sexuality and dominance behavioural systems 493
Deactivation is a strategy that entails reduced striving for sexual access, in the service of
avoiding rejections that might further reduce the fragile sexual availability of the partner.
Other behavioural systems may then have a relatively greater role in shaping decision-
making regarding partners, including appraisals regarding the need for or meaning of sex.
Where hyperactivation and deactivation are low, the researchers proposed that the ‘pri-
mary strategy’ of the sexual system will entail communication of sexual interest with sensi-
tivity to partner signals and context. This suggests the potential for some bidirectional causal
links between secure adult attachment and the primary strategy of the sexual system, though
the links will depend on the cultural and social factors that shape perceptions of the relational
meaning of sexual interest and activities.303 However, the relationship between the sexual
and attachment behavioural systems can be expected to vary substantially by life-stage. In
adolescence and early adulthood, characteristically, sexual interactions with partners may be
303 Birnbaum, G.E., Mikulincer, M., Szepsenwol, O., Shaver, P.R., & Mizrahi, M. (2014) When sex goes wrong: a
behavioral systems perspective on individual differences in sexual attitudes, motives, feelings, and behaviors.
Journal of Personality and Social Psychology, 106(5), 822–42, p.823; Mizrahi, M., Hirschberger, G., Mikulincer,
M., Szepsenwol, O., & Birnbaum, G.E. (2016) Reassuring sex: can sexual desire and intimacy reduce relationship-
specific attachment insecurities? European Journal of Social Psychology, 46(4), 467–80.
304 See also Collins, W.A. (2003) More than myth: the developmental significance of romantic relationships
behavioral systems perspective on individual differences in sexual attitudes, motives, feelings, and behaviors.
Journal of Personality and Social Psychology, 106(5), 822–42.
494 Phillip Shaver and Mario Mikulincer
hyperactivation, the researchers found that these were moderated by gender. Among men,
hyperactivation was associated with greater reported interest in relatively less-attractive
women. Among women, hyperactivation was associated with more interest in relatively
more-attractive men. Birnbaum and colleagues interpreted these findings as suggesting
that hyperactivation and deactivation represent conditional strategies, part of the human
evolutionary repertoire. Where sexual access was uncertain for women, in human evolu-
tionary history reproductive success would have been increased by focusing attention on
healthy mates to ensure successful offspring. By contrast, where sexual access was uncertain
for men, the equivalent strategy to increase reproductive success would have been to reduce
the standards used for assessing prospective mates. In a replication study, effects remained
significant when controlling for scores on the ECR, supporting the autonomy of sexuality
as a distinct behavioural system and the incremental validity of the SSFS hyperactivation
the need to attend to the child, achieved through a perceptual vigilance regarding signals
that might suggest the caregiver’s unavailability. Both conditional strategies were anticipated
at species level to increase the odds of infant survival when confidence is not possible in the
caregiver’s availability. Birnbaum, Mikulincer, and colleagues’ account of the sexual system
likewise described three different pathways to sexual access to the partner. The role of at-
tentional vigilance is also highlighted in their account, though it seems to be a contributor
rather than the essence of the maximising strategy as for Main.
The exact relationship between sexual behavioural repertoires and evolutionary success
seems unstable and somewhat muted in the work of Birnbaum, Mikulincer, and colleagues.
The social psychologists have only relatively recently stabilised ‘sexual access’ as the set-goal
of the sexual behavioural system. However, an additional contributing factor may have been
the tendency in the work of Shaver and Mikulincer to lose track of the distinction between
Dominance
Whereas the sexual behavioural system was already described, if briefly, by Bowlby, an in-
novation made by Shaver and Mikulincer has been the introduction of a ‘dominance’ behav-
ioural system. Though not discussed as a behavioural system, the concept of a behavioural
310 Target, M. (2015) A developmental model of sexual excitement, desire and alienation. In A. Lemma & P.E.
repertoire associated with dominance can be found already in Bowlby’s reports from eth-
ology. For instance, in Attachment, Volume 1, Bowlby discussed ethological observations
indicating that dominance could be recruited in the service of the caregiving system in non-
human primates. Dominance behaviours were described as those that signal the availability
of coercion, or violence if pushed, if deference is not provided. Bowlby described ‘the im-
portant observation that when a dominant male senses a predator or other danger he com-
monly threatens or even attacks a juvenile that unwarily approaches the danger spot. The
dominant male’s behaviour, by frightening the juvenile, elicits the juvenile’s attachment be-
haviour. As a result the juvenile seeks the proximity of an adult animal, as often as not that
of the very male that frightened it; and by so doing the juvenile also removes itself from
the danger.’311 However, beyond characterising dominance as a behavioural repertoire with
links to other systems such as caregiving and attachment, as well as aggression, Bowlby
Jones (ed.) Ethological Studies of Child Behaviour (pp.65–96). Cambridge: Cambridge University Press, p.68.
314 Robins, R.W., Tracy, J.L., & Shaver, P.R. (2001) Shamed into self-love: dynamics, roots, and functions of nar-
conditions that fostered narcissism, particularly if the developing narcissist was tempera-
mentally aggressive and irritable. Given these constraints, narcissists were, in a sense, correct
to have pursued a more assertive, self-promoting strategy.’316
In 2011, Shaver and Mikulincer returned to these considerations, introducing the concept
of a ‘power behavioural system’. They argued that the set-goal of the power system is to ‘re-
move threats and obstacles that interfere with a person’s sense of power’.317 They proposed
‘felt power’ as the set-goal for the power system. Their proposal was explicitly modelled on
‘felt security’ as the set-goal of the attachment system according to Sroufe and Waters.318 At
first glance, this might appear to be a set-goal solely at the individual level, rather than the
achievement of a particular self–environment relationship. However, Shaver and Mikulincer
defined ‘felt power’ as the sense that one can control the environment to have one’s needs met
‘without undue social interference’.319 In a sense, ‘felt power’ might be regarded as another
316 Ibid. p.234. The potential for tertiary strategies is not discussed explicitly by Shaver and colleagues. However,
the existence of tertiary strategies or minor secondary strategies is suggested by Mikulincer and Shaver’s claim
that anxiety and avoidance are the ‘major’, not only, secondary strategies, e.g. Mikulincer, M. & Shaver, P.R. (2012)
Attachment theory expanded: a behavioral systems approach to personality. In K. Deaux & M. Snyder (eds) Oxford
Handbook of Personality and Social Psychology (pp.467–92). Oxford: Oxford University Press. Mary Main and Erik
Hesse, personal communication, August 2019, have agreed that controlling or dominant behaviour may be a ‘ter-
tiary’ strategy if primary and conditional strategies fail. However, they would not term this a ‘conditional strategy’
since this is a technical term from ethology to refer to behavioural repetoires made available by human evolution
for the purpose of survival. Dominance behaviour could be such a repertoire, but they are not sure and would re-
gard a cross-species review as necessary for addressing the question.
317 Shaver, P.R., Segev, M., & Mikulincer, M. (2011) A behavioral systems perspective on power and aggression.
In P.R. Shaver & M. Mikulincer (eds) Human Aggression and Violence: Causes, Manifestations, and Consequences
(pp.71–87). Washington, DC: American Psychological Association, p.75.
318 Mikulincer, M. & Shaver, P.R. (2011) Attachment, anger, and aggression. In P.R. Shaver & M. Mikulincer
(eds) Human Aggression and Violence: Causes, Manifestations, and Consequences (pp.241–57). Washington,
DC: American Psychological Association, p.250.
319 Ibid.
320 Cf. Bauman, Z. (2001) Community: Seeking Safety in an Insecure World. Cambridge: Polity Press.
321 Mikulincer, M. & Shaver, P.R. (2012) Attachment theory expanded: a behavioral systems approach to per-
sonality. In K. Deaux & M. Snyder (eds) Oxford Handbook of Personality and Social Psychology (pp.467–92).
Oxford: Oxford University Press, p.476.
498 Phillip Shaver and Mario Mikulincer
of failure’, a combination that ‘results in chronic activation of the power system, even when
there is no imminent threat or actual damage to one’s power; an indiscriminate urge to assert
power over others; frequent anger and hostility toward others (who are viewed as potential
rivals); and a proclivity to attack others following minimal or ambiguous signs of competi-
tion or provocation’.322 Other concerns, including attachment and exploration, are therefore
regularly suppressed.
Shaver, Sagev, and Mikulincer’s account of deactivation of the power system was quite
different to their account of deactivation of the attachment or sexual behavioural systems.
Whereas deactivation of the attachment or sexual systems entails reduced acknowledg-
ment of stimuli that might activate the behavioural system, Shaver and colleagues argued
that deactivation of the power system entails a heightened sensitivity to threats, much like
hyperactivation of the system. However, even minimal threats are interpreted as prompting
322 Shaver, P.R., Segev, M., & Mikulincer, M. (2011) A behavioral systems perspective on power and aggression.
In P.R. Shaver & M. Mikulincer (eds) Human Aggression and Violence: Causes, Manifestations, and Consequences
(pp.71–87). Washington, DC: American Psychological Association, p.77.
323 Ibid. p.78.
324 Ibid. p.80–81.
325 Ibid. p.84.
326 Mikulincer, M. & Shaver, P.R. (2011) Attachment, anger, and aggression. In P.R. Shaver & M. Mikulincer
(eds) Human Aggression and Violence: Causes, Manifestations, and Consequences (pp. 241–57). Washington,
DC: American Psychological Association, p.253.
Sexuality and dominance behavioural systems 499
Shaver, Sagev, and Mikulincer were also pleased to report that ‘as intended, the correl-
ation between the hyperactivation and deactivation scores was not statistically significant,
r(360) = .07’.327 Yet it is not clear why hyperactivation and deactivation of the power system
were assumed to be unrelated, rather than negatively associated. In principle, submissive
behaviour and hyperactivated power behaviour would seem to be opposites, rather than un-
related. The implication is that Shaver and Mikulincer believed that individuals who dis-
play submissive behaviour to others when they feel threatened are no more or less likely to
display dominant behaviour when they feel threatened than the rest of the population, and
vice versa.328 In fact, the idea of a two-dimensional space defined by orthogonal variables
seems rather to have been pressed into service from the ECR as a criterion of the validity of
new scales of behavioural systems for Shaver and Mikulincer, without the presentation of a
theoretical justification for why all behavioural systems should have this structure. Gillath,
327 Shaver, P.R., Segev, M., & Mikulincer, M. (2011) A behavioral systems perspective on power and aggression.
In P.R. Shaver & M. Mikulincer (eds) Human Aggression and Violence: Causes, Manifestations, and Consequences
(pp.71–87). Washington, DC: American Psychological Association, p.81.
328 It is possible that passive-aggressive behaviour is an example of the two dimensions coming together; though
if so, then this raises the question of how anxiety, passivity, and aggression interrelate. Anxious attachment in
Shaver and Mikulincer’s account emphasised only one of the three components of Ainsworth’s category, and left
to the side aggression and/or passivity. Ainsworth explicitly characterised Group C infants as passive-aggressive
in correspondence, e.g. Ainsworth, M. (1967) Letter to John Bowlby, 17 October 1967. PP/Bow/K.4/12. However,
it could well be that this is not the kind of conjunction of passivity and aggression/coercion that Shaver and
Mikulincer have in mind.
329 Gillath, O., Karantzas, G.C., & Fraley, R.C. (2016) Adult Attachment: A Concise Introduction to Theory and
In P.R. Shaver & M. Mikulincer (eds) Human Aggression and Violence: Causes, Manifestations, and Consequences
(pp.71–87). Washington, DC: American Psychological Association, p.76.
331 Bretherton, I. & Ainsworth, M.D.S. (1974) Responses of one-year-olds to a stranger in a strange situation. In
M. Lewis & L. A. Rosenblum (eds) Origins of Fear (pp.131–64). New York: Wiley.
500 Phillip Shaver and Mario Mikulincer
332 Crittenden, P.M. (1995) Attachment and psychopathology. In S. Goldberg, R. Muir, & J. Kerr (eds) John
Bowlby’s Attachment Theory: Historical, Clinical and Social Significance (pp.367–406). New York: Analytical Press;
Hilburn-Cobb, C. (2004) Adolescent psychopathology in terms of multiple behavioral systems. In L. Atkinson
& S. Goldberg (eds) Attachment Issues in Psychopathology and Intervention (pp.95–135). Mahwah, NJ: Lawrence
Erlbaum.
333 Verbeek, P. & de Waal, F.B. (2001) Peacemaking among preschool children. Peace and Conflict: Journal of
Peace Psychology, 7(1), 5–28; Kutsukake, N. & Clutton-Brock, T.H. (2008) Do meerkats engage in conflict manage-
ment following aggression? Reconciliation, submission and avoidance. Animal Behaviour, 75(4), 1441–53.
334 Mikulincer, M. & Shaver, P.R. (2011) Attachment, anger, and aggression. In P.R. Shaver & M. Mikulincer
(eds) Human Aggression and Violence: Causes, Manifestations, and Consequences (pp.241–57). Washington,
DC: American Psychological Association, p.250. See also Leedom, L.J. (2014) Human social behavioral sys-
tems: ethological framework for a unified theory. Human Ethology Bulletin, 29(1), 39–65.
335 An exception is Overall, N.C. (2019) Attachment insecurity and power regulation in intimate relationships.
the enormous book.336 Nonetheless, their work on the power behavioural system has been
an interesting line of inquiry, continuing Bowlby’s interest in dominance behaviour within
the ethological literature. Not least, the self-report measure of hyperactivation of the power
system is thought-provoking as the only measure of a non-clinical phenomenon mentioned
by Shaver and Mikulincer with a powerful positive association with both attachment anxiety
and avoidance. Sexual system deactivation is likewise associated with both attachment anx-
iety and avoidance, but the association is weaker than for deactivation of the power behav-
ioural system.337
Religion
Submission and supplication, the deactivation of the power system, has also featured in an-
other aspect of Shaver’s work. In a collaboration with Lee Kirkpatrick, a doctoral student
from the University of Denver, Shaver developed a concern with the psychology of religion
in the 1980s,338 a subdiscipline that had seen rapid growth in the late 1970s.339 In a paper
from 1985, Shaver and Kirkpatrick emphasised the importance of submissive behaviour as
a fundamental aspect of religious life. Through such behaviour ‘the influencer advertises his
or her helplessness and dependence in order to solicit sympathy and assistance. It is easy to
see how these ideas might be applied to the process of prayer, in which the human petitioner
can often be found to heap praise on the deity and offer various concessions (ingratiation),
and to reaffirm one’s inferiority and dependence while entreating God for help and guidance
(supplication)’.340 Shaver and Kirkpatrick were interested that ingratiation and supplication
appeared to be a lowering of the self in order to achieve the beneficence of a deity. However,
practices of submission and supplication might have only a short-term effect on the feeling of
a deity as beneficent. Longer-term beneficence may need to be based on a longer-term posi-
tive relationship. The researchers found that stable images of religious figures as benevolent
336 Some relevant behaviours are mentioned on page 154 of the 2010 edition and page 150 of the 2016 edi-
tion: ‘avoidant people often entertain fantasies of perfection and power, exaggerate their achievements and talents,
and avoid situations that challenge their defences and threaten their grandiosity’. However, no mention is made of
the power behavioural system, or Mikulincer and Shaver’s own data discussed above, published by 2011, showing
that hyperactivation of the power system is moderately associated with both avoidance and anxiety. Such findings
would rather qualify the characterisation of ‘avoidant people’ in general.
337 This is discussed in Birnbaum, G.E., Mikulincer, M., Szepsenwol, O., Shaver, P.R., & Mizrahi, M. (2014)
When sex goes wrong: a behavioral systems perspective on individual differences in sexual attitudes, motives, feel-
ings, and behaviors. Journal of Personality and Social Psychology, 106(5), 822–42.
338 As well as working with Shaver, Kirkpatrick was also influenced by Bernard Spilka at Denver, a leading figure
in the emergent specialism and president of Division 36 (1985–86). Spilka, B., Shaver, P., & Kirkpatrick, L.A. (1985)
A general attribution theory for the psychology of religion. Journal for the Scientific Study of Religion, 24, 1–20.
339 The growth of psychology of religion in America reflected wider public interest in religious identities and
movements, in the context of substantial sociological change. Marty, M.E. (1985) Transpositions: American reli-
gion in the 1980s. Annals of the American Academy of Political and Social Science, 480(1), 11–23. The growing basis
for psychology of religion as a subdiscipline was expressed in and further spurred on in the specific academic con-
text by the founding of the American Psychological Division 36 ‘Psychology of Religion’ in 1976. Paloutzian, R.F.
(2017) Invitation to the Psychology of Religion, 3rd edn. New York: Guilford, Chapter 2.
340 Spilka, B., Shaver, P., & Kirkpatrick, L.A. (1985) A general attribution theory for the psychology of religion.
were empirically associated with an individual’s report of a supportive family during their
childhood.341 This suggested to the researchers a potential link between attachment and the
psychology of religious belief and religious practices.
In the 1980s, there was a strong tendency in the academic psychology of religion to ex-
plicitly or implicitly model religious experience on Christian faith and practice. Shaver and
Kirkpatrick did tend in this direction at times.342 However, right from the start Shaver’s
interest in Buddhism provided a counterweight. His first discussion of Buddhism in print
was in a chapter for Everywoman’s Emotional Wellbeing, a self-help guide for women pub-
lished in 1986. Shaver and O’Connor cited the Tibetan Buddhist concept of maitri, ‘uncon-
ditional friendliness toward oneself ’. An attitude of maitri, Shaver and O’Connor proposed,
puts aside grudges, hostility, rumination, and a sense of entitlement in the world. Whereas in
his later work with Mikulincer, Shaver tended to think of deactivation of the power system
beliefs, and conversion. Journal for the Scientific Study of Religion, 29, 315–34, p.326.
Religion 503
the ‘love quiz’ collapsed avoidance and fear regarding caregivers into one category. Another
finding by Kirkpatrick and Shaver was that participants who endorsed an anxious/ambiva-
lent attachment style on the ‘love quiz’ were distinctive in reporting experiences of speaking
in tongues.347 Participants were also asked to self-report their attachment style to God.
Those that endorsed a secure attachment style also reported that they experience greater
life satisfaction, less anxiety, loneliness, and depression, and less physical illness than other
participants. These were also the correlates of a secure attachment style in romantic relation-
ships. Kirkpatrick and Shaver found that the effects of the two attachment variables seemed
to be additive: a secure attachment style in relation to both romantic partners and God had a
stronger relationship with report of these positive experiences than a secure attachment only
in one domain, and a secure attachment style in one domain was associated with more posi-
tive experiences than an insecure attachment style in both domains.
347 Kirkpatrick, L.A. & Shaver, P.R. (1992) An attachment- theoretical approach to romantic love and reli-
gious belief. Personality and Social Psychology Bulletin, 18(3), 266–75, p.266. See also Kirkpatrick, L.A. (2005)
Attachment, Evolution, and the Psychology of Religion. New York: Guilford.
348 Personal communication to Mary Main, cited in Granqvist, P. (2020) Attachment, Religion, and Spirituality: A
P.R. & Mikulincer, M. (2011) Analysis of a collaborative working relationship. Relationship Research Newsletter,
9(2), 7–9.
350 Granqvist, P., Mikulincer, M., & Shaver, P.R. (2010) Religion as attachment: normative processes and indi-
vidual differences. Personality and Social Psychology Review, 14(1), 49–59, p.50.
351 Ibid. p.52. See also Granqvist, P. (2020) Attachment, Religion, and Spirituality: A Wider View.
Mindfulness
Though enthusiastic about the idea of attachment to God, Shaver retained his interest in
forms of religious life without a personal God or supplicatory prayer. This interest was fur-
ther fuelled by an invitation received by Shaver and Mikulincer in October 2004 to visit the
Dali Lama, who had been interested by their work.352 Following this experience, at the same
time as their work with Granqvist, Shaver and Mikulincer developed a strand of empirical
research exploring mindfulness practices. Mindfulness-oriented meditation techniques ori-
ginally emerged within Buddhist religious life, but had become reformulated in the context
of their transplantation into western wellness technique.353 Shaver and colleagues situated
themselves in terms of this secularising trend: ‘American psychologists have lifted mindful-
English-language books about Buddhist meditation make the process of mindful medita-
tion seem rather solitary and asocial. During our discussions with the Dalai Lama in 2004,
however, it was pointed out that one of the simplest and most frequently spoken Buddhist
prayers is: “I take refuge in the Buddha, the Dharma, and the Sangha,” which means (in
our terms) the mental representation of the Buddha as a loving, compassionate, and
wise teacher; the Buddha’s teachings (dharma); and the community of fellow Buddhists
(sangha). In other words, the key concept is “taking refuge,” which is similar to Bowlby and
Ainsworth’s notion of using an attachment figure as a “safe haven” . . .
In our conversations with the Dalai Lama, he said that a common form of cultivating
maitri is to imagine, during meditation, experiencing love from someone who has deeply
loved you, “such as your mother.” We replied that “mother” might not always be a good
choice if one’s relationship with her in childhood was not comfortable. He said in that case
one could imagine being loved by the Buddha, as in the common prayer, “I take refuge
in the Buddha, the Dharma (the Buddha’s teachings), and the Sangha (the community of
fellow practitioners)”.355
352 Goodman, G.S. (2006) Attachment to attachment theory: a personal perspective on an attachment re-
searcher. In M. Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex
(pp.3–22). New York: Guilford.
353 The extent and nature of this reformulation remains contested. See e.g. Shonin, E. (2016) This is not
ness toward self and others. In K.W. Brown & M.R. Leary, (eds) The Oxford Handbook of Hypo-Egoic Phenomena,
pp.223–42. Oxford: Oxford University Press, p.231.
Religion 505
Shaver and colleagues hypothesised that attachment anxiety and avoidance would be antici-
pated to disrupt the capacity for mindfulness. They drew upon a self-report scale for mind-
fulness developed by Baer and colleagues.356 On the basis of a factor analysis of 112 items
from previous self-report mindfulness scales, Baer and colleagues had developed a scale with
five main factors which they termed 1) Nonreactivity to Inner Experience, 2) Observing/
Noticing/ Attending to Sensations/ Perceptions/Feelings, 3) Acting with Awareness,
4) Describing/Labelling with Words, and 5) Nonjudging of Experience. Shaver, Lavy, Saron,
and Mikulincer found that both an anxious and an avoidant attachment style made strong
unique contributions to scores on the mindfulness scale, and that the two attachment di-
mensions accounted for 42% of variance in total mindfulness.357 In more detailed analysis,
Shaver and colleagues found that an anxious attachment style was negatively correlated with
non-reactivity to inner experience (r = –.54), acting with awareness (r = –.46), and non-
356 Baer, R.A., Smith, G.T., Hopkins, J., Krietemeyer, J., & Toney, L. (2006) Using self-report assessment methods
ment anxiety reduces emotion regulation and mindful attention. Mindfulness, 8(1), 136–43.
359 Sahdra, B.K., & Shaver, P.R. (2013) Comparing attachment theory and Buddhist psychology. International
relationship with a person who might serve as safe base and secure haven. Lack of a secure
base and safe haven may be anticipated to contribute to reduced flexibility in mental repre-
sentations about relationships.
Adaptation
Shaver and Mikulincer’s characterisation of religious life tends to give the impression that an
insecure attachment style is always bad. In their writings, experiences that seem character-
istic to certain forms of insecurity, such as conversion experiences or speaking in tongues,
tend to be treated respectfully but as indirect signals of mental pathology. The same is true
of their writings on adult romantic relationships. Like the majority of the developmental
360 E.g. Juffer, F., Struis, E., Werner, C., & Bakermans-Kranenburg, M.J. (2017) Effective preventive interven-
tions to support parents of young children: illustrations from the Video-feedback Intervention to promote Positive
Parenting and Sensitive Discipline (VIPP-SD). Journal of Prevention & Intervention in the Community, 45(3), 202–
214: ‘Secure attachment relationships are essential for children’s current and later development’ (202).
361 Waters, E., Corcoran, D., & Anafarta, M. (2005) Attachment, other relationships, and the theory that all good
Mikulincer & G.S. Goodman (eds) Dynamics of Romantic Love: Attachment, Caregiving, and Sex (pp.423–
56). New York: Guilford, pp.426–7. An illustrative case appears in Cooper, M.L., Shaver, P.R., & Collins, N.L.
(1998) Attachment styles, emotion regulation, and adjustment in adolescence. Journal of Personality and Social
Psychology, 74(5), 1380–97: ‘Results of our mediation analyses provide further support for the distinctiveness of
the three types by raising the possibility that unique constellations of underlying processes account for the dif-
ferential involvement of the three attachment groups in risky or problematic behaviors. Evidence supporting the
distinctiveness of these profiles and, in particular, differences between the two insecure groups should help to miti-
gate concerns that attachment style differences can be summarized along a single good–bad, or secure–insecure
dimension’ (1394). Here, the researchers distanced themselves from the idea that security–insecurity is the same
as good–bad. However, their argument was that ‘bad’ divides into two distinct categories. They did not contest that
security is equivalent to ‘good’.
363 Mehr, D.G. & Shaver, P.R. (1996) Goal structures in creative motivation. Journal of Creative Behavior, 30(2),
77–104, p.81.
Adaptation 507
However, at least from the way that the paper is written, the interpretation seems at least in
part shaped by the fact that this quality was associated with a secure attachment style. If it
had been associated with insecure attachment style, it is easy to imagine that the opposite
evaluation could have been made of the same quality, with speculations regarding how emo-
tion dysregulation or the lack of a safe base can disrupt the consistency of identity across
contexts. To take another example, in a 2000 paper Mikulincer and Sheffi found that partici-
pants endorsing a secure attachment style were more likely in a cognitive test to miscatego-
rise poor exemplars of types as similar. This finding was interpreted positively as indicating
the expansiveness and freedom permitted by the feeling of having a secure base. However,
if the finding had been reversed, security could easily have been praised as contributing to
greater discrimination and discernment.364
Part of the trouble in achieving effective consideration of the issue has been careless-
364 Mikulincer, M. & Sheffi, E. (2000) Adult attachment style and cognitive reactions to positive affect: a test of
mental categorization and creative problem solving. Motivation and Emotion, 24(3), 149–74.
365 Ainsworth, M. (1984) Attachment, adaptation and continuity. Paper presented at International Conference
those behaviours that yield survival advantage in the environment in which the evolutionary changes are taking
place become part of the behavioural repertoire characteristic of a species . . . In the ontogenetic sense adaptation
refers to the process through which an organism adjusts to its environment in the course of development.’
367 Ibid. An explicit scale for the extent to which an individual’s behaviour appears adaptive, in this sense, would
later be developed by Steele, H., Steele, M., & Kriss, A. (2009) The Friends and Family Interview (FFI) Coding
Guidelines. Unpublished manuscript: ‘This scale refers specifically to responses to the question asking what the
respondent does when distressed or upset. An adaptive strategy may involve seeking comfort from others (e.g.
parents, friends, or siblings), engaging in a favorite activity that relieves their unhappiness (e.g. listening to music,
walking the dog), or simply thinking things through.’
368 E.g. Crittenden, P.M. (1992) Quality of attachment in the preschool years. Development & Psychopathology,
4(2), 209–241; Grossmann, K. (1995) Kontinuität und Konsequenzen der frühen Bindungsqualität während
des Vorschulalters. In G. Spangler & P. Zimmermann (eds) Die Bindungstheorie—Grundlagen, Forschung und
Anwendung (pp.191–202). Stuttgart: Klett Cotta.
508 Phillip Shaver and Mario Mikulincer
result from adaptation (changing oneself in order to respond) to the environment. However,
there are forms of adaptation (long-term thriving) where refusal to adapt (change oneself in
order to respond) is optimal, for instance in depleting or punitive environments that can be
changed or exited. Some forms of adaptation (thriving) may come at the expense of other
forms of adaptation (thriving), as in the familiar case in which the demands of one area of
life—family, work—come at the expense of others—diet, exercise, self-care. A further com-
plexity lies in the fact that there are forms of adaptation (responding and/or thriving) that are
based very directly on adaptation (species-level natural selection), such as the deployment
of conditional strategies as evolutionary-based behavioural repertoires. However, there are
forms of adaptation (responding and/or thriving) that are more based on social learning or
other processes based more on human plasticity rather than responses directly grounded in
adaptation (species-level natural selection).
369 Ainsworth, M. (1984) Attachment, adaptation and continuity. Paper presented at International Conference
values, and inter-group tolerance. Psychological Inquiry, 18, 139–56: ‘If human beings were helped by their fam-
ilies, communities, schools, religious institutions, and cultural media to become more secure, they would be better
able to create a kinder and more tolerant, harmonious, and peaceful society’ (150); ‘without a sizeable propor-
tion of secure, mindful, and self-efficacious citizens, political will alone is unlikely to accomplish desirable ethical
goals’ (152).
371 Lawler, M.J., Shaver, P.R., & Goodman, G.S. (2011) Toward relationship- based child welfare services.
Children and Youth Services Review, 33(3), 473–80, p.478.
Adaptation 509
shift in psychological theory towards a recognition that many apparent symptoms or forms
of pathology might also or sometimes better be regarded as effective responses to chal-
lenging and intractable situations. Shaver and O’Connor offered, as an example, that their
colleagues in psychology appeared to be moving in their discussions ‘from the concept of
“defense” to the more constructive concept of “coping” ’.372 Bowlby was a forerunner for this
transition (Chapter 1).
Reflecting on the difference between defence and coping, Shaver and O’Connor con-
sidered how an individual may direct their attention away from problems, in avoidance or
denial. This reduces perceptual information about the problem, and had classically been
treated in psychology as a form of pathology. However, Shaver and O’Connor countered: ‘in
cases where reality serves up a problem for which there is no solution, or at least no imme-
diate solution, what’s so bad about losing touch with it?’373 They advised their women read-
372 Shaver, P.R. & O’Connor, C. (1986) Coping with stress: problems in perspective. In C. Tavris (ed.)
tion of attachment styles. Personality and Social Psychology Bulletin, 21(4), 406–414, p.413.
510 Phillip Shaver and Mario Mikulincer
combat training, published in 2007, Davidovitz, Mikulincer, Shaver, Izsak, and Popper re-
ported that the higher the officer’s score on avoidance on the ECR, the more the self-reported
mental health of their unit deteriorated. In the first two months this deterioration was mod-
erated by the soldiers’ own attachment style. However, over the four months there was a
negative association between officer avoidance and their soldiers’ mental health regardless of
the attachment styles of the latter.376 Yet Davidovitz and colleagues also found a positive as-
sociation between officers’ attachment anxiety and followers’ mental health. This positive as-
sociation, however, seemed to come at the expense of the unit’s performance in exercises.377
Another finding from Mikulincer’s research group offered further indication that inse-
cure attachment strategies can have certain benefits depending on the circumstances. In
2001, Berant, Mikulincer, and Florian published a study of mothers’ responses to the diag-
nosis of congenital heart disease in their infant. The researchers examined the relationship
376 Davidovitz, R., Mikulincer, M., Shaver, P.R., Izsak, R., & Popper, M. (2007) Leaders as attachment fig-
ures: leaders’ attachment orientations predict leadership-related mental representations and followers’ perform-
ance and mental health. Journal of Personality and Social Psychology, 93(4), 632–50, p.645.
377 Ibid. p.647.
378 Berant, E., Mikulincer, M., & Florian, V. (2001) The association of mothers’ attachment style and their psy-
chological reactions to the diagnosis of infant’s congenital heart disease. Journal of Social and Clinical Psychology,
20(2), 208–232, p.227.
379 Gillath, O., Giesbrecht, B., & Shaver, P.R. (2009) Attachment, attention, and cognitive control: attachment
style and performance on general attention tasks. Journal of Experimental Social Psychology, 45(4), 647–54.
Adaptation 511
in Adulthood, in part for narrative reasons and in part because it is surveying the existing
literature, at times approaches a list of goods associated with the secure attachment style and
a list of bads associated with insecure attachment styles.380 Attention to the circumstances
in which insecure attachment styles can confer benefits has instead been the priority of one
of Mikulincer’s former students, Tsachi Ein-Dor. Ein-Dor took a course with Mikulincer on
attachment theory as an undergraduate student. He was struck by an apparent contradic-
tion. On the one hand, the ethological-evolutionary basis of attachment theory suggested
that behavioural repetoires common across a species likely have some survival or repro-
ductive value in an expectable environmental niche. On the other hand, Mikulincer’s lec-
tures emphasised the disadvantages of insecurity.
Ein-Dor served as the operations manager for Mikulincer’s research group between 2002
and 2009, undertaking masters’ and doctoral study.381 When Mikulincer moved from Bar-
380 Mikulincer, M. & Shaver, P. (2016) Attachment in Adulthood, 2nd edn. New York: Guilford.
381 http://portal.idc.ac.il/faculty/en/Pages/resume.resume?userName=dGVpbmRvcg==&Language=1.
382 Ein-Dor, T., Mikulincer, M., Doron, G., & Shaver, P.R. (2010) The attachment paradox: how can so many of
us (the insecure ones) have no adaptive advantages? Perspectives on Psychological Science, 5(2), 123–41.
383 Belsky, J., Steinberg, L., & Draper, P. (1991) Childhood experience, interpersonal development, and repro-
ductive strategy: an evolutionary theory of socialization. Child Development, 62, 647–70; Crittenden, P.M. (1992)
Quality of attachment in the preschool years. Development & Psychopathology, 4(2), 209–241. For reflection on
Ein-Dor’s claims from critical psychology see Carr, S. & Batlle, I.C. (2015) Attachment theory, neoliberalism, and
social conscience. Journal of Theoretical and Philosophical Psychology, 35(3), 160–76. These researchers interpret
Ein-Dor’s perspective as essentially a positive framing of the fit between an avoidant attachment style and the
depleting, dehumanising late capitalist labour market. They argue that, even if there are some advantages to inse-
cure attachment styles, these advantages are vastly outweighed by their cost, to the point that claims about advan-
tages are misleading.
384 See Ein-Dor, T. & Hirschberger, G. (2016) Rethinking attachment theory: from a theory of relationships to a
theory of individual and group survival. Current Directions in Psychological Science, 25(4), 223–7, p.226.
512 Phillip Shaver and Mario Mikulincer
Ein-Dor and colleagues could also point to the accumulation of studies showing some bene-
fits of the insecure attachment style. In addition to earlier findings from Mikulincer’s group,
Ein-Dor and colleagues were able to report new findings from their longitudinal follow-up
of ex-prisoners of war from the 1973 Yom Kippur war. Participants were followed up in 1991,
2003, and 2008. This research found that veterans’ avoidant attachment scores were inversely
associated with the extent to which their wives showed symptoms of trauma, such as in-
trusion or hyperarousal.385 The avoidant attachment strategy of the ex-prisoners of war ap-
peared to have kept their spouse safe from contamination by their symptoms of trauma.
However, wives’ avoidant attachment style was positively associated with veterans’ PTSD
symptoms, suggesting that, when it was not a matter of their own choosing, reduced oppor-
tunity to seek intimacy and share emotional experiences with their partner was harmful for
the veterans.
385 Ein-Dor, T., Doron, G., Solomon, Z., Mikulincer, M., & Shaver, P.R. (2010) Together in pain: attachment-
related dyadic processes and posttraumatic stress disorder. Journal of Counseling Psychology, 57(3), 317–27.
386 Ein-Dor, T., Mikulincer, M., & Shaver, P.R. (2011) Effective reaction to danger: attachment insecurities pre-
dict behavioral reactions to an experimentally induced threat above and beyond general personality traits. Social
Psychological and Personality Science, 2(5), 467–73.
Adaptation 513
of the finding that groups benefited from heterogeneity of attachment styles, Ein-Dor and
colleagues assessed the attachment styles of students at their university enrolled in courses
including a team project. The researchers found that when reported team cohesion was high,
heterogeneity in attachment anxiety and avoidance scores in the group was associated with
better grades on the group project. However, only heterogeneity in anxiety was associated
with better perceived group functioning. As such, heterogeneity of attachment avoidance
was associated with better performance evaluations, but without individuals being aware of
the increased effectiveness of their team.387
Ein-Dor and Orgad conducted another study. They led participants to believe that they
had accidently activated a computer virus that wiped the experimenter’s computer. They
were then asked to alert the department’s computer technicians. On the way to the techni-
cians’ office, they were presented with four decision-points where they could either choose
387 Lavy, S., Bareli, Y., & Ein-Dor, T. (2015) The effects of attachment heterogeneity and team cohesion on team
fective in alerting others to threat. European Journal of Social Psychology, 42(6), 667–71.
389 Ein-Dor, T., Reizer, A., Shaver, P.R., & Dotan, E. (2012) Standoffish perhaps, but successful as well: evidence
that avoidant attachment can be beneficial in professional tennis and computer science. Journal of Personality,
80(3), 749–68.
390 Ibid. Table 2.
391 Ein-Dor, T., Perry-Paldi, A., Zohar-Cohen, K., Efrati, Y., & Hirschberger, G. (2017) It takes an insecure liar
to catch a liar: the link between attachment insecurity, deception, and detection of deception. Personality and
Individual Differences, 113, 81–7.
514 Phillip Shaver and Mario Mikulincer
For two decades, the social psychology tradition of attachment research has been under-
pinned both theoretically and methodologically by the ECR. As discussed in the section
392 Cassidy, J., Brett, B.E., Gross, J.T., et al. (2017) Circle of security-parenting: a randomized controlled trial in
Head Start. Development & Psychopathology, 29(2), 651–73. However, the assessment of outcomes was conducted
as soon as feasible after completion of the intervention, when participants low in avoidant attachment style may
have still been processing the intervention, requiring time to stabilise their caregiving. Longer before follow-up
may have provided more opportunity for positive intervention effects. It should also be noted that the researchers
appear not to have measured or controlled for the involvement of other services (e.g. child welfare involvement).
This might be another relevant moderator.
393 Gillath, O., Karantzas, G.C., & Fraley, R.C. (2016) Adult Attachment: A Concise Introduction to Theory and
Fearon, R.M.P., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2010) Jealousy and attachment: the
case of twins. In S.L. Hart & M. Legerstee (eds) Handbook of Jealousy. Theory, Research, and Multidisciplinary
Approaches (pp.362–86). New York: Wiley: ‘Without an accumulation of empirical data and novel findings it may
be that we have not seen a sufficient number of new phenomena for researchers to get their teeth into, and so their
energies have, to a large extent, been directed elsewhere’ (364).
395 Marmarosh, C. & Markin, R. (2007) Group and personal attachments. Group Dynamics: Theory, Research,
and Practice, 11(3), 153–64; Yip, J., Ehrhardt, K., Black, H., & Walker, D.O. (2018) Attachment theory at work: a
review and directions for future research. Journal of Organizational Behavior, 39(2), 185–98; DeMarco, T.C. &
Newheiser, A.K. (2019) Attachment to groups: relationships with group esteem, self-esteem, and investment in
ingroups. European Journal of Social Psychology, 49(1), 63–75.
Some remaining questions 515
‘Creating the ECR’, Brennan and colleagues developed the ECR through a two-level factor
analysis of items from existing measures. The model of two orthogonal factors that came out
of this analysis comprised items representing attachment anxiety and attachment avoidance.
And the idea of orthogonal dimensions in a two-dimensional space, representing minimising
and maximising, became the foundation for Shaver and Mikulincer’s approach to all other be-
havioural systems. Yet there has been astonishingly little discussion of the ECR items and the
inner machinery of the measure, with researchers seeming to rest comfortably on the original
factor analysis conducted by Brennan and colleagues. An exception is Allen and colleagues,
who have called for a close study of the ECR items, but not conducted this study themselves.396
Likewise, Banai, Mikulincer, and Shaver, in a paper from 2005, urged that distinctions may be
drawn between forms of attachment anxiety, and that ‘researchers should attempt to distin-
guish among these potentially different kinds of individuals who score high on the anxiety
396 Allen, J.G., Stein, H., Fonagy, P., Fultz, J., & Target, M. (2005) Rethinking adult attachment: a study of expert
consensus. Bulletin of the Menninger Clinic, 69(1), 59–80: ‘We believe there is room to continue sharpening the con-
ceptual boundaries of adult attachment by further examining the content of putative attachment scale items’ (60).
397 Banai, E., Mikulincer, M., & Shaver, P.R. (2005) ‘Selfobject’ needs in Kohut’s self psychology. Psychoanalytic
dynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in Experimental Social Psychology, Vol. 35
(pp. 53–152). New York: Academic Press, p.141.
399 Ibid.
400 Wei, M., Russell, D.W., Mallinckrodt, B., & Vogel, D.L. (2007) The Experiences in Close Relationship Scale
(ECR)—short form: reliability, validity, and factor structure. Journal of Personality Assessment, 88(2), 187–204.
516 Phillip Shaver and Mario Mikulincer
Whilst these often occur together or cause one another, the three components of each of
the forms of insecure attachment are articulated. It is possible for them to occur unalloyed.
For instance, reluctance to depend on others may often come with a concern about close-
ness, but it need not do so. Attachment figures could be regarded, for instance, as generally
untrustworthy but nonetheless attractive. Or again, distress about the availability of one’s
partner may entail concern about abandonment, but it need not do so. Attachment figures
401 Wei and colleagues only had one item represent this component, Item 18 on the ECR. This item reads: ‘I
need a lot of reassurance that close relationship partners really care about me’. Wei and colleagues characterised
this item as ‘an excessive need for approval from others (Item 18)’. This is an improbable characterisation of the
item! It would seem most likely that the word ‘assurance’ was intended, rather than ‘approval’. There are items in
the ECR that represent need for approval, such as Item 34: ‘when other people disapprove of me, I feel really bad
about myself ’. However, it is Item 18, not these items about approval, that feature in the list of 12 items offered by
Wei and colleagues as the short version of the ECR. It is perhaps worth noting that a desire for approval is explicitly
one of the features specified by Shaver and Mikulincer as associated with hyperactivation of the power behavioural
system, which may account for a portion of the link between the two measures.
402 Brennan, K.A., Clark, C.L., & Shaver, P.R. (1998) Self-report measurement of adult romantic attachment: an
integrative overview. In J A. Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships (pp.46–76).
New York: Guilford, p.66.
403 E.g. Olssøn, I. Sørebø, O., & Dahl, A.A. (2010) The Norwegian version of the Experiences in Close
Relationships measure of adult attachment: psychometric properties and normative data. Nordic Journal of
Psychiatry, 64(5), 340–49.
Some remaining questions 517
is similar to the ‘critical component’ of distress about the unavailability of the partner from
Wei and colleagues’ formulation, except for the focus on frustration. As we saw in the
section ‘Creating the ECR’, Shaver and colleagues shifted the second dimension of attach-
ment theory away from Ainsworth’s concern with inconsolability (understood as anxiety
about caregiver availability), anger, and passivity towards a focus solely on anxiety about
attachment relationships. However, the fact that one of the constitutive factors of the anx-
ious attachment style constitutes frustration suggests that the ECR has continued to tap
anger about the unavailability of the attachment figure, though with only distress/worry
about partner availability featuring focally and theoretically in accounts of what is being
measured or in the design of research studies. The ‘frustration’ factor accounted for 18%
of variance, the largest share of any of the factors. The other factor constituting the anx-
ious attachment style represented items indicating worry about the relationship. This seems
404 Lo, C., Walsh, A., Mikulincer, M., Gagliese, L., Zimmermann, C., & Rodin, G. (2009) Measuring attachment
security in patients with advanced cancer: psychometric properties of a modified and brief Experiences in Close
Relationships scale. Psycho-Oncology, 18(5), 490–99, p.495.
405 Reassurance is also mentioned by Item 35: ‘I turn to close relationship partners for many things,
including comfort and reassurance’. However, the formulation of the item is astonishingly unspecific—‘many
things’—so it is not clear that participants would answer based primarily on their experiences of wanting or re-
ceiving reassurance. More importantly, the item, reversed, is one that contributes to the scoring of attachment
avoidance, not attachment anxiety. A study by Lafontaine and colleagues found that Item 35 had the highest
standard error and worst discrimination of any of the avoidance items in the ECR. Lafontaine, M.F., Brassard,
A., Lussier, Y., Valois, P., Shaver, P.R., & Johnson, S.M. (2016) Selecting the best items for a short-form of
the Experiences in Close Relationships questionnaire. European Journal of Psychological Assessment, 32(2),
140–54, p.146.
406 Intermediate ‘facets’ have also been identified between the items and the latent dimensions of anxiety and
avoidance in the Attachment Style Questionnaire: confidence; relationships as secondary; discomfort with close-
ness; preoccupation with relationships; and need for approval. Karantzas, G.C., Feeney, J.A., & Wilkinson, R.
(2010) Is less more? Confirmatory factor analysis of the Attachment Style Questionnaires. Journal of Social and
Personal Relationships, 27(6), 749–80.
407 E.g. Olssøn, I., Sørebø, O., & Dahl, A.A. (2010) The Norwegian version of the Experiences in Close
Relationships measure of adult attachment: psychometric properties and normative data. Nordic Journal of
Psychiatry, 64(5), 340–49: ‘The five-factor solution. Factors 1 and 4 consist of avoidance items only. The items of
factor 1 describe avoidance of getting close or discomfort by coming close. In factor 4, the content of all items is
reluctance to self-disclosure or dependence on others ... Factors 2, 3 and 5 all consist of anxiety items. The items in
factor 2 describe worrying about abandonment or being alone. Factor 3 content statements about one’s need for
partner’s availability or reassurance, and factor 5 concerns worry that the individual wants more closeness than the
other person does’ (344).
518 Phillip Shaver and Mario Mikulincer
dimensions, and item-total correlations for the anxiety and avoidance scales are frequently
low.408 Differences in the ‘facets’ that constitute the intermediate layer may contribute to dis-
crepancies between theory and measurement, reducing the precision and coherence of the
measure and the tradition of research built upon it. For instance, attachment anxiety is gen-
erally assumed by Shaver and Mikulincer to be correlated with, but distinct from, frustra-
tion in relationships. However, one of the two components of the anxiety scale is tapping
frustration whereas the other is not. Is frustration a correlate or a component of an anxious
attachment style? Wongpakaran and colleagues have argued that in fact frustration, though
related, is ultimately ‘extraneous’ to what is truly meant by attachment anxiety, and its inclu-
sion within the ECR and self-report measures based on it may be a cause of unintended noise
and imprecision.409 They also expressed concern that some ECR items may simply reflect
poor self-regard rather than an attachment-specific experience, even if this loads with at-
408 Questions have been raised about the item-total correlations of the ECR and measures based on it by sev-
eral psychometricians, e.g. Hanak, N. & Dimitrijevic, A. (2013) A Serbian Version of Modified and Revised
Experiences in Close Relationships Scale (SM–ECR–R). Journal of Personality Assessment, 95(5), 530–38.
409 Wongpakaran, T., Wongpakaran, N., & Wannarit, K. (2011) Validity and reliability of the Thai version of the
Experiences of Close Relationships–Revised questionnaire. Singapore Medical Journal, 52(2), 100–106, p.103.
410 See also Esbjørn, B.H., Breinholst, S., Niclasen, J., Skovgaard, L.F., Lange, K., & Reinholdt-Dunne, M.L.
(2015) Identifying the best-fitting factor structure of the Experience of Close Relations–Revised in a Scandinavian
example. PLoS One, 10(9), e0137218. Though this study was of the ECR-R, not the ECR, there were items falling in
the ‘extra’ factor from the original ECR, such as Items 6 and 10.
411 Karantzas, G.C., Feeney, J.A., & Wilkinson, R. (2010) Is less more? Confirmatory factor analysis of the
Attachment Style Questionnaires. Journal of Social and Personal Relationships, 27(6), 749–80, p.774; Gillath,
O., Karantzas, G.C., & Fraley, R.C. (2016) Adult Attachment: A Concise Introduction to Theory and Research.
London: Academic Press, pp.120, 245. See, for instance, work by Tasca and colleagues, which found that the associ-
ation between attachment anxiety and symptoms of depression and disordered eating was fully mediated by emo-
tion regulation strategies. Tasca, G.A., Szadkowski, L., Illing, V., et al. (2009) Adult attachment, depression, and
eating disorder symptoms: the mediating role of affect regulation strategies. Personality and Individual Differences,
47(6), 662–7.
412 See e.g. Alonso-arbiol, I., Balluerka, N., & Shaver, P.R. (2007) A Spanish version of the Experiences in Close
In relation to the avoidance dimension, there seem to be distinct facets representing rela-
tive comfort with closeness on the one hand, and trust on the other hand. Again, these differ-
ences in ‘facets’ in the intermediate layer may introduce discrepancies between theory and
measurement, especially in contexts where one or the other facets may be more important.
It is easy to imagine social contexts in which trust is more salient, contexts in which comfort
with closeness is more important, as well as contexts in which both play a substantial role. In
a higher-order factor analysis, Lo, Mikulincer, and colleagues found that whereas willingness
to disclose and rely on others was entirely distinct from attachment anxiety, the items repre-
senting the facet of discomfort with closeness loaded partially on both attachment avoidance
and attachment anxiety.413 This implies that discomfort with closeness may be fed by both
attachment avoidance and attachment anxiety, albeit for different reasons.414 Consider, for
instance, Item 26 on the ECR: ‘I find that my partners don’t want to get as close as I would
413 Lo, C., Walsh, A., Mikulincer, M., Gagliese, L., Zimmermann, C., & Rodin, G. (2009) Measuring attachment
security in patients with advanced cancer: psychometric properties of a modified and brief Experiences in Close
Relationships scale. Psycho-Oncology, 18(5), 490–99, p.495. The items representing discomfort with closeness are:
Item 7. ‘I get uncomfortable when other people want to be very close to me’
Item 13. ‘I am nervous when other people get too close to me’
Item 17. ‘I try to avoid getting too close to other people’
Item 23. ‘I prefer not to be too close to other people’
Item 9. ‘I don’t feel comfortable opening up to other people’.
414 Ibid.: ‘Conceptually, the double-loading of Discomfort on the higher-order attachment dimensions sug-
gests that both attachment anxiety and avoidance tap some discomfort with the experience of intimacy and
closeness’ (498).
415 E.g. Alonso-arbiol, I., Balluerka, N., & Shaver, P.R. (2007) A Spanish version of the Experiences in Close
Relationships (ECR) adult attachment questionnaire. Personal Relationships, 14(1), 45–63. Matters are further
complicated by findings by Mikulincer and colleagues that attachment anxiety on the ECR is associated with both
preconscious approach and avoidance goals with respect to relational closeness, which affect their motor responses
in a push–pull task. It may be that when individuals with an anxious attachment style feel overclose, as may occur
in longstanding relationships, they will endorse items representing a desire for avoidance of closeness. Mikulincer,
M., Shaver, P.R., Bar-On, N., & Ein-Dor, T. (2010) The pushes and pulls of close relationships: attachment insecur-
ities and relational ambivalence. Journal of Personality and Social Psychology, 98(3), 450–68, p.463.
416 Lafontaine, M.F., Brassard, A., Lussier, Y., Valois, P., Shaver, P.R., & Johnson, S.M. (2016) Selecting the best
items for a short-form of the Experiences in Close Relationships questionnaire. European Journal of Psychological
Assessment, 32(2), 140–54.
417 Frıas, M.T., Shaver, P.R., & Mikulincer, M. (2014) Measures of adult attachment and related constructs.
In G.J. Boyle & D.H. Saklofske (eds) Measures of Personality and Social Psychological Constructs. Philadelphia,
PA: Elsevier, pp.417–47, p.446.
520 Phillip Shaver and Mario Mikulincer
and avoidance, such findings raise the prospect that there are aspects of secure attachment
that are not well captured or discriminated by the existing scales, or by theory shaped in
the image of these scales. Already in 2000, Fraley and colleagues had called on researchers
to ‘write items that tap the low ends of the Anxiety and Avoidance dimensions with better
precision’.418 However, two decades later this problem with the ECR remains little discussed.
One of the issues that this neglects is whether security really is merely the inverse of anx-
iety and avoidance, or itself makes an independent contribution to individual differences
in adult attachment style. Given trends in the developmental tradition towards Individual
Participant Meta-analysis (Chapter 6) in order to address psychometric questions, it will be
interesting to see whether the social psychological tradition will also adopt such method-
ologies for further articulating the relationship between the ECR and its latent dimensions.
In their landmark 1998 paper, Brennan and colleagues reported a two-factor solution as the
fundamental structure of individual differences in adult attachment. In the years after the
introduction of the ECR, the two-factor model quickly became accepted. This marvellously
elegant characterisation of individual differences in adult attachment style subsequently be-
came orthodoxy among social psychological attachment researchers, with theory and meth-
odology looping around one another to direct research questions and interpretations of
findings. Yet leading figures of the social psychological tradition of research acknowledged
that the model is a pragmatic simplification, and that in reality security might represent
more than the absence of avoidance and resistance. Judith Feeney, for instance, writing four
years after the introduction of the ECR, stated:
I would like to take issue with the implicit suggestion that in defining the two attachment
dimensions of avoidance and anxiety, researchers have settled basic questions concerning
the structure of self-reported attachment. There now seems to be considerable consensus
that avoidance and anxiety are the two primary dimensions underlying adult attachment,
and that these dimensions generally provide moderately strong prediction of relationship
outcomes (especially if both partners’ characteristics are taken into account). However, in
reducing such a complex construct as romantic attachment to two dimensions, important
information is inevitably lost.419
This had already been a concern of Brennan and Shaver themselves. In a 1995 paper, Brennan
and Shaver first offered the proposal that ‘secure adults can be characterized as the opposite
of all these insecure tendencies’.420 This was aligned with the ‘love quiz’ which had, to an ex-
tent, characterised security in terms of the absence of discomfort regarding closeness or the
418 Fraley, R.C., Waller, N.G., & Brennan, K.A. (2000) An Item Response Theory analysis of self-report measures
of adult attachment. Journal of Personality and Social Psychology, 78(2), 350–65: ‘Also notice that the two ECR-R
scales, like the original ECR scales, are not adept at assessing individuals with trait levels less than –1.00 on Anxiety
or Avoidance . . . An important next step for future research on scale development is to write items that tap the low
ends of the Anxiety and Avoidance dimensions with better precision’ (361).
419 Feeney, J.A. (2002) Attachment-related dynamics: what can we learn from self-reports of avoidance and anx-
tionship functioning. Personality and Social Psychology Bulletin, 21(3), 267–83, p.280.
Some remaining questions 521
421 Ibid.
422 Mikulincer, M. & Shaver, P.R. (2007) Boosting attachment security to promote mental health, prosocial
values, and inter-group tolerance. Psychological Inquiry, 18, 139–56: ‘We conceptualize the sense of attachment se-
curity as an inner resource’ (139). On the contribution of distrust to both anxiety and avoidance, or as a reciprocal
pathway between the two, see McWilliams, L.A. & Fried, E.I. (2019) Reconceptualizing adult attachment relation-
ships: a network perspective. Personal Relationships, 26(1), 21–41.
423 Shaver, P.R. & Mikulincer, M. (2008) Augmenting the sense of security in romantic, leader– follower,
therapeutic, and group relations: a relational model of personality change. In J.P. Forgas & J. Fitness (eds) Social
Relationships: Cognitive, Affective, and Motivational Processes (pp.55–73). New York: Psychology Press.
424 Shaver, P.R. & Mikulincer, M. (2004) What do self-report attachment measures assess? In W.S. Rholes & J.A.
Simpson (eds) Adult Attachment: Theory, Research, and Clinical Implications (pp.17–54). New York: Guilford, p.51.
425 Concurrent with the publication of the ECR was work by Mikulincer suggesting a three-factor solution,
in which security played the smallest but nonetheless material role in predicting variance. A factor analysis con-
ducted by Banai, Weller, and Mikulincer in 1998 found that 13.3% of variance in the classification of an individual’s
attachment style by themselves, their friends, and acquaintances could be accounted for by endorsement of the
secure attachment style on an adaptation of the ‘love quiz’, even taking into account avoidance and ambivalence-
resistance. Banai, E., Weller, A., & Mikulincer, M. (1998) Inter-judge agreement in evaluation of adult attachment
style: the impact of acquaintanceship. British Journal of Social Psychology, 37(1), 95–109, p.104.
426 E.g. Banse, R. (2004) Adult attachment and marital satisfaction: evidence for dyadic configuration effects.
Journal of Social and Personal Relationships, 21(2), 273–82; Asendorpf, J.B., Banse, R., Wilpers, S., & Neyer, F.J.
(1997) Relationship-specific attachment scales for adults and their validation with network and diary procedures.
Diagnostica, 43(4), 289–313.
427 See also Holmes, J.G. & Murray, S.L. (2007) Felt security as a normative resource: evidence for an elemental
Simpson (eds) Adult Attachment: Theory, Research, and Clinical Implications (pp.17–54). New York: Guilford: ‘This
45-degree rotation of the measurement axes fits well with the process model proposed by Shaver and Mikulincer
(2002)’ (51).
522 Phillip Shaver and Mario Mikulincer
effectively. In 2004, Shaver and Mikulincer appear to have regarded the problem as mean-
ingful, but not of great pragmatic or theoretical significance.
Yet later work from their laboratories has continued to trouble the two-dimensional
model. In 2006, Al-Yagon and Mikulincer published a study of children’s experiences of
loneliness. Since at that time no version of the ECR had been validated for use with children,
they instead used an adaptation of the ‘love quiz’. The researchers found that secure attach-
ment made a negative contribution to loneliness over and above the positive contribution
to loneliness of the avoidant and anxious attachment styles.429 Further evidence for a three-
factor model came from work by Omri Gillath. Gillath had been a graduate student with
Mikulincer between 1998 and 2003, and then a postdoctoral fellow with Shaver from 2003 to
2006 at the University of California. Following his appointment as faculty at the University of
Kansas, Gillath worked with Joshua Hart and colleagues to develop a ‘state adult attachment
429 Al-Yagon, M. & Mikulincer, M. (2006) Children’s appraisal of teacher as a secure base and their socio-
emotional and academic adjustment in middle childhood. Research in Education, 75(1), 1–18.
430 Gillath, O., Hart, J., Noftle, E.E., & Stockdale, G.D. (2009) Development and validation of a state adult attach-
to other people; If something went wrong right now I feel like I could depend on someone; I feel like others care
about me; I feel relaxed knowing that close others are there for me right now; I feel I can trust the people who are
close to me.
432 Parallel findings have also been reported for the ECR-RC, the adaptation of the ECR for children and adoles-
cents to report about their relationship with their parents. Here too security has emerged as an independent latent
factor. This may be an effect of developmental stage. However, like well-established couples and unlike college
students, children and adolescents are also structurally entangled in their attachment relationships, which may
reduce the orthogonality of avoidance and resistance and contribute to the autonomy of broaden-and-build cycles.
Such a conclusion would suggest that Brennan and colleagues’ two-factor solution with orthogonal dimensions
may have been influenced by the disembedded social conditions of college students within American culture,
where neither secure-base effects are fully online, nor anxiety and avoidance are able to become especially tan-
gled. Lionetti, F., Mastrotheodoros, S., & Palladino, B.E. (2018) Experiences in Close Relationships-Revised Child
version (ECR-RC): psychometric evidence in support of a security factor. European Journal of Developmental
Psychology, 15(4), 452–63.
Some remaining questions 523
understanding of the secure attachment style will contribute to insights into both clinical
phenomena and experiences of human thriving. For example, it will help clarify whether
traumatic experiences ‘either increase attachment insecurity or wear away at attachment se-
curity’.433 In a review of self-report measures in 2014, Shaver and Mikulincer acknowledged
the problems with the ECR for capturing security, and praised the work of Gillath and col-
leagues. They argued that ‘the inclusion of a separate security subscale may suggest a way out
of the problem identified by Fraley et al. (2000) . . . that most previous attachment insecurity
scales discriminated poorly at their “secure” ends’.434 They noted, however, that when the
low end of avoidance and anxiety are captured, a result is that the two forms of insecurity are
no longer orthogonal, as they are both negatively associated with security: ‘expanding the
scales at their secure ends in similar ways causes the two kinds of security items to correlate
with each other, which in turn makes the scales as wholes correlate more with each other.
Yet even for the unmodified ECR, questions have been growing about its psychometric prop-
erties. Since Shaver and Mikulincer’s theory of adult attachment has been based on the two di-
mensions of the ECR, this is not simply a minor matter of methodological rigour but a concern
stretching to the very basis for their scientific project. Whereas the original factor analysis con-
ducted by Brennan and colleagues accounted for 63% of variance, subsequent studies have not
accounted for such a high proportion of variance. Factor analytic exploration of the ECR after
Brennan and colleagues has been rare among American researchers, who have generally taken
its psychometric properties for granted. However, in the wider international literature, factor
analytic studies of the ECR or its translation tend to report solutions that account for around
45% of variance.436
Furthermore, there has been growing evidence against the orthogonality of the two ECR
dimensions. In a review of several of their studies in 2005, Mikulincer, Shaver, and colleagues
reported a small association between the scales (r = .18).437 In a paper from the next year,
Condradi and colleagues conducted a further analysis of the published literature, observing
433 Gillath, O., Karantzas, G.C., & Fraley, R.C. (2016) Adult Attachment: A Concise Introduction to Theory and
Research. London: Academic Press, p.247. See also Kanninen, K., Punamaki, R.L., & Qouta, S. (2003) Personality
and trauma: adult attachment and posttraumatic distress among former political prisoners. Peace and Conflict,
9(2), 97–126.
434 Frıas, M.T., Shaver, P.R., & Mikulincer, M. (2014) Measures of adult attachment and related constructs.
In G.J. Boyle & D.H. Saklofske (eds) Measures of Personality and Social Psychological Constructs (pp.417–47).
Philadelphia, PA: Elsevier, p.443.
435 Ibid. p.446.
436 The ECR-R has fared even less well on this front than the ECR. See e.g. Rotaru, T.Ş. & Rusu, A. (2013)
truism: boosting attachment security increases compassion and helping. Journal of Personality and Social
Psychology, 89(5), 817–39, p.821.
524 Phillip Shaver and Mario Mikulincer
that ‘intercorrelations vary considerably from .04 to .30’.438 The developmental and re-
lationship tasks of students as a population may well have some differences from popula-
tions in other countries and at different lifestages.439 Condradi and colleagues observed that
these differences are evidently not sufficient to block the successful application of the ECR
to diverse research populations, as years of research has demonstrated. However, the char-
acteristics of the population used to develop the sample may have nonetheless introduced
unrecognised assumptions into the measure, denting the reliability and validity of its scales.
Specifically, Condradi and colleagues were concerned by Brennan and colleagues’ conclu-
sion that attachment anxiety and attachment avoidance were, and should be, orthogonal
dimensions. This seemed to be a holdover from Bartholomew’s model of orthogonal dimen-
sions, rather than based on a cogent theoretical justification. They expressed concern that
there was no basis in Bowlby’s theory for assuming that the two dimensions would be unre-
438 Conradi, H.- J., Gerlsma, C., van Duijn, M., & de Jonge, P. (2006) Internal and external validity of the
Experiences in Close Relationships questionnaire in an American and two Dutch samples. European Journal of
Psychiatry, 20(4), 258–69, p.268.
439 The principle is one that Shaver acknowledged in his early work, if less in his writings on attachment: Felton,
B.F. & Shaver, P.R. (1984) Cohort variation in adults’ reported feelings. In C.Z. Malatesta & C.E. Izard (eds)
Emotions in Adult Development (pp.103–123). Beverly Hills: Sage Publications: ‘Adults’ choices of coping strategies
are linked to the nature of the problems they face’ (118–19).
440 See e.g. Kroonenberg, P.M., Dam, M.V., van IJzendoorn, M., & Mooijaart, A. (1997) Dynamics of behaviour
in the strange situation: a structural equation approach. British Journal of Psychology, 88(2), 311–32.
441 Research findings from Shaver’s American and Mikulincer’s Israeli undergraduate samples have generally
aligned well in terms of the correlates of attachment styles. Cultural differences have been reported at times, but
not ones that interact with the ECR. See e.g. Mikulincer, M., Shaver, P.R., Gillath, O., & Nitzberg, R.A. (2005)
Attachment, caregiving, and altruism: boosting attachment security increases compassion and helping. Journal of
Personality and Social Psychology, 89(5), 817–39, p.836.
442 Conradi, H.-J., Gerlsma, C., van Duijn, M., & de Jonge, P. (2006) Internal and external validity of the experi-
ences in close relationships questionnaire in an American and two Dutch samples. European Journal of Psychiatry,
20(4), 258–69.
443 Cameron, J.J., Finnegan, H., & Morry, M.M. (2012) Orthogonal dreams in an oblique world: a meta-analysis
of the association between attachment anxiety and avoidance. Journal of Research in Personality, 46(5), 472–6;
Graham, J.M. & Unterschute, M.S. (2015) A reliability generalization meta-analysis of self-report measures of
adult attachment. Journal of Personality Assessment, 97(1), 31–41.
Some remaining questions 525
samples had larger correlations than American samples. Cameron and colleagues argued
that ‘such findings call into question the largely implicit assumption that attachment dimen-
sions are orthogonal. As such, our results may inspire researchers to revisit theoretical as-
sumptions, measurement choices, and measure creation techniques. If researchers do not
wish to seek other measurement options, they should at the very least adapt their statistical
analyses to accommodate shared variance between dimensions . . . One method of accom-
modating shared variance is to include both dimensions as predictors in the same step in a
regression, and thus control for shared variance.’444 The proposal to accommodate or explore
shared variance has not, as yet, been pursued. As a result, it remains unknown whether the
association between the anxiety and avoidance scales in the ECR lies on the basis of their
joint negative association with security or on the basis of their joint positive association with
a state of high anxiety/high avoidance.
444 Cameron, J.J., Finnegan, H., & Morry, M.M. (2012) Orthogonal dreams in an oblique world: a meta-
analysis of the association between attachment anxiety and avoidance. Journal of Research in Personality, 46(5),
472–6, p.475.
445 Birnbaum, G.E., Mikulincer, M., Szepsenwol, O., Shaver, P.R., & Mizrahi, M. (2014) When sex goes wrong: a
behavioral systems perspective on individual differences in sexual attitudes, motives, feelings, and behaviors.
Journal of Personality and Social Psychology, 106(5), 822–42, p.826.
446 E.g. Fraley, R.C., Davis, K.E., & Shaver, P.R. (1998) Dismissing avoidance and the defensive organization of
emotion, cognition, and behavior. In J.A. Simpson & W.S. Rholes (eds) Attachment Theory and Close Relationships
(pp.249–79). New York: Guilford: ‘It should be noted that the processes and mechanisms we discuss with respect to
dismissing-avoidance apply to preoccupation inversely’ (275).
447 Birnbaum, G.E., Mikulincer, M., Szepsenwol, O., Shaver, P.R., & Mizrahi, M. (2014) When sex goes wrong: a
behavioral systems perspective on individual differences in sexual attitudes, motives, feelings, and behaviors.
Journal of Personality and Social Psychology, 106(5), 822–42, p.826. An example here may be the role of distrust
in contributing to both avoidance and anxiety, or their reciprocal reinforcement. See McWilliams, L.A. & Fried,
E.I. (2019) Reconceptualizing adult attachment relationships: a network perspective. Personal Relationships,
26(1), 21–41.
526 Phillip Shaver and Mario Mikulincer
adequately described in terms of either anxiety or avoidance ... with the distinction between
dismissing and fearful avoidance mattering only . . . when abuse or psychopathology are at
issue.’448 For instance, they cited as evidence a published study by Fraley and Bonanno and
unpublished data from Colin Murray Parkes showing that ‘combinations of attachment anx-
iety and avoidance produced the highest levels of anxiety, depression, grief, trauma-related
symptoms, and alcohol consumption’.449
Shaver and Mikulincer’s overriding use of student samples has been a pragmatic one.
They have readily admitted that it supplies a limitation to their work. For instance, they
have noticed that it can be difficult to recruit student participants with an avoidant attach-
ment style when adverts are frank with participants that the study is concerned with close
relationships.450 And Makariev and Shaver have acknowledged that middle-class college
populations were not ‘the kinds of people Bowlby had in mind when he began to develop
In our work, we always try to keep in mind that there is, on the one hand, complex
everyday reality as we experience it subjectively and encounter it in the behavior of other
people. And, on the other hand, there is psychological theory, with its associated hypo-
thetical constructs, and an ever-evolving toolbox of psychological measures. The trick is
to discover and document something important and valid about real life, thereby nudging
448 Mikulincer, M. & Shaver, P.R. (2003) The attachment behavioral system in adulthood: activation, psycho-
dynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in Experimental Social Psychology, Vol. 35
(pp.53–152). New York: Academic Press, pp.70, 88.
449 Shaver, P.R. & Mikulincer, M. (2008) Adult attachment and cognitive and affective reactions to positive and
negative events. Social and Personality Compass, 2, 1844–65, p.1853. Citing Fraley, R. C. & Bonanno, G. A. (2004)
Attachment and loss: a test of three competing models on the association between attachment-related avoidance
and adaptation to bereavement. Personality and Social Psychology Bulletin, 30(7), 878–90.
450 Gillath, O., Bunge, S.A., Shaver, P.R., Wendelken, C., & Mikulincer, M. (2005) Attachment-style differences
in the ability to suppress negative thoughts: exploring the neural correlates. Neuroimage, 28(4), 835–47, p.945.
451 Makariev, D.W. & Shaver, P.R. (2010) Attachment, parental incarceration and possibilities for interven-
other and to parental divorce, parental death, and perceptions of parental caregiving. Journal of Personality, 66(5),
835–78: ‘One obvious limitation of our research is its use of a nonclinical sample. To some extent, this limitation
turns on whether one accepts a purely categorical (vs. dimensional) understanding of personality disorders. If, as
we do, one assumes that personality disorders can be arrayed on continua, then our results ought to generalize to
clinical populations’ (870).
453 Woodhouse, S., Ayers, S., & Field, A.P. (2015) The relationship between adult attachment style and post-
psychological science forward, without mistaking our tentative, overly simplified picture
for everything that is actually there.454
However, the inattention to high anxiety/high avoidance attachment styles is more than a
happenstance of sampling. Instead, the sampling strategy appears to have reflected a broader
lack of concern with adverse and clinical experiences, and states where both anxiety and
avoidance are in play.
Even before the introduction of the ECR, Shaver and Mikulincer demonstrated a marked
lack of interest in what it meant when participants endorsed both an anxious and avoidant
attachment style. In his work in the early 1990s, Mikulincer reformulated the ‘love quiz’ as
three scales to produce dimensional ratings of attachment style.455 In a validation study of
the scales with 127 undergraduates, nine participants scored differently on the scales com-
454 Shaver, P. & Mikulincer, M. (2004) Attachment in the later years: a commentary. Attachment & Human
Development, 6(4), 451–64, p.462. Other laboratories have confirmed that high anxiety/high avoidance attach-
ment is more prevalent in psychiatric samples, e.g. Alessandri, G., Fagnani, C., Di Gennaro, G., et al. (2014)
Measurement invariance of the experiences in close relationships questionnaire across different populations.
Spanish Journal of Psychology, 17(2), E22.
455 Mikulincer, M. & Nachshon, O. (1991) Attachment styles and patterns of self- disclosure. Journal of
Personality and Social Psychology, 61(2), 321–31.
456 Cooper, M.L., Shaver, P.R., & Collins, N.L. (1998) Attachment styles, emotion regulation, and adjustment in
ment and personality disorder: a twin study of adults. European Journal of Personality, 21(2), 191–208.
528 Phillip Shaver and Mario Mikulincer
research on attachment, hindering dialogue with the developmental tradition where theo-
rising and measuring the implications of trauma and fear for attachment have been a major
focus (Chapter 3).
Despite the general trend, there have been a few occasions on which Shaver and
Mikulincer have reported associations for high anxiety/high avoidance attachment.460 One
was a study by Schachner and Shaver of sexual motives, which found that high anxiety/high
avoidance—over and above the anxious attachment style alone—was associated with greater
report of having sex due to insecurity.461 Hart, Shaver, and Goldenberg found that high anx-
iety/high avoidance was distinctively associated with a desire for closeness after receiving in-
formation that was anticipated to threaten the participants’ cultural worldview, but not in the
control condition. This was in contrast to the anxious attachment style which was associated
with a desire for closeness in both conditions.462 The researchers concluded that the avoid-
A major qualification must be offered, however, to any allegation that inattention to attach-
ment phenomena characterised by high anxiety and high avoidance is a limitation in the
work of Shaver and Mikulincer.464 The qualification lies in Mikulincer’s two decades of re-
search on the effects of war and military trauma. However, this research has not always been
well linked-up with Mikulincer’s theoretical work on adult attachment. The relationship
between PTSD and the insecure attachment styles in Mikulincer’s work has remained un-
tamed, especially in terms of what this relationship means for the conceptualisation of high
anxiety/high avoidance states and of adult attachment in general. This issue appears to be
coming to a head in recent years, given the very sharp increase in studies of PTSD and at-
tachment styles in the past decade. However, refinements in theory and methodology appear
generally not to have caught up with this empirical concern.
460 Shaver and Mikulincer have at times reported relevant findings from other research groups, though this
has been exceptionally rare. E.g. Mikulincer, M. & Shaver, P.R. (2005) Attachment theory and emotion in close
relationships: exploring the attachment-related dynamics of emotional reactions to relational events. Personal
Relationships, 12, 149–68, p.160.
461 Schachner, D.A. & Shaver, P.R. (2004) Attachment dimensions and sexual motives. Personal Relationships,
ment: evidence for a tripartite security system. Journal of Personality and Social Psychology, 88, 999–1013, p.1008.
463 For another example of specific correlates of high anxiety/ high avoidance attachment see Gillath, O.,
Giesbrecht, B., & Shaver, P.R. (2009) Attachment, attention, and cognitive control: attachment style and perform-
ance on general attention tasks. Journal of Experimental Social Psychology, 45(4), 647–54, p.651.
464 It might be thought that an additional qualification could be offered on the basis of the major efforts by
Shaver and Mikulincer to review empirical studies of psychopathology, e.g. Mikulincer, M. & Shaver, P. (2016)
Attachment in Adulthood, 2nd edn. New York: Guilford, Chapter 13. However, these reviews are lacking precisely
in consideration of high anxiety/high avoidance attachment styles except, on a handful of occasions, when re-
porting findings from Bartholomew’s measures. The question of whether studies using the ECR have found effects
for high anxiety/high avoidance, and more generally the question of whether the high ends of the scales are indi-
vidually or in interaction effective at capturing clinical phenomena, is not in view. The focus is instead on anxiety
and avoidance as, separately, dimensionally associated with forms of mental pathology. Throughout the reviews, a
linear and dimensional association between the ECR scales and psychopathology is assumed rather than demon-
strated or explored.
Some remaining questions 529
In the late 1980s, Solomon, Mikulincer, and colleagues examined Israeli army veterans
who had experienced symptoms of post-traumatic combat stress during the 1982 Lebanon
war. On the one hand, the researchers observed that one of the symptoms associated with
this condition was ‘psychic numbing’, which was associated with low emotional expressive-
ness in the veterans’ adult relationships with family members. The researchers accepted that
‘there is little way of knowing whether it is the family that did not permit the veteran to
express himself or the veteran who did not make use of the avenues of expression open to
him’.465 However, they expressed their suspicion that ‘many PTSD casualties who report a
low level of expressiveness may themselves have avoided discussion’.466 On the other hand,
Mikulincer, Solomon, and colleagues also found that, among veterans who had experienced
symptoms of post-traumatic combat stress, ‘the anxiety feelings aroused during battle by
the fear of death are crystalized one year later in anxiety that is not specifically related to
465 Solomon, Z., Mikulincer, M., Freid, B., & Wosner, Y. (1987) Family characteristics and posttraumatic stress
disorder: a follow-up of Israeli combat stress reaction casualties. Family Process, 26(3), 383–94, p.390.
466 Ibid.
467 Mikulincer, M., Solomon, Z., & Benbenishty, R. (1988) Battle events, acute combat stress reaction and long-
term psychological sequelae of war. Journal of Anxiety Disorders, 2(2), 121–33, p.131.
468 Solomon, Z., Mikulincer, M., & Benbenishty, R. (1989) Combat stress reaction—clinical manifestations and
correlates. Military Psychology, 1(1), 35–47, p.44. Later work by the researchers documented powerful longitudinal
effects of these traumatic symptoms. See Solomon, Z. & Mikulincer, M. (2007) Post traumatic intrusion, avoid-
ance, and social functioning: a 20-year longitudinal study. Journal of Consulting and Clinical Psychology, 75(2),
316–24.
530 Phillip Shaver and Mario Mikulincer
fill out the ‘love quiz’ and measures of mental distress and PTSD. The settlers were physic-
ally cut-off from the rest of Israel. The settlement had been repeatedly attacked, including
a suicide-bombing in 1994 which killed six Jewish members of the settlement and six
Palestinians.469 The settlement was also at the time facing the threat of eviction by the
Israeli government (indeed, this threat would later be realised in August 2005, when the
government sent in the army to forcibly remove the settlers). Though the identities and
lives of the settlers would be potentially quite different from the combat veterans he had
studied, Mukulincer nonetheless hoped that he could treat this group as representing a
‘high threat’ condition. The settler participants were compared to 40 matched controls
living in villages of equivalent size but within the borders of Israel. They also examined the
correlates of different symptom clusters of PTSD: intrusive symptoms (e.g. flashbacks),
avoidant symptoms (e.g. emotional numbing), and hyperarousal (e.g. sudden irritability
469 See also Haberman, C. (1994) Palestinians arrest 100 Islamic militants after bicycle bombing. New York
Williams, J.B. (1988) DSM-III-R criteria for posttraumatic stress disorder. American Journal of Psychiatry, 145(10),
1232. The distinction was embedded in psychological tools such as the Post-traumatic Stress Disorder Inventory,
developed by Solomon, Weisenberg, Schwarzwald, and Mikulincer in the late 1980s, and used in the 1999 study of
the Jewish settlers.
471 Mikulincer, M., Horesh, N., Eilati, I., & Kotler, M. (1999) The association between adult attachment style and
mental health in extreme life-endangering conditions. Personality and Individual Differences, 27(5), 831–42, p.837.
472 Ibid.: ‘Interestingly, this distress was mainly manifested in avoidance rather than intrusive responses,
which seem to be avoidant persons’ habitual affect regulation strategy’ (839). The proposal that PTSD avoid-
ance and hyperarousal symptoms parallel the Ainsworth avoidant and ambivalent/resistant classifications
had first been made a few years earlier by Crittenden, P.M. (1997) Toward an integrative theory of trauma: a
dynamic–maturational approach. In D. Cicchetti & S. Toth (eds) The Rochester Symposium on Developmental
Psychopathology, Vol. 10. Risk, Trauma, and Mental Processes (pp.34–84). New York: University of Rochester Press.
In a later study, Besser and colleagues used the ECR with civilians exposed to terrorist attacks in southern Israel.
Unlike Mikulincer, they found few or weak associations from attachment avoidance. They found stronger associ-
ations from attachment anxiety with all three clusters of PTSD symptoms (intrusive, avoidance, and hyperarousal).
The reasons for these different results may stem from the different sample. It may be that an avoidant attachment
style was still a viable strategy for participants subject to long-term missile threat, in contrast to the settlers studied
by Mikulincer. Besser, A., Neria, Y., & Haynes, M. (2009) Adult attachment, perceived stress, and PTSD among ci-
vilians exposed to ongoing terrorist attacks in southern Israel. Personality and Individual Differences, 47(8), 851–7.
Some remaining questions 531
The avoidant PTSD symptoms reported by the settlers could be interpreted as a conse-
quence of an avoidant strategy under severe strain.473 It might also be that as the avoidant
strategy became overwhelmed and unviable, individuals would experience other forms of
distress and anxiety. Conversely, Shaver and Mikulincer considered that the anxious attach-
ment strategy might become unviable in some situations and start to fail. The comparison
of the settlers and matched controls did not reveal differences in the anxious attachment
strategy or its correlates. However, Shaver and Mikulincer acknowledged that, in other
conditions, it might be ‘possible to speak about the failure of hyperactivating strategies’.474
Indeed, Mikulincer and colleagues’ work with the combat veterans from the Lebanon war
suggested that war trauma could perhaps contribute to forms of PTSD resembling or ex-
pressing both deactivating and hyperactivating strategies.475
In the early 2000s, Mukulincer and Shaver identified the need for further attention to the
473 Mikulincer, M., Dolev, T., & Shaver, P.R. (2004) Attachment- related strategies during thought suppres-
sion: ironic rebounds and vulnerable self-representations. Journal of Personality and Social Psychology, 87(6), 940–
56: ‘Deactivating strategies can be inadequate and overwhelmed, resulting in a marked decline in functioning
and what Horowitz (1982) called “avoidance-related” posttraumatic symptoms (e.g., psychic numbing, behavioral
inhibition)’ (941).
474 Shaver, P.R. & Mikulincer, M. (2002) Dialogue on adult attachment: diversity and integration. Attachment
& Human Development, 4(2), 243–57, p.247. Shaver and Mikulincer did not flesh out the conditions under which
failure of hyperactivating strategies might be expected. It is also not fully clear whether failure would entail the
flooding of anxiety in some internal sense, or the breakdown of the capacity to strive for closeness with attach-
ment figures, or both. The former appears to be described in a characterisation of the hyperactivating strategy
early in Shaver and Mikulincer’s work together: Mikulincer, M. & Shaver, P.R. (2003) The attachment behavioral
system in adulthood: activation, psychodynamics, and interpersonal processes. In M.P. Zanna (ed.) Advances in
Experimental Social Psychology, Vol. 35 (pp.53–152). New York: Academic Press: ‘Intrapsychically, amplification
of threat appraisals heightens the chronic accessibility of negative thoughts and makes it likely that new sources
of distress will mingle and become confounded with old accessible ones . . . the person experiences an endless and
uncontrollable flow of negative thoughts and moods, which in turn may lead to cognitive disorganization and, in
certain cases, culminate in psychopathology’ (82–3).
475 These concerns may also be placed in other discussions at the time in social psychology regarding the poten-
tial for different forms of personality disorder to reflect extreme forms of attachment system activation or deacti-
vation, especially in the context of loss, trauma, or chronic adversities. See Bartholomew, K., Kwong, M.J., & Hart,
S.D. (2001) Attachment. In W.J. Livesley (ed.) Handbook of Personality Disorders: Theory, Research, and Treatment
(pp.196–230). New York: Guilford.
476 E.g. Mikulincer, M., Gillath, O., & Shaver, P.R. (2002) Activation of the attachment system in adult-
hood: threat-related primes increase the accessibility of mental representations of attachment figures. Journal of
Personality and Social Psychology, 83(4), 881–95: ‘It would be interesting to explore further how avoidant persons’
inhibitory processes work, what they are designed to accomplish (e.g., protection from a potentially angry, puni-
tive attachment figure; reduction of the attachment figure’s tendency to threaten abandonment or decrease support
if a particular separation is resisted), and when they arise—either in the course of development or in the course of
a particular long-term relationship’ (893–4).
532 Phillip Shaver and Mario Mikulincer
would be those that related directly to the use of the caregiver as secure base or safe haven.477
However, as discussed in the section ‘Minimising and maximising’, over time, Shaver and
Mikulincer came to explicitly acknowledge that other behavioural systems could feed into
and alter schemas about relationships. This would, presumably, include the fear behavioural
system: threat experiences are anticipated to inform Module 1 in Shaver and Mikulincer’s
model of the attachment system. The researchers argued that, overall, more needed to be
done to understand the conditions that would allow the avoidant and anxious attachment
strategies to mitigate, intensify, or express mental illness.478
Yet in the 2000s, the lines of causality remained tangled. It could be that traumatic ex-
periences were relevant to the selection and intensification of maximising and minimising
strategies, including in the domain of attachment. This was suggested by Mikulincer’s ori-
ginal work with combat veterans from the Lebanon war. However, it could be that attach-
477 Mikulincer, M., Shaver, P.R., & Pereg, D. (2003) Attachment theory and affect regulation: the dynamics, de-
velopment, and cognitive consequences of attachment-related strategies. Motivation and Emotion, 27, 77–102,
pp.97–8.
478 Ibid.: ‘Researchers should examine the conditions under which secondary attachment strategies seem to
work sufficiently well to avoid severe psychopathology. We still do not know why some insecurely attached indi-
viduals function within the normal range whereas others require clinical intervention’ (100).
479 Solomon, Z., Dekel, R., & Mikulincer, M. (2008) Complex trauma of war captivity: a prospective study of at-
related dyadic processes and posttraumatic stress disorder. Journal of Counseling Psychology, 57(3), 317–27, p.321,
Table 1.
Conclusion 533
of attachment security.’481 By the late 2000s, Shaver and Mikulincer had come to acknow-
ledge that attachment style would reflect not only early experiences with attachment fig-
ures, but also information relevant to close relationships from other behavioural systems
and from adolescent and adult experiences. Nonetheless, Mikulincer was still taken aback
by the fact that PTSD symptoms seemed to be better predictors of attachment style in the
sample than vice versa. It also remained unclear whether the additional attachment anxiety
and avoidance predicted by the PTSD was the same kind of anxiety and avoidance as before
the trauma. It could be that the attachment measure was actually picking up PTSD avoidance
and hyperarousal as it figured within the attachment relationship.
Conclusion
481 Solomon, Z., Dekel, R., & Mikulincer, M. (2008) Complex trauma of war captivity: a prospective study of at-
tachment and post-traumatic stress disorder. Psychological Medicine 38(10), 1427–34, p.1431. See also Mikulincer,
M., Ein-Dor, T., Solomon, Z., & Shaver, P.R. (2011) Trajectories of attachment insecurities over a 17-year period: a
latent growth curve analysis of the impact of war captivity and posttraumatic stress disorder. Journal of Social and
Clinical Psychology, 30(9), 960–84. A related finding was reported by Ghafoori and colleagues in their study of US
military veterians. Ghafoori, B., Hierholzer, R.W., Howsepian, B., & Boardman, A. (2008) The role of adult attach-
ment, parental bonding, and spiritual love in the adjustment to military trauma. Journal of Trauma & Dissociation,
9(1), 85–106.
482 Bowlby, J. (1974) A guide to the perplexed parent. New York Times, 2 March 1974.
483 Granqvist, P. (2020) Attachment, Religion, and Spirituality: A Wider View. New York: Guilford: ‘The principal
ideas about attachment-related individual differences largely derive from, and are intertwined with, the methods
used to measure such individual differences.’ See also Verbeke, W., Belschack, F., Bagozzi, R.P., Pozharliev, R., &
Ein-Dor, T. (2017) Why some people just ‘can’t get no satisfaction’: secure versus insecure attachment styles affect
one’s ‘style of being in the social world’. International Journal of Marketing Studies, 9(2), 36–55: ‘In using general
attachment scales to study why attachment styles are so pervasive in affecting people’s relationships, we take an
ontological stance (philosophical study of the nature of being) in order to look at how individual differences in at-
tachment styles reflect people’s sense of being in the social world’ (37).
534 Phillip Shaver and Mario Mikulincer
The developmental tradition has more often, though not exclusively, adopted a narrower
definition of attachment, focused on the properties of a behavioural system shared with other
primates and not requiring elaborate symbolic capacities. By contrast, the social psycho-
logical tradition has tended to adopt a much broader image of attachment as manifest in all
human relational dynamics, including how humans ‘co-explore their social world, share their
enjoyment in the pleasures of their world, and cope with stress in that world’.484 This has fol-
lowed a thread in Bowlby’s writings, where sometimes he used the idea of attachment to refer
to this broader sense, including the symbolisation of safe haven and secure base phenomena
in relationships with ideas and institutions. However, more structurally, this broader notion
of attachment reflected and continues to express the concerns of social psychology as a sub-
discipline. In very general terms, and especially in its American incarnation, since the 1960s,
developmental psychology has tended to focus on the study of the emergence of the capacities
484 Ibid.
485 Developmental cognitive psychology can here be identified as an exception, since the focus here is often
less relational. There are certainly exceptions, though, such as the study of babies’ recognition of human faces,
e.g. Farroni, T., Menon, E., Rigato, S., & Johnson, M.H. (2007) The perception of facial expressions in newborns.
European Journal of Developmental Psychology, 4(1), 2–13.
486 On the history of social psychology see Danziger, K. (2000) Making social psychology experimental: a
conceptual history, 1920–1970. Journal of the History of the Behavioral Sciences, 36(4), 329–47; Greenwood, J.D.
(2004) What happened to the ‘social’ in social psychology? Journal for the Theory of Social Behaviour, 34(1), 19–
34; Jahoda, G. (2007) A History of Social Psychology: From the Eighteenth-century Enlightenment to the Second
World War. Cambridge: Cambridge University Press; Kruglanksi, A.W. & Stroebe, W. (eds) (2012) Handbook for
the History of Social Psychology. Bristol: Psychology Press; Pettigrew, T.F. & Cherry, F. (2012) The intertwined his-
tories of personality and social psychology. In M.R. Leary & R.H. Hoyle (eds) Handbook of Individual Differences
in Social Behavior (pp.13–32). New York: Guilford. On distinctions between trends in American and European
social psychology see Schruijer, S.G. (2012) Whatever happened to the ‘European’in European social psychology?
A study of the ambitions in founding the European Association of Experimental Social Psychology. History of the
Human Sciences, 25(3), 88–107.
487 See e.g. Jahoda, G. (2016) Seventy years of social psychology: a cultural and personal critique. Journal of
Social and Political Psychology, 4(1), 364–80. On the role of ongoing boundary-work in the construction of legit-
imate and illegitimate exceptions to predominant trends in a discipline see Good, J.M. (2000) Disciplining social
psychology: a case study of boundary relations in the history of the human sciences. Journal of the History of the
Behavioral Sciences, 36(4), 383–403.
Conclusion 535
researchers have been reluctant to support the ‘attachment disorder’ diagnosis of individual
children, leaving this diagnosis an odd and poorly integrated appendage to the develop-
mental research tradition (Chapter 1).
By contrast, in experimental social psychology the focus tends to be on the study of already
largely formed adult humans as influenced by social and relational factors in their percep-
tions, attitudes, and practices. As Stainton Rogers and colleagues have argued, there is a lib-
eral humanist quality to social psychology: humans are registered at the point that they can
act independently, though the concern is then with how they ultimately live together.488 This
has helped make use of college student samples a backbone of the subdiscipline. It has also
helped make self-report methodology more acceptable than for developmental psycholo-
gists. Shaver and Mikulincer are more committed than most social psychologists to the idea
that, at a fundamental level, relationships are primary, individuals are secondary: ‘Rather
488 Stainton Rogers, R., Stenner, P., Gleeson, K., & Stainton Rogers, W. (1995) Social Psychology: A Critical
Agenda. Cambridge: Polity Press; Danziger, K. (1992) The project of an experimental social psychology: historical
pespectives. Science in Context, 5, 309–328. See also Spini, D., Elcheroth, G., & Figini, D. (2009) Is there space for
time in social psychology publications? A content analysis across five journals. Journal of Community & Applied
Social Psychology, 19(3), 165–81. Allport’s ‘official’ definition of social psychology as the study of how ‘the thought,
feeling, and behavior of individuals are influenced by the actual, imagined, or implied presence of others’ is illus-
trative: the individual is influenced by others, but is registered already as an individual. Allport, G.W. (1954) The
historical background of modern social psychology. In G.L. Lindzey (ed.) Handbook of Social Psychology, Vol. 1
(pp.3–45). Reading, MA: Addison-Wesley, p.5. Nonetheless, continuities in social psychology over time should
not be overemphasised. See Lubek, I. & Apfelbaum, E. (2000) A critical gaze and wistful glance at Handbook
histories of social psychology: did the successive accounts by Gordon Allport and successors historiographically
succeed? Journal of the History of the Behavioral Sciences, 36(4), 405–428. In particular, the rise of relationship
research in social psychology since the 1980s has roots in earlier work, but should be recognised as a distinct devel-
opment. See Reis, H.T. (2012) A brief history of relationship research in social psychology. In A.W. Kruglanski &
W. Stroebe (eds) Handbook Online Dating (pp.363–82). Bristol: Psychology Press.
489 Mikulincer, M. & Shaver, P.R. (2012) An attachment perspective on psychopathology. World Psychiatry,
11(1), 11–15, p.14. See also Shaver, P.R. & Mikulincer, M. (2012) Attachment processes in relationships: reply
to commentaries. Journal of Family Theory and Review, 4, 311–17: ‘If interpersonal relations are somewhat like
dances or doubles tennis games, it is reasonable to expect that some of what is going on in the dance or in a match
is “in” the individual dancers or players (e.g., their skills, their muscle development, their history of training and
performance), some of it is in the interpersonal dynamics of a particular dyad, and some of it is in the context of a
particular performance (e.g., the other players, a particular piece of music, the audience)’ (313).
536 Phillip Shaver and Mario Mikulincer
Ainsworth and her students were focused on creating a differentiated space within which
empirical attachment research could thrive, giving little time to communicating in popular
forums. There may also have been some reticence to take on Bowlby’s mantle as a public in-
tellectual. For the social psychological tradition, the barrier to public understanding was sub-
stantially lowered. The Hazan and Shaver ‘love quiz’ has its subtlties in the formulation of the
statements, but the measure’s presumption that there are distinct adult attachment styles that
can be reported by any individual about themselves contributed to a fundamental accessiblity.
An interesting illustration is the recommendation by Fonagy and colleagues of the use of
the Hazan and Shaver ‘love-quiz’ at the start of brief therapeutic work with patients rather
than the AAI or the ECR. Though they acknowledge that the ‘love-quiz’ is generally too crude
to pick up any changes in attachment style associated with therapy, they argued that it offers
an excellent initial basis for a therapeutic conversation in which both therapist and patient
490 Lemma, A., Target, M., & Fonagy, P. (2011) Brief Dynamic Interpersonal Therapy: A Clinician’s Guide.
Chicago Press.
6
Conclusion
Introduction
In Becoming Attached, Karen described the origins of Bowlby and Ainsworth’s ideas, and
considered emergent lines of research by the end of the 1980s, including work by Main and
colleagues at Berkeley, Sroufe, Egeland, and colleagues at Minnesota, and Shaver and col-
Structural issues
Over the course of this book, we have seen how the circulation and the shape of attach-
ment theory and research have been influenced by the remarkable and at times mislead-
ing accessibility of some of Bowlby’s basic ideas. This can be regarded as the first of three
structural dynamics that in interaction have formed the basis for the strengths and weak-
nesses of attachment as a paradigm today. In part, the intimacy of Bowlby’s ideas stemmed
from their emergence out of psychoanalysis. Bowlby was intent on developing a theory
that was integrated with the scientific developments of his day in other disciplines and that
could offer testable hypotheses, but that also retained a portion of the capacity of psycho-
analysis to address intimate life, ugly feelings, and inner conflict. Attachment theory speaks
to themes that are constitutive of human life and that readily absorb our attention: being a
538 Conclusion
child, becoming an adult; closeness and distance; the difficulties posed both by loss and by
belonging. However, a further contribution to the power of Bowlby’s attachment theory was
his appeal to ordinary language. Bowlby’s language in the 1950s was built to be able to both
circulate to widespread publics and to persuade both academic and clinic audiences. The
originating language of attachment theory used terms—such as ‘mother’, ‘attachment’, ‘sep-
aration’, ‘love’, ‘anxiety’—that had a strong and emotive set of connotations in ordinary lan-
guage. Bowlby overlaid these connotations with a set of technical meaning in his scholarly
work. ‘Love’ proved unworkable in this regard and was abandoned. And the second gener-
ation mostly stopped using ‘mother’ to mean attachment figure. Other terms have, however,
been retained over the decades. This grounding in ordinary language has contributed to the
flexibility, urgency, and reach of ‘attachment’ discourses, allowing it to seem plausible and at
times to catch at the heart. These qualities, together with the credibility provided by attach-
1 Ziv and Hotam have stated that ‘the “attachment language” is undeniably unique, coherent, rich, and complex
enough to interest professional academic audiences, to be clinically meaningful to practitioners, and to be straight-
forward enough to attract laypersons’. Despite their reference to coherence, Ziv and Hotam would likely agree
that these audiences do not encounter a unitary discourse, but at least in part encounter different discourses that
have overlapping vocabularies. Terms such as ‘attachment’ and ‘separation’ (Bowlby) or ‘security’ and ‘sensitivity’
(Ainsworth) may be used by academics, clinicians, and laypersons alike—but with little overlapping meaning. Ziv,
Y. & Hotam, Y. (2015) Theory and measure in the psychological field: the case of attachment theory and the Strange
Situation procedure. Theory & Psychology, 25(3), 274–91, p.279.
Structural issues 539
Attachment and the journal Attachment & Human Development. However, dialogue between
the two traditions has been profoundly hindered by their use of the same central vocabulary
to mean quite different things.
An influential study by Brennan, Clark, and Shaver in 1998 found that existing self-report
measures could be integrated on the basis of two latent dimensions: avoidance and anxiety.
The Experiences in Close Relationships scale was developed using items that reflected these
two latent constructs. However, the exact relationship remains uncertain between the anx-
iety construct and Ainsworth’s ambivalent/resistant category, given that the latter incorp-
orates anxiety, anger, and passivity. And it is not clear how well the Experiences in Close
Relationships scale handles experiences of security and trauma. Like the Strange Situation
and the AAI, the Experiences in Close Relationships scale embodies a particular theory of
individual differences relevant to attachment, but has also served to close down certain ques-
2 On field differentiation see Bourdieu, P. (1989) The conquest of autonomy: the critical phase in the emergence
of the field. In The Rules of Art, trans. S. Emanuel (pp.47–112). Cambridge: Polity Press.
3 On the concept of non-formativeness see Wood, M. (2009) The nonformative elements of religious life: ques-
files of parenting: integrating attachment research with clinical intervention. Infant Mental Health Journal, 25(4),
318–35. Crittenden, P.M. (2015) Raising Parents, 2nd edn. London: Routledge; Fonagy, P., Luyten, P., Allison, E.,
& Campbell, C. (2017) What we have changed our minds about: Part 2. Borderline personality disorder, epistemic
trust and the developmental significance of social communication. Borderline Personality Disorder and Emotion
Dysregulation, 4, 9. Van IJzendoorn and Bakermans-Kranenburg are also partial exceptions, albeit primarily in the
past decade, for instance co-authoring a popular book aimed at child welfare professionals: van IJzendoorn, M.H.
& Bakermans-Kranenburg, M.J. (2010) Gehechtheid en Trauma. Diagnostiek en Behandeling voor de Professional.
Amsterdam: Hogrefe.
5 E.g. Kanieski, M.A. (2010) Securing attachment: the shifting medicalisation of attachment and attachment
disorders. Health, Risk & Society, 12(4), 335–44; Garrett, M.P. (2017) Wired: early intervention and the ‘neuromo-
lecular gaze’. British Journal of Social Work, 48(3), 656–74.
540 Conclusion
clinical and social welfare practice, and how much by the demands of institutional academic
psychology. Indeed, with some exceptions, the structural articulation between research and
clinical attachment discourses has frequently been what Foucault termed ‘feeble’ and ‘slack’.6
For instance, the developmental research community have generally looked askance at both
the ‘attachment disorder’ diagnosis and the use of attachment measures in assessment of
risk in a context in which clinical and welfare services and training are largely structured
by diagnostic pathways and risk assessment. Main has never written about what parents
should do, and she has emphasised in print that practitioners should not regard her ten-
tative suggestions as authoritative for what they should do.7 The Minnesota Longitudinal
Study of Risk and Adaptation did contribute to the development of STEEP. However, this
was a sideline for the Sroufe and Egeland group at Minnesota, whose primary focus was the
cohort study. Shaver and Mikulincer have focused their attention predominantly, though
6 The sociological literature discussing attachment research has tended towards the assumption that the psy-
disciplines always tend to work in the same way. However, this prefabricated ‘critical’ account of psychological
discourse misses important heterogeneity. Foucault urged that it is important to register and to study not only
effective medical and professional power/knowledge relations, but also ‘a domination that grows feeble, poisons
itself, grows slack’, and not to mistake one for the other. Foucault, M. (1971, 1994) Nietzsche, genealogy, history.
In J.D. Faubion (ed.) Aesthetics, Method, and Epistemology, Essential Works of Foucault 1954–1984. New York: The
New Press, p.381. In turn, it may be gently acknowledged that the prefabricated discourse of ‘critical’ social sci-
ence is not itself free from imbrication with forms of domination, for instance as a capital-accrual strategy within
academia.
7 The only sustained consideration appears in Main, M., Hesse, E., & Hesse, S. (2011) Attachment theory and
research: overview with suggested applications to child custody. Family Court Review, 49(3), 426–63. Here Main
and Hesse firmly situated themselves as non-experts on professional practice, offering reflections as best they could
in response to a direct request rather than because custody decisions were central to their work as researchers.
8 What remarks are offered seem to generally stem from work led by Shaver’s wife Gail Goodman, rather than
reflecting the priorities of Shaver and Mikulincer’s research agenda, e.g. Lawler, M.J., Shaver, P.R., & Goodman,
G.S. (2011) Toward relationship-based child welfare services. Children and Youth Services Review, 33(3), 473–80.
9 The central early exception here was NICHD Early Child Care Research Network (1997) The effects of infant
child care on infant–mother attachment security: results of the NICHD Study of Early Child Care NICHD Early
Child Care Research Network. Child Development, 68(5), 860–79. A larger exception was Jaddoe, V.W., van Duijn,
C.M., Franco, O.H., et al. (2012) The Generation R Study: design and cohort update 2012. European Journal of
Epidemiology, 27(9), 739–56.
10 Funder, D.C. & Ozer, D.J. (2019) Evaluating effect size in psychological research: sense and nonsense.
in continual churn and psychological theory in general was in decline. Highlighting this
continuity, Waters and colleagues could claim that ‘Bowlby’s attachment theory is the only
current theoretical framework in developmental psychology that is cast in the grand theory
model, widely accepted, and empirically productive’.12
To anthropologists, this continuity has appeared as an imperviousness to criticism among
attachment researchers, contributing to a sense of frustration and of being ignored by critics
of the paradigm (Chapter 2). Yet, as Latour has urged, social studies of science must see
the stability of social institutions and practices not as merely the default state of things, but
as ‘exactly what has to be explained by appealing to costly and demanding means’.13 In the
case of attachment as a research paradigm, these costly and demanding means have included
the labour-intensive Strange Situation and astonishing amounts of convergent effort. Yet the
stability of attachment research as a unified paradigm has also been achieved through main-
The apparent accessibility of attachment concepts, the subtlety and complexity of its theory
and methods, and the differentiation of a field of cumulative attachment research have to-
gether contributed to many of the strengths and attraction of the paradigm today. However,
their interaction has also contributed to serious and pervasive misunderstandings regarding
the concepts that organise attachment theory and research. The language of psychological
research often grows out of ordinary language, since it is from ordinary problems that psych-
ology frequently takes its starting point. Yet attachment research has been especially vulner-
able to problems of mistaken identity between technical and ordinary language.
Summarising themes from across the previous chapters, four factors may be identified as
of special importance. First, Bowlby’s early vocabulary was drawn deliberately and strategic-
ally from ordinary language in order to support the popular appeal of his ideas. Second, the
coding systems of the developmental tradition are complicated and information about how
constructs were actually operationalised has been unduly limited in circulation to an oral
culture. Third, the appearance of attachment as a unified paradigm has been maintained
in part through the stretching of terminology, with concepts invested with some overlap-
ping and some non-overlapping senses. The capacity for concepts to be used flexibly has
allowed attachment to seem relevant in diverse areas and diverse ways. However, this has
come at a price. Areas of practice that appreciate conceptual precision and clearly operation-
alised concepts have tended to reject the attachment paradigm.14 And communication by
and among attachment researchers has been hindered by the way that its concepts serve as
12 Waters, E., Corcoran, D., & Anafarta, M. (2005) Attachment, other relationships, and the theory that all good
magnets attracting quite heterogenous investments. Fourth, then, it can be observed that at-
tachment research has been distinctively ill-equipped in terms of infrastructures for pruning
how concepts are used in technical discussions. It is to be hoped that the journal Attachment
& Human Development, future editions of the Handbook of Attachment, and organisations
like the Society for Emotion and Attachment Research and the International Association for
the Study of Attachment might give greater attention to this issue.15
Yet, if there has been trouble in communication between researchers, the situation has
been even worse for dialogue between researchers and practitioners. In 1999, Rutter and
O’Connor described extensive ‘conceptual confusion’ in appeals to attachment theory and
research by clinicians and social workers.16 As the previous chapters have shown, there have
been several ways in which the attachment research community have made effective dissem-
ination of their ideas harder than many other fields. If Bowlby demonstrated the dangers of
15 One set of definitions has been offered by Schuengel, C., de Schipper, J.C., Sterkenburg, P.S., & Kef, S. (2013)
Attachment, intellectual disabilities and mental health: research, assessment and intervention. Journal of Applied
Research in Intellectual Disabilities, 26(1), 34–46.
16 Rutter, M. & O’Connor, T. (1999) Implications of attachment theory for child care policies. In J. Cassidy & P.R.
Shaver (eds) Handbook of Attachment: Theory, Research and Clinical Applications (pp.823–44). New York: Guilford
Press, p.823.
17 Granqvist, P. (2016) Observations of disorganized behaviour yield no magic wand: response to Shemmings.
Attachment & Human Development, 18(6), 529– 33; Granqvist, P., Sroufe, L.A., Dozier, M., et al. (2017)
Disorganized attachment in infancy: a review of the phenomenon and its implications for clinicians and policy-
makers. Attachment & Human Development, 19(6), 534–58.
18 Reijman, S., Foster, S., & Duschinsky, R. (2018) The infant disorganised attachment classification: ‘patterning
within the disturbance of coherence’. Social Science & Medicine, 200, 52–8.
19 White, S., Gibson, M., Wastell, D., & Walsh, P. (2019) Reassessing Attachment Theory in Child Welfare.
colleagues observe that Bowlby was active in promoting his theory to social workers.20 And
in turn, social workers found in attachment a knowledge base to help them claim profes-
sional status, in which cases could be interpreted in terms of a credible theory. Attachment
offers welfare professionals a framework that appears to predict later risk to a child’s health
and development from the child or parents’ observable behaviour.
Over the years, both social work academics and policy documents have encouraged wel-
fare professionals to use the image of secure attachment as the point of comparison when
making assessments of parenting capacity. For instance, in the Department of Health prac-
tice guidance Assessing Children in Need and their Families, published in 2000, practitioners
were told that ‘secure attachments are so important in the early years. Where these attach-
ments are absent or broken, decisions to provide children with new attachment figures must
be taken as quickly as possible to avoid developmental damage.’21 Taken at its word, in the
20 E.g. Association for Psychiatric Social Workers (1955) Presentation at the Annual General Meeting 1955:
Dr John Bowlby on preventative activities. Modern Records Centre Warwick University, MSS.378/APSW/P/
16/6/19-20.
21 E.g. Department of Health (2000) Assessing Children in Need and their Families: Practice Guidance.
London: TSO.
22 White, S., Gibson, M., Wastell, D., & Walsh, P. (2019) Reassessing Attachment Theory in Child Welfare.
England: increasing investigations and hidden separation of children from their parents. Children and Youth
Services Review, 96, 204–11.
24 White, S., Gibson, M., Wastell, D., & Walsh, P. (2019) Reassessing Attachment Theory in Child Welfare.
and ambiguities around the professional status of social workers. This would imply that
social workers draw on attachment concepts in their reasoning, but are vague about this in
their reports, so as to avoid claiming expert levels of knowledge where this might be chal-
lenged by higher-status professionals.25 One of North’s participants, Bryony, described this
predicament:
Whereas although we can say we have concerns about the attachment, I don’t feel we’re
qualified enough to say, you know [softly], ‘They’ve got an attachment issue, you know,
they’ve got a dis . . . organised [almost inaudible] . . . attachment or whatever,’ because
I don’t feel we’re qualified enough. I don’t feel qualified enough to say that.26
North observed that across the interview, Bryony ‘spoke softly when she referred to attach-
25 Potter, A. (2019) Judging social work expertise in care proceedings. In D.S. Caudill, S.N. Conley, M.E. Gorman,
& M. Weinel (eds) The Third Wave in Science and Technology Studies (pp.71–85). London: Palgrave. Further find-
ings from Potter’s doctoral research are forthcoming. See also Shemmings, D. (2018) Why social workers shouldn’t
use ‘attachment’ in their records and reports. Community Care, 28 June 2018. https://www.communitycare.co.uk/
2018/06/28/social-workers-shouldnt-use-attachment-records-reports/.
26 North, G. (2019) Assessing for bruises on the soul: identifying and evidencing childhood emotional abuse.
Attachment. London: Palgrave: ‘We have also seen what can only be described as quite crude and, in all likeli-
hood, mistaken applications of attachment theory in practice. For example, we have read reports by contact
supervisors observing that a child stays very physically close to their attachment figure throughout the session,
with this then interpreted as a sign of a “positive attachment”; we see conclusions being drawn about a child’s at-
tachment relationships based on one, short observation; descriptions of parents being “attached” to their babies;
of a child’s attachment relationship with their father being almost completely overlooked and of social workers
describing young children as always happy and content without reflecting on whether this is a “good thing” or not.
Additionally, we often hear workers speak of “strong attachments” . . . We have become increasingly worried that
attachment theory and research are often used “against” families: to highlight “problems” and “gaps” in parenting
or caregiving relationships—particularly when writing reports for the courts or in relation to child protection pro-
cedures’ (xv–xvi).
29 White, S., Gibson, M., Wastell, D., & Walsh, P. (2019) Reassessing Attachment Theory in Child Welfare.
which focus on procedure and risk assessment at the expense of a rounded attention to the
context of families over time.
The primary target of White and colleagues is not attachment research, but the way that
in the UK child welfare practice ideas from attachment theory may at times be ‘used with a
mixture of excessive credulity and zealotry, a cavalier heavy-handedness and unsophisti-
cated reductionism’. In fact, White and colleagues claim that attachment theory and research
has a lot to contribute to child welfare practice: ‘we agree with the proponents of the theory
that policy and practice is not sufficiently attachment minded. The complexities and nuances
of the concepts are hidden by simplification . . . at its best, attachment research has produced
ideas that practitioners can use to understand the quality of child–carer relationships when
the child is anxious, scared, or upset, and to guide them in their work to improve familial
relationships.’30
30 Ibid.
31 Vincent, S. (2017) ‘The Magic Is in the Co-Production’: Summary Report from the Evaluation of the Love Barrow
Families Project. Newcastle: Northumbria University.
32 Crittenden, P.M. (2015) Raising Parents, 2nd edn. London: Routledge. See also Baim, C. & Morrison, T. (2014)
Attachment-Based Practice with Adults. Brighton: Pavilion: ‘There is a general truism about attachment theory,
which is that the more you learn about attachment theory the more cautious you become about attaching labels to
people. This includes labels such as “securely attached”, “reactive attachment disorder”, “disorganised attachment”
and so on, which tend to be over-used and under-defined’ (23).
33 See also Baim, C. (2019) DMM vs ABC+D—a controversial discussion. DMM News, 32. https://www.iasa-
rensic settings? Infant Mental Health Journal, 39(6), 625–41; Van IJzendoorn, M.H., Bakermans, J.J., Steele, M., &
Granqvist, P. (2018) Diagnostic use of Crittenden’s attachment measures in Family Court is not beyond a reason-
able doubt. Infant Mental Health Journal, 39(6), 642–6.
546 Conclusion
35 Madigan, S. (2019) Beyond the academic silo: collaboration and community partnerships in attachment re-
search. Paper presented at International Attachment Conference, Vancouver, 20 July 2019; Haltigan, J.D., Madigan,
S., Bronfman, E., et al. (2019) Refining the assessment of disrupted maternal communication: using item response
models to identify central indicators of disrupted behavior. Development & Psychopathology, 31(1), 261–77.
36 This transition may be placed in the broader context of the rise of discourses, since the late 1990s, questioning
whether or how academic research meaningfully contributes to addressing the challenges faced by practitioners
and/or the public good. Irwin, A. (2001) Constructing the scientific citizen: science and democracy in the bio-
sciences. Public Understanding of Science, 10(1), 1–18; Gunn, A. & Mintrom, M. (2016) Higher education policy
change in Europe: academic research funding and the impact agenda. European Education, 48(4), 241–57.
37 Powell, B., Cooper, G., Hoffman, K., & Marvin, B. (2016) The Circle of Security Intervention. New York: Guilford;
McMahon, C., Huber, A., Kohlhoff, J., & Camberis, A.L. (2017) Does training in the Circle of Security framework
increase relational understanding in infant/child and family workers? Infant Mental Health Journal, 38(5), 658–68.
38 Prior, V. & Glaser, D. (2006) Understanding Attachment and Attachment Disorders: Theory, Evidence and
Practice. London: Jessica Kingsley Press; Slade, A. & Holmes, J. (2017) Attachment in Therapeutic Practice.
London: SAGE. The best available in Dutch is likely van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J.
(2010) Gehechtheid en Trauma: Diagnostiek en Behandeling voor de Professional. Amsterdam: Hogrefe. Another
thoughtful work is Page, T. (2017) Attachment theory and social work treatment. In F. Turner (ed.) Social Work
Treatment: Interlocking Theoretical Approaches, 6th edn (pp.1–22). Oxford: Oxford University Press. Beyond the
published literature, some trainings offered to clinicians and foster carers are also exemplary in effective charac-
terisation of the technical aspects of attachment theory and research, and its relevance. Those by John Sands and
Lydia Fransham can be mentioned, though as yet neither has published their training materials.
Attachment in child welfare practice 547
of research and practice always entails the implementation of the former in the latter. An ex-
ample of a book that offers thoughtful integration of theory and practice, in an area where
there is little empirical attachment research, is Blood and Guthrie’s Supporting Older People
Using Attachment-Informed and Strengths-Based Approaches.39 There are many works that
take care to distinguish contemporary scholarly consensus from ‘allodoxia’—a cut-price,
simplified account offered up as if it had the same meaning as the technical conclusions of
researchers. For example, in Golding’s Nurturing Attachments Training Resource for deliver-
ing parenting groups, a flipchart of potentially ambiguous terms is used to help participants
keep in mind these distinctions.40
Nonetheless, White and colleagues are unquestionably right that a great deal of guid-
ance for clinicians and social workers is overconfident and poorly informed.41 Moreover,
this guidance is disproportionately likely to be available for free or cheaply, in contrast
39 Blood, I. & Guthrie, L. (2018) Supporting Older People Using Attachment- Informed and Strengths-Based
Approaches. London: Jessica Kingsley Press.
40 Golding, K. (2017) Nurturing Attachments Training Resource: Running Parenting Groups for Adoptive Parents
accessible but contains many outright errors alongside confused oversimplifications. Pearce, J. (2009) A Short
Introduction to Attachment and Attachment Disorder. London: Jessica Kingsley Press. Even in otherwise good
works there are major errors, such as the conflation of controlling-punitive/controlling-caregiving with Reactive
Attachment Disorder in Howe, D., Brandon, M., Hinings, D., & Schofield, G. (1999) Attachment Theory, Child
Maltreatment and Family Support: A Practice and Assessment Model. London: Palgrave, pp.135–6. A decade
later, these problems were corrected in Howe, D. (2011) Attachment Across the Lifecourse: A Brief Introduction.
London: Palgrave.
42 E.g. Perry, B. (2001) Attachment: the first core strength. Early Childhood Today, 16(2): ‘Attachment is the cap-
At first sight it seems curious that many hostile academic discussions of attachment re-
search, such as those of Vicedo (Chapter 1) and anthropologist critics (Chapter 2), possess
the same three qualities: they mistake technical for ordinary language (e.g. regarding the
meaning of ‘sensitivity’); recent attachment research is ignored in favour of classic state-
ments by Bowlby; and the findings of meta-analyses are neglected. However, these qualities
are less mysterious in light of Keller’s reflection (Chapter 2) that such critiques of attach-
ment research are, at least in part, a proxy for criticism of the uses of attachment discourse
in child welfare contexts. In this regard, a limitation of the work of White and colleagues is
that they lean on statements by Vicedo that homogenise and caricature attachment research
and its applications. Though White and colleagues refer to ethnographic observations and
scrutinise several court reports, the empirical basis for their claims about the uses of attach-
ment remains relatively limited.
their reports. Explaining this stance, some of the social workers stated that identification of
individual differences in attachment, such as disorganised attachment, required specialist
assessment training which they did not have. Many expressed concern over being challenged
on their expertise in court if they used such terms. Another set of concerns raised by inter-
viewees was that many felt that using attachment terminology was inappropriate, as it may
be inaccessible to families and unhelpful or misleading for other practitioners:
I try not to put labels on, this child is suffering disorganised or ambivalent attachment,
I think in terms of your theory . . . you know what you’re looking for in a secure attachment
and you know when it’s not good! But it’s focusing more on the behaviours and what the
behaviours will be telling you as opposed to sticking a label, an attachment theory label on
it. Because it’s just words, we need to understand what that means for these children and
Whilst much rarer amongst those interviewed, a few social workers stated that they did use
attachment classifications in their written reports despite not having trained in conducting
attachment assessments or carried out formal attachment assessments in these cases.
Practitioners drew on attachment language in responding to the two vignettes. There
was a good deal of confused use of attachment terminology in these responses. Examples
included: talking about the ‘strength’ of attachment, reasoning about ‘poor’ attachment,
conflating attachment with love, using the terms ‘attachment difficulties’ and ‘attachment dis-
orders’ interchangeably, and confusion about whether a child can be attached at all to a mal-
treating caregiver. This does support the concerns White and colleagues have raised about the
use and understanding of attachment. However, what was also clear from the interviews was
that many social workers were reflective about the limitations of their knowledge and of the
version of attachment theory in circulation within child welfare contexts. We were told:
I think it [attachment theory] can be vague and I think it can be overused by people, or
not always used appropriately. So I sometimes read reports or I hear professionals talking
about bad attachment and good attachment, and I understand what they’re talking about
but I don’t think it really explains anything.
One of the reasons I don’t like using that word [attachment] too much is because I think
it’s widely kind of used in, if not, it might be harsh to say it’s misused but it’s used in lots of
different ways and so you can’t really be confident that you’re talking about the same thing
when you talk to people.
In another study, led by Barry Coughlan, we asked practitioners from various clinical
services (including child and adolescent mental health, neurodevelopmental teams, and
primary care) to discuss cases they perceived as ‘attachment-related’ versus ‘neurodevelop-
mental’. This was part of a broader study of how clinicians distinguish autism, ADHD, and
attachment-related difficulties, drawing on interviews and examination of clinical records
from children’s mental health services. Regarding neurodevelopmental conditions, clin-
icians tended to lean on psychiatric nosology and standardised assessments to buttress their
formulations. Yet these frames of reference did not seem available or desirable to clinicians
when thinking about attachment-related cases. Instead, practitioners tended to place greater
weight on unstructured observations and the non-standardised taking of a developmental
history. In interview, few clinicians used standardised attachment assessments. In fact, ref-
erences to attachment literature were relatively sparse in the interviews, though several
550 Conclusion
clinicians described keeping attachment ‘in mind’ alongside the array of other frameworks
when making decisions about case conceptualisation and intervention planning. However,
they tended to be vague about what behaviours would prompt them to think about attach-
ment. Instead, attachment theory seemed to be drawn in when clinicians had other evidence
of insufficient care or maltreatment, or where there was a discrete precipitating event such as
a major separation. Most practitioners indicated a preference for the general phrase ‘attach-
ment difficulties’ over the technical clinical term ‘attachment disorder’. But practitioners did
not seem confident in articulating the difference between these terms. Practitioners were
also unsure what interventions or support should be offered for families where attachment
was identified as a relevant issue.44
Finally, in a third study, led by Helen Beckwith, we used Q-methodology to examine the
perspectives held about attachment concepts and research findings among two groups: (i)
44 See also Alexander, S.L., Frederico, M., & Long, M. (2018) Attachment and children with disabilities: know-
ledge and views of early intervention professionals. Children Australia, 43(4), 245–54; Morison, A., Taylor, E., &
Gervais, M. (2019) How a sample of residential childcare staff conceptualize and use attachment theory in practice.
Child & Youth Services, 1(25).
45 See also Oppenheim, D. & Goldsmith, D.F. (2007) Attachment theory in clinical work with children: bridging
the gap between research and practice. Journal of Canadian Academic Child and Adolescent Psychiatry,
16(4), 186–7.
46 See also Wastell, D. & White, S. (2017) Blinded by Science: The Social Implications of Epigenetics and
positive about the relevance of existing attachment assessments. Researchers held that at
root, attachment is a dyadic and relational phenomenon, for all that it can stabilise with de-
velopment. Clinicians agreed in principle that attachment is dyadic in nature, but regarded
this as rather immaterial in clinical services structured by individual diagnoses and labels.
Though these are just indications of some initial findings, already they suggest some provi-
sional conclusions. They indicate that researchers and practitioners have many important
points of convergence; that divergences in perspective often express the specific and different
demands of the research and clinical contexts; and that there is appetite from both sides to
improve the precision with which attachment theory is used in clinical practice with chil-
dren. One line of future collaborative work may be efforts to validate the use of attachment
assessments in applied contexts, to see if they can demonstrate benefits compared to assess-
ment as usual. Another may be efforts to make the findings of attachment research more
As we saw in the above section, White and colleagues advocate for a better understanding
of attachment research among practitioners, to help counteract the dangers of the distorted
and deadened version currently in circulation, and especially the dependence on assump-
tions from Bowlby’s early writings. Yet, in their book, they offer little discussion of changes
in attachment research over time or diversity among attachment researchers.47 Relevant to
their concerns are discussions that have been taking place among attachment researchers
themselves about what within attachment research remains lively and what is fading from
view. These discussions have a long history, even if they have become especially salient in the
past few years.
In the late 1980s, van IJzendoorn sought to characterise the contemporary state of at-
tachment research in terms from the philosophy of science. He drew distinctions between
research paradigms as characterised, by degrees, in terms of ‘formation’, ‘construction’, ‘sat-
uration’, and ‘exhaustion’.48 In ‘formation’, research is starting up, exploring the possibility of
a programme of work. In the ‘construction’ stage, research is focused on the verification of
bold hypotheses, and social communication in a growing community is facilitated by pa-
pers and symposia. There is a dancing, exhilarating sense of excitement and discovery to the
work, alongside endless hard work. In ‘saturation’, research is focused on developing consist-
encies and responding to inconsistencies in the theory, journals are established to formalise
the field, and ideas from research get applied in practice in ways that do not feed back into
further scientific developments. In this stage, the big discoveries seem to have been made,
and empirical work becomes increasingly about filling in gaps and qualifying effect sizes.
47 White and colleagues do praise the work of Fonagy and colleagues for advocating a shift ‘away from instinct
and into interaction, and the social and psychological circumstances in which the mother and infant may find
themselves’. White, S., Gibson, M., Wastell, D., & Walsh, P. (2019) Reassessing Attachment Theory in Child Welfare.
Bristol: Psychology Press. However, the characterisation of attachment research as focused on instincts is half a
century out of date (Chapter 1). And Fonagy gives no more attention to interaction and social and psychological
circumstances than many attachment researchers.
48 Van IJzendoorn, M.H. & Tavecchio, L.W.C. (1987) The development of attachment theory as a Lakatosian re-
search program. In L.W.C. Tavecchio & van IJzendoorn, M.H. (eds) Attachment in Social Networks: Contributions
to the Bowlby–Ainsworth Attachment Theory (pp.3–31). New York: Elsevier Science, Table 1.
552 Conclusion
49 Ibid. p.16.
50 E.g. Bailey, H.N., Tarabulsy, G.M., Moran, G., Pederson, D.R., & Bento, S. (2017) New insight on intergenera-
tional attachment from a relationship-based analysis. Development & Psychopathology, 29(2), 433–48.
51 Harkness, S. (2015) The strange situation of attachment research: a review of three books. Reviews in
57–61, p.57. Thompson likewise has marked the standing of attachment research in this period, commenting in
2000 that attachment has been ‘the dominant approach to understanding early socioemotional and personality
development during the past quarter-century of research’. Thompson, R.A. (2000) The legacy of early attachments.
Child Development, 71(1), 145–52, p.145.
The exhaustion of attachment research? 553
In a watershed development in 2016, the National Institute of Mental Health in the USA
removed the Ainsworth Strange Situation from its list of recommended procedures for pub-
licly funded mental health research, citing the debt of attachment theory to psychoanalysis
and its tendency to ‘reify . . . theoretical claims’ as essential problems with the paradigm.53
The framing of this decision was striking: in contrast to other judgements in the document,
the exclusion of the Strange Situation was made without any justification in terms of any
of the scientific criteria identified by the National Institute of Mental Health as relevant to
recommendations, such as psychometric properties, longitudinal stability, standardised
administration, and cultural specificity. Instead, it was simply asserted that the Strange
Situation was an invalid measure. And a letter of query led by Lyons-Ruth was ignored by
the National Institute of Mental Health.54 From the information available, it would appear
that the Strange Situation has been rejected for public funding on the basis of the disfavour
53 National Institute of Mental Health (2016) Behavioral assessment methods for RDoC constructs. https://
www.nimh.nih.gov/about/advisory-boards-and-groups/namhc/reports/behavioral-assessment-methods-for-
rdoc-constructs.shtml.
54 Lyons-Ruth, K., Belsky, J., Booth-LaForce, C., et al. (2016) Letter to Joshua Gordon—Director of NIMH and
Sarah Morris—Acting Director of the RDoC Unit, responding to the behavioral assessment methods for RDoC
constructs. Unpublished letter shared by Karlen Lyons-Ruth.
55 The work of Cicchetti, Rogosch, Toth, and colleagues (Chapter 4) provides one illustration. The work of
van IJzendoorn, Bakermans-Kranenburg, and colleagues offers another. See Kok, R., Thijssen, S., Bakermans-
Kranenburg, M.J., et al. (2015) Normal variation in early parental sensitivity predicts child structural brain
development. Journal of the American Academy of Child & Adolescent Psychiatry, 54(10), 824–31; Bakermans-
Kranenburg, M.J. & van IJzendoorn, M.H. (2015) The hidden efficacy of interventions: gene × environment ex-
periments from a differential susceptibility perspective. Annual Review of Psychology, 66, 381–409.
56 Fonagy, P. & Campbell, C. (2015) Bad blood revisited: attachment and psychoanalysis, 2015. British Journal
of Psychotherapy, 31(2), 229–50. This paper represents thinking with a wider group of colleagues also reported
in Fonagy, P., Luyten, P., Allison, E., & Campbell, C. (2017) What we have changed our minds about: Part 2.
Borderline personality disorder, epistemic trust and the developmental significance of social communication.
Borderline Personality Disorder and Emotion Dysregulation, 4(1), 9. In the USA, there have likewise been claims
that the field of attachment research is moving from saturation to exhaustion. Waters and colleagues have reported
a growing perception of attachment research among some American colleagues that ‘There is some great work
there. But it is a mature field now and I think all the big studies have been done’. Waters, E., Petters, D., & Facompre,
D. (2013) Epilogue: reflections on a special issue of attachment & human development in Mary Ainsworth’s 100th
year. Attachment & Human Development, 15(5–6), 673–81.
554 Conclusion
by fluidity and precarity.57 Fonagy and Campbell also argue that whilst correlations be-
tween caregiving, attachment, and mental health have been in the expected direction across
thousands of studies, the associations have been less strong than Bowlby appeared to pre-
dict. Furthermore, the sciences on which attachment theory was erected have moved on.58
Fonagy and Campbell acknowledge that attachment research has brought valuable atten-
tion to the question of the evolutionary function of mental health and illness. However, they
feel that since Main’s concept of conditional strategies, the dialogue between attachment re-
search and evolutionary biology has generally petrified (though Belsky and Crittenden are
cited favourably as exceptions).59 Fonagy and Campbell argue that developments in evo-
lutionary biology in thinking about cultural or gene–culture co-evolution models seem to
have passed by attachment research, which is looking rather old-fashioned.60
Ultimately, Fonagy and Campbell predict not a replacement of the developmental trad-
57 See e.g. Bauman, Z. (2000) Liquid Modernity. Cambridge: Polity Press; Weeks, J. (2015) Beyond the categories.
theory and psychoanalytic thought. Journal of the American Psychoanalytic Association, 55(2), 411–56: ‘Advances
in the sciences to which Bowlby’s ideas are coupled dictate a reconsideration’ (420).
59 Fonagy, P. (2016) The role of attachment, epistemic trust and resilience in personality disorder: a trans-
work. In J. Cassidy & P.R. Shaver (2018) Handbook of Attachment: Theory, Research, and Clinical Applications, 3rd
edn (pp.91–116). New York: Guilford. However, Simpson and Belsky themselves readily acknowledge that attach-
ment research has been slow to absorb developments in modern evolutionary theory. This issue is also discussed
in Granqvist, P. (2020) Attachment, culture, and gene-culture co-evolution: expanding the evolutionary toolbox.
Attachment & Human Development, 2 January, 1–24.
61 Fonagy, P. & Campbell, C. (2015) Bad blood revisited: attachment and psychoanalysis, 2015. British Journal of
ories: is psychoanalytic theory truly different. Psychoanalytic Inquiry, 19(4), 448–80: ‘Attachment theory, far closer
to empirical psychology with its positivist heritage, has been in some ways method-bound over the past 15 years.
Its scope was determined less by what fell within the domain defined by relationship phenomena involving a
caretaking-dependent dyad and more by the range of groups and behaviors to which the preferred mode of ob-
servation, the strange situation, the adult attachment interview, and so forth, could be productively applied. This
sheltered the theory from a range of ideas’ (472).
63 Fonagy, P., Gergely, G., & Target, M. (2007) The parent–infant dyad and the construction of the subjective self.
something of the air of a challenge, more than simply a statement of beliefs about the future.
Some similar points about the limitations of attachment research have been made by Pehr
Granqvist, who sees them as areas for renewal and revision of the paradigm, rather than
as evidence of exhaustion.64 Though not explicitly mentioned by Fonagy and Campbell or
by Granqvist, a factor in the wider context of their appraisal of the state of attachment as a
paradigm is the retirement of the second generation of attachment researchers. The infra-
structure built by this generation has been inherited in recent years by a new generation
of research leaders.65 Some examples, among many, in the developmental tradition include
Sheri Madigan, Pasco Fearon, Carlo Schuengel, Chantal Cyr, and Glenn Roisman; in the
social psychological tradition Chris Fraley, Omri Gillath, and Gurit Birnbaum. Granqvist
pursues work in both developmental and social psychology, making use of each set of at-
tachment measures. Patrick Luyten and others represent a younger cohort of researchers on
64 Granqvist, P. (2020) Attachment, Religion, and Spirituality: A Wider View. New York: Guilford. Granqvist ad-
mits that, compared to the past, ‘I am less optimistic about the prospect of attachment theory . . . This is because
of attachment theory’s conceptual boundaries, its rudimentary defense mechanisms, and the attachment research
habit of “cross-tabulating” people into types (secure versus insecure and organized versus disorganized), despite
no individual being reducible to a type. Although these features have indisputably contributed to attachment
theory’s prosperity as an empirical research program, the attachment framework remains somewhat schematic
and impoverished.’ Unlike Fonagy and colleagues, Granqvist is firmly of the view, however, that these matters
can be resolved through innovations within attachment theory and research, and especially from renewed cross-
fertilisation with developments in evolutionary theory.
65 On the concept of infrastructures see Star, S.L. (1999) The ethnography of infrastructure. American Behavioral
Scientist, 43, 377–91; Berlant, L. (2016) The commons: infrastructures for troubling times. Environment and
Planning D: Society and Space, 34(3), 393–419.
66 E.g. Haltigan, J.D. & Roisman, G.I. (2015) Infant attachment insecurity and dissociative symptom-
atology: findings from the NICHD Study of Early Child Care and Youth Development. Infant Mental Health
Journal, 36(1), 30–41.
67 Van IJzendoorn is perhaps best regarded as generation 2.5. He learnt the Strange Situation from Brian Vaughn
and Mary Main and first met Ainsworth only at an AAI training with Main in the late 1980s. As well as his ten-
dency to be an early adopter of new technologies and quantitative methodologies, some ‘third-generation’ char-
acteristics to van IJzendoorn’s work may stem from the closeness of his collaboration with his former students
Marian Bakermans-Kranenburg and Femmie Juffer. He has also mentored and in turn learnt from collaborations
with Madigan and Fearon.
556 Conclusion
a task of filtering and sorting, of deciding between alternative pasts and the different futures
they might make possible. Inheriting effectively is hard and takes courage. In a sense, the
third generation of leaders of attachment research need to figure out together what genre of
story they are in. Is it a swashbuckler? Fonagy and Campbell seem willing to battle on deck.
Is it a dystopian story of complicity with oppressive state power, as critics such as White and
colleagues suggest? Is it a mystery, with new questions, methods, or interdisciplinary collab-
orations drawing the paradigm back towards the stages of construction and formation?
Will the story be an elegy, in which the present is oriented only towards the achievements
of the past? It looks not. So far, the early chapters are of a coming-of-age story. Ainsworth’s
immediate students remained loyal to the four-category system. Yet as we saw in Chapter 4,
renegotiation of this position seems to have a symbolic role, as a banner marking the pres-
ence of some new leaders, who now hold the datasets and the research agenda.68 There are
68 See e.g. Raby, L., Verhage, M.L., Fearon, R.P.M., et al. (2019) The latent structure of the Adult Attachment
Interview: large sample evidence from the Collaboration on Attachment Transmission Synthesis. Paper presented
at Biennial Meeting of the Society for Research in Child Development, Baltimore, 21–23 March. On the symbolic
work demanded in the constitution of a generation see Eyerman, R. & Turner, B.S. (1998) Outline of a theory of
generations. European Journal of Social Theory, 1, 91–106; Purhonen, S. (2016) Generations on paper: Bourdieu
and the critique of ‘generationalism’. Social Science Information, 55(1), 94–114.
69 Schuengel, C., Verhage, M., & Duschinsky, R. (2019) Representing attachment through meta-analyses: a
Many other lively areas of research have been discussed in previous chapters. Two of par-
ticular note are the growth of attention to secure base scripts and observations of secure
base/safe haven provision—with a cadre of talented younger researchers currently pursuing
a programme of work very much in the ‘construction’ stage (Chapter 2). Other lively areas of
research build from later research groups, to be considered in a later volume, and so would
not make sense to discuss here. This includes extensive research using biomedical measures,
in acknowledgement of the embodied aspects and underpinnings of attachment relation-
ships. This was touched on in Chapter 4, discussing the work of Dante Cicchetti. In making
a selection, Individual Participant Data meta-analysis, security priming, and intervention
research have been chosen as illustrations because they capitalise precisely on the maturity
of the field’s theory and methods discussed in this book, whilst also reflecting the changing
priorities and methodological infrastructure of attachment research as an area of science
A first area of particular vitality in contemporary attachment research has made use pre-
cisely of the advantages of ‘saturation’. Over the decades, attachment research on young
children has used the labour-intensive Strange Situation or measures adapted from it like
the MacArthur preschool system70 or the Preschool Assessment of Attachment.71 This has
permitted the accumulation of thousands of relatively small-scale studies that provide little
pieces of the puzzle. Each on its own is unable to offer confident guidance for interventions
with families, justify commissioning decisions, or inform policy to protect and support
young children. Attachment researchers, particularly van IJzendoorn and colleagues, were
early adopters of meta-analysis as a methodology for studying the overall effect sizes iden-
tified by these numerous small studies and for examining factors accounting for variance in
effect sizes between studies.72 There were also attempts to pool data from different studies
more directly in order to increase statistical power and explore potential moderating fac-
tors.73 This offered a richer array of variables and greater depth than reliance on the pub-
lished record as in traditional meta-analysis. Data pooling permits investigations that are
wider than single studies and deeper than traditional meta-analyses. However, data pooling
efforts in attachment research foundered in the 1990s, in part because the statistical tech-
niques for multilevel modelling were not available to developmental psychologists. Instead,
the use of traditional meta-analyses flourished.74
70 Cassidy, J. & Marvin, R., with the MacArthur Network on Attachment in the Preschool Years (1992)
Attachment organisation in pre-school children: procedures and coding manual. Unpublished manuscript.
71 Crittenden, P.M. (1981) The Pre-School Assessment of Attachment Coding Manual. Miami: Family Relations
Institute.
72 Van IJzendoorn, M.H., Goldberg, S., Kroonenberg, P.M., & Frenkel, O.J. (1992) The relative effects of ma-
ternal and child problems on the quality of attachment: a meta-analysis of attachment in clinical samples. Child
Development, 63(4), 840–58. See also van IJzendoorn, M.H., Bakermans-Kranenburg, M.J., & Alink, L.R.A. (2011)
Meta-analysis in developmental science. In B. Laursen, T.D. Little, & N.A. Card (eds) Handbook of Developmental
Research Methods (pp.667–86). New York: Guilford.
73 Lamb, M.E., Sternberg, K.J., & Prodromidis, M. (1992) Nonmaternal care and the security of infant mother
attachment: a reanalysis of the data. Infant Behavior & Development, 15(1), 71–83.
74 Another factor may have been that attitudes among researchers were not yet favourable to data sharing—a
situation that has, by degrees, shifted in recent years. Tenopir, C., Dalton, E.D., Allard, S., et al. (2015) Changes in
data sharing and data reuse practices and perceptions among scientists worldwide. PLoS One, 10(8), e0134826.
558 Conclusion
One recent such meta-analysis was completed by Verhage and the Collaboration
on Attachment Transmission Synthesis in 2016.75 The researchers examined the asso-
ciation between AAI for parents and Strange Situation classifications for dyads from
95 samples, with 4,819 participants in total. They found that the association between
secure-autonomous state of mind on the AAI and secure attachment in the Strange
Situation was r = .31 and for unresolved state of mind to disorganised infant attach-
ment r = .21. This was very substantially down from the meta-analysis conducted by van
IJzendoorn in 1995 (r = .47 and r = .31, respectively).76 Caregivers with dismissing states
of mind were more likely to have avoidant attachment relationships and less likely to
have secure attachment relationships, but they were no less likely than other caregivers
to be part of dyads receiving an ambivalent/resistant classification. Similarly, preoccu-
pied states of mind were associated with more ambivalent/resistant and fewer secure,
75 Verhage, M., Schuengel, C., Madigan, S., et al. (2016) Narrowing the transmission gap. Psychological Bulletin,
142(4), 337–66.
76 Van IJzendoorn, M.H. (1995) Adult attachment representations, parental responsiveness, and infant
attachment—a meta-analysis on the predictive validity of the Adult Attachment Interview. Psychological Bulletin,
117(3), 387–403.
77 Crittenden, P.M., Partridge, M.F., & Claussen, A.H. (1991) Family patterns of relationship in normative and
dysfunctional families. Development & Psychopathology, 3(4), 491–512; Shah, P.E., Fonagy, P., & Strathearn, L.
(2010) Is attachment transmitted across generations? The plot thickens. Clinical Child Psychology and Psychiatry,
15(3), 329–45; Kondo-Ikemura, K., Behrens, K., Umemura, T., & Nakano, S. (2018) Japanese mothers’ prebirth
Adult Attachment Interview predicts their infants’ response to the Strange Situation procedure. Developmental
Psychology, 54(11), 2007–2015.
78 See also Bernier, A., Matte-Gagné, C., Bélanger, M.-È., & Whipple, N. (2014) Taking stock of two decades of
attachment transmission gap: broadening the assessment of maternal behavior. Child Development, 85(5), 1852–
65; van IJzendoorn, M.H. & Bakermans-Kranenburg, M.J. (2019) Bridges across the intergenerational transmis-
sion of attachment gap. Current Opinion in Psychology, 25, 31–6.
Individual Participant Data meta-analysis 559
79 Verhage, M.L., Fearon, R.P., Schuengel, C., et al. (2018) Examining ecological constraints on the intergen-
erational transmission of attachment via Individual Participant Data meta-analysis. Child Development, 89(6),
2023–37.
80 Verhage, M.L., Fearon, R.P., Schuengel, C., et al. (2019) Does risk background affect intergenerational trans-
mission of attachment? Testing a moderated mediation model with IPD. Paper presented at Biennial Meeting of
the Society for Research in Child Development, Baltimore.
81 Raby, L., Verhage, M.L., Fearon, R.P.M., et al. (2019) The latent structure of the Adult Attachment
Interview: large sample evidence from the Collaboration on Attachment Transmission Synthesis. Paper presented
at Biennial Meeting of the Society for Research in Child Development, Baltimore, 21–23 March.
560 Conclusion
away their scale scores. That has certainly been the case for some research groups in the
developmental attachment tradition: a third of eligible laboratories did not contribute data
to the Collaboration on Attachment Transmission Synthesis. But enough may have been
preserved to make application of Individual Participant Data meta-analysis a feasible and
fruitful possibility for the social psychological tradition and for answering other questions
in the developmental tradition. Work is currently underway, for example, to assemble an
Individual Participant Dataset for randomised control trials of attachment-based interven-
tions. The ambition is to ask questions with greater power and precision than have been
possible before, about what works for whom, and how, in supportive interventions with
families.82
Security priming
82 Schuengel, C., Verhage, M., & Duschinsky, R. (2019) Representing attachment through meta-analyses: a
the organization of infant–mother attachment at one year of age. Child Development, 62(5), 891–905, p.902.
84 E.g. Thompson, R.A. & Raikes, H.A. (2003) Toward the next quarter-century: conceptual and methodological
has increasingly spanned the divide between developmental and social traditions of attachment research, e.g.
Bosmans, G., Van de Walle, M., Goossens, L., & Ceulemans, E. (2014) (In)variability of attachment in middle
childhood: secure base script evidence in diary data. Behavior Change, 31, 225–42; Vandevivere, E., Bosmans, G.,
Roels, S., Dujardin, A., & Braet, C. (2018) State trust in middle childhood: an experimental manipulation of ma-
ternal support. Journal of Child and Family Studies, 27(4), 1252–63.
86 E.g. Baldwin, M.W., Carrell, S.E., & Lopez, D.F. (1990) Priming relationship schemas: my advisor and the Pope
are watching me from the back of my mind. Journal of Experimental Social Psychology, 26(5), 435–54. Attachment
styles have been conceptualised by researchers in the social psychological tradition as having trait-like and state-
like qualities, e.g. Fraley, R.C. & Roberts, B.W. (2005) Patterns of continuity: a dynamic model for conceptual-
izing the stability of individual differences in psychological constructs across the life course. Psychological Review,
112(1), 60–74.
Security priming 561
across their relationships. Despite this diversity, participants reported more relationships
that fitted with their global attachment style. Baldwin and colleagues also found that this
global attachment style was influential for shaping self-report of dating preferences. Priming
secure, avoidant, and anxious experiences did not influence self-report global attachment
style. But the researchers did find that priming altered reported dating preferences among
their participants, for instance with a prime for avoidance decreasing the attractiveness of a
partner offering an intimate and committed relationship.87
The findings suggested to Baldwin and colleagues that a person’s global attachment style
is generally more accessible for informing semantic appraisals. However, other information
about attachment experiences, which could inform alternative attachment styles, is poten-
tially available in the hierarchical network, and specific cues in the environment may in-
fluence this availability. The qualities of an avoidant relationship, for example, may make
87 Baldwin, M.W., Keelan, J.P.R., Fehr, B., Enns, V., & Koh-Rangarajoo, E. (1996) Social-cognitive conceptu-
alization of attachment working models: availability and accessibility effects. Journal of Personality and Social
Psychology, 71(1), 94–109.
88 Mikulincer, M. & Arad, D. (1999) Attachment working models and cognitive openness in close relation-
ships: a test of chronic and temporary accessibility effects. Journal of Personality and Social Psychology, 77, 710–25.
89 In a recent study, Hudson and Fraley reported intriguing findings that repeatedly priming attachment anx-
iety over time contributed to reduced anxiety on the ECR over time, no less than repeated priming attachment
security. The researchers concluded that repeated priming of attachment anxiety or attachment security offered
participants the opportunity to reflect on their overall network of associations, contributing to change in the global
attachment style. Hudson, N.W. & Fraley, R.C. (2018) Moving toward greater security: the effects of repeatedly
priming attachment security and anxiety. Journal of Research in Personality, 74, 147–57.
90 Mikulincer, M., Gillath, O., Halevy, V., Avihou, N., Avidan, S., & Eshkoli, N. (2001) Attachment theory and
reactions to others’ needs: evidence that activation of the sense of attachment security promotes empathic re-
sponses. Journal of Personality and Social Psychology, 81(6), 1205–224; Mikulincer, M., Shaver, P.R., Gillath, O., &
Nitzberg, R.A. (2005) Attachment, caregiving, and altruism: boosting attachment security increases compassion
and helping. Journal of Personality and Social Psychology, 89(5), 817–39.
91 Gillath, O., Hart, J., Noftle, E.E., & Stockdale, G.D. (2009) Development and validation of a state adult at-
tachment measure (SAAM). Journal of Research in Personality, 43(3), 362–73; Gillath, O. & Karantzas, G. (2019)
Attachment security priming: a systematic review. Current Opinion in Psychology, 25, 86–95.
562 Conclusion
on priming has been that, in many domains, a prime seems able to produce prosocial ef-
fects for all participants that would otherwise only be limited to those with a secure attach-
ment style. For instance, Mikulincer and Shaver found that a secure attachment style and a
security prime contributed to greater tolerance towards out-groups.92 Mikulincer, Shaver,
Gillath, and Nitzberg reported that secure attachment style and a security prime contributed
to greater willingness to help someone in need.93 And Shaver, Mikulincer, Lavy, and Cassidy
found that a secure attachment style and a subliminal security prime could contribute to less
defensive and more constructive responses to feeling hurt by a romantic partner.94
However, some research has documented an interaction between attachment style and
a security prime. One suggestive finding reported by Mikulincer, Hirschberger, Nachmias,
and Gillath was that attachment insecurity can moderate the effect of a security prime on
positive mood. If a security prime is followed by visualisation of an experience of separ-
92 Mikulincer, M. & Shaver, P.R. (2001) Attachment theory and intergroup bias: evidence that priming the
secure base schema attenuates negative reactions to out-groups. Journal of Personality and Social Psychology, 81(1),
97–115.
93 Mikulincer, M., Shaver, P.R., Gillath, O., & Nitzberg, R.A. (2005) Attachment, caregiving, and al-
truism: boosting attachment security increases compassion and helping. Journal of Personality and Social
Psychology, 89(5), 817–39.
94 Shaver, P.R., Mikulincer, M., Lavy, S., & Cassidy, J. (2009) Understanding and altering hurt feelings: an
attachment-theoretical perspective on the generation and regulation of emotions. In A.L. Vangelisti (ed.) Feeling
Hurt in Close Relationships (pp.92–119). Cambridge: Cambridge University Press.
95 Mikulincer, M., Hirschberger, G., Nachmias, O., & Gillath, O. (2001) The affective component of the secure
base schema. Journal of Personality and Social Psychology, 81(2), 305–321, Study 7.
96 Mikulincer, M., Shaver, P.R., Sahdra, B.K., & Bar-On, N. (2013) Can security-enhancing interventions over-
come psychological barriers to responsiveness in couple relationships? Attachment & Human Development, 15(3),
246–60.
97 Ibid. p.257.
98 Mikulincer, M., Shaver, P.R., Bar-On, N., & Sahdra, B.K. (2014) Security enhancement, self-esteem threat,
and mental depletion affect provision of a safe haven and secure base to a romantic partner. Journal of Social and
Personal Relationships, 31(5), 630–50.
Security priming 563
Yet perhaps the most curious set of interactions between attachment style and priming
have been in relation to anxious attachment. Though, in general, security primes tend to
foster comfort, happiness, and more positivelyregarded behaviour, the interaction between
security priming and an anxious attachment style in several cases has had the opposite effect.
For example, Taubman-Ben-Ari and Mikulincer examined the effect of attachment style
and security priming on driving using a simulator. They found that an anxious attachment
style was associated with higher willingness to drive recklessly. Furthermore, whereas for
other participants a security prime reduced reckless driving, among participants with an
anxious attachment style the security prime increased recklessness.99 The researchers won-
dered whether the security prime was being interpreted by their participants as signalling
the availability of a secure base, contributing to overconfidence, without the feeling of being
cherished that would otherwise reduce willingness to endanger oneself. Mikulincer and col-
99 Taubman-Ben-Ari, O. & Mikulincer, M. (2007) The effects of dispositional attachment orientations and con-
textual priming of attachment security on reckless driving. Transportation Research Part F, 10, 123–38.
100 Mikulincer, M., Shaver, P.R., & Rom, E. (2011) The effects of implicit and explicit security priming on creative
Bosmans, G. (2017) The effects of cognitive bias modification training and oxytocin administration on trust in ma-
ternal support: study protocol for a randomized controlled trial. Trials, 18(1), 326. Granqvist has made extensive
use of priming in his research, though in studies using measures from the social psychological tradition, and not in
his research using measures from the developmental tradition.
102 E.g. Haltigan, J.D., Madigan, S., Bronfman, E., et al. (2019) Refining the assessment of disrupted maternal
communication: using item response models to identify central indicators of disrupted behavior. Development &
Psychopathology, 31(1), 261–77; Cadman, T., Belsky, J., & Fearon, R.M.P. (2018) The Brief Attachment Scale (BAS-
16): a short measure of infant attachment. Child: Care, Health and Development, 44(5), 766–75.
564 Conclusion
Intervention research
A third development has been the growing prominence of intervention research both for the
sake of clinical relevance and in order to articulate potential causal mechanisms. Description
of a variety of attachment-based interventions for families with children of different ages is
offered in the recent Handbook of Attachment-Based Interventions, edited by Howard and
Miriam Steele.104 A concern with interventions among attachment researchers is, of course,
far from new. Attachment theory was initially developed in a clinical context by Bowlby, and
VIPP was developed by Femmie Juffer, Marian Bakermans-Kranenburg, and Marinus van
IJzendoorn. It was first used in a randomised control trial in a sample of 130 families with
infants who had been internationally adopted in their first weeks of life. When the children
were 9–12 months, home visits were undertaken, during which sessions of video-feedback
were used to support parenting sensitivity. Whereas video-based instruction to parents had
103 Locke, E.A. (2015) Theory building, replication, and behavioral priming: where do we need to go from here?
system to examine the effective elements of attachment-based interventions. Paper presented at International
Attachment Conference, Vancouver, 19 July 2019.
Intervention research 565
106 Lambermon, M.W. & van IJzendoorn, M.H. (1989) Influencing mother–infant interaction through video-
taped or written instruction: evaluation of a parent education program. Early Childhood Research Quarterly, 4(4),
449–58.
107 Carter, S.L., Osofsky, J.D., & Hann, D.M. (1991) Speaking for the baby: a therapeutic intervention with ado-
lescent mothers and their infants. Infant Mental Health Journal, 12(4), 291–301.
108 Juffer, F. & Steele, M. (2014) What words cannot say: the telling story of video in attachment-based interven-
attachment: a review of the effects of attachment-based interventions on maternal sensitivity and infant security.
Journal of Child Psychology and Psychiatry, 36(2), 225–48; Bakermans-Kranenburg, M.J., van IJzendoorn, M.H.,
& Juffer, F. (2003) Less is more: meta-analyses of sensitivity and attachment interventions in early childhood.
Psychological Bulletin, 129(2), 195–215.
111 Bakermans-Kranenburg, M.J., Juffer, F., & van IJzendoorn, M.H. (2019) Reflections on the mirror: on video-
feedback to promote positive parenting and infant mental health. In C. Zeanah (ed.) Handbook of Infant Mental
Health, 4th edn (pp.527–42). New York: Guilford.
566 Conclusion
the information and feedback from the first four.112 Issues around sensitive discipline of the
child are also addressed, helping the caregiver provide non-coercive discipline and positive
reinforcement, to de-escalate tantrums, and achieve empathy and consistent limit-setting
for the child.
In a first evaluation of VIPP with 130 families, the researchers found that compared to the
control group receiving treatment as usual, the intervention enhanced sensitivity as meas-
ured by Ainsworth’s scale. The dyads were also less likely to receive a disorganised attach-
ment classification on the basis of the child’s behaviour in the Strange Situation procedure.113
In a later trial with 237 families with toddlers with externalising behaviour problems, the
mothers who completed VIPP showed more sensitive discipline, and their children showed
fewer conduct problems at a later follow-up.114 A process evaluation revealed that neither
mothers nor home visitors were able to anticipate the relative effectiveness of the interven-
112 Juffer, F., Bakermans- Kranenburg, M.J., & van IJzendoorn, M.H. (eds) (2008) Promoting Positive
Parenting: An Attachment-Based Intervention. New York: Psychology Press.
113 Juffer, F., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2005) The importance of parenting in the
development of disorganized attachment: evidence from a preventive intervention study in adoptive families.
Journal of Child Psychology and Psychiatry, 46(3), 263–74.
114 Klein Velderman, M., Bakermans-Kranenburg, M.J., Juffer, F., Van Ijzendoorn, M.H., Mangelsdorf, S.C., &
Zevalkink, J. (2006) Preventing preschool externalizing behavior problems through video-feedback intervention
in infancy. Infant Mental Health Journal, 27(5), 466–93. However, both maternal discipline practices and child be-
havioural problems seem to have been independently affected by the intervention. Analysis did not suggest effects
of maternal discipline on child behaviour. See Mesman, J., Stoel, R., Bakermans-Kranenburg, M.J., et al. (2009)
Predicting growth curves of early childhood externalizing problems: differential susceptibility of children with
difficult temperament. Journal of Abnormal Child Psychology, 37(5), 625–36, p.633.
115 Stolk, M.N., Mesman, J., van Zeijl, J., et al. (2008) Early parenting intervention aimed at maternal sensitivity
sensitive discipline in mothers of 1 to 3 year-old children at risk for externalizing behavior problems: a randomized
controlled trial. Journal of Consulting and Clinical Psychology, 74(6), 994–1005. Subsequent research has compli-
cated this picture: Euser, S., Alink, L.R., Stoltenborgh, M., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H.
(2015) A gloomy picture: a meta-analysis of randomized controlled trials reveals disappointing effectiveness of
programs aiming at preventing child maltreatment. BMC Public Health, 15(1), 1068. ‘The “less is more” effect in
attachment-based interventions found by Bakermans-Kranenburg and colleagues seems only partly applicable to
programs aimed at reducing or preventing child maltreatment. We found a curvilinear association with program
duration and number of program sessions. Programs with a moderate duration (6–12 months) or a moderate
number of sessions (16–30) yielded significantly higher effect sizes compared to shorter or longer programs and
programs with fewer or more sessions’ (11). Additionally, initial research suggests that parent learning disabilities
and child physical disabilities may moderate the capacity of VIPP to increase caregiver sensitivity or sensitive dis-
cipline, though other benefits were identified from the intervention. Platje, E., Sterkenburg, P., Overbeek, M., Kef,
S., & Schuengel, C. (2018) The efficacy of VIPP-V parenting training for parents of young children with a visual or
visual-and-intellectual disability: a randomized controlled trial. Attachment & Human Development, 20(5), 455–
72; Hodes, M.W., Meppelder, M., de Moor, M., Kef, S., & Schuengel, C. (2018) Effects of video-feedback inter-
vention on harmonious parent–child interaction and sensitive discipline of parents with intellectual disabilities: a
randomized controlled trial. Child: Care, Health and Development, 44(2), 304–311.
117 Bakermans-Kranenburg, M.J., Juffer, F., & Van IJzendoorn, M.H. (2019) Reflections on the mirror: on video-
feedback to promote positive parenting and infant mental health. In C. Zeanah (ed.) Handbook of Infant Mental
Health, 4th edn (pp.527–42). New York: Guilford.
Intervention research 567
the case remains an outstanding question. VIPP focuses on increasing caregiver sensitivity,
and caregiver sensitivity has only a very weak association with disorganised attachment.
One proposal put forward by Out, Bakermans-Kranenburg, and van IJzendoorn, building
on Main and Hesse’s thinking, is that the intervention directs the caregiver’s attention to the
child, which reduces absorption and the intrusion of unresolved memories and affects.118
This proposal remains to be tested. However, some supportive evidence is available: an inter-
vention focused on supporting caregiver attention to the child’s experience—Minding the
Baby—reduced rates of disorganised attachment without impacting PTSD symptoms.119
Such findings suggest that the behavioural and attentional focus on the here-and-now of
the child supported by VIPP may reduce disorganised attachment because it helps care-
givers avoid absorption or mental states that may prompt the intrusion of segregated sys-
tems. An alternative explanation, implied by the researchers working on Minding the Baby,
118 Out, D., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H. (2009) The role of disconnected and ex-
tremely insensitive parenting in the development of disorganized attachment: validation of a new measure.
Attachment & Human Development, 11(5), 419–43, p.438.
119 Slade, A., Holland, M.L., Ordway, M.R., et al. (2019) Minding the Baby®: enhancing parental reflective func-
tioning and infant attachment in an attachment-based, interdisciplinary home visiting program. Development &
Psychopathology, 32(1), 123–37.
120 See also Tereno, S., Madigan, S., Lyons-Ruth, K., et al. (2017) Assessing a change mechanism in a randomized
home-visiting trial: reducing disrupted maternal communication decreases infant disorganization. Development
& Psychopathology, 29(2), 637–49.
121 Dozier, M. & Bernard, K. (2017) Attachment and Biobehavioral Catch-up: addressing the needs of infants
and toddlers exposed to inadequate or problematic caregiving. Current Opinion in Psychology, 15, 111–17.
122 Dozier, M. & Infant Caregiver Project (2016) Attachment and Biobehavioral Catch-up for Infants Who Have
Experienced Early Adversity (ABC-1). Intervention Manual. Unpublished manuscript; Dozier, M. & Bernard,
K. (2019) Coaching Parents of Vulnerable Infants: The Attachment and Biobehavioral Catch- up Approach.
New York: Guilford. For the adaptation of ABC for toddlers the focus on avoidance of intrusive, harsh, or frighten-
ing behaviours is partially supplanted by, partly incorporated within, a focus on encouraging parents to collaborate
with their children in regulating difficult emotions.
568 Conclusion
anticipated that this would contribute to a child’s capacity for self-regulation.123 And Main
and Hesse argued that alarming caregiver behaviour disrupts the capacity of the child to co-
ordinate attention and behaviour in making coherent use of the caregiver, either directly or
conditionally, as a secure base and safe haven.
As the first attachment-based intervention, STEEP had a broad set of goals and a broad rep-
ertoire of intervention strategies, as the relationship between attachment theory and interven-
tion science was just getting started (Chapter 4). By contrast, the focus of ABC on only three
concerns represents a fierce, hard-earned, and specific theoretical security. One consequence is
that training in delivering the intervention can be completed in two days. Another consequence
is that the large majority of those interested to train as parent coaches can do so and gain certi-
fication following a fidelity test: potential coaches are screened out only if they find it difficult to
make in-the-moment comments to parents, or if they show a dismissing state of mind regarding
123 Bernard, K., Meade, E.B., & Dozier, M. (2013) Parental synchrony and nurturance as targets in an attach-
ment based intervention: building upon Mary Ainsworth’s insights about mother–infant interaction. Attachment
& Human Development, 15(5–6), 507–523. Another important influence for Dozier and colleagues was Raver, C.C.
(1996) Relations between social contingency in mother–child interaction and 2-year-olds’ social competence.
Developmental Psychology, 32(5), 850–59.
124 Caron, E.B., Roben, C.K., Yarger, H.A., & Dozier, M. (2018) Novel methods for screening: contributions
Attachment and Biobehavioral Catch- up intervention. Journal of Clinical Child & Adolescent Psychology,
47(1), 35–46.
Intervention research 569
three areas of focus of the intervention.126 A related aspect of ABC is the meticulous use of
video-based supervision to ensure the fidelity of coaches to the goals of the intervention,
ensuring that coaches do not miss opportunities to offer relevant comments.127 In the early
sessions of ABC, comments focus on identifying positives in the parent’s behaviour. As the
sessions progress, the coach may identify areas in which the parent may improve on being
nurturing, following the child’s lead or avoiding intrusive, harsh, or frightening behaviours.
Though the focus of ABC is on behaviour, in the later sessions the coach also works with the
parent to recognise aspects of their past experience that may be proving an obstacle to pro-
viding sensitive and non-frightening care. These may not be the aspects of past experience
that are most salient for the parent in their day-to-day life; the focus is rather on cognitive
and procedural obstacles to the effective functioning of the caregiving behavioural system.
At the end of the tenth session, the coach presents the parent with a montage of film clips
126 Ibid.
127 Meade, E.B., Dozier, M., & Bernard, K. (2014) Using video feedback as a tool in training parent
coaches: promising results from a single-subject design. Attachment & Human Development, 16(4), 356–70.
128 Bernard, K., Dozier, M., Bick, J., Lewis-Morrarty, E., Lindhiem, O., & Carlson, E. (2012) Enhancing at-
tachment organization among maltreated children: results of a randomized clinical trial. Child Development, 83,
623–36.
129 Yarger, H.A., Hoye, J.R., & Dozier, M. (2016) Trajectories of change in Attachment and Biobehavioral Catch-
up among high-risk mothers: a randomized clinical trial. Infant Mental Health Journal, 37(5), 525–36. An important
finding has been that the effects of ABC on caregiver sensitivity appear to be just as strong when implemented by
welfare organisations as when applied as part of a randomised clinical trial. This is quite unusual. Effect sizes gen-
erally drop when interventions are disseminated in the community. Dozier, M. & Bernard, K. (2019) Coaching
Parents of Vulnerable Infants: The Attachment and Biobehavioral Catch-up Approach. New York: Guilford, p.177.
130 Ibid. p.143.
131 Yarger, H.A. (2018) Investigating longitudinal pathways to dysregulation: The role of anomalous parenting
children: results of a randomized clinical trial. Child Abuse & Neglect, 38(9), 1459–67. See also Lind, T., Raby, K.L.,
570 Conclusion
Caron, E.B., Roben, C.K., & Dozier, M. (2017) Enhancing executive functioning among toddlers in foster care with
an attachment-based intervention. Development & Psychopathology, 29(2), 575–86.
133 Grube, W. & Liming, K. (2018) Attachment and biobehavioral catchup: a systematic review. Infant Mental
2019. https://www1.nyc.gov/assets/acs/pdf/initiatives/2019/CHFinalReport.pdf.
135 Bernard, K., Hostinar, C.E., & Dozier, M. (2015) Intervention effects on diurnal cortisol rhythms of child
protective services-referred infants in early childhood: preschool follow-up results of a randomized clinical trial.
JAMA Pediatrics, 169(2), 112–19; Tabachnick, A.R., Raby, K.L., Goldstein, A., Zajac, L., & Dozier, M. (2019) Effects
of an attachment-based intervention in infancy on children’s autonomic regulation during middle childhood.
Biological Psychology, 143, 22–31; Dozier, M. & Bernard, K. (2019) Coaching Parents of Vulnerable Infants: The
Attachment and Biobehavioral Catch-up Approach. New York: Guilford.
136 Such findings also stand in thought-provoking contrast to a trial of the Circle of Security intervention, which
led to change in children’s attachment classification only for mothers higher in attachment avoidance (Chapter 5).
Berlin and colleagues speculate that Circle of Security is a gentler intervention than ABC, and so less likely to
be aversive to caregivers with strong assumptions that devalue nurturance and emotional needs. Berlin, L.J.,
Martoccio, T.L., & Jones Harden, B. (2018) Improving early head start’s impacts on parenting through attachment-
based intervention: a randomized controlled trial. Developmental Psychology, 54(12), 2316–27. See also Cassibba
and colleagues who found iatrogenic effects of discussions with caregivers about their attachment representations,
if these began secure/autonomous. Cassibba, R., van IJzendoorn, M.H., Coppola, G., et al. (2008) Supporting
families with preterm children and children suffering from dermatitis. In F. Juffer, M.J. Bakermans-Kranenburg,
& M.H. van IJzendoorn (eds) Promoting Positive Parenting: An Attachment-Based Intervention (pp.91–110).
New York: Psychology Press.
137 For work to date see Klein Velderman, M., Juffer, F., Bakermans-Kranenburg, M.J., & van IJzendoorn, M.H.
(2008) A case study and process evaluation of video feedback to promote positive parenting alone and with rep-
resentational attachment discussions. In F. Juffer, M.J. Bakermans-Kranenburg, & M.H. van IJzendoorn (eds)
Promoting Positive Parenting: An Attachment-Based Intervention (pp.23–36). New York: Lawrence Erlbaum; Hodes,
M.W., Meppelder, H.M., Schuengel, C., & Kef, S. (2014) Tailoring a video-feedback intervention for sensitive
Concluding remarks 571
Concluding remarks
discipline to parents with intellectual disabilities: a process evaluation. Attachment & Human Development, 16(4),
387–401; Scourfield, J., Allely, C., Coffey, A., & Yates, P. (2016) Working with fathers of at-risk children: insights
from a qualitative process evaluation of an intensive group-based intervention. Children and Youth Services
Review, 69, 259–67.
138 Schuengel, C. (2019) Representing attachment: the future is open. Paper presented at International
Human Development, 22. See also Petters, D.D. (2019) The attachment control system and computational mod-
eling: origins and prospects. Developmental Psychology, 55(2), 227–39.
140 Thompson, R.A., Simpson, J.A., & Berlin, L. (2020) Introduction: synthesizing the fundamental questions
and issues in attachment theory. In R.A. Thompson, J.A. Simpson, & L. Berlin (eds) Attachment: The Fundamental
Questions. New York: Guildford.
572 Conclusion
If such questions as those posed by Schuengel and by Thompson and colleagues form
some of the present horizon of empirical attachment research, they do so knowingly on the
basis, in part, of the work of research groups considered in this book. The critical historical
consideration of these groups, with their different perspectives and ambitions, has aimed to
put more firmly at the disposal of the present a portion of the resources of the past in their
liveliness and diversity, and in their potential relevance for attachment research during and
after this period of transition. If attachment research has faced pressures that contort and ab-
breviate its ideas in their circulation, it is hoped that a historical perspective has the potential
to exert some contrary force, whilst at the same time offering observations relevant to the
wider history of science. In this regard, Cornerstones has sought to add to existing historical
studies, which to date have not considered developments after Ainsworth. Those interested
to understand, use or change attachment research must walk with and negotiate with the
For the benefit of digital users, indexed terms that span two pages (e.g., 52–53) may, on occasion, appear
on only one of those pages.
Attachment Transmission Synthesis, 303, 412 unavailability, 64, 78, 179–80, 453, 459,
Collaboration on Attachment Transmission 486–87, 516–17, 563
Synthesis, 559–60 vigilance, 43–44, 224–25, 226–27, 431–32,
attention, 71, 218, 233, 533, 538 448–49, 450, 472
‘approach/withdrawal’ model, 217–18 see also attachment figures; caregivers/
attending to the infant’s signals, 124–25 caregiving; parent–child relationship;
and cognitive schemas, 482–85 parenting
conditional strategies, 219–20, 222–23, avoidance, 448–69
224, 226 and anxiety, 139–40, 523–28
conditional strategy of, 217–24 ‘ambivalent’ anxiety and ‘withdrawn’
direction of, 215–16, 226–27, 259, 260 avoidance, 38–39, 40–41
and dissociation, 310–11 Experiences in Close Relationships (ECR)
see also Bowlby, J.; ethology (study of animal association with Main and Berkeley
behaviour) group, xii–xiii, 23–24, 28–29, 40–41,
Behrens, K.Y., 138–39, 190–91, 261–63 71–72, 97–98, 100, 101, 217, 221,
Bell, S., 134–36, 138, 166–67, 195–97 233–36, 322–23
Belsky, J., xii, 464–65, 468–69, 511–12 association with Mead, 181–82
Benjafield, J.G., xxii association with Shaver, 17, 37, 65–66
Bennett, S., ix association with Sroufe, xvii, 3, 10–11,
Bento, S., 152–53 95–97, 102
Berant, E., 456, 510 attention, alleged neglect of, 218
Berkeley group see Main, M. (and Berkeley audiences, 539
group) and behavioural systems, 42–68
Berkeley–Leiden Adult Attachment biography, 1
family drawing system (Kaplan and maximising and minimising see minimising and
Main), 275–79 maximising
guess and uncover memory game, Maynard-Smith, J., 155–56, 220–21
267–68, 282–83 Mead, M., 6–8, 181–82
move to next level of Meehl, P., 175
representation, 258–67 Mehr, D.G., 506–7
reunion system (Cassidy and Meins, E., ix–x, 153–54
Main), 268–75 Mental Health Inventory, 481–82
St. John’s College, Main at, 211–12, 219 Mesman, J., 181–82
and Strange Situation procedure, 144–45, meta-analysis, 208, 213, 247–48, 254, 321–23,
165–67, 169–70, 187, 192, 198–200, 209, 342–43, 348–49, 358, 360–61, 419–20,
211–12, 213 463–64, 524–25, 550
Sagi-Schwartz, A., xii, 60–61, 181–82 mental and physical health, 374
Sahdra, B.K., 505–6 and self-report measures, 471–72
Salter, M. (later Ainsworth) see Ainsworth, M. Strange Situation procedure, 145, 175
Sameroff, A., 338–39, 380 secure base script, 179–81, 363–64
Sandler, J., 69 security
Schachner, D.A., 528 and attention, 217–18
Schaffer, H.R., 133 Blatz on, 215–16
Scheper-Hughes, N., 186–87 Circle of Security framework, xiii–xiv, 208–9,
Schieche, M., 243–44 513–14, 546–47
Schore, A., 475 earned (AAI), 293–97
Schuengel, C., xii, 252–53, 312, 316–17, 474–75, ethological concept, 114
554–55, 556, 572 felt see felt security
coding protocols, xxiv, 141, 143, 171–72, 191, Strange Situation procedure, x, 62, 129–66
300–1, 307–8, 358–59, 423, 438 resistant attachment, 138, 160–63, 181,
disorganised attachment classification, 193–94, 217–18, 223–24, 225
238–39, 250, 256–57 attachment behavioural system, 138, 144
cross-cultural research and anthropology, availability of caregiver, 131, 132, 446
181–82, 183, 187, 188, 206 avoidance, 140–42, 146, 221–22
defence of categories, 141–43 avoidant attachment, 156–60, 181
distribution of classifications, 189 Bielefeld study, 189–90, 220–22
Group A dyad, 134, 137–38, 140–41, 142–43, categories/classification system see Strange
155, 156–59, 249 Situation classification system
Group A1, 136–37 conflict behaviours, 163–66, 213–14, 236
Group A2, 136–37 cross-cultural applicability, 181–95
Attachment Q-Sort (AQS) measure, 176–79, Winnicott, D., 3–4, 8–9, 99–100
410, 538 Wittig, B., 120, 121
and Bowlby, 67–68, 96–97, 547 Wolff, M.S. de, 149–50
and language, xxii–xxiii, 123 working memory, 226–27, 312–13
and Berkeley study, 219, 222–23, 232–33, 241, World Health Organisation (WHO),
250–51, 259 7–8, 181–82
and Minnesota study, 337, 339 , –62, 409 ‘Infancy, Childhood and Adolescent
emotional development, 349–50, 351–52 Disorders’ committee, 90–91
Patterns of Attachment see under International Classification of Diseases
Ainsworth, M. (ICD), 92
secure base scripts, 179–81 ‘Psychobiology of the Child’ study group,
and self-report measures, 470, 472, 474, 506 6–7, 23