An Energy Approach To Quantification of Adhesion Strength From Critical Loads in Scratch Tests
An Energy Approach To Quantification of Adhesion Strength From Critical Loads in Scratch Tests
h 'n
ELSEVIER Thin Sohd Films 307 (1997) 156-162
Abstract
The critical loads measured in scratch tests have been used in assessing adhesion in film/substrate systems. But critical loads are
strongly affected by various parameters such as scratching speed, indenter tip radius, fihn thickness, etc. Therefore, to assess the
interfacial adhesion strength reliably, the stress field developed by a sliding circular indenter was analyzed by considering the effects of
friction and plastic deformation of substrate. On the basis of this stress analysis, the elastic deformation energy of the film was estimated
by strain matching condition at the film/substrate interface. When the elastic deformation energy stored in the film reaches a critical
value, it is released by film failure such as delamination and spallation. Thus, the interfacial adhesion sn'ength can be evaluated in terms
of the work of adhesion by extracting the surface energy generated by spallation from the elastic deformation energy. The work of
adhesion of PECVD-prepared diamond-like carbon (DLC) films on WC-Co substrates was evaluated. In spite of the distinctly different
critical loads measured with the change of scratching speed and film thickness in the same plasma preetched specimen, the comparatively
constant work of adhesion was obtained. © 1997 Published by Elsevier Science S.A.
Keywords: Scratch test: Critical load: Elastic deformation energy: Work of adhesion
on the stress field of Eq. (4). Thus, the total elastic stress where pf and Ef are the Poisson's ratio and the Young's
field acting at the leading edge is modulus of the film, respectively, and cG~ is the residual
stress in film.
%x = 2rra 2 (1 - 2us) - (4 4- Ps) - ~T4(2 - us) The adhesion behavior can be modeled in terms of the
strain energy released during film failure. At the critical
(6) load, the film ahead of the indenter releases its elastic
deformation energy by interface delamination and film
O-yy= 2~ra 2 (1 - 2 v ~ ) + 4- ~-~4(1 - 2 v ~ ) spallation. The released energy provides the surface energy
for the film failure. Let us consider a film failure region at
O-zz = % y = O'y: = %x = 0 the critical load as a semicircular area of film with radius c
detached from the substrate. The total stored energy in film
where /~ is the friction coefficient between the indenter can be expressed as
and the specimen.
From this stress analysis, we can derive the strain of the ~( 7rc2t 77-c2
v= - w 2( vr + 2) CYrt (9)
film ahead of the indenter. We assume that the strain in the
-
2
film may not decrease significantly over the film thickness W = % + y f - %f
since the film is thin enough. And the strains of the film
and the substrate are expected to be the same at the where t is the film thickness, y, and yf are the surface
interface, since the adherence between the film and the energies of the substrate and the film, respectively, and %r
substrate must be maintained at the interface. Then the is the interracial energy between the film and the substrate.
film strain can be expressed as On the right-hand side of Eq. (9), the first term is the
elastic deformation energy stored in the film, the second is
the surface and interfacial energy created by film delami-
G x = ~ - ~ [ o T ~ - vsO'yy]=-~- 2¢ra------~.(1+ v ~ ) ( 1 - 2 G )
nation and the last is the surface energy generated by film
. 3,rr.]
-(4-3vJ--~J-vS(1-v~)(t+n)j
B 1 (7)
spallation. In Eq. (9), the work of adhesion W characteriz-
ing the interfacial adhesion strength is expressed by the
surface and interfacial energy.
1 1[ L If the energy released during film failure is ~eater than
~>'y= "~s [O'yy - P s O ' x x ] = ~ -- 2~ra~( l + ~s) the increase of the interfacial and surface energy due to the
delamination and spallation, the film failure will be contin-
ued. The above condition can be expressed through the
× (1 - 2v~) + 7 4 ( 1 - v~)(1 + v~) Griffith energy-balance approach:
8
There also exists the strain component in the z direction, Oc ( E c Z ) T r c t - W~rc - 2(~r+ 2 ) y f t = 0 (10)
but it is too minimal to stretch the film compared with
strains in the x and y directions. Thus, its contribution in From Eq. (10), we can derive the work of adhesion W:
evaluating the elastic deformation energy stored in the film ~( 2(7r + 2) yf
is neglected. W= 2e2)t t (11)
"/7" C
2.2. Evahtation o f interfacial adhesion strength as w o r k o f In Eq. (11), the value of " y J c can be estimated by
adhesion assessing the elastic deformation energy stored in a unit
volume of film with the change of film thickness under the
We can evaluate the elastic deformation energy stored same interracial adhesion strength:
in a unit volume of film using the strain field in Eq. (7). n 2 ( ~ + 2) yf
However, we must take the film residual stress into consid- ~~f ~ S 2 = - -t + ~r c (12)
eration. This residual stress effect can be evaluated by
superposition of the residual strain on Eq. (7). Thus, the In other words, through plotting the elastic deformation
elastic deformation energy can be given as energy stored per unit volume of film as a function of 1/t,
we can obtain the value of y ¢ / c by extrapolating this plot
to 1 / t = O, and the work of adhesion can be evaluated
from Eq. (11) using the value of y r / c .
1 oh, ( 1 - v~.)
~xx = -- "" Ef
3. E x p e r i m e n t a l details and results
1 %~(1 - uf)
8yy Cryy psO'xx] 4- Ef In this work, the WC-Co K20 substrates were mechani-
cally polished with diamond grinder and then with dia-
H.-S. Part:, D. Kwon/Thin Sohd FzIms 307 (1997) 156-162 159
Table I
Experimental results obtained at indenter tip radii 200 and 800 `am and theoretically evaluated work of adhesion (IV) for DLC film deposited on WC-Co
Deposition Film Indenter tip radius
time finn) thickness
200 ,am 800 `am
(tam)
Critical Friction Contact radius Work of adhesion Critical Friction Contact radius Work of adhesion
load (N) coefficient (,am) (J/m:) load (N) coefficien{ (`am) (JTm2)
I5 0.78 33.32 0.0797 25.6 17.87 68.85 0.0615 36.8 8.81_
30 1.31 30.70 0.0552 24.6 17.81 50.73 0.0424 31.6 4.85
45 2.32 12.50 0.0425 15.7 17.90 23.89 0.0532 21.7 11.52
mond paste (particle size 3 /~m). They were ultrasonically min with a plasma etching time of 15 min. Scratch tests
cleaned in trichloroethylene, acetone, methanol and ethanol were performed on each specimen. The Rockwell C dia-
sequentially. The DLC films were deposited by plasma-en- mond indenters (conical angle: 120°; hemispherical tip of
hanced CVD (PECVD). Before deposition, the chamber 200 and 800 # m radii) of the test apparatus were drawn
was evacuated to a pressure of 7.0 × 10 -~ Torr and then over the sample surface with continually increasing normal
backfilled with argon gas to a pressure of 0.15 Ton" by load. The loading rate was 100 N / m i n and the scratching
flowing the argon gas at 14 sccm. Under this condition, the speed was 10 m m / m i n . The indenting load, tangential
Ar plasma was generated with the application of H.F. friction force, friction coefficient and AE signal from the
(high frequency: 250 kHz) power and plasma preetching of diamond tip were continually monitored. The detailed
the substrate was performed by exposing the substrate experimental results are shown in Table 1. Then, we
surface to the generated Az plasma. Then the composition deposited the DLC films for 30 min with plasma etching
of gas was changed in a few seconds from Ar 14 sccm and times of 5, 15 and 30 min. Scratch tests were carried out
C H 4 0 sccm to Ar 0 sccm and C H 4 14 sccm. After this with scratching speeds of 5, 10, 15 and 20 m m / m i n , under
procedure, DLC films were deposited under an initial the constant loading rate of 100 N / m i n and the indenter
pressure of CH 4 0.3 Torr. To evaluate the residual stress in tip radius of 200 /xm. Table 2 shows the experimental
the film, we deposited the DLC film on the {001} flat results under these conditions.
silicon wafer of thickness 2 0 0 / x m and aspect ratio at least Fig. 2 shows the variation of critical load measured in
13. After the deposition, the curvature of substrate was specimens with different deposition times. The measured
measured by laser deflection method and then the residual thicknesses of films were 0.78, 1.31 and 2.32 /zm with the
stress in the film was estimated [10]. The film thickness increase~ffleposition time, and the compressive residual
was measured using an a-step profilometer. All the critical stresses in films were estimated as 813, 669 and 632 MPa,
load measurements were performed by the scratch tester respectively. As seen in Fig. 2, the critical loads decrease
equipped with an acoustic emission (AE) detector. significantly with the increase of film thick_hess and in-
The detailed experimental conditions and results are as crease with the change of tip radius from 200 ttm to 800
follows. We deposited the DLC films for 15, 30 and 45 tzm. Fig. 3 illustrates the variation of critical load with
Table 2
Experimental results obtained at plasma etching times of 5, 15 and 30 rain and theoretically evaluated work of adhesion (IV) for DLC film deposited on
WC-Co
Plasma etching Scratching speed Film thickness Critical load Friction coefficient Contact radius Work of adhesion
time (min) (mm/min) (`am) (N) (`am) (J/m 2)
5 5 1.16 37.2i 0.0622 27.0 19.50
10 22.08 0.0593 20.8 17.60
15 I3.63 0.0693 16.4 I9.21
20 13.77 0.059i 16.5 16.08
15 5 1.31 38.67 0.0606 27.6 20.O7
i0 30.70 0.0552 24.6 17.78
15 12.13 0.0493 15.4 12.85
20 11.8i 0.0513 15.2 13.39
30 5 1.30 66.83 0.0825 36.2 27.16
10 51.86 0.0832 3-1.9 27.17
15 33.89 0.0787 25.8 24.88
20 28.01 0.0715 23.5 21.91
, . , . , --
7o 60
E
.-.}
v
50.
50. • ©
E
95 UJ
O 40. =
._1 E: 40.
O
"~ 30. ~ =
• -- indenter 200/am
30.
O 2o.
- - . - - indenter 8 0 0 g m
70 , , , ~ , , , ;~ , ~ ;-- T -,-- T 50
_J
3o
o
20j
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4 6 8 10 12 I4 16 18 20 22 4 6 8 10 12 14 16 18 20 22
4. Discussion
formed by debris on contact surface, or the asperities of strain. In addition, by analyzing the strain in the film, we
the surface are deformed. Indenting load is consumed in could evaluate the work of adhesion through the Griffith
these deformations. So the measured critical load will be energy-balance approach.
greater than is expected. To avoid this wear, we measured (3) The critical load L c in the same preetched specimen
the critical load at scratching speeds 10 r a m / r a i n in increased with increasing indenter tip radius, and de-
differently deposited specimens. creased with increasing film thickness and scratching speed.
Fig. 4 illustrates the variation in elastic deformation This indicates that the critical load can just be quantita-
energy stored in a unit volume of film with varying film tively used in a given system and with external parameters
thickness ( t / t ) . By tinear regression of data, we obtained fixed. However, the values of the work of adhesion calcu-
the typical line for tip radius 200 gin, indicating that the lated in current analysis were relatively constant irrespec-
film failure region c is constant regardless of film thick- tive of external parameters such as film thickness and
ness. But for tip radius 800 /xm, the elastic deformation scratching speed.
energy for film thickness 2.32 # m is distinctly different (4) The work of adhesion in differently preetched speci-
from that for tip radius 200 /,zm. This discrepancy is mens increased with increasing plasma etching time: 18.6,
mainly due to the fact that the film failure induced by tip 18.9 and 27.2 J / m 2. This shows that the work of adhesion
radius 800 /zm occurred beside the indenter, not ahead of based on micromechanical analysis of indentation stress
the indenter, as described above. field successfully reflects the tendency of the increase in
Using the above y f / c value, we evaluated the work of adhesion by plasma etching; so, current analysis provides a
adhesion in differently preetched specimens with varying reliable tool for quantitative evaluation of the interracial
scratching speed; these values are shown in Fig. 6. The adhesion strength.
values of the work of adhesion were evaluated constantly
except at scratching speeds 15 and 20 ram/rain. This
discrepancy may result from the wear described above. Acknowledgements
Therefore, when considering the scratching speed range in
which the wear is not severe, we could evaluate the quite
This work was supported by the Korea Science and
constant work of adhesion not influenced by any effect of
Engineering Foundation (961-0801-011-2).
scratching speed. Furthermore, the constant work of adhe-
sion could be assessed eliminating the film thickness effect
in the current stress analysis by extracting the surface
energy generated by film spallation. References
These experimental results mean that interfacial adhe-
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[3] S. TLmoshenko,J.N. Goodier, Theory of Elasticity, McGraw-Hill,
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[13] C. Weaver, J. Vac. Sei. TechnoI. 12 (1975) 18.
The conclusions are as follows.
[14] B. Oliver, A. Matthews, J. Adhesion Sci. Technol. 8 (6) (1994) 651.
(1) In a scratch test, the stress state in the material [15] M.T. Laugier, J. Mater. Sci. 21 (1986) 2269.
ahead of the spherical indenter can be described by consid- [16] S. Venkataraman, D,L. Kohlstedt, W.W. Gerberich, J. Mater. Res. 7
ering the blister stress caused by the plastic deformation in (5) (1992) 1126.
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[18] K. Sadeghipour, W. Chen, G. Barant, J, Phys. D 27 (1994) 1300.
(2) Through stress analysis, the strain of the film can be
[19] P.A. Steinmann, Y. Tardy, H.E. Hintermann, Thin Solid Films 154
described by using the strain-matching criterion at the (1987) 333.
film/substrate interface and by considering the residual [20] J. Valli, J. Vac. Sci. Technol. A 4 (1986) 3007.