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The Cambridge Handbook of
Situated Cognition
Since its inception some fifty years ago, cognitive science has undergone a number of sea
changes. Perhaps the best known is the development of connectionist models of cognition
as alternatives to classical, symbol-based approaches. A more recent – and increasingly influ-
ential – trend is that of dynamical-systems-based, ecologically oriented models of the mind.
Researchers suggest that a full understanding of the mind will require systematic study of the
dynamics of interaction among mind, body, and world. Some argue that this new orientation
calls for a revolutionary new metaphysics of mind, according to which mental states and
processes, and even persons, literally extend into the environment.
The Cambridge Handbook of Situated Cognition is a state-of-the-art guide to this new move-
ment in cognitive science. Each chapter tackles either a specific area of empirical research or
a specific sector of the conceptual foundations underlying this research. The chapter authors
are leading figures in the emerging interdisciplinary field of situated cognition, including
representatives from philosophy, psychology, neuroscience, linguistics, and anthropology.
Philip Robbins received his A.B. from Harvard University and his Ph.D. from the University
of Chicago. Before coming to the University of Missouri, he taught at the University of
Vermont and Washington University in St. Louis.
Murat Aydede received his B.A. from Boğaziçi University in Istanbul and his Ph.D. from the
University of Maryland at College Park. Before coming to the University of British Columbia,
he taught at the University of Chicago and the University of Florida.
The Cambridge Handbook of
Situated Cognition
Edited by
PHILIP ROBBINS
University of Missouri–Columbia
MURAT AYDEDE
University of British Columbia
CAMBRIDGE UNIVERSITY PRESS
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo, Delhi
C Cambridge University Press 2009
A catalog record for this publication is available from the British Library.
PART I: BACKDROP 1
v
vi CONTENTS
Index 505
Acknowledgments
This volume has been a long time in the On the business end, Phil Laughlin,
making, and we have gotten a lot of help formerly of Cambridge University Press,
from a lot of people. Accordingly, we have encouraged us to take on the project and
a long list of people to thank. supervised its initial development. His assis-
At the top of the list are our contrib- tant, Armi Macaballug, provided solid sup-
utors, every one of whom did top-notch port throughout. After Phil left the Press,
work for us. Among them, the four mem- Eric Schwartz and his assistant, April Poten-
bers of our advisory board – Larry Barsalou, ciano, took over supervision of the project
Bill Bechtel, David Kirsh, and Rob Wilson – and saw it through the home stretch. During
also assisted us with recruitment and other the production phase, Shana Meyer oversaw
editorial matters. A number of other peo- the project from start to finish, guiding us
ple, including several contributors, extended skillfully through the maze. Katherine Fay-
our editorial reach still further by reviewing dash copyedited the manuscript, and Kate
individual chapters: Pascal Boyer, Philippe Mertes made the index for the book. Both
Chuard, Bill Clancey, Carl Craver, Chris of them did fine work.
Eliasmith, Shaun Gallagher, Kent Johnson, Finally, our nearest and dearest – Sara
Hilary Kornblith, Alan Lambert, Edouard and Judah, and Sema and Derya – helped
Machery, Eric Margolis, Pascale Michelon, immeasurably by just being there.
Michael Wheeler, Wayne Wright, and Jeff Hearty thanks to all.
Zacks. In the final phase, Chris Kahn came
to our rescue by agreeing to format the Philip Robbins
entire manuscript for production, a task that Murat Aydede
he performed with admirable skill and care.
vii
Contributors
ix
x CONTRIBUTORS
BACKDROP
CHAPTER 1
In recent years there has been a lot of buzz it seems to us as good as any (for compet-
about a new trend in cognitive science. The ing proposals, see Anderson, 2003; Clancey,
trend is associated with terms like embodi- 1997; Wilson, 2002).
ment, enactivism, distributed cognition, and In this brief introductory chapter, we
the extended mind. The ideas expressed using present a bird’s-eye view of the concep-
these terms are a diverse and sundry lot, tual landscape of situated cognition as seen
but three of them stand out as especially from each of the three angles noted previ-
central. First, cognition depends not just on ously: embodiment, embedding, and exten-
the brain but also on the body (the embodi- sion. Our aim is to orient the reader, if
ment thesis). Second, cognitive activity rou- only in a rough and preliminary way, to the
tinely exploits structure in the natural and sprawling territory of this handbook.
social environment (the embedding thesis).
Third, the boundaries of cognition extend
beyond the boundaries of individual organ- 1. The Embodied Mind
isms (the extension thesis). Each of these
theses contributes to a picture of mental Interest in embodiment – in “how the body
activity as dependent on the situation or shapes the mind,” as the title of Gallagher
context in which it occurs, whether that sit- (2005) neatly puts it – has multiple sources.
uation or context is relatively local (as in the Chief among them is a concern about the
case of embodiment) or relatively global (as basis of mental representation. From a foun-
in the case of embedding and extension). It is dational perspective, the concept of em-
this picture of the mind that lies at the heart bodiment matters because it offers help
of research on situated cognition. According with the notorious “symbol-grounding prob-
to our usage, then, situated cognition is the lem,” that is, the problem of explaining how
genus, and embodied, enactive, embedded, representations acquire meaning (Anderson,
and distributed cognition and their ilk are 2003; Harnad, 1990; Niedenthal, Barsalou,
species. This usage is not standard, though Winkielman, Krauth-Gruber, & Ric, 2005).
3
4 PHILIP ROBBINS AND MURAT AYDEDE
This is a pressing problem for cognitive sci- the high-level central systems responsible
ence. Theories of cognition are awash in for thinking, and central processing oper-
representations, and the explanatory value ates over amodal representations. On the
of those representations depends on their embodied view, the classical picture of the
meaningfulness, in real-world terms, for mind is fundamentally flawed. In particu-
the agents that deploy them. A natural lar, that view is belied by two important
way to underwrite that meaningfulness is facts about the architecture of cognition:
by grounding representations in an agent’s first, that modality-specific representations,
capacities for sensing the world and acting not amodal representations, are the stuff
in it: out of which thoughts are made; second,
that perception, thought, and action are co-
Grounding the symbol for ‘chair’, for constituted, that is, not just causally but also
instance, involves both the reliable detec- constitutively interdependent (more on this
tion of chairs, and also the appropriate
distinction follows).
reactions to them. . . . The agent must know
what sitting is and be able to systemati- Supposing, however, that the sandwich
cally relate that knowledge to the perceived model is retired and replaced by a model in
scene, and thereby see what things (even if which cognition is sensorimotor to the core,
non-standardly) afford sitting. In the nor- it does not follow that cognition is embod-
mal course of things, such knowledge is ied in the sense of requiring a body for its
gained by mastering the skill of sitting (not realization. For it could be that the sensori-
to mention the related skills of walking, motor basis of cognition resides solely at the
standing up, and moving between sitting central neural level, in sensory and motor
and standing), including refining one’s per- areas of the brain. To see why, consider that
ceptual judgments as to what objects invite sensorimotor skills can be exercised either
or allow these behaviors; grounding ‘chair’,
on-line or off-line (Wilson, 2002). On-line
that is to say, involves a very specific set of
physical skills and experiences. (Anderson, sensorimotor processing occurs when we
2003, pp. 102–103) actively engage with the current task envi-
ronment, taking in sensory input and pro-
This approach to the symbol-grounding ducing motor output. Off-line processing
problem makes it natural for us to attend to occurs when we disengage from the envi-
the role of the body in cognition. After all, ronment to plan, reminisce, speculate, day-
our sensory and motor capacities depend on dream, or otherwise think beyond the con-
more than just the workings of the brain and fines of the here and now. The distinction is
spinal cord; they also depend on the work- important, because only in the on-line case
ings of other parts of the body, such as the is it plausible that sensorimotor capacities
sensory organs, the musculoskeletal system, are body dependent. For off-line function-
and relevant parts of the peripheral nervous ing, presumably all one needs is a working
system (e.g., sensory and motor nerves). brain.
Without the cooperation of the body, there Accordingly, we should distinguish two
can be no sensory inputs from the environ- ways in which cognition can be embodied:
ment and no motor outputs from the agent – on-line and off-line (Niedenthal et al., 2005;
hence, no sensing or acting. And without Wilson, 2002). The idea of on-line embodi-
sensing and acting to ground it, thought is ment refers to the dependence of cogni-
empty. tion – that is, not just perceiving and acting
This focus on the sensorimotor basis of but also thinking – on dynamic interactions
cognition puts pressure on a traditional con- between the sensorimotor brain and rele-
ception of cognitive architecture. According vant parts of the body: sense organs, limbs,
to what Hurley (1998) calls the “sandwich sensory and motor nerves, and the like.
model,” processing in the low-level periph- This is embodiment in a strict and literal
eral systems responsible for sensing and act- sense, as it implicates the body directly. Off-
ing is strictly segregated from processing in line embodiment refers to the dependence
A SHORT PRIMER ON SITUATED COGNITION 5
certain cognitive capacities depend on the boost efficiency and extend one’s epistemic
structure of either the sensorimotor brain or reach.
the body, or both, for their physical real- One of the best articulations of the idea
ization. But dependence of this strong con- of cognitive off-loading involves the concept
stitutive sort is a metaphysically demand- of epistemic action (Kirsh & Maglio, 1994).
ing relation. It should not be confused with An epistemic action is an action designed
causal dependence, a weaker relation that to advance the problem solver’s cause by
is easier to satisfy (Adams & Aizawa, 2008; revealing information about the task that
Block, 2005). Correlatively, we can distin- is difficult to compute mentally. The best-
guish between two grades of bodily involve- known example of epistemic action involves
ment in mental affairs: one that requires the computer game Tetris, the goal of which
the constitutive dependence of cognition on is to orient falling blocks (called “zoids”) so
the sensorimotor brain and body, and one they form a maximally compact layer at the
that requires only causal dependence. This bottom of the screen. As the rate of fall
distinction crosscuts the one mooted ear- accelerates, the player has less and less time
lier, between on-line and off-line embodi- to decide how to orient each block before it
ment. Although the causal/constitutive dis- reaches the bottom. To cope better with this
tinction is less entrenched than the on-line/ constraint, skilled players use actual physical
off-line distinction, especially outside of phi- movements on the keyboard to manipulate
losophy circles, it seems no less funda- the blocks on the screen – a more efficient
mental to an adequate understanding of strategy than the “in-the-head” alternative
the concept of embodiment. To see why, of mentally rotating the blocks prior to ori-
note that the studies described previously enting them on the screen with keystrokes.
do not show that cognition constitutively A roughly analogous strategy of cognitive
depends on either the motor brain or the off-loading facilitates more mundane tasks
body. The most these studies show is some like grocery packing (Kirsh, 1995). The prob-
sort of causal dependence, in one or both lem here is to arrange things so that heavy
directions. But causal dependencies are rel- items go on the bottom, fragile items on top,
atively cheap, metaphysically speaking. For and intermediate items in between. As the
this reason, among others, it may turn out groceries continue to move along the con-
that the import of embodiment for foun- veyor belt, decisions about which items go
dational debates in cognitive science is less where need to be made swiftly, to avoid pile-
revolutionary than is sometimes advertised ups and clutter. As items come off the con-
(Adams & Aizawa, 2008). veyor belt and enter the work space, skilled
grocery packers often rapidly sort them by
category (heavy, fragile, intermediate) into
2. The Embedded Mind distinct spatial zones prior to placing each
item in a bag. This procedure significantly
It seems natural to think of cognition as an decreases load on working memory relative
interaction effect: the result, at least in part, to the alternative of mentally calculating the
of causal processes that span the boundary optimal placement of each item as it enters
separating the individual organism from the the work space, without the benefit of exter-
natural, social, and cultural environment. To nal spatial cues.
understand how cognitive work gets done, Both of these examples of epistemic
then, it is not enough to look at what goes action point to the importance of minimiz-
on within individual organisms; we need ing load on internal memory, on working
to consider also the complex transactions memory in particular. This echoes the twin
between embodied minds and the embed- themes of Brooks’s (1991) “world as its own
ding world. One type of such a transaction is model” (p. 140) and O’Regan’s (1992) “world
the use of strategies for off-loading cognitive as an outside memory” (p. 461). The com-
work onto the environment, a useful way to mon idea here is that, instead of building
A SHORT PRIMER ON SITUATED COGNITION 7
up detailed internal models of the world and world (Hutchins, 1995). The scope of
that require continuous and costly updat- this ecological perspective on the mind is
ing, it pays to look up relevant informa- very broad indeed. Having expanded far
tion from the world on an as-needed basis. beyond Gibson’s (1979) work on vision, it
In other words, “rather than attempt to informs research programs in virtually every
mentally store and manipulate all the rele- area of psychology, from spatial naviga-
vant details about a situation, we physically tion to language acquisition to social cog-
store and manipulate those details out in the nition. It is nicely illustrated by theories
world, in the very situation itself” (Wilson, of social rationality, which try to explain
2002, p. 629). The suggestion that intelligent human judgment and decision making in
agents do best when they travel informa- terms of the structure of the social envi-
tionally light, keeping internal representa- ronment (Gigerenzer, 2000). Somewhat fur-
tion and processing to a minimum, informs ther afield, the ecological view has begun to
a wide spectrum of research on cognition in show up with increasing frequency in the
the situated tradition (Clark, 1997). Vision literature on phenomenal consciousness,
science affords a nice example of this trend that is, consciousness in the “what-it’s-like”
in the form of research on change blind- sense popularized by Nagel (1974). It is
ness. This is a phenomenon in which viewers implicit, for example, in the enactivist idea
fail to register dramatic changes in a visual that the felt quality of visual awareness is
scene – a phenomenon that some interpret a by-product of ongoing agent-environment
as evidence that the visual system creates interaction (Noë, 2004). It also informs con-
only sparse models of the world, giving rise structivist conceptions of consciousness,
to representational blind spots (O’Regan, such as the idea that an individual’s con-
1992). scious mental life tends to mirror that of
The embedding thesis, then, goes hand in socially salient others (Robbins, 2008). Both
hand with what Clark (1989) calls the “007 of these suggestions about the nature of phe-
principle.” nomenal consciousness – arguably the last
bastion of Cartesian internalism – reflect a
In general, evolved creatures will neither newly invigorated ecological perspective on
store nor process information in costly ways the mind.
when they can use the structure of the envi-
ronment and their operations upon it as
a convenient stand-in for the information-
processing operations concerned. That is, 3. The Extended Mind
know only as much as you need to know to
get the job done. (p. 64) Assigning an important explanatory role to
brain-body and agent-environment interac-
Embedding, in turn, goes hand in hand with tions does not constitute a sharp break from
embodiment, as off-loading cognitive work classical cognitive science. Both the embodi-
depends heavily on sensorimotor capacities ment thesis and the embedding thesis can be
such as visual lookup, pattern recognition, seen as relatively modest proposals, given
and object manipulation. Epistemic actions, that they can be accommodated by rela-
for instance, typically require embodiment tively minor adjustments to the classical pic-
in a strict and literal sense, as they involve ture, such as the acknowledgment that “not
real-time dynamic interaction with the local all representations are enduring, not all are
physical environment. symbolic, not all are amodal, and not all are
The theoretical and methodological independent of the sensory and effector sys-
import of embedding, however, is much tems of the agent” (Markman & Dietrich,
wider. It points to the importance, in gen- 2000, p. 474; see also Vera & Simon, 1993).
eral, of studying cognition “in the wild,” The same cannot be so easily said, however,
with careful attention to the complex inter- of the claim that cognition is extended –
play of processes spanning mind, body, the claim that the boundaries of cognitive
8 PHILIP ROBBINS AND MURAT AYDEDE
systems lie outside the envelope of individ- to the conclusion that cognition is extended
ual organisms, encompassing features of the as well. Or so the reasoning goes.
physical and social environment (Clark & Another part of the motivation behind
Chalmers, 1998; Wilson, 2004). In this view, the extension thesis traces back to a fic-
the mind leaks out into the world, and cog- tional (but realistic) scenario that Clark and
nitive activity is distributed across individ- Chalmers (1998) describe. They introduce
uals and situations. This is not your grand- a pair of characters named Otto and Inga.
mother’s metaphysics of mind; this is a brave Otto is an Alzheimer’s patient who supple-
new world. Why should anyone believe ments his deteriorating memory by carry-
in it? ing around a notebook stocked with use-
One part of the answer lies in the promise ful information. Unable to recall the address
of dynamical systems theory – the intel- of a museum he wishes to visit, Otto pulls
lectual offspring of classical control theory, out his trusty notebook, flips to the rele-
or cybernetics (Ashby, 1956; Wiener, 1948; vant page, looks up the address, and pro-
Young, 1964) – as an approach to model- ceeds on his way. Neurotypical Inga, in con-
ing cognition (Beer, 1995; Thelen & Smith, trast, has an intact memory and no need for
1994; van Gelder, 1995). Using the tools of such contrivances. When she decides to visit
dynamical systems theory, one can describe the museum, she simply recalls the address
in a mathematically precise way how various and sets off. Now, there are clear differences
states of a cognitive system change in rela- between the case of Otto and the case of
tion to one another over time. Because those Inga; Otto stores the information externally
state changes depend as much on changes in (on paper), whereas Inga stores it internally
the external environment as on changes in (in neurons); Otto retrieves the information
the internal one, it becomes as important by visual lookup, whereas Inga uses some-
for cognitive modeling to track causal pro- thing like introspective recall; and so on.
cesses that cross the boundary of the indi- But according to Clark and Chalmers, these
vidual organism as it is to track those that differences are relatively superficial. What
lie within that boundary. In short, insofar as is most salient about the cases of Otto and
the mind is a dynamical system, it is natu- of Inga, viewed through a functionalist lens,
ral to think of it as extending not just into are the similarities. Once these similarities
the body but also into the world. The result are given their due, the moral of the story
is a radical challenge to traditional ways of becomes clear: “When it comes to belief,
thinking about the mind, Cartesian internal- there is nothing sacred about skull and skin.
ism in particular: What makes some information count as a
belief is the role it plays, and there is no rea-
The Cartesian tradition is mistaken in sup- son why the relevant role can be played only
posing that the mind is an inner entity from inside the body” (Clark & Chalmers,
of any kind, whether mind-stuff, brain 1998, p. 14). As for the fact that this con-
states, or whatever. Ontologically, mind ception of mind runs afoul of folk intu-
is much more a matter of what we do
itions, well, so much the worse for those
within environmental and social possibil-
ities and bounds. Twentieth-century anti- intuitions.
Cartesianism thus draws much of mind This conclusion is not forced on us, how-
out, and in particular outside the skull. ever, and a number of theorists have urged
(van Gelder, 1995, p. 380) that we resist it. For example, Rupert (2004)
argues that generalizing memory to include
Implicit in this passage is a kind of slippery cases like Otto’s would have the untoward
slope argument premised on a broad theo- effect of voiding the most basic lawlike gen-
retical assumption. Grant that cognition is eralizations uncovered by traditional mem-
embodied and embedded – something that ory research, such as primacy, recency, and
the dynamical systems approach takes more interference effects – and without furnishing
or less as a given – and it is a short distance anything comparably robust to substitute in
A SHORT PRIMER ON SITUATED COGNITION 9
their place. In short, insofar as the goal of Block, N. (2005). Review of Alva Noë’s Action
scientific inquiry is to carve nature at its in Perception. Journal of Philosophy, 102, 259–
joints, and lawlike regularities are the best 272.
guide to the location of those joints, it is Brooks, R. (1991). Intelligence without represen-
not clear that a fruitful science of extended tation. Artificial Intelligence, 47, 139–159.
memory is possible, even in principle. More Cacioppo, J. T., Priester, J. R., & Bernston, G. G.
(1993). Rudimentary determination of atti-
generally, Adams and Aizawa (2008) con-
tudes: II. Arm flexion and extension have dif-
tend that the standard argument for pushing ferential effects on attitudes. Journal of Person-
the boundary of cognition beyond the indi- ality and Social Psychology, 65, 5–17.
vidual organism rests on conflating the meta- Chen, S., & Bargh, J. A. (1999). Consequences
physically important distinction between of automatic evaluation: Immediate behavior
causation and constitution. As they point dispositions to approach or avoid the stimulus.
out, it is one thing to say that cognitive Personality and Social Psychology Bulletin, 25,
activity involves systematic causal interac- 215–224.
tion with things outside the head, and it is Clancey, W. J. (1997). Situated cognition. Cam-
quite another to say that those things instan- bridge: Cambridge University Press.
tiate cognitive properties or undergo cogni- Clark, A. (1989). Microcognition. Cambridge, MA:
tive processes. Bridging this conceptual gap MIT Press.
Clark, A. (1997). Being there. Cambridge, MA:
remains a major challenge for defenders of
MIT Press.
the extended mind.
Clark, A., & Chalmers, D. (1998). The extended
mind. Analysis, 58, 10–23.
Gallagher, S. (2005). How the body shapes the
4. Coda mind. Oxford: Oxford University Press.
Gibson, J. J. (1979). The ecological approach to
Situated cognition is a many-splendored visual perception. Boston: Houghton Mifflin.
enterprise, spanning a wide range of projects Gigerenzer, G. (2000). Adaptive thinking. Oxford:
in philosophy, psychology, neuroscience, Oxford University Press.
anthropology, robotics, and other fields. In Glenberg, A. M., & Kaschak, M. P. (2002).
this chapter we have touched on a few of the Grounding language in action. Psychonomic
themes running through this research, in an Bulletin and Review, 9, 558–565.
effort to convey some sense of what situ- Harnad, S. (1990). The symbol grounding prob-
ated cognition is and what the excitement is lem. Physica D, 42, 335–346.
about. The twenty-five chapters that follow Hurley, S. L. (1998). Consciousness in action.
Cambridge, MA: Harvard University Press.
it develop these themes, and other themes
Hutchins, E. (1995). Cognition in the wild. Cam-
in the vicinity, in depth. Both individually
bridge, MA: MIT Press.
and collectively, these chapters reveal what Kirsh, D. (1995). The intelligent use of space. Arti-
“getting situated” means to cognitive sci- ficial Intelligence, 7, 31–68.
ence, and why it matters. Kirsh, D., & Maglio, P. (1994). On distinguish-
ing epistemic from pragmatic action. Cognitive
Science, 18, 513–549.
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10 PHILIP ROBBINS AND MURAT AYDEDE
Noë, A. (2004). Action in perception. Cambridge, van Gelder, T. (1995). What might cognition be,
MA: MIT Press. if not computation? Journal of Philosophy, 91,
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CHAPTER 2
William J. Clancey
11
12 WILLIAM J. CLANCEY
between these perspectives are the basis for appropriate formulation of systemic struc-
defining trade-offs of costs and benefits. tures and processes. However, computer sci-
Such a multidisciplinary view of prob- entists and psychologists who found situated
lem solving both extends and challenges cognition perplexing around 1990 did not
the disciplinary notion of expertise that recognize its roots in the work of von Neu-
assumed an objective ontology (i.e., truth mann and Burks (1966), cybernetics (von
about the world), which was inherent in Foerster, 1970), or parallel developments
most knowledge-acquisition theories and in general semantics (Korzybski, 1934/1994).
methods (Hayes-Roth, Lenat, & Waterman, Each of these theoretical developments con-
1983). For example, in the 1970s, it was com- tradicted the tenets of knowledge-base the-
mon to build a medical expert system for a ories of intelligence (Clancey, 1997). These
clinic by working only with physicians in a tenets include a temporally linear process
particular subject area, omitting the nurses, model relating perception, conception, and
hospital managers, computer system admin- action; stored propositional memory; identi-
istrators, insurance companies, family doc- fication of scientific models and knowledge;
tors, and others. and a single-disciplinary view of problem
By adopting a systems perspective, new formulation.
insights may be gained into what prob- In contrast, the development of con-
lems actually occur in a given setting and nectionism in AI (McClelland, Rumelhart,
why; what opportunities technology may & PDP Research Group, 1986) promoted
offer; and how changes in tools, processes, theories and models characterized as com-
roles, and facilities may interact in unex- plex adaptive systems (Gell-Mann, 1995;
pected ways (Greenbaum & Kyng, 1991). Morowitz, 2002; Holland, 1995; van Gelder,
These ideas were becoming current in busi- 1991). This distributed-processing, emergent
ness management (e.g., Jaworski & Flowers, organization approach is also manifest in
1996; Senge, 1990) just as situated cognition multi-agent systems modeling, which brings
came onto the scene in AI and cognitive sci- the ideas of cellular automata and systems
ence. theory back to the computational model-
ing of human behavior (Clancey, Sachs,
Sierhuis, & van Hoof, 1998; Hewitt, 1977).
Systems Theory
his framework, which is clearly based on bio- with some individuals questioning what the
logical theory. majority of their colleagues take for granted.
But like Newell and Simon (1972), hav- Even for well-established areas of study, the
ing conceived cognitivism as antibehavior- book is never entirely closed. For example,
ist, Minsky (1985) had difficulty relating Kamin’s (1969) research on simple animal
his theories of agent interaction to systems cognition questioned whether even classi-
thinking. He stated that emergence was a cal conditioning could be explained with-
“pseudo-explanation” (p. 328), merely label- out delving into cognitive theory. Society of
ing phenomena that could be explained by Mind is indeed a broad exploration that goes
taking into account the interactions of parts. well beyond what could be implemented in
In defining gestalt, for example, he says, a computer model when it was formalized
“‘holistic’ views tend to become scientific from about 1975 to 1985. The formation of
handicaps,” and that “there do not appear the Cognitive Science Society in 1980 can
to be any important principles common to itself be viewed as a recognition of the need
the phenomena that have been considered, to regroup and identify the perspectives
from time to time, to be ‘emergent’” (p. 328). to be reconciled. Nevertheless, the strong
Although Minsky was right to press for the reaction to situated cognition research from
study of parts and interactions, he appeared about 1985 to the mid-1990s demonstrates
to deny the distinction between complex that something new and conceptually diffi-
and complicated systems. cult to assimilate was being introduced. The
In contrast, at this time, Papert, Minsky’s next section outlines the leap to systems
Perceptrons collaborator, pursued systems- thinking that an understanding of situated
thinking ideas in the realm of education, cognition requires.
building on the work of Piaget to explicitly
teach “administrative ways to use what one
already knows” (“Papert’s Principle,” Min- Manifestation of Systems Thinking
sky, 1985, p. 102), which Papert realized as in Situated Cognition
a form of constructivism (see section “Con-
structivism1 : Philosophy + Cognition”). For psychologists in particular, systems
Also at the same time, Hewitt (1977), thinking reveals contextual effects that can-
a student of Papert and Minsky, had pro- not be viewed simply as environmental or as
moted a decentralized procedural model of input. Thus, one studies authentic, naturally
knowledge. His ideas were picked up in occurring behaviors, with the awareness that
the blackboard architecture of AI programs, inputs and outputs defined by an experi-
which harkened back to 1940s neurobio- menter (e.g., lists of words to be sorted)
logical models. The blackboard approach may set up situations unrelated to the per-
was successful in the 1970s because it pro- son’s problematic situations and problem-
vided an efficient functional decomposition solving methods in practice (Lave, 1988).
of a complex process: heterogeneous knowl- In particular, determining what constitutes
edge sources (also called “actors,” “beings,” information (“the difference that makes a
or “demons”) operate in parallel to access difference”; Bateson, 1972, p. 453) is part
and modify a symbolic construction (e.g., an of the cognitive process itself (versus being
interpretation of a speech utterance) repre- predefined by the experimenter) and often
sented at different levels of abstraction (e.g., involves causal feedback with physical trans-
phonemes, words). The relation of this com- formations of materials, such that look-
putational architecture to complex, open ing, perceiving, conceiving, reasoning, and
systems in nature and society was not gen- changing the world are in dynamic relation
erally acknowledged until the 1990s (but see (Dewey, 1938).
Hewitt, 1985). One way to understand a dynamic pro-
We must recognize that every field cess is that the system that is operating –
has its own controversies and antinomies, the processes being studied, modeled,
SCIENTIFIC ANTECEDENTS OF SITUATED COGNITION 17
learning, such as Edelman’s 1987 neuronal its manifestations in different settings. From
group selection) a psychological perspective, the fundamen-
r Relating explanatory models on different tal issues often boil down to how we
levels (e.g., symbolic and neural models; should properly relate memory, percep-
Clancey, 1999) tion, problem solving, and learning. For
r Improved theories and practices in learn- many AI researchers and cognitive psy-
ing and instruction (e.g., Koschmann, in chologists, such a theory must be inher-
press), as well as in software engineering ently expressed as a mechanism, in partic-
(e.g., Clancey, 2006; Greenbaum & Kyng, ular a computer program that implements
1991), arising through extensive multi- the theory of memory and mental process-
disciplinary collaborations between social ing. But systems thinkers argued that cog-
and computer scientists nitive processes are not like conventional
r The extension of cognitive theory beyond computer programs. Wilden (1987), a com-
games and expert problem solving to munication theorist, contrasted a mech-
include the nature of consciousness and anism (meaning something like a clock
emotion (e.g., autism, dreaming, dys- made of gears, a “machineism”) with an
functions). organicism (essentially an open system).
Further, Bateson (1972), an anthropologist-
But perhaps most visibly and germane to philosopher, explored whether “mental”
the original objectives of AI, situated was a phenomenon that could be localized
robotics flourished as dynamic cognition as a process inside the brain (as opposed
theories – based on feedback, interaction, to being a person-environment interactive
and emergence – inspired new approaches process).
to navigation, perceptual categorization, and Telling this multidimensional, histori-
language learning (Clancey, 1997, chap. 5). cal development is challenging, for it was
never known to anyone at any time in all
of its threads and perspectives. Moreover,
Disciplinary Perspectives because of its complex form, we cannot find
a viewpoint for grasping it, as if it were a
In relating cognitive studies to other sci- landscape, from a single, all-encompassing
ences, it is apparent that no single disci- perspective. Post hoc we can trace themes,
pline has all the answers. All have had par- such as epistemology and the theory of
allel developments that were contrary to memory, and make causal links among indi-
situated cognition and even within their viduals, publications, institutions, and even
own discipline were viewed as lacking an pivotal academic meetings. Even a litany
appropriate contextual aspect. For example, of concepts or issues is perspectival, articu-
some anthropologists might be critical of lated, and exploited within a particular com-
ethnoscience (a development within cogni- munity’s interests and problems. It helps to
tive anthropology) because the study of how recognize the many dimensions of analysis
people perceive their environment through at play and to attempt to identify issues that
their use of language may use phonemic pertain to different concerns, such as the
analysis too narrowly, thereby reifying lin- examples that follow:
guistic categories as if they had a reality apart
from their existence within conceptual and Academic disciplines: Philosophy, psy-
cultural systems. chology, sociology, education, man-
Arguably, epistemology underlies all of agement, anthropology, biology, com-
situated cognition, and thus one might say puter science, neural science
that all cognitive research in sociology, Cross-disciplines: Philosophy of mind/
anthropology, education, psychology, and science, cybernetics, social psychol-
even neurology is aimed at developing an ogy, cognitive anthropology, cogni-
appropriate epistemology and articulating tive science, AI, neuropsychology,
SCIENTIFIC ANTECEDENTS OF SITUATED COGNITION 19
much a chronological tale but a coherent James, and John Dewey (see Gallagher, this
relation of people and concepts that fit to tell volume). This perspective emphasized that
a coherent, useful story. Especially, the best knowledge was not merely transferred but
motivation might be the question, What that a transformation developed within and
should any student know about the work through the person’s action. Most simply,
that came before, particularly, what might this means that people can be instructed
be fruitfully read again, in the original, for and are not simply learning habits (rote
inspiration? This is my criterion for select- learning). Importantly, “being instructed”
ing the scientific ideas that follow; I empha- means that what is learned is subjectively
size primary sources that future researchers interpreted and assimilated. The subjective
should read and interpret for themselves. aspect emphasizes both that knowledge can-
not be identified with the curriculum –
which Dewey (1902/1981) called a “map for
Crosscutting Themes of Cognition learning” – and that the learner is consciously
reflecting on and making sense of instruc-
I organize scientific work related to situated tive situations and materials in actively look-
cognition according to what discipline or ing and touching while doing things. Two
field of study the advocates were grounded constructivist principles suggested by von
in – philosophy, education, sociology, lin- Glasersfeld (1984, 1989) build on Piaget’s
guistics, biology, neurology, anthropology – work and philosophical realism (Berkeley,
and then group related work by themes that 1710/1963; Vico, 1710/1858): (1) knowledge is
were developed by studying cognition from not passively received but actively built up
the given perspective. This is different from by the cognizing subject, and (2) the func-
a cognitive-element perspective, insofar as tion of cognition is adaptive and serves the
research on memory, for example, appears organization of the experiential world, not
both in the “language + cognition” category the discovery of ontological reality.
as well as in the “neurology + cognition”
category. My aim is to show fundamental
relations between ideas, not what aspects of Constructivism2 : Education +
mind were derived from the studies. The Cognition
themes are research topics embodying a sit-
uated perspective. Space allows for only a Constructivist epistemology combined with
brief mention of each person’s work – for developmental psychology to greatly influ-
elaboration, please see the references cited. ence pedagogical designs in the twenti-
eth century (Dewey, 1902/1981, 1934, 1938;
Piaget, 1932, 1970, 1970/1971). Research
Constructivism1 : Philosophy + emphasizes the development of individ-
Cognition uals to understand the learner’s active
cognitive operations (e.g., Dewey’s [1938]
Constructivism is a theory of learning notion of inquiry) strategies, stages of
according to which people create knowledge conceptual development, and the nature
from the interaction between their exist- of experiential processes of assimilation
ing knowledge or beliefs and the new ideas and accommodation. Learning interactions
or situations they encounter.7 Constructivist can be analyzed in many dimensions,
pedagogy tends to stress the importance of including perception, conception, repre-
both teacher/environmental guidance and sentation, skills, actions, material interac-
learner activity. One thread of construc- tion, and transformation (e.g., interpret-
tivist thinking developed in the philoso- ing instructions, arranging objects into a
phy of psychology, in the late-nineteenth- design). Perception-conception and action
century American pragmatism (Konvitz & are understood to mutually interact (which
Kennedy, 1960) of Charles Peirce, William Dewey [1896] called “coordination”).
SCIENTIFIC ANTECEDENTS OF SITUATED COGNITION 21
elucidate what the processes were and how (see Shapiro, 1992, pp. 1427–1443). Ironically,
they were distributed and temporally devel- Bartlett’s theory of memory is based not on
oped. In particular, a focus on language in storage of schemata but rather on active
its manifestations of remembering, story- processes that are always adaptively con-
telling (narrative), and theorizing revealed structed within action, biased through pre-
a dynamic, constructive aspect that fit the vious ways of working together, and when
pragmatists’ and interactionists’ views that engaged “actively doing something all the
behavior itself was transformative and not time” (Bartlett, 1932/1977, p. 201). Thus, he
merely an applicative result (an output) argued for a process memory, not a descrip-
from the “real” cognitive workings of infor- tive memory of processes or a preconfigured
mation input, matching, retrieval, deduc- memory of stored procedures (see Clancey,
tion, and action-plan configuration. Instead, 1997, chap. 3).
we have the notions of dynamic mem- Bartlett developed his theory by ana-
ory, reconstructive memory, representing lyzing story recollection, showing how
as an observable behavior (e.g., speaking details, fragmentary ideas, and narrative
as representing), and thinking as including were remembered and reconstructed. Lof-
nonverbal conceptualizing (versus purely tus (1979/1996) applied these ideas to reveal
linguistic deduction). In this shift – from the improvisational aspects of memory in
information as stimuli extracted from the legal testimony. Bransford et al. (1977) and
environment and responses as stored pro- Jenkins (1974) demonstrated in experimen-
grams to a theory of remembering-in-action tal settings how linguistic-narrative memory
(a process memory) – situated cognition blended phrases, roles, and themes in ways
more radically turns from behaviorism than people did not realize. All of this suggested
information processing was able. that remembering was not merely retriev-
The language-related foundations of situ- ing but actively reconstructing and reactivat-
ated cognition were well established before ing ways of thinking – and seeing, hearing,
AI research on comprehension and dis- doing.
course by the pragmatists (see especially Schank’s (1982) Dynamic Memory high-
Dewey’s [1939/1989, p. 534] response to Rus- lighted how past experience, such as previ-
sell, Wittgenstein’s [1953/1958] break with ous encounters in a restaurant, shapes how
positivism in his analysis of the language we interpret and act in situations we con-
game, Ryle’s [1949] distinction between ceive to be similar. He suggested that fail-
“knowing how” and “knowing that,” Langer’s ure of expectation was particularly impor-
[1942/1958] distinction between discursive tant in constructing new concepts. Although
and presentational representation, Austin’s formalized by Schank’s research group in
[1962] view of language as speech acts, a network of stored descriptions, this work
and the general semantics of Korzybski emphasized the historical nature of knowl-
[1934/1994]). edge. Learning and behaving are insepa-
rable, with learning occurring in behavior
itself, in contrast with the view that learning
Remembering
occurs only in reflective reconstruction after
A situated theory of human memory is a problem-solving episode is complete. Fur-
like an arch keystone that relates neural, thermore, normative (social) behavior can
symbolic information processing and social be described by scripts (Schank & Abelson,
views of cognition. Bartlett’s (1932/1977) 1977), which are learned patterns of behav-
notion of schemata was of course influential ior based on the sequence of experience,
in qualitative modeling applications, rang- not compiled from theoretical models about
ing from visual processing (e.g., Minsky’s restaurants, and so on (for further relation
[1985] frames) to expert (knowledge-based) of scripts to situated cognition, see Clancey,
problem solving and case-based reasoning 2002).
SCIENTIFIC ANTECEDENTS OF SITUATED COGNITION 23
facts and procedures to be later applied, (2) already well established in biology, as scien-
understanding requires experience, whether tists came to realize that neither the cell nor
physical or in the imagination, such that the organism could be isolated for under-
multiple modalities of thought are coor- standing the sustenance, development, or
dinated, and (3) conceptual understanding evolution of life. Systems thinking, involv-
relies on perceptual-motor experience and ing notions of dynamic and emergent inter-
simpler ideas, such that learning can be actions, was necessary to relate the interac-
viewed and usefully guided in stages, which tions of inherited phenotype, environmental
themselves require time and exploration to factors, and the effect of learning. Indeed,
develop. Most important, this dynamic sys- in reviewing the literature, one is struck by
tems perspective does not deny the central how ethologists (studying natural behavior
role of formal representations (e.g., musi- of animals), neurologists (focusing on neu-
cal notation) but rather seeks to explain ral and cell assemblies), and cyberneticists
how representations are created and acquire (forming cross-disciplinary theories of sys-
meaning in practice. tems and information) were meeting and
Schön (1979, 1987) combined these ideas writing about similar aspects of life and cog-
quite practically in his reinterpretation of nition. Yet, with a more narrow focus on
Dewey’s (1938) theory of inquiry (Clancey, intelligence, and then expertise, the rele-
1997, pp. 207–213). For example, his anal- vance of these broad theories to AI and cog-
ysis of architectural design revealed how nitive science was not recognized for several
conceiving, articulating, drawing, perceiv- decades. Thus, even though one can easily
ing, and interpreting/reflecting were dynam- see cybernetics as kin to situated cognition,
ically influencing one another in nested and cybernetics was not presented in AI text-
parallel processes. Within the AI commu- books as a necessary background for study-
nity, these ideas were first developed most ing the nature of intelligence.
visibly in the idea of cognitive appren-
ticeship (Brown, Collins, & Duguid, 1989;
Cybernetics
Collins, Brown, & Newman, 1989), which
produced a lively debate (Bredo, 1994; The intersection of neurology, electronic
Greeno, 1997; see also Clancey’s [1992] network theory, and logic modeling around
response to Sandberg & Wielinga, 1991). World War II was popularized by Nor-
In related naturalistic studies, Gardner bert Wiener (1948), who defined cybernet-
(1985) examined the varieties of intelligence, ics as the study of teleological mechanisms,
emphasizing skills in different modalities exemplified by the feedback mechanisms in
that people exhibited or combined in dif- biological and social systems. As we have
ferent ways. This work had the dual effect seen throughout, the notions of memory
of highlighting what schoolwork and tests and localization were central. Von Foerster
ignored and how the verbal emphasis of (1973) wrote: “The response of a nerve cell
problem-solving research over the previous does not encode the physical nature of the
two decades had ignored physical, visual, agents that caused its response. Encoded is
and even interpersonal forms of knowledge. only ‘how much’ at this point on my body,
but not ‘what’” (pp. 214–215). That is, the
observer’s described world of objects, prop-
Animal Cognition, Evolution, and erties, and events is not represented at this
Ecology Feedback: Biology + level in the nervous system; rather, what
Cognition is registered or encoded is a difference or
change as the body interacts with its envi-
In many respects, the application of sys- ronment.
tems thinking that was so confusing and Similarly, Maturana and Varela’s notion
indeed threatening to psychologists and AI of organizational closure views information
researchers in the 1970s and 1980s was (“in-formation”) as a dynamic relation and
SCIENTIFIC ANTECEDENTS OF SITUATED COGNITION 25
not something that flows into the organ- cognitivist perspective (see especially Shaw
ism as instructions or objectively meaningful & Todd, 1980; elucidated by Clancey, 1997,
packets. Maturana and Varela’s (Maturana, pp. 280–283). In psychology this alternative
1975, 1978, 1983; Maturana & Varela, 1980, view was also called “contextualism” (Hoff-
1987) theoretical framework of the biology man & Nead, 1983).
of cognition also formalizes the complex-
systems concepts of structural coupling
Ethology
(mutual causal relations between organism
and environment) and autopoiesis (self- From a historical perspective, perhaps the
creating) (see Capra, 1996; Clancey, 1997, oddest disconnection in the science of cog-
pp. 85–92). Von Glasersfeld (1974) called this nition is the study of intelligence by early
“radical constructivism” (see also Riegler, AI and cognitive scientists without refer-
2001). ence to animal research. In part, this could
Bateson (1972, 1988, 1991) was a cen- reflect perhaps a resistance to attribute cog-
tral figure in the inquiry relating cybernet- nition per se to animals, as animal cognition
ics, biology, and cognition. His reach was only flourished on the scientific scene in the
especially broad, including cultural anthro- 1980s (e.g., Gould, 1986; Griffin, 1992; Roit-
pology, ethology, and family therapy. For blat, Bever, & Terrace, 1984). And certainly
example, his theory of the double bind the Skinnerian behaviorist psychology of the
in schizophrenia claimed that contradic- 1950s and 1960s appeared to be more about
tory messages (e.g., a verbal command and rote animal training than about problem
an incommensurate gesture) could disrupt solving. Nevertheless, the work of Konrad
conceptual coordination. Thus, in under- Lorenz, Karl von Frisch, and Nikolaas Tin-
standing schizophrenia as not only an inter- bergen, winners of the Nobel Prize in 1973,
nal mental-biological dysfunction but also a was well known through the 1950s. In the
confused interpersonal dynamic – a disor- autobiography accompanying his Nobel lec-
ganized relation between person and envi- ture, Lorenz (1973) says he early on believed
ronment – Bateson brought a dialectic, that his responsibility (“chief life task”) was
ecological notion of information and com- to develop an evolutionary theory of ani-
munication to understanding development mal psychology, based on the comparative
in biology and social science. study of behavior. He was influenced by Karl
Bühler and Egon Brunswick to consider a
psychology of perception tied to epistemol-
Ecological Psychology
ogy; similarly, he found in Erich von Holst “a
Gibson (1979), a psychologist, developed a biologically oriented psychologist who was,
systems theory of cognition that explained at the same time, interested in theory of
behavior as a relation that develops in knowledge.”
located action. For example, rather than say- Frisch’s analysis of the “waggle dance” of
ing that a person can jump over a stream, honeybees, The Bee’s Language (published
one might say that a given stream affords in German in 1923), is an exemplary study
jumping when a person is running as he or of situated animal behavior in groups (com-
she approaches (Turvey & Shaw, 1995). Such pare this study over time and across loca-
an affordance is a dynamic relation between tions with feeding pellets to pigeons in a cage
a moving person and the environment, not apparatus). Tinbergen’s (1953) The Herring
located in the person or in the stream. Tur- Gull’s World teased apart the stimuli orga-
vey and Shaw further developed this the- nizing social behavior patterns.
ory relating perception and motion, char- The study of animal navigation and
acterizing the organism-in-environment as a social behavior is especially profound for
reciprocal relation, seeking a biologically rel- AI and cognitive science because it reveals
evant information theory (see Clancey, 1997, what simpler mechanisms – fixed pro-
chap. 11). They explicitly argued against the grams with perhaps limited learning during
26 WILLIAM J. CLANCEY
maturation – can accomplish. Studying ani- Lashley, 1951) and predated computational
mals forces the scientist to acknowledge that modeling of problem solving. Rosenfield
an observer’s descriptive world maps and (1988, 2000), Edelman (1987), and Freeman
principled rule descriptions of behavior (as (1991) directly addressed and often critiqued
might be found in an expert system), though cognitive theories, showing that they were
useful to model animal behavior, could not incoherent from the perspective of com-
be the generative mechanism in creatures plex systems theory and were biologically
lacking a language for modeling the world implausible.
and behavior. This realization, pioneered by Similarly, Sacks (1987), a neurologist,
Brooks (1991), produced in the late 1980s a used case studies of how patients survive
wide variety of animal-inspired mechanisms and adapt to reveal how neural processes,
in the field of situated robotics (Clancey, the environment, and issues such as self-
1997, Part 2). The formulation of a theory of hood interact to inhibit or enable men-
dynamic (complex) systems (termed chaos tal experience. Sacks was especially adept
systems) by Prigogine (1984) helped explain, at showing how conventional neurology’s
for example, ant organization around a tests and dysfunctional categories veritably
food source. In particular, the complex sys- “decomposed” the patient by an inventory
tems concept of dissipative structures (in of deficits, while instead the patient’s expe-
which decreased energy becomes a source rience developed as a compensatory reor-
of increased order) inspired Steels’s (1990) ganizing process of preserving and reestab-
designs of self-organizing robotic systems. lishing identity (persona). Notice how the
Related work in artificial life (Resnick, idea of a person – involving personal projects
1997) in the 1980s sought to explain the (Sacks, 1995), temperament, friendships,
development of systemic organization and cherished experiences, and so on – is very
emergent properties through the same cellu- different from the typical antiseptic refer-
lar automata mechanisms that inspired Min- ence to humans as subjects of study, in
sky in 1950. Kaufmann (1993) moved this which it becomes all too easy to then ignore
investigation to molecular biology, interest- issues of identity and consciousness.
ingly combining the strings-of-symbols idea
from information processing with the notion
of self-organizing feedback systems. He sug- Contemporary Theories of Knowledge
gested the applicability of this approach to and Learning: Anthropology +
understanding economics, conceptual sys- Cognition
tems, and cultural organization – hence “the
new kind of science” (Wolfram, 2002). At this point in the story, the history of
science by the late 1980s becomes the con-
temporary development of situated cogni-
Neurology and Neuropsychology: tion in AI and cognitive science (Clancey,
Neurology + Cognition 1997). Some social scientists were shift-
ing from third-world sites to business and
Neuroscience, inspired by mechanisms of school settings in the United States, Europe,
computational connectionism and grounded and South America, focusing especially on
in magnetic resonance imaging and related learning (e.g., Lave & Wenger, 1991). These
methods for inspecting brain processes, researchers were especially influenced by
raced ahead in the 1990s with new models Dewey, Vygotsky, Piaget (e.g., Cole &
of categorization learning, visual processing, Wertsch, 1996), Bateson, Gibson, Hall, and
sensory memory, and theories relating emo- Mead (e.g., Suchman, 1987). Often anthro-
tion to cognition (Damasio, 1994). pology provided an organizing theoreti-
As previously related, connectionism cal and methodological perspective (Green-
derived from early work in neural network baum & Kyng, 1991). Studies of learning
modeling (e.g., Head, 1920; Hebb, 1949; and instructional design were transformed
SCIENTIFIC ANTECEDENTS OF SITUATED COGNITION 27
to relate information and participatory pro- tic network of concepts and relations – sup-
cesses in activity systems (Greeno, 2006). posedly modified in long-term memory and
Drawn in perhaps by the formation processed by a central processing unit that
of the Cognitive Science Society in 1980, was by assumption identical in every human
some social scientists and psychologists brain.
reacted especially to the theory that all Nevertheless, some cognitive phenomena
problem-solving behavior was generated stood out as requiring consideration: com-
from a preformulated plan derived from monsense knowledge (nobody needs physics
verbally defined goals and deductive infer- calculations to know whether a spilled liq-
ence about problem-solving methods (Agre, uid is likely to reach the end of a table), the
1997; Schön, 1987). For example, Lave (1988) relation of imagery and discursive thought
questioned whether human expertise could (Langer, 1942/1958), the subjective nature
be inventoried and indeed stored in a of meaning versus the idea that knowl-
knowledge base. Situated action and situ- edge consisted of stored proposition mod-
ated learning sought to expose how peo- els of facts and rules (highlighted by the
ple actually behaved, what they knew, and philosophical analysis of Winograd & Flo-
how they learned during work. Some of res, 1986), language learning (how does a
the earliest proponents were Scribner and child learn so much grammar from so few
Cole (1973), Rogoff and Lave (1984), and examples?), ill-structured problems (Simon,
Suchman (1987). The previously mentioned 1973), musical creation and performance
ideas of cognitive apprenticeship devel- (e.g., Smoliar, 1973), how symbols in a cog-
oped in this academic community of prac- nitive system are grounded (Harnad, 1990),
tice, which resided predominantly at the and so on.
University of California’s Irvine and San Reflecting on the problems scientists had
Diego campuses, Xerox-PARC, Pittsburgh’s in bringing a complex-systems perspective
Learning Research and Development Cen- to AI and cognitive science, Clancey (1997,
ter (LRDC), the Massachusetts Institute of pp. 345–364) formulated a set of heuristics
Technology’s Media Lab, and the Institute for scientists: Beware an either-or mental-
for Research on Learning. ity (e.g., knowledge is either objective or
arbitrary). Try both narrow and broad inter-
pretations of terms. Given a dichotomy,
Foreshadowed Dilemmas in Cognitive ask what both positions assume. Beware
Psychology and AI imposing spatial metaphors. Beware locat-
ing relations. Try viewing independent lev-
Artificial intelligence and cognitive scientists els as codetermined. Don’t equate a descrip-
were aware of gaps and oddities in main- tive model with the causal process being
stream theories of intelligence through the described. Recognize that first approxima-
1960s and 1970s. However, any science must tions may be overstatements. Be aware
exclude certain phenomena (one is tempted that words sometimes mean their opposites.
to say, “certain complexities”). Thus, it is no Enduring dilemmas are possibly important
surprise that although engaging invited talks clues. Periodically revisit what you have
and textbook final chapters (e.g., Neisser, chosen to ignore. Beware of building your
1976) might mention autism, dreaming, and theory into the data. Locate your work
emotion, there was no coherent theory of within historical debates and trends. “It’s not
consciousness. (Indeed, the new reputabil- new” does not refute a hypothesis. Beware
ity of the topic of consciousness in cognitive of errors of logical typing. Recognize con-
science during the 1990s was somewhat like ceptual barriers to change. To understand
the admission of cognition into talk about an incomprehensible position, start with
animals in the 1980s.) Psychiatric disorders, what the person is against. Recognize that
for example, were difficult to make sensi- the born-again mentality conceives sharp
ble from the perspective of a single seman- contrasts. Recognize how other disciplines
28 WILLIAM J. CLANCEY
study and use as tools different aspects of inhibited; prone to ennui and powerless anx-
intelligence. Recognize the different mental iety, yet in joy of nature and companionship
styles of your colleagues. always situated.
Can we summarize the meaning of situ-
ated cognition itself, as seen through all the
scientific disciplines over the past century? Acknowledgments
As stated, an all-encompassing generaliza-
tion is the perspective of complex systems. My understanding of situated cognition has been
strongly influenced by courses at Rice University
From an investigative standpoint, the one
in 1971–1973 taught by Fred Gamst (Sociocultural
essential theoretical move is contextualiza-
Anthropology); Konstantin Kolenda (Philosophy
tion (perhaps stated as “antilocalization,” in of Knowledge; Philosophy of Literature); Ken
terms of what must be rooted out): we can- Leiter, then visiting from University of Cali-
not locate meaning in the text, life in the fornia, Irvine (Ethnomethodology: The Radical
cell, the person in the body, knowledge in Sociology of Knowledge); and Stephen Tyler
the brain, a memory in a neuron. Rather, (Language, Thought, and Culture). Conversa-
these are all active, dynamic processes, exist- tions with my colleagues at IRL (1987–1997),
ing only in interactive behaviors of cultural, particularly John Seely Brown, Jim Greeno,
social, biological, and physical environment Gitti Jordan, Jean Lave, Charlotte Linde, Jeremy
systems. Meaning, life, people, knowledge, Roschelle, Susan Stucky, and Etienne Wenger,
provided insights and motivation for putting
and so on, are not arbitrary, wholly sub-
these ideas together. I am grateful to Alex
jective, culturally relative, or totally impro-
Riegler, Mike Shafto, Jim Greeno, and an anony-
vised. Rather, behaviors, conceptions, and mous reviewer for their comments on this chap-
emotional experiences are constrained by ter. My writing has been supported in part
historically developed structural relations by NASA’s Computing, Communications, and
among parts and subprocesses in different Information Technology Program.
kinds of memories – neural, artifactual, rep-
resentational, and organizational – and are
dynamically constrained in action across sys- Notes
tem levels.
Many difficult problems remain in under- 1 This is a story about the conceptual founda-
standing learning, language, creativity, and tions of situated cognition; for how the par-
consciousness. From a computer scientist’s ticular theories of situativity and learning in
the 1980s and 1990s developed, see Sawyer
standpoint, looking out over the vast land-
and Greeno (this volume).
scape of more than a century of exploration, 2 Definitions in this section are adapted from
the nature of memory and development the Wikipedia discussion (retrieved June
still appears pivotal. Almost certainly, elu- 7, 2005, from http://en.wikipedia.org/wiki/
cidating the emergent structures and regu- Systems_Thinking). For an introduction, see
latory processes of genetic biology (Carroll, also New England Complex Systems Institute
2005) will inspire more complex computa- (n.d.).
tional theories and machines with perhaps 3 Definitions in this section are adapted from
reconstructive procedures and hierarchies. the Wikipedia discussion (retrieved June 7,
The nature of conceptualization and hence 2005, from http://en.wikipedia.org/wiki/
consciousness will gradually be articulated, Systems_theory).
4 Definitions in this section are adapted
comprising a complex order of molecular,
from the Wikipedia discussion (retrieved
physiological, neural, coordination memory, June 7, 2005, from http://en.wikipedia.org/
and activity systems. The nature of the wiki/Complex_system).
self – unfolding, self-organized, and willfully 5 As a graduate student in the 1970s, I read
determined – will be revealed as the essential a Natural History article about the dance of
cognitive dialectic: controlling, yet biased by the bees and wondered, How did insect nav-
ideas; open to change, yet inconsistent and igation relate to expert reasoning? Could we
SCIENTIFIC ANTECEDENTS OF SITUATED COGNITION 29
model the bee’s knowledge as rules? Brooks Bateson, G. (1972). Steps to an ecology of mind.
(1991) provided an alternative theory. New York: Ballantine Books.
6 For a discussion of the dichotomy between Bateson, G. (1988). Mind and nature: A necessary
the living constitution (arbitrariness) and unity. New York: Bantam Books.
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an argument against either-or thinking – see nelia & Michael Bessie.
Antonin Scalia’s remarks at the Woodrow Berger, P., & Luckmann, T. (1966). The social
Wilson International Center for Scholars in construction of reality: A treatise in the
Washington, DC, on March 14, 2005 (re- sociology of knowledge. New York: Anchor
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CHAPTER 3
Philosophical Antecedents
of Situated Cognition
Shaun Gallagher
In this chapter I plan to situate the concept sky to Gibson) and biologists (from von
of situated cognition within the framework Uexküll to Varela), many of whom have had
of antecedent philosophical work. My inten- a significant impact on how we think of cog-
tion, however, is not to provide a simple nition as complexly embodied and situated.2
historical guide but to suggest that there are I think that it is right to say that most con-
still some untapped resources in these past temporary philosophers who champion the
philosophers that may serve to enrich cur- idea of situated cognition have been posi-
rent accounts of situated cognition. tively influenced by this work in psychol-
I will include embodied cognition as part ogy and neurobiology. For the philosophers
of the concept of situated cognition. One with whom we will be concerned, how-
often encounters these terms used together – ever, the psychology and biology of their
embodied cognition and situated cognition – time had less of a positive effect, and in
and it is clear that situated cognition can- some cases defined precisely what these
not be disembodied, although some authors philosophers were reacting against. What is
emphasize one over the other or provide even clearer is that these philosophers were
principled distinctions between them.1 Phi- reacting against a long philosophical tradi-
losophical thought experiments notwith- tion that simply ignored the importance of
standing, however, the often-encountered body and situation in favor of the isolated
brain in a vat is, to say the least, in a very mind. This tradition included, of course,
odd and artificial situation. Given what Descartes, but also Locke, Hume, and Kant,
seems to be an essential connection between and almost every other modern philosopher
embodiment and situation, I will take the one can name. To ignore embodiment and
more inclusive and holistic route and view situation was the overwhelming tendency of
them accordingly. the philosophical tradition up to and includ-
The large landscape of sources for the ing many twentieth-century philosophers.
concept of situated cognition is populated Before the twentieth century it is dif-
with important psychologists (from Vygot- ficult, though not impossible, to find
35
36 SHAUN GALLAGHER
philosophers who could count as propo- many others, such as William James, George
nents of situated cognition. There is, how- Herbert Mead, Hans-Georg Gadamer, Aron
ever, a long tradition that emphasized prac- Gurwitsch, Hans Jonas, Hubert Dreyfus,
tical reason, especially in discussions of or more recently, Andy Clark, Mark John-
ethics and politics, and in these discourses son (writing with George Lakoff), and Evan
the idea of situated reasoning is not absent. Thompson (writing with Francisco Varela).
One could mention here Aristotle’s notion
of phronesis (practical wisdom), which is
a form of knowing or epistemic capacity Organism-Environment
that is highly dependent on the particular
and practical (moral) situation in which it Situated cognition has become an impor-
must be practiced. In the case of phrone- tant concept in educational theory, and one
sis, one does not know in general, or by of the most frequently cited philosophers
appeal to a set of rules, so much as one in this context is John Dewey (see, e.g.,
decides case by case – with special atten- Bredo, 1994; Brown, Collins, & Duguid, 1989;
tion to the details of each case – what one Clancey, 1997; Lave, 1988; Lave & Wenger,
must do. The Stoics also regarded the situ- 1991). Curiously, just as much as Dewey is
ation, defined in its most determined and cited in discussions of situated learning, he
concrete terms, as an important factor in is almost entirely ignored in the philosophy-
knowing what one can and cannot do. These of-mind discussion of situated cognition.4
traditions, however, were not carried over But Dewey was clearly the Dennett of his
into the realm of theoretical knowledge, time, at least in terms of his enthusiasm
or what philosophy has considered cogni- for the science of mind and his rejection
tion per se (something closer to mathe- of Cartesianism. As early as 1884 Dewey
matics than to phronesis), which was most reviewed the significance of the new phys-
frequently thought to be independent of iological psychology, and he points to the
situation. Even moral deliberation was importance of certain biological concepts of
frequently modeled on context-free or organism and environment:
mathematical thinking (think of Kant’s cat-
egorical imperative or Bentham’s utilitarian The influence of biological science in general
calculus). There may be a number of excep- upon psychology has been very great. . . . To
tions to this general view (I think Nietzsche biology is due the conception of organ-
ism. . . . In psychology this conception has
would count as an exception, for example),3
led to the recognition of mental life as an
but nothing like a fully developed concept organic unitary process developing accord-
of situated cognition is to be found prior to ing to the laws of all life, and not a
the twentieth century. theatre for the exhibition of independent
In general, then, if the roots of the idea of autonomous faculties, or a rendezvous
situated cognition extend back into the his- in which isolated, atomic sensations and
tory of philosophy, they remained undevel- ideas may gather, hold external converse,
oped and well covered by the ground from and then forever part. Along with this
which the Enlightenment grew, not even to recognition of the solidarity of mental life
be unearthed in all the digging for episte- has come that of the relation in which it
mological foundations. But in the twenti- stands to other lives organized in society.
The idea of environment is a necessity to
eth century this idea did break the surface,
the idea of organism, and with the con-
and it started to grow in certain philoso- ception of environment comes the impos-
phers who were reacting critically against sibility of considering psychical life as an
the modern philosophies of Descartes, Kant, individual, isolated thing developing in a
and numerous others. I focus on four such vacuum. (Dewey, 1884, p. 280)
philosophers: Dewey, Heidegger, Merleau-
Ponty, and Wittgenstein. These are four Dewey thus criticized conceptions of cogni-
philosophers among a list that could include tive experience that construe it as narrowly
PHILOSOPHICAL ANTECEDENTS OF SITUATED COGNITION 37
individual, ideational, and passive. Experi- the situation.5 For Dewey, ideas, as well
ence is not something that happens in an as gestures and speech acts, are themselves
isolated mind; rather, experience is biologi- tools for this kind of interaction. Further-
cal, insofar as it involves an organism in an more, whether we are moving things about
environment, and social, insofar as that envi- or reconstructing meaning, cognition is pri-
ronment is intersubjective. Cognition, then, marily a social event and is often accom-
emerges in the transactional relations that plished in a joint effort. Cognition and such
characterize organisms and the physical and communicative processes are measurable in
social environment with which they engage. terms of their pragmatic success. A good
Experience is thus situated. “In actual expe- idea consists of a set of practices that resolves
rience, there is never any such isolated sin- the problem.
gular object or event; an object or event is Dewey was thus criticizing a strict Carte-
always a special part, phase, or aspect, of an sian division of labor between mind and
environing experienced world – a situation” body – a division of labor that was not simply
(Dewey, 1938a, p. 67). theoretical and a problem for philosophers
Dewey uses the notion of a problematic but that was finding its way into the prag-
situation to describe how cognition involves matics of everyday life. Consider the fol-
coping with unfamiliar circumstances. Situ- lowing description of management practices
ations are problematic if there is some ele- from Taylor’s 1911 textbook Scientific Man-
ment of confusion, disturbance, uncertainty, agement:
or incompleteness that needs to be resolved
Thus all of the planning which under the
and there is no clear direction that would
old system was done by the workman, as
lead to resolution. In such cases, cognition is a result of his personal experience, must
a form of inquiry, and this is understood as of necessity under the new system be done
a hands-on practical activity through which by the management in accordance with the
we transform the situation into one that is laws of the science. . . . It is also clear that
less confused and more comprehensible, and in most cases one type of man is needed to
in which ideas for successful action start to plan ahead and an entirely different type
emerge. An idea is not primarily an intel- to execute the work. The man in the plan-
lectual entity in the head but “an organic ning room, whose specialty under scientific
anticipation of what will happen when cer- management is planning ahead, invariably
finds that the work can be done better
tain operations are executed under and with
and more economically by a subdivision
respect to observed conditions” (Dewey,
of the labour; each act of each mechanic,
1938a, p. 109). Cognitive inquiry is not a for example, should be preceded by vari-
purely mental phenomenon but involves an ous preparatory acts done by other men.
interaction between organism and environ- (Taylor, 1911/1967, p. 37)
ment to produce real changes in the causal
couplings that characterize the situation. The separation of mental experience
We should add the important point that the from hands-on physical manipulation of the
situation should be defined as inclusive of environment was, for Dewey, both a philo-
the inquirer. It is not I as cognitive inquirer sophical and a social problem.6 For him, cog-
confronting a situation; the situation sur- nition is a form of action and not a relation
rounds and includes me. between a thinking that goes on in the mind
Dewey was influenced by Peirce in his and a behavior that goes on in the world.
thinking that, in the process of coping with The basic unit of experience is the organism-
a problematic situation, we use not only environment rather than a Cartesian cogito
ideas but also tools – physical ones like ham- or Kantian pure ego:
mers with which we can physically reshape We see that man is somewhat more than
the environment, but also linguistic ones, a neatly dovetailed psychical machine who
which in communicative contexts may do may be taken as an isolated individual. . . .
just as well in reshaping the dynamics of We know that his life is bound up with
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Tervanpolttajat
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Title: Tervanpolttajat
Ynnä muita kertomuksia pohjan periltä
Language: Finnish
Kirj.
SALOMO PULKKINEN
SISÄLLYS:
Tervanpolttajat.
Pakeneva onni.
Kannan pahennus.
Suolle taloksi.
Tervajoella.
Ruotipoika.
Markkinaturkki.
Tervanpolttajat.
— Voi mikä tuli! sanoi Antti, nyt se palaa kyllä meiltä väkisellä.
Hän otti lapion ja alkoi kaikin voimin multaa syytää päristämään
haudan päälle. Vaan Jussi ei hievahtanut paikaltaan, katsoi vaan
miten Antin lapiosta lenti multa ja katosi aina liekkien sekaan. Antti
ei ensin sitä huomannut, vaan luuli Jussinkin samalla tavalla tulta
sammuttavan. Sitten kuitenkin sattuivat Antin silmät jouten istuvaan
Jussiin ja hän sanoi heti:
— Etkö sinä, Jussi kulta, näe että hauta palaa väkivalkeassa. Miksi
istut jouten, etkä sammuta?
— Vai niin että minä tässä nyt jalkani polttaisin; millä pakon!
— No ota sitten tämä lapio, niin minä näytän sinulle, Jussi; näytän
mallia haudan polttoon, mallia työn tekoon ja mallia ihmisyyteen.
Vaan jos sinussa on vähääkään miestä, niin nouse tuonne päälle!
Ehkäpä siellä saat jotakin kemiallista tuntea aivoissasi. Itsensä edelle
sitä ei ole käynyttä, sanoi Antti ja samassa peräytyi muutamia
askelin takaperin sekä, ottaen muutamia hyppyjä kepin kanssa,
hyppäsi suoraan haudan päälle, väänti leukansa kieroksi ja sanoi,
hyppien vuoroin toisella ja toisella jalalla raskaammasti:
— Sen sanon mitä äsken jo sanoin, että kanin päälle pitää panna
visu kallo turpeesta ja mullasta ja vastakkaiseen kulmaan reikä, se
on minun konstini, sanoi Jussi.
— Ei kelpaa mulle sun mahtisi; niitä saat muille loruta, loruin niille,
jotka niitä uskovat. Minulla on vielä konsti semmoinen, joka sinun
päähäsi ei olisi juolahtanut, vaikka kuinkakin vanhaksi olisit elänyt.
Koetetaanpas laskea tervaa, eikö lähtisi edes sen vertaa että
saataisiin sytöksi tuohon kaniin. Hei, tappi auki ja tynnyri alle! sanoi
Antti ja kiskasi tapin auki.
Mutta sen sijaan että olisi tullut tippaakaan tervaa, kitkusi sieltä
vähän kylmää savua.
Liisa käski hänen paikalla tulla kahville ja alkoi sitten puhua Antille
totena uutisena, Möttös-Reetan kertomana, kuinka Reeta oli nähnyt
erään tuntemattoman miehen kokevan Antin rysiä Virtasalmen
matalassa ja päästävän rysästä monta monituista suurta haukia,
liekö ollut lohiakin. Kalat olivat tietysti olleet suuria, kun olivat
veneessä pitäneet sellaista loisketta, että oli kuulunut
Juurikkasalmelle asti.
— Etpä usko, Liisa, sanoi Antti, kuinka paljon minä sain kaloja:
viisitoista haukia ja satayksikolmatta suurta ahventa. Sinun täytyy
nyt sanoa että minä olen se oikea kalamies, jonkunlaista saapi hakea
kaukaa ja kauvan, eikä sittenkään löydy.
*****
Antti sanoo usein: jos minä myön metsää, niin minä myön
kantaluvulla ja itse merkitsemiäni puita. Minun paras ihanteeni on
hyvin hoidettu ja kasvatettu metsä. Raastaa sitä putipuhtaaksi, sitä
minä en salli, ainakaan elinaikanani.