Dokumen - Pub - The Masks of Tragedy Essays On Six Greek Dramas 1nbsped 9780292749726 9780292732988
Dokumen - Pub - The Masks of Tragedy Essays On Six Greek Dramas 1nbsped 9780292749726 9780292732988
Dokumen - Pub - The Masks of Tragedy Essays On Six Greek Dramas 1nbsped 9780292749726 9780292732988
Thomas G. Rosenmeyer
Illustrated by Donald L. Weismann
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THE MASKS
OF TRAGEDY
THOMAS G. ROSENMEYER
decorations by Donald L. Weismann
U N I V E R S I T Y OF T E X A S PRESS • A U S T I N
with what the play had to say to them, not with the conditions of its
manufacture.
There is a further score on which I propose to be abstemious. Mod-
ern criticism often begins by trying to discover what is explicit or
implicit in the smaller units of a work of art, in the images and tropes
and turns of speech, before it permits itself the luxury of conceiving a
more general response. But it may well be that ancient drama becomes
meaningful in its fashion only if the larger response precedes the anal-
ysis of the subunits, both in the perception of it and in the critical
formulation. A meticulous scrutiny of details and key-words is im-
portant, but it must be obedient to a larger parti pris. By itself it will
fail to generate a plausible facsimile of the intended reaction. Close
reading has its use chiefly for purposes of verification rather than inter-
pretation. This is particularly true of the intensive study of imagery.
A criticism which starts out by collecting and classifying images and
then proceeds to develop an interpretation based on the results of the
collection, defies the essential simplicity—one might almost say naivete
—of the projected impression. Tragic diction and tragic thought were
destined for the theater; they were meant to provoke certain large and
immediate feelings of which an immense audience, taken as a group,
should be capable.
The end of tragedy, it may therefore be said with some trepidation,
abhors subtlety. In a criticism of Greek drama it is impossible to avoid
using the simple obvious words—man, nature, gods, good, bad, no-
bility, suffering—which are the hallmark of that writing. The temp-
tation is to go far beyond these essentials, and to ferret out meanings
and references and effects which may not be there. I have not myself
completely resisted this temptation; I would not have enjoyed my work
if I had not made myself here and there liable to the charge of
overinterpretation or inconsistency. One is, for example, tempted to
plot the progress of a play—take the Prometheus, or a play by Seneca
—in terms of pure dynamics, the movement from turmoil to rela-
tive calm and back. But though this touches upon an important ele-
ment in the experience released by the performance, the gain is com-
paratively small. For the significant thing about most of the plays is
Foreword . . . . . . v
A Note on the Translations 3
Seven Against Thebes: The Tragedy of War 5
Prometheus Bound: Tragedy or Treatise? . 49
Bacchae and Ion: Tragedy and Religion 103
Ajax: Tragedy and Time 153
Alcestis: Character and Death . 199
xiii
How, then, does one go about writing a play about war? One way
is that of Shakespeare, in whose Histories war is presented as an ex-
tension of diplomacy, the busyness and chicanery of royal intercourse
brought to a boil. Political intrigue, council sessions, duels, flourishes,
and soldiers groping in darkness: the panoramic range of the Eliza-
bethan stage delights us with the sheer beauty of effort, of vital force
clashing with vital force. What tragedy there is, is almost forgotten
over the bluster and the strainings on the field of battle. Homer pro-
vides us with the closest Greek analogue. Yet there is this difference
that in the Iliad fighting is not only a thing of beauty, but carries its
own tragic moral. For Shakespeare, war is an extension, a pinpointing,
and also a catharsis of the tragedy of human relations; for Homer, war
is the proof and authorization of life itself.
Another way is that of some recent playwrights who portray the
fears and the miseries and the desperate gentleness of the common
soldier. E. M. Remarque's Im Westen Nichts Neues, conceived as a
novel, but experienced as drama, set the tone. The mood is unheroic,
candid, lyrical, an Archilochian mixture of grossness and sensibility.
In the film version of Remarque's book the hero dies while watching
a butterfly. In this kind of play, life stands still and death takes con-
trol. That is to say, war shows itself as a protracted and endless numb-
ing of life, an eraser of ambition and desire and privilege, an embalm-
er of Everyman. There are no heroes in this war, only sufferers; their
pleasures are such as can be eked out from death, the small inglorious
pleasures of men condemned to die. Of this perspective brief flashes
are to be caught here and there in Greek drama. Take, for example,
the herald's speech in the Agamemnon (555 ff., tr. Richmond Latti-
more):
Were I to tell you of the hard work done, the nights
exposed, the cramped sea-quarters, the foul beds . . .
We lay
against the ramparts of our enemies, and from
the sky, and from the ground, the meadow dews came out
to soak our clothes and fill our hair with lice.
Thebes and challenge his brother. As the play opens, the siege has
begun. Eteocles selects seven leaders from the Theban army to en-
gage seven champions of the Argive forces at the seven gates of
Thebes, arranging for himself to take up the position opposite Poly-
nices. The brothers kill each other, the city is saved, and the play ends
with the sons of Oedipus being laid alongside their father in a holy
grave.1
It is often said that Aeschylus delights in spectacle, in violent action
on the stage, in vivid colors and extravagant gestures. The present
play forms an exception to this rule also. The setting is simple. At
the back of the stage stands a large stepped altar adorned with seven
divine statues, each of them representing the divinity that presides
over one of the seven gates of Thebes. It is these seven images, clearly
characterized as belonging to Athena, Ares, Poseidon, and so forth,
which determine the stage action. Both the chorus and the actors
focus their attention, as the progress of the play requires, now on this
divinity and now on that, or on all of them jointly. The choreography
and the movements of the actors may be plotted as a continuous rite
of worship, as a series of supplications, protests, and challenges di-
rected to the Theban pantheon enshrined on the stage. In other words,
there is no allowance for the acting out of personal relationships. The
constant reference to the gods clothes the proceedings in severity. The
public character and the grandeur of the issues, at least so we are led
to believe from the beginning, rule out intimacy and sentiment. Ap-
parently they also rule out flamboyance and baroqueness. The stage
is simple, the movements on it deliberate and repetitious, masks and
costumes purposely subdued in color and design. The reason for this
intentional lack of variety and sprightliness will become clear later.
For the present it is sufficient to note the fact.
1
In spite of some recent objections, most scholars are today agreed that the play
originally ended with line 1004. What follows in the traditional text is subsequent
additions inspired by Sophocles' Antigone.
ii
As the play opens, we face a public situation.
Thebes is under attack, and the question is whether and how the sal-
vation of the city can be worked out. Eteocles, the king, is charged
with finding a solution to the problem. In this task he is disturbed by
the presence of the chorus of Theban women. They break in on his
calm and reasoned dispositions with an almost prophetic fervor, born
from fear. In their excitement they visualize the enemy spilling over
the city walls although the battle has not yet begun. Eteocles, the con-
fident organizer, manages to break the hysteria of the women. Actual-
ly, as we shall see in a moment, he strikes a compromise with them.
He suggests that they go home, a time-honored suggestion wherever
a tragic character comes upon an excited chorus. But of course they
cannot take his advice, for a chorus must remain on the scene. As
women imperiled by war they symbolize the endangered city as a
whole; and in this capacity they must be present to frame the com-
posure of the King, and to justify his decisions.
Eteocles, it appears, simultaneously faces two different fronts. On
the one hand there are the attackers, beyond the stage, outside the city.
They are the enemy, and his position as leader requires that he devote
his undivided attention to counteracting that threat. At the same time,
however, his mind is distracted, and his function complicated, by the
women who are on the stage, within the city, visible to the audience.
Standing between the two blocks he forms a connecting link between
them; he finds out that he may have as much to fear from the one as
from the other. In the end, in spite of some brave maneuvring to pro-
tect his rear, he is crushed between them. But this will not happen until
the play has run its course. For the present we do not see the disaster,
but take our visual cues from the King. By alternately focusing on the
aggressors outside the city and on the sufferers within, Eteocles per-
mits us to recognize the gulf which separates the two. In this we are
helped along by the poetic elaboration of a network of crucial antino-
mies. On the stage we witness a segment of Greek culture, with its
altars, its gods, and its demonstrations of freedom; beyond, there are
barbaric rites, Titans invoked, and the threat of slavery. Here we
The word for "nurture" is paideia, the sum total of everything physical
and spiritual that makes a man a mature Greek. This culture is root-
ed in the soil; no immigrant or vagabond can have it. The loss of
Thebes would mean, beyond all else, the loss of a living hoard of
Greek tradition. The opponents do not share in this earth-bound cul-
ture; uprooted, uncommitted as they are, they are shown to practice
a vain and vicious self-reliance, an autarky such as is exhibited by fools,
villains, and barbarians.
When the messenger first tells us about the seven enemy cham-
pions we find them engaged in a bloody and uncivilized rite ( 4 3 ) :
pathetic colors they paint scene after scene of subjugation and humilia-
tion. But at this point Aeschylus introduces a jarring note. Eteocles, at
pains to calm their fears, suggests to the women that it is they who, by
their own behavior, are liable to bring about their enslavement ( 2 5 4 ) :
self the hatred of the audience as an adversary who faces the hero
visibly and concretely.
But these are rather superficial measures. There are other, more
incisive, means whereby Aeschylus arranges to prevent the set con-
trarieties from degenerating into a moral paradigm. They are, princi-
pally, the dynamics of the selection scene, and the gradual self-revela-
tion, completely unexpected, of Eteocles, who in the end turns out to
be, and to have been, quite different from what we had a right to
expect. For, and this is part of the irony which restores to the action
its tragic dimension, Eteocles winds up as one who "would seem
rather than be."
The initial role of Eteocles is highlighted by one of those nautical
metaphors which recur in many parts of the play ( 1 ) :
He must speak to the point
who watches the course from the city's deck,
his hand on the tiller and his eyes unsoothed by sleep.
Eteocles is the pilot of the State. There is no reason to doubt, during
the first part of the play, that his chief business is to guide his crew.
His speeches bear down significantly on his status as a public function-
ary, as a guarantor of order and safety. It is as an administrator that
he clashes with the chorus. About his soul, his private feelings, his
hopes and fears as a human being, we learn nothing at all. The public
crisis requires a public official to cope with it according to the lights
of his profession. He is the sort of professional whom the Sophists
were soon to advocate as the promoter and chief instrument of human
perfectibility. Eteocles calls to his fellow citizens ( 1 4 ) :
Help the city, help the altars of our native
gods . . .
and the children, and Earth, the mother, our nurse!
The premise of his command is that men are responsible and effective
agents, that they are masters in their own houses. They have the power
to protect the city and the altars—the two cannot be separated; they
may even protect the gods, for is not Earth a goddess? The good
city, the end of human ambition, is within the reach of man if only
he puts himself out and knows how to achieve it. Thus the adminis-
trator proudly appeals to the reasoned, orderly human achievement
which the optimism of the age proclaims to be both feasible and
necessary.
The language of political authority has a ring all its own. It makes
statements, it shouts commands, it never hedges or wavers or falters.
Above all, it works through speech. Eteocles has no lyrics. His iambic
trimeters consistently reflect the rational calm of his public commit-
ment. The King, as king, has no music. Contrast the women; their
utterance exhausts itself in exclamations and interjections and rhetori-
cal questions. Theirs is the language of despair, of terror, of the
imagination. Except for a short passage (245 ff.) when Eteocles seem-
ingly succeeds in abating their frenzy and the chorus respond to his
advice through the mouth of their leader, the choral communica-
tion is lyrical. They sing and dance out their experiences, and the
varying curve of their passions finds audible expression in the intri-
cate texture of their musical rhythms. It is almost as if we could read
the precise quality of each momentary feeling from the "beat"—
dochmiac or some variety of Aeolic—to which it is sung. It is only
toward the end, when Eteocles reverses himself, that the shock causes
the chorus to interrupt the continuity of this musical pattern and to
lapse into speech. But this is a deviation which proves the rule. The
antithetical positions of the leader and his flock are acted out through
the antithesis between music and the spoken word. Particularly when
they turn toward each other, to persuade or beseech, the "epirrhematic"
alternation of song and speech (203 ff.) carries an obvious moral.
W e have noted that the mind of Eteocles works on the level of
reason, while the women give themselves over to their emotions and
their violent fancies. This is only another way of saying that it is
Eteocles' role to think of others and for others, whereas the members
of the chorus are wrapped up in their own fears and specters. At any
rate this is true of the Eteocles and the chorus who are presented to
us in the first half of the play. That the women should be so con-
cerned about their own fate and their own sufferings, instead of help-
ing to support high strategy, is only to be expected. It is not for noth-
This passage comes just before the description of the women enter-
ing the captor's bed. The housewifely concern for food wasted, for
larders raided and provisions spilled, is mingled with sorrow for
the shame and the hurt of the women's fate. As a portrayer of women's
thoughts and feelings Aeschylus has few equals among the great
writers of tragedy. He does not set out to create lifelike characters,
to copy the bundle of significances and irrelevancies which constitute
a specific personality. But he understands the important differences
between the world of men and the world of women. This prevents
him from ever designing his women as mere negations or parodies of
masculinity, such as are occasionally found in the plays of Sophocles
and Euripides. The dramatic situation is often contrived or abstract,
but the variety of human responses which Aeschylus builds into
his situations is drawn from a fountain of sympathy and discrimina-
tion.
The women suffer most in war. Their suffering is augmented by the
acuteness with which each sense reacts to its stimuli. As a description
of the fall of a city, the choral ode in which the women envisage the
enemy bursting into their midst is very nearly perfect ( 3 3 8 ) :
When a city is conquered she
suffers many ills.
Man drives man, now this, now another,
kills, or puts to the torch. The whole
bastion is filmed with smoke.
Raging Ares, man-destroyer? blows
his breath, polluting sanctity.
Rumblings throughout the city, the network of turrets
inclines,
man is killed
by man with the spear.
Bloodied wailings ring,
just born, of
babes at the breast.
Pillage, kindred of random running.
Plunderer settles with plunderer,
calls him empty-handed, himself empty-handed,
tends to accept the machine at its face value and to meet it with counter-
measures channeled through the line of command. His position vis-a-
vis the chorus is typical of his policy. There are, as I have said, two
areas of activity, the field of action outside the city walls, and the
community within. The two are, from the point of view of naive
realism, separate, and the King, with his rational, organizational
approach to the task, would like to keep them separate. But the women
confuse the two worlds; they have their vision of the machine rolling
over the walls. It is this visionary muddling of realities, this sacrifice
of the tidy distinctions set up by the rational mind, which provided
Plato with one of his chief objections to the psychological effect of
tragedy. The women fail to distinguish between the present and the
future, sense experience and hallucinations, the here and the there.
Eteocles is a Platonist; he wants to keep the two worlds distinct and
to assign the appropriate value to each.
The same proto-Platonism also characterizes the religious stand of
Eteocles. Over against the self-surrendering enthusiasm of the chorus
he puts the emphasis in worship on discipline and decorum. In his
view service to the gods takes its cue from reasons of State. There
is no conflict between Church and State; rather, the city is all, and
the gods are a part of its political life ( 2 3 6 ) :
I do not mind your honoring the race of gods.
But lest you turn your citizens' hearts to baseness,
be calm, do not indulge your fears!
In their exchange—the chorus singing and dancing and Eteocles
countering with speech—the women insist on imploring and em-
bracing their gods, whereas the King feels that ritual must not inter-
fere with preparations for defense. His attack on orgiastic cult prac-
tices borders on downright secularity ( 2 1 7 ) :
It is said
that when a city falls the gods desert.
The Aeschylean hero stands alone, unaided by the gods, sometimes
obstructed by their wills. In the present circumstances the unnatural
fervor of the gods' worshippers blocks his administrative progress. As
iii
At the end of the stretta which concludes the
exchange between the King and his people (245 if.) there is a mo-
mentary reconciliation. It marks the end of the exposition, of the set-
ting of the stage for the tragic action that is to follow. The women
are impressed with the warnings of Eteocles; they promise to control
themselves, to subject their anxieties to the military-political-philo-
sophical discipline recommended by him (263):
I hold my tongue; and bear the general fortune.
From here on, the women are launched on their slow road to political
and personal salvation. There will be lapses into their old nervous-
ness and trepidation, notably in the ode which follows immediately
upon their apparent adjustment to the policy of Eteocles, after the
King quits the stage and leaves them to themselves. The metrical pat-
terns of the ode, and of the brief choral interludes which follow,
testify to a continuing undercurrent of fear and self-concern. But the
first flash of a new spirit has been glimpsed, a token of the strength
and the freedom which the women are to achieve before the play
comes to an end.
More important, Eteocles, at precisely the same moment, begins to
travel in the opposite direction. The reconciliation is no one-sided af-
fair. To pacify the chorus and give them the confidence they need
for their conversion, the King promises to relinquish his generalship
and to become a fighting soldier. This decision to fight—though
Adrastus, the leader of the opposition, does not—is a concession won
from Eteocles in his contest with the women. Ostensibly the move is
not out of keeping with the military preparedness for which he
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26 Seven Against Thebes
more than tradition to commend it. It serves to dramatize a sort of
ritual, a consecration of the spirit of war, in which each initiative,
each thrust and counterthrust, is granted equal time and a matching
benediction. There is no haste about this ceremony; a sacred service
is expected to be deliberate, exhaustive, canonical. Above all else it
must satisfy the participants' sense of continuity, their feeling that
what is taking place has happened before and will happen again.
Recurrence and repetition are of the essence of the ritual event.
The sequence consists of seven double panels, each separated from
its neighbor by a brief choral interlude in which the enduring fears
of the women continue to be voiced. Each of the seven panels con-
sists of two speeches; in the first the messenger describes the prepara-
tions of an attacker; in the second Eteocles arranges for a defendant
to repel the enemy. At the end of Eteocles' final rejoinder the chorus
do not add their usual sung comment but adopt the blank verse of the
speakers. For once they respond with a remonstrance rather than a
sentiment or apprehension. This suggests that the last panel is dif-
ferent from the others, and that perhaps the others are meant to pre-
pare for this one. Indeed, just before the choral ode which concludes
the sequence there is an exchange between Eteocles and the chorus,
parallel to the exchange which prompted the earlier reconciliation
and obviously conceived as a complement to it. By purely formal
means, therefore, we are given to understand that at the end of the
selection sequence the King and the chorus once more find them-
selves at opposite poles, but in reverse, and that a new solution of
their difference must be worked out. The reason for the new constel-
lation of attitudes is supplied by the sequence itself. It turns out to
be the dramatist's chief instrument for refashioning our vista of
war, for guiding us from the impersonal horror of the machine and
its extensions to the moral and spiritual substance of the heroic en-
counter.
If we compare the attackers named by the messenger with the de-
fenders sent against them by Eteocles, the Thebans are, for the most
part, a colorless lot. They have to be, for color in this play is linked
with wrong. The colorfulness of the enemies is part of their barbarism,
ter of interpretation, and for most of us, as for the majority of the
ancient audience, the speech is a protracted riddle, whose solution, in
this case the name, is held off until the personality has been cast in full
relief. For now, and for the first time, the messenger gives us a man, a
complex human being, rather than a monster or a machine. Like the
others he is a blasphemer ( 5 2 9 ) :
He swears by the spear he holds, prizing it more
than a god, nay, higher than his eyes . . .
The terms of the comparison are revealing. The enemy worships his
spear; in that he resembles the others. But in his vanity he makes
reference to his eyes, and it so happens that these eyes belong to an
unusually pretty face. The warrior has, we are told, an adolescent,
girlish look—and in fact that is the meaning of the name as yet un-
announced. But his spirit is by no means girlish, and his eye, set in a
lovely, ephebic face, is a true mirror of his spirit: a grim Gorgon eye.
In short, Parthenopaeus is an angelic miscreant; charming without
and rotten within, he exhibits a gross disparity between character and
looks.
His thoughts about the war are equally remarkable ( 5 4 5 ) :
Nor is he likely to dole out the fight,
to dishonor the funds provided for the journey,
the Arcadian Parthenopaeus. An Argive immigrant,
he means to pay them back for his welcome there.
It is clear that with the appearance of this man we have entered a new
arena. He is not a beast, or a colossus, or a shield, or one of the other
unnatural concretions which take us beyond the pale of pity and fear.
He interests us as a person, for we know his type. But he is more than
that. A type, even if familiar, would not mark the break with the
preceding characters quite so radically as this mercenary, this non-
Argive who has enjoyed the fruits of Argos and who has decided to
pay back his keep by not acting as a thrifty businessman would, but
by confusing the accounts of battle and giving war away gratis. The
notion itself is striking enough. We are reminded of
iv
Through most of the selection sequence,
Eteocles remains the master strategist. Each of the attackers, we are
told, carries a shield with a telling blazon, all except Amphiaraus, who
prefers being to seeming. That is to say, the shields are conceived
as outgrowths and manifestations of the hollowness of the aggressors.
They need shields, and colorful and articulate shields at that, to con-
ceal their own lack of substance and to frighten their opponents. Such
shield magic, like the boasting speeches that precede a duel, serve the
purpose of psychological warfare. It is up to Eteocles, in his capacity
of general, to oppose the magic and to devise countercharms. The
answers of Eteocles to the messenger's descriptions, therefore, con-
stitute a display of magic at work. But this particular magic, unlike
that exercised by the shields, is a magic of words, a protective wall
of remedial oratory raised up in the face of monstrous shapes and
blasphemous images. Modern civilized rhetoric here overcomes the
ancient power of grimacing. In the drama, to be sure, the visual magic
is itself cast in the form of speech. There are, in this play, no violent
spectacles such as crimson carpets or rocks hurled underground. But
the speech conjures up vistas of massive bucklers and garish blazons
calculated to deflate the will and paralyze the mind. Eteocles' rejoin-
ders, on the other hand, are in the nature of arguments, of philosophi-
cal rebuttals.
The shield of Tydeus carries a flaming sky with stars and a bright
full moon. Eteocles* answer ( 4 0 3 ) :
If he should die, and night descend on his eyes,
this arrogant device would rightly prove
its nature and its name for him who bears it.
Note the high-toned emphasis on "nature" and "name," the pivots
his own. The elegiac mood, and especially the initial apostrophe to
luck-—or, literally, to "omen"—is not the kind of thing we should
have expected from the confident leader of the earlier part of the play.
We should sooner have looked to the chorus to supply this strain of
mournful resignation. In fact the whole speech of Eteocles, with its
somber contemplation on the fate of man and with its formal division
into general examples and specific application, has a decidedly choral
quality. Eteocles has undergone a change. By itself the present scene
is not sufficient to reveal the precise nature of the change. This much
is clear, however, that the public function of the general has become
overshadowed by the private ponderings of the man, and that his
former sanguine assurance has given way to a new humor, to worry
and despair. From a leader manipulating war he is turning into a man
experiencing the war in himself. The progression which we have noted
in the catalogue of the aggressors, the change-over from tanks to
bayonets, the transition from the machine war to the personal com-
bat, is beginning to tell also in the figure of Eteocles.
But there is one more shield-carrying enemy: Polynices. His device
is not symbolic in the same way as those of his associates. Rather it
conforms more closely to the reality with which we are already fa-
miliar. The image shows a woman decently leading a man in full
armor ( 6 4 4 ) ; the legend says that she is Justice conducting her
champion back to regain his native city and to enjoy the freedom of
his home. This is not magic; the image is too "realistic" to have a
share in sorcery. By putting himself into the picture Polynices shows
it for what it is, a pictorial design which directly communicates the
spoken announcement which it is meant to convey. Let us call it a
campaign poster, informing all and sundry: "I shall return." Far
from intending to frighten the defenders into insensibility, the motto
is designed to appeal to their moral intelligence, to convert them. In
the eyes of Eteocles this type of blazon must be the most dangerous
of all. He has no countermagic, no deflecting whimsy, no refutation.
All he can do is deny the claim. Simple negation is the only instrument
left to him when an ethical claim takes the place of brute force. As it
will turn out, negation is not enough.
v
Alas, the god-crazed towering hatred of heaven;
alas, my clan, the tear-drenched clan of Oedipus;
alas, my father's curses now fulfilled!
This is Eteocles' reformulation of the curse, of the divine hatred
under which his family has labored for generations (653). A curse
is something constant, a stain which cannot be expunged except under
the most unusual circumstances. And yet, so that it may retain its full
force in the hearts of men, it has to be re-evoked periodically from gen-
first time in the play, the leader of the chorus takes over with a small
speech of her own.
Let not madness, filling the heart,
spear-crazed, carry you away!
So sing the chorus, resuming their traditional lyric medium ( 6 8 6 ) .
And Eteocles answers ( 6 8 9 ) :
Since it is the god who activates the event,
let it sail before the wind, straight to Cocytus,
the whole Apollo-hated clan of Laius.
Such subservience to the gods, such willingness to be carried in what-
ever direction pleases the divine powers, had once been the preserve
of the chorus. Now Eteocles has adopted the perspective for his
own. There is more yet. A few moments before he rushes into the
battle he states ( 7 1 0 ) :
Too true the visions of nightmarish dreams . . .
W e had hardly dared to suspect that Eteocles, like the chorus, might
have his own hallucinations. His Platonizing homage to the intellect,
his strictures on the women's turmoil, have proven a sham. Given the
proper setting, in this case the catalyzing effect of war, man, whatever
his position, will betray himself as the simple, raw, vulnerable organ-
ism that he is, without the spurious protection of public status or
a body of philosophical beliefs. And vulnerability is the first con-
dition of heroism. The administrator cannot be heroic, only an un-
disguised and unsheltered human being can, a man reduced to his
essential condition by the curse.
The liveliness of the action has perhaps caused us to forget that
there is a curse. A commander in chief issuing orders is not likely
to remind us of the Furies hovering over the clan. And yet Aeschylus,
in his own careful manner, does not mean us to forget. In Eteocles'
second speech, near the beginning of the play, when the King calls
on his divinities to protect the land and the city—he does not refer
to himself as requiring protection—he prays to Zeus, Earth, the city's
gods, and the (70)
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42 Seven Against Thebes
the trilogy have ceased to operate. That is not to say that all ques-
tions, philosophical or otherwise, that may have been stimulated
by the action will have been answered. On the contrary, the cancella-
tion of the immediate conflict often raises as many questions as it
purports to answer, and more. Perhaps a tragedy, like a Socratic
dialogue, should do precisely this. But looking at the play as a self-
contained unit, as a unitary aesthetic experience, the abolition of the
governing conflict is the principal business of the ending. This reso-
lution is usually climactic; it coincides with an act of heroism or a
similarly impressive event underscoring the power or the littleness
of man. In the present play the curse has produced a war, and both
curse and war are terminated when Eteocles allows the Fury to seize
him up and deliver him to certain death.
The curse is the theme of the choral song which follows the exit
of Eteocles. The ode begins and ends with the picture of hardened
steel in the hands of the brothers (727):
A stranger-friend allots the shares,
newly arrived from Scythia,
a sharp divider of property rights,
raw-spirited steel.
And again (788):
And they with steel-wielding
hand will yet divide their
property.
The iron is the special tool and substance of the curse, now fully ma-
terialized after more than a lifetime of hints and threats. More par-
ticularly the iron succeeds to the shield. Before personal involvement
and private impulse undermined the relentless workings of the ma-
chine, the shield had served as the chief image of the war and of the
attitudes taken toward the war. As such, characteristically, the shield
was visualized as an autonomous entity, not suspended from the
shoulder or held on the lower arm, but, as it were, dwarfing the
bearer and obeying an action or motion of its own. By way of con-
trast the steel rests in the brothers' hands. We can watch the physical
not necessarily give us a play whose plot and meaning derive princi-
pally from the purposeful interaction of its agents. It is symptomatic
of the sort of drama Prometheus Bound is that it contains compara-
tively little dialogue, and that what dialogue there is turns out in
most cases to be the trafficking which connects the speeches. In sub-
stance, the play consists of revelations and self-revelations, the para-
tactic unfolding of issues and feelings and historical fact, instead of -
the interlacing and merging of lines of thought and the pooling of
sensations which a true drama of character would seem to demand.
At the end of the play the advance of the action over what is found
at the beginning is nil. There has been no enlargement of themes, no
energetic expansion to sustain our imagination toward climax and
resolution. It may well be asked whether this leaves us with a static
mass, a symposium of speeches organized without regard for what
Kenneth Burke has termed the sense of crescendo. The answer to this
question is No. There are some elements of movement and articula-
tion and even of tension. But they are artificial, or at least imposed
from outside; they do not correspond to any intrinsic direction or
purpose. One such adventitious device calculated to infuse a sense of
mystery and anticipation into the proceedings is the motif of the
secret. Prometheus knows the identity of the lady destined to bear
a son whose status will exceed that of his father; Zeus, who is about
to choose a bride from a large group of candidates, does not, and is
in fact close to selecting the very girl whose ominous gifts Prometheus
alone divines. Between Prometheus' first and second speeches to Io
there is a reference to this secret, and also to another enigma concern-
ing a future deliverer of Prometheus. On the surface these dark hints
have the purpose of breaking up into two separate speeches what other-
wise might have been a single interminable oration. In other words,
the remarks about the secret are analogous to the regulatory passages
preceding the speeches, and indeed the two are often combined. But
there is something else. As the secret is touched upon again and again
the references become less and less veiled until in the end it is felt
that Prometheus is ready to divulge the full contents of the secret to
the enemy. He does not do so; but this frustration of our legitimate
»•
11
By rights the question should be answered
for us in the Prologue of the play. And in fact the Prologue is un-
usually informative, without appearing to lecture us. As we watch
Hephaestus and Might going about their lamentable business we
become acquainted with the ostensible issue, the punishment by Zeus
of a rebellious god; with the identity of the chief contestants, Zeus and
Prometheus; with the setting of the passion story, a mountainous
region at the very edge of the world; and, most important, with the
varied composition of the camp against which Prometheus is fighting.
For in the persons of Hephaestus, Might, and Violence we find the
enemy camp split into segments of contradictory intentions. Violence,
a mute, is but a Hesiodic doublet of Might. But between Might and
Hephaestus there is little sympathy. Might is the loyal, unthinking
executive, carrying out the wishes of a Zeus grown cruel in his wars.
Hephaestus does not similarly represent Zeus; he serves him but his
heart is not in the task, and he strains against the duty.
In his Adventures of Ideas, Whitehead1 speaks of the struggle be-
tween "formulated aspirations" and "senseless agencies." His chief
examples of the former are Christianity and democracy; the latter are
conveniently represented by barbarians and steam. It is Whitehead's
contention that the career of human civilization has always been
marked by the interaction of solid hopes for happiness and peace with
1
Alfred North Whitehead, Adventures of Ideas (Harmondsworth, England,
Penguin Books, 1942), p. 13.
an equally solid estate of frustration and ruin. As for the latter, the
senseless agencies, the Greek writers "are apt to speak of compul-
sion (ananke) when these agencies appear with a general coordina-
tion among themselves, and of violence (bia) when they appear as a
welter of sporadic outbursts." The distinction between two aspects
of necessity—compulsion and violence—is of some importance to
us, for they are both fully dramatized in our play. More generally
Prometheus himself recognizes that his struggle is against the sense-
less agencies, and that it must be hopeless ( 5 1 4 ) :
But to say that a struggle is hopeless is not the same as saying that it
is wasted. Necessity, the grim exclusiveness of the world enveloping
cultured man, cannot be gainsaid, but it can be confronted and judged,
and by way of dramatic illusion it can be made to render up its ex-
clusiveness, almost. And in the struggle man will perhaps find the
reward of his dignity.
Whitehead shows that as culture and civilization become conscious
achievements, as beauty and obligation and all the other civilized
values are worked out, necessity is felt more and more keenly. As life
turns gentler, it creates its own harshnesses and points up the cruelty
of its environs. Every increase in knowledge carries with it an ex-
pansion of the territory which is unknown and felt to be hostile. Every
comfort gained is doubly compensated by the infliction of new cruel-
ties. As we learn in the play, the civilizer is immobilized by the fruits
of harshness reaped from the softness he has sown. Shelley is mis-
taken when he has his hero speak of the
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60 Prometheus Bound
But in the play necessity is not all force and darkness. There is also
Hephaestus, the reluctant executive, friend of Prometheus and bene-
factor of men but indentured to Zeus and under orders to do his
hammering. The violence of the cosmos is thus prismatically split.
If the senseless agencies were one in their direction man might more
easily cope with them. If they were hostile and nothing else, his role
as adversary and protester would be relatively easy to sustain.
But a violence tinged with hesitation and regret blurs the picture and
makes it harder for the civilizer to keep up the fight and hold off
despair. At the same time such mingling of feelings heightens the
poignancy of the tragedy. In a world all gentle, heroism would cease
to exist; in a world of untempered harshness there would be no room
for sympathy; the result would be catastrophe rather than tragedy. It
is imperative that the hero entertain some relations with the opposition.
Hephaestus is the poet's first instrument for the establishing of such
bonds. From the very beginning the hidden feelings and secret loyal-
ties of members of the opposition are used to complicate and deepen
the area of conflict.
It is a pity that we are not given Prometheus' response to the spe-
cial pleading of Hephaestus. But a reply at this early stage in the play
would have been premature. There will be enough time later to devel-
op the various attitudes of the hero toward the enemy. The beginning
is to be slow. When we first hear from Prometheus he is to be a man
with a message, a demonstrator, perhaps a boaster or a complainer,
but not an answerer. His failure to respond to the pitiful advances
of Hephaestus reinforces our awareness of his isolation, both imposed
and self-chosen. Thanks to the skill of Aeschylus—I assume that had
he wanted to he could have employed a third actor and let Prometheus
speak—we comprehend the two camps separately, through the in-
transigence of Might and the silence of Prometheus, and the ineffec-
tualness of Hephaestus' overtures, before there is a suggestion of con-
tact and negotiation. Later, in a sense, Prometheus does answer
Hephaestus, that is, Hephaestus revisiting: Ocean. Hephaestus is the
agent who would prefer to be inactive but cannot (45):
O hated and accursed handicraft!
Both gods, the enslaved smith and the side-lined river god, symbolize
the same ineffectuality caught from two separate angles. Effective ac-
tion is, for the time being, a prerogative of Zeus. There is no room
for intermediaries, especially for those whose sympathies are more
on the side of Prometheus than of Zeus. In terms of action and re-
sults Prometheus stands for frustration and failure, and this frustra-
tion cannot but affect also the purposes of those willing to work on
his behalf.
The near-identity of the roles of Hephaestus and Ocean, with
their kindliness and their abortive generosity, would be puzzling if
this were a conventional play of character, where we should ex-
pect a certain economy and differentiation in character development.
As it is, the doublet serves notice that the duality of harshness and
gentleness will be continued through the play. The mood set by the
juxtaposition of Hephaestus and Might will be extended, in a dif-
ferent manner of composition, by the succession of Ocean and Hermes.
As Might opened the drama, so Hermes will close it, on a shriller
and less assured note, which is in itself an indication of some sort
of surface progression. As we shall see directly, the combination of
harshness and gentleness is characteristic also of the physical world
which Prometheus set out to remake for the betterment of man and
which now holds him captive. Together, harshness and gentleness
form a setting within which the hero must act and suffer, and with
which he has to come to terms to remain a man and not merely be a
hero. A comparison of Sophocles' Ajax with his Philoctetes shows
how unresponsive Ajax is to the gentleness around him; in this re-
spect, as in others, Philoctetes is more human, the more rounded
character. Whether Prometheus manages to transcend his heroic
status is a question to be answered later.
Wherein lies Prometheus' principal activity on the stage? Apart
from his complaining, his chief business seems to be that of instruct-
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64 Prometheus Bound
gift of the divine fire. If we scan the play we discover that, apart
from the passage cited above and a fleeting reference in the dialogue
between Prometheus and the chorus (252), there is no poetic de-
velopment of the theme of Promethean fire. Where fire is mentioned
it is ranged on the side of Zeus, in the form of a smoldering thunder-
bolt or a searing storm. It is as if the author shrank from enlarging
on the one element of the human achievement which more than any
other reflects its celestial origins. In spite of the entirely new con-
ception of the ancient tale the Hesiodic theft remains embarrassing.
The "stealthy spring of fire" is ambiguous, but the ambiguity is no
mere oversight.
But more important than what the author does not say is his affir-
mation of what is singular in the human accomplishment. At the end
of an elaborate speech for the defense which Prometheus addresses to
the chorus, the god explains a further and more profound contribu-
tion to the new order. To save man he deprived him of the fore-
knowledge of death and gave him hope (248). The meaning of this
is apparent; the life of society is based on ambition and industry,
which an awareness of the finality of death would destroy. Men can
be like gods only if they refuse to know death, that it comes and
when, and if they hope for immortality, either in person or in the
song of posterity. They can hope to equal the gods only through a
delusion, granted by Prometheus as a boon. Civilized life is founded
on an act of blindness. But it is some comfort to consider that this
is the only delusion which a man needs for a rational existence. Hence
Prometheus prides himself on having roused man from the dream-
like stupor which was his fate before he became blinded to the fact
of death. In these speeches in which Prometheus details his benefac-
tions we sense the full-blooded optimism rampant among the en-
lightened of the time. Man must be wide awake; only the examined
life is worth living; had not Heraclitus said that only the waking
know the true order of the world? And Prometheus, upright against
the rock, never sleeps.
Now it will perhaps be possible to understand the function of Io
in the play. She is a creature who lives most acutely in dreams and
hallucinations. When she comes on stage she thinks the dead Argus
is still with her ( 5 6 7 ) :
. . . Away, away! I am afraid
at the sight of the herdsman's thousand eyes.
He marches along, radiating deceit;
he is dead, but the earth refuses to keep him.
She knows that Argus has died, and yet she cannot shake off the
vision of his sly-eyed form. With her, reason and unreason are
mingled in an indeterminate and sterile mixture. Later when she
ceases her dancing and adopts iambic speech, the whole tale of Zeus
wooing and hurting her is cast in the mold of a dream (645):
Again and again night visions straying into
my maiden chambersflatteredme with smooth
and slippery speeches . . .
The simplicity of Io's account has led many critics to assume without
further ado that Aeschylus' account of Io is taken straight from
the traditional story. The truth is that the playwright, contemporary
of Hecataeus and other critics of myth, completely refashions the
material handed to him. Like Herodotus he ostensibly accepts the an-
cient tale only to rework it until an entirely new production emerges.
In Herodotus the mechanics of the transformation often derive from
the historian's interest in clinical psychology. So here, what in the
myth had been the amorous advances of Zeus toward a passive and
ingenuous woman, is portrayed as the hallucinatory experience of an
introverted adolescent. Io's speech contains no reference to an actual
encounter with Zeus, or to the jealousy of Hera,2 only to Zeus as the
instigator of her exile and peregrinations. The emphasis is on the
life of the mind, on dreams and fears and visionary horrors, rather
than on the flesh-and-blood escapades of a divine libertine. Aeschylus
took a wronged princess and made of her a mask for the soul of pre-
2
1 cannot accept Gottfried Hermann's restoration of Herds in Io's initial aria,
line 600. The only two references to Hera, once by Prometheus (704) and once by
the chorus (900) come long after Io has conditioned us to view her suffering as in-
ward rather than divinely imposed. Prometheus and the Oceanids give us the myth;
Io communicates an experience.
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66 Prometheus Bound
Promethean man, for the terrors of human life prior to the advent
of cultural progress and enlightenment. Her words, her gestures, her
dance motions on the stage betoken man in his primeval wildness,
rootless, uncontrolled, tossed by constant apprehensions of his weak-
ness and dependence. Unlike Prometheus she cannot plan or predict,
she can only suffer; and even in her prayers to the gods she can only
beg for more sufferings of the kind which befit wild beasts ( 5 7 7 ) :
O son of Cronus . . .
scorch me with fire, or hide me in the earth,
or throw me as food to the monsters of the sea!
It is hard to see how Goethe in 1799, in a note on staging the tale of
Prometheus, could have written: "Jo's dreams, pleasant and light/'
If a dream is acted out on the stage, as it must be in the ballet which
Goethe had in mind, the performance is of course likely to achieve an
air of lightness and buoyancy in spite of the material which has gone
into it. In Greek tragedy dreams are as a rule not dramatized, they
are reported. Only thus can the raw realities of the world of sleep
be rendered intact. In our play the report helps to produce the confron-
tation of the waker and the dreamer, of homo sapiens and the
human animal (complete with hoof and horns), of steadfast doer
and frantic sufferer, of intellectual masculinity and vegetative Eve.
There is considerable fascination in thus fixing the lines of con-
trast between the immobile hero and the girl-heifer whirling below
him. But is the contrast quite so simple as our allegory would seem
to demand? There are some few straws in the wind to suggest that
the relationship between Prometheus and lo, and the constellation of
forces for which they serve as masks, is rather more complex. The
question will be taken up when we begin to ask whether an allegory
pure and simple can ever be a tragedy. At this point it will be suf-
ficient to mention one such indication. Io, as she tells us herself (663),
was exiled as the result of an oracle from the Delphic god. Her physi-
cal ordeal is thus directly due to the skill of men in searching out the
will of the gods. This happens to be a skill which Prometheus counts
among his major contributions to civilized life (484) :
the hunter into the prey of the hunt. Mostly he is the wild colt reined
in and tamed. Both Io, through her father (671) —
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72 Prometheus Bound
human soul. They are indeed antagonists, and yet they inform and
quicken one another because they are part of a larger cosmic division.
The dyarchy of harshness and gentleness does not respect the bound-
aries which human isolation has tried to establish around itself. The
formulated aspirations of which Whitehead speaks may well be found
embodied in the natural world, just as the senseless agencies are
not unknown in human shape.
ili
In the eternal struggle of kinship between
man and his world, what is the role of Zeus? We learn something
about the manner of his rule in the second choral song, just before
Io runs on stage. The Oceanids, irresolute and retiring in the tradition-
al choral style, pray that (526)
omnipotent Zeus may never
strike back at any position we hold . . .
They are more than willing to extend to the god the recognition
which is the path of least resistance. In contrast, they suggest (543),
Prometheus overindulges in his unconventional position of honoring
mortals too much. They deprecate (548)
the weak-willed, dream-like
impotence of the human race . . .
By a twist of irony, man facing Zeus permits himself the same broad
alternative as nature in its relation to civilizing man. He may sub-
mit to the authority of the god, as the Oceanids, representative of
the plastic potential of nature, appear to recommend. Or he may rebel
and try to achieve his proper destiny by blocking the tyranny of
heaven and annexing some of its prerogatives. But the situation is re-
versed, for the struggle is against harshness rather than gentleness.
Zeus' dictatorial desires are to be taken as a symbol of raw necessity.
He is ' 'pitiless/' as we learn in the first choral song and again and
again in the course of the play. His pitilessness is the unfeeling stub-
bornness of the senseless agencies. Zeus is cruel and he is irresponsible;
compulsion and violence are the natural modes of his operation.
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78 Prometheus Bound
been the case if the writer had elected men to carry the burden of the
message. Oedipus, though a particular man with a clearly defined
history of his own, is in many ways more Everyman than Prometheus.
In Oedipus, in his ambitious search and his crushing truth, we can
see ourselves more readily than in the undaunted intellectual ardor of
Prometheus. But then, this is not a play about Everyman, but about
a narrowly defined species of man, the fifth-century intellectual, pro-
claiming the cause of progress and the ameliorability of man's estate.
Still, the story is that of a class, of a movement, not of an individual;
and so the players are gods, not men.
It should be added that this sharpness of outline, the allegorical
perspicuity of the mask of Prometheus, contains an element of danger.
The clarity of a character or a situation might detract, in the imagina-
tion of the audience, from its reality. Life is not clear, it does not easily
resolve itself into philosophy. Hence, to maintain the illusion of
reality, the original allegory has to be softened and even obscured, in
various ways. As we shall see, Aeschylus, fully conscious of this de-
mand, does indeed erase the fixed outlines of the intellectual image he
has created. He performs this erasure with such vehemence that he
manages to transform the divine characters, certainly Prometheus,
into full-blooded complex human organisms. At the same time, the
advantage of having gods, with their greater universality and their
acknowledged impressiveness, remains effective. Their presence indi-
cates that the play is concerned with more than one incident in the
lives of heroic men, and that the action transcends the works and the
failures of any one individual.
Why, then, is Io mortal? Why does the writer disrupt the divine
homogeneity of his drama with the interpolation of a human being?
Actually Io is not mortal in the sense in which Antigone or Jocasta
or Helen or St. Joan are mortal. Her hybrid nature lifts her above
the concretely experienced, empirical run of women. She is the female
counterpart to a horned river god, and in fact daughter of a river
god, and bride of Zeus. By comparison with the great ladies of the
Homeric pantheon, with Hera and Athena and even Aphrodite, she
is of course a humble mortal. Still, considering the allegorical ob-
iv
I began this essay by trying to analyze the
Prometheus Bound as a sort of manifesto, a philosophical tract, alle-
gorically sketching the position of man in the modern universe, ac-
claiming his heroism and lamenting his weakness, through the broad-
ening and concretizing mechanism of a masque. It is important for a
treatise to carry a discoverable meaning, to present a pattern sufficiently
transparent to allow reason to reflect on it and to find her special
laws properly observed. This is, to a certain extent, true of the play.
We can, and should, read it as a document recording certain trends in
fifth-century Athenian thought, simultaneously corroborating the val-
ues of the enlightenment and combating its claims. The form is ap-
propriate; heraldically set speeches alternate with shorter stretches of
a dialogue without adornment, even prosy and garrulous. The dra-
matic machinery often creaks; the writing shows a romance-like un-
concern for the motivation of dramatic climaxes. Generally speaking,
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80 Prometheus Bound
the tragic vehicle seems, at first glance, to be little more than an editori-
al cloak for material of an entirely different order. In a treatise the
units of meaning are plotted so carefully and so perspicuously that
the imagination requires no additional impetus to organize them for
itself in a balanced arrangement. The main purpose of a treatise is to
achieve a sense of order, and to bring about a situation in which few
major questions remain unanswered and no significant ends are left
undisposed. It is difficult to say how a genuine tragedy could be fash-
ioned from matter which affords so little scope for mystery and dis-
quietude. What, then, saves the Prometheus Bound from being just a
treatise, in spite of its frequent baldness and its lack of native mo-
mentum?
We have already noted several occasions on which the interpreta-
tion of the play as a tract failed to solve certain puzzles, or where it
made for new puzzles in its turn. The age of Zeus, the status of the
oracular art, and the closeness of Prometheus and Io are some of the
motifs which an allegorical explication failed to illumine. It is hints
like these which assure us, if we were not already convinced by the
emotional impact of the drama on generations of audiences and prac-
ticing poets, that the Prometheus is indeed much more than a dis-
cursive broadsheet dressed up in the garb of a chamber masque. The
difficulty arises when we ask ourselves precisely how the play tran-
scends its function as a treatise. That is to say, by what means does
the poet succeed in creating a tragedy while at the same time preserv-
ing the allegory of scientific man? For the message evidently retains
its validity, whatever additional elements we may discover. I should
like to suggest that there are two main directions in which the play
goes beyond the semantic confines of the argument I have sketched
above. In the first place, there are several levels of meaning. The only
reason for not noting this earlier is that it seemed better to formulate
the allegory of science in isolation and thereby enhance its impor-
tance. And it does seem to me that this particular significance of the
drama is by far the most important, and one that the audience could
be expected to absorb more immediately than some of the collateral
meanings. But more than any other play in the Greek repertory the
Prometheus, the anger belies any easy moral that might be drawn, and
brings back into the play that more significant obscurity which assists
us in getting past the barriers of a discursive meaning. "Brings back"
is, of course, said from the point of view of the critic whose limitations
have compelled him to approach the drama from only one side. In
reality this enriching obscurity is part of the essence of the play
from the beginning. Unfortunately it is more difficult to discuss the
principles and the modes of this aspect of the tragedy than it is to
reduce the action to the units of a debate.
The final scene of the Prometheus Bound may serve as a convenient
sample of the interaction between meaning and nonmeaning, of the
disturbing and exalting influence of alien factors on the terms of
the allegory. In that last scene we learn, from the words of the hero
which echo his introductory recitative, that untamed nature is in an
uproar of indignation ( 1 0 8 1 ) :
The ground is shaken;
the low crash of thunder bellows
close by, the fiery scrolls of lightning
blaze aflame, whirlwinds wheel
their dust . . .
Such are the turmoils of nature as it watches the hero disappear into
the depth. That these are indeed tokens of compassion and fellow
feeling is put beyond question by the declaration of solidarity issued
by the Oceanids just before the elements are stirred up. At the same
time the upheaval may also be understood as punishment, as the back-
lash of the crude elements against the man who wanted to tame and
control them. That is the interpretation which Hermes puts on the
scene when he prophesies it some time earlier ( 1 0 1 4 ) :
Consider, if you do not trust my words,
the irresistible attack of storms
and waves upon waves of ills which will beset you.
Hermes' perspective cannot be dismissed. The unleashing of the
natural forces symbolizes both sympathy for the hero and resistance to
his purpose. Two planes of significance clash and merge in an irration-
v
The time has now come to look more closely
at the conduct of Prometheus, particularly at those facets of his be-
havior which are not closely linked with the symbolism of the play and
which may in fact be expected to have little to do with it. More es-
pecially I should like to comment on a number of qualities which this
particular hero exhibits but which, it appears, are found again and
again in the more famous examples of European high tragedy. It is
a remarkable fact that many of the tragic heroes of Western literature
bear a striking resemblance to Prometheus. The resemblance may per-
haps be explained by the reminder that even today tragic heroes are
often conceived in the image of a theomachy, of man trying to assert
his individual and generic powers in the face of senseless and un-
predictable agencies. At the same time, when we think of the Aeschy-
lean Titan who braved Zeus, we are put in mind of a certain attitude,
a certain combination of gestures and feelings. More than any special
significance or intelligence, we recall the immediate impact of weight,
of truculence, and martyrdom. For most of us Prometheus is not a
symbol but a man, not an allegory but an experience visual, kinetic,
and emotional. It is this experience which, with countless variations,
has been duplicated time after time, until it has achieved an almost
archetypal status in the expectations of educated men and women.
It is, therefore, not amiss to attempt to define the ingredients which
have gone into the Aeschylean mixture of * 'Promethean'' man.
The last three lines of the play are in the form of an incantation
(1091):
O Mother, ever revered; O Heaven,
revolving the light that is common to all:
you see the wrong of my suffering!
With these words the play comes to an end, on a composite note of suf-
fering, loneliness, a sense of outrage, and a feeling which under more
ordinary circumstances might be termed "arrogance/' The critics
have preferred to call it "hubris," but the term raises too many ques-
tions to be useful here. These words of Prometheus echo his very
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92 Prometheus Bound
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TRAGEDY OR TREATISE? 93
Prometheus Bound the metaphor has become autonomous and en-
tered the world of action. Or rather, reality and trope are set side
by side in a novel arrangement. There is the cliff, the image of soli-
tary strength and pride, lapped by the waves of Ocean and resounding
to the hammer blows of an impersonal and unheroic hostility. But
then there is also Prometheus, surrounded by the Oceanids and re-
sponding to the voices of his tempters with a roar of his own. The
breakers are not all hostile; the daughters of Ocean certainly are not.
But Prometheus treats them as if they were; his special nature does
not acknowledge friends. Both visually and spiritually he merges with
the rock. Visually he towers high above the rest of the characters, par-
ticularly above the chorus. They cannot reach him, nor can he reach
them or reach out to them. Spiritually he is the rock. Brother of Atlas,
he raises up the sky and is punished for his benevolence. In the older
tradition both Atlas and Prometheus were associated with pillars
rather than mountains; archaic vase paintings show Prometheus
chained against a pillar. But pillars are ciphers of a settled world, of
urban sociability. Aeschylus prefers to place him against a rock; the
epic connotations of the embattled crag are exploited for a new con-
ception of the fire-god, a conception in which loneliness, merited
and self-imposed, is the dominant note.
This loneliness is not the ordinary sort, conditioned by time or
circumstance. Shelley's Prometheus is a Platonizing Stoic, sufficient
unto himself, hence not lonely. The hero of Aeschylus' play is the ideal
man of the fifth-century enlightenment, of Socrates and Critias and
the rest of the rationalists. Like Socrates he is unaware of the in-
completeness of his nature; unlike Socrates he suffers the pangs of
isolation. In the end the isolation forces him to surrender his brittle
intellectuality. At first the loneliness of Prometheus presents itself
as self-confidence; it springs from the intolerance of the thinker
who works for the good of his brothers but does not love them. The
thinker works alone and shuns assistance. But loneliness does not stand
still; it feeds upon itself until it becomes that "modern" thing, the ma-
laise of the intellectual cut off from the emotional springs of his being.
The more keenly the malaise is felt, the more stubbornly the hero
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96 Prometheus Bound
The hero refuses to be an Aristotelian man, with the citizen's
commitment to reasoned speech and to intercourse with other reasoned
speakers. Nor is this the only item which he would wish to withhold
from his fellows. He is jealous even of his sufferings. Whatever the
meaning of his role, the hero divines that suffering is a necessary
part of it, and that it is a suffering which transcends the treatise and
enters into the core of his dramatic personality. Hence he must not
share it with anyone else, and so Prometheus repulses Ocean when
that worthy dignitary offers to suffer with him (345). He raises a
wall between himself and others, always surprised at any initiative
they show, always convinced that they live in comfort and sloth and
flinch from exposing themselves. Here are his words to Ocean (299):
high tragedy, in his loneliness and his thinly veiled contempt for
others, becomes a law unto himself. The moral order loses its stringen-
cy when applied to him, and in his pronouncements he may toy with
moral perspectives in a manner which appears to thwart the moral di-
rection of the plot. The struggle of civilized man against brute nature
is perhaps ambivalent, but it is no sin, especially within the framework
of fifth-century thought. Yet within the play the hero may find it
convenient, for the greater glory of his position, to don the garb of
the sinner, in the knowledge that men are inclined to bestow greater
admiration on a weighty transgression than on ordinary good conduct.
The moral orientation of the plot is not the only thing to be dis-
turbed by the hero's self-dramatizing. Before the entry of Hermes,
Prometheus predicts the dethronement of Zeus ( 9 3 9 ) :
What if he acts and rules for this brief time
as he wishes ? Soon his reign in heaven will stop.
Earlier (907) there is a more extended prediction of Zeus' downfall.
Some of the lines of the prophecy are difficult to fit into the scheme of
the plot. But it is important that they are all big and full-throated and
exultant. Prometheus is preparing himself for the scene with Hermes
in which he will need all his assurance to keep the lackey at bay. To
gather the needed strength he pictures to himself the fall of Zeus,
the humiliation and dishonor of the enemy with whom elsewhere in
the play he appears willing to strike some sort of compromise ( 1 9 0 ) :
He will dissipate his rugged wrath
and hasten to me in friendly union
as I shall hasten to him.
The question of whether Zeus will fall or not is irrelevant and even a
little ridiculous when one contemplates the meaning of the play.
That this question could have been asked merely proves to what degree
the utterances of Prometheus may, upon surface inspection, appear
to conflict with the symbolism of the drama and to undermine the
moral impact of the play. Only by imagining the fall of Zeus can
Prometheus muster sufficient strength for his interview with the emis-
sary of the god. We should not conclude either that the fall is im-
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Appear, in the shape of a bull or a many-headed
serpent, or lion breathing fire!
Come, Bacchus, and with laughing face
coil the deadly rope around the huntsman
of the Bacchae, to be trodden under by the
women's stampede!
chine, colossal, imperious, automatic. But this will not do for Apollo
the cosmic rake, the morganatic spouse of Creusa. So Euripides keeps
him off the stage and has him represented by counsel, Hermes, a poor
cousin, and Athena, a cheerful suffragette. Both of them are at best
halfhearted advocates. Behind the expressions of solidarity and the
diplomatic explanations one perceives a note of detachment, as if
Hermes and Athena were not in their hearts convinced that Apollo
has a case. Of course he doesn't; that is the burden of the play. And
not having a case he forfeits bail and stays away from the courthouse
on the day of the trial. In the Bacchae much of the power of the play
derives from the presence of the god; in the Ion the important thing
is the absence of the god. Here, then, are two plays, both working
with a religious subject, with the intrusion into the lives of men of the
world of the gods, both dealing with the gods' cruelty to man. And
yet, how different in conception, in mood and form!
But are these religious plays, and if so, in what sense? We are in-
clined to think that the ancient repertory must include some religious
drama, for we suspect that religious tragedy is possible only in a pagan
world. Jewish monotheism has no room for it. True tragedy presup-
poses the unresolved coexistence of two opposed poles, of man and
god, or of god and god, or god and devil. No such coexistence is pos-
sible in the terms of serious Jewish thought. In the realm of Christian-
ity, too, tragedy can live only where pagan lingerings are strong,
where being can be pitted against being and where the outcome is not
foreordained by the omnipotence of the good. One may go further
and say that tragedy cannot flourish except where paganism asserts it-
self over Christianity. Some of Shakespeare's tragedies are obvious
cases in point. Goethe's Faust ceases to be a tragedy, if it ever is one,
the moment the Queen of Heaven begins to exercise her grace. But
if it is true that tragedy is uniquely a function of pagan thought, of
the belief in many gods and in the godliness of some men, then it is
only fair to expect that there is some ancient tragedy which is so
closely tied to the religious experience as to merit the designation "re-
ligious drama." Both the Ion and the Bacchae are about the gods and
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TRAGEDY AND RELIGION 113
ii
In the Bacchae the action of the god is direct
and immediate; he touches the people and they respond. In the Ion
it is not the god himself who affects the characters but what is told
about him. As in the history of Herodotus we have here a distinction
between what the Greeks call ta onta and ta legomena, between things
which are and things which exist in reports, between reality experi-
enced at first hand and reality mediated by word of mouth and pon-
dered and analyzed. Both can be shattering in their effect. Some critics
have said that the Ion deals with a rape, but that the plot is not sordid
or squalid because the rape is committed by a god. One wonders
what Xenophanes or Plato or Voltaire might have said to this. The
truth is that the reality which sets the plot going is not a rape but
the memory of a rape. The characters are affected, more or less di-
rectly, by a memory; their revulsion—and such it surely is—is not
aesthetic, but intellectual and moral. It is of course true of all Greek
tragedy, in contradistinction to that of Seneca, that it bypasses the
bodily senses and makes its appeal to the imagination. Like death, a
rape must not be communicated directly. To preserve the intended ef-
fect it must be stripped of its accidents and be entrusted to a mes-
senger, who will unfold its essential magnitude. In the messenger's
telling, or in the evocation of the memory, the rape attains an ideal
status, and acquires the special purity which comes with isolation. At
the same time this ideal concentration is brought about at the cost of
material force. The rape does not shock, it merely worries and per-
plexes, and in the end generates questions as the viewing of the gross
event could not have done.
Likewise the disappointment within the play is not so much for
what Apollo has done or not done, but largely for what he has said or
not said. He is a cad, but more important, he appears to be a liar.
Again it is the intellectual phase of the problem which interests the
poet. Apollo's failure to speak the truth is particularly disconcerting
because he is supposed to be the exponent of oracular truth. Above all,
this must be disturbing to Ion, the unspoiled youth, simple and good
compatible, and that friction sets in only when the gods decide to in-
terfere and use men for their own amusement. That this is the case
in the Ion requires no demonstration; the idea that human beings
misbehave toward one another only at the instigation of the gods is
basic to the dramatic plan.
The idea is powerfully supported by the use of specific elements of
language and dramaturgy, such as the business of the Gorgon's blood
(987 ff., 1054). When Creusa finds her position threatened by Ion,
the availability of the Gorgon's blood suggests to her a way of elim-
inating him. That this is the heavy hand of the gods steering the
human agent is made apparent by the form of the scene. Creusa does
not simply say: "Here I have a vial with a deadly poison; let's use it."
Nothing so straightforward as this, for it would saddle Creusa with the
guilt. Instead she lectures the old man on a chapter of mythology. Pe-
dantically, laboriously, she conducts him through the labyrinthine
turns of the ancient story: the gods fought the giants at Phlegra, Earth
bore the Gorgon to help the giants, Athena killed the Gorgon and
used her dead form for manufacturing the aegis; later when Erich-
thonius, the founding father of Attica, was born, Athena gave him
two drops of the blood of the Gorgon, stored in two golden capsules
now attached to Creusa's wrist. One of the drops heals, the other kills,
and this Creusa now proposes to use against Ion. Our brief summary
does not convey the true feeling of the passage. Extending over thirty
lines of text it proceeds with a slow, circumstantial monotony, as if
every single step in the chain of causation leading back to the holy
wars of the gods had to be fully cited to provide the plot with the
proper authority. There is something of the rhythm and the mood of
a ritual service about this rehearsal of the divine beginnings. Before
she can kill her man, Creusa has to communicate with the gods through
a sort of mock litany and assure herself of their participation.
Mythology furnishes many examples of the iniquities of the gods.
The Ion bursts at the seams with mythological detail, especially as af-
fecting the Athenian royal house. In the light of the stories about the
gods' dealings with Creusa's ancestors, Apollo's failure to live up to
his responsibilities becomes only the latest in a long series of divine
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TRAGEDY AND RELIGION 117
mischief. The chorus begins by describing scenes from the fights be-
tween gods and giants and monsters engraved on the metopes of the
temple (206 ff.). Then Ion asks Creusa to tell him about Athens, and
she obliges with detailed information about earth-born Erichthonius,
Cecrops and his daughters, and Erechtheus. The Bacchae has nothing
like this mythological fullness, not even in the speech of Cadmus,
where we might have expected to find it. In the Ion the mythological
decor is pervasive, it is a significant aspect of the style of the play.
That style is perhaps best described as baroque. The writing and the
structure are not pared down to bare essentials, as they are in some
other plays by Euripides. In contrast to the unpretentiousness of the
action and the obviousness of the emotions released by the action, the
language is lush and gilded. Take the description of the woven
tapestries in the tent where Ion almost meets his death ( 1 1 4 6 ) :
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118 Bacchae and Ion
his new-found importance. But what do the sun and the moon and
the stars have to do with this phase of the action?
Again, take the design on the cloth in the cradle (1421 ff.);
Athena's aegis and the Gorgon seem to grin down upon the action
throughout. In this case the choice of the decor is meaningfully tied
to the plot. But the particular choice is less significant than the em-
phasis on the pictorial as such. This insistence on externals and, on oc-
casion, irrelevancies is a hallmark of the play. I suggest that the ba-
roque quality and the concentration on the gods are strands of the
same cord. For once, the life on Olympus forms the sum and sub-
stance of the drama. Homer is at his most colorful when he describes
the comings and goings of the gods. When dealing with men a
Greek writer must probe into their souls, into those intangibles of
choice and action which call for compression and abstraction rather
than for richness of color and expansiveness. The gods have no
souls, particularly the species of gods with whom Euripides is here
concerned. The life of the god is all on the surface; its meaning ex-
hausts itself in splendid appearance and tangible fagade. And when
the god under consideration is a busybody or a rake, when the life
placed under the lens is a night life, the tendency toward color and
flourish is given full rein.
But the analogy with the Iliad is not complete. Homer shows us that
the life of the gods among themselves has no real substance. They can-
not die, they cannot suffer for long, and so their actions and inter-
actions unfold themselves in an air of unreality, of weightlessness.
It is impossible to take seriously the threats of an Ares or the boasts
of a Zeus, for they are not supported by peril or doubt. As is well
known, Homer often uses his gods for something very much like
comic relief. When the human battle has reached its most critical stage,
when mortal suffering has risen to its peak of intensity and pain,
Homer changes the scene to the palaces of the gods and gives our
sensibilities a chance to relax as we watch the escapades of those
who can do all and risk nothing. In their affairs with men, on the
other hand, the Homeric gods ask to be taken very seriously. When
trial, and men are herded through a baptism of pillage and rape and
attempted slaughter before the hero and the heroine can once more
settle down in domestic comfort. But in the novels the gods are not
involved except to prophesy, to protect, or to punish. In the Ion the
god is cast in the role usually reserved for the villain, the pirate, or the
landlord who assails the virtue of the lady and sets off the chain reac-
tion of pains and revenges. In some romances, as in the Aethiopica of
Heliodorus, villains reform and turn into friends. In the pulp litera-
ture of antiquity this kind of conversion can be effected without much
ado; characters count for less than the extraordinary events by which
they are buffeted about, and the moral dividing-line between heroes
and villains is remarkably thin. In fifth-century drama an analogous
conversion must leave a residue of uncertainty and embarrassment.
Apollo, through his representatives, attempts to see to the happiness
of Creusa and Ion and Xuthus, but he comes up against the hard fact
that human beings are not as easily manipulated as the romances would
seem to suggest, and as the gods would like to believe. Men want
their dignity and their rights; they think back and forward and con-
nect the past with the future, and they worry if the accounts show a
discrepancy. So the conversion from ravisher to protector runs into
heavy opposition, and by the time the issues are settled the honor of
the god is smudged beyond repair.
But in spite of the absence of smoothness and cliches, the story is a
true romance. There is no tragic hero, and some measure of happiness
comes to all. Men have something to which the gods are largely in-
sensitive: kindness and sympathy. Oiktos, pity, is one of the key-words
of the play (47, 312, 361, 618); even the temporary renunciation of
pity, explicit as it is (970, 1276), testifies to the same emotion. In
spite of the murder plot, and though Ion very nearly commits sacri-
lege and matricide, there is more downright humaneness in this
play than in most other Euripidean dramas. The characters are civ-
ilized, generous people, easily injured, easily pleased, kind to slaves,
ready to worship. Their warmth and their charity shame the gods. In
the end Athena recognizes the strength of human benevolence. Ex
machina she recommends a deception, from humane motives: to have
iii
But does not the Bacchae show that this con-
clusion is wrong? Is it not about a god, and is it not a true tragedy?
Above I made a passing reference to the great contrast between the
two plays. The list of differences could be extended indefinitely. Ion
deals with a dreamy youth foiled in his endeavor to lead a contempla-
tive life: the Bacchae pictures a powerful man foiled in the conduct of
an active public life. In the Ion the contemplative life is frustrated by
scruple and doubt; in the Bacchae the active life is undone by raw ex-
perience. Both plays are full of irony. But that of the Ion is almost
genial; it produces the pleasantries that we associate with a comedy of
errors, signaling the fallibility of men and gods. When the incredu-
lous Creusa replies to Ion's command that she leave the altar (1307):
Go, dictate to your mother wherever she is!
irony reaches and perhaps overreaches the limits of good taste, but it
remains within the bounds of reason. In the Bacchae the irony is dia-
bolical; it reflects not questions of personal identity but the identity of
meaning and the problem of identity itself. The stage of the Ion—I am
iv
The Bacchae, like the Ion, is a tale about a
god, but that is all they have in common. The Ion I called, perhaps for
want of a better term, a theological romance. What, then, can we say
about the Bacchae? Earlier I suggested that it is not intrinsically a
religious drama. This flies in the face of certain critical assumptions
which have recently gained currency. It has been suggested that
Euripides' chief object in writing the drama was to give a clinical
portrayal of what Dionysiac religion, hence Dionysus, does to men.
According to this view, the Bacchae is a more or less realistic docu-
ment, perhaps an anthropological account of an outburst of manic
behavior, of a psychosis analogous to certain phenomena reported
from the Middle Ages and not unknown in our own troubled times.
The play has even been compared with a modern imaginative treat-
ment of mass psychosis, Van Wyck Brooks' Oxbow Incident. I feel
that this is mistaken, and for a very simple and obvious reason. What-
ever one may say about the ancient tragedians, about the extravagant
character of many of the plots, about the implausibility of much that
is said and done, the fact remains that the writers are interested in
what is typical, in the generic, or, as Aristotle has it, in the universal.
To attribute to Euripides a study in abnormality is to indulge in an
anachronism. Euripides is not the kind of dramatist, like Sartre, whose
in some of his later plays, adopted the new structuring for his own
purposes.
Euripides goes further. He rejects the autonomy of speech as he
rejects the autonomy of the personal life; instead he attempts to com-
bine the two in an organic mixture of his own. In the Ion he gives us a
parody of the pure bios form; mythology is squeezed into a biograph-
ical mold, with unexpectedly humiliating consequences for the great
hero. In the Bacchae, on the other hand, it is in the end not the per-
sons who count, nor the words or sound patterns though the play may
well be the most lyrical of all Euripidean works, but the ideas. The
Bacchae, in spite of its contrived brutality and its lyricism, is a fore-
runner of the Platonic dialogues. The smiling god is another Socrates,
bullying his listeners into a painful reconsideration of their thinking
and their values. That is not to say that we have here an intellectual
argument, an academic inquiry into logical relations. That would fit
the Ion better than the Bacchae, Rather, the Bacchae constitutes a poet's
attempt to give shape to a question, to a complex of uncertainties and
puzzles which do not lend themselves to discursive treatment. There
is no clear separation of thesis and antithesis, of initial delusion and
liberating doubt, nor is there anything like a final statement or a solu-
tion. Nevertheless the poem is cast in the philosophical mode. Soph-
ocles, in the Oedipus Rex or the Ajax, takes a heroic life and fashions
its tragic nexus to the world around it or to itself. Euripides, in the
Bacchae, takes an abstract issue and constructs a system of personal re-
lations and responses to activate the issue. He builds his lives into the
issue, instead of letting the life speak for itself as Sophocles does.
The issue derives from a question which is simple and raw: What
is man? As Dionysus remarks to Pentheus (506),
Your life, your deeds, your Being are unknown
to you.
For Plato, the human soul is a compound of the divine and the perish-
able, a meeting place of the eternal beyond and the passionate here.
In the Phaedrus he puts the question more concretely. Socrates sug-
gests that it is idle to criticize or allegorize mythology if one has not
The word that I have translated as "creature" is the same that appears
in Aristotle's famous definition of man as a "political creature," or
rather, as "a creature that lives in a polis." "Political animal," the
usual translation, is unfortunate, for in his definition Aristotle clearly
throws the weight of his authority behind the second alternative of
Plato's question. Man is not a ravaging beast, but a gentler being. But
perhaps Aristotle is not as fully sensitive as Plato to the difficulty posed
by the alternative. Is man closer to the gods or to the beasts?
Another question which is linked to the uncertainty about the
status of the human soul is: What is knowledge? Or, to put it differ-
ently: How much in this world is subject to man's insight and con-
trol? Greek philosophical realism, beginning with the Eleatics and
reaching its greatest height with Plato, taught that reality is unchang-
ing, static, difficult of access, and that in general men come to experi-
ence it only through the veil of ever-changing patterns of sensory im-
pulses. There is an inexorable friction between total Being and par-
tial Appearance. Man is constrained to deal with the appearances,
but at his best he comes to sense—or, according to Plato, to know—
the reality behind the phenomena. The break-through to the reality
is a painful process; it can be achieved only at the cost of injuring and
mutilating the ordinary cognitive faculties. The perfectionists, in-
cluding Plato in the Phaedo, submit that the break-through becomes
complete only with the complete surrender of the senses whose ac-
tivity stands in the way of the vision of reality. That is to say, the
perceptual blindness and the phenomenal friction cannot be resolved
except by disembodiment and death.
Now if this, or something like it, is the philosophical issue which
Euripides is trying to dramatize, he is at once faced with a grave artistic
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132 Bacchae and Ion
v
How does Euripides use the animal in his art?
In the Ion the relation between men and animals is simple and
candid, though not devoid of some humor. At the beginning Ion
wages a mock battle against the birds because they interfere with his
daily cleaning operations. The kindly gruffness with which he re-
bukes them deceives no one. Once he threatens death to a swan that
approaches too closely to the altar (161 ff.), but he does not take the
threat seriously himself (179):
To think I would murder you,
messengers of the words of gods
to men!
Ion is not so cynical as to remember that the swan is said to sing his
truest song when he is about to die. Later Ion's life is saved when a
dove consumes the poison meant for him (1202 ff.); he accepts the
sacrifice gratefully but without comment. Near the beginning of the
exodus Ion calls Creusa (1261) a "serpent... or a dragon"
with murderous fire blazing from his eyes,
but this is a metaphor induced by rage, and in any case Ion is mistaken
about her, as he acknowledges in the next scene. The history of Athens
may have been crowded with serpents and half-serpents; the decora-
tion of the tent features many beings half-man half-beast, including
Cecrops himself with his serpent's coils. But the somber tent, as sug-
gested earlier, is the exception. Through most of the action, and cer-
tainly at the end of the play when the causes of ignorance have been
removed, men know their distance from the animals. Their humane-
ness entails this; the gentleness which characterizes the true inclina-
tions of lo and Creusa and Xuthus takes us far away from the murky
borderland where human nature and animal nature merge and where
satyrs and centaurs ply their brutal trade.
In the Bacchae this borderland is always present. Men are identi-
fied with animals, not as in Aesop where the beasts aspire to be men
and become moral agents, but as in a Gothic tale where intelligence
and social grace and responsibility are renounced and the irrational,
the instinct of blood and steaming compulsion, take their place. Charac-
teristically this way of looking at life paralyzes value judgment. The
gulf between men and animals is erased, but whether this is a good
thing or not is by no means clear. When the women of the chorus, for
example, call Pentheus a beast they do not mean to flatter him. He is
the son of Echion, who was sprung from dragon's teeth, and there
is dragon blood in his veins (1155). He is said to be a fierce monster
(542) whose acts make one suspect that he was born of a lioness or
a Libyan Gorgon. His mother also in her moment of visionary bliss
sees him as a lion rather than as a man. For her, however, this is not a
matter of disparagement; if anything, embracing a lion seems to her
to offer a glimpse of perfection. Not so the chorus; in the passages
cited they show an incongruous pride in human shape and human
achievement. But in the fourth choral ode, as they reach their high-
est pitch of passion and frenzied insight, they issue the call which
is quoted at the beginning of our chapter (1017) :
Appear, in the shape of a bull or a many-headed
serpent, or a lion breathing fire!
In their first ode also they refer to Dionysus as the bull-horned god
wreathed in snakes (100 f.). The god Dionysus, the stranger-citizen,
the hermaphrodite, at once superman and subman, is a beast, for
which the chorus praise him. This is the sacred dogma. Even Pentheus,
once he has fallen under the spell of the god, acknowledges him as a
bull ( 9 2 0 ) :
And now, leading me on, I see you as
a bull, with horns impacted in your head.
Were you a beast before? I should not wonder.
And Dionysus answers:
Yes, now you see what is for you to see.
But what of Pentheus' own beast-likeness? Are the women suggest-
ing that human beastliness is a mere parody of divine beastliness, and
therefore to be condemned? Or have the ladies of the chorus not yet
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134 Bacchae and Ion
not expand one's vision beyond its commonplace scope? In the Ion
the premium is on wakefulness; in the Bacchae we are invited to rest
in a gray no man's land which is halfway between waking and sleep,
where man shelves the tools of reason and social compact and aban-
dons himself to instinct and natural law (862 ff., tr. Phillip Vellacott):
O for long nights of worship, gay
With the pale gleam of dancing feet,
With head tossed high to the dewy air—
Pleasure mysterious and sweet!
O for the joy of a fawn at play
In the fragrant meadow's green delight,
Who has leapt out free from the woven snare,
Away from the terror of chase and flight,
And the huntsman's shout, and the straining pack,
And skims the sand by the river's brim
With the speed of wind in each aching limb,
To the blessed lonely forest where
The soil's unmarked by a human track,
And leaves hang thick and the shades are dim.
This is the strophe of a choral ode; in the antistrophe the chorus in-
voke the divine order of things—physis, nature—which will assert it-
self eventually in spite of men (884)
who honor ignorance and refuse
to enthrone divinity . . .
The verses cited picture the pleasure and the awe of identification with
nonhuman nature, with the life of the fawn bounding free of the snare
but never quite eluding the hunter, a life of liberty which is yet not
free. The animal senses the sway of natural law even more strongly
than the man. Strophe and antistrophe, the vision of animal escape
and the address to natural compulsion, are part of the same complex.
But in the text they do not follow one upon the other; they are sep-
arated by that rare thing in Greek poetry, a refrain which is repeated
once more identically, at the end of the antistrophe. Refrains in Greek
tragedy always have a solemn ring; they are felt to be echoes of ritual
hymns. The fixed severity of the repetition is something foreign within
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136 Bacchae and Ion
the headlong flow of the dramatic current. The mind accustomed to
pressing on after the determined advance of ideas and plot is abruptly
stopped in its tracks; time ceases for a while and the cold chill of
monotony reveals a glimpse of Being beyond the Becoming of the
human scene.
Here is an attempt to translate the refrain as literally as the sense
allows (877, 897):
What is wisdom? Or what is more beautiful,
afinergift from the gods among men,
than to extend a hand victorious
over the enemy's crown? But beauty
is every man's personal claim.
Wisdom equals tyranny, beauty equals vengeance. The hunted and the
hunter have their own jealous notions of wisdom and beauty, but
their pretensions are drowned in the vast offering of the gods, the dis-
pensation of natural law and the survival of the strongest. This is
what the refrain seems to say; the message agrees well with the proposi-
tions of strophe and antistrophe. But note the didactic quality of the
speech, the question and answer, and particularly the academic formu-
lation of the last line which in the Greek consists of only four words:
"Whatever beautiful, always personal." It is a line which might have
come straight from the pages of Aristotle; better yet, it reminds us of
a similarly scholastic passage in a poem by Sappho in which she con-
templates various standards of beauty and preference and concludes:
M
I [think that the most beautiful thing is] that with which a person
is in love." The poetess speaks of a "thing," using the neuter gender,
and of "a person," any person, desiring the thing. Like a good teacher
she starts her discussion with a universal premise. Then, as the poem
draws to its conclusion, she discards the generality and focuses on the
living girl and on the I, the specific poles of her love whose reality
constitutes the authority for the writing of the poem. But the philo-
sophic mode of the earlier formulation remains important; it re-
minds us that the specific poles of her present love are at the same
time representatives of a universal rhythm. In Euripides' ode, also, it is
this universal rhythm which comes into view through the hieratic
stillness of the refrain and particularly through its last line. The words
are almost the same as those of Sappho; the difference is that between
a vision intent upon the small joys and sufferings of love, and a vision
which comprehends man in the sum total of his powers and feeble-
ness. The refrain may well be the closest approach to poetry shedding
its disguise and showing itself as metaphysics pure and simple.
But the glimpse is short-lived, and the clarity immediately obscured.
Again it is the chorus itself which is the chief agent of confounding
the analysis. It does so by combining in the Dionysiac prospects of its
songs the two sides, the real and the ideal, which are inevitably con-
nected in the experience. Both ritual and hope, slaughter and bliss,
dance and dream, the cruelty of the present and the calm of the re-
lease, are joined together as one. The paradise of milk and honey
and the orgy of bloody dismemberment merge in a poetic synthesis
which defies rational classification. Of this creative insight into the
contradictoriness of things I have already spoken. To complicate the
picture even further, Bacchic sentiments are superimposed on tradi-
tional choric maxims. In an earlier ode which begins with a con-
demnation of Pentheus' words and an appeal to the goddess Piety, the
women sing (386, 3 9 7 ) :
Of unbridled mouths
and of lawless extravagance
the end is disaster . . .
vi
Who is Pentheus, and why is it he who dies
rather than one of the other Thebans? When the stranger raises the
question whether the King knows who he really is, he answers (507):
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TRAGEDY AND RELIGION 145
they are old men, their life force is diminished and stunted. This
means that they cannot suffer as Pentheus can. It also means that they
have come to terms with the world; there are no issues left for them
to battle out, no difficulties over which to fret. Cadmus is a fine speci-
men of the arriviste, proud of the achievements of his grandson, but
even prouder of the inclusion of a genuine god in the family. The god
must at all costs be kept in the family, even if it becomes necessary
to mince the truth a little. Here is Cadmus' humble plea to Pentheus
(333):
And if, as you say, the god does not exist,
keep this to yourself, and share in thefinefiction
that he does; so we may say that Semele bore
a god, for the greater glory of our clan.
The distinction between truth and falsity, between order and disorder,
is of no importance to him. At his time of life, a good reputation is a
finer prize than a noble life, no matter whether the reputation is de-
served or not. Tiresias likewise is not concerned with essentials. This
Tiresias is not the Sophoclean man of truth, the terrible mouthpiece
of mystery and damnation, but, of all things, a clever sophist, a pseudo-
philosopher who strips away the mystery and the strangeness of the
superhuman world and is content to worship a denatured, an ungodded
god. A squeamish deist, he does not hold with the miracles and the
barbarisms of popular faith. In his lecture to Pentheus he pares down
the stature of Dionysus to render him manageable and unoffending
(272 ff.). Point one: he is the god of wine (280)
which liberates suffering mortals from
their pain.
That is to say, he is wine (284), precisely as Demeter is grain. By al-
legorizing the old stories and identifying the gods with palpable sub-
stances, we can dispense with whatever is not concrete and intelligible
in the traditions about Dionysus. Point two: he is a perfectly natural
god. The distasteful tale about Zeus sewing him up in his thigh pro-
duces a quite satisfactory meaning once it is understood that the grating
feature is due to a pun. Like Max Mueller in a subsequent era of fa-
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146 Bacchae and Ion
cile enlightenment, Tiresias believes that the mystery of myth is caused
by a linguistic aberration; with the discovery of the cause, the mystery
disappears.
Finally, in the third part of his lecture, Tiresias does pay some at-
tention to the irrational virtues of the god, to his mantic powers and
his ability to inspire panic in strong men. But this part of the assess-
ment is underplayed; it is briefer than the other two, and one feels that
Tiresias adds it only in order to have a weapon with which to frighten
Pentheus. The reference to soldiers strangely routed and to Dionysiac
torches at home in the sanctuary of Delphi is not a confession but a
threat, calculated to appeal to Pentheus in the only language he under-
stands: the language of military and political authority. Tiresias'
heart is not in the threat; what interests him is the theological and
philological sterilization of the god. Neither he nor Cadmus really
understands or even wants to understand what the god has to offer.
But they know that his triumph is inevitable, and so they try to ac-
cept him within their lights. They are fellow travellers, with a good
nose for changes of fashion and faith. To take them seriously would
be absurd; a Tartuffe has no claim on our sympathy.
They do not understand; hence nothing happens to them.1 Pentheus,
on the other hand, is fully engaged, and he is a big enough man to
perceive the truth beyond his own self-interest. He is capable of ap-
preciating the real meaning of Dionysus; though he does not approve,
he understands. But understanding, in a man of his power of commit-
ment, is tantamount to weakening, and in the end, to destruction.
This is what Euripides dramatizes with the sudden break-up of Pen-
theus' royal substance. Abruptly the officer of the State turns into a
Peeping Tom. One shout of the god (810) and the manly general
becomes a slavish, prurient, reptilian thing, intent on watching from
a safe distance what he hopes will be a spectacle to titillate his voyeur's
1
T h e metamorphosis which Dionysus inflicts upon Cadmus in the Epilogue is
a datum from mythology. Because of the bad state of preservation of the final portion
of the play we do not know how Euripides motivated the metamorphosis, and what
the punishment—for such it is said to be (1340 ff.)—is for.
itch. The civilized man of reason is gone, and in his place we find an
animal, living only for the satisfaction of his instinctual drives.
Is the rapid change psychologically plausible? Once more, the
question is not pertinent. There is no character in the first place, only
a comprehensive life-image to symbolize one side of a conflict which
transcends the terms of a uniquely experienced situation. Whether it
is possible for such a man as Pentheus is shown to be in the first half
of the play, to turn into the creature he becomes after his conversion
by Dionysus, is a question on which psychoanalysts may have an
opinion but which does not arise in considering Euripides , purpose.
The truth is that the change is not a transition from one phase of life
to another, much less a lapse into sickness or perversion, but quite
simply death. When a tragic hero in the great tradition is made to
reverse his former confident choice, especially if this happens at the
instigation of the archenemy, the role of the hero has come to an end.
W e remember Agamemnon stepping on the crimson carpet, after
Clytemnestra has broken down his reluctance. The blood-colored
tapestry is a visual anticipation of the murder. Instead of the corporeal
death which will be set off stage, the audience watch the death of the
soul. With Agamemnon slowly moving through the sea of red the
contours are blurred and the king of all the Greeks is annihilated be-
fore our eyes. Aeschylus uses a splash; Euripides, less concretely but
no less effectively, uses a change of personality.
That the hero has died in his scene with Dionysus becomes even
clearer when the god, with a Thucydidean terseness, announces the
physical death ( 8 5 7 ) :
His death, then, is an agreed fact both while the chorus sing their ode
to Natural Necessity and also during the terrible scene which follows
in which Pentheus arranges his woman's clothes about him. The King
joins the Maenads, but he goes further than they, for he adopts the
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148 Bacchae and Ion
bisexuality of the god. All this is meaningful as a picture of the com-
plete and devastating victory of reality over unreality, of the natural
over the institutional life. But it is not without its psychological as-
pect, and here, curiously, we may see an ironic parallel to one of Plato's
most troublesome concerns. In his discussions of dramatic poetry, Plato
takes it for granted that the spectacle affects the soul of the spectator,
even to the extent of transforming it in its own likeness. This is what
drama demands; the audience must allow what they see to shape their
souls, without struggling against the impact. Plato recognizes the legiti-
macy of the demand, and decides that therefore drama is too dangerous
to have around in a healthy body politic, except the kind of drama
whose effect is beneficial. Pentheus also is about to see a spectacle, a
Dionysiac drama of the type which as a responsible man of the city
he had condemned. Euripides knows that Plato's act of censorship is
in a hopeless cause. A life which does not reach out to embrace the
sight of a greater reality which tragedy affords is incomplete. Watch-
ing a play may mean a partial sacrifice of the soul, a surrender to the
unlimited and the irrational, but we cannot do without it. Pentheus
holds out against it for some time, but in the end he throws down his
arms, with such finality that his soul comes to be transformed and en-
riched even before he goes off to spy on the mysteries.
Pentheus is drunk, without the physical satisfaction of strong drink
(918):
Ho, what is this ? I think I see two suns,
two cities of Thebes each with its seven gates!
This is one way of formulating his conquest at the hand of Dionysus.
Drunk he sees more keenly, or at any rate more completely:
And now, leading me on, I see you as
a bull. . .
And Dionysus replies:
Yes, now you see what is for you to see.
For the first time Pentheus* eyes are suflSiciently opened to see the god
in his animal shape. His vision is broadened; but his role as Pentheus
is finished. The disintegration of the king js made particularly pain-
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150 Bacchae and Ion
vii
This, roughly, is what the Bacchae is about.
The vast recesses of mystery and abomination which it explores make
it difficult to talk about the play without some measure of doubt and
uneasiness. Not so with the Ion. The Ion deals with a portion of
Greek mythology. Selecting an ordinary incident from the traditions
about the gods, the poet turns it this way and that to highlight its ab-
surdity in the light of modern culture, and incidentally also to re-em-
phasize the worth of the human achievement. The spirit in which this
is done is, on the whole, playful. But the plot which Euripides sets
up features enough scheming and resentment and disillusionment to
make us wonder whether the author's purpose is not quite serious. It
is indeed, but the seriousness is that of a dramatist who takes no human
suffering lightly, who regards the feelings of men as more precious
and essential than the events which befall them. He finds that even the
silly nonsense about gods fathering human sons can, if taken at face
value, produce momentary effects which threaten to cripple generosity
and fellowship. Eventually kindness triumphs; human culture is too
tough and too secure an institution to be disrupted for long even when
one of its chief supports, the veneration of the gods, is jarred.
The Bacchae questions what the Ion extols, by asking: Precisely
what is human culture, and what is man? Plato chose to believe that,
at his best, man can divest himself of his animal trappings and rise to
a station in which the divine in him remains in sole control. Euripides
shows that the divine equals the bestial, and that man's special achieve-
ment, the social graces and comforts fondly sketched in the Ion, are at
the furthest remove from the reign of the god. Pentheus is a "politi-
cal animal*' whose veneer is stripped off, who is forced to return to his
origins as a creature of instinct and sense, without the protective color-
ing of social conventions, without the benefit of activist illusions. In
this original state before the fall into grace he will be a simple beast,
with the pleasures and the dangers of an animal existence. To save his
dignity, the king must die; the death images the ephemeral nature of
This brief abortive glimpse of what has held him up in the past and
what is now becoming the instrument of his defeat, the social compact,
is like a trope of all cultured life. Between the realm of the beasts
from which man is born, and the realm of the gods presided over by
the great beast of heaven, civilized existence and human fellowship
are a minute enclave, hard-pressed and short-lived and utterly without
hope. Social conventions are fictitious, they offend against nature and
the natural law. However noble and glorious the human achievement
may appear to the enlightened, it makes barely a dent upon the true
structure, the real being of the animate world which defies reason and
order and progress and engulfs man in its eternal rhythm of animal
necessity.
Everyone will agree that this is a most depressing moral. But it is the
moral pronounced by the play, and we cannot doubt that it is a view
held by the author. Fortunately we know that it was not Euripides'
only view, for we have the Ion, in which men are very substantial in-
deed, far removed from the realm of the wild beasts, and where the
god is so civilized himself—and, we should add, so ineffectual—that
the vista of a greater reality which is neither rational nor cultured does
not even suggest itself. I said earlier that the Ion is about the gods and
the Bacchae about man. But that is only a matter of emphasis. In truth
both plays are about God, both are about man. But they have to be
read together so that we may understand the full range of Euripides'
thoughts on the subject of religion. As dramas they are autonomous;
each exercises its own special effect and wants to be taken on its own
grounds. But once we begin to think about the issues developed in
them, we must in all fairness admit that what for want of a better term
(aion), time as juncture (kairos), and so forth. Time, in all its mani-
festations, was felt to be a particular mark of the human life. It was
sensed to be part of the complex of a meaningful existence on earth, of
human weakness and achievement and self-consciousness. God knows
no time; beasts live in time but cannot be said to recognize its laws or to
suffer from its restrictions. Only man, who, as the tragedies remind us
again and again, hovers precariously between divinity and beastliness,
becomes aware of the power of time.
The lyric writers were the first to develop the theme of man as a
time-bound being. But the poetic possibilities of the insight are not
fully exploited until the dramatists adopt it for their own. The
Oresteia, the Oedipus plays, the Prometheus Bound, the Ion, all build
their dramatization of the contingency of men's works around the focus
of time. Usually it is time as motion, or flux, which serves the poets as
their guide. For, as the lyric poets had recognized, the defenselessness
of man emerges most clearly when time is visualized in its most cruel
guise, as an enemy of stability and solid anchorage, as a stream.
But time as flux may itself be considered under various perspectives.
Let me mention four. First, time may register itself as moving past
the subject into the future. This is the historian's line of vision, or the
scientist's. Of all the perspectives it is the least disturbing, for on this
view the beholder is scarcely involved in the flux. Such time is cal-
culable; the beholder knows the past, and on the basis of his
knowledge he may freely predict the future. But calculability does not
fill it with meaning. Because I myself am not engaged in the processes
of time, the direction and the character of the advance toward the fu-
ture remain irrelevant to me as a moral being.
Contrariwise, time may be experienced as a function of one's own
development. As Lucretius1 puts it:
1
R . E. Latham (trans.), Lucretius: The Nature of the Universe (Harmondsworth,
England, Penguin Books, 1951), pp. 40-41.
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158 Ajax
that anyone can sense time by itself apart from the movement
of things or their restful immobility.
This is the philosopher's time; it stems from introspection, from the
discovery that man himself is a part of the moving world around him.
On this view, also, time is calculable. But unlike the historian's time,
the philosopher's time has meaning; it is nothing if not read from the
significant phases of my own growth and successes and failures. Yet
in a sense, as Lucretius suggests, to speak of time in this way is a tautol-
ogy. The flux contemplated has meaning and is relevant, but there is
no allowance for a meaningful relation, much less tension, between
the flux and the self. A time which does not exist outside the moving
self rouses neither hopes nor fears, it does not oppress nor does it in-
spire. Hence poets have no interest in this perspective.
Third, time presents itself as a stream which sweeps men along as
mountain torrents carry along stones, or as rivers carry flotsam and
wreckage. On this view time is both meaningless and incalculable; the
stones and the wreckage have little control over the direction and the
rate of speed of the current which pulls them along. If there is an ele-
ment of calculability, it is merely this: that the operation of the stream
upon the man enveloped is not likely to be beneficent.
And finally, time may be thought of as moving, not past the agent,
or with him or around him, but straight through him. In such a case
time reveals itself not only as incalculable but as a shatterer of the
substance of man.
Like the philosopher's time, the historian's also fails to fit into the
scheme of dramatic poetry. Negatively, of course, it may be put to some
use. When Hamlet says, "The time is out of joint," he thinks of him-
self as an onlooker, an outsider, a scientist who judges and manipu-
lates at will. He assumes that a man may penetrate the vagaries of
time without being touched in his own person. As he finds out even-
tually, his own life becomes affected when for him, temporarily,
time stands still; he discovers himself in a "dead vast and middle of the
night" which paralyzes and ultimately transforms him. His feeling
that he was born to set time right is a delusion, as we are made to
recognize in the course of the play. In the world of the poet, time is
Time is the movement of the cosmic stream, and the cosmos is prior
to its parts. Hence living men are hollow specters or empty shadows,
as Odysseus puts it early in the play (125). The insubstantiality of
man is the greater because the rationale of time is not apparent. The
philosopher who said "Everything is in motion/' also said "Time is
a child playing a game of draughts; the kingship is in the hands of a
child/' In the eyes of the nonheroic characters of tragedy, then, man
is not the master of his fate, nor even of his personality, because he
is molded and refashioned continually as a stone is polished in the
stream which carries it.
But the container need not be inimical, or at least so men's opti-
mism prompts them to suppose. In a friendly guise time pretends
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160 Ajax
ii
The notion of time as a stream or a contain-
er, or, more mercurially, as a companion or a healer, is the notion held
by the men and women ranged opposite Ajax. It is the popular, the
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162 Ajax
non-heroic perspective, for lesser men, or rather for all men, except
the hero. Men must either cower before time, or nestle in its lap, or
measure their achievements against an imagined direction and speed
of time, to preserve their sense of purpose and substance. The per-
spective may be mistaken, or even immoral, as the hero might sug-
gest. But without the feeling that man is dependent upon time and
subservient to it an important prop would be missing from the basis
of social life and social cooperation.
Now in spite of the vulgar optimism which claims to be able to read
a sense of progress or alleviation from our involvement in the cur-
rent of time, there are moments when even the most optimistic see
neither direction nor speed. It is then that men speak of tyche, fortune.
The Latin fortuna, based on the verbal stem fer~, which means "to
carry," plainly points to the image of the stream which I have been de-
veloping. The Greek tyche has a slightly different orientation. Literally
it means "structure" or "tissue." When Tecmessa or the chorus refer
to their situation or their prospect as tyche—and they do this repeat-
edly—they acknowledge their awareness of a structure, of some larger
fabric of which they declare themselves to be captive members. Along
with the presence of the structure they also acknowledge their own
blindness vis-a-vis any meaning or purpose the structure may embody.
By the time Sophocles wrote his plays the emphasis in tyche had come
to rest on the unintelligibility of the tissue, or on the oppressive tight-
ness of it. When a person speaks of tyche, the current of time is felt
to be so densely poured about the victim that all sense of motion is
lost. The only thing left is hope, the hope that the chance is after all
flowing properly and toward an auspicious end.
Tecmessa has learned of the announcement by Calchas that Ajax
will come to grief unless he is kept within the camp on this one day of
his life. Terrified, she implores the chorus to protect her against what
she calls (803) "coercive fortune." Exactly the same words had been
used by her earlier when speaking to Ajax about the unkindness of her
fate which reduced her from princess to concubine (485). The ap-
peal to fortune, or rather the mixture of protest and surrender to it, is
once more representative of ordinary unheroic humanity. "Coercive
On that occasion their counting does not give them joy; on others it
is their only sustenance. And of course the hope that on this one d a y —
in this nick of time . . . matters will be righted, is itself a convergence
of the counting urge upon one critical date in the calendar. Without
the fiction of the calendar and of red-letter days most men would be
lost. Not so Ajax; he disdains such reckoning and despises the reckon-
ers. When he places his sword in position to receive the thrust of his
body, he says ( 8 1 5 ) :
The slayer stands where he should do his work
of cutting best, supposing anyone has
leisure and interest for such calculations.
His contempt for numbering is shown most acutely at the point when
he first decides to commit suicide and ponders the business approach
to life ( 4 7 3 ) :
Only a coward hahkers after the
full tally of his life . . .
What joy is there in the totaling of days,
each crediting or debiting death by turns ?
I would not buy a man of no account
who heats his heart with empty expectations.
The hero does not count, he lives, and when life becomes a sordid
business of ticking off days, he sacrifices life.
Once, it is true, Ajax himself turns enumerator. He has come out
of the tent to show himself to the chorus and Tecmessa. As he begins
to recover his calm and change from singing to spoken verse he ex-
claims (432) "Aiai!"; and then, after suggesting a punning connec-
tion of this cry of pain with his own name, he continues:
Once, twice, three times I must cry out "Aiai!"
to match the torment of my present pains.
Is Ajax here indulging in a harsh parody of the common pose, or has
his torment temporarily reduced him to the sensations of an ordinary
man? The four words which make up the last line of our translation
iii
Aj ax's general position, at any rate, is un-
mistakable, and we must now try to assess it. Aristotle tells a tale about
certain men in Sardinia who slept with the gods, and upon awakening
did not feel that time had passed. Similarly in the first book of the
Iliad, while Achilles converses with Athena time stands still; nobody
else notices that Achilles is taking time out, and when the conversa-
tion is over he and Agamemnon continue their quarrel where they
had left it, as if no interruption had occurred. By virtue of sleeping
with the gods or conferring with them, a man may hope not merely to
crawl through a chink in the texture of time but to leave time behind
grandly and without effort. Dionysus and his mysteries hold out the
same hope, offering the comatose sleep of the wine-soaked as a special
instrument for the conquest of time and the achievement of timeless-
ness. But this is the plebeian way; sleeping with the gods is incom-
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170 Ajax
parably easier than talking or, as the Bible has it, walking with a god.
The achievement of timelessness is difficult enough; the conscious en-
joyment of it is an exceptional privilege.
Yet the hope persists, above all in the breast of the man who feels
himself to be different from the common run, and who wishes to pre-
serve his being as a definable identity. Any change, according to the
Greek view, is in its nature a disturbance, the dislocation of an identity.
A man who is somebody, who has achieved a standing of his own and
wants to retain it, must begin to regard time as aimless and destructive,
as an effacer of achievement and status. As a result he conceives the
wish to place himself beyond the effects of time, and to oppose its
functioning. But this can be done only at the peril of his life; by in-
sisting on his identity and braving the advances of time, the hero cuts
himself off from his surroundings. In the end he may find that he
has preserved a shell rather than a living soul. Archilochus drew the
picture of a man rolling himself up like a hedgehog and presenting
nothing but bristles to the hostile influences from abroad. But does a
hedgehog permanently rolled up continue to live as a hedgehog? Does
he not rather become a generic specter of the race?
The Sophoclean hero, and in fact many tragic heroes, are in precisely
this position. He is not as other men are, he has a distinct being, more
real than that of others, which cries to be preserved from contamina-
tion and change. Exactly what this being is, he may not know himself
in every instance; we ourselves are hard put to it to define the heroic
nature. But whatever it is, we do know how it behaves. It seeks to
perpetuate itself against mutation, and to stabilize the world which it
dominates. And to do this, it must oppose the agent of change, time.
Lucretius, it will be recalled, claims that time does not exist apart
from things. That is the philosophical view, the view from the study,
across the top of the desk. For the hero times exists because in his in-
sistence on his rights he challenges it to a duel and thereby provokes its
operation. He summons time, and time, rising to the challenge, at-
tacks and destroys. There are only two things time can do when its cur-
rent is blocked and it is bidden to turn against a man. It can either strip
off the presumptuous veneer and lay open the common weakling under
the heroic mask. We then speak of Time the Revealer, time which
brings out into the open the hidden truth, the heart of the man. Or, if
the challenger is a true hero, time must cut straight through him and
kill. Time breasted either reveals or annihilates.
It is part of the subtlety of Sophoclean drama that we are tempted
halfway through the play to think that we have witnessed the work of
Time the Revealer. When Oedipus calls himself a son of Fortune, or
when Ajax makes his gentle speech about the irresistible mastery of
time, the disguise seems to have dropped off, and the hero seems to
have joined the ranks of the commoners after all. Antigone's "break-
down," when she is about to be led off to burial (806 ff.), is of a
similar nature, and equally illusory. For these are heroes through and
through, and time cannot cease until it has entirely demolished their
mortal status.
In the present play the lever of time's attack, or better, the cause
of hostilities between Ajax and time, is a part of the antecedents of
the plot: the award of the arms of Achilles. From Teucer we learn
(1135) that Menelaus and some of the other leaders had exercised
an improper influence on the voting. In the eyes of Ajax and his party
the contest for the arms was decided by a rigged election. The con-
sciousness of this maneuver helps to feed the glow of their resentment,
for the corruption of the others is thought to be sufficient proof that
Ajax is in the right. But even if the election had been perfectly fair
and proper, nothing would have been different. The use of the ballot
expresses the views of the people, and the hero must not be subject to
their whims.
The manner in which the decision was reached pales to insignifi-
cance beside the outcome of the decision itself. The result of the con-
test shows that, given the old-fashioned warrior, Ajax, and the mod-
ern man of reason, Odysseus, the leadership now goes to the latter.
Historically speaking, Ajax is getting to be out of date. He finds him-
self at odds with the advance of time, in the sense of social and po-
litical progress. In the simple, unselfconscious terms of Greek political
thought: time changes the good man into the bad. The man who has
been looked up to and imitated in one era will be laughed at or dis-
regarded in the next. The Homeric soldier has become worse than use-
less in the age of democracy and committee work and elegant compro-
mise. Reason and reasonableness are the new ideals; fixity of character,
the proud unbudging manliness of the old order, is felt to be coarse
and dangerous. Galchas, the representative of the people, gives voice
to the new creed of flexibility and circumspection. As reported by the
messenger he says ( 7 5 8 ) :
Excessive and unthinking bodies are
struck down by massive hardships from the gods,
. . . when a mortal man
thinks thoughts outranking his mortality.
Athena also at the end of her epiphany, before the entrance of the
chorus, announces the creed of humility, though in terms at once more
traditional and also less relevant to the situation at hand ( 1 2 7 ) : Do
not talk back to the gods, do not pride yourself on strength or wealth;
a single day may elevate or abase
all mortal things; the gods love and protect
all men of reason, and the bad they hate.
Where it stands, Athena's little speech has an air of unreality, if not
cynicism, about it. Ajax has not prided himself on his wealth, nor has
he, yet, spoken unbecomingly to the gods. But beyond all doubt he is
not a reasonable man. Thus it would seem that in the opinion of
Athena his lack of sophistication puts him in the same class as the
nouveaux riches and the blasphemers. This is disconcerting; but Sopho-
cles complicates the puzzle even further. To emphasize the monu-
mental stubbornness of the hero on the stage he has Athena pretend to
the audience that in the past, in the pages of the Iliad, Ajax had
been an excellent man at thinking ahead and meeting emergencies
with forethought and intelligence ( 1 1 9 ) :
Could you have found a man more provident,
more gifted to effect what chance required ?
Athena wants us to believe that before Ajax was overwhelmed by the
storm he had worked in harmony with time. This epitaph on his al-
iv
Now our fierce, magnificent leader,
Ajax, is brought low,
sickened with a turbulent winter.
She invites the chorus to join Ajax in waking up to the truth and sur-
veying the terrible results. And now, finally, we are in a position to
listen to her detailed communication, without taking refuge in meta-
phorical extensions and extenuations.
As she tells the story, the savagery of Ajax's treatment of the ani-
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178 Ajax
conceived apart from his arms. The nearest parallel is the biblical
picture of Saul leaning on his spear or brandishing his spear or hurling
it. Like Saul vis-a-vis David, Ajax persists in his attachment to his
weapons at a time when diplomacy and flexibility have put the arms
of the strong man out of the running. In the case of Ajax there is
the added irony that the arms with which he is identified are not
the arms of Achilles, hence are second best in addition to being out of
date. But as he clings to the trappings of his glorious past he does not
seem to realize that he is cherishing what at one time he was ready to
reject.
In his so-called madness, his instrument is his sword. The first time
Odysseus refers to him he calls him (19) * 'shield-bearing Ajax/' This
remains true throughout; references to the man always draw particu-
lar attention to his arms, as if they alone constituted his authority and
accounted for much of his personality. By contrast the stress on Teu-
cer's bow is minimal, and the others are associated with no weapons
whatever. Ajax cannot act without at the same time activating his arma-
ment. Tecmessa is (211) "captured by the sword"; we are not al-
lowed to forget that his past achievements, and that includes his mar-
riage, are owed to the sword. As Ajax prepares himself for death he
prays that Teucer will be one of the first to find him (828)
fallen upon this sword still freshly moist.
The sword is placed in position, and Ajax becomes truly one with
it, and Tecmessa finds him "folded around the sword," as the business-
like Greek has it ( 8 9 9 ) .
By the repeated emphasis on the tools of war, the suggestion of un-
wieldy size and hardness and isolation, Sophocles reduces the hero to
a shell of his former flesh-and-blood self. His resistance to time has
left him a hedgehog permanently rolled up and showing only his
barbed armor. Ajax continues to treat Tecmessa as if he were the old
Ajax of the proud days gone by. He demands obedience, refuses to
think of her as an equal partner—never calls her by name—and barely
regards her as a human being. He has none of the social graces, none
of the fellow feeling toward social inferiors which the new age has
made the fashion. When his son does not answer his summons im-
mediately he breaks out in a fury; when the boy comes he forces him
to look on the carnage of the cattle as if the scene of slaughter were
a source of pride. In literary imitation of Hector's speech to Astyanax
in the Iliad, he too addresses his son who is characteristically called
"He of the Broad Shield/' But the venture is only a surly replica of
the old model. He praises the father of the boy, and expresses the hope
that the boy will some day become like himself. He continues in his
refusal to face the fact of time and development, even for his son. In-
stead there is much talk of his own father (434, 462, 4 7 1 ) ; he pre-
fers to measure himself against the familiar dead past.
All this means that the attractive Ajax of the Homeric wars has
been stopped in his tracks and has turned into a mockery of his former
self. Instead of manhood he shows cruelty; instead of self-reliance,
self-centeredness; instead of bravery, desperation; instead of pride,
vanity and arrogance; instead of fighting strength, slaughter and mu-
tilation. In an hour when he comes as close to kindness as he can he
says to Tecmessa ( 5 9 4 ) :
You are, I think, a fool
to suppose that you can educate my nature.
Time has killed off the man and then passed him by. On a stage as
lively and hectic as that of any play in the Greek repertory, includ-
ing even a shift of scenery and an exit and fresh entrance of the
chorus—which is the sort of liveliness on which Aristotle frowned—
Ajax rests at the center, outwardly joining in the busy play but in-
wardly hostile to involvement and setting his face against the com-
motion. It is instructive to contrast him with that other great figure of
heroism, Prometheus, outwardly fixed in his chains but in his heart
seething with social instincts, with programs of action, with a will
toward progress. Prometheus, the crucified, is eternally young; Ajax
has cut off his ties with life long before he goes into his death.
v
Both the plot and Ajax's belated insight into
his situation demand that he die. But when the time for his death
arrives, Sophocles has made things difficult for himself once more.
By introducing the mechanism of the nick of time, with the suggestion
that the hero might be saved on this one day, Sophocles has opened
up the possibility that death will not be necessary after all. Yet the
prospect of continued life for Ajax is intolerable and, worse than
that, dramatically useless. A heroic death appears tragic only to the
degree that it seems to be enacted by necessity. And so the playwright
devises a means of neutralizing the intimations of kairos: the two blas-
phemies. In the Prologue, when Athena points self-righteously to the
ravings of the hero and states that it is a deserved sickness, she says
nothing about specific misdemeanors which might have brought on
the punishment. There is nothing in the whole first half of the play
which might temper our impression that Ajax suffers because of what
he is, not because of what he may have done or failed to do.
But when Ajax has removed himself from the stage to die, though
none of his followers suspects that this is the object of his excursion,
the messenger who comes with news from Calchas upsets our as-
sumptions. For the first time, and utterly without warning, we are
told about two earlier occasions when Ajax showed himself less than
discreet toward the gods ( 7 6 4 ) :
"Son," said his father, "bend your mind to win
by the sword, and let the gods help you to win."
But he, his pride blotting his sense, replied:
"Even a nobody, father, could gain power
if gods assist him; I propose to attract
my glory by myself, without assistance."
Such was his boasting. And later, again,
when great Athena spurred him on and called
on him to bathe his hands in enemy blood,
he answered with a word of blasphemy:
"Mistress, go and assist the other Greeks!
Here where I stand the battle will be easy."
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184 Ajax
the people than some other manifestations of his personality. The blas-
phemies are not the cause of his punishment; but they do give tangible
evidence of the sort of man he is, on a level of action and behavior
which can be judged more concretely than some of the subtler strokes
of the artist's brush. The blasphemies help to round out the portrait
of the man who is out of touch, and who attempts to regain his lost
prestige by a factitious outbreak against authority.
Ajax first begins to think of suicide when the sickness is wearing
off, immediately after the great storm has ended. He knows he is
broken, and when he sings (412)
Foaming courses of the sea,
caves by the ocean, headland groves,
too long, too long you have kept me here
a prisoner in the Trojan land!
he temporarily adopts the outlook of the commoners. From an at-
tacker, time has turned into an oppressor breaking his back. A little
later he delivers his great speech on time, nonheroic time, that is. A
speech not so much of dissembling, though there is some of that also,
as of euphemism and apparent surrender. He now admits, or sup-
poses, that he pities the woman—still no names—and the child, and
that he regrets having to leave them among his enemies (652). He
declares that he was wrong to rebel against the sons of Atreus; for
without a hierarchy, without a chain of command, the world would
collapse. And now the application: I must give in, for even the great-
est powers give in in their time. The seasons give way to each other,
night gives in to day, sleep to waking. Nor do values achieve stability;
friendship lapses into enmity, enmity into friendship.
All this is of course foreign to the old Ajax. But it is no lie, for
the old Ajax no longer exists, except fitfully and uncertain of him-
self. The attack of time first made him into a parody of the ancient
warrior. Now it has made him over, for a short spell, into the new
man; it has refashioned him so that now he travels with it instead of
against it. But tragic heroes are not changed; they are undone. In
this scene, with his magnificent baroque showpiece of a speech, Ajax
has his hero's death. The corporeal suicide must follow. N o explicit
announcement is required, though there are enough double mean-
ings embedded in his oration to give warning to those who know what
a hero can do and what he cannot do. Later, in his monologue at the
scene of death, when he is by himself on the beach, he conjures up
his old personality once more, calling down curses upon the sons of
Atreus and Odysseus, and unburdening himself of the vulgar per-
spective which gained him a free exit from the tent. But then it is too
late.
How could Ajax be expected to live in a world in which muta-
tion rules supreme? It is the tragedy of Ajax that the stable moorings
of the heroic age as envisaged by Hesiod have been replaced by the
relativism of the iron age, in which parents will quarrel with the
children, host with guest, friend with friend. What Ajax does not
realize is this, that the iron age is not entirely devoid of the better
sentiments, of reverence and justice and the other social goods which
Hesiod portrays as leaving men to their own foul and indeterminate
devices. In truth, the new fluidity has its own attractions and its own
positive values which Ajax cannot see, for his temporary admission
of the universality of flux is a weakening, or a ruse, but not a con-
version. Even in his unstrung, moribund state, he cannot see that
change has either value or charm.
As he gets ready to die, Ajax prays, not to Athena, for obvious
reasons, but to Zeus, the ancestor of his house; to Hermes, the guide
from life to death; to the Furies, spirits of vengeance who can brake
the flow of time and punish the sons of Atreus long after Ajax is
gone; and to Helios, the bridger of space who is to inform Aj ax's
father of his death. The invocation of the Furies (835) is particu-
larly interesting. It shows us an unreconstructed Ajax, one whose lapse
into mildness and subservience now appears to have been only a brief
episode—this will be important directly; interesting also because
under the aegis of the Furies time relations are canceled out, the son
suffers for the deeds of the father, so does the grandson, to revalidate
the primitive pretemporal concept that the house is one and unanalyz-
able, and that the son and grandson live again, or better: live, the life
I!
vi
The oracle had suggested that Ajax could be
saved if he stayed safely home instead of venturing out into the open
country. This is taken quite seriously by Tecmessa and the chorus. They
are interested in saving life (812), no matter what sort of life. Now
if Ajax had stayed home, physically and figuratively, he could have
gone on living perhaps, but his life would have been a shadow ex-
istence, not unlike the kind of life which the Homeric heroes are
compelled to live in Hades, a spectral existence without feeling or
body or purpose. Even the beautiful poetry of the speech on time
cannot deceive us into believing that the new Ajax is alive or real.
For the hero, salvation must have a nobler meaning, not the com-
monplace romantic excitement associated with the nick of time, but
a salvation which puts its stamp on the eternity of values, which pre-
serves the true being of the man rather than the embers of his soul.
This is what the second part of the play gives us. It shows us an Ajax
who is saved more than if he had stayed alive, in disgrace, mocked
and shunned. W e know from Plato's portrait of Socrates in the
Apology and the Phaedo that death can be regarded as a more ef-
fective means of preserving a man's special function and his individ-
uality than a timid avoidance of death. Ajax dies and is saved, as a
hero and a saint, a demon henceforth insolubly and perennially linked
to the soil and fate of Athens and her citizens.
Here we have come to a point in the drama which was more mean-
ingful to a Greek audience than to us. But we, too, by an act of the
historical imagination, can learn to appreciate the propriety of what
themselves, not Ajax, who is now beyond the reach of temporal af-
flictions. In spite of the abuse heaped upon him, he is secure in his
demonship. When Teucer, Tecmessa, and Eurysaces in a touchingly
intimate ceremony cut their hair in sacrifice over the corpse, we are
assured that, whatever further wrangling may be in store, Ajax is now
at rest, even before he is put in the grave. His survival underground
has been authenticated by those nearest to him.
The acrimonious exchanges which follow are not likely to make us
miss the fact that with the death of Ajax the progress of the play has
come to a dead stop. While Ajax was alive, though only the broken
tally of a man, things moved swiftly and with deadly purpose. All
action, including Ajax's speech of resignation and dissembling, had
been directed toward a cogent end. Now that he has died there is no
further development. What follows is merely a protracted illustra-
tion of the congenital inability of most men to recognize a saint when
he is in their midst. While Menelaus and Agamemnon on one side, and
Teucer on the other, hurl their insults, nothing happens, time is
empty, and though this is not at all the kind of standstill which the
living Ajax had desired, the simple fact that time does interrupt its
course while the fate of the body is being decided carries its own
sardonic justice.
vii
As intimated at the beginning of the essay,
it has been asked why Sophocles chose to write a play in which the
hero dies before the plot is half done, and whose second half is
curiously flat and unheroic in mood and style by comparison with the
first. That a play with a hero who dies halfway through need not be
inartistic, Shakespeare has shown. But more than that, given Sophocles'
purpose of dramatizing the hero's struggle against time, or better,
the assault of time upon the hero, the structure of the Ajax is well
suited to the purpose. If I may apply a biblical motto in a sense not
originally intended: By their fruits ye shall know them. With
the hero dead, the world is the loser. What follows is the pettiness of
the unheroic, flexing their wizened muscles and wagging their tongues
viii
Finally a word or two about the most ex-
plicit champion of accommodation and stream-time, Odysseus. He too
is self-centered and desires his own advantage, but he knows that he
does, and he builds a philosophy of enlightened utilitarianism on his
appetites. Menelaus and Agamemnon refuse to acknowledge that they
cannot match Ajax on his level. The members of the chorus are too
ready to admit their inferiority. Odysseus is the only man who recog-
nizes that he is different from Ajax and yet puts a positive interpreta-
tion on the difference. Of the adversaries of the hero he is the one
most likely to elicit our understanding and sympathy. It is significant
that Odysseus is the only character in the play who seems to undergo
a development. At the beginning, when compelled by Athena to wit-
ness the madness of Ajax, he tries to block out the sight (80):
It would content me if he stayed within.
Not that he is afraid of Ajax, as some commentators have suggested.
Rather he is afraid of the contaminating air of the madness which is
bigger than either himself or Ajax. He is not sufficiently humane to
endure the sight, much less the touch. For a dramatic character who
no longer fears the contagion of madness or divine sickness we shall
have to wait till we come to the Theseus of the Oedipus Coloneus or
the Theseus of Euripides' Hercules, both written after the Athenian
plague had revolutionized the attitude toward disease. The Odysseus
of the Ajax may think of himself as emancipated, but he is old-
fashioned enough to avoid contact with an obvious victim of the gods'
displeasure.
But more than that, his desire not to be contaminated is chiefly a
desire not to be involved. His brand of isolationism, though far dif-
ferent from that of Ajax, is a legitimate brand nonetheless. But at
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196 Ajax
heroic sentiment, but as a rule of action it is neither immoral nor
trivial. At the very least it is an insight which accepts the inevitability
of change and man's bondage to it, and still allows for some freedom
of choice and conduct. Through the agency of Odysseus the merits of
the popular morality, of liberalism in the modern sense if one so
wishes, are restored to their rightful station from which the dulling
force of Ajax's contempt had briefly removed them.
Teucer concedes the respectability of Odysseus' persuasion. When
he thanks him for his mediation (1393) he refers to him as the son
of Laertes, a far cry from the earlier scolding by the chorus, who had
talked of Odysseus as the son of Sisyphus (189). The change of
filiation is an index of Odysseus' changed moral standing in the eyes
of his former adversaries. As in the Odyssey, Sisyphus, the archknave,
is replaced by Laertes, the pious grower of fruit; and as in the Odyssey
the shifting of the focus to Laertes inaugurates the final settlement.
It is difficult to say to whom the settlement applies, and what its terms
are, except that the burial is now made possible because for the sup-
porters of Ajax the Heraclitean maxim has become a reality: a former
foe has turned into a friend. In point of fact the burial signifies a
truce rather than a settlement. Agamemnon and Menelaus will con-
tinue to carry their grudge, though they will abstain from acting upon
it. What matters is not the terms of the truce itself but the moral au-
thority with which Odysseus invests it. His plea for forgiveness
(1322) is formulated as a recommendation to grant even to your en-
emies the right to preserve their own particular values and their own
special prerogatives. Each man has his natural excellence, his own
claims against prestige, and these we must, Odysseus feels, respect in
our neighbors even when they conflict with ours (1339, 1356).
Like Pericles in Thucydides' funeral oration, Odysseus attempts to
bring together two disparate worlds, the world of Agamemnon with
his affirmation of respect and law, and the world of Ajax, the world
of excellence and status and rugged individualism. The moral enun-
ciated by Odysseus on the whole favors the camp of the people, the
social group that looks for progress through compromise. The words
he chooses are taken from the sphere of heroic action and aristocratic
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TRAGEDY AND TIME 197
pride. The terms arete, excellence, and time, prestige, had long been
catchwords of a philosophy which derived its inspiration from the
past and spurned the egalitarian tendencies of the present. But now
the prestige to be acknowledged is not the exclusive, jealously guarded
status of the great lord but a prestige which is only one of many, and
which allows the privileges of others to coexist. In spite of the over-
tures to heroic terminology, the great truce turns into an instrument
for leveling. When men "conceive in harmony/' their conceptions
possess little grandeur. Peace is restored at the expense of greatness
and of artlessness. The mutual attunement, the humaneness of the new
creed as formulated by Odysseus, is built on two interlocking premises.
One demands that "whatsoever ye would that men should do to you,
do ye even so to them"; according to the other (1365),
I too shall one day be in need of burial.
The ethics of the businessman is combined with the ethics of the
graveyard. W e do not aspire to be gods, the river of time is good
enough for us; let us try to swim rather than float so that our bodies
will not hit one another. But above all, no building of dams to stem
the tide.
Lest it be thought that this is a moral which Sophocles means to
support, that he throws the weight of the drama's lesson on the side
of Heraclitus and the Sophists, let us recall that Odysseus is, dramat-
ically speaking, not entirely successful. Though he is now willing
to touch the body of Ajax and help carry it to the sepulcher, Teucer po-
litely vetoes this ( 1 3 9 3 ) :
I hesitate, son of ancient Laertes,
to let you minister in this burial,
lest my permission irritate the dead.
The people have relented, but Ajax preserves his exclusiveness to the
end. He is carried to his tomb in full panoply (1407), as if this re-
newed emphasis on the armor made it plain that he is not included
in the general truce. The tragedy had come to an end with the death
of the man. What we have witnessed in the second part of the play
is the plebeian backwash of the heroic act, the humble societal ar-
.,.,,
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198 Ajax
rangements prompted by the act. The treatment is necessary to indi-
cate the gulf which separates the hero from ordinary men. But the
detail and, in the case of Odysseus, the loving care with which the
common man is studied should not trick us into believing that the age
of the hero is dead, that reconciliation is resolution, or that kindliness
or utilitarianism is more substantial than heroism with its cruelty and
its ponderous unbalanced strength. Ajax stood with the gods, and
fought against time. He perished as a man, but his heroism survives,
beyond good or evil, beyond the reach of time, in the pure air of
everlasting life which even in tragedy is the reward and proof of an
earthly existence purposefully spent.
Everything conspires to make the shot firm and true. That Athena,
the instigator of the disturbance, then turns around and deflects the
arrow from Menelaus is another matter. It merely proves that divine
power transcends divine partisanship. If the goddess had not interfered
with the direction of the missile, it would surely have found its intend-
ed mark. That is the impression created by the build-up of the shoot-
ing, and particularly by the prehistory of the bow itself. By tracing
the various steps which went into the making of the bow, by dwelling
on the size and strength of the animal and on the effort whereby it
was made to render up its horns, Homer manages to convey to us
that this is a superbow, an unerring instrument in the hands of any
warrior, but particularly so in the hands of the man who had killed
the goat and thus made the bow his own. A bought weapon, or a
stolen one, is not likely to give the same kind of service. The quality
of a thing, then, particularly of a thing used by a man, is regarded as a
function of its history. How it came to be, what happened to it in its
inception and afterward, is decisive in fixing its nature and its ef-
fectiveness.
The principle that in the area of physical things, status or efficacy is
determined by origins, is well known to Greek writers. The many
aetiological tales in Greek mythology, providing imaginary origins
and histories for numerous segments of our experience, argue the same
ii
The catalyst which Euripides employs for
the isolation of character is death. In our play death is the principal
theme. This immediately raises two questions which are, in some in-
direct way, connected with each other. First, should a play about death
be a tragedy? Second, should the treatment of death in a drama in-
volve the use of symbolic devices or not? As for the latter, it is to be
noted that the Greeks did not have a word for "symbol," and though
Greek literary criticism does discuss such things as metaphor and
simile, it generally regards them as stylistic techniques or manner-
isms, as substitutions for the real thing, and not as self-validating
formulations of a poetic reality. At the same time it is obvious that
the poets knew the value of symbols. Medea's chariot, Pentheus' pine
tree, the "Chalybian stranger" in the hands of Oedipus' sons are
the kind of meaningful substances which the ancient critics do not
take under advisement, but which nevertheless contribute, and must
always have contributed, significantly to the aesthetic effect of the
drama. The crimson tapestry in the Agamemnon is not merely an em-
bellishment of royal proportions, but helps to shape the mood and
the meaning of the action as only a visual symbol can. It is, therefore,
legitimate to say that the poets did use symbols to put across their
literary intentions.
In modern discussions of symbols, ritual is usually not very far
behind. The obvious parallelism of myth and ritual has led some
writers to regard all symbols as mental correlates of ritual patterns
of behavior. In the play before us, Hercules goes off to fight Death
at roughly the same time Alcestis is being put in the grave. The
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212 Alcestis
step. Her horror at the vision of death introduces a note of strange-
ness and wonder, suggesting that perhaps things have been taken
too much for granted. But this sense of uncertainty is short-lived. The
mood of familiarity and colloquial simplicity which marks the other
scenes is extraordinary even for Euripides, who, as we know from
Aristophanes, prided himself on having freed tragedy from its
shackles of symbolic ambiguity and rhetorical pomp. It would be fruit-
less in this play to look for elevated thematic images or significant
vocabulary clusters. Even the choral songs, all except the Ode to Neces-
sity (962) for whose Aeschylean color there is a special reason, have
a minimum of pathos and lyric texture. The chorus is drawn straight
into the middle of an action which is realistic, humane, unmysteri-
ous; from the very beginning, the choristers share in the conversa-
tional and unwondering mood of the drama.
But can there be a tragedy without wonder? The truth is, to
answer the first of the two questions raised above, that the Alcestis is
not a tragedy. Tragedy dramatizes men's emotions, their victories
and defeats in the struggle for values and principles. Tragedy does
not deal with the natural necessities such as eating and drinking or
sleeping or dying. Because this is a play about death as a natural fact,
its tone is light and its machinery derives from the happy optimism
of the folk tale on which it draws. Dante's Commedia shows us that
the natural order of the world requires a nontragic exposition. We
may also remember the words of David when Bathsheba's child had
died:
While the child was yet alive, I fasted and wept; for I said,
Who can tell whether God will be gracious to me, that the
child may live? But now he is dead, wherefore should I
fast? can I bring him back again? I shall go to him, but he
shall not return to me.
iii
The lightheartedness of much of the action,
as of the antecedents, is unmistakable. It all started with Apollo, who
served the Furies strong drink, "tricking and tripping them, like a
professional" (33), to get Admetus off. This is part of the familiar
tale; nevertheless the emphasis on drink at this early stage is signifi-
cant. Drink is part of the structure of human necessities and tempta-
tions which lend themselves to comic treatment. Drink is predictable,
it raises few questions, and it can be funny. Of all this Hercules will
be the living proof, later in the play. In the Prologue on the stage, the
language of the conversation between Apollo and Death shows that
though they are gods they have nothing godly about them. They argue
like business competitors. Fortunately for the conception of the play
the word for "death" in Greek is masculine, hence the personification
of death is male. If Death were female as she is in Latin and the Ro-
The joke about the bow is characteristic. The god carries the bow by
the same unreflected necessity by which we eat and drink and sleep.
W e go through the motions without contemplating their meaning.
When they are brought to our attention we are embarrassed, for we
like to think of ourselves as living fully conscious and purposeful lives.
The negotiating starts in earnest ( 5 4 ) :
APOLLO: A death is a death; why not accept another?
DEATH: No deal; I like to bag them young and green.
In the sequel, Death voices the suspicion that Apollo has been bribed,
and condemns bribery with all the sham dignity of a public orator. A
good democrat, he despises Apollo for being on the side of the rich.
He lives by the letter of the law; Apollo, he suggests, tries to set him-
self above it. Apollo's position is indeed peculiar. He had arranged for
the death of Alcestis; now he tries to rescind the arrangement. In the
eyes of Death, Apollo is an incurably unrealistic humanitarian who
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216 Alcestis
ploration of human character and ordinary behavior in the face of
the fact of death. Character, as we know from the end of the Sym-
posium and from the Characters of Theophrastus, can be studied best
in an atmosphere of pleasantry and gentle detachment. High serious-
ness and a preoccupation with unnerving issues do not favor the
development of those minor but trenchant insights whereby character
is anatomized and revealed.
The action is designed not to engage our fear or pity. The Pro-
logue, through the mouth of Apollo, tells us what is going to hap-
pen. We know, and the gods know; only the actors do not realize that
everything is going to come out all right, that Hercules will be the
deus ex machina. Thus the plot comes to be insulated against our
emotions; it turns into an object for amusement, and perhaps for
reflection, but not for empathy. We admire what we see on the stage
very much in the way we admire and applaud a clever orator. We
recognize his subtlety, his ability to make things come alive in our
imagination, the verisimilitude of his fictions. But we cannot possibly
feel anxiety, much less horror, at the visions he conjures up. And just
as the orator knows that we know, and allows this knowledge to color
his speech, so also the speeches of the Alcestis have about them an air,
however faint, of posing. It is as if the characters were at one and the
same time trying to rouse our emotions and apologizing for doing
just that. And yet this touch of mockery is so slight that most of the
time we are not even conscious of it; certainly it never endangers the
simplicity of the action, or the credibility of the main characters.
The Alcestis presents us with a rhetoric of death. But rhetoric does
not exclude realism. Knowing as we do the conventions of the Greek
theater we do not expect a photographic type of realism. The speech
consists of polished trimeters, and the action proceeds with a swift-
ness which defies the snail's pace of life. But in a larger sense the play
comes as close to a successful realism as a Greek drama can be. There
is no villain, but there is no hero either. Everybody is decent and well-
meaning within his lights even if motivated by his special interests
and grudges. Even Pheres is kind enough to play the mourner for Al-
cestis, and while he does so he is not necessarily insincere. What the
play does tell us is this, that people often make each other intensely
unhappy by their virtues. According to Plato, each action releases
one or more effects, and each of these effects becomes itself a cause
which releases new effects, which are no longer controlled or cal-
culated so far as the original cause is concerned. This errant cause,
as Plato calls it, is chiefly responsible for the various dislocations in
the life of the world, and ultimately for the existence of evil. Life
is a nexus of ill-connected events.
Euripides likewise teaches that by their very virtues men may
contribute to the wrong in this world. The only figures on the stage
not caught up in the concatenation of human causes are Apollo, Death,
and the unerrant Hercules. But though they are not enmeshed in the
tissue of failure and error as the others are, they are themselves suf-
ficiently naturalized not to disturb the effect of realism. The gruff,
puritan, class-conscious Death, the guzzling but tempestuously gen-
erous Hercules, the ineffectual and bow-ridden but well-intentioned
Apollo fit well into the scheme of things. The mythological apparatus
is gauged to further the ends of psychological realism. At the same
time the presence of the gods, and the fairy-tale base, prevent the
realism from turning sour and becoming a naturalism of indignity
and ugliness. And in the figure of Hercules, Euripides shows us a man
who, whatever his shortcomings—and the servant thinks he is more
beast than man—has the power to act without causing unhappiness,
except to Death. If there is a hero it is Hercules; in spite of—or be-
cause of?—his patent lack of discretion and intellect, he is the only one
who can cope with necessity without hurting either himself or others.
Decency, necessity, and death: these are the elements out of which
Euripides composes this gentle anatomy of the unheroic soul.
iv
How does an ordinary human being protect
himself against too keen an awareness of the weight of necessity?
How does he manage to save his self-respect in the face of predictabil-
ity? By embracing the conventions, if we are to believe the Alcestis.
Conventions are man-made, they give an illusion of human mastery,
v
Admetus is the unheroic hero of the people,
warm, passionate, quick to trust and love and hate. Alcestis, his wife
and adversary, is an entirely different character. W e learn that she is
well beloved by her servants. Both the slave girl and the steward who
waits on Hercules clearly prefer her to her husband, from whose
tempers she has often protected them (770). Toward her inferiors, in
public, she has always been kind and considerate. But what about her
private personality? Of her innermost nature we learn next to noth-
ing. By stipulating that the decision to die lies in the past, by making
her death a fact rather than a matter for doubt and choice, Euripides
has deprived himself of the opportunity, fully exploited in other plays,
of exposing the psychological piquancy of a moment of resolution.
W e are not permitted a glimpse into her soul at a time when she is
not yet sure of herself. There is some partial compensation for this
lack in the scene when she beholds the angel of death and flinches
loves his wife. He senses, as he must, that there is little loyalty and less
affection in the giving of the gift, but he is awed by the enormity of
the offering, and the warmth of his love is not diminished in the
hubbub of his conflicting responses. Hence the wish for the statue.
Frigid as the conceit may appear to us, it should be read as an at-
tempt to express his love in the most forceful terms available. The
nature of the material is irrelevant—divine images may be made of
stone or of wood—as are the exact qualifications of the artists. All
that matters is Admetus' desire that Alcestis survive in some fashion or
other. This use of a statue, as a memento and by way of deification,
is found elsewhere in Greek mythology; Laodamia seems to have
consoled herself with an image of her husband, Protesilaus, who died
at Troy. Xenophon of Ephesus tells of an old fisherman who kept
his mummified wife at his side, a scene intended to touch us, not to dis-
gust. Likewise the notion of Admetus is designed to testify to his
ardor, not to indicate a sickness. But it helps to round out the por-
trait of a desperate man.
After Alcestis and Admetus have both spoken, Alcestis appoints the
children to be witnesses of her husband's promises (371) :
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230 Alcestis
is active, or at any rate she is earning the fruits of her past action. Her
singleness of purpose might easily distract our attention from the
figure of Admetus; but it is he who chiefly interests Euripides, and
around whom the play is principally written. So the author moves to
prevent Alcestis from usurping the part of the central character. What
he gives us is a sort of goddess, a woman who, publicly at least, is
superior to the ordinary human emotions. Even so, he manages to
make this goddess interesting and believable, because he endows her
with the coldness of contained fury rather than the torpor of insensi-
bility. Hers is the kind of impassioned frigidity which, though not
so moving as the irresolution of Admetus, helps us to understand
better the suffering through which he passes.
The final exchange is the climax of this interplay of energies. On
the part of Alcestis, assurance, asperity, malice, contempt; on the
part of Admetus, contrition, self-justification, regrets. Then Alcestis
dies, and with the song of the child there is heard, for the first time,
the voice of unadulterated grief. It is not a lifelike sorrow; musical
sorrow never is, and in this case the terms of the grief are not childish.
Father, your marriage has turned out
stale and wasted!
is not the sort of thing a preadolescent would think up, no matter
what the provocation (411). Prior to the fourth century, as we know
especially from vase paintings, Greek art did not represent children
as different in kind from adults. In drama, too, children speak the
language of grown men in miniature. At the death of Alcestis, pure
grief is voiced not so much by the child as through the child. The
scholars who have studied Greek stage technique tell us that in all
likelihood an aria such as this was sung by one of the adult actors, per-
haps by the actor who played the part of Alcestis, now lying motionless
on her bier behind the gesticulating child. The distress is mature;
it is the quintessence of mourning felt or meant to be felt at the final
sealing of the Queen's fate. But Euripides has it issue from the mouth
of the child because all other characters on the stage are too rigidly
vi
In T. S. Eliot's Cocktail Party the Stranger
says to Edward:
Most of the time we take ourselves for granted,
As we have to, and live on a little knowledge
About ourselves as we were. Who are you now ?
You don't know any more than I do,
But rather less. You are nothing but a set
Of obsolete responses. The one thing to do
Is to do nothing. Wait.
Admetus has waited because he took himself for granted. But this
cannot go on in the light of the new fact, the emptiness where
formerly he could count on a life beside him. We expect the recoil.
But before we come to the awakening of Admetus, Euripides trans-
forms the whole mood of the action by the introduction of a new
character. Again let me quote from the Cocktail Party:
Just when she'd arranged a cocktail party.
She'd gone when I came in, this afternoon.
Whereupon the unidentified guest says:
This is an occasion.
May I take another drink?
Before very long we shall see Hercules take that drink. Now he ar-
rives, and his fast-paced interview with the chorus completely cuts
off our preoccupation with death and frustration. This is the start
of something new, a breath of fresh air admitted into the dank prison
house of blindness and inaction and, above all, of pretended purpose-
fulness.
Hercules happens to pass by on his way to perform his eighth labor,
the taming of the fierce horses of Diomedes. He has recently com-
pleted the seventh, the overcoming of the Cretan bull. He has no
exalted view of his duty; unlike Admetus he does not regard his
position in life as a basis for speculation and bargaining. As the
slave of Eurystheus he has a certain job to do, and that is that. Though
a servant, he faces death repeatedly, as Admetus, the master of
Apollo, cannot. Hercules is content to risk death even in a matter
which is of no concern to him. From the manner of his talk about the
horses of Diomedes it is quite apparent that he has no interest in them
either as adversaries or as commercial value. What is more, he has
not been briefed about them. Admetus, homo contemplativus, has
all the insight and acumen he needs to appraise his situation properly,
but he tries to shut the knowledge out until it can no longer be
blinked. Hercules, homo activus, is truly uninformed; he undertakes
each labor as if it were a business requiring nothing more than me-
chanical action. His matter-of-factness leaves no room for insights or
fears or beliefs. The greatest hero of Greek fairy tales—and here
Euripides once more has his fun with us—is not imaginative enough
to believe in fairy tales. The man who is going to take the personal
existence of Death seriously enough to wrestle with him and choke
his windpipe, refuses to credit the existence of supernatural things.
When the chorus suggest that it will not be easy to tame the horses of
Diomedes, he replies tolerantly (493):
Surely they don't breathefirefrom their nostrils ?
Of course every child in the audience knew that that was precisely
what the wild Thracian horses did do. Hercules just has a good laugh
at the notion and goes about his business, pretending not to like it
(499),
Just my tough luck! I always get the worst breaks!
but eager enough to carry out the mission all the same. Hercules is
not involved in the tragedy of inaction which plagues Admetus and
his people. Nor is his role in life dependent on the support and com-
forts extended by fellow men. Admetus, even at the moment of his
self-discovery and conversion, could not cope with his lot unless he
knew himself to be a member of the group, sharing with them his
anxieties and his dreams. Hercules stands alone; his simple strength
and uncomplicated outlook operate best without the softening influ-
ence of human bonds. Nor again is he weighed down by conventions;
being a successful man of action he has no need for them. He is in
every way uninvolved. And the absence of involvement is dramatized
visually through a break with the traditions of the Greek theater: his
scene with the steward is played on an empty stage, with the chorus
gone to attend the funeral.
Hercules is not entangled in the meshes of the errant cause; his
cause is freedom, the freedom of spirit and freedom of action. Free-
dom is the theme of a drinking song which he bawls out, much to the
pious horror of the steward. As corroborated in the speech which
follows, the theme is pedestrian and untragic: Drink and be merry,
for tomorrow you will die (782). With the Herculean labors freshly
engraved in our minds, there is considerable humor in the spectacle
of the Stoic saint preaching the philosophy of Omar Khayyam. Surely
he is the one man in the world who does not pursue a hedonistic ca-
reer. And yet, the man of action easily turns into the clown; Hercules'
freedom from involvement also places him beyond the restrictions of
a meaningful commitment. He does not need to be sensitive or tact-
ful or morally obligated; he stands by himself, above the claims of
society. It is perhaps worth noting that Euripides is here engineering
a clever scheme of deflection. In the literary tradition it is Admetus
who was associated with the philosophy now offered by Hercules.
vii
There is a man in the play whose instincts,
it seems, are as simple and straightforward, though not so generous, as
those of Hercules: Pheres. It is true that when he comes on the stage
he has a perfectly respectable little speech, full of pious and accept-
able sentiments. One might almost believe that he is not an interested
party, and that the reports about him put out by Alcestis were not en-
tirely accurate. But this impression is at once wiped out when we come
to the last two lines of his opening remarks, where he reveals his real
feelings with singular coarseness ( 6 2 7 ) :
fantasy into a sophia proper, into an insight into his true self. Pheres
functions as a kind of psychotherapist to assist Admetus in his re-
covery from the wound which Alcestis has dealt. That is not to say
that Pheres thinks of himself as a healer; he is too old and too crude
to think of anyone's welfare but his own. But he operates as one none-
theless. His refusal to participate in the fiction which his son has
elaborated for himself shocks Admetus into first compounding and
then surrendering his fantasy, into turning from delusion to knowl-
edge. Pheres is little more than an instrument, a tool of conversion.
After the scene between father and son, there is no further mention of
Pheres; he has done the job he was designed to do. And when Ad-
metus comes back from the funeral he is a different person.
Not so the chorus; they have changed very little, continuing to
rely on their double props of convention and masculinity ( 8 9 2 ) : it
happens all the time, you are not the first one to lose a wife, and so
forth. They do not understand the new single-mindedness of Adme-
tus* grief, and on one occasion they offer a veiled criticism ( 9 0 3 ) :
I had a kinsman
who lost a son, an only son;
his death was bitter
cause for tears. Nevertheless,
he bore the loss well, though childless now,
and graying of hair,
and closing in on the eve of life.
In other words: too much fuss over a dead wife. But Admetus can no
longer, after the set-to with Pheres, take shelter in externalizing or
ritualizing his guilt. H e begins by addressing the house, once the sym-
bol of fullness and contentment. Now he is reluctant to enter it because
it reminds him of the emptiness in his life and the draining away of
his own self ( 8 6 1 ) :
Apollo has enriched the house, now he has impoverished it; and Ad-
metus has begun to realize that he is not separate from the house; as
the house goes, so goes he. He had been blind to believe that life,
domestic and political—as the second choral ode shows, the house
symbolizes both—could go on much as before; that, with Alcestis gone
from his side, he could continue to exercise his function as father and
king. The delusion is gone, and Admetus recognizes his guilt.
In his speech after the musical exchange which marks the second
entry of the chorus, Admetus openly confesses himself at fault. He
does so by using the only formulation then readily available to a man
and citizen. He imagines outsiders and personal enemies pointing
their fingers at him and whispering (955):
There goes the man who lives in shame, who did
not dare to die, who bought a coward's life
with his own wife's death . . .
who hates his parents for his own panic!
And the capping humiliation:
Is he a man?
The formulation is in terms of what anthropologists call shame rather
than guilt; the language of guilt was not yet easily handled by Euri-
pides or his audience. But the self-questioning of Admetus clearly
is a pregnant dramatization of the dawning of guilt upon a soul in
the process of conversion. "He has turned tail before Hades; is he
a man?" Greek tragedy of the grand genre, the tragedy of Oedipus
or Medea or Prometheus, does not allow for a learning from ex-
perience or a wisdom through suffering. But Greek melodrama, or
tragicomedy, or the sort of drama we have here, occasionally does
show us a hero who recognizes his faults and suffers for them and
learns from them. Conversion is not a tragic business, it does not rouse
the emotions of which Aristotle speaks. But for an author who is in-
terested in character and character development, conversion is an
eminently desirable theme. In the story of Admetus, Euripides gently
guides us through the career of a man who, though initially self-
deceived, proves his worth by permitting himself to be shocked into
viii
Immediately after Admetus' condemnation of
himself, the chorus sings a great ode to Fate or Necessity (962). It
is a stately hymn, majestic and serious, with touches of Aeschylean
grandeur unusual in the choral passages of Euripides. One may wonder
how this announced submission to Necessity tallies with the obvious
cancellation of necessity in the scene which is about to follow.
It would obviously be a mistake to interpret the devout utterance of
the chorus as documenting a philosophy which Euripides himself held
and wished to broadcast. That is not the way in which the ancient
dramatists proceed; in any case, being a dramatist Euripides would
never accept a trust in the power of necessity as a pertinent philo-
sophical creed. In his plays, even more than in those of Aeschylus and
Sophocles, man is what he makes of himself, in spite of the unseen
powers which rule beyond the scene of action. Hence the poignancy
of Admetus, suffering; it would be uninteresting if Fate or Necessity
was responsible for what happened to his soul.
Does the ode, then, tell us something of the beliefs of the chorus?
Perhaps, for they are ordinary people, with ordinary and rather limited
ideas, quick to grasp the simplest, most traditional formulation and
to turn their backs on the prospect of personal responsibility. But if
this were all, it would be awkward, to say the least. The play is almost
over, and this is not the proper time to introduce new information
about the inclinations of the chorus. As a matter of fact, the ode is
not meant to add to our knowledge of character at all. The study of
character has come to an end. The conversion has happened, the anat-
omy of the soul is complete, and Euripides must tackle the difficult
task of bringing the play to a satisfactory ending. This is where the
Hymn to Necessity comes in. With it the author accomplishes the re-
validation of Admetus. The stress on Fate seems, but only seems, to
diminish his culpability in retrospect. The scene which Euripides has
just put on the stage, the conversion of Admetus, holds a danger. The
danger is that the audience, who had to a certain extent shared in the
delusion of the hero and the chorus, will now see him with his eyes,
see him as a coward only. Psychological realism disenchants; the anat-
omy of an unheroic soul shows up a dynamic vacuum which may
become intolerable. This will not do, either morally or aesthetically.
Aesthetically the play can be concluded satisfactorily only if at the con-
clusion Admetus can once more be regarded with a modicum of re-
spect and appreciation. Morally, our initial feelings about him were
not so far wrong after all. He is a good man, a worthy man caught in
circumstance, and his admission of guilt should, with the enlightened
in the audience, enhance his ethical standing. That is why, by an act
of artistic legerdemain, the audience is induced to focus on the gov-
ernment of Fate, thus to take Admetus back more willingly into the
fold of their sympathy. As so often in Greek drama, the chorus is
used to shape the feelings of the audience; under the guidance of the
ode the spectators dispense with cold logic and submit themselves to
the irrational demands of the play.
Toward the end of the Hymn to Necessity the chorus re-emphasize
the deadness of Alcestis; they vow to extend to her almost divine
honors. As before, there is in the song of the chorus a characteristic
insistence on the fact of her admission to Hades. While Admetus asks
(897), "Why could not I have died?" the chorus sings about the in-
escapable bonds of death which will keep Alcestis safely and bene-
ficially underground (985, 992, 1002):
myrrh and a plate collection/' 'To dream that one descends into
Hades and sees the things which are supposed to be in Hades, this
has one meaning for those in good circumstances and another for the
depressed. For the former, for those who live as they have chosen [and
that disqualifies Admetus] the dream indicates bad circumstances and
harm. For the others, those who are overcareful and worried and de-
jected, the dream foretells a release from these worries and cares; for
the people in Hades are without cares and beyond all worrying.''
Thus Artemidorus. To be sure, it is Alcestis who has descended
into Hades, not Admetus. But the vision, the purifying fright, are
his, and ours. The ending of the play suggests that henceforth he will
be a better man, a more appreciative husband, a married man rather
than an island to himself. And we share in the broadening of the
perspective. The plot which Euripides has sketched for us, and the
character of Admetus as he suffers and squirms and finally breaks
free, have the sharply incised quality of a dream. It is, however, a
benevolent dream which stops short of turning into unrelieved night-
mare. There is nothing obsessive about the limpid naturalness of the
action and the relations between Admetus and his household. The
men and women in the play are not machines, nor are they monsters
which are simply machines gone wild. They are the likely and, on
the whole, likable characters of everyday life, forced to grapple with
the natural necessities and trying hard to preserve their small portion
of culture and dignity as they do so. In his entanglement with the
fact of death Admetus takes on the outlines of Everyman. But not an
Everyman stripped of all that does not bear on his entanglement.
Rather an Everyman of flesh and blood, with the gestures and the
foibles and the luxury of good will which makes him into one of
Euripides' most successful characters, vastly more successful than the
heroes and heroines of true tragedy, the outrageous Medeas and the
tortured Pentheuses, who were of course never meant to be charac-
ters in quite the same sense. For a tragedy deals with issues or causes
beyond the reach of ordinary men, issues that can be realized effectively
only in the test-tube environment of extraordinary souls. Only a non-
tragic drama such as the Alcestis may venture to undertake the study