Angel One Ltd.

FIRST HOLDER
KNOW YOUR CLIENT (KYC) |
APPLICATION FORM (FOR INDIVIDUALS ONLY) Application No. : SP51656044
Please fill in ENGLISH & in BLOCK LETTERS with black/blue ink & tick the appropriate options
A. IDENTITY DETAILS
1. Name of Applicant FIRST NAME
SARAVANA MIDDLE NAME
KUMAR ARUN VIKRAM LAST NAME
2. Maiden Name FOR MARRIED WOMEN ONLY
3. Father’s / Spouse Name FIRST NAMEKUMAR
SARAVANA MIDDLE NAME LAST NAME
4. Mother Name PHOTOGRAPH

5. a. Gender ✔ Male Female Transgender Male Please a x your

recent passport
b. Date of birth DD / MM / YYYY c. Marital Status ✔ Single
01/12/1998 Married Others
size photograph
6. Nationality Indian 7. Status Resident Individual and sign across it
FH
8. PAN Aadhaar 1/9 DIGITALLY SIGNED
BWJPA9667B
9. Specify the proof of identity submitted : pan

B. ADDRESS DETAILS

1. Residence / 18, SINGAPPUR NAGAR, Udumalaipettai Udumalaipettai, Tiruppur, Udumalaipettai

Correspondence
Address

City/Town/Village UDUMALPET District TAMIL NADU

Pin Code 642126 State TAMIL NADU Country INDIA
2. Contact/Mobile No 6380606781 Tel (Res.)
Tel (Off.) Email id [email protected]
3. Specify the proof of address submitted for Residence / Correspondence Address:

4. Permanent Address 18, SINGAPPUR NAGAR, Udumalaipettai

(if different from above Udumalaipettai, Tiruppur, Udumalaipettai
correspondence address)

City/Town/Village UDUMALPET District TAMIL NADU

Pin Code 642126 State TAMIL NADU Country INDIA
DECLARATION: I hereby declare that the KYC details furnished by me is true and correct to the best of my knowledge and belief and I undertake to inform you of any changes
therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. I hereby further
provide consent to receive information from CVL KRA through SMS/Email on the above registered number/Email address. I am also aware that for Aadhaar OVD based KYC, my KYC
request shall be validated against Aadhaar details. I hereby provide my consent to Angel One to share my masked Aadhaar card with readable QR code or my Aadhaar
XML/Digilocker XML file, along with passcode and as applicable, with KRA and other Intermediaries with whom I have a business relationship for KYC validation purposes only.

STATE: Telangana CITY: Hyderabad LATITUDE: 17.411 LONGITUDE: 78.4487

Digitally Signed by:
Place UDUMALPET FH
Name:SARAVANA KUMAR ARUN
Signature of Applicant Location:Hyderabad
2/9
Date DD / MM / YYYY
17 / 02 / 2023 Reason:Kyc For Angel One
Date:Fri Feb 17 15:28:06 IST 2023

FOR OFFICE USE ONLY

Details of Employee / Documents verified Client Interviewed By &
Authorized Signatory with Originals In-Person Verification done by Ltd

Name & E Code Godara Prabhunath

E85888
e Inte rmediary
mp of th
Designation Senior Executive Seal/Sta
Date 17 / 02
DD/ /2023
MM / YYYY DD / MM / YYYY Ltd

Signature 2406:b400:a9:5416:81bc:f5ff:e986:d408

Ver: 3.2 1
 ACCOUNT
OPENING FORM
FOR INDIVIDUAL

FOR CSO USE ONLY EQUITY & COMMODITY B2C

Form No. Application Type New Update

Client Code KYC Number

DP ID

Branch Code

Sub Code

Ver: 3.2 October 2021 Connect with us

 INDEX OF DOCUMENTS
S. No. Name of the Document Brief Significance of the Document Page No.

MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES

A. KYC Form - Document captures the basic information

about the constituent and an instruction/check list.
1. KRA Form and Account Opening Form 1 to 5
B. Document captures the additional information about
the constituent relevant to Trading/ Demat account &
an instruction/check list.

Document detailing the rate/amount of brokerage &

2. Tariff sheet other charges levied on the client for trading on 6
exchange(s) & DP Service charges/Fee Structure

3. A Client Declaration - Open Interest Position A Client Declaration - Open Interest Position 7

Document describing significant policies and

4. Policies and Procedures procedures of the stock broker

SEPARATE COPY FOR CLIENT

Document stating the Rights & Obligations of stock
broker/trading member, sub-broker/Authorised Person
5. Rights and Obligations and client for trading on equity and commodity
exchange (including additional rights & obligations in
case of internet/wireless technology based trading).

Document detailing risks associated with dealing in the

6. Risk Disclosure Document (RDD)
securities & commodities market.

Document detailing do's and don'ts for trading on

7. Guidance note exchange, for the education of the investors.

Rights & Obligations of Beneficial Owners & Document stating the Rights & Obligations of Beneficial
8.
Depository Participants: Owners and Depository Participants.

VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER

1. Running Account Authorisation Authorisation to maintain Running Account
Consent for ECN declaration 7
Additional terms & conditions specific to clients
2. Voluntary Terms & Conditions for the purpose of operational e ciency. 8 to 11

Rights and obligations relating to margin trading

3. Rights and Obligations - MTF facility provided To client 11 to 13

Nomination Form Nominee details for Trading and Demat Account

4. POA provided by BO to Angel for settlement / 14 to 15
Power of Attorney Margin purpose

IMPORTANT NOTE 1. Signature Types:

FH Signature of Client / First Holder SH Signature of Second Holder TH Signature of Third Holder

G Signature of Guardian Authorised Signatory of Member

FW Signature of First Witness
SW Signature of Second Witness

2. In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature

IMPORTANT INSTRUCTIONS
1. All details to be filled in Capital Block letters in Black / Blue Ink Only.
2. Email ID & Mobile number is mandatory for account related passwords and transaction details.
3. Corrections in the KYC form should be counter signed.
4. Strike off whichever option, in the account opening form, is not applicable.
5. All Originals to be produced for physical verification.
6. If any proof of identity or address is in a regional language, then translation into English is required.
7. Sole proprietor must make the application in his individual name & capacity.
8. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
 KYC CHECKLIST (PLEASE TICK WHEREVER APPROPRIATE)
PAN Card Account Holder & Joint Holder’s (If any)

Photograph One Colored Front Face Photograph on photographic Paper (Passport Size)

1. Unique identification number (UID) (Aadhaar)

Additional Proof of 2. Valid Passport (Name, Address & Photo page)

KRA document used
Identity (Any One)
3. Voter ID (front and back) (Email Id &
(If Pan card not visible
Phone number
OR Pan card sign & 4. Valid Driving License (Name, Address & Photo page) to be provided on
signature in KYC form given KRA Form)
are different) 5. PAN Card

6. Other 1 (Pls. Specify) ___________________________

1. Valid Passport (Name, Address & Photo page)

2. Voter ID (front and back)

3. Valid Driving License (Name, Address & Photo page)

4. Unique identification number (UID) (Aadhaar)

KRA document used
5. Bank Statement/Passbook (not more than 3 months old
Proof of Address must contain complete address of client)
(Any One)
6. Banker’s Verification Letter
Permanent /
Correspondence 7. Electricity Bill (not more than 3 months old)

8. Resident Landline Tel. Bill (not more than 3 months old)

9. Registered Flat Sale Agreement of Residence

10. Registered Lease/Leave & License Agreement

11. Ration Card

1. Bank Statement / Bank Passbook with cheque leaf (not more than 3 months old)
Bank Proof With
MICR / IFSC Code 2. Banker’s Certificate on letter head of the Bank (ORIGINAL)
(1st Holder only)
3. Cancelled Personalized Cheque leaf

1. Client Master (CML copy duly attested by DP)

Demat Proof (Any One)
(1st Holder only)
2. DP Statement / Transaction cum Holding Statement

1. Copy of ITR Acknowledgement

Proof of Income (Any

2. In case of salary income - Salary Slip, Copy of Form 16
One)
(Mandatory for F&O / 3. Net-worth certificate (Not more than 1 year old)
Currency / Commodity
Segments) (1st Holder
4. Copy of Demat Account Holding Statement
only)

5. Bank Account Statement for last 6 months reflecting income

 Angel One Ltd.

SECOND HOLDER
KNOW YOUR CLIENT (KYC) |
APPLICATION FORM (FOR INDIVIDUALS ONLY) Application No. : SP51656044
Please fill in ENGLISH & in BLOCK LETTERS with black/blue ink & tick the appropriate options
A. IDENTITY DETAILS
1. Name of Applicant
2. Maiden Name FOR MARRIED WOMEN ONLY
3. Father’s / Spouse Name
4. Mother Name PHOTOGRAPH

5. a. Gender Male Female Transgender Please a x your

Single recent passport
b. Date of birth DD / MM / YYYY c. Marital Status Married Others
size photograph
6. Nationality Indian 7. Status Resident Individual and sign across it
SH
8. PAN Aadhaar 1/4

9. Specify the proof of identity submitted :

B. ADDRESS DETAILS

1. Residence /
Correspondence
Address

City/Town/Village District
Pin Code State Country
2. Contact/Mobile No Tel (Res.)
Tel (Off.) Email id
3. Specify the proof of address submitted for Residence / Correspondence Address:

4. Permanent Address
(if different from above
correspondence address)

City/Town/Village District
Pin Code State Country

DECLARATION: I hereby declare that the KYC details furnished by me is true and correct to the best of my knowledge and belief and I undertake to
inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I
am aware that I may be held liable for it. I hereby further provide consent to receive information from CVL KRA through SMS/Email on the above
registered number/Email address. I am also aware that for Aadhaar OVD based KYC, my KYC request shall be validated against Aadhaar details. I hereby
provide my consent to Angel One to share my masked Aadhaar card with readable QR code or my Aadhaar XML/Digilocker XML file, along with
passcode and as applicable, with KRA and other Intermediaries with whom I have a business relationship for KYC validation purposes only.

Place FH
Signature of Applicant 2/4
Date DD / MM / YYYY

FOR OFFICE USE ONLY

Details of Employee / Documents verified Client Interviewed By &
Authorized Signatory with Originals In-Person Verification done by Ltd
Name & E Code
e Inte rmediary
mp of th
Designation Senior Executive Seal/Sta
Date 17 / 02
DD/ 2023
/ MM / YYYY DD / MM / YYYY Ltd

Signature 2406:b400:a9:5416:81bc:f5ff:e986:d408
Ver: 3.2 2
 FATCA / CRS DECLARATION / SELF CERTIFICATION FOR INDIVIDUAL
Client Name SARAVANA KUMAR ARUN VIKRAM
First/Sole Holder

Are you U.S. Person? (Refer KYC Handout - Customer Copy) Yes ✔ No No
Specify country of residence for tax purpose (Tax Residency) ✔ India Other Yes
Specify country of citizenship ✔ India Other India
Note: If you are U.S. person and / or if your tax residency / nationality / citizenship is other than Indian, then please provide declaration / self certification under FATCA / CRS.
This deceleration from can be downloaded from https://www.angelone.in or call at centralized helpdesk at 022-3355 1111 / 4218 5454 write to [email protected]

TRADING & DEMAT ACCOUNT RELATED DETAILS

TYPE OF ACCOUNT : Individual Sub Status ✔ Resident Other

A. BANK ACCOUNT DETAILS - Payin / Payout of funds will be routed through the said bank account only

Bank Name & Branch Location: KARUR VYSYA BANK

Account No. 1181192000008268 ✔ Savings Current Saving

MICR Code IFSC Code KVBL0001181
B. DEPOSITORY ACCOUNT DETAILS (DP1 DETAILS CONSIDERED FOR PAYOUT OF SECURITIES IF FILLED)
DP 1 Details DP 2 Details
Depository CDSL CDSL NSDL
DP Name Angel One Ltd
Client Name
DP ID 12033200&12033201
BO ID 1203320161528228
C. TRADING PREFERENCES (Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client.)

Stock Exchanges

NSE BSE
All Exchanges
FH DIGITALLY SIGNED
MCX NCDEX 4/9
1/11

Market segment on which you wish to trade

F&O All Segment

Cash Market I hearby confirm having knowledge
of risks associated with dealing in F&O
Mutual Fund
FH DIGITALLY SIGNED
4/9
1/11

Currency Derivatives Segment

NSE BSE
I hearby confirm having knowledge
of risks associated with dealing
I hearby confirm having knowledge
of risks associated with dealing
BOTH
in Currency derivatives segment in Currency derivatives segment
FH DIGITALLY SIGNED
5/9
1/11
For any additional segment / exchange, separate authorization/letter shall be required from the client

Derivative segments activation is subject to financial document verification.

Ver: 3.2 3
 D. STANDING INSTRUCTIONS / AUTHORIZATION FROM THE CLIENT

Contract Note/Holding & Transaction Statement including

✔ Electronic Physical
CAS/Other Documents* (For ECN in commodity segment, please refer pg. no. 9)
Receive Delivery Instruction Slip ✔ No Yes No
Share Email ID with Registrar & Transfer Agent No ✔ Yes Yes
Receive Annual Report ✔ Electronic Physical Both Electronic
Monthly Fortnightly Weekly As per
DP Account Statement Sebi
As per SEBI Regulation

Declaration for Mobile Number ✔ Self Spouse Child Parent Self

✔ Self Spouse Child Parent
Declaration for Email ID Self
Do not have

✔ Yes No
Running Account Settlement Yes
If yes, please select ✔ Monthly Quarterly

Whether you wish to avail of the facility of internet trading /

✔ Yes No Yes
wireless technology ( please specify)

Margin Trading Facility ( Refer Rights & Obligation document) ✔ Yes No Yes
Wish to make Nomination in trading and Demat account Yes ✔ No (If yes, please fill up annexure “A”) No
Interested in Receiving WhatsApp Notifications ✔ Yes No Yes

Note:
1. Divided / Interest will be credited to designated bank account via ECS.
2. In case client doesn’t opt for DIS booklet, it would be issued on request at any later date.
3. BO can view his ISIN balances, transactions & value portfolio online. To register for Easi please visit website www.cdslindia.com
4. *Other documents includes SEBI prescribed standard documents i.e. Rights & Obligation documents for trading and depository
account, Risk Disclosure Document & Guidance Note or any other communication / document disseminated by AngelOne.

E. INFORMATION FOR PREVENTION OF MONEY LAUNDERING ACT, 2002

Experience Number of years of Investment / Trading Experience

Below 1 lac ✔ 1-5 Lacs 5-10 Lacs 10-25 Lacs >25 Lacs 1-5 LACS
Gross Annual Income
OR Net Worth in ` (*Net worth should not be older than 1 year) as on date DD / MM / YYYY
Govt Service Professional Private Sector Service Other
Occupation
Public Sector Business Retired Agriculturist
(Please tick)
Housewife Student ✔ Others Other
_______________________
(Pls Specify)

Manufacturing Services Trading

Nature of Business Others
Consultancy ✔ Others_____________________________

Client Category
Commercial participant value chain participant exporter importer hedger
Noncommercial financial participant trader arbitrager
participant

Is the Client Politically Exposed Person (PEP) or Related to a PEP

No
PEP Related to PEP Not a PEP / RPEP
F. PAST ACTIONS
Details of any action / proceedings initiated / pending / taken by SEBI / Exchanges / any other authority against the applicant / constituent or its
Partners / promoters / whole time directors /authorized persons in charge of dealing in securities / commodities during the last 3 years:

✔ No If yes, please specify No

G. GST REGISTRATION DETAILS

Registration No Validity Date Name of the State

GSTIN No: DD / MM / YYYY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 4
 H. DEALING THROUGH SUB-BROKERS / AUTHORISED PERSON (AP) / OTHER STOCK BROKERS
If Yes, please specify: -
Name of Stock Broker - Name of SB/AP -
Name of Exchange - Client Code (as given by other broker)

Details of disputes/dues pending from/to such stock broker/sub-broker:

Whether you are a Member / Sub-broker / AP of any Exchange Yes ✔ No
If yes, provide SEBI / EXCHANGES REGISTRATION NO: Ph. Website:

I. INTRODUCER DETAILS
Status of Introducer Sub-broker/AP Employee Existing Client ✔ Others (Specify): Self
Introducer Name: SB/Emp/Client Code:
Address:

Mobile No:

Signature of the Introducer

DECLARATION

1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and
I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false
or untrue or misleading or misrepresenting, I am / we are aware that I/we may be held liable for it.
2. I/We confirm having read/been explained & understood the contents of the document on policy & procedures of the Stock
Broker & the tariff sheet applicable for trading as well as DEMAT account.
3. I/We further confirm having received, read & understood the contents of the ‘Rights & Obligations’ of members,
authorised person & clients, and 'Risk Disclosure Document, for capital market & derivatives segments (equity,
commodity)’ and rights & oblifations related to margin trading facility provided to client. Guidance note, Do’d & Don’t for
trading on the exchange (s) for investors / demat account Do’s & Don't’ / Guidance note, Do’d & Don’t for clients / Rights &
obligations of beneficial owner & depository participant & details of terms & conditions for the investor / client for using
Mutual fund transaction facility. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We
have also been informed that the standard set of documents has been displayed for Information on Stock Broker’s
designated website. If any.
4. The Rules & Regulations of the Depository & Depository Participants pertaining to an account which are in force now have
been read by me / us and I/We have understood the same and I/We agree to abide by and to be bound by the rules as are
inforce form time to time for such accounts.

FH SH TH
6/9 DIGITALLY SIGNED 3/4 1/2

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Place: ___________________________

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 5
 Trading Brokerage and Demat Tariff for Individual (POA client )
iTrade Prime

Plan Name ✔ Angel 699 Angel Classic Angel Preferred Angel Premier

Initial Margin Nil Rs. 10000 Rs. 25000 Rs. 50000

DP AMC Charges @ Rs. 20 Per Month Free for 1 yr Free for 1 yr Free for 2 yr Free for 3 yr

Online Brokerage per executed order

- Equity Delivery Free Free Free Free

- Intra-day, Futures, Options, Commodity, Currency Rs. 20 Rs. 20 Rs. 20 Rs. 20

Value Added Services

- Call and Trade charges per order Rs. 20 Rs. 20 Rs. 20 Rs. 20

- Premium Advisory - - Free for 1 yr Free for 2 yr

- Dedicated Relationship Manager - - - Yes

- Online Wealth Builder Training Program (Once a Month) - - - Free

- Financial Planning - - Free Free

- Online Fund Transfer via Net Banking & UPI Free Free Free Free

- ARQ - Robo based Advisory Free Free Free Free

- Technical & Derivatives trading ideas Free Free Free Free

- Franking, KRA, CKYC, eSignature Charges ,

Free
- Email statements / Electronic contract notes

- Auto square off charges Rs. 20

- Transaction charges for Sell (Debit ) &
Rs. 20
Inter-settlement Debit per transaction
- Pledge Creation/ Closure / Invocation / Unpledge Rs. 20

- Demat / Remat (Per Certificate )

- Physical statements request/ DIS request / Rs. 50
Physical contract notes

-Cheque Bounce Charges Rs. 350

-Delay Payment Charges (DPC) on outstanding bill amount if 1.5 % Per month
not paid within due date (levied every 15 days)

Notes :
1.Brokerage is levied per executed order across all segments

2. Order value for Options is calculated as ( Strike + Premium ) x Lot size. Brokerage is also charged on expired, exercised
and assigned options contract

3. Stamp duty, GST, Education cess & other statutory levies (if any) will be charged as applicable

4. Above tariff is subject to change. Changes if any will be intimated 30 days in advance

FH SH TH
DIGITALLY SIGNED
7/9 4/4 2/2

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 6
 PLEASE TICK WHICHEVER IS APPLICABLE
✔ A. CLIENT DECLARATION - OPEN INTEREST POSITION
I/We, the undersigned, have taken cognizance of circulars issued person is a partner / director I karta I trustee, takes or holds any
by SEBI / Commodity Exchanges from time to time on the position in any commodity forward contract I commodity
guidelines for calculation of net open positions permitted in any derivative on Exchanges through or through any other member (s)
commodity and I/we hereby undertake to comply with the same. or Exchanges, to enable you to restrict our position limit as
I/ We hereby declare and undertake that I/ we will not exceed the prescribed by the above referred circular of Exchanges as
position limits prescribed from time to time by Commodity modified from time to time.
Exchanges or SEBI and such position limits will be calculated in I / We confirm that you have agreed to enter order in commodity
accordance with the circulars on position limits as modified from forward contracts I commodity derivatives for me / us as your
time to time. clients on Commodity Exchanges only on the basis of our above
I/We undertake to inform you and keep you informed if I / any of assurances and undertaking.
our partners / directors I karta I trustee or any of the partnership I/We further undertake to bear any liable/penalty/charges levied
firms/companies / HUFs / Trusts in which I or any of above such by Commodity Exchanges/SEBI.

✔ B. CONSENT TO INSTRUCTION TO MAINTAIN RUNNING ACCOUNT (VOLUNTARY)

I / We request you to maintain my/our accounts for funds and 10,000/- (Ten Thousand Only) for equity segment & Rs. 50,000/-
securities on running accounts basis instead of 'bill to bill' (Fifty Thousand Only) for commodities segment or any other sum
settlement basis, unless I/we specifically request you for a payout as may be permitted by SEBI / Exchanges from time to time, while
of available free funds or securities in the account. You may settle settling my / our account. I / We understand and agree that no
the accounts at Monthly/Quarterly (as opted in the account interest will be payable on the amount of funds retained by you as
opening form) or at such other intervals as SEBI/ Exchanges may above. I/ We agree that Angel shall not be liable for any claim for
specify from time to time. I / We further authorize you to retain loss or loss of profit or for any consequential, incidental, special
securities and/or funds as may be permitted by Exchanges/SEBI or exemplary damages, or otherwise, caused by retention of such
from time to time or towards other unbilled services and/or securities/funds. The standing instruction/authorization for
charges applicable on my account, while settling the accounts. maintaining my/our account as running account shall remain valid
I/We further authorize you to also retain an amount of up to Rs. until revoked in writing, addressed to you.

C. CONSENT FOR ELECTRONIC CONTRACT NOTE (ECN) - DECLARATION (VOLUNTARY)

SARAVANA KUMAR ARUN VIKRAM

I, ________________________________________________________________________________, Client Code _______________
PAN ___________
BWJPA9667B , Registered with you as a client of Multi Commodity Exchange of India Ltd (MCX), and/or National

Commodity & Derivative Exchange Ltd (NCDEX), undertake as follows:

• I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I
myself want the same in the electronic form.
• I am aware that the Member has to provide electronic contract note for my convenience on my request only.
• Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
contract notes. Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all
trades carried out/ordered by me.
• I have access to a computer and am a regular internet user, having su cient knowledge of handling the email
operations.
[email protected]
• My email id is _________________________________________________ (the email id must be written in own handwriting).
This has been created by me and not by someone else.
• I am aware that this declaration form should be in English or in any other Indian language known to me.
• I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at
the above e-mail ID.
[The above declaration has been read and understood by me. I am aware of the risk involved in dispensing with the
physical contract note, and do hereby take full responsibility for the same]

Verification of the client signature done by,

Client Signature FH
8/9 DIGITALLY SIGNED
Authorised Signatory
of Member Date: DD/MM/YY
17-02-2023

Designation: Place: MUMBAI

Date: DD/MM/YY

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 7
 VOLUNTARY TERMS AND CONDITIONS (EQUITY & COMMODITY)
Whereas the client intends to open securities / commodities trading any segment including commodities segment to its account in any
accounts with Angel One Ltd. (hereinafter referred as Angel) for the other segment as often as may be required. The transfers may be
purpose of trading in Capital Market Segment, Futures & Options and completed by passing journal entries in the books of Angel.
Currency Derivative Segments and Commodities Futures & Options of
the National Stock Exchange of India Ltd., the Bombay Stock 5. Disclaimer: The Client understands and agrees that neither Angel
Exchange Ltd., the Metropolitan nor any other party disseminating any market data, message or
Stock Exchange of India Limited, Multi Commodity Exchange, information through the Website of Angel or in any other media
National Commodity & Derivatives Exchange Limited and Mutual Fund shall be liable for: (a) Any inaccuracy, error, omission or delay in the
transactions Facilities offered by Stock Exchange and whereas for the transmission or delivery of any such data, information or message,
purpose of more fully and conveniently availing of the services agreed or (b) Any loss or damage arising from or occasioned by (i) Any such
to be provided by Angel and also the additional services that may be inaccuracy, error, delay or omission, (ii) Nonperformance, or (iii)
made available by Angel from time to time, the Client, on its own free Interruption in making available any such data, information or
will and volition, agrees to accept and be message, due to either any act or omission by Angel or any
bound by the following terms and conditions. The Client understands disseminating party or to any "force majeure" (e.g. flood,
that these terms and conditions are voluntary i.e, non-mandatory in extraordinary weather condition, earthquake or other act of nature,
nature but on their acceptance, these shall constitute the contract fire, war, insurrection, riot, labour dispute/unrest, accident, action
between the parties and bind them fully and be enforceable by each of government, communications or power failure, equipment or
party against the other. software malfunction) or any other cause beyond the reasonable
control of Angel or any disseminating party.
1. Authorization to debit additional charges with regard to Trading
and Demat Account: Without prejudice to the other rights and 6. Manner/Mode of placing orders/instructions & Nonexecution/
obligations of the parties, the client understands and agrees that delay/cancellation of Orders: The Client may communicate orders
Angel may levy additional charges including Annual Maintenance and other instructions to Angel or the subbroker/ authorised
Charges and all transaction charges with respect to Clients Demat person as the case may be over phone at the designated contact
account / Counter Demat account for any service rendered by Angel telephone number, or in writing, or through designated email, or by
and as may be required by the Client, and recover from the Client all personally visiting the designated o ce. The client hereby agrees
reasonable costs, as may be incidental or consequential for that Angel or the Exchanges shall not be liable for non execution or
rendering the said services. The said charges will be debited to the partial execution of any orders caused due to suspension,
clients ledger account with AngelOne. interruption, or malfunctioning of the online as well as o ine
trading services, disruptions or congestion of communication net
2. Lien: All securities, commodities funds and/or properties (Any works, hardware or software problems, or failure of the electronic
assets available with Angel) of the Client as may be permitted by the trading beyond the control of Angel or the Exchange.
Exchange(s) from time to time to be placed with Angel shall be
subject to a lien for the payments or fulfillment of all undischarged 7. Client not to act on representations of agents, employees: Client
liabilities and obligations of the Client in relation to its transactions is aware that Angel has not authorized any agents, representatives,
or owing to any of the group companies of Angel. Angel shall be employees or other persons to make any representation, or to give
entitled to withhold such securities, commodities, funds and/or any promise, assurance, warranty, undertaking or commitment as
property of the Client as security towards any such un-discharged to return on investment of the Client whether in writing or
liabilities or obligation of the Client and to sell and/or appropriate to otherwise on behalf of Angel.
itself all such securities, commodities, funds or properties at its
sole discretion & at any point of time, without notice to client. 8. Recording of Conversation: The client is aware and agrees that
Angel may tape record the conversation between the client/client's
3. Authorization for delivering / pledging shares: The client representative and Angel, whether over the telephone or in person,
understands and agrees that Angel may deliver to the Exchange any as per applicable laws, rules and regulations of SEBI / Exchanges.
securities held by it on behalf of the client to discharge settlement Angel may produce before competent authorities, voluntarily or on
obligations in respect of securities sold by the client or pledge the such production being required by such authorities, recorded
same with the clearing house of the recognized stock exchange in conversation or transcript thereof or both as valid evidence of the
any segment where the Client is registered for trading for the content of the conversation so recorded.
purpose of providing margin for the trading positions contracted or
to be contracted by the Client or with any scheduled commercial 9. Confidentiality of Client Details: Angel may disclose the client
bank, Non-Banking Financial Institution or other financial information to any person /entity as required under the law or to
institution for raising funds to the extent account of the client any broker's Association or organisations in case of dispute in order
carries debit balance but without any obligation on its part to so to take informed decision. The Client hereby agrees and give its
raise funds by pledging the securities and without prejudice to the consents for the disclosure by Angel to any person or entity
right of Angel to enforce, at its option, the collateral security in the including but not limited to any independent third parties or any
securities to recover the debit balance at any time. entities of Angel Group, whether within or outside India, of any
information and data relating to Client or relating to Client's trading
4. Authorization for Inter segment fund balance transfer and stock account with Angel for the purposes of or in connection with, any
transfers: The client hereby authorizes Angel to transfer its present or proposed initiatives, including but not limited to any
debit/credit balances in the ledger account arising during the marketing or cross sell initiatives, business proposals, activities,
course of trades in any segment including commodities segment to facilities or services availed of or to be availed, by Client in future.
its ledger account in any other segment including commodities
segment or to transfer any stock purchased/lying in its account in 10. Disclosure as to Proprietary Trades by Angel: Angel may carry

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 8
 out proprietary trades in addition to trades on behalf of its Clients. 15. Electronic Transmission of other Documents: The Client who
have opted for ECN agrees that Angel may transmit to the Client
11. Severance: In case any one or more of the terms and conditions any statements, documents or intimation including, but not limited
contained in this document become invalid, illegal or to, Margin Statement, Statements of Funds and Securities, margin
unenforceable in any respect under any applicable law, the validity, and maintenance calls & other notices /communications
legality and enforceability of the remaining provisions contained document mandated by SEBI/Stock Exchange/Depository in
herein shall not in any way be affected or impaired thereby. electronic mode either at the e-mail ID designated for delivery of
ECN or to the mobile number of the Client or both and, in case of
12. No Waiver: No forbearance, relaxation or inaction by any party to non receipt of bounced mail/non delivery of SMS notification,
require from the other erformance or discharge of any obligation to Angel shall be deemed to have fulfilled his obligation to deliver to
be performed or discharged by the other under this document shall the Client such documents. Discrepancies if any in documents
in any way affect, diminish, or prejudice the right of such party to should be brought to the notice of Angel within reasonable time
require of the other party at any time such performance or from issuance failing which the documents shall be deemed to be
discharge, or performance or discharge of any other obligations true and correct record of transactions stated therein.
under this document or be considered to be a waiver of any rights,
unless the waiver is specifically agreed in writing. 16. Electronic Payment Gateway for Net Banking Services: Angel
may provide on its internet trading website, without additional
13. Notices: All notices or communications issued by Angel shall be cost to the Client, access to Electronic Payment Gateways
served on the Client in any one or more or all of the following ways provided by various banks for facilitating transfer of funds from
at the ordinary business address and/or ordinary place of Client's bank account to the account of the Client with Angel.
residence and/or last known address of the client: Client understands that Angel is only providing access to the
electronic fund transfer facility provided by the banker of the
13.1 (a) By ordinary post or (b) By registered post or (c) By express Client through Angel's website by means of an interface and is not
delivery post or (d) by SMS on registered mobile or by telephonic liable or responsible for the proper functioning or otherwise of the
call or (e) By a xing it on the door at the last known business or Gateway or for any transaction errors, losses, malfunctioning or
residential address or (f) By oral communication to the party or on hacking of the system by unscrupulous elements, frauds, and/or
the last known telephone number or on the recording machine of any incidental or consequential claims arising thereout. Client
such number or (g) By advertising it in at least one rominent daily undertakes not to make Angel a party to any litigation, claim,
newspaper having circulation in the area where the last known dispute, difference or complaint that the Client may initiate in
business or residential address of the client is situated or (h) By respect of, arising out of or in connection with any transactions on
publishing it on the website of Angel wherein secured log-id and the Gateway and agrees that Angel’s liability shall at all time be
password to Client is provided or (i) By a notice posted on the limited to the amount actually received in its account by electronic
notice board of the Exchange if no address be known or (j) By transfer from Client's account with the Bank.
electronic mail or fax or (k) By hand delivery or By Courier or any
other approved mode as may be allowed for communication. 17. Internet / Wireless Technology based Trading facility:

13.2 Notwithstanding anything stated above, communication relating 17.1. Angel offers Internet and mobile Trading facility for transaction in
to orders, margins, maintenance calls and other similar matters in securities on the concerned Exchanges including facilities for
the ordinary course of dealings between Angel and the Client may online application of IPO / FPO / NFO / Bond issues or any other
be made orally. issues of securities or services to apply/purchase/redeem/
sale/buyback or otherwise deal in the units of Mutual Funds
14. Electronic Contract Note (ECN): (hereinafter referred to as "the Internet/wireless Trading system")
through Exchange approved software. The Client can route its
14.1. Client agree to receive contract notes in Electronic/Digital Form orders to Angel over the internet/mobile/laptop with data card or
(ECN) authenticated by means of a digital signature in lieu of any other devices which use internet protocol for purchasing,
Physical Contract notes through e-mail by authorizing Angel in this selling and dealing in securities. The Client may avail of such
connection and providing the e-mail address(es) at which the Client Trading facility provided by Angel by complying with the
wishes the ECN to be sent. formalities prescribed therefore.

14.2. The Client shall access and verify the ECN and all information 17.2. Non-usage of Internet/Wireless Trading Facility: If the Client
contained therein, In case of discrepancy the Client, shall inform does not use the Internet/Wireless Trading Facility for a
Angel either in writing or via E-mail within reasonable time of the continuous period of 3 months or such other period as Angel may
receipt of the same. Angel shall also publish the Contract Note on notify, the facility may be deactivated without notice and the
the Web site www.angelone.in or on any other designated location Client shall comply with the prescribed formalities for
specified by Angel from time to time. The Client will be issued a reactivating the facility. Trades can, however, be executed at all
login and password by which the Client can login in to his account time by placing orders off-line with the concerned branch of
and view/save/print the ECN. Should the Client experience any Angel.
di culty in opening the ECN, Angel may, on advice by the Client,
make the Contract Note available by any other means (e-mail, 17.3. The client understands and agrees that Angel has different
electronic mail attachment, or in the form of an available download product of the Internet Trading /Wireless Trading softwares
from the back o ce web site or by delivery of a hard copy). Client's which have been approved by the Exchanges and the client shall
failure to advice Angel of such a di culty shall amount to valid be allotted such product as may be chosen by him. The client also
delivery and viewing of the document by the Client. understands and agrees that depending on the trading activity of

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 9
 the client, Angel shall have the exclusive right and liberty to change client / registration document, any dealings and transactions
the product version allotted to the client and allot a different product made subject to the Bye laws, Rules and Regulations of the
version of the Internet Trading/Wireless Trading facility. Exchanges shall be submitted to arbitration for resolution in
accordance with the provisions of the Arbitration and Conciliation
17.4. Orders of Client subject to review by Angel: The Client agrees Act, 1996 and the Byelaws and Regulations of the concerned
that the Angel may, on being suspicious of any of the Exchange. Provided, however, that recourse shall not be had to the
transactions, review any order placed by a Client, which may arbitration, the grievance redressal mechanisms or to the investor
cause delays in the processing of the Client's order or may result protection schemes of the of the Exchanges or SEBI where the
in rejection of such order.” claims, differences or disputes exclusively arise out of or relate to
any contracts entered into; transactions carried out; schemes,
18. Extra Ordinary Events and termination/suspension of trading leagues or competition joined; other arrangements or
facility: Angel will not be liable for losses caused directly or understandings reached or relations established by the client with
indirectly by government restriction, Exchange rulings, a group concern or associate of the Stock Broker or any third
suspension of trading, computer, communication, telephone or parties and to which the Byelaws, Rules and Regulations of the
system failure, war, earthquakes, flood, accident, power failure, Exchange are not attracted and the Client understands and agrees
equipment or software malfunction, lack of connectivity, that any application for invoking the arbitration/grievance
congestion or disruption of communication net-work or links, redressal mechanisms or investor protection schemes of the
software glitches or corruption, low processing speed, strikes or Exchange in relation to any such dispute, claims or differences
any other conditions beyond Angel's control resulting in shall be liable to be dismissed.
nonexecution, partial or incomplete execution of orders and the
resulting financial loss, if any Angel may at any time terminate, 22. Setting up of Exposure Limits:
discontinue or temporarily suspend trading facility provided to the
Client in the event of any such extraordinary event occurring 22.1. Angel may sanction trading limits to the Client based on the
without giving prior notice to the Client. margin lying to the credit of the Client in the form of found /
securities / bank guarantees / fixed deposit receipts. Angel at its
19. Amendments to the terms and conditions: Angel reserves the sole direction may refused to accept ant securities as collateral /
right to amend the terms and conditions herein contained by margin. Angel shall from time to time publish a list of securities
adding, deleting, modifying or varying the provisions thereof by which would be acceptable as collateral / margin. In setting
giving 15 days notice to the Client. In the event where the client has exposure limits for the Client, Angel shall be entitled to consider
not objected to revised terms and conditions within 15 days of such factors as it may deem fit, including without limitation, the
receiving the notification, the same shall be binding on the client. client’s risk profile, risk appetite, loss bearing capacity, payment
history, market volatility, risk management policy of Angel and
20. Mutual Fund Service System Facility / BSE Star MF: Client is such other purpose. Angel reserves liberty to vary the trading /
registered with AngelOne and has executed Know Your Form and exposure limits of the Client depending upon its risk assessment
certain other documents for the purpose of trading in securities from time to time having regard to the changes in any of the
market on the recognized Stock Exchange (herein after referred as factors or market conditions bearing on the risk profile of
“Exchange”). Incase client opts for the purpose of dealing in the the Client.
units of Mutual Funds Schemes permitted to be dealt with on the 22.2 Neither Angel, nor any a liate of Angle nor their respective
SEBI recognized Stock Exchanges (Mutual Fund Transaction directors, o cers, employees, agent shall any circumstances be
Facilities). Know Your Client details as submitted by the client for liable for any direct or indirect loss, cost, liability, expense or
the stock broking shall be considered for the purpose of Mutual damage (including without limitation all legal fees & expenses)
fund transaction facilities and abide by the terms and conditions arising from any variation or reduction of exposure or turnover
as mentioned in the circulars as may be specified by the limits by Angel.
Exchanges from time to time in this regard. Client shall also ensure
compliance with the requirements as may be specified from time 23. Client to have a Mobile connection: Client agrees to have a
to time by Securities and Exchange Board of India and Association mobile connection as a pre-condition to opening & maintaining
of Mutual Funds of India (AMFI). Client shall read & understand the the a/c with Angel & undertakes to notify Angel promptly
contents of the Scheme Information Document and Key whenever he/she/it obtains a new mobile connection in
Information Memorandum, addendum issued regarding each replacement of a mobile previously notified to Angel.
Mutual Fund Schemes with respect to which client choose to 24. Aggregation of open market positions of the Client by the
subscribe / redeem. Client further agree to abide by the terms and exchange: Client agrees that if the Exchange directs / advise
conditions, rules and regulations of the Mutual Fund Schemes. Angel to reduce the exposure of the Client in any outstanding
Client confirm to have read & understood the terms & conditions open interest in any contract, because the market exposure of
for using Mutual Fund transaction facility as stated in KYC handout the client in the contact, individually, or taken together with that
(customer copy). Client is aware that he/she can transact directly of related parties, exceeds the maximum allowable open position
with the AMC without recourse to Distributor's name at any time prescribed by the Exchange for an individual client or for all
under the folio(s) tagged with the Distributor's name /broker code. clients of Angel in the contract, Angel May square off the open
The Client agrees and authorizes Angel as distributor of mutual market positions of the client in the contract as directed by the
funds to communicate on his/her behalf with the AMCs for Exchange. client also agrees that, though Angel may on a best
financial and /or non-financial transactions including for receiving effort basis inform the client of the direction given by the
investment details from the AMC. Exchange, it is under no obligation to inform the client and/or
obtain client’s consent prior to squaring of the positions under
21. Parties agree that all claims, differences or disputes between this clause and all losses, if any, arising from such squaring off
them, arising out of or in relation to this mandatory and voluntary shall be to the account of the client.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 10
 25. Payment of Full Contract Value: Client agrees to pay Angel for all and any losses arising thereout shall be to the account of
open buy positions, excepting both side option contract the client.
positions, full contract value less the free surplus fund of the 26. Execute / Self / Wash / Match trades: Orders of buy and sell
client, if any, already with Angel, one day prior to the placed at such rates and which such time intervals / frequencies,
commencement of the tender period for the respective contract, and particularly in contracts considered illiquid, may be rejected
and If that day is a bank holiday, on the day immediately or cancelled by Angel without prejudice to its other rights to
preceding that day which is bank working day. If the Client makes impose penalty on the client and/or deregister the client. Angel
a default in making payment as above, Angel at its discretion may may also report such instances to the Exchange or the Regulator
square off all or part of the open positions of the Client and all for appropriate action at their end.

I/We hereby state & confirm that I have read & understood the terms & conditions as mentioned above & agree to abide by the same.

RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY PROVIDED

TO CLIENTS (VOLUNTARY)
1. Angel is permitted to extend MTF to the clients on such terms and account to meet increase in margin, Client shall pay margin found
conditions as specified by the Stock Exchanges / SEBI from time short within the time prescribed for making margin payment.
to time and as mutually agreed by and between Angel and the
Clients. This Rights and Obligation comprises the terms and 7. Applicable minimum initial margin, increased margin, margin
conditions applicable to MTF and Angel and clients shall abide by shortfall, if any, can be paid in the form of cash, cash equivalent, or
the same and any other requirements of the margin trading Group I equity shares with appropriate hair cut as s p e c i f i e d i n
framework, including other rights and obligations, if any, SEBIMasterCircularNo.
prescribed by the Stock Exchange/ SEBI/ Angel form time to time. SEBI/HO/MRD/DP/CIR/P/2016/135, DTD. 6/12/2016. Client shall
Any modifications to the terms and conditions, other than those have the right to change collateral securities provided under the
prescribed by SEBI/Stock Exchanges, shall be intimated to the MTF with other collateral securities provided that such other
Clients giving 15 days notice in advance. collateral securities are approved and su cient to meet the
margin required.
2. Equity Shares that are classified as 'Group I Security” by SEBI only
shall be eligible for MTF. Angel, at its discretion, may not provide 8. Margin requirement on shares purchased under MTF shall be
funding under MTF to certain equity shares though classified to be computed by grossing applicable margin i.e., minimum initial
“Group I Security” by SEBI. Equity shares shortlisted by Angel for margin plus increased margin, if any, on each stock and
funding (Approved List) shall be as displayed on Angel's trading shortage computed accordingly by deducting available margin
website from time to time. from gross margin. Collateral shares and shares purchased under
MTF (Funded Shares) shall be marked to market daily
3. Initial margin, increased margin, margin shortage, margin calls, for the purpose of computing the margin/shortage of margin.
maximum allowable exposure, maximum stock specific exposure,
trade confirmation, square off intimation and such other 9. Applicable minimum initial margin and increased margin, if any,
information in relation to MTF shall be communicated to the shall be kept supplied at all times by the clients in respect of the
Clients electronically through one or many or all of the following stocks purchased under the MTF. Client shall pay any shortage in
modes, viz email, SMS, WhatsApp, mobile notifications, and the required margin immediately on receiving demand (margin
additionally through telephone calls. call) and in any case not later than 11.00 P.M on the trade day
following the day of making the margin call (prescribed time)
4. In order to avail of margin facility, the minimum initial margin failing which Angel shall be at liberty to liquidate the funded shares
required to be provided by the Clients, as prescribed by and/or collateral shares to recover the dues outstanding in the
SEBI/Stock Exchanges, is as under: VaR + 3 times of applicable account of the Clients. In case of extreme volatility in the market,
ELM in case of F & O Stocks (i.e., stocks available for trading in the Angel may demand payment of margin forthwith and prescribed
F&O Segment. VaR + 5 times of applicable ELM in case of stocks time for making margin payment shall be construed accordingly.
other than F & O Stocks. VaR and ELM shall mean VaR and ELM as Decision of Angel in relation to market volatility shall be final and
applicable to respective stocks in the cash segment. binding without Angel having to provide any reason for the
decision to the Client.
5. Client shall be required to provide the minimum initial margin as
applicable for a particular stock to buy that stock under MTF. The 10. If required margin is not provided within the prescribed time,
margin shall never be lower than that prescribed by the Stock Client shall be treated as client in margin default. Angel shall not
Exchange/SEBI. However, Angel shall have the right to demand a be obliged to notify the client in margin default of the liquidation of
higher initial margin than the margin prescribed by SEBI/Stock shares, ahead of liquidation. Angel shall not be obliged to liquidate
Exchanges. shares proportionate to the shortage in margin.

6. Subject to the initial margin as aforesaid, Angel may, at its sole and 11. Client in margin default shall continue to be in margin default, until
absolute discretion, revise and increase from time to time the the required margin is furnished in full to eliminate the shortage.
margin required for any stock permitted to be traded under MTF. Partial payment of margin or a change in the required margin shall
Where client has exposure in the stock in respect of which margin not extend the time stipulated for making margin payment which
has been revised but does not already have su cient credit in the will run from the time of making margin call to the Client.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 3.2 11
12. In case margin is reduced by an amount equal to applicable ELM 23. Angel shall restrict the maximum gross exposure as well as
component of the total margin due to market volatility within a individual stock-wise exposure of a client under the MTF at any
trading day (i.e., available margin becomes equal to or less than point in time according to its internal policies and market views
applicable VAR margin), Angel reserves the right to liquidate the without assigning any reasons to the client. Furnishing applicable
collaterals and/or funded shares forthwith without prior notice to margin shall not by itself entitle the client to seek exposure beyond
the client. the limit restricted by Angel.

13. If any shares are delisted from Angel Approved List, Client shall be 24. Admitting clients for MTF shall be at the discretion of the Stock
required to make payment of full purchase consideration against Broker/Trading Member. Clients request for admission to MTF may
such shares on receiving margin call within the prescribed time, be disallowed without assigning any reason.
failing which Angel shall be at liberty sell such shares without
further notice to the Client. 25. By agreeing to avail of MTF, the client shall be deemed to have
authorized Angel to retain and/or pledge the shares purchased
14. Angel shall be entitled to liquidate such amount of collateral under MTF (funded shares) and collateral shares provided as
and/or funded shares to the extent of the funded amount under margin till the amount due in respect of the purchase and all other
MTF and recover the unpaid outstanding dues thereon and the dues are paid in full by the Client.
priority of shares to be liquidated shall depend on the parameters
set forth in the Risk Management policy of the company as 26. All outstanding dues under MTF shall carry interest @18% p.a,
applicable from time to time. compounded at fortnightly rest.

15. In case of death of a client, Angel shall be entitled to liquidate the 27. Outstanding dues shall not be carried in the books beyond 90 days
collateral and funded shares to the extent of the funded amount from the date of accrual and in case Client fails to pay up the dues
under MTF and recover the unpaid outstanding due. thereon and within the said 90 days, collateral and/or funded shares shall be
the priority of shares to be liquidate shall depend on the sold to liquidate the dues, even though applicable margin is
parameters set forth in the Risk Management policy of the available in the MTF account of the Client. For this purpose, 90
company as applicable from time to time days shall be computed with respect to each debit entry in respect
of purchases under MTF separately and liquidation shall be carried
16. Any loss arising from liquidation of the shares shall to be account out accordingly. Angel shall have discretion to sell any
of the Client. Client shall forthwith pay Angel any unpaid dues stock/stocks to liquidate the outstanding dues older than 90 days.
outstanding in the account after liquidation of the shares.
28. Client shall be free to take delivery of the shares purchased under
17. Angel reserves the right to withdraw MTF with respect to any Client MTF anytime, but not later than 90 days, from the date of funding
without assigning any reason after giving a reasonable notice to by making full payment of the outstanding dues in relation to the
the Client in which case dues if any outstanding in the account of shares purchased.
the Client shall become payable immediately. Failure to make
payment of the outstanding dues shall result in liquidation of 29. Until full payment of the outstanding dues in the MTF A/c is made
collateral and/or funded shares held in Client's account. by the Client, collateral shares and funded shares, as far as may be
required, shall be retained in the Demat A/c of Angel, separately
18. Client may terminate the MTF account after paying all dues in the identified as collateral shares and funded shares.
MTF account.
30. Daily margin statement sent to the MTF clients shall identify
19. Angel shall not use the funds and securities of one client to provide margin/collateral for MTF transaction separately.
MTF to another client, even on the authority of the client.
31. MTF account where there is no transaction under MTF for more
20. The stocks deposited as margin collateral and funded stock shall than 90 days shall be settled immediately on expiry of said 90 days
be identifiable separately and no comingling shall be permitted for provided there are no dues outstanding in the MTF account. Dues
the purpose of computing funding amount. if any outstanding in the normal trading account shall be first
adjusted against the settlement amount and the remainder shall
21. Angel may at its option allow client to buy further shares under be paid to the Client.
MTF on the basis of increase in the value of collateral shares,
subject to applicable hair cut. Further purchase shall not be 32. Angel shall declare and communicate to the Client risk
permitted on the basis of increase in the market value of funded management policies that it will follow with respect to MTF
shares. transactions. Angel may amend the policies from time to time
according to its risk perceptions and inform the Clients of the
22. SGF & IPF shall not be available for transactions done on the amendments made.
exchange, whether through normal or margin trading facility.
However, any losses suffered in connection with the margin 33. Any disputes arising between the client and Angel in connection
trading facility availed by the client from the stock broker shall not with the margin trading facility shall be resolved through the
be covered under MTF. investor grievance redressal mechanism and/or arbitration
mechanism of the stock exchanges as in the case of normal
trades.

Ver: 3.2 12
34. The Rights and Obligations prescribed hereinabove shall be read in Policies and Procedures prescribed by Angel and the terms and
conjunction with the rights and obligations as prescribed under conditions of client's agreement with Angel. In case of any
SEBI circular No. CIR/ MIRSD/ 16/ 2011 d a t e d A u g u s t 2 2 , 2 0 11 inconsistencies between the Rights and Obligations herein and the
, S E B I C i r c u l a r N o . CIR/MRD/DP/54/2017 Dtd. June 13, 2017, provisions in the aforesaid SEBI and/or Stock Exchange Circulars,
the Circulars relating to MTF issued by the respective Stock the later shall prevail to the extent of such inconsistencies
Exchanges, any modifications thereto from time to time and the

I would like to avail of Margin Trading Facility and agree to the above Rights & Obligation

FH
Client Signature DIGITALLY SIGNED
9/9

Ver: 3.2 13
 ANNEXURE-A
NOMINEE DETAILS FOR TRADING AND DEMAT ACCOUNT
Client Name Trading Code DP ID 12033200 & 12033201 Client ID
I/We wish to nominate ✔ I/We do not wish to nominate
Nominee Details *Nominee 1 *Nominee 2 *Nominee 3
First Name
Middle Name
Last Name

Address

City
State
PIN
Contact Details
PAN
UIDAI
Date of Birth
% of allocation of Securties
Relationship with BO
GUARDIAN DETAILS (IF NOMINEE IS A MINOR)
First Name

Address

City
State / Country
PIN
Relationship with Nominee

Guardian Signature

FH DIGITALLY SIGNED SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Date
Place
WITNESSES (ONLY APPLICABLE IN CASE THE ACCOUNT HOLDER HAS MADE NOMINATION)
Name

Address
Signature
“In case of multiple nominees, please choose any one nominee who will be credited with residual securities remaining after distribution of
securities as per percentage of allocation. If you fail to choose one such nominee, then the first nominee will be marked as nominee entitled for residual shares, if any”.
OFFICE USE ONLY
(To be filled by Depository Participant)
DP ID 12033200&12033201 Client ID

Nomination form accepted and registered vide Registration No.: _______________________________________________________________

I / We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/We have also made the client aware of ‘Rights
and Obligations’ document (s), RDD and Guidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the ‘Policy and Procedures’,
tariff sheet and all the non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD would be
made available on my/our website, if any, for the information of the clients.

Seal/Stamp of the Intermediary

Signature of the Authorised Signatory

Ver: 3.2 14
Registered / Correspondence O ce: G-1, Ackruti Trade Centre, Road No. 7, MIDC, Andheri (E), Mumbai - 400 093.
Tel.: 91 22 4231 9600 / 3083 7700. Fax: 91 22 2835 8811. Website: www.angelone.in CIN: U67120MH1996PLC101709
Member: Bombay Stock Exchange Ltd. / National Stock Exchange of India Ltd./ Metropolitan Stock Exchange of India Ltd. /
Multi Commodity Exchange of India Ltd. / National Commodity & Derivatives Exchange Ltd. / CDSL-Depository Participant

SEBI Registration No.: INZ000161534

BSE & NSE Cash Segment

TM Code - BSE 612 TM Code - NSE 12798

NSE F&O Segment (Trading Member)

TM Code - NSE 12798
ICICI Bank Ltd. (Clearing Member)
SEBI Registration No.: INF231134745
CM Code - C50006

NSE Currency Derivatives Segment (Trading cum Clearing Member)

TM Code - NSE Currency 12798

BSE Currency Derivatives Segment (Trading Member)

TM Code - 612
IL&FS Securities Services Ltd. (Clearing Member)
SEBI Registration No.: INE011311532
CM Code - 807

Multi Commodity Exchangeof India Ltd. (Trading cum Clearing Member)

TM Code - 12685

National Commodity & Derivatives ExchangeLtd.(Trading cum Clearing Member)

TM Code - 00220

CDSL-Depository Participant - SEBI Registration No.: IN-DP-CDSL-384-2018 | CDSL DP ID: 12033200 & 12033201

For any grievance/dispute please contact Angel One Ltd at the above address or email id: [email protected] and Phone no.:
022-3355 1111 / 4281 5454. In case not satisfied with the response, please contact the concerned exchange(s): BSE Email:
[email protected] & Tel.: (022) 2272 8097 | NSE Email: [email protected] & Tel.: (022) 2659 8190 | MCX Email:
[email protected] & Tel No: (022) 6731 8888 | NCDEX Email: [email protected] & Tel No: (022) 6640 6899 9 | CDSL Email:
[email protected] & Tel.: (022) 2272 3333 |SEBI Web: http://scores.gov.in & Toll Free Helpline: 1800 22 7575 /1800 266 7575.

Compliance O cer Name: Mrs. Richa Ghosh. Tel.: 91 22 3941 3940. Email ID: [email protected]
CEO Name: Mr. Narayan Gangadhar . Tel.: 022 - 3355 1111 / 4218 5454. Email ID: [email protected]
Also refer our website: www.angelone.in for updated details, if any.

For details: Please contact your nearest branch or call

Centralized Helpdesk at: 022 - 3355 1111 / 4281 5454
or write to [email protected]
 IMPS Verified Bank Proof

Bank Name : KARUR VYSYA BANK

IFSC Code : KVBL0001181

Account No : 1181192000008268

Beneficiary Name : ARUN VIKRAM S

MICR NO :

Date of Transaction : 0001-01-01T00:00:00Z

Reference Number :
Lively Photo:

Geolocation Detail:

Country N/A
Region Telangana
City Hyderabad
Zip N/A
Latitude 17.411
Longitude 78.4487