Ambrus Et Al (2020) - Sources of Random Variation of Pesticide Residue Analytical Results

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Sources of Random Variation of Pesticide Residue Analytical Results

Article in Journal of AOAC International · September 2020


DOI: 10.1093/jaoacint/qsaa119

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Sources of Random Variation of Pesticide Residue Analytical

Results

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ÁRPÁD AMBRUS

University of Debrecen, Doctoral School of Nutrition and Food Sciences, 4032 Debrecen,

Egyetem tér 1., Hungary

KATA KEREKES

National Food Chain Safety Office, System Management and Supervision Directorate, 1024

Budapest, Kis Rókus str. 15/b., Hungary

HENRIET SZEMÁNNÉ-DOBRIK

Food Chain Safety Centre Nonprofit Ltd., Pesticide Residue Analytical Laboratory, Miskolc

3526 Miskolc, Blaskovics L. str. 24., Hungary

ZSUZSANNA DOMÁK

National Food Chain Safety Office, Food Chain Safety Laboratory Directorate, Pesticide

Analytical National Reference Laboratory, 2481 Velence, Ország út 23., Hungary

Corresponding author: [email protected]

© AOAC INTERNATIONAL 2020. All rights reserved. For permissions, please e-mail:
[email protected]

1
Background: Pesticide residues are analyzed in thousands of samples yearly by national

authorities and private laboratories. Intensive research is ongoing to develop new methods

or improve existing ones concentrating on the extraction, cleanup, and detection techniques.

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Little attention has been paid to the contribution of prior steps in the determination process

to the overall laboratory sampling error, though several publications demonstrated their

practical importance. Consequently, the repeatability and reproducibility of the results are

often reported based on the recovery tests alone. A few previous publications are cited in

this paper which illustrate the magnitude of random error derived from subsampling,

comminution of analytical sample and selection of small test portions.

Objectives: We aim to call the attention to the importance of considering all steps of the

laboratory sampling and analysis process in calculating the combined uncertainty of the

results and the realistic performance assessment of the methods including its long-term

intermediate precision. Methods: Validation of laboratory sampling of large fruits is used to

illustrate the recommended procedures, determination of their random error and long-term

method performance. Results: The results indicate that subsampling, comminution, and

selection of test portions can be the major contributors to the combined uncertainty of the

results. Conclusion: All these steps should be considered in estimation of random variation

(uncertainty) of measured residues.

KEY WORDS: pesticide residues, laboratory sampling, ambient and cryogenic comminution,
combined measurement uncertainty, random error and internal quality control.

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Introduction

For obtaining the desired biological effects, some residues of pesticides must remain in / on the

treated objects. Even in case of the most careful application (Figure 1), the pesticide residues are

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unevenly distributed, and the residue concentrations can differ hundred-fold in individual crop

units within one treated field (1, 2). The magnitude of the field to field variation of residues in

composite samples of crops treated with the same dosage can be characterized with an average

relative standard deviation of about 70% (3). The minimum number of crop units (primary

samples) comprising in a composite sample is specified by the corresponding sampling

guidelines (4, 5). The higher the average concentration, the higher is the variability of residues as

shown in Figure 2 (3). Usually the peel contains higher residue concentrations than the pulp.

Outer leaves of cabbage (Figure 3) or lettuce, lower parts of fruits (Figure 1) or bunch of grapes

hanging on the trees or vines may contain higher residues than the internal or upper exterior part

(6, 7). When an entire fruit or vegetable is comminuted, the uneven distribution of residues

between the peel, pulp, and juice results in both compositional and distributional heterogeneity,

leading to fundamental, as well as grouping and segregation error (8).

Pesticides are generally toxic chemicals, depending on the level of exposure. Their residues are

determined in hundreds of thousands of samples by governmental and private laboratories to

assure that food offered for sale is safe for the consumers and complies with the legal maximum

residue limits (MRLs) (9, 10). The determination of pesticide residues may consist of several

steps depending on the sample material, available equipment / instruments and the analytical

methods used. The main steps of the procedure are summarized in Table 1. Steps 2-6 contribute

to the total sampling error (TSE) and Step 7 also includes total analytical error (TAE) as

described in Good Test Portions (GTP) (8). This paper demonstrates that contributions from

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Steps 4-7 to the global estimation error (GEE) and measurement uncertainty are significant. A

procedure to estimate the error due to Steps 4-7 is described.

The Codex Guidelines, (11,12) and the European Commission Guidance document (AQC) (13)

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refer to the 2nd and 3rd steps (Table 1) as sample preparation and Steps 4-6 as sample processing.

However, the terms ‘sample preparation’ and ‘sample processing’ are purposely omitted in this

paper to avoid confusion, because different authors apply them to describe different steps of the

process without clarifying their meaning. To facilitate the uniform description and

characterization of the steps of the determination of pesticide residues in food (14), the relevant

terms and definitions recommended in the Good Test Portions (GTP) guidance document (8) are

used in this paper.

Our objectives are to (i) call the attention to the importance of considering all steps of the

laboratory sampling process in calculating and reporting the performance characteristics of the

methods; (ii) provide references to illustrate the magnitude of contribution of the laboratory

determination steps to the total uncertainty of the results; (iii) provide practical examples for

estimating errors in the laboratory determinative steps including the long-term interim precision

(within-laboratory reproducibility). The sources of systematic errors and blunders are not

discussed in detail.

Selection of the portion of the commodity to be tested (Steps 2-3)

Following the Codex specifications for the portion of commodity to be analyzed (15) is critical

when determining compliance with MRLs. Any deviation from it may cause non-selection,

systematic error and may lead to an incorrect decision on the compliance of sampled commodity

with MRLs. Though these steps may greatly affect the results of the analyses, the correctness of

extraneous material removal (Step 2) and selecting the portion of commodity for analysis (Step 3)

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cannot be validated, and their repeatability / reproducibility cannot be determined. The reason is

the large, up to hundred-fold variability of residues in individual crop units. The distribution of

residues in one laboratory sample (≥ 5 crop units) taken from a decision unit (lot or field) will

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most likely be different from additional samples taken from the same site leading to different

results even for one specific crop and harvested field. Consequently, generally applicable ratios

of residues before and after extraneous material removal cannot be determined. Therefore, Steps

2-3 are not evaluated in this work. Figure 3 illustrates handling of head cabbage in Steps 2-5.

While handling of papaya fruits in Steps 3-5 is shown in Figure 1. The uniform and appropriate

performance of Steps 2-3 can be facilitated with the detailed description of the procedure in the

SOPs and proper training of the responsible staff of the laboratory (16, 17).

Calculation of laboratory sampling and analysis errors (Steps 4-7)

Assuming independence among the random errors associated with each major step of the

pesticide residue test procedure, the variance of the laboratory phase (VL) may be described as:

VL=V4+V5-6+V7 (1)

The numbers in subscript indicate the steps of the residue determination procedure (Table 1). The

combined relative random error (uncertainty) of Steps 4-7 can be expressed with their relative

standard deviations (CV):

𝐶𝑉𝐿 = 𝐶𝑉24 + 𝐶𝑉25 ― 6 + 𝐶𝑉27 (2)

The random error of the analysis (Step 7) can be determined with recovery tests (Step 8)

performed by spiking preferably blank test portions with known amounts of analyte at various

concentrations, and performing the analysis (Step 7) in the same manner as the analytical test

portions (11, 13). It should be noted that CVL cannot be estimated based on the analyses of

reference materials or proficiency test samples as they are very carefully homogenized before
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distribution. The relative random error (CV8) includes a contribution of spiking of blank test

portion with known amount of analyte as well as Step 7 (extraction, cleanup, derivatization,

evaporation and instrumental measurement). The relative random error (CV8) includes the error

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due to selection of the test portion (Step 6) if multiple test portions are selected from a larger

mass or volume of an analytical sample containing an incurred residue.

The combined expanded uncertainty of the measured residue (CVL) should be considered (11, 16,

18), when deciding compliance of a marketed commodity with MRL [mg/kg]. The sampled lot is

accepted (5, 13) if the residue (CR, mg/kg) measured in the sample does not exceed the MRL

taking into account the expanded uncertainty calculated from CVL:

𝐶𝑅 ―(2 × 𝐶𝑉𝐿 × 𝐶𝑅) ≤ 𝑀𝑅𝐿 (3)

The default value of CVL is 25% in the European Union (13).

Obtaining test portions from analytical samples

Several publications revealed the potentially significant contribution of comminution (Step 5) to

the combined uncertainty of the results during the last 20 years (17, 19-25). The contribution of

splitting and subsampling of laboratory sample (24), the comminution to prepare the analytical

sample and stability of analytes (26, 27, 29) during Steps 4-6 to the uncertainty and accuracy of

the results are rarely tested, though they may significantly affect the reliability of the

measurements.

Most published methods concentrate mainly on the clean-up and detection techniques (analysis

phase, Steps 7-8), and unproportionally little attention is paid to the prior steps (28, 29). The

repeatability and reproducibility of the analytical methods are determined from the extraction of

spiked test portions (Step 8), and their performance characteristics are reported based on these

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results. Biased measurements and underestimated uncertainty could lead to erroneous

interpretations of the results and trade disputes. One possible reason for paying little attention to

Steps 3-6 may be that several widely used guidance documents dealing with the estimation of

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uncertainty of analytical measurements do not discuss the contributions of Steps 4-6 or assume

their contribution negligible (30-34).

Due to the heterogenic distribution of residues in crop units, the whole laboratory sample must be

processed. To get results with acceptable reproducibility [CVL ≤ 25% (13) or CV7 ≤ 20% at ≥

0.01 mg/kg residue concentrations (35)] typically ≥ 10-15 g test portions must be selected from

material comminuted at ambient temperature depending on the physical properties of the sample

material and the efficiency of the equipment (19-24). The currently most widely used

QuEChERS procedure (36) is originally based on the extraction of a 10 g test portion. It was

gradually amended to accommodate pH dependent pesticides and commodities of different water

content. It was emphasized that the smaller the test portion is, the higher the variability of the

results will be. Each laboratory should validate its procedure (37, 38). However, utilizing the high

sensitivity of the modern GC-MS/MS, LC-MS/MS instruments and aiming to reduce the amount

of extraction solvents, the test portion size has been decreased to < 1 or 2 grams (39, 40) without

testing the random error contribution of Steps 4-6. If the test portion is decreased without testing

the repeatability of the whole determination process, a major part of uncertainty of the

measurement results may remain hidden. Consequently, the performance of the method is

wrongly reported based on the repeated analyses of the spiked test portions (Step 8) (41-43).

Quality control of comminution and selection of test portion (Steps 5-7)

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The efficiency of comminution may vary from sample to sample and day to day, as it can be

affected even in case of the same specific equipment, for instance, by the maturity and type of

sample material, sharpness of the cutting blade, mass of laboratory sample to be comminuted and

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the temperature of comminution. The between laboratories reproducibility could also be greatly

influenced by the type and condition of equipment used.

Consequently, the random error of laboratory sampling and analysis of residues should be tested

regularly as part of the ongoing internal quality control. Laboratory samples containing field

incurred residues can be used for determining CV5-6 most accurately. Alternatively, crop units

(i.e. multiple tomatoes) making up the laboratory sample may be treated with pesticide standards

known to be stable during comminution by injecting an analyte standard solution into the crops

before the entire laboratory sample is comminuted (44), or by applying an analyte standard

solution to the surface of the crop, to obtain well detectable average residues of known

concentration calculated for the entire laboratory sample (27).

Based on Gy’s sampling theory (45), the variance of fundamental sampling error (FSE) can

approximately be described as:


𝐶 × 𝑑3
𝑆2𝐹𝑆𝐸 = 𝑤 (4)

where C is the sampling constant depending on the shape and physical properties of the

comminuted (chopped, ground) material, d is the diameter of the 95th percentile of the

comminuted particles, and w is the mass of the test portion. Equation 4 highlights the relationship

of particle size to fundamental sampling error. Though, Gy’s equation cannot be directly applied

for plant materials, it provides important information. For a given material, reducing the particle

size in a comminuted laboratory sample considerably reduces CV5-6 and consequently CVL. The

particle size can be substantially decreased if the comminution is performed in the presence of

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dry ice under cryogenic conditions (21, 23, 28, 46), as illustrated in Figures 1 and 3. These

figures also show a simple and practical method for testing the effectiveness of comminution. A

small spoonful of comminuted material is spread on a Petri dish or watch glass. If the particle

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size is ≤2 mm, selecting a 10-15 g test portion has been shown to be sufficient to obtain CV5-7

<0.15-0.20 for most comminuted plant matrices (19, 20-23, 26, 27). Photos can be made of the

Petri dishes and kept together with other quality control records (Figures 1, 3).

The contribution of comminution to the random error of determination of pesticide residue cannot

be quantified separately, but together with the interrelated selection of test portion (CV5-6) and

can be calculated as:

𝐶𝑉5 ― 6 = 𝐶𝑉25 ― 7 ― 𝐶𝑉27 (5)

Cryogenic processing is generally applied for the analysis of supervised pesticide residue trial

samples (6), and it is used routinely in other laboratories as well (13, 27). Compared to

comminution with dry ice, much smaller particle sizes can be obtained, and consequently smaller

test portions can be used, when the laboratory sample is comminuted with liquid nitrogen, (28) or

after freezing with liquid nitrogen (47, 48). Rousev et al. (29) demonstrated the advantages of

comminuting laboratory samples with liquid nitrogen over cryogenic processing with dry ice. The

results were confirmed by Lehotay et al (49). The authors concluded that selecting 5 g test

portions would result in an average CVL of 3-5%. It should be noted, however, that the methods,

based on one-step comminution with liquid nitrogen, presented in the latter publications are not

suitable for official control of compliance with MRLs as the sample comminuted was 500-850 g,

which is lower than the minimum mass of laboratory sample (1 kg) specified by the relevant

standards (4, 5). Consequently, they should be modified to (i) comminute the entire laboratory

sample; (ii) apply another method for comminution before liquid nitrogen comminution (2-step)

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or (iii) perform splitting and subsampling of the entire laboratory sample and comminute two or

more representative portions.

Another advantage of comminution at temperatures < -20 C is that it can eliminate or reduce the

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decomposition of analytes, which may occur when they come in contact with the plant fluids

containing enzymes or acidic compounds released by cutting the plant tissues (17, 26, 27, 49, 52).

The decomposition of residues during comminution causes biased results because it may not be

indicated by the recoveries obtained from spiked test portions.

The error of Steps 4-6 can be substantially decreased with two-step comminution (47, 48). In this

case an entire large laboratory sample is comminuted first with a suitable chopper or grinder, then

a representative portion is further comminuted a second time to obtain fine particles. Both steps

can be carried out at ambient temperature (24) or in combination with cryogenic processing

applying dry ice (21) or liquid nitrogen or only the latter two (47, 48). The random error derived

from the first step (CV5-6(1)) will be carried over to the second fine-grinding/disintegrating step

(CV5-6(2)) and the combined uncertainty of the two steps (CV5-6’’) will be

𝐶𝑉,,5 ― 6 = 𝐶𝑉25 ― 6(1) + 𝐶𝑉25 ― 6(2) (6)

𝐶𝑉,,5 ― 6 is inserted into Equation 2 to obtain the combined uncertainty of the laboratory phase

(CVL) of the determination of pesticide residues.

Ideally, the sample mass reduction and comminution should not significantly increase CVL. In

practice it means that the CV4-6 should preferably be ≤0.3 CV7 (16, 17).

To obtain repeatable results, the comminuted material should be “uniform” and the test portions

should be selected without delay by taking as many (preferably >10) increments as feasible from

various positions for minimizing the error caused by distributional heterogeneity of the sample

matrix. Segregation error can also occur if the comminuted sample is let to stand for some time

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before the test portions are selected. The uniform comminuted sample may contain particles of

different sizes provided that they are randomly distributed throughout the entire matrix (50). The

uniform condition of a comminuted material can be tested based on the principle developed by

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Wallace and Krachochwil (51). It was applied for pesticide residue analysis in various plant

materials and soil (19, 21, 24, 46, 52, 54).

Experimental

A laboratory determined pesticide residues in papaya samples from treated fields shortly after the

last pesticide application during a supervised field trial. The papaya fruits are large berries up to

45 cm long and 20 cm in diameter (Figure 1). The masses of the individual fruits range from

about 3 to 9 kgs. According to the Codex Sampling Guidelines (4) the laboratory sample must

contain a minimum of 5 large fruits. For papaya fruits the laboratory sample mass may be at or

above 25 kg, which is much larger than that which can be comminuted in one batch with regular

laboratory equipment.

The pesticide residue coded in this paper as ‘Θ’ to be determined was known to be stable during

comminution at room temperature. The analysts intended to use an analytical method that had

been fully validated for commodities of high-water content (Typical CV7: 0.12, CVL: 0.21 and

recovery 95-102%).

Recovery tests to evaluate method performance

The applicability of the selected analytical method was evaluated with testing the recovery of ‘Θ’

from spiked test portions. Untreated papaya fruits were taken from the orchard before the

treatment with pesticide ‘Θ’. One fruit (3560 g) was cut into sections and then into small cubes.

The cut pieces were placed in Stephan blender (model UM12 with stainless steel 12 L bowl,

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rotating knives and reverse action scraper arm, 1500/3000 rpm, that can be loaded with maximum

4 kg material to obtain good disintegration) and comminuted at room temperature until visibly

uniform composition was obtained (Figure 1). Test portions (15 g) were selected from the

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comminuted material and spiked in 5 replicates with analytical standard solution of ‘Θ’ at 0.2 and

1.5 mg/kg levels, respectively. The spike portions were thoroughly mixed, and the residues were

determined with the previously validated analytical method. The repeatability of the residue

determination (including extraction, clean up, partial evaporation of the extracts and gas

chromatographic determination) was calculated from the measured residues in the extracts of

spiked samples (Table 2).

The average recoveries based on 5 replicate tests, 𝑄, which is the minimum number

recommended by AQC GLs (11, 13) and their relative standard deviations, (CV8), were 95.0%

(10%) and 98.30% (8.0%) at 0.2 and 1.5 mg/kg spike levels, respectively. As the CV8 values

obtained at the two spike levels were not statistically different (based on F-test) their variances

(CV2 values) were pooled resulting in an average relative standard deviation of CV8=0.090 and

typical recovery of 96.6% for the residue range of 0.2-1.5 mg/kg. The results of recovery tests

agreed with the prior method validation data (Typical CV7: 12% and recovery 95-102%). The

results confirmed the applicability of the procedure for determination of residues in papaya

samples. However, the contribution of the laboratory sampling (sub-sampling, and selection of

test portions) to the combined uncertainty of the results had to be determined before the field trial

samples would be analyzed.

Developing method for determination of residues in large crop units

The flowchart of the procedure is shown in Figure 4. For the partial validation of the method

(Steps 3-6), the laboratory received 5 individual units of field treated papaya fruits with unit

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masses of 7150, 5670, 5272, 7127, 4960 g (total mass 30179 g), as well as untreated ones. As the

first step, the stems (considered as extraneous material) (Step 2) of the fruits were removed. The

whole fruit, including peel and seeds were selected for analysis (Step 3). For Step 4 each of the 5

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papaya fruits (containing incurred residues) were cut longitudinally into four approximately equal

wedge-shaped sections and each quarter was further split into two parts resulting in 8 sections

from each fruit (Figure 1). According to the minimum requirements for replicate tests specified

by the Codex (35) and AQC (13) guidelines for validation of a method, five subsamples (A-E)

were prepared. The subsamples contained one or two sections from each fruit to get

approximately similar mass. Their masses are shown in Table 3. The average mass of subsamples

was 3745.4 g. The difference between the expected proportion (1/8 of the total mass: 30,179 x

0.125 = 3772 g) of laboratory sample and the average mass of subsamples (3745.4 g) is 0.7%.

The relative standard deviation associated with variation of masses of the five subsamples

obtained with splitting is 0.108. The fruit sections making up one subsample were cut into small

pieces and each subsample was chopped in a Stephan blender at room temperature. Two test

portions of 15 g each (e.g. A15(1), A15(2)) were selected taking 10 or more small increments

randomly from various positions of each comminuted subsample and analyzed with the

previously validated method. The average residue obtained from 10 test portions was 0.804

mg/kg. The relative random errors of the determination of the residues (Steps 4-7) present in

analytical samples (CVL15) were calculated from the 10 individual measurements (A15(1), E15(2)

(0.70). The variability estimated was unacceptably high compared to the default value of 0.25

specified in AQC guidelines (13).

In addition, the relative random error of the average residues (0.53) in five subsamples (A-E)

estimated based on the analyses of two test portions (15 g each) selected from them was also

high. Note that the average of residues measured in replicate test portions selected from a
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subsample gives the best estimate for the residue concentration in that subsample. These results

clearly indicated that one cannot withdraw 15 g test portions from the comminuted subsamples

(A-E) to obtain credible results.

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The analyst decided to apply next day a two-step comminution (sequential mass reduction step)

procedure by first selecting a 200 g portion from the re-homogenized remaining part (kept in

freezer during the night) of each previously comminuted subsample (A-E). The portions were

composited from small increments collected from various positions of the bowl containing the

freshly blended material. Each 200 g portion (PA-PE) was transferred to Warring blender (2

speed, 1L stainless steel container), 10% w/w distilled water was added (to improve the

efficiency of disintegration of the sample material) and then the mixture was blended at room

temperature until all peel particles were smaller than 2 mm (Figure 1). Duplicate 15 g test

portions (e.g. PA15(1), PA15(2)) were then taken with several increments from randomly selected

positions of the blended 200 g analytical samples for extraction and quantitation of residue. The

test results are shown in Table 3. The relative random errors of the determination of the residues

(Steps 4-7) present in the analytical samples (CVL200/15) were calculated from the residues

measured in test portions (PA15(1)- PE15(2)) (12.4%).

The average residue adjusted for the 10% added water in the 15(200) g test portions was 0.807

mg/kg. The difference between the average residues measured in 15 g test portions (0.804 mg/kg)

is 0.42%, The two sets of measures compare favorably.

Internal quality control during the long-term use of the method

ISO/IEC 17025:2017 Standard (53) recommends testing portions retained from previously

analyzed samples together with the freshly received samples to determine the long-term within

laboratory intermediate precision (within laboratory reproducibility) of Steps 4-7. In our study,

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15 g test portions were selected, as described above, from the 200 g 2-step comminuted

subsamples and placed in deep freezer. Later, when the samples were received from the field

trial, the test portions stored in deep freezer were analyzed in the same batch with the incoming

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samples. The residues measured in the retained test portions were compared to the residue

determined in the corresponding analytical sample during the performance verification of the

method. The results obtained in this study are listed in Table 4.

The intermediate precision is calculated with range statistics (55, 56). For one test portion, the

CVLi is calculated from the residues (R) measured during analyzes of supervised trial samples

and in the retained test portion analyzed later together with the trial samples:
𝑅𝑚𝑎𝑥 ― 𝑅𝑚𝑖𝑛
𝐶𝑉′𝐿𝑖 = 1.128 × 𝑅
(7)

Since the average residues in ‘n’ replicate measurements are different, the CVLi values are pooled

instead of the standard deviations.

∑𝐶𝑉′2𝐿𝑖
𝐶𝑉′𝐿𝑝 = 𝑛
(8)

The pooled CV’L200/15 calculated with Equations 7 and 8 is 0.155 (Table 4), which is statistically

not different, based on the F-test, from the CV’L200/15 of 0.132 obtained during method

development (Table 3). Thus, the internal quality control confirmed the results of validation of

Steps 4-7.

Results and discussion

The combined uncertainty (12.4%) obtained with two step sequential sampling is acceptable in

view of the guidance reproducibility value of 0.25 specified in EU AQC GL (13) because the

predicted among laboratories reproducibility is about 1.5-2 times higher than the within

laboratory reproducibility (57). Therefore, the procedure based on two-step comminution is

15
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considered suitable for future analysis of residues in large crops. Nevertheless, it is worthwhile to

examine possibilities for improvement.

One-way ANOVA test performed from the replicate measurements confirmed the null hypothesis

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(the sample means are not different) with high probability (P values 0.533 and 0.387) that the

average residues in the subsamples and in the 200 g analytical samples are not significantly

different (Table 5).

The contribution of the steps of laboratory sampling and analysis to the random variation of ‘Θ’

residues determined in papaya fruits can be calculated from their variances (Table 6). It is

assumed that the random error of analysis (Step 7) is equal to the repeatability of recovery tests

(CV7=CV8), and the best estimate for the residue contents of subsamples (Step 4) is the average

of residues determined in 15 g test portions (TP). The total variance (VT=VL) is calculated from

the repeated measurements of test portions. The variance (V5-6) of Steps 5-6 is calculated after

rearranging Equation 1:

V5-6=VL-V4-V7 ((9)

The calculated contribution of the steps is summarized in Table 7.

The contribution of subsampling (V4) to the total variance of laboratory sampling is 56.9%, if 15

g test portions are selected from the comminuted subsamples, while the comminution and test

portion selection (Steps 5-6) is 41.4% of the total variance . These results indicate that the

comminution of subsample and selection of test portions must be improved to obtain CVL

conforming to current quality standards. In case of two-step comminution (sequential mass

reduction step including the subsampling and selection 200 g analytical sample, V5-6) and

analysis (V8) contribute with 11.7% and 46.9%, respectively, to total variance of laboratory phase

of determination of  (VL=VT=0.01138), which is about 28 times lower than VT of subsamples.

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These results further confirm that the two-step sequential sampling procedure developed is

suitable for the analysis of supervised trial samples according to current international standards.

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We examined the possibility of further improvement. The percentage contribution of the steps of

determination process is interrelated. It can be conveniently illustrated with their relative standard

deviations (Equ. 2). Some examples are given in Table 8. If we could halve CV4 and CVA (option

2) then the CVL would be reduced by nearly 42% compared to option 1, while reducing all

components to half would similarly decrease CVL (option 3). However, reducing CV5-6 to 2.25%

alone the CVL will only be slightly lower (12.6%) (option 4). CVL of 6-7% (options 3, 5) satisfies

all practical requirements and its further improvement with extra expenses is not justified.

Nevertheless, applying internal standards for calibration as well as dry ice and or liquid nitrogen

for comminution would substantially improve CVL=CVT (options 5) enabling the selection of

smaller test portions as shown in several publications (27, 28, 46, 47, 48, 49), which would

reduce the cost of extraction solvents and disposal of used chemicals and may also speed up the

whole process.

To achieve optimum performance the CV4 should be reduced. Our further experiments, which are

not discussed in this article, revealed that subsampling random error can be reduced by selecting

the sections of individual fruits systematically when large crops are analyzed. The principle is to

represent the individual crops as well as possible by taking sections from their opposite side. For

example, coding of the sections is illustrated in Figure 5 and their selection for replicate samples

is shown in Table 9.

Conclusions and recommendations

17
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CV4 is affected by the sample material and the method used for splitting and selection of

subsamples. CV5-6 is largely affected by the sample material, the operation condition and type of

equipment used for comminution. CV7 depends on the test portion mass, the method used,

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including instrumental analysis. Therefore, CV4-7 is laboratory specific and its determination

should be part of the method validation and regular performance verification carried out by

individual laboratories. For this purpose, the analysis of retained test portions in one batch

together with the fresh samples is a powerful quality control check and should be performed

regularly. Individual test portions should be retained for quality control purposes and ready for

extraction after thawing together with the extracting solvent. Deep-freezing larger portions for

reanalyzes would require defrosting the whole mass before taking the test portion, which would

take extra time and could result in the loss of labile or volatile compounds.

Certified reference materials or remaining parts of proficiency test materials cannot be used for

determining CV5-7 because the homogeneity of these materials is rigorously tested and verified

before distribution.

The CVL reflecting the combined uncertainty of laboratory sampling (subsampling, comminution

selection of test portions) and analyses of residues should be reported based on the replicate

analyses of samples containing incurred residues. Results of recovery studies do not indicate the

true uncertainty of determination of analytes of interest.

If possible, an entire laboratory sample should be comminuted before selection of the test portion.

It is not permissible to take a few natural units (primary samples) from the laboratory sample for

comminution and keep the rest as reserve. The adverse effects of the uneven distribution of

residues should be considered and controlled as much as possible during laboratory sampling

operations to minimize the random and systematic errors.

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The correct performance of splitting and subsampling of large crops is critical for obtaining

accurate results, which should be verified by selecting and analyzing minimum 2 replicate

subsamples and reporting the average of residue values obtained.

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Points to be considered during laboratory sampling operations and analysis of pesticide residues.

 The analytical sample must be selected from the whole laboratory sample after removal of

extraneous materials and selection of portions to be analyzed according to the relevant

regulations and purpose of the test.

 Each fruit or single increment included in the laboratory sample should be proportionally

represented in the subsample and or analytical sample.

 Since the surface residue concentrates on the lower part of the fruits hanging on the trees

(Figure 1), or laying on the soil, where subsampling is required, longitudinal sections

must be cut and their surface/pulp ratio should be the same as that of fruit.

 Wedge-shaped sections of similar size should be cut if a subsampling step is necessary.

Slices or cross sections must not be cut to prepare the subsample. Moreover, the entire

laboratory sample should not be cut into small cubes and “mixed” before an appropriate

subsample or analytical samples are selected, as proper mixing is impossible for sample

materials with hard peel and soft pulp. Exception is when the whole pre-cut laboratory

sample is deep-frozen before cryogenic comminution.

 The homogeneity of the comminuted analytical sample can be improved by adding dry ice

in small proportions to the sample material during chopping until the entire sample gets

deep-frozen. Liquid nitrogen could also be used considering the safety precautions.

Attention should be paid to keep the lid of the bowl open as short time as possible to limit

19
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condensation of moisture from the air. If the analytes are labile or volatile, the whole

laboratory sample or representative part of it should be deep-frozen before comminution.

 Special attention is required to select the test portions for extraction where the test portion

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is only few grams. The test portion should be selected by taking as many small increments

(preferably ≥10) with suitable tool from random positions in the vessel immediately after

comminution to represent the average composition of analytical sample bearing in mind

the compositional (peel and pulp) and distributional heterogeneity (residue levels can

widely differ among natural units included in the laboratory sample), segregation of

components of different density changing by time, etc. If needed, the blending can be

repeated while collecting the increments.

 The abovementioned factors can be different for various material types and analytes

therefore adequate mass and number of increments should be uniquely established for

each selection process. When the parameters of laboratory sampling process are

optimized and validated for “difficult” materials (e.g having hard peel and juicy flesh,

such as tomato), they can be applied for the easier ones (e.g. orange, apple) in order to

rationalize the method development and validation workload (13).

Acknowledgement

The authors are indebted to Eloisa Dutra Caldas and Kit Chen for cooperation in field trials,

Bálint Mátyásné, Vanda Glócz and Victor Juhász for performing the laboratory tests, and Nancy

Thiex and Jo Mary Cook for useful advices during the preparation of the manuscript.

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Figures

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Figure 1. Main steps of determination of pesticide residue in papaya fruits. From top left:

pesticide application; field sampling; packed fruits, split sections (1/8 of portions) of

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individual fruits in laboratory sample; subsample comminuted with UM12 Stephan chopper;

200 g analytical sample further homogenized with Warring blender.

Fruiting vegetables & cucurbits (n=128, N=2296)

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6
4
ln(Variance of residues)

2
0
-7 -6 -5 -4 -3 -2 -1 -2 0 1 2 3
-4
-6
-8
-10
-12
-14
ln(mean residue)

Figure 2. Relationship of the logarithm of average and variance of residues in fruiting

vegetables and cucurbits observed in supervised field trials. Each data point represents the

variance of residues measured in composite samples (number of primary samples ≥12) of one

crop species treated with the same pesticide at similar dosage rate in ≥ 8 independent trials; n

= the number of crop-pesticide combinations; N = number of residue data. The entire

laboratory samples were comminuted and their representative portions analyzed. Details of

trials are given in reference 3.

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Figure 3. Example for laboratory sampling (Steps 2-5) of head cabbage. Upper left: head

cabbage with outer leaves; upper right: part of outer leaves; middle left: part of cabbage to be

used for testing compliance with MRLs; middle right: sections of cabbage head after

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The Journal of AOAC INTERNATIONAL Page 32 of 45

1
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3 quartering; bottom: comminution at ambient temperature (left) and with dry ice (right)
4
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6 applying Stephan UM 12 chopper.
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Laboratory sample

Steps: 1-3; see Table 1

Splitting, subsampling &


comminution; Steps: 4, 5

Subsamples
A B C D E

15 g Tp selection & analyses A15(1) B15(1) C15(1) D15(1 E15(1)


CVL(15)
Steps 5,6,7 )
A15(2) B15(2) C15(2) D15(2 E15(2)
) )

200 g analytical sample selection & PE


PA PB PC PD
comminution;
Steps 5,6,7

15 g Tp selection & analyses PA15(1 PB15(1 PC15( PD15(1) PE15(


CVL(200/15)
))) )) 1) 1)
Steps 5,6,7 PA15(2 PB15(2 PC15(2 PD15(2) PE15(2
)) ) ) )

Figure 4. Flowchart of laboratory sampling of large fruits


I
I
/ IV/1 I/1
1
IV I
IV/2 I/2

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III/1 II/1
III II

III/2 II/2
I

Figure 5. Coding of sections of large crops

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Table 1. Steps of the determination of pesticide residues in plant materials

Steps Description Comment, examples

Laboratory Sample

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1 Receipt and verification of compliance E.g. verify product identity, packing,

with sampling protocol labelling, minimum mass and number of

units.

2. Extraneous materials removal E.g. loose, withered soiled leaves of

cabbage (Figure 2); gentle rinsing of

adhering soil from root vegetables; plant

materials from cereal grains (CACGL-41-

1993).13

3 Commodity portion selection (whole E.g. for testing compliance with MRL:

commodity, edible portion, etc.) whole units unless specified otherwise by

regulations. (CACGL-41-1993)

For dietary intake calculation: peeling,

shelling, juicing, etc. to prepare the edible

portion.

4 Splitting and subsampling (only if E.g. watermelons, heads of cabbages, jack

necessary) fruit and other very large food commodities

may require subsampling to obtain a

representative portion that can be handled

with the choppers, grinders etc. available in

the laboratory.

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5. Comminution E.g. chopping, grinding, blending to obtain

a well-mixed material with smallest

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particles possible.

Analytical Sample

6. Test portion selection E.g. a mass reduction step conducted by


selecting and combining multiple small
increments up to the total test portion mass.
(Smaller test portion masses may result in
larger measurement uncertainty. A fit-for-
purpose test portion mass should be
selected.)
Test Portion

7. Analysis All analytical operations required to

measure the concentration of the analyte

(measurand) e.g. extraction, evaporation,

cleanup, identification and quantitative

determination of the analyte.

8 Recovery test with spiked blank test Blanks, spikes encompassing the

portions concentration of residues expected in the

samples. (Blank sample material is

prepared similarly to the test portion.)

9 Reporting test result Residue conc±SD

10 Ongoing quality control Reanalysis of retained test portions.

Reference material testing, etc..

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Note: Codex and EU documents often refer to steps 2 & 3 as sample preparation and steps 4-6 as

sample processing.

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Table 2. Results* of recovery tests

Spike level [mg/kg] 0.2 1.5

Residues measured 0.172 1.62

0.196 1.43

0.209 1.37

0.205 1.37

0.168 1.58

Ave. residue 0.190 1.47

Recovery [%] 95.0 98.3

CV8 [%] 10.0 8.0

Ave. rec. % 96.6

Pooled CV8 [%] 9.0

*: The numbers given in the table are rounded, but the calculations were performed with Excel

without rounding.

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Table 3. Results of the laboratory sampling and analyses of papaya fruits

Subsample A B C D E Ave CV

Subsample mass [g] 3188 4008 3758 4231 3542 3745 0.108

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Residues1 [mg/kg]

in 15g TP 0.61 0.78 0.16 0.04 1.31 0.93 1.40 0.61 1.80 0.38 0.804 0.703a

Average residue2 0.695 0.103 1.12 1.01 1.09 0.804 0.531b

Residues [mg/kg]

in 200/15 TP3 0.69 0.58 0.86 0.64 0.72 0.86 0.65 0.75 0.74 0.78 0.723 0.125c

Residues in 200/15

g TP + H2O 4 0.76 0.65 0.95 0.72 0.80 0.96 0.72 0.83 0.82 0.86 0.807

Average residue5 0.705 0.833 0.882 0.776 0.842 0.807 0.085e

Notes: The numbers given in the table are rounded, the calculations were performed with Excel without rounding.
1: Residues [mg/kg] measured in 15g test portions (TP) taken from subsamples (A-E); 2: Average residue [mg/kg] in

duplicate 15 g TP taken from subsamples A-E; 3: Residues [mg/kg] measured in 15 g TP selected from 200 g

comminuted subsamples (A11-E11; A12-E12); 4; Residues [mg/kg] in 200/15 g TP corrected for 10% added water; 5:

Average residues in 200/15 TP corrected for water.


a: CVL15 calculated from the residues measured in 10 times 15 g test portions (A15(1)-E15(2))
b: CV’15 of average residues in 15 g test portions; c: CVL200/15 calculated from 15 g TP taken from the 200 g portions;
d: CVR200 of average residues corrected for added water in 200 g analytical samples.

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Table 4. Results of re-analyses of retained test portions

Residues [mg/kg] measured 1

Date of analyses1 Analytical sample2 Average residue3 in TP200/15 Residue in retained TP4

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Day 0 PA 0.705 0.663

Day 1 PA 0.705 0.534

Day 2 PA 0.705 0.872

Day 5 PA 0.705 0.816

Day 10 PB 0.833 0.764

Day 16 PB 0.833 0.989

CVL200/15 [%] 15.5

1: Retained test portion were analyzed together with the samples received from the trial site.
2: Analytical sample from which the test portions were selected for future analyses
3: Residue measured during development of test procedure.

4: Residues measured in retained TP at T1-T6 occasions.

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Table 5. One-way ANOVA table for results of analyses of 2 test portions

SUMMARY: 15g Test portions taken from A-E subsamples*

Groups Count Sum Average Variance

Row 1 2 1.389 0.695 0.0134

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Row 2 2 0.206 0.103 0.0067

Row 3 2 2.247 1.123 0.0721

Row 4 2 2.018 1.009 0.3132

Row 5 2 2.182 1.091 1.0144

ANOVA

Source of VAR SS df MS F P-value F crit.

Between Groups1 1.4597 4 0.3649 1.285 0.3870 5.192

Within Groups2 1.4199 5 0.2840

Total 2.8796 9

SUMMARY: 15g Test portions taken from PA-PE 200 g analytical samples*

Groups Count Sum Average Variance

Row 1 2 1.410 0.705 0.0065

Row 2 2 1.666 0.833 0.0277

Row 3 2 1.764 0.882 0.0122

Row 4 2 1.552 0.776 0.0059

Row 5 2 1.683 0.842 0.0008

ANOVA

Source of VAR SS df MS F P-value F crit.

Between Groups3 0.0377 4 0.0094 0.886 0.534 5.192

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Within Groups4 0.0532 5 0.0106

Total 0.0909 9

*: The 7 digit values shown in Excel output tables are rounded for clarity
1: Average residues in A-E subsamples

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2: Residues measured in 15 g duplicate test portions taken from A-E subsamples

3: Average residues in PA-PE 200 g analytical samples

4: Residues measured in duplicate test portions taken from 200 g portions (PA15(1)- PE15(1) and PA15(2)-

PE15(2))

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Table 6. CV values and variances of steps of laboratory sampling of papaya fruits*

CV% V

Residues [mg/kg] in 15g TP from SS 70.3a 0.3199

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Average residues in subsamples (A-E) 53.1b 0.1821

Residues in 15g Tp1 12.4c 0.0114

Average residues in 200 g anal.

samples2 8.5d 0.0047

CVA 9.0 0.0053

*: Values reported are rounded, but the calculations were made with Excel with all digits
1: Tp: test portion [PA15(1)-PE15(2)] corrected for added water
2: Estimated from duplicate 15 g test portions selected from the comminuted analytical samples
a: CV-s calculated from 15 g test portions A1--E2; b: CVL15 of average residues in 15 g test

portions; c: CVLp200/15 calculated from 15 g TP taken from the 200 g portions; d: CV of average

residues corrected for added water in 200 g analytical samples.

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Table 7. Contribution of laboratory sampling steps to combined uncertainty1

Subsample2 Analytical.sample3

V % V %

VL=VT 0.3199 100% 0.0114 100%

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Step 4 (V4) 0.1821 56.9% 0.0047 41.4%

Steps 5-6 (V5-6) 0.1326 41.4% 0.0013 11.7%

Analysis (V8) 0.0053 1.7% 0.0053 46.9%

1: Values reported are rounded, but the calculations were made with Excel with all digits

2: Selecting 15 g test portions from subsamples


3: Selecting 15 g test portions from 200 g analytical samples

Table 8. Examples for the relationship of CV-s [%] of steps 4, 5-6 and 7, and CVL*

Options CVL(200/15) CV4 CV5-6 CVA

1 13.2 8.5 4.5 9.0

2 7.7 4.3 4.5 4.5

3 6.6 4.3 2.3 4.5

4 12.6 8.5 2.3 9.0

5 5.4 4.0 2.0 3.0

*: Figures reported are rounded, but the calculations are performed with Excel using all digits.

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Table 9. Allocation of sections of large crops to replicate subsamples

Sections representing 1/8 Sections representing 1/4

portion of fruits portion of fruits

AI/1 AIII/2 AI AIII

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BII/1 BIV/2 BII BIV

CIII/1 CI/2 CIII CI

DIV/1 DII/2 DIV DII

EI/1 EIII/2 EI EIII

A-E code for individual crop units; Roman number: quarter of crop;

Arabic number: split quarters (1/8 portion of crop)

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