The 1st Annual Crossing The Quality Chasm Summit Institute of Medicine
The 1st Annual Crossing The Quality Chasm Summit Institute of Medicine
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Committee on the Crossing the Quality Chasm:
Next Steps Toward a New Health Care System
NOTICE: The project that is the subject of this report was approved by the Governing Board of the Na-
tional Research Council, whose members are drawn from the councils of the National Academy of Sci-
ences, the National Academy of Engineering, and the Institute of Medicine. The members of the com-
mittee responsible for the report were chosen for their special competences and with regard for appropri-
ate balance.
This study was supported by Contract No. 046718 between the National Academy of Sciences and The
Robert Wood Johnson Foundation. It was also supported by a subcontract from The Johns Hopkins
Bloomberg School of Public Health with funds provided by Grant No. 037049 from the Robert Wood
Johnson Foundation. Any opinions, findings, conclusions, or recommendations expressed in this publi-
cation are those of the author(s) and do not necessarily reflect the view of the organizations or agencies
that provided support for this project.
Additional copies of this report are available from the National Academies Press, 500 Fifth Street, N.W.,
Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropoli-
tan area); Internet, http://www.nap.edu.
For more information about the Institute of Medicine, visit the IOM home page at: www.iom.edu.
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cine is a relief carving from ancient Greece, now held by the Staatliche Museen in Berlin.
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tific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare.
Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the
federal government on scientific and technical matters. Dr. Bruce M. Alberts is president of the National Academy of Sciences.
The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a
parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, shar-
ing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of
Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and rec-
ognizes the superior achievements of engineers. Dr. Wm. A. Wulf is president of the National Academy of Engineering.
The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent
members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute
acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the fed-
eral government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Harvey V. Fine-
berg is president of the Institute of Medicine.
The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad commu-
nity of science and technology with the Academy’s purposes of furthering knowledge and advising the federal government.
Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating
agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the gov-
ernment, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies
and the Institute of Medicine. Dr. Bruce M. Alberts and Dr. Wm. A. Wulf are chair and vice chair, respectively, of the National
Research Council.
www.national-academies.org
COMMITTEE ON CROSSING THE QUALITY CHASM:
NEXT STEPS TOWARD A NEW HEALTH CARE SYSTEM
REED V. TUCKSON (Chair), Senior Vice President, Consumer Health and Medical Care
Advancement, UnitedHealth Group, Minnetonka, MN
RON J. ANDERSON, President and Chief Executive Officer, Parkland Memorial Health and
Hospital System, Dallas, TX
REGINA M. BENJAMIN, Founder and Chief Executive Officer, Bayou La Batre Rural Health
Clinic, Inc., Bayou La Batre, AL
LINDA BURNES BOLTON, Vice President and Chief Nursing Officer, Cedars-Sinai Medical Center
and Burns and Allen Research Institute, Los Angeles, CA
BRUCE E. BRADLEY, Director Health Plan Strategy and Public Policy, Health Care Initiatives,
General Motors Corporation, Detroit, MI
ALLEN S. DANIELS, Chief Executive Officer, Alliance Behavioral Care, University of Cincinnati
Department of Psychiatry, Cincinnati, OH
LILLEE S. GELINAS, Vice President and Chief Nursing Officer, VHA Inc., Irving, TX
CHARLES J. HOMER, President and Chief Executive Officer, National Initiative for Children's
Healthcare Quality, Boston, MA
DAVID C. KIBBE, Director of the Center for Health Information Technology, American Academy of
Family Physicians, Chapel Hill, NC
MARY ANNE KODA-KIMBLE, Professor and Dean, School of Pharmacy, University of California
San Francisco, San Francisco, CA
PETER V. LEE, President and Chief Executive Officer, Pacific Business Group on Health,
San Francisco, CA
KATE R. LORIG, Professor of Medicine, Stanford University, Stanford, CA
JOANNE LYNN, Director, The Washington Home Center for Palliative Care Studies, and Senior
Scientist with The RAND Corporation, Washington, DC
DAVID M. NATHAN, Director, Diabetes Center, Massachusetts General Hospital and Professor of
Medicine, Harvard Medical School, Boston, MA
CHERYL M. SCOTT, President and CEO, Group Health Cooperative, Seattle, WA
JOHN A. SPERTUS, Director of Cardiovascular Education and Outcomes Research, Mid America
Heart Institute and Professor of Medicine at the University of Missouri-Kansas City,
Kansas City, MO
I. STEVEN UDVARHELYI, Senior Vice President and Chief Medical Officer, Independence Blue
Cross, Philadelphia, PA
v
Study Staff
Auxiliary Staff
Editorial Consultants
1
Served through January, 2004.
2
Served through May, 2003.
3
Served through December, 2003.
vi
Reviewers
This report has been reviewed in draft form by individuals chosen for their diverse perspectives and
technical expertise, in accordance with procedures approved by the NRC's Report Review Committee.
The purpose of this independent review is to provide candid and critical comments that will assist the
institution in making its published report as sound as possible and to ensure that the report meets institu-
tional standards for objectivity, evidence, and responsiveness to the study charge. The review comments
and draft manuscript remain confidential to protect the integrity of the deliberative process. We wish to
thank the following individuals for their review of this report:
Although the reviewers listed above have provided many constructive comments and suggestions,
they were not asked to endorse the conclusions or recommendations nor did they see the final draft of
the report before its release. The review of this report was overseen by Elaine L. Larson, Columbia
University, and Don E. Detmer, University of Cambridge and University of Virginia. Appointed by the
National Research Council and Institute of Medicine, they were responsible for making certain that an
independent examination of this report was carried out in accordance with institutional procedures and
that all review comments were carefully considered. Responsibility for the final content of this report
rests entirely with the authoring committee and the institution.
vii
Preface
This report represents an important addition to a series of studies generated by the Institute of
Medicine dedicated to improving the quality and safety of health care. It is firmly grounded in the
principles articulated in Crossing the Quality Chasm: A New Health System for the 21st Century as a
guide for the transformation of our current health care delivery system—namely the six aims of safety,
effectiveness, patient-centeredness, timeliness, efficiency, and equity.
The 1st Annual Crossing the Quality Chasm Summit was convened specifically to address the
redesign of the nation’s currently broken health care delivery system. As recommended in the Quality
Chasm report, the summit was focused on improving care processes for a targeted set of priority areas,
in this case five common, high-burden chronic conditions: asthma, depression, diabetes, heart failure,
and pain control in advanced cancer.
The summit benefited from the contributions and expertise of more than 200 local and national
health care leaders who convened to collaborate on the development of strategies for improving the
quality of care for individuals with these five chronic illnesses. As described in this report, significant
progress is being made toward implementing the above six aims in communities across the country. It is
our hope that readers will be encouraged by the support of the national champions who participated in
the summit and expressed their support for efforts to facilitate the broad achievement of key strategic
priorities.
The reader of this report will also appreciate how much more is required from every stakeholder in
the American health care system if the goals of optimal quality and safety are to be achieved.
I am deeply appreciative of the support of our sponsor, The Robert Wood Johnson Foundation; my
colleagues on the Institute of Medicine committee who helped organize and lead the summit; and all
who so generously contributed their experience, judgment, and expertise to this effort.
ix
Foreword
In January 2004, the Institute of Medicine (IOM) was pleased to convene the 1st Annual Crossing
the Quality Chasm Summit. This was a high-energy endeavor designed to move us closer to realizing
the vision for the nation’s health care system described in the 2001 IOM report Crossing the Quality
Chasm: A New Health System for the 21st Century. That report called for fundamental redesign of the
current system. To begin this transformation, the report recommended focusing on a set of priority
conditions, taking into account frequency, burden, and resource use. A subsequent IOM report, Priority
Areas for National Action: Transforming Health Care Quality identified 20 such areas, 5 of which—
asthma, depression, diabetes, heart failure, and pain control in advanced cancer—were initially targeted
for the summit’s work.
At the summit, representatives of innovative communities from across the country joined forces with
national leaders and organizations to identify strategies for achieving high-quality care for patients
burdened with these five chronic illnesses. The synergy between local and national leaders at the
summit was strong, and the strategies put forth are actionable now. The essential goal is to close the gap
between what we know to be best practice and how care is routinely delivered today.
Although much work remains to achieve the kind of fundamental change called for in the Quality
Chasm report, it is apparent that we are well on our way. I applaud the communities and national
champions who participated in the summit for their creative approaches and their dedication to
improving the quality and safety of health care for all Americans.
xi
Acknowledgments
The Committee on the Crossing the Quality Chasm Summit wishes to acknowledge the many people
whose contributions made this report possible. We appreciate how willingly and generously these
individuals contributed their time and expertise to assist the committee.
The committee benefited from the knowledge and input of members of the liaison panel: Brian
Austin, MacColl Institute for Health Care Innovation at Group Health Cooperative; Donald M Berwick,
Institute for Healthcare Improvement; Maureen Bisognano, Institute for Healthcare Improvement; Carolyn
M. Clancy, Agency for Healthcare Research and Quality; Lisa M. Koonin, Centers for Disease Control and
Prevention; Dan Stryer, Agency for Healthcare Research and Quality; Ed Wagner, MacColl Institute for
Health Care Innovation at Group Health Cooperative; and Stephanie Zaza, Centers for Disease Control and
Prevention.
Presenters and panelists helped inform and enlighten summit participants: Donald M. Berwick,
Institute for Healthcare Improvement; William L. Bruning, Mid-America Coalition on Health Care
Community Initiative on Depression; Albert D. Charbonneau, Rochester Health Commission; Helen
Darling, President, National Business Group on Health; Jack C. Ebeler, Alliance of Community Health
Plans; Harvey V. Fineberg, Institute of Medicine; Henry Gaines, United Automobile Workers/General
Motors Community Health Initiatives; George J. Isham, HealthPartners, Inc.; Sylvia Drew Ivie, The Help
Everyone Clinic, Inc.; John Lumpkin, The Robert Wood Johnson Foundation; Jay M. Portnoy, Children's
Mercy Hospital; and Martha Whitecotton, Carolinas Medical Center.
Facilitators for the cross-cutting strategy sessions were invaluable to a successful and productive
summit: Gerard F. Anderson, The Johns Hopkins University; David Brailer, Health Technology Center;
Christine K. Cassel, American Board of Internal Medicine; Russell E. Glasgow, Kaiser Permanente
Colorado; Judith Hibbard, University of Oregon; Arnold Milstein, Pacific Business Group on Health;
Shoshanna Sofaer, Baruch College; and David M. Stevens, Agency for Healthcare Research and Quality.
Summit scribes provided timely and vital recording of work produced during the strategy
sessions: Shari M. Erickson, Institute of Medicine; Beverly Lunsford, The Washington Home; Elizabeth
McCann, medical student at Columbia College of Physicians and Surgeons; Sydney Morss Dy, the Johns
Hopkins Bloomberg School of Public Health; Hsien Seow, The Washington Home; Lynne Page Snyder,
Institute of Medicine; and Anne Wilkinson, the RAND Corporation. Special thanks also go to Joanne
Lynn of The Washington Home Center for Palliative Care Studies for providing the student volunteers to
help with recording.
xiii
Webcasts and transcripts of the summit were graciously facilitated by the Kaiser Family
Foundation. They are freely accessible at <http://www.kaisernetwork.org/healthcast/iom/06jan04>.
Support for this project was generously provided by The Robert Wood Johnson Foundation. We
are also grateful to the Johns Hopkins Bloomberg School of Public Health for its support of the summit’s
cross-cutting strategy sessions.
Contents
EXECUTIVE SUMMARY .......................................................................................................... 1
Abstract ..................................................................................................................................... 1
Priority Areas for Focusing and Implementing the Quality Chasm Vision......................................... 2
1st Annual Crossing the Quality Chasm Summit ............................................................................. 2
Setting the Context for the Summit ............................................................................................... 6
Cross-Cutting Sessions ................................................................................................................ 6
Condition-Specific Action Plans ..................................................................................................10
Next Steps .................................................................................................................................11
1 INTRODUCTION .................................................................................................................13
Background ...............................................................................................................................13
The Quality Chasm Summit ........................................................................................................15
Scope and Organization of the Report ..........................................................................................24
2 MEASUREMENT .................................................................................................................27
Definition and Overarching Themes.............................................................................................27
Key Strategies............................................................................................................................28
Closing Statement ......................................................................................................................35
6 FINANCE...............................................................................................................................67
Definition and Overarching Themes.............................................................................................67
Key Strategies............................................................................................................................69
Closing Statement ......................................................................................................................75
xv
xvi CONTENTS
9 NEXT STEPS.........................................................................................................................97
Synopsis of Reactor Panel and Audience Feedback .......................................................................97
Commitments of National Champions ..........................................................................................99
Closing Statement ....................................................................................................................108
ABSTRACT
On January 6 and 7, 2004, the Institute of Medicine (IOM) hosted the 1st Annual Crossing the
Quality Chasm Summit, convening a group of national and community health care leaders to pool
their knowledge and resources with regard to strategies for improving patient care for five common
chronic illnesses. This summit was a direct outgrowth and continuation of the recommendations
put forth in the 2001 IOM report Crossing the Quality Chasm: A New Health System for the 21st
Century. The summit’s purpose was to offer specific guidance at both the community and national
levels for overcoming the challenges to the provision of high-quality care articulated in the Quality
Chasm report and for moving closer to achievement of the patient-centered health care system
envisioned therein.
1
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
The Institute of Medicine’s (IOM) 2001 report Hoffman et al., 1996; Partnership for
Crossing the Quality Chasm: A New Health Prevention, 2002). In response, an IOM
System for the 21st Century rose out of a series committee was convened to select at least 15
of studies conducted by the IOM and others priority conditions for which reform strategies
documenting serious and widespread quality should be implemented. After carefully
problems in the nation’s health care system analyzing such criteria as impact on the
(Chassin and Galvin, 1998; IOM, 2000; population, potential for improvement, and
President's Advisory Commission on Consumer inclusiveness for a broad range of individuals,
Protection and Quality in the Health Care health care settings, and providers, the
Industry, 1998; Schuster et al., 1998). committee identified 20 priority clinical areas
Disturbing examples of overuse of procedures for national action. These 20 areas represent the
that cannot help, underuse of procedures known full spectrum of health care, including
to be beneficial, and misuse or errors of preventive care, acute and chronic disease
execution of care are pervasive (Bates et al., management, and palliative care (IOM, 2003).
1995; Berwick, 2004; Leatherman and
McCarthy, 2002; Wang et al., 2000; Wennberg
et al., 2004). And despite more than a decade of
alarming statistics, the quality of care the
1ST ANNUAL CROSSING THE
average American receives is still unacceptable. QUALITY CHASM SUMMIT
This observation is supported by a recent study The 1st Annual Crossing the Quality Chasm
published in the New England Journal of Summit was charged with catalyzing the
Medicine revealing that on average, Americans transformation of the health care delivery
have just over a 50 percent chance of receiving system as delineated in the Quality Chasm
recommended care for a host of acute and report. A diverse committee representing a
chronic conditions, as well as preventive wide range of perspectives from many health
services (McGlynn et al., 2003). care sectors was assembled to organize and lead
this activity. While the committee is
Given the magnitude and urgency of this responsible for the overall quality and accuracy
problem, the Quality Chasm report called not of this report as a record of what transpired at
for incremental tentative steps, but a major the summit, the views contained herein are not
overhaul of the current health care delivery necessarily those of the committee.
system. Though reforming a system as vast and
complex as American health care is a daunting In an effort to manage this enormous
task, the Quality Chasm report distilled the undertaking, the committee decided to narrow
principles of change into six guiding aims: its focus to 5 of the original 20 priority areas—
health care should be safe, effective, patient- asthma, depression, diabetes, heart failure, and
centered, timely, efficient, and equitable (IOM, pain control in advanced cancer—with the goal
2001:5). that lessons learned from this initial summit
would then be disseminated and further applied
to the remaining 15 priority areas and beyond.
PRIORITY AREAS FOR FOCUSING
The committee then identified 6 critical cross-
AND IMPLEMENTING THE QUALITY cutting topics applicable to all of these priority
CHASM VISION areas: measurement, information and
As a starting point for translating the above six communications technology, care coordination,
aims into clinical reality, the Quality Chasm patient self-management support, finance, and
report recommended focusing on a set of community coalition building.
common chronic conditions that account for the
majority of the nation’s health care burden and
resource consumption (Druss et al., 2002, 2001;
2
EXECUTIVE SUMMARY
It was decided that the summit should have a Research and Quality. The committee also
community focus, as successful community identified summit attendees who would best
innovations can provide a lens for viewing how serve to inform and advance the Quality Chasm
to redesign care delivery systems, and involving vision. More than 200 individuals participated
community stakeholders would help mobilize in this event, including nationally recognized
the next round of quality improvement efforts. experts in the five clinical conditions and six
Communities can also serve as “laboratories of cross-cutting areas; representatives of 15 local
innovation” to assess what does and does not communities (see Box ES-1), chosen from a
work before a policy is adopted nationally. pool of 90 across the country; and leaders from
Additionally, working at the community level national organizations referred to as “national
can strengthen the interface between the champions” (see Box ES-2), which through
personal and the population-based health their influence could expedite progress at the
systems. local level.2 The design of the summit is unique
in the IOM’s experience in that it brought
Having laid this groundwork, the committee together innovative local and regional providers
identified three objectives for the summit: (“doers”) and national leaders, as well as
representatives of national public, voluntary,
• To stimulate and further local and national and private organizations (“environments”).
quality improvement efforts, consistent with
the IOM’s Crossing the Quality Chasm
report, focusing on five priority areas— “Each of the communities that are
asthma, depression, diabetes, heart failure, participating is a building block. Each is
and pain control in advanced cancer. an experimental center. Each is a place of
• To describe measurable aims and innovation. And if we take advantage of
appropriate strategies for improving care in our mutual learning in the course of this
the five targeted priority areas, including day to renew our own sense of possibility
endorsing performance measures necessary and direction then the objectives of our
to assess progress over 3 to 5 years.1 meeting will have been accomplished.”
• To stimulate supportive interrelationships
and synergies between locally based efforts —Harvey Fineberg, President, IOM
and resources at the national level, and to
make highly visible the resulting
commitments.
3
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
• Asthma communities
− Children’s Mercy Hospital/Kansas City Asthma Coalition
− Controlling Asthma in the Richmond Metropolitan Area (CARMA)
− The Pediatric/Adult Asthma Coalition of New Jersey
− Philadelphia Department of Health
• Depression communities
− Intermountain Health Care–Depression in Primary Care Initiative
− Mid-America Coalition on Health Care Community Initiative on Depression
• Diabetes communities
− The Asheville Project
− County of Santa Cruz, California
− Madigan Army Medical Center
− The Washington State Diabetes Collaborative
4
EXECUTIVE SUMMARY
5
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
SETTING THE CONTEXT FOR THE their disease, but taking a more holistic
SUMMIT approach to their care. The summit was
deliberately structured to reflect this philosophy,
In launching the summit, Reed Tuckson, chair emphasizing solutions that transcend any one
of the IOM committee that organized this event, chronic illness, in the belief that applying
set the stage by positioning the patient as “true lessons from the core set of five priority
north”—serving as a compass to steer and guide conditions to other conditions would be
health care reform efforts (Berwick, 2002). In expedited if the cross-cutting areas were the
this vein, the summit was organized to reinforce central focus.
the Quality Chasm report’s core tenet of patient-
centered health care. Patient-centered care has
different meanings for each patient. For some
patients it may mean care only for themselves; “The ultimate judge of the quality of our
for others it includes both patients and their work is the patient, end of story.”
families; while for others it comprises non–
professionally trained caregivers who serve as a
safety net. When the “patient” is referred to in —Don Berwick, summit keynote speaker
this report, the term implicitly represents this
full range of circumstances.
6
EXECUTIVE SUMMARY
7
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
promulgating national data standards (IOM, and holding each team member accountable for
2002a). Additionally, participants characterized ensuring that a patient’s care is properly
health data as a public good and suggested managed. Participants emphasized that
creating a public utility that would store these practicing clinicians, managers, educational
data, making them accessible at the community leaders, and current students will need
level. preparation and guidance on care coordination
principles, such as working in interdisciplinary
teams, in both the didactic and clinical
Box ES-5. Care Coordination: components of their initial and ongoing
Key Strategies professional training.
8
EXECUTIVE SUMMARY
9
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
10
EXECUTIVE SUMMARY
Restructuring the current finance system to redesign, some communities are making
reward well-integrated care and providing headway in the struggle to deliver health care
supports for patient self-management, for that embodies, at least in part, the six aims set
example, was a recurring topic. Information forth in the Quality Chasm report. Other
and communications technology figured communities can learn from and build on those
prominently as an enabling tool for data experiences. The summit offered a public
collection, decision support, and improved flow forum for “national champions” to step up and
of communication across providers. announce what they are willing to do to help
Measurement was a theme for all the facilitate community efforts, while also bringing
strategies—particularly to establish short- and national experts into the discussion to help
long-term goals. Proposals to support a patient- translate local experiences to speak to a larger
centered health environment ranged from audience. It is hoped that the summit will be
research to better understand the wants and the first of many such efforts dedicated to
needs of patients with diabetes, to concrete further implementing the vision laid out in the
actions such as ensuring that every patient has Quality Chasm report.
portable electronic health summaries.
11
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
most disabling conditions are not necessarily the Leatherman S, McCarthy D. 2002. Quality of
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Elinson L, Pincus HA. 2001. Comparing the BW Jr, Bandura A, Gonzalez VM, Laurent DD,
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12
Chapter 1
Introduction
During the last decade, there has been growing recognition among organizations, experts, health
professionals, and more recently the American public that serious, widespread, and unacceptable
quality problems exist in the nation’s health care system (Blendon et al., 2001, 2002; Davis et al.,
2002). Numerous studies have documented the scope of this problem and its many facets, including
disparities based on race and ethnicity (Chassin, 1998; IOM, 2000, 2001, 2003a; Leatherman and
McCarthy, 2002; McGlynn et al., 2003). The 1st Annual Crossing the Quality Chasm Summit was
part of a series of efforts undertaken by the Institute of Medicine (IOM) to address this pervasive
problem.
BACKGROUND
The IOM report To Err Is Human: Building a Safer Health System (IOM, 2000) is credited with
helping to raise the public’s consciousness about the nation’s broken health care system. Its
troubling bottom-line finding—that tens of thousands of Americans die each year and hundreds of
thousands more suffer not because of their illnesses, but because of the care they are receiving in our
nation’s hospitals—elevated the quality problem from scientific journals to the evening news and the
policy arena. Both To Err Is Human and the subsequent IOM report Crossing the Quality Chasm: A
New Health System for the 21st Century (IOM, 2001) emphasize that placing the blame on
physicians, nurses, pharmacists, and others or asking them to just try harder will not solve this critical
problem. Patients are needlessly suffering and dying as a result of a faulty system that undermines
clinicians’ best efforts or does not help them succeed.
To address this urgent national issue, the Quality Chasm report challenges the country to undertake a
comprehensive reform of the health care delivery system and the policy environment that shapes and
13
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
influences it. To this end, the report provides effort by the IOM to bring together and catalyze
overall guidance for the systemic reforms it the various committed and innovative leaders
proposes, setting forth six quality aims for the across the country toward a highly targeted
health care system: it should be safe, effective, purpose: improving care for a selected set of
patient-centered, timely, efficient, and equitable clinical conditions within the Quality Chasm
(see Box 1-1). framework. This report serves as a summary of
that 2-day event, held January 6–7, 2004. The
Numerous private-sector organizations, the committee that planned the summit (see
federal and local governments, and communities Appendix A for biographical sketches) hopes
across the country have launched efforts to this report will serve to further activate,
redesign the nation’s health care system, guided coordinate, and integrate the quality efforts of
by the vision laid out in the Quality Chasm the leaders who attended, as well as other
report (AHRQ, 2004; CMS, 2004; JCAHO, reform-minded individuals from around the
2004; NCQA, 2004; The Leapfrog Group, nation. While the committee is responsible for
2004). These efforts are not always coordinated the overall quality and accuracy of the report as
to the extent they might be for maximum a record of what transpired at the summit, the
leverage. And despite what they have views contained herein are not necessarily those
accomplished, the system’s level of of the committee. It is also hoped that this
performance remains inadequate, some would summit will be the first of many such annual
say even unjust, given the resources our country events bringing together diverse leaders from
expends on health care (Millenson, 2003). across the country to further their work in
implementing the vision set forth in the Quality
The 1st Annual Crossing the Quality Chasm Chasm for a 21st-century health care system.
Summit: A Focus on Communities was an
• Safe—avoiding injuries to patients from the care that is intended to help them.
• Effective—providing services based on scientific knowledge to all who could
benefit and refraining from providing services to those not likely to benefit
(avoiding underuse and overuse, respectively).
• Patient-centered—providing care that is respectful of and responsive to
individual patient preferences, needs, and values and ensuring that patient
values guide all clinical decisions.
• Timely—reducing waits and sometimes harmful delays for both those who
receive and those who give care.
• Efficient—avoiding waste, in particular waste of equipment, supplies, ideas, and
energy.
• Equitable—providing care that does not vary in quality because of personal
characteristics such as gender, ethnicity, geographic location, and
socioeconomic status.
SOURCE: IOM, 2001:39–40.
14
INTRODUCTION
THE QUALITY CHASM SUMMIT Quality Chasm series. One of the central
premises of that report is that we must support
Since Crossing the Quality Chasm was released
innovations at the local level, which can inform
in 2001, the IOM has issued six reports focused
and guide comprehensive national policy. This
on implementing various facets of that report’s
was also a central premise behind the design of
vision for a 21st-century health system (IOM,
the summit, and one that informed many of its
2002a,b, 2003a,b,c, 2004). Each of these
deliberations.
reports helped lay the foundation for the
summit, with two of them being particularly
germane: Priority Areas for National Action: Goal and Objectives
Transforming Health Care Quality (IOM, At the start of the summit, Reed Tuckson, chair
2003c) and Fostering Rapid Advances in Health of the IOM organizing committee, asked
Care: Learning from System Demonstrations participants to “envision this summit as a
(IOM, 2002a). (See Appendix B for a list of practical and tangible next step in the process of
references and websites related to the Quality crossing the quality chasm.” Harvey Fineberg,
Chasm series.) president of the IOM, described the summit as
“an effort to bring together agents of change
At the behest of the Agency for Healthcare who can work in their communities and with
Research and Quality (AHRQ), the Priority their colleagues to (re)make the health system.”
Areas report identifies 20 areas—which account Tuckson delineated what the committee hoped
for the majority of the nation’s health care the summit would engender: an active
burden and expenditures—to be the focus of dialogue—and even alliances—between local
national and local efforts to redesign health leaders involved in shaping community health
care. Five of these 20 areas were selected to be systems and national leaders who influence the
the focus of the summit: asthma, diabetes, heart quality of the nation’s health care infrastructure,
failure, major depression, and pain control in which he described as a “two-way street.”
advanced cancer. These five areas were chosen Tuckson expressed what the committee hoped
at the advice of many experts in the field would result from such a dialogue: articulation
because collectively they touch on all age of on-the-ground experiences to inform and
groups from children to the elderly, are influence national-level policies, and the
important to a diverse set of payers, and fostering of national action and policy directed
encompass the full spectrum of care delivery; at the local level to sustain and encourage
moreover, many existing community efforts innovators or early adopters (Berwick, 2003).
addressing these areas can be shared, supported, Box 1-2 presents the objectives of the summit.
and disseminated. The committee anticipates
that subsequent summits will focus on
additional priority areas. Finally, in addition to
selecting the priority areas on which to focus at We are motivated by the reality of what is
the summit, the committee identified six cross- at stake…whether people shall live or
cutting topics applicable to all of these areas: whether they shall prematurely die….And
measurement, information and communications we have all been learning as we go,
technology, care coordination, patient self- learning as we lay the tracks and run the
management support, finance, and community trains over the chasms in our health care
coalition building. system. But much more progress is
needed, and much more quickly.”
Fostering Rapid Advances, written in response
to a request from Health and Human Services
Secretary Thompson, lays out ideas for health —Reed Tuckson, committee chair
system reform in the form of demonstrations
that draw on many of the ideas developed in the
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1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
Box 1-2. 1st Annual Crossing the Quality Chasm Summit: Objectives
• To stimulate and further local and national quality improvement efforts, consistent
with the IOM’s Crossing the Quality Chasm report, focusing on five priority
areas—asthma, depression, diabetes, heart failure, and pain control in advanced
cancer.
• To describe measurable aims and appropriate strategies for improving care in
the five targeted priority areas, including endorsing performance measures
necessary to assess progress over 3 to 5 years.1
• To stimulate supportive interrelationships and synergies between locally based
efforts and resources at the national level, and to make highly visible the
resulting commitments.
The summit participants included approximately champions” (see Box 1-4), which through their
45 leaders from 15 communities across the influence could expedite progress at the local
country, selected from a pool of 90 communities level.2 These national leaders and other experts
identified as innovative in improving quality of who attended the summit (see Appendix E)
care in at least one of the five targeted clinical represented a broad range of organizations,
areas (see Appendix C for a description of the including health plans, hospitals, physician
communities and Appendix D for selection groups, federal agencies, employer coalitions,
criteria). The 15 communities selected (see Box consumer advocacy groups, quality groups, and
1-3) are quite diverse, and while largely disease-specific organizations, among others.
anchored in a geographic region, they are not
solely defined by geography but rather by a The participants worked together to identify key
“community of interest.” For example, they strategies for enhancing care in the five clinical
include coalitions that encompass all of the areas that were the focus of the summit. These
stakeholders in a local market and others that strategies had many common themes, the most
comprise a more selective group; a state-level prevalent being focused on information and
initiative involving providers, schools, and communications technology, finance, and
others focused almost entirely on patient and measurement. The strategies also addressed
clinician education; and an integrated delivery comorbidities or, as one summit participant,
system that has established links to community Bruce Bagley from the American Academy of
resources, including the public health Family Physicians, noted, “the necessity of
department and community health centers. taking care of the patient as a whole patient and
not as a segment of disease.”
Participants also included leaders from national
organizations referred to as “national
1
Although performance measurement standards for each condition were called for by the participants—as noted at a
number of points in this report—the summit itself did not endorse any specific performance measures for the targeted
conditions.
2
There are many champions of health care quality improvement around the nation. Some play on a national stage in the
scope of their work, while some are regional and others are located in communities. Those listed are a number of key
players who work at the national level; some of them, as well as others not listed, make an impact at the international level
as well. It is hoped that others will join this list, and we emphasize that any omissions are unintentional.
16
INTRODUCTION
• Asthma communities
− Children’s Mercy Hospital/Kansas City Asthma Coalition
− Controlling Asthma in the Richmond Metropolitan Area (CARMA)
− The Pediatric/Adult Asthma Coalition of New Jersey
− Philadelphia Department of Health
• Depression communities
− Intermountain Health Care–Depression in Primary Care Initiative
− Mid-America Coalition on Health Care Community Initiative on Depression
• Diabetes communities
− The Asheville Project
− County of Santa Cruz, California
− Madigan Army Medical Center
− The Washington State Diabetes Collaborative
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1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
18
INTRODUCTION
John Lumpkin of The Robert Wood Johnson Don Berwick, president of the Institute for
Foundation, which funded the summit, Healthcare Improvement and the summit’s
characterized the larger environment in which keynote speaker, echoed the notion that the
the event was taking place in the spirit of patient must serve as the compass for the
Dickens’ A Tale of Two Cities—as the best and system. He asked the participants to develop a
worst of times. Among his characterization of “fundamentally new view of the patient, not as
what was the worst, he cited a recent New the object of our care, not as a guest in our
England Journal of Medicine article revealing house, but as the host of our work and as the
that Americans receive only about 50 percent of person who ultimately has the say in what we
the care that the evidence suggests they should do or do not do.” Berwick further challenged
get (McGlynn et al., 2003). He characterized the group by saying that “we must learn to
the best as including the many more tools the honor individual choices, respecting the
field has to improve quality and the varied, variability in need, the variability in ethnicity
committed, and talented stakeholders and diversity, and the need for structures [that
represented by the summit participants, who are respect] the habits and spirits of the people we
developing community-based approaches to serve.”
improving quality that hold promise for making
a real difference. Henry Gaines of the Greater Flint Health
Coalition in Genesee County, Michigan,
provided an example of how one community
Patients at the Center, with put a program in place to change the culture for
Community as a Focus the delivery of maternal and child health care
Reed Tuckson opened the 2-day summit by services. Friendly Access—developed to
emphasizing that the patient must be at the increase access, satisfaction, and utilization—is
center of all reform efforts. In this vein, he based in part on the well-regarded customer
introduced the consumer panel, which began service model developed by the Disney
with a patient’s story, relayed by a family Institute. Gaines described the model as making
member who is also a nurse. Martha it possible to better understand the wants, needs,
Whitecotton told of her son’s struggle with and emotions of the patients being served, and
major depression, highlighting the gaps and to translate those needs into policies and
dysfunctions that prevented him from receiving procedures, while motivating clinicians to
the best possible care. She touched on themes provide care that exceeds patient expectations.
that are endemic to care not just for depression,
but for all chronic conditions and across the
The Community Focus
entire health care system. In particular,
Whitecotton stated, drawing from the Quality With the patient as the central guiding force, the
Chasm report, “patients’ experiences should be Quality Chasm report calls for systemic,
the fundamental source of the definition of simultaneous changes at four levels of the
quality…[but] we have a long way to go.” health system—the patient/family and other key
Patient-centered care has different meanings for non–professionally trained caregivers who may
each patient. For some patients it may mean be involved with the patient; small-practice
care only for themselves; for others it includes settings or microsystems; health care
both patients and their families; while for others organizations; and the broader environment
it comprises non–professionally trained (e.g., payment, education, regulatory). These
caregivers who serve as a safety net. When the levels are nested within each other and interact
“patient” is referred to in this report, the term in many complex ways (Berwick, 2002).
implicitly represents this range of
circumstances. As Don Berwick noted, the community focus
for the summit was particularly exciting because
19
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
it encompasses each of these four levels, Working at the community level also provides
including the environment. Thus, he said, “You an opportunity for greater interaction between
have a chance to actually raise issues which the personal health system and the public or
normally can’t be raised because there aren’t population-based health system. Given that
enough payers in the room.” A community health care outcomes are determined by both
focus allows for a multiple-stakeholder health- and non-health-related factors—with
approach to the complex set of issues posed by behavioral patterns, social circumstances,
comprehensive redesign of the American health environmental exposures and genetics playing
care system. John Lumpkin concurred, “If substantial roles (McGinnis et al., 2002)—this
we’re going to fix this system, we have to focus interaction can maximize health for all by
on quality. And if we’re going to fix our allowing individuals to obtain needed care and
system, communities are where we have to do support for addressing broader health-related
the work.” behaviors. This benefit is particularly relevant
for children. For example, an approach to
diabetes care that spans the personal and
“Each of the communities that are population-based systems might include
participating is a building block. Each is individualized diabetic care, as well as
an experimental center. Each is a place of programs in local schools and worksites
innovation. And if we take advantage of designed to promote changes in diet and
our mutual learning in the course of this exercise, with the goal of reducing obesity and
day to renew our own sense of possibility better managing or preventing the disease.
and direction, then the objectives of our Many summit participants echoed the need for
meeting will have been accomplished.” such integration and for inclusion of a focus on
primary prevention. Box 1-5 describes the
Steps to a HealthierUS initiative, which is
—Harvey Fineberg, President, IOM taking such an approach.
20
INTRODUCTION
“In the case of asthma, it seems to me that that without this commitment, failure is more
if you are not dealing with the likely than success given the myths, belief
environmental determinants of health, you systems, and habits, as well as system
are then involved in a very Sisyphean task fragmentation, that undermine efforts at
of rolling and rolling the rock up the hill, transformation.
and then having it roll right back down on
top of you.” Advance Work with the Communities
and National Champions
—Shoshanna Sofaer, summit participant To make the summit as action-oriented as
possible, the IOM organizing committee worked
in advance with leaders from the selected
communities to summarize what they had
Finally, there is value in working across accomplished and identify gaps in their current
communities as leaders share information about efforts. Committee members also contacted key
what does and does not work in their local national champions to inform them about the
health systems. Communities that collaborate summit’s objectives and ask them to consider in
may be able to learn from each other about advance what they might commit to at the
transferable approaches and share strategies for summit to further the vision of the Quality
delivering high-quality care. Chasm at both the community and national
levels. Armed with the results of this
substantial advance work, summit participants
Sustaining Community Innovators
were able to minimize the time spent reviewing
Throughout the course of the summit, IOM past accomplishments and focus more on shared
committee members, speakers, participants, and learning and cooperative strategizing about
others offered ideas about the best ways to future opportunities for improving care.
catalyze and sustain systemic reform at the
community level. National champions offered The community representatives shared the
specific kinds of support (see Chapter 9). In results of their considerable amount of advance
addition, two of the five condition-specific work in one of five groups focused on the
plans that emerged from the summit priority conditions cited above. Their efforts
deliberations included strategies for educating included the completion of two matrices, led by
and activating communities. These strategies a clinical expert on the IOM committee.
ranged from holding community-wide dialogues Sample matrices may be found in Appendix F.
about issues associated with heart failure care, These two tools afforded the community leaders
to supporting asthma coalitions, to developing an evidence-based approach to self-evaluation
innovative finance solutions that encompass and the chance to learn from others engaged in
both traditional and nontraditional methods of improving care for the same condition.
paying for services and span the personal and
public health systems. The first matrix aligned each component of the
process of “ideal” care against the six aims of
Don Berwick noted that communities must high-quality health care set forth in the Quality
begin with a shared vision for reform that he Chasm report and outlined above. The
described as a “change in purpose,” and must community representatives ranked where they
focus the system on the experience of the people thought they stood with regard to consistently
that it serves. He stated further that there must providing the recommended care, and these
be an acceptance of responsibility that is beyond scores were used to identify the areas most in
guilt, beyond blame, and beyond denial and is need of improvement. The second matrix was
coupled with intense commitment. He noted adapted from the Chronic Care Model (CCM),
21
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
The centerpiece of the CCM is facilitation of During the summit, Don Berwick described
“productive interactions” between patients and such evidence-based approaches to quality
their providers. To allow for greater specificity improvement as the way to be optimistic in the
in the participants’ advance work with respect face of all that is wrong with our current system.
to what infrastructure had been developed He noted, “The optimism we have is science.
within their communities to support such It’s the scientific understanding of what makes
interactions, the components of these quality happen in the first place. The qualities
22
INTRODUCTION
we care about…these are qualities of design.” could be maximally productive. For those with
He further challenged the summit participants: experience in such interventions, these sessions
“Every system is perfectly designed to achieve afforded an opportunity to share what they have
the results it gets….If you don’t like your learned with a larger group. The sessions were
results, change your system.” facilitated by subject experts and included short
presentations from community representatives
Intensive planning by IOM committee members whose programs had focused on the particular
and input from the sponsor, liaisons, and others interventions. The sessions and cofacilitators
greatly contributed to the smooth execution and were as follows:
overall success of the summit. Appendix G
details this extensive preparation. • Measurement, with facilitators Judith
Hibbard, University of Oregon, and Arnold
The morning of the first day of the summit set Milstein, Pacific Business Group on Health
the context for the event. It shone a spotlight on
• Information and Communications
our broken health system from the patient’s
Technology, with facilitators David Kibbe,
perspective, highlighted ways in which
American Academy of Family Physicians,
communities are working to overhaul the
and David Brailer, Health Technology
dysfunctional design of local health systems,
Center
and challenged participants—both local and
national—to reach further and stretch higher in • Care Coordination, with facilitators Gerard
their efforts to remake American health care. Anderson, the Johns Hopkins Bloomberg
School of Public Health, and Christine
The summit welcome and introductions were Cassel, American Board of Internal
shared by Reed Tuckson, IOM committee chair Medicine
and senior vice president, UnitedHealth Group; • Patient Self-Management, with facilitators
Harvey Fineberg, president of the IOM; and Kate Lorig, Stanford University, and
John Lumpkin, senior vice president, The Russell Glasgow, Kaiser Permanente
Robert Wood Johnson Foundation. (See Colorado
Appendix H for the full summit agenda.) The
consumer panel was chaired by Allen Daniels, • Finance, with facilitators Peter Lee, Pacific
an IOM committee member and CEO of Business Group on Health, and Steve
Alliance Behavioral Care, and included Martha Udvarhelyi, Independence Blue Cross
Whitecotton, R.N., Carolinas Medical Center; • Community Coalition Building, with
William Bruning, J.D., Mid-America Coalition facilitators Shoshanna Sofaer, Baruch
on Health Care Community Initiative on College, and David Stevens, Agency for
Depression; Henry Gaines, Greater Flint Health Healthcare Research and Quality
Coalition; and Jay Portnoy, M.D., Children’s
Mercy Hospital/Kansas City Asthma Coalition.
The keynote speaker was Don Berwick, The working groups addressing the priority
President of the Institute for Healthcare areas met at the end of day one of the summit
Improvement. and for the first half of day two. The groups—
which included community representatives,
In the afternoon, summit participants attended national champions, and other experts––used
strategy sessions addressing the six cross- facilitation tools (see Appendix I) to develop
cutting topics. These sessions were intended to plans incorporating key strategies at both the
further prepare participants in the relevance of local and national levels for improving care for
particular interventions to their ongoing quality the targeted conditions. These plans describe
improvement efforts so that the subsequent who might spearhead such efforts, include time
working groups focused on the priority areas lines for implementation, and in most cases call
23
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
for measures to gauge the effectiveness of the effectively into the personal health care system;
proposed strategies. These plans were how clinical education must be transformed so
presented at the plenary session, where initial that health care professionals are best prepared
feedback was received from summit to practice in a transformed system; and how
participants. A diverse reactor panel— clinicians, particularly physicians, can be
including moderator Bruce Bradley, an IOM engaged in quality improvement efforts.
committee member and Director of Health Plan
Strategy and Policy, General Motors In summarizing the summit outcomes, this
Corporation; Al Charbonneau, Rochester Health report offers a vision, emerging from the
Commission; Helen Darling, National Business summit deliberations, for how care for a
Group on Health; Sylvia Drew Ivie, The Help targeted set of conditions can be improved by
Everyone Clinic; and George J. Isham, leveraging and integrating both community- and
HealthPartners, Inc.—provided further national-level strategies focused on key cross-
reflection on the plans and a candid reality cutting interventions:
check.
• Chapters 2 through 7 focus on the cross-
The final session of the summit, chaired by cutting strategies for improving care
Reed Tuckson and described by many as a identified in the Quality Chasm report and
revival session, focused on commitments by community leaders at the summit. These
articulated by national champions for furthering chapters highlight barriers and related
the vision of the Quality Chasm report. These solutions, based on discussions during the
commitments targeted both the community and cross-cutting sessions and among the
national levels, and included many that were condition-specific working groups. They
announced for the first time at the summit, as include examples from the participating
well as others aimed at strengthening existing communities illustrating how particular
relevant efforts. interventions can enhance care for one or
more conditions.
SCOPE AND ORGANIZATION OF • Chapter 8 provides a synopsis of the key
THE REPORT strategies for change at the local and
national levels proposed by the condition-
This report provides a synthesis of the outcomes specific working groups.
of the summit, and is not intended to contain an
exhaustive review of the literature for all of the • Chapter 9 delineates next steps, calling for
topics discussed. Its content reflects the action on the part of both national and local
committee’s commitment to carrying out its leadership. It identifies the major
charge, which was to plan and execute a commitments of the national champions and
national summit focused on the vision of the describes how they dovetail with the key
Quality Chasm report for improving quality of strategies identified both in the cross-cutting
care for a targeted set of conditions at both the sessions and by the five condition-specific
community and national levels. A number of working groups. It also includes comments
additional issues beyond this charge were from the reactor panel and summit
discussed by the committee during its participants.
deliberations and by some summit participants, • A series of appendices provides key summit
but are not captured in this follow-up report. documents, including the agenda,
Among others, these include how to enhance participant list, descriptions of participating
public health infrastructure and integrate it communities, and other related materials.
24
INTRODUCTION
25
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
Steps to a HealthierUS Initiative. 2004. Grantees, Wagner EH. 1998. Chronic disease management:
Steps to a HealthierUS Initiative. [Online]. What will it take to improve care for chronic
Available: http://www.healthierus.gov/steps/ illness? Effective Clinical Practice 1(1):2–4.
grantees.html [accessed March 24, 2004].
Wagner EH. 2002. IOM Health Professions
The Leapfrog Group. 2004. The Leapfrog Group. Education Summit. Powerpoint Presentation.
[Online]. Available: http://www.leapfroggroup. Washington, DC:
org [accessed April 5, 2004].
26
Chapter 2
Measurement
The following definition of measurement served as the springboard for discussion during this session
and had the general approval of the session’s participants (IOM, 2002):
To use quantitative indicators to identify the degree to which providers are delivering care
that is consistent with standards or acceptable to customers of the delivery system.
Performance measures may be used to support internal assessment and improvement, to
further health care organization accountability, and to inform consumer and payer selection
and purchasing based on performance.
27
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
28
MEASUREMENT
Given the voluntary nature of the project—there were no external incentives for
practitioners and facilities to participate—it was challenging at first to mandate a core
set of measures to be collected, particularly across such a diverse set of
stakeholders. As a result, during the first phase of the collaborative, considerable
flexibility was allowed regarding what measures the team would use to assess
progress related to glycemic control and blood pressure control. Although this
flexibility was useful in that it permitted individual teams to follow their own internal
quality improvement approach, it made meaningful comparisons or establishment of
benchmarks difficult.
Adjustments were made during the second phase of the project, and teams were
required to track the same four measures: HbA1c <9.5 percent, LDL (low-density
lipoprotein) cholesterol <130 mg/dl, blood pressure <140/90 mm Hg, and a
documented self-management goal. With these standardized measures, it became
possible to aggregate data more easily so the initiative could be evaluated as a
whole. Overall, teams demonstrated improvement on these four measures, with
higher gains in process-related than in outcome-related measures.
Note: A more detailed description of this collaborative and related case studies can
be found in the February 2004 issue of the Joint Commission Journal on Quality and
Safety (Daniel et al., 2004a,b).
29
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
The asthma working group suggested that Improve Clinical ICT Infrastructure
national organizations such as the American
Improving ICT infrastructure was identified as a
Board of Internal Medicine (ABIM), the
key strategy to ease the burden of incorporating
Centers for Medicare and Medicaid Services
data collection, performance measurement, and
(CMS), the Leapfrog Group, the National
results reporting into everyday clinical practice.
Quality Forum (NQF), accrediting agencies, and
Physician offices, hospitals, nursing homes, and
appropriate subspecialty providers agree on a
health centers will require incentives to
defined, well-validated set of quality
encourage the adoption of interoperable clinical
performance measurement tools for chronic
information systems. A strategy suggested
diseases—including patient self-management
during this session was to reward practices that
indicators—within 3 years. The depression and
have clinical information systems in place—
pain control working groups called on the NQF
such as patient registries or partial/full
to serve as a convening body to bring together
electronic health records—that are used to
the appropriate experts to establish metrics for
collect data on their patient populations for
effective and efficient care in these areas. Many
quality measurement and improvement
of the national champions at the summit
purposes. To this end, structural measures of
weighed in on this issue and offered their
ICT adoption by individual providers would
support. Box 2-2 provides a snapshot of some
have to be collected and reported.
of the commitments they made.
30
MEASUREMENT
Once this structural change occurs, measuring Participants generally believe that widespread
performance for multiple conditions can readily adoption of ICT to assist measurement
be achieved. Box 2-3 describes the Bridges to collection at the physician office level will
Excellence initiative, which recently launched a necessitate partnering by public- and private-
program to incentivize structural change in sector purchasers.
clinical ICT capability in physician offices.
The condition-specific working groups also
Although incentives to build ICT capacity are touched on the essential role of ICT in
certainly important, they are only a piece of a supporting measurement efforts. For example,
complex puzzle. Unresolved issues related to recognized measurement experts in the asthma
interoperability standards (addressed in detail in group affirmed that metrics for processes of
Chapter 3) and consensus on measures also care for asthma are well established. The major
figure prominently. There is a critical need for challenge now is moving these measures closer
investment in this area, and participants called toward implementation. One hurdle is that
for the federal government to provide the these measures are based on patient reports and
necessary leadership. The federal government chart reviews, rather than on more easily
has provided grants to state mental health and accessible administrative data. Therefore, the
substance abuse agencies to embark upon this asthma group suggested that the focus needs to
effort, but limited resources impede the ability be on (1) mandating/pressuring providers to
to reach all providers at the local level. collect these data and (2) creating the necessary
One initiative currently under way is the Physician Office Link, which allows
physician practices to earn bonuses for implementing structural changes to increase
quality, such as investing in ICT and care management tools. These changes
include electronic prescribing to reduce medication errors, electronic health records
embedded with guideline-based prompts/reminders, disease registries and
management programs for patients with chronic conditions, and patient educational
resources available in multiple languages. Additionally, a report card for each
physician office assessing structural capability in these areas will be issued and
made available to the public.
31
1ST ANNUAL CROSSING THE QUALITY CHASM SUMMIT
32
MEASUREMENT
their “scores,” and these results should be most likely to occur. The group suggested that
graphed over time to assist patients in self- providers adopt a standardized patient flow
management of their condition and allow the chart that would be recorded electronically for
provider to examine trends. The group purposes of quality improvement, performance
proposed that measures of mental health status measurement, and patient education.
also be included and that comorbidities be
considered in interpreting quality-of-life scores,
as heart failure patients often have multiple
Improve Public Reporting by
chronic illnesses, such as depression and Disseminating Results to Diverse
diabetes. Audiences
This strategy had two prongs: first, to improve
The pain control working group proposed public reporting of performance measures by
making assessment of pain the “fifth vital sign” including the patient experience; and second, to
and suggested that measures be developed to package and disseminate this information in a
track and monitor the following: (1) percent of way that is useful and meaningful to different
patients being evaluated for pain, (2) inter- audiences. Underlying assumptions brought
ventions conducted, and (3) effectiveness of the forth by the working groups included the need
interventions (rate of overall decline in pain). for transparent public reporting and the use of
These measures would then be incorporated into this information to foster quality improvement
the Agency for Healthcare Research and at multiple levels of the health care delivery
Quality’s (AHRQ) annual National Health Care system. For example, patients could compare
Quality Report (AHRQ, 2003) and the National their diabetes outcomes against those of a
Committee for Quality Assurance’s Health Plan similar cohort as a stimulus to their self-
Employer Data and Information Set (HEDIS®) management, individual clinicians could judge
report (NCQA, 2004). their performance among their peers, and
communities could correlate local outcomes
The group also proposed taking a patient- with regional and/or national benchmarks.
centered approach to measuring pain control.
Strategies to achieve this goal include In response to the first part of this strategy, the
(1) providing cancer patients with multiple ways condition-specific working groups echoed the
to record their pain outside the clinician need for patient/consumer input in the
encounter, such as over the Internet or by development and selection of quality measures.
phone, so that results can be reviewed regularly The depression working group suggested
and acted on in a timely way; and (2) several strategies to this end: obtaining
establishing measures of family/caregiver feedback from objective patient advocates and
experience as part of a performance measures consumers; conducting focus groups among
set, for example, adding a question to the death patients with depression to identify key quality
certificate—which is often completed by a characteristics and outcomes of care; and
caregiver/family member—asking how rallying a collaborative group of stakeholders—
effective the care team was in treating end-of- patients, physicians, purchasers, and payers—to
life pain. achieve consensus on performance and
satisfaction measures.
Agreeing with the strategy session participants,
the pain working group recognized the need to The second part of this strategy—reporting
evaluate data on the prevalence of pain over measures at different levels of granularity and in
time for individual patients. Doing so is a variety of formats to divergent groups—is
particularly important during transitions critical to stimulating consumer demand for
between settings, such as from hospital to quality services and accelerating the uptake of
nursing home, when breakdowns in care are best practices by providers. The asthma
33
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Anna: No?
Anna (katselee korua): Helmi vai mikä tämä on — (ottaa sen irti).
Ei tämä ole minun (tarjoo Vasilille).
Vasili: Minä.
Iivana: Ai, ai, malta, pyhä veli. Kaikki hyvin, ootshen harashoo!
Eemi: Kah, Varma, täällähän sinä olet, tuolla sisällä sinua juuri
kysyttiin. Harjoituksista ei näet tahdo tulla mitään. Lyön vaikka
vetoa, että se näytelmäkappale menee penkin alle tänä iltana. Minne
se Heikkikin hävisi?
Vasili: Nyt emme saa hukata aikaa. Juokse heti Mihailovitshin luo
ja sano, että laittautuu kiireen kaupalla matkaan.
Iivana: Ortelaanko?
Isoäiti: Soo-o!
Isoäiti: Miina parka. Kunhan vain ei tälläkin asialla olisi vielä huono
loppu.
Miina (ällistyy): Mitä, miksi, älä mene, Iivana, älä mene, varro
minuakin.
Heikki: Nii-in.
Heikki (yhä läheten): Niin se on, hyvät herrat, että minä en tykkää
pitkistä puheista, joko te tahi minä.
Heikki (osoittaa ovea): Niin, niin tuosta paikasta juuri on viis hirttä
poikki, kas siitä vaan kauniisti ulos. (Poliisi ja santarmit lähtevät.
Heikki katselee heidän jälkeensä ovesta, käy vielä hakemassa
lakkinsa naulasta.) Jos tässä lähtisin minäkin hiukan jaloittelemaan.
Porkka: Nätisti se tosiaan taas kävi, mutta älä nyt sentään rupia
liiaksi noihin temppuihisi luottamaan. (Rykäisee, sylkee takkaan ja
hetken vaiettuaan.) Tuota, minäkin tulin niinkuin hyvästiä sanomaan,
matkaan tässä nyt pitää minunkin lopuksi.
Heikki: Jassoo, silläkö kannalla nyt ovat asiat. Äkkilähtö tuli teille
niinkuin minullekin viime keväänä.
Varma: Tulevat.
Heikki: Voi hyvät ihmiset, kun putos tuo muorin pikiöljy pullo! —
No herrat, taasko te olette tulleet tänne minun untani häiritsemään?
Poliisi: Heikki Ortela, astu alas uunilta. Nyt seuraat meitä, ja kaikki
vastustus vaan pahentaa asiaa.
Väliverho.