Developing Intelligent and Immutable Vaccine Supply and Operation Platform Using Blockchain and Artificial Intelligence Technologies
Developing Intelligent and Immutable Vaccine Supply and Operation Platform Using Blockchain and Artificial Intelligence Technologies
Corresponding authors: Samah Alhazmi ([email protected]), Mohammad Arif ([email protected]), and Mohammad Khalid
Imam Rahmani ([email protected])
This work was supported by the Deanship of Scientific Research at Saudi Electronic University under Grant 9476.
ABSTRACT During times of crisis, like in healthcare emergencies or disruptions in logistics and supply
chains, decision-makers encounter significant challenges in managing resources efficiently. This study
proposes an approach combining different information types and advanced computer techniques to improve
how we handle crises. By looking at data connected with blockchain technology, we aim to understand
crises better and help people make smarter decisions. We use a special kind of computer model called
Long Short-Term Memory (LSTM) to guess what might happen during a crisis, like how many people
might get sick or if there might be problems with getting supplies. Our model is right about 87% of the
time. To understand why the computer makes these guesses, we use a method called SHapley Additive
exPlanations (SHAP), which is widely known. However, we notice that SHAP sometimes doesn’t explain
things well for the entire period we’re looking at. So, we suggest some changes to the SHAP method to
explain things better for smaller parts of time. These changes help the method explain things better for
small bits of time, but it might not be as good at explaining everything overall. To ensure our idea works,
we compare our computer model’s guesses and explanations with those from other models that look at data
differently. We show the good and bad parts of our method in different crises.
INDEX TERMS Blockchain, artificial intelligence technologies, intelligent and immutable vaccine supply,
long short-term memory, SHapley additive explanations, XAI.
I. INTRODUCTION Artificial Intelligence (AI) [4], [5], offer better crisis manage-
Pandemics, natural calamities, or disturbances in supply ment strategies. By using diverse datasets [6] and advanced
chains can create crises. Managing the available resources analytical techniques [7], researchers and decision-makers
efficiently and making effective decisions for proper aim to develop better models for crisis prediction and effec-
responses are crucial in such situations. Rapid crisis predic- tive response execution. The COVID-19 or similar pandemic
tion and better response can minimize their impact and save demands an urgent need for proactive data-driven crisis
precious lives [1]. Applications of the recent advancements response strategies [8]. In healthcare institutions, respondents
in Data Science with Machine Learning (ML) [2], [3] and in Intensive Care Units (ICUs) face challenges like allocating
resources and triaging patients [9]. This urgency synergized
The associate editor coordinating the review of this manuscript and the necessity for exploring innovative solutions in real-time
approving it for publication was Gyorgy Eigner . decision-making.
2024 The Authors. This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 License.
VOLUME 12, 2024 For more information, see https://creativecommons.org/licenses/by-nc-nd/4.0/ 88189
S. Alhazmi et al.: Developing Intelligent and Immutable Vaccine Supply and Operation Platform
Previous efforts in crisis management have streamlined ML models, particularly LSTMs, have become powerful
the utilization of data and technology to address these chal- tools for predicting critical events in various fields like health-
lenges. Researchers explore ML algorithms in healthcare care and supply chain management, by studying data trends
services to forecast patient outcomes based on ICU time over time. These models support decision-makers in prepar-
series data [10]. Authors [11], [12] utilizing datasets like the ing action plans for crisis management and making better
Medical Information Mart for Intensive Care (MIMIC) show decisions to use the resources for proper response to tackle
the efficiency of ML models, particularly Long Short-Term the situation. However, due to the complexities involved,
Memory (LSTM) networks, in accurately predicting patient it may be difficult to understand the crises. In this research,
mortality. Additionally, Explainable Artificial Intelligence we develop methods like SHAP to solve this issue giving
(XAI) methods such as SHapley Additive exPlanations insights into how these models make predictions. Besides,
(SHAP) have been used to provide better model predictions, we use blockchain technology because of its popular features
assisting clinicians in understanding the factors influenc- of transparency and immutability people use it to share data
ing patient outcomes [13]. However, while these efforts are securely. Blockchain in crisis management systems brings
promising, they impose several key challenges; one challenge trust among all parties involved due to data accuracy and
lies in XAI-ML models, with complex time series data [14]. traceability of any changes made in data to the source.
While the SHAP method offers valuable global insights into This makes collaboration easy and facilitates better decision-
model behavior, it may not fully capture patient’s trajecto- making. But these advances are not enough. There is still a
ries over time. This limitation has significant implications in need to explore different types of data and methods to deal
clinical decision-making, wherein precise insights are often with complex crises. This research paper proposes a novel
necessary to support effective patient care. Moreover, existing solution to this problem by combining ML, XAI methods
research mainly focuses on healthcare, ignoring the inter- like modified SHAP, and blockchain technology. By look-
disciplinary nature of crises and meaningful insights from ing at data from different dimensions and exploiting that to
diverse datasets. Crises share characteristics such as uncer- explain how the models predict, our approach makes crisis
tainty and complexity and need quick responses in healthcare, predictions more accurate and easier to understand. Using
logistics, or supply chains. By expanding the scope of inquiry blockchain, we facilitate a safe and transparent mechanism
to cover various crisis scenarios, researchers can identify for the people involved to share data and make optimized
common patterns and develop generalized approaches that decisions during a crisis as quickly as possible.
transform specific domains.
Looking into this scenario, this research proposes an III. THE STATE-OF-THE-ART
interdisciplinary approach to crisis management. By using Over the years, artificial intelligence (AI) has become one
datasets of diverse nature covering different dimensions of of the most talked-about and influential fields. It was first
crisis data and utilizing advanced ML techniques, we aim introduced in the 1950s by John Von Neumann [15] and
to develop a comprehensive understanding of crisis man- Alan Turing [16] as a Computer Science discipline that
agement tasks and enhance real-time decision-making using could think like humans. Today it covers many disciplines
ML models like LSTM networks to predict critical out- such as Mathematics, Neurology, etc. [17]. This cognitive
comes such as mortality rates or supply chain disturbances. superiority over humans has enabled its use across various
Additionally, we explore XAI methods, including modified industries like technology, banking, and marketing. In this
versions of SHAP, to provide actionable insights into model regard, several key terms in AI research to be understood.
predictions. Through this interdisciplinary approach, we aim Authors [18] and [19] have defined AI as a collection of
to contribute to the field of crisis management by offering tools and techniques for intelligent cognition, learning, and
new insights and methodologies applicable across multiple adapting to solve specific problems. Authors [20] describe
domains. By exploiting data and technology, we seek to the role of AI in exploiting big data and ML for analysis and
support decision-makers with the knowledge and tools to prediction tasks in respective domains, like healthcare and
handle crises effectively and protect precious lives and their supply chain. Authors [21] segregate AI into distinct forms
livelihoods. such as ML, learning analytics, and data mining (KDD),
The remainder of the paper is outlined as follows; the each serving specific roles for extracting insights from data.
research contribution is shown in Section II. Section III dis- Moreover, recent studies [22] and [23] explore the evolving
cusses the state-of-the-art related works. The materials and AI nature and its impact on society and business decision
methods describe data and model analysis in Section IV. support. Authors [22] describe the importance of feasible AI
Section V narrates how the experiment is set up. The research behaviors and usage in enhancing confidence in AI-based
outcomes are covered in Section VI, and Section VII gives technologies for society. Besides, authors [23] explore the
conclusions and plans for future research. role of AI in solving challenging problems and promising
sustainability through innovative technologies and dynamic
II. RESEARCH CONTRIBUTION learning processes. Moreover, researchers [24] and [25] offer
Data-driven analysis with ML, AI, and blockchain technolo- valuable insights into the behavioral strategic advantages of
gies has introduced a new solution for crisis management. AI adoption. Authors [24] demonstrate a positive correlation
between AI and consumer behavior, supporting the poten- The COVID-19 World Vaccination Progress dataset con-
tial of AI in shaping complex market dynamics. Similarly, tains information from the global vaccination drives during
authors [25] discuss the benefits of AI in decision sup- the COVID-19 crisis. This dataset comprehensively reports
port and automation to create new business models and the cases of global vaccination initiatives covering various
management techniques. It represents a new paradigm for nations, vaccine types, daily and cumulative statistics, and
automation and enhanced operational business efficiency. vaccination rates. It also includes information about vaccine
Organizations are adopting AI- and data-driven solutions to sources that offer better insights into the various strategies
elevate performance benchmarks and adapt to ever-evolving adopted by different control regions.
market demands [26] recognizing the potential capability Using the Food Delivery Time Prediction dataset, the chal-
of AI. The allied fields of AI support diversified solution lenges of estimating delivery times in food delivery platforms
techniques for technological advancements, societal empow- Zomato and Swiggy can be explored. This dataset provides
erment, and organizational transformations. By exploring a base for developing a reliable predictive model to esti-
these techniques and their promises, researchers aim to sim- mate precise delivery times considering factors of distance
plify the complexities of AI and exploit its potential for the between pickup and delivery points and delivery history.
betterment of society and business. Therefore, these datasets provide a multi-dimensional per-
spective for extracting useful knowledge in supply chain
IV. MATERIALS AND METHODS
management, public health, and optimized logistics decision-
A. DATA ANALYSIS
making.
The datasets used for the research contain useful informa-
tion from different fields. Using the Supply Chain Analysis B. MODEL ANALYSIS
dataset complex product supply chain dynamics, covering The proposed research model combines ML, XAI, and
product types, prices, sales data, inventory records, manufac- blockchain technology for predicting crises. The proposed
turing details, transportation methods, etc. can be explored. model implements LSTM to predict crisis outcomes and
So, the dataset facilitates understanding the complexities of SHAP to comprehend model predictions apart from inte-
the supply chain management ecosystem in the fashion and grating blockchain technology to support the integrity trans-
beauty industries. parency, and security of data.
1) LONG SHORT-TERM MEMORY FOR PREDICTIVE 2) XAI FOR UNDERSTANDING MODEL PREDICTIONS
MODELING While LSTM networks are great at making predictions, they
The LSTM-based predictive models are effective at extracting can be hard to understand. This makes it tough for people
patterns over time. So, it has been used for predicting useful involved to figure out why the model predicts what it does.
outcomes during crises. We provide a brief explanation of To help with this, we use a method called SHAP. SHAP
the LSTM model’s working procedure on a combined dataset breaks down the model’s predictions to show how much each
that was collected from data sources of varying fields. Its input feature contributes. This helps see which features are
different layers are specialized in understanding sequences most important and how they affect the prediction. We show
in data followed by a layer for making predictions. We try these SHAP values using summary plots. These plots high-
out different settings, like how many layers to use, how many light the main features and how they influence the predictions.
units each layer has, and how quickly the model learns, We also use SHAP to explain the model’s behavior overall
to explore the best setup. We also use some mechanisms, like (global explanations) and for individual cases (local explana-
stopping the training early if the model starts to memorize the tions). Global explanations help us understand trends across
data too much, and adjusting how fast it learns to improve the whole dataset, while local explanations help us under-
its ability to handle new data. To see the working of the stand why the model made a specific prediction for a single
model, we use standard measures like how often it’s right, case. However, SHAP has some limitations in dealing with
how often it’s precise, how often it remembers everything and complex time series data. Therefore, we adopt changes to
a combination of these. We also look at a chart to help us see the SHAP method to better the prediction over time. These
how the model distinguishes between different situations, like changes aim to capture how things change over time and
whether someone will survive or not in a medical situation, provide better explanations for the model’s predictions (refer
or if there will be crises or things will run smoothly in a supply to Algorithm 2).
chain or not. We also use a special chart to show how the
model’s decisions change based on how sure it is, which helps
3) INTEGRATION OF BLOCKCHAIN TECHNOLOGY FOR DATA
us understand how well it’s making decisions. Additionally,
INTEGRITY AND TRANSPARENCY
we test the model in different ways to make sure it works
well in different situations, like splitting our data into parts We explore blockchain technology integration into our crisis
for training, checking, and testing, and doing this multiple management framework after implementing the predictive
times with different parts, so we can be confident that what model and incorporating XAI analysis to ensure data integrity
we find is true for lots of situations, not just one. Algorithm 1 transparency, and security. Blockchain offers a decentral-
illustrates the corresponding mathematics. ized and immutable ledger that records transactions in a
network of nodes with the help of a secure and transparent TABLE 1. Hyperparameters of the LSTM model in COVID-19 vaccination
records.
data-sharing and collaboration mechanism.
We record a tamper-proof audit trail that tracks the verac-
ity of data from its source to destination by integrating
blockchain technology. This ensures the integrity and authen-
ticity of data, and mitigation of the risk of data tampering
or its unauthorized manipulation by malicious nodes. More-
over, blockchain facilitates transparent data sharing, creating
trust and hence supporting collaboration among the agreed TABLE 2. Covid-19 vaccination records of confusion matrix.
TABLE 3. Food delivery pattern of LSTM model hyperparameters. TABLE 4. Food delivery pattern of confusion matrix.
associated with training on sequential supply chain data as ity of LSTM models across different areas, aiding in better
shown in Table 6. decision-making and risk management during crises.
The evaluation using a confusion matrix shows promising Therefore, to evaluate the performance and hence applica-
results but with some misclassification cases. This indicates bility of the implemented model with the dataset, we conduct
scope for further improvement to address the challenges in cross-validation tests. By splitting the dataset into training,
supply chain disturbances or stability factors. validation, and testing subsets with k-fold cross-validation,
The varying performance of LSTM models across domains we mitigate the risk of overfitting and hence ensure the
showcases the importance of customizing model structure, reliability of the findings. The cross-validation outcomes for
settings, and optimization methods to fit uniquely into the datasets show the resilience and adaptability of the imple-
the traits and complexities of each domain. Despite all mented model for crisis outcomes prediction.
domains involving sequences over time and predictive mod- The model demonstrates high average accuracies for all
eling, the specific characteristics of each domain necessitate datasets showing its effectiveness in capturing underlying
domain-specific strategies for optimal performance. Further patterns and dynamics in each domain. However, there
research is crucial to improve the accuracy and dependabil- are slight variations in performance across the datasets.
FIGURE 4. Comparison of feature importance rankings between TreeExplainer and LSTM-based models.
FIGURE 5. Analysis of global explanations from TreeExplainer across different subsets of patient data.
data authenticity, ensure transparency, enhance efficiency and Blockchain implementation ensures data integrity and
promote sustainability. transparency by establishing an immutable and transparent
ledger system. This enables stakeholders to trace the origin
1) COVID-19 VACCINATIONS ANALYSIS and flow of data securely, thereby mitigating risks associated
The integration of blockchain technology into predictive with tampering or manipulation by malicious nodes. How-
models has shown promising results as shown in Fig. 6, ever, the efficiency of blockchain-based solutions remains
indicating enhanced predictive accuracy with minimal com- moderate in this context. This moderate efficiency is pri-
promise due to blockchain. marily attributed to the overhead incurred during transaction
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10.1007/s10729-016-9369-z. research interests include artificial intelligence, the IoT, and Blockchain.