Data Protection - Draft Proclamation
Data Protection - Draft Proclamation
Data Protection - Draft Proclamation
…/2021
WHEREAS, since to date there is no special law in Ethiopia which governs the rights of
individuals on their personal data and the absence of a personal data protection institution has
negatively affected the creation of a strong personal data protection system;
WHEREAS, there is a need to establish a personal data protection system in Ethiopia which
respects international standards and allows us to maximize the benefits of cross-border transfer
of personal data from Ethiopia to outside the country and vice versa;
WHEREAS, there is a need to secure in Ethiopia for every individual, whatever his nationality
or residence, respect for his rights and fundamental freedoms, and in particular his right to
privacy, with regard to automatic processing of personal data relating to him;
WHEREAS, a personal data protection law is of paramount importance for building an effective
digital economy which defines the rights and duties of stakeholders, governs related issues and
introduces a system which ensures a strong culture of personal data protection;
NOW, THEREFORE, in accordance with Article 55(1) of the Constitution of the Federal
Democratic Republic of Ethiopia, it is hereby proclaimed as follows:
CHAPTER ONE
GENERAL
1. Short Title
This Proclamation may be cited as the Personal Data Protection Proclamation No. …/2021.
2. Definition
In this Proclamation, unless the context requires otherwise,:
(1) “accessible record” means a health record, an education record, or any other accessible
public record;
(2) “authorized entity” means a Federal or Regional public body which is delegated by the
Commission to perform the powers and functions entrusted to the later by this
Proclamation;
(3) “biometric data” means facial images, fingerprints, iris scans, or any other similar
personal data resulting from specific technical processing relating to the physical,
physiological or behavioural characteristics of a natural person, which allow or confirm
the unique identification of that natural person;
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(4) “child” means a data subject below the age of sixteen years;
(5) “consent” means any freely given specific, informed and unambiguous indication of the
wishes of a data subject, either by
(a) a written statement;
(b) verbal affirmations; or
(c) any clear affirmative action
by which he signifies his agreement to personal data relating to him being processed;
(6) “data” means information that:
(a) is being processed by means of equipment operating automatically in response to
instructions given for that purpose,
(b) is recorded with the intention that it should be processed by means of such
equipment mentioned in lit. (a),
(c) is recorded as part of a filing system or with the intention that it should form part
of a filing system, or
(d) does not fall within lit. (a), (b) or (c) but forms part of any other accessible public
record;
(7) “data controller” means any person which, alone or jointly with others, has decision-
making power with respect to data processing;
(8) “data processor” means any person other than an employee of the data controller who
processes the data on behalf of the data controller;
(9) “data subject” means an individual who is the subject of personal data;
(10) “direct marketing” means the communication of any advertising or marketing material
which is directed to any particular individuals;
(11) “document” means
(a) a disc, tape or other device in which information other than visual images are
embodied so as to be capable, with or without the aid of some other equipment, of
being reproduced from the disc, tape or other device; and
(b) a film, tape or other device in which visual images are embodied so as to be
capable, with or without the aid of some other equipment, of being reproduced
from the film, tape or other device;
(12) “encryption” means the process of converting data using technical means into coded
form;
(13) “filing system” means a structured set of personal data which is accessible according to
specific criteria, whether centralized, decentralized or dispersed on a functional or
geographical basis;
(14) “genetic data” means personal data relating to the general characteristics of an
individual which are inherited or acquired and which provide unique information
about the physiology or health of the individual and which result, in particular, from an
analysis of a biological sample from the individual in question;
(15) “health record” means personal data related to the physical or mental health of a natural
person, including the provision of health care services, which reveal information about
his health status;
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(16) “identifiable natural person” means one who can be identified, directly or indirectly, in
particular by reference to an identifier such as a name, an identification number, phone
number, IP address, location data, an online identifier or to one or more factors specific
to the physical, physiological, genetic, mental, economic, cultural or social identity of
that natural person;
(17) “personal data” means any information relating to an identified or identifiable natural
person who can be identified, directly or indirectly, in particular by reference to an
identifier such as a name, an identification number, location data, an online identifier or
to one or more factors specific to the physical, physiological, genetic, mental, economic,
cultural or social identity of that natural person;
(18) “personal data breach” means breach of security leading to the accidental or unlawful
destruction, loss, alteration, unauthorized disclosure of, or access to, personal data
transmitted, stored or otherwise processed;
(19) “proceedings” means any proceedings conducted by a court or an alternative dispute
resolution mechanism; and may include an inquiry or investigation into an offence; and
disciplinary proceedings;
(20) “processing” means an operation or set of operations performed on personal data or
sets of personal data, whether or not by automated means, such as collection, recording,
organization, structuring, storage, adaptation or alteration, retrieval, consultation, use,
disclosure by transmission, dissemination or otherwise making available, alignment or
combination, restriction, erasure or destruction;
(21) “profiling” means any form of automated processing of personal data consisting of the
use of personal data to evaluate certain personal aspects relating to an individual, in
particular to analyze or predict aspects concerning that individual’s performance at
work, economic situation, health, personal preferences, interests, reliability, behavior,
location or movements;
(22) “pseudonymization” means the processing of personal data in such a manner that the
personal data can no longer be attributed to a specific data subject without the use of
additional information and the additional information is kept separately and is subject
to technical and organizational measures to ensure that the personal data are not
attributed to an identified or identifiable individual;
(23) “recipient” means any person to whom data are disclosed or made available;
(24) “Register” means the register kept and maintained by the Commission;
(25) “restriction of processing” means the marking of stored personal data with the aim of
limiting their processing in the future;
(26) “sensitive personal data” means data on a natural person’s:
(a) racial or ethnic origins;
(b) genetic or biometric data;
(c) physical or mental health or condition;
(d) sexual life;
(e) political opinions;
(f) membership of a trade union;
(g) religious beliefs or other beliefs of a similar nature;
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(h) the commission or alleged commission of an offence;
(i) any proceedings for an offence committed or alleged to have been committed, the
disposal of such proceedings or the sentence of any court in the proceedings;
(j) communications data, including content and metadata; or
(k) any other personal data as the Commission may determine to be sensitive personal
data.
(27) “third party” means person other than the data subject, data controller, data processor
or persons who, under the direct authority of the data controller or data processor, are
authorized to process personal data;
(28) “third party jurisdiction” means a country other than Ethiopia, and an international
organization and its subordinate bodies governed by public international law, or any
other body which is set up by, or on the basis of, an agreement between two or more
countries;
(29) “traffic data” means any data relating to a communication by means of a computer
system and generated by the system that form part in the chain of communication,
indicating the communication’s origin, destination, route, time, date, size, duration, or
type of underlying service;
(30) “Commission” means the Ethiopian Personal Data Protection Commission;
(31) “House” means the House of Peoples’ Representative of the Federal Democratic
Republic of Ethiopia;
(32) “person” means a physical or legal person; and
(33) Any expression in the masculine gender shall include the feminine.
3. Scope of Application
(1) This Proclamation shall apply to the processing of personal data, wholly or partly, by
automated means and to any processing otherwise than by automated means where the
personal data form part of a filing system or are intended to form part of a filing system.
(2) Except as otherwise provided, this Proclamation applies to a data controller or data
processor in respect of any personal data only if:
(a) it is established in Ethiopia and the data are processed in the context of that
establishment, or
(b) It is not established in Ethiopia, but uses equipment in Ethiopia for processing the
data otherwise than for the purposes of transit through Ethiopia and has a
representative established in Ethiopia.
(3) For the purpose of the application of sub-Article (2) lit. (a) of this Article, this
Proclamation shall apply to private and public institutions of the federal and regional
governments, including the city administrations of Addis Abeba and Dire Dawa, which
have the power and function to process personal data.
(4) Notwithstanding the provisions of sub-Article (1) to (3) of this Article, this Proclamation
shall not apply to processing of personal data:
(a) by an individual in the course of purely personal or household activity;
(b) which involves the exchange of information between government agencies where
such exchange is required on a need-to-know basis;
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(c) exempted under the chapter on exemption; and
(d) which originates outside of Ethiopia and merely transits through this country.
CHAPTER TWO
THE DATA PROTECTION COMMISSION OF ETHIOPIA
4. Establishment
(1) The Data Protection Commission of Ethiopia (hereafter referred as Commission) is
hereby established as an independent entity.
(2) The Commission is accountable to the House of Peoples’ Representatives.
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(14) get injunction order for the expeditious preservation of personal data, including traffic
data, where it has reasonable ground to believe that the data are vulnerable to loss or
modification;
(15) issue enforcement notice to a data controller or data processor, when it is of the opinion
that such bodies have contravened, are contravening or are about to contravene this
Proclamation;
(16) impose administrative fines for failures to comply with this Proclamation;
(17) delegate whenever necessary any power conferred on it by this Proclamation to any
public entity of the Federal or State Government; and
(18) exercise and perform such other functions, powers, and duties as are conferred or
imposed on the Commission by or under this Proclamation or any other law or as
necessary for the promotion of object of the Proclamation.
7. Head Quarters
The Commission shall have its headquarters in Addis Ababa and may have branch offices at
any place within Ethiopia.
8. Budget
The budget of the Commission shall be allocated by the House; and, whenever necessary,
may receive financial support from local, foreign and international institutions.
9. Books of Account
(1) The Commission shall keep complete and accurate books of account.
(2) The Commission’s books of account and any other financial documents shall be
inspected every year by the Auditor General or by an auditor who is assigned by the
Auditor General.
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(3) The Prime Minister after receiving the short list of nominees shall select his nominee
and communicate the same to the House.
(4) A nominee shall be appointed upon receipt of the support by a two third majority of the
House.
(5) The Commissioner and the Deputy Commissioners shall hold office for a term of five
and four years respectively, and shall be eligible for a re-appointment only once.
(6) Any person who:
(a) is loyal to the Constitution of the Federal Democratic Republic of Ethiopia;
(b) upholds the respect for human rights;
(c) is trained in law, data science, information technology or other relevant discipline
or has acquired extensive knowledge through experience;
(d) is reputed for his diligence, honesty and good conduct;
(e) has not been convicted for a criminal offence;
(f) is an Ethiopian national; and
(g) is of good health to assume the post
may be appointed to the position.
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(2) Without prejudice to the generalities of sub-Article (1) of this Article, the Commissioner
shall:
(a) exercise the powers and functions of the Commission specified under Article 5 of
this Proclamation;
(b) prepare the annual work plan and budget of the Commission, and utilize same
when approved;
(c) effect expenditures in accordance with the approved work budget and plan of the
Commission;
(d) represent the Commission in all dealings with third parties;
(e) prepare the activity and financial reports of the Commission; and
(f) organize the Commission, and hire and administer employees of the Commission
in accordance with civil servants laws.
CHAPTER THREE
PROCESSING OF PERSONAL DATA
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into a contract;
(c) The processing is necessary for compliance with a legal obligation to which the
data controller is subject;
(d) The processing is necessary to protect vitally important interests of the data
subject, including life and health;
(e) The processing is necessary in order to respond to a public health crisis or national
emergency or to fulfill functions of public authority which necessarily includes the
processing of personal data for the fulfillment of its mandate within the limits of a
law issued for this purpose; or
(f) The processing is necessary for the purposes of the legitimate interests pursued by
the personal data controller to whom the data is disclosed, except where such
interests are overridden by fundamental rights and freedoms of the data subject
which require protection of personal data.
(4) For the purpose of sub-Article (3) lit. (e) of this Article,
(a) The law shall pursue public interest objectives;
(b) The interference with privacy through data processing shall be necessary and
proportionate;
(c) The law shall determine the essential elements of processing such as the categories
of data, the purpose, storage period, and possible disclosure; and
(d) Further processing of personal data after the expiry of such law shall be
prohibited.
(5) Data processing shall be proportionate in relation to the legitimate purpose pursued.
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(6) Where the data subject withdraws consent for the processing of any personal data
necessary for the performance of a contract to which he is a party, reasonable legal
consequences for the effects of such withdrawal shall be borne by him. The withdrawal
of consent by the data subject shall not affect the lawfulness of processing based on
consent before its withdrawal.
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(2) Where categories of personal data have been specified as sensitive personal data under
sub-Article (1) of this Article, the Commission may specify any further grounds on
which such specified categories may be processed, having regard to:
(a) the risk of significant harm that may be caused to a data subject by the processing
of such category of personal data;
(b) the expectation of confidentiality attached to such category of personal data;
(c) whether a significantly discernible class of data subjects may suffer significant
harm from the processing of such category of personal data; and
(d) the adequacy of protection afforded by ordinary provisions applicable to personal
data.
(3) The Commission may specify other categories of personal data which require additional
safeguards or restrictions.
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21. The Principle of Purpose Limitation
(1) Personal data shall be obtained only for one or more explicit, specified and lawful
purposes.
(2) Personal data shall not be further processed in any manner incompatible with that
purpose or those purposes.
(3) For the purposes of the application of the principles stipulated in sub-Articles (1) and
(2) of this Article, the purpose for which personal data are obtained shall be specified
(a) in a notice given by the data controller to the data subject prior to that further
processing; or
(b) in a description given to the Commission under Article 44 sub-Article (3) lit. (e) of
this Proclamation.
(4) In determining whether any disclosure of personal data is compatible with the purpose
for which the data were obtained, regard is to be had to the:
(a) purpose for which the personal data are intended to be processed by any person
to whom they are disclosed; and
(b) functions or activities of the person processing the personal data.
(5) For the purpose of sub-Article (4) of this Article, further processing for archiving
purposes in the public interest, scientific or historical research purposes or statistical
purposes is, subject to appropriate safeguards, compatible with those purposes.
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(4) Taking into account the state of the art, the nature, scope, context and purposes of
processing as well as the risk of varying likelihood and severity for the rights and
freedoms of individuals, the data controller and the data processor shall implement
appropriate technical and organizational measures to ensure a level of security
appropriate to the risk, including:
(a) the pseudonymization and encryption of personal data;
(b) the ability to ensure the ongoing confidentiality, integrity, availability and
resilience of processing systems and services;
(c) the ability to restore the availability and access to personal data in a timely manner
in the event of a physical or technical incident; and
(d) a process for regularly testing, assessing and evaluating the effectiveness of
technical and organizational measures for ensuring the security of the processing.
(5) In assessing the appropriate level of security account shall be taken in particular of the
risks that are presented by processing.
(6) For the purpose of sub-Article (5) of this Article, risks shall include in particular those
risks from accidental or unlawful destruction, loss, alteration, unauthorized disclosure
of, or access to personal data transmitted, stored or otherwise processed.
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(4) Notwithstanding the provision of sub-Article (3) and (4) of this Article, the transfer of
personal data to a third party jurisdiction that does not ensure appropriate level of
protection is prohibited.
CHAPTER FOUR
RIGHTS OF DATA SUBJECTS
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(o) any necessary additional information in order to ensure fair and transparent
processing.
(2) Apart from the information listed under sub-Article (1), where personal data have not
been obtained from the data subject, the data controller shall provide the data subject
with the following information:
(a) the categories of personal data obtained; and
(b) the source of the personal data.
(3) Where personal data relating to a data subject are collected from the data subject, the
data controller shall provide the data subject with all of the information listed in sub-
Article (1) of this Article, at the time when personal data are obtained.
(4) Where personal data relating to the data subject are not collected from the data subject,
the data controller shall provide the data subject the information referred to in sub-
Article (1) and (2) of this Article:
(a) within a reasonable period after obtaining the personal data, but at the latest
within one month, having regard to the specific circumstances in which the
personal data are processed;
(b) if the personal data are to be used for communication with the data subject, at the
latest at the time of the first communication to that data subject; or
(c) if a disclosure to another recipient is envisaged, at the latest when the personal
data are first disclosed.
(5) Where the data controller intends to further process the personal data for a purpose
other than that for which the personal data were collected or obtained, as the case may
be, he shall provide the data subject prior to that further processing with information on
that other purpose and with any relevant further information.
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(b) it is data that is subject to legal privilege or obtained in the course of an
investigation or legal proceeding;
(c) it is health or medical data where the data controller has a reasonable belief that
providing access to the data could harm the health or safety of another person; or
(d) it is evaluative or opinion material compiled solely for the purpose of determining
suitability or eligibility for employment, the award of government contracts and
other benefits where the disclosure would reveal the identity of a source who
furnished data in circumstances where it may reasonably be assumed that the
identity of the source would be held in confidence.
(2) The data controller may disregard requests from an individual for access to that
individual’s personal data where it would unreasonably interfere with the operations
of the data controller because of the repetitious and systematic nature of the requests,
and the requests are frivolous or vexatious.
(3) With regard to sub-Article (1) lit. (b) of this Article denial shall be limited to the extent
and for as long as access would pose a risk to an investigation or the proper conduct of
a legal proceeding.
(4) The decision to refuse to disclose according to sub-Article (1) and (2) of this Article shall
be communicated in a written form and has to give detail reasons for the denial.
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(b) the data controller shall inform the data subject before lifting the restriction on
processing of the personal data.
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Where the data subject is a child, incapable of exercising the rights as enumerated in this
Proclamation, the provisions of the Civil Code on guardian, tutor or legal administrator shall
be applicable accordingly.
CHAPTER FIVE
DATA CONTROLLERS AND DATA PROCESSORS
Section One
Registration of Data Controllers and Data Processors
44. Registration
(1) In order to process personal data the data controller or the data processor shall be
registered with the Commission.
(2) Where a data controller or data processor intends to process personal data for two or
more purposes, the Commission shall make separate entries for each purpose in the
Register.
(3) The Commission may determine the requirements for registration by a directive.
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48. Removal from Register
A person who wants the removal of its registration may request the Commission such
removal to be effected from the Register.
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(4) A person may be designated or appointed as a data protection officer, if that person has
relevant academic or professional qualifications which may include knowledge and
technical skills in matters relating to data protection.
(5) A data controller or data processor shall publish the contact details of the data protection
officer and communicate them to the Commission.
Section Two
Obligations on Data Controllers and Data Processors
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(2) Where the notification of the personal data breach to the Commission is not made as per
the provision of sub-Article (1) of this Article, the notification shall be accompanied by
reasons for the delay.
(3) The data processor shall notify the data controller without undue delay after becoming
aware of a personal data breach.
(4) The notification of the personal data breach to the Commission referred to in sub-Article
(1) of this Article shall:
(a) describe the nature of the personal data breach including where possible, the
categories and approximate number of data subjects concerned and the categories
and approximate number of personal data records concerned;
(b) communicate the name and contact details of the data protection officer or other
contact point where more information can be obtained;
(c) describe the likely consequences of the personal data breach; and
(d) describe the measures taken or proposed to be taken by the data controller to
address the personal data breach, including, where appropriate, measures to
mitigate its possible adverse effects.
(5) Where it is not possible to provide the information at the same time, the information
may be provided in phases without undue further delay.
(6) The data controller shall document any personal data breaches, comprising the facts
relating to the personal data breach, its effects and the remedial action taken in order to
facilitate the Commission in its assessment of the data controller’s compliance with this
provision.
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(4) Where the data controller has not already communicated the personal data breach to
the data subject, the Commission may require it to do so.
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(1) Where processing operations may result in a risk to the rights and freedoms of data
subjects by virtue of their nature, scope, context and purposes, every data controller or
data processor shall, prior to the processing, carry out an assessment of the impact of
the envisaged processing operations on the protection of personal data.
(2) The processing operations referred to in sub-Article (1) of this Article are:
(a) a systematic and extensive evaluation of personal aspects relating to individuals
which is based on automated processing, including profiling, and on which
decisions are based that produce legal effects concerning the individual or
significantly affect the individual;
(b) processing on a large scale of sensitive personal data;
(c) a systematic monitoring of a publicly accessible area on a large scale; and
(d) any other processing operations for which consultation with the Commission is
required.
(3) An assessment shall include:
(a) a systematic description of the envisaged processing operations and the purposes
of the processing, including, where applicable, the legitimate interest pursued by
the data controller or data processor;
(b) an assessment of the necessity and proportionality of the processing operations in
relation to the purposes;
(c) an assessment of the risks to the rights and freedoms of data subjects; and
(d) the measures envisaged to address the risks and the safeguards, security measures
and mechanisms to ensure the protection of personal data and to demonstrate
compliance with this Proclamation, taking into account the rights and legitimate
interests of data subjects and other persons concerned.
(4) Where appropriate, the data controller or data processor shall seek the views of data
subjects on the intended processing, without prejudice to the protection of commercial
or public interests or the security of the processing operations.
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(1) Where two or more data controllers jointly determine the purposes and means of
processing of personal data, they shall be joint data controllers.
(2) Joint data controllers shall determine in their contracts their responsibilities, the scope
of their obligations and the contact points for data subjects.
CHAPTER SIX
EXEMPTION AND ADMINISTRATION OF JUSTICE
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(d) transparency and accountability measures implemented by the data controller or
the data processor, as the case may be, including adherence to any relevant code
of practice relating to security safeguards;
(e) action taken by the data controller or the data processor, as the case may be, to
mitigate the damage suffered by the data subject;
(f) previous history of any, or such, violation by the data controller or the data
processor, as the case may be;
(g) whether the arrangement between the data controller and data processor contains
adequate transparency and accountability measures to safeguard the personal
data being processed by the data processor on behalf of the data controller;
(h) the accrual of undue benefits which can be measured; and
(i) any other aggravating or mitigating factor relevant to the circumstances of the
case, such as, the amount of disproportionate gain or unfair advantage, wherever
quantifiable, made as a result of the default.
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(2) The enquiry by the Commission or a mediator may be conducted in private.
(3) The Commission may determine by a directive the administrative procedure to handle
complaints.
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(4) The decision of the Appeals Tribunal may be appealed on issues of law to the Federal
High Court within sixty days of the date the decision was rendered.
(5) Notwithstanding the provision of sub-Article (4) of this Article, if the decision against
which an appeal is to be made is rendered by a branch of the Commission, an appeal
may be made to a regional High Court.
(6) A decision rendered by the High Court shall be final.
(7) The details of the Appeals Tribunal on its organization, powers and responsibilities shall
be governed by a regulation.
CHAPTER SEVEN
MISCELLANEOUS PROVISIONS
Sahlework Zewdie
President
Of the Federal Democratic Republic of Ethiopia
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