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1 References to Locke 1975: iii = book 3, ii = chapter 2, §2 = section 2, 405 = page 405.
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denote “ideas” rather than objective states of external reality was far from
new, but it aligned Locke with a rising tradition of philosophical thought that
challenged a powerful intellectual institution, the Aristotelian tradition of the
‘schools,’ that treated Latin syntax as a transparent mirror of external reality.
Locke wished to show that words do not automatically mirror an objec
tive reality, and that many of the terms that fill scholastic philosophy, such as
‘substance,’ ‘essence,’ or ‘being,’ in fact refer to nothing in the world or even
in the minds of those who used this vocabulary. He wished, as he insisted,
to expose this “abuse” of language, and to set out clear criteria for enabling
meaningful philosophical discussion on topics that had been clouded by
empty verbiage (1975: iii, ix–x). His major criterion was that philosophers
must abandon any assumptions that could not be proved to derive from the
senses or reflection on the mind. His strict empiricism attempted to clear
philosophy not only of meaningless jargon, but also of belief in innate ideas
and in supposed faculties of the mind capable of directly apprehending real
ity. The mind, as described by Locke, was originally comparable to “white
Paper” (1975: ii, i, 2, 104) imprinted with simple sensory data which became
more complex through further experience and education. The knowledge
built from these perceptions could be achieved without any innate faculties
except what he called “Intuition,” the capacity to recognize the agreement or
disagreement of ideas, memory or the capacity to store and recover ideas,
and what philosophers deceptively termed the “will,” really the basic drive to
pursue pleasure and avoid pain.
Locke’s theory of signification, that is, was really subsidiary to his primary
goal to make philosophical language more logical and certain. Nevertheless,
it is the great irony of Locke’s discussion of words that, far from banishing
the pernicious influence of words on philosophy, he found himself increas
ingly obliged to allow words an evermore integral role in the evolution of
rational thought. In the empiricist tradition that he inspired, words became
‘constitutive’ of rational thought rather than being relegated to the role of
suspect signifiers for real things or ideas. We will also find, however, that this
purely empiricist model of understanding led increasingly to philosophical
impasses and insoluble paradoxes. These problems ultimately provoked the
reaffirmation of the belief, in a new form, that the human mind must indeed
possess special capacities beyond the senses and basic drives in order to create
language, which in turn constituted the very foundation of rational thought.
Beyond what he had foreseen, Locke launched a process of debate that ended
with the reaffirmation of some underlying structure to human language, and
by extension the creation of linguistic science as a distinct field.
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sign to designate all objects that bore a similarity to this mental image. Uni
versals thus had no reality outside the human mind (see Carré 1946; Trent-
man 1970; Leff 1975; Adams 1987).
Although Locke advocated a new philosophy drawn from his enthusiastic
reading of Bacon, Descartes, Hobbes, and others, he inherited the problem
atic terminology of ‘essence’ and ‘substance’ from the scholastics. He also
concurred with the virtual consensus in scholastic philosophy that the rela
tionship between articulate words and mental concepts was merely conven
tional or ‘arbitrary’ (ad placitum). Indeed, on this issue scholasticism and the
new philosophy were in agreement, for none of the contemporary thinkers
whom Locke admired denied that words were imposed by “voluntary Impo
sition” (1975: iii, ii, §1, 405). Nevertheless, beginning with the rediscovery of
Platonic texts in the sixteenth century, some authors had ventured to specu
late on the natural resemblance between words and things. In the early seven
teenth century, moreover, interest in recovering the traces of some original
similarity between words and things in Adamic language (often thought to
be a purer version of Hebrew) became especially prevalent in Germany, as
exemplified by the influential mystic theology of Jacob Boehme (see Padley
1985–8: i, 86–8; Losonsky 2001: 105–19). As we will see, Locke’s general indif
ference to these recent trends is ironic, for his own analysis of the ‘will’ denied
the possibility of totally ‘arbitrary’ choices, giving rise to renewed interest in
the ‘natural’ origins of words.
Locke claimed in the final version of the Essay that he had not originally
intended to spend much time discussing language. He had initially planned
only to refute belief in innate ideas, and to demonstrate how all knowledge
was built from ideas derived from the senses. “Upon a nearer approach,”
however, “I find, that there is so close a connection between Ideas and Words;
and all our abstract Ideas, and general Words, have so constant a relation
one to another, that it is impossible to speak clearly and distinctly of our
Knowledge, which all consists in Propositions, without considering, first, the
Nature, Use, and Signification of Language” (1975: ii, xxxiii, §19, 401; see also
iii, ix, §21, 488). Although this statement would be seized on by later critics
as showing that his consideration of language was belated and incomplete, it
is somewhat disingenuous. Early drafts of the Essay in 1671 show that he was
obsessed from the beginning with the scholastic confusion between words
and things ([1671]1936: 4–8). Nonetheless, Locke does seem to have been sur
prised that he could not simply replace the scholastic conceptions of genera,
species, and essences with sensory ideas without repeatedly acknowledging
the role of words in the development of rational thought. ‘Development’ is
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a key word here, for neither scholastic philosophers nor any previous phi
losopher saw the need to trace the evolution of the understanding from its
origins in childhood. Locke, on the contrary, began with what he took to be
the building blocks of the understanding. These were ‘simple ideas,’ or the
child’s initial perceptions of color, tactile sensations, sounds, and other indi
vidual sensations that cannot be defined, only experienced. Over time, the
mind would assemble these sensations into ‘complex ideas.’ To cite Locke’s
favorite example, the child might begin with the simple idea of a yellow color,
which, later joined with the tactile idea of a hard substance and with a series
of other ideas such as heaviness and fusibility, become the complex idea given
the English name ‘gold.’
In the empiricist tradition that the Essay inspired, philosophers found much
to question in this account of the origin of ideas. First, it seemed unlikely that
the child would build simple ideas up to complex ideas according to the scien
tific method prescribed by Francis Bacon. Instead, the child would surely begin
with Locke’s complex ideas, such as the ideas named ‘nurse’ or ‘tree,’ which
would then be ‘analyzed’ into simple ideas. Second, Locke’s initial account of
the origin of the understanding fails to explain how the child would make either
a simple or complex idea into a ‘general idea.’ Locke’s goal had been to demon
strate that the species and genera of scholastic philosophy, such as ‘man’ or
‘gold,’ were in fact merely collections of simple ideas. “Tis plain,” he wrote,
“that our distinct Species, are nothing but distinct complex Ideas, with distinct Names
annexed to them” (1975: iii, vi, §13, 448). But how did a particular abstract idea,
such as the man named ‘Peter,’ become the general idea ‘man’ denoted by that
name? On this question Locke found himself repeatedly compelled to admit
that the creation of abstract ideas seemed inseparable from the use of language.
“The sorting of Things by us, or the making of determinate Species,” he wrote,
was “in order to naming and comprehending them under general terms.” Peo
ple sorted individual complex ideas “by certain obvious appearances, into Spe-
cies, that we may the easier, under general names, communicate our thoughts
about them” (1975: iii, vi, §30, 458). It was at this point that Locke took a signifi
cant step beyond the nominalism of William of Ockham.
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the existence of metaphysical genera and species, arguing instead that an indi
vidual “intention” came to designate a range of similar objects. Nonetheless,
so far from admitting that this generalization of a particular mental object
had anything to do with language, Ockham strictly separated words from
the mind. Moreover, Ockham did not question that genera and species truly
existed in nature, as identified by similarity, though he denied the existence
of metaphysical essences. Locke, by contrast, indicated that genera and spe
cies by no means existed in reality, but were themselves “the Workmanship of
the Understanding” (1975: iii, iii, §13, 415), categories created for convenience
of language. The “Boundaries of the Species, are as Men, and not as Nature
makes them, if at least there are in Nature any such prefixed Bounds” (iii, vi,
§30, 457). For example, scholastic philosophy generally assumed that ‘rational
ity’ defined the boundary of the species ‘man.’ Yet theological debates about
whether a deformed foetus or a changeling deserved baptism indicated that
physical appearance, not rationality, truly governed our use of this general
word (iii, vi, §26, 453–4). Analogously, a rational horse, like Jonathan Swift’s
Houyhnhmn, would never be called a ‘man’ in ordinary language (iii, vi,
§29, 456). As these examples suggest, common language contradicts the philo
sophical belief that species are bound by metaphysical essences or even stable
definitions. The boundaries of species would seem to be dictated by language
rather than by ‘nature.’ These observations in the Essay seem to point to a
“radical arbitrariness” in not just words but concepts (Formigari 1988: 88).
Though indeed radical, Locke’s thought should not be confused with what
Gottfried Wilhelm Leibniz called the ‘super-nominalism’ of Thomas Hobbes,
who allegedly reduced philosophical propositions to mere words (Leibniz
1956: 199). Locke had set out specifically to distinguish language from truth,
and to correct the ‘abuses’ of philosophical language, not to prove that lan
guage itself constituted how we understand the world. In some cases, Locke
acknowledged a central place for language in thought without much ambi
guity. “Mixed modes” was Locke’s term for the complex ideas designated by
moral and legal concepts such as ‘parricide,’ ‘courage,’ or ‘incest.’ In Locke’s
view, these complex ideas were entirely voluntary constructions without any
necessary archetype in existence, as evidenced by languages that contain a
word for killing a father but no word for killing a son. In the case of such
complex ideas, the word does not just designate the complex idea but serves
as the “Knot” that holds the ideas together (1975: iii, v, §10, 434). Complex
ideas of substances, however, differ from “mixed modes” because they sup
posedly derive from real objects in nature, and therefore do not need a verbal
“Knot.” Instead, the mind assumes that simple ideas consistently combined in
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a complex idea like ‘man’ or ‘gold’ are joined by some “substratum” or “Sub-
stance” in the object itself (ii, iv, §18, 95). Not only scholastic philosophers,
that is, but also common speakers assume that their words refer to some
‘essence’ or occult property in the object itself. Although Locke inferred that
simple ideas were caused by inherent ‘powers’ generated by the atomic con
stitution of different objects, he denied that we could know anything about
them. Given the limitations of the senses, the ‘essence’ named by words was
an inference, or what he called a “nominal Essence” (iii, vi, §2, 439).
Hence, although Locke denied the existence of metaphysical entities such
as ‘substance’ and ‘essence,’ he continued to assume that the understanding
required these concepts in order to name and sort genera and species. Moreo
ver, the need for ‘nominal essences’ seems inconsistent with Locke’s doctrine
that words properly name only ‘ideas.’ As later philosophers complained,
Locke offered no definition of an “idea,” which he sometimes seems to equate
with a visual image in the mind and sometimes with any mental concept
(ii, i, §8, 47). He is nonetheless consistent in assuming that ‘substance’ and
‘essence’ are either indistinct ideas or not ideas at all. If the word gold signifies
the ‘nominal essence’ of a heavy yellow substance, it cannot denote a true
‘idea’ even in Locke’s ambiguous sense. In this and other ways, Locke’s con
sideration of actual language use repeatedly led him to qualify or contradict
his assertion that words signify only ideas. Early in the Essay, Locke argued
that speakers commonly assume that words bear a “double conformity,” first
to the ideas of others and second to the reality of things in the world. This
double conformity was “a perverting of the use of Words” (iii, ii, §5, 406–7),
which properly refer only to ideas in the mind of the speaker. Later on, in his
chapter on “The Imperfection of Words,” however, he indicates that words
are properly used for “the communication of our Thoughts to others” and
“the recording of our own Thoughts” (iii, ix, §1, 476). This definition of the
function of language suggests both that we properly refer our words to the
thoughts of others and that words have an internal function of organizing our
own ideas, a crucial mental function of language that Locke had previously
only vaguely implied. Still later in the Essay, Locke seems entirely to contra
dict his earlier statement that it is a perversion of language to assume that
words for substances must stand for “things.” “Our Names of Substances,”
he writes, are “not put barely for our Ideas,” but are “made use of ultimately
to represent Things” (iii, xi, §24, 520). According to this definition, we cannot
assume that general ideas of substances are merely “the Workmanship of the
Understanding.” We must instead make words conform as closely as possible
to the real nature of non-mental objects.
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These various statements have been grist to the mill of modern scholar
ship on Locke’s philosophy of language, which has dwelled on the question
of whether he believed that words signified ideas or things (see Kretzmann
1977; Ashworth 1981, 1989; Ott 2004; Losonsky 2007). It is perhaps best to
conclude that he genuinely contradicted himself in ways that reflect his own
divided objectives. On the one hand, as we have seen, he set out to disentan
gle the confusion between words and things that he found characteristic of
scholastic philosophy. On the other hand, Locke was seriously committed to
the aims of modern science. This tension between his rebuttal of scholastic
philosophy and his belief in modern science led him to distinguish between
two levels of language, “Civil” and “Philosophical” (1975: iii, ix, §32, 476). The
first category, which refers to how people normally name things, accom
plishes the main end of words, to communicate ideas to others. Though he
often sounds contemptuous of the “imperfections” sanctioned by common
language, Locke often refutes philosophical uses of language by pointing
to how words are commonly used. As noted above, Locke debunked the
definition of ‘man’ as ‘a rational animal’ by pointing to how ‘man’ is in fact
an ambiguous and contested species in ordinary speech. Similarly, the way
common speakers use ‘I’ or ‘self’ is more reliable than philosophical defini
tions which equate personal identity with some immaterial entity apart from
consciousness and memory. In fact, “myself” is the expression used in ordi
nary speech to refer to conscious experience and what I remember about
my past life (see 1975: ii, xxvii). Although Locke did not deny the existence
of an immaterial ‘spirit,’ this term denoted (like ‘nominal essence’) some
unknown substratum of my thoughts. Nevertheless, Locke also claimed that
philosophers should use words more accurately than common speakers do.
Philosophers were under the obligation to use words as accurately as possi
ble to denominate ‘things’ in the world, even if this language both departed
from common usage and contradicted his insistence elsewhere that words
denominate only ‘ideas.’
In Nouveaux essais sur l’entendement humain (New Essays on Human Under-
standing, Leibniz [1765]1981), therefore, we reach a crossroads dividing sci
ence, linguistics, and philosophy. The new science that Locke admired
would lead eventually to the taxonomies of Carl Linnaeus and G.-L. Leclerc,
Comte de Buffon, and to the new chemistry of Joseph Priestley and Antoine
Lavoisier. This emerging tradition of science would classify the natural
world and its material substratum without showing much interest in the
philosophy of language. In empiricist philosophy, on the contrary, Locke
had made language central to a whole new set of problems. He had inspired
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the conviction that language not only reflected the world or the mind, but
that it ‘constituted’ reality in ways far more profound than he himself had
acknowledged.
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This testimony seemed to confirm the belief that the joint evolution of rea
son and language must have followed the decomposition of this manifold to
the order reflected in modern language. But where had this decomposition
begun? Answers to this question ranged from an extreme relativism to the
reaffirmed belief that the human mind possessed an innate capacity to reduce
sensations to the grammatical order of modern speech.
The case for extreme relativism was presented in Pierre-Louis Moreau
de Maupertuis’s Réflexions philosophiques sur l’origine des langues (Philosophical
Reflections on the Origin of Languages) ([1748]1768). Though himself a natural
scientist, Maupertuis indicated that even modern science derived from the
evidently arbitrary decision of the primitive inventors of language to decom
pose the world in one way rather than another. In the language of western
science, for example, tree refers to an object of a certain shape and size, not to
contingencies such as the green, brown, or orange color of these objects. A
different initial decision, that for example all trees must be green, would have
led to an entirely different categorization of the world (i, 272–3). All of sci
ence has been determined by these decisions. Hostility to Maupertuis’s thesis
in the French linguistic tradition is hardly surprising (Turgot [1805]1971; see
Formigari 1993: 36–40; Ricken [1984]1994: 111–33). The French tradition gen
erally followed Condillac in holding that the French language, above all, had
imposed an exemplary rational order on the manifold of experience. While
this order did not necessarily map out any outward reality, the rationality of
this order would not be haphazard in what Condillac called a “well-formed”
language (1982: 400).
According to Gabriel Girard in Les vrais principes de la langue françoise (The
True Principles of the French Language) ([1747]1982), the superior rationality of
French derived from its particular origin. Girard claimed to be the first writer
to have divided languages into distinct types (p. 23). French exemplified the
class of “analogic” languages which follow “l’ordre naturel … des idées”
(p. 24). He denied that French could have had the same origin as Latin, which
was a “transpositive” language shaped by the impulses of the imagination
rather than the order of nature. While the mixture of tongues had produced
what Girard called “amphilogical” languages, the presence of the definite arti
cle in analogic languages, along with the lack of the cases typical of transpos
itive languages, indicated the quite different procedures of those who first
named the world. The first speakers of analogic languages initially noticed
the being of things in general, as signified by the definite article. French orig
inated with some word like le (‘the’), a word for ‘being’ later attached to spe
cific objects, whereas the creators of transpositive languages began by naming
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these objects alone. Girard’s insistence that the recognition of ‘being’ in gen
eral was the first step towards any truly rational language, is only one indi
cation of an Aristotelian conservatism that also led him to deny that words
themselves played any constitutive role in the creation of rational thought.
Words mirrored, rather than influenced, different modes of understanding.
The free-thinking philosophe Denis Diderot was, not surprisingly, more
sympathetic to the more radical implications of Condillac’s thesis. Diderot’s
Lettre sur les sourds et muets (Letter on the Deaf and the Mute) ([1751]2010) is a
remarkably complex and suggestive discussion of the formative impact of
language on thought, though he too wished to maintain that French recorded
the ‘natural order of ideas.’ Diderot proposed that there are different ways of
understanding this natural order. If we think of the order in which languages
must have been created, then adjectives must come before nouns, for nouns
(which are all general) could only have been named after the decomposition
and abstraction of the qualities that constitute individual objects. Alterna
tively, we might consider how deaf and mute people communicate, though
it would be difficult in these cases to distinguish between what is ‘natural’
and what they have learned from surrounding conventions. While both these
methods are revealing, it is best to begin with the insight that all languages
impose a particular structure on thought, which Diderot compared to a well
or badly organized library of sensations. Like no other language, French has
reduced this library to an order that, like the great Encyclopédie he edited, ren
dered thinking orderly and systematic ([1751]2010: 222–4).
For all their differences, Girard and Diderot display common characteris
tics of French linguistic thought in the wake of Locke and Condillac. First,
both think of the sentence, not the word, as the significant unit of language,
insisting that every grammatical unit of a sentence is meaningful only in the
context of a proposition that may be either well or badly organized. Second,
although Girard and Diderot were less inclined than Rousseau to lament the
cold rationality of French civilization, they did agree with their iconoclastic
contemporary that the precision of French had come at the expense of the
passionate capabilities of less rational tongues. Above all, Girard and Diderot
were thorough empiricists who denied that language and thought were
influenced by anything but sensory information. As we have considered, this
empiricist model of mind exemplified by Locke increasingly led philosophers
of language into the paradoxes identified in Rousseau’s Discourse ([1755]1985).
Short of reviving a theory of divine origins, or postulating like Monboddo
that language was invented by a philosophical academy, later writers saw the
need to reassert some innate capacity of the human mind to form language.
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Conclusion
Although the debate traced briefly in this chapter is diverse, complex, and con
tradictory, all the theories that we have considered find a common source in
John Locke’s Essay concerning Human Understanding. Locke’s Essay is perhaps
best approached as a radical and richly suggestive experiment. His professed
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