UNIT-IV BRANCH AND BOUND

Introduction:
Branch and Bound refers to all state space search methods in which all children of the E-
Node are generated before any other live node becomes the E-Node.
Branch and Bound is the generalization of both graph search strategies, BFS and D-search.
 A BFS like state space search is called as FIFO (First in first out) search as the list of
live nodes in a first in first out.
 A D-search like state space search is called as LIFO (last in first out) search as the list of
live nodes in a last in first out list.
Live node is a node that has been generated but whose children have not yet been generated.
E-node is a live node whose children are currently being explored. In other words, an E-node is
a node currently being expanded.
Dead node is a generated anode that is not be expanded or explored any further. All children of a
dead node have already been expanded.
Here we will use 3 types of search strategies:
1. FIFO (First In First Out)
2. LIFO (Last In First Out)
3. LC (Least Cost) Search
FIFO Branch and Bound Search:
For this we will use a data structure called Queue. Initially Queue is empty.

Example:

Assume the node 12 is an answer node (solution)

In FIFO search, first we will take E-node as a node 1.
Next we generate the children of node 1. We will place all these live nodes in a queue.

Now we will delete an element from queue, i.e. node 2, next generate children of node 2
and place in this queue.

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 UNIT-IV BRANCH AND BOUND

Next, delete an element from queue and take it as E-node, generate the children of node
3, 7, 8 are children of 3 and these live nodes are killed by bounding functions. So we will not
include in the queue.

Again delete an element an from queue. Take it as E-node, generate the children of 4.
Node 9 is generated and killed by boundary function.

Next, delete an element from queue. Generate children of nodes 5, i.e., nodes 10 and 11
are generated and by boundary function, last node in queue is 6. The child of node 6 is 12 and it
satisfies the conditions of the problem, which is the answer node, so search terminates.
LIFO Branch and Bound Search
For this we will use a data structure called stack. Initially stack is empty.
Example:

Generate children of node 1 and place these live nodes into stack.

Remove element from stack and generate the children of it, place those nodes into stack.
2 is removed from stack. The children of 2 are 5, 6. The content of stack is,

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Again remove an element from stack, i.,e node 5 is removed and nodes generated by 5
are 10, 11 which are killed by bounded function, so we will not place 10, 11 into stack.

Delete an element from stack, i.,e node 6. Generate child of node 6, i.,e 12, which is the
answer node, so search process terminates.
LC (Least Cost) Branch and Bound Search
In both FIFO and LIFO Branch and Bound the selection rules for the next E-node in rigid
and blind. The selection rule for the next E-node does not give any preferences to a node that has
a very good chance of getting the search to an answer node quickly.
In this we will use ranking function or cost function. We generate the children of E-node, among
these live nodes; we select a node which has minimum cost. By using ranking function we will
calculate the cost of each node.

Initially we will take node 1 as E-node. Generate children of node 1, the children are 2, 3,
4. By using ranking function we will calculate the cost of 2, 3, 4 nodes is ĉ =2, ĉ =3, ĉ =4
respectively. Now we will select a node which has minimum cost i.,e node 2. For node 2, the
children are 5, 6. Between 5 and 6 we will select the node 6 since its cost minimum. Generate
children of node 6 i.,e 12 and 13. We will select node 12 since its cost (ĉ =1) is minimum. More
over 12 is the answer node. So, we terminate search process.
Control Abstraction for LC-search
Let t be a state space tree and c() a cost function for the nodes in t. If x is a node in t, then
c(x) is the minimum cost of any answer node in the sub tree with root x. Thus, c(t) is the cost of a
minimum-cost answer node in t.
LC search uses ĉ to find an answer node. The algorithm uses two functions

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 UNIT-IV BRANCH AND BOUND

1. Least-cost()
2. Add_node().
Least-cost() finds a live node with least c(). This node is deleted from the list of live nodes and
returned.
Add_node() to delete and add a live node from or to the list of live nodes.
Add_node(x)adds the new live node x to the list of live nodes. The list of live nodes be
implemented as a min-heap.

BOUNDING
 A branch and bound method searches a state space tree using any search mechanism in
which all the children of the E-node are generated before another node becomes the E-
node.
 A good bounding helps to prune (reduce) efficiently the tree, leading to a faster
exploration of the solution space. Each time a new answer node is found, the value of
upper can be updated.
 Branch and bound algorithms are used for optimization problem where we deal directly
only with minimization problems. A maximization problem is easily converted to a
minimization problem by changing the sign of the objective function.

APPLICATION: 0/1 KNAPSACK PROBLEM (LCBB)

There are n objects given and capacity of knapsack is M. Select some objects to fill the
knapsack in such a way that it should not exceed the capacity of Knapsack and maximum profit
can be earned. The Knapsack problem is maximization problem. It means we will always seek
for maximum p1x1 (where p1 represents profit of object x1).
A branch bound technique is used to find solution to the knapsack problem. But we
cannot directly apply the branch and bound technique to the knapsack problem. Because the
branch bound deals only the minimization problems. We modify the knapsack problem to the
minimization problem. The modifies problem is,

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 UNIT-IV BRANCH AND BOUND

Algorithm: KNAPSACK PROBLEM

Example: Consider the instance M=15, n=4, (p1, p2, p3, p4) = 10, 10, 12, 18 and (w1, w2, w3,
w4)=(2, 4, 6, 9).
Solution: knapsack problem can be solved by using branch and bound technique. In this problem
we will calculate lower bound and upper bound for each node.
Arrange the item profits and weights with respect of profit by weight ratio. After that,
place the first item in the knapsack. Remaining weight of knapsack is 15-2=13. Place next item
w2 in knapsack and the remaining weight of knapsack is 13-4=9. Place next item w3, in knapsack
then the remaining weight of knapsack is 9-6=3. No fraction are allowed in calculation of upper
bound so w4, cannot be placed in knapsack.
Profit= p1+p2+ p3,=10+10+12
So, Upper bound=32
To calculate Lower bound we can place w4 in knapsack since fractions are allowed in
calculation of lower bound.
Lower bound=10+10+12+ (3/9*18)=32+6=38
Knapsack is maximization problem but branch bound technique is applicable for only
minimization problems. In order to convert maximization problem into minimization problem we
have to take negative sign for upper bound and lower bound.
Therefore, upper bound (U) =-32
Lower bound (L)=-38
We choose the path, which has minimized difference of upper bound and lower bound. If
the difference is equal then we choose the path by comparing upper bounds and we discard node
with maximum upper bound.
Now we will calculate upper bound and lower bound for nodes 2, 3

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For node 2, x1=1, means we should place first item in the knapsack.
U=10+10+12=32, make it as -32
L=10+10+12+ (3/9*18) = 32+6=38, we make it as -38
For node 3, x1=0, means we should not place first item in the knapsack.
U=10+12=22, make it as -22
L=10+12+ (5/9*18) = 10+12+10=32, we make it as -32

Next we will calculate difference of upper bound and lower bound for nodes 2, 3
For node 2, U-L=-32+38=6
For node 3, U-L=-22+32=10
Choose node 2, since it has minimum difference value of 6.

Now we will calculate lower bound and upper bound of node 4 and 5. Calculate difference of
lower and upper bound of nodes 4 and 5.
For node 4, U-L=-32+38=6
For node 5, U-L=-22+36=14
Choose node 4, since it has minimum difference value of 6

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Now we will calculate lower bound and upper bound of node 6 and 7. Calculate difference of
lower and upper bound of nodes 6 and 7.
For node 6, U-L=-32+38=6
For node 7, U-L=-38+38=0
Choose node 7, since it has minimum difference value of 0.

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Now we will calculate lower bound and upper bound of node 8 and 9. Calculate difference of
lower and upper bound of nodes 8 and 9.
For node 8, U-L=-38+38=0
For node 9, U-L=-20+20=0
Here, the difference is same, so compare upper bounds of nodes 8 and 9. Discard the
node, which has maximum upper bound. Choose node 8, discard node 9 since, it has maximum
upper bound.
Consider the path from 12478
X1=1
X2=1
X3=0
X4=1
The solution for 0/1 knapsack problem is ( x1, x2, x3, x4)=(1, 1, 0, 1)
Maximum profit is:
∑pixi=10*1+10*1+12*0+18*1
10+10+18=38.

FIFO Branch-and-Bound Solution

Now, let us trace through the FIFOBB algorithm using the same knapsack instance as in
above Example. Initially the root node, node 1 of following Figure, is the E-node and the queue
of live nodes is empty. Since this is not a solution node, upper is initialized to u(l) = -32. We
assume the children of a node are generated left to right. Nodes 2 and 3 are generated and added
to the queue (in that order). The value of upper remains unchanged. Node 2 becomes the next E-
node. Its children, nodes 4 and 5, are generated and added to the queue.
Node 3, the next-node, is expanded. Its children nodes are generated; Node 6 gets added
to the queue. Node 7 is immediately killed as L (7) > upper. Node 4 is expanded next. Nodes 8
and 9 are generated and added to the queue. Then Upper is updated to u(9) = -38, Nodes 5 and 6
are the next two nodes to become B-nodes. Neither is expanded as for each, L > upper. Node 8 is
the next E-node. Nodes 10 and 11 are generated; Node 10 is infeasible and so killed. Node 11
has L (11) > upper and so is also killed. Node 9 is expanded next.
When node 12 is generated, 'Upper and ans are updated to -38 and 12 respectively. Node
12 joins the queue of live nodes. Node 13 is killed before it can get onto the queue of live nodes
as L (13) > upper. The only remaining live node is node 12. It has no children and the search
terminates. The value of upper and the path from node 12 to the root is output. So solution is
X1=1, X2=1, X3=0, X4=1.

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 UNIT-IV BRANCH AND BOUND

APPLICATON: TRAVELLING SALES PERSON PROBLEM

Let G = (V', E) be a directed graph defining an instance of the traveling salesperson
problem. Let Cij equal the cost of edge (i, j), Cij = ∞ if (i, j) != E, and let IVI = n, without loss of
generality, we can assume that every tour starts and ends at vertex 1.

Procedure for solving travelling sales person problem

1. Reduce the given cost matrix. A matrix is reduced if every row and column is reduced. This
can be done as follows:
Row Reduction:
a) Take the minimum element from first row, subtract it from all elements of first row, next
take minimum element from the second row and subtract it from second row. Similarly
apply the same procedure for all rows.
b) Find the sum of elements, which were subtracted from rows.
c) Apply column reductions for the matrix obtained after row reduction.
Column Reduction:
d) Take the minimum element from first column, subtract it from all elements of first
column, next take minimum element from the second column and subtract it from second
column. Similarly apply the same procedure for all columns.
e) Find the sum of elements, which were subtracted from columns.
f) Obtain the cumulative sum of row wise reduction and column wise reduction.
Cumulative reduced sum=Row wise reduction sum + Column wise reduction
sum.

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Associate the cumulative reduced sum to the starting state as lower bound and α as upper
bound.

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2. Calculate the reduced cost matrix for every node.

a) If path (i,j) is considered then change all entries in row i and column j of A to α.
b) Set A(j,1) to α.
c) Apply row reduction and column reduction except for rows and columns containing
only α. Let r is the total amount subtracted to reduce the matrix.
d) Find ĉ(S)= ĉ(R)+A(i,j)+r.
Repeat step 2 until all nodes are
visited.
Example: Find the LC branch and bound solution for the travelling sales person problem whose
cost matrix is as follows.
∞ 20 30 10 11
15 ∞ 16 4 2
The cost matrix is 3 5 ∞ 2 4
19 6 18 ∞ 3
16 4 7 16 ∞

Step 1: Find the reduced cost matrix

Apply now reduction method:

Deduct 10 (which is the minimum) from all values in the 1st row.
Deduct 2 (which is the minimum) from all values in the 2nd row.
Deduct 2 (which is the minimum) from all values in the 3rd t row.
Deduct 3 (which is the minimum) from all values in the 4th row.
Deduct 4 (which is the minimum) from all values in the 5th row.
∞ 10 20 0 1
13 ∞ 14 2 0
The resulting row wise reduced cost matrix = 1 3 ∞ 0 2
16 3 15 ∞ 0
12 0 3 12 ∞
Row wise reduction sum = 10+2+2+3+4=21.
Now apply column reduction for the above matrix:
Deduct 1 (which is the minimum) from all values in the 1st column.
Deduct 3 (which is the minimum) from all values in the 2nd column.
∞ 10 17 0 1
12 ∞ 11 2 0
The resulting column wise reduced cost matrix (A) = 0 3 ∞ 0 2
15 3 12 ∞ 0
11 0 3 12 ∞
Column wise reduction sum = 1+0+3+0+0=4.
Cumulative reduced sum = row wise reduction + column wise reduction sum.
=21+ 4 =25.
This is the cost of a root i.e. node 1, because this is the initially reduced cost matrix.
The lower bound for node is 25 and upper bound is ∞.
Starting from node 1, we can next visit 2, 3, 4 and 5 vertices. So, consider to explore the paths (1,
2), (1,3), (1, 4), (1,5).
The tree organization up to this as follows;
Variable i indicate the next node to visit.

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Step 2:
Now consider the path (1, 2)
Change all entries of row 1 and column 2 of A to ∞ and also set A (2, 1) to ∞.
∞ ∞ ∞ ∞ ∞
∞ ∞ 11 2 0
0 ∞ ∞ 0 2
15 ∞ 12 ∞ 0
11 ∞ 0 12 ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞. Then the resultant matrix is

Row reduction sum = 0 + 0 + 0 + 0 = 0

Column reduction sum = 0 + 0 + 0 + 0= 0
Cumulative reduction(r) = 0 + 0=0
Therefore, as ĉ(S)= ĉ(R)+A(1,2)+r  ĉ(S)= 25 + 10 + 0 = 35.
Now consider the path (1, 3)
Change all entries of row 1 and column 3 of A to ∞ and also set A (3, 1) to ∞.
∞ ∞ ∞ ∞ ∞
12 ∞ ∞ 2 0
∞ 3 ∞ 0 2
15 3 ∞ ∞ 0
11 0 ∞ 12 ∞

Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
1 ∞ ∞ 2 0
Then the resultant matrix is = ∞ 3 ∞ 0 2
4 3 ∞ ∞ 0
0 0 ∞ 12 ∞

Row reduction sum = 0

Column reduction sum = 11
Cumulative reduction(r) = 0 +11=11
Therefore, as ĉ(S)= ĉ(R)+A(1,3)+r
ĉ(S)= 25 + 17 +11 = 53.

Now consider the path (1, 4)

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Change all entries of row 1 and column 4 of A to ∞ and also set A(4,1) to ∞.
∞ ∞ ∞ ∞ ∞
12 ∞ 11 ∞ 0
0 3 ∞ ∞ 2
∞ 3 12 ∞ 0
11 0 0 ∞ ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
12 ∞ 11 ∞ 0
Then the resultant matrix is = 0 3 ∞ ∞ 2
∞ 3 12 ∞ 0
11 0 0 ∞ ∞
Row reduction sum = 0
Column reduction sum = 0
Cumulative reduction(r) = 0 +0=0
Therefore, as ĉ(S)= ĉ(R)+A(1,4)+r
ĉ(S)= 25 + 0 +0 = 25.
Now Consider the path (1, 5)
Change all entries of row 1 and column 5 of A to ∞ and also set A(5,1) to ∞.
∞ ∞ ∞ ∞ ∞
12 ∞ 11 2 ∞
0 3 ∞ 0 ∞
15 3 12 ∞ ∞
∞ 0 0 12 ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
10 ∞ 9 0 ∞
Then the resultant matrix is = 0 3 ∞ 0 ∞
12 0 9 ∞ ∞
∞ 0 0 12 ∞
Row reduction sum = 5
Column reduction sum = 0
Cumulative reduction(r) = 5 +0=0
Therefore, as ĉ(S)= ĉ(R)+A(1,5)+r

ĉ(S)= 25 + 1 +5 = 31.
The tree organization up to this as follows:

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 UNIT-IV BRANCH AND BOUND

The cost of the between (1, 2) = 35, (1, 3) = 53, ( 1, 4) = 25, (1, 5) = 31. The cost of the
path between (1, 4) is minimum. Hence the matrix obtained for path (1, 4) is considered as
reduced cost matrix.
∞ ∞ ∞ ∞ ∞
12 ∞ 11 ∞ 0
A= 0 3 ∞ ∞ 2
∞ 3 12 ∞ 0
11 0 0 ∞ ∞
The new possible paths are (4, 2), (4, 3) and (4, 5).
Now consider the path (4, 2)
Change all entries of row 4 and column 2 of A to ∞ and also set A(2,1) to ∞.
∞ ∞ ∞ ∞ ∞
∞ ∞ 11 ∞ 0
0 ∞ ∞ ∞ 2
∞ ∞ ∞ ∞ ∞
11 ∞ 0 ∞ ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ 11 ∞ 0
Then the resultant matrix is = 0 ∞ ∞ ∞ 2
∞ ∞ ∞ ∞ ∞
11 ∞ 0 ∞ ∞
Row reduction sum = 0
Column reduction sum = 0
Cumulative reduction(r) = 0 +0=0
Therefore, as ĉ(S)= ĉ(R)+A(4,2)+r
ĉ(S)= 25 + 3 +0 = 28.

Now consider the path (4, 3)

Change all entries of row 4 and column 3 of A to ∞ and also set A(3,1) to ∞.
∞ ∞ ∞ ∞ ∞
12 ∞ ∞ ∞ 0
∞ 3 ∞ ∞ 2
∞ ∞ ∞ ∞ ∞
11 0 ∞ ∞ ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
1 ∞ ∞ ∞ 0
Then the resultant matrix is = ∞ 1 ∞ ∞ 0
∞ ∞ ∞ ∞ ∞
0 0 ∞ ∞ ∞
Row reduction sum = 2
Column reduction sum = 11
Cumulative reduction(r) = 2 +11=13

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Therefore, as ĉ(S)= ĉ(R)+A(4,3)+r

ĉ(S)= 25 + 12 +13 = 50.
.Now consider the path (4, 5)
Change all entries of row 4 and column 5 of A to ∞ and also set A(5,1) to ∞.
∞ ∞ ∞ ∞ ∞
12 ∞ 11 ∞ ∞
0 3 ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
∞ 0 0 ∞ ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
1 ∞ 0 ∞ ∞
Then the resultant matrix is = Row 0 3 ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
∞ 0 0 ∞ ∞
reduction sum =11
Column reduction sum = 0
Cumulative reduction(r) = 11 +0=11
Therefore, as ĉ(S)= ĉ(R)+A(4,5)+r
ĉ(S)= 25 + 0 +11 = 36.
The tree organization up to this as follows:

The cost of the between (4, 2) = 28, (4, 3) = 50, ( 4, 5) = 36. The cost of the path between
(4, 2) is minimum. Hence the matrix obtained for path (4, 2) is considered as reduced cost
matrix.
∞ ∞ ∞ ∞ ∞
∞ ∞ 11 ∞ 0
A= 0 ∞ ∞ ∞ 2
∞ ∞ ∞ ∞ ∞
11 ∞ 0 ∞ ∞
The new possible paths are (2, 3) and (2, 5).

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 UNIT-IV BRANCH AND BOUND

Now Consider the path (2, 3):

Change all entries of row 2 and column 3 of A to ∞ and also set A(3,1) to ∞.
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ 2
∞ ∞ ∞ ∞ ∞
11 ∞ ∞ ∞ ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
Then the resultant matrix is = ∞ ∞ ∞ ∞ 0
∞ ∞ ∞ ∞ ∞
0 ∞ ∞ ∞ ∞
Row reduction sum =13
Column reduction sum = 0
Cumulative reduction(r) = 13 +0=13
Therefore, as ĉ(S)= ĉ(R)+A(2,3)+r
ĉ(S)= 28 + 11 +13 = 52.

Now Consider the path (2, 5):

Change all entries of row 2 and column 5 of A to ∞ and also set A(5,1) to ∞.
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
0 ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ 0 ∞ ∞
Apply row and column reduction for the rows and columns whose rows and column are not
completely ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
Then the resultant matrix is = 0 ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ 0 ∞ ∞
Row reduction sum =0
Column reduction sum = 0
Cumulative reduction(r) = 0 +0=0
Therefore, as ĉ(S)= ĉ(R)+A(2,5)+r  ĉ(S)= 28 + 0 +0 = 28.
The tree organization up to this as follows:

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 UNIT-IV BRANCH AND BOUND

The cost of the between (2, 3) = 52 and (2, 5) = 28. The cost of the path between (2, 5) is
minimum. Hence the matrix obtained for path (2, 5) is considered as reduced cost matrix.
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
A= 0 ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ 0 ∞ ∞
The new possible path is (5, 3).

Now consider the path (5, 3):

Change all entries of row 5 and column 3 of A to ∞ and also set A(3,1) to ∞. Apply row and
column reduction for the rows and columns whose rows and column are not completely ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
Then the resultant matrix is = ∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
∞ ∞ ∞ ∞ ∞
Row reduction sum =0
Column reduction sum = 0
Cumulative reduction(r) = 0 +0=0
Therefore, as ĉ(S)= ĉ(R)+A(5,3)+r
ĉ(S)= 28 + 0 +0 = 28.
The path travelling sales person problem is:
142531:
The minimum cost of the path is: 10+2+6+7+3=28.

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The overall tree organization is as follows:

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