Bcom-Financial Market and Operations

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23104250

QP CODE: 23104250 Reg No : .....................

Name : .....................

B.COM DEGREE (CBCS) REGULAR / IMPROVEMENT / REAPPEARANCE


EXAMINATIONS, JANUARY 2023
Third Semester
Core Course - CO3CRT09 - FINANCIAL MARKETS AND OPERATIONS
(Common to all B.Com Degree Programmes)
For Regular Candidates : 2017 Admission Onwards
For Private Candidates : 2021 Admission Only
2E0C2365
Time: 3 Hours Max. Marks : 80
Instructions to Private candidates only: This question paper contains two sections. Answer SECTION I
questions in the answer-book provided. SECTION II, Internal examination questions must be answered in the
question paper itself. Follow the detailed instructions given under SECTION II

SECTION I
Part A
Answer any ten questions.
Each question carries 2 marks.

1. Write a note on financial services.

2. What do you understand from 'Gilt Edged Security'?

3. Make a brief note on any two money market instruments.

4. What is meant by ASBA?

5. Briefly explain how the issue price is calculated in qualified institutional placement?

6. What do you mean by Secondary Market?

7. What is 'Stop loss' order?

8. What is a Depository?

9. What is Index ETF? Give an example.

10. "The growth of mutual fund investment solely depends on the capabilities of the fund
managers". Evaluate the statement.

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11. What is meant by 'Underlying Asset' of a derivative?

12. What do you understand by 'Stock Index Futures'?


(10×2=20)
Part B
Answer any six questions.
Each question carries 5 marks.

13. Make a note on recent developments in Indian financial system.

14. Critically analyse the role of RBI in Indian money market.

15. Write a note on the role of underwriters in public issue.

16. What are the eligibility norms applicable for stock brokers to get certificate of registration
from SEBI?

17. What is meant by sectoral indices? How is it different from broad market indices?

18. Which are the parties involved in mutual fund schemes? Explain each of them.

19. Write a note on growth funds.

20. State the differences between Forwards and Futures.

21. Make a note on the following:


a) MCX
b) NCDEX
c) ICEX
(6×5=30)
Part C
Answer any two questions.
Each question carries 15 marks.

22. "SEBI is the watchdog of Indian capital market". Comment.

23. Describe various methods of New Issue.

24. Explain the different speculators in the secondary market.

25. Briefly explain the role of Trustees in the Constitution and Mangement of Mututal Funds in
India.
(2×15=30)

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