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12-Audit Finding Report - Operations 2024

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Aman Gupta
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22 views3 pages

12-Audit Finding Report - Operations 2024

Uploaded by

Aman Gupta
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Doc.

No :FOR/AFR/12
Rev. No.: 1.1
AUDIT FINDING REPORT Rev. Dt.: 01.02.2012
Page 1 of 3

AUDIT FINDING REPORT

Process ISMS- Process Audit duration (hours) 3Hours


Department Operations (Banking and Cards, Rendition, VDP, Print Shop, Report date 30.04.2024
Call Centre, MIS)

l
Auditee(s) Mr. Logeswaran V Follow-up audit date -NA

tia
Auditor(s) Mr.Saravanan.R Summary of findings Major =
Minor =
Type of Audit Internal Audit Observation =
Audit preparation 3 hours Time to correct all non- 10

en
time (hours) conformities (working days)
Audit date 30.04.2024

No Description of finding Reason for non- Corrective action Proposed Actual Status ISMS Type *

fid
conformity (if agreed Completion completion 27001
any) date date
No Findings
on
* Type - Major/Minor/Obs (Major NCR / Minor NCR / Observation)
C

Prepared By Approved By

SARAVANAN.R VASANTHAKRISHNAN T Ra
Doc.No :FOR/AFR/12
Rev. No.: 1.1
AUDIT FINDING REPORT Rev. Dt.: 01.02.2012
Page 2 of 3

Documents Verified

SOP’s are aware for all the Operations process.


Resources are adequately trained in the Operations process through the Annual Training Calendar – FOR/TPL/11 for 2019
Regular, Technical, Process –ISO and ISMS & Behavioral Training are Evident.

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tia
VDP printing daily status is monitored.

SLA mail communication is maintained. Incident report is maintained.

Printer’s maintenance report is maintained at VDA section. Camera is monitored real time

en
As per user entitlement form, laptop and access are issued.
Laptop reviewed Antivirus and Details

fid
Virus – Protection
Protective
Network
Verified the NDA and Found Ok.
on
PC used – Avon_CDU_04, Antivirus updated. No files in Desktop.
Clock Synch Evident in both the PC’s – the Time verified was 04.15 Pm
Asset ID : Avon_ Printer_21 is evident and used in Banking department.
NDA is evident for Resource
Weight Machine Calibration is evident verified with Admin team
C

Fire Extinguisher is evident in all the Floors and Refilled date & Expiry dates are evident.

Prepared By Approved By

SARAVANAN.R VASANTHAKRISHNAN T Ra
Doc.No :FOR/AFR/12
Rev. No.: 1.1
AUDIT FINDING REPORT Rev. Dt.: 01.02.2012
Page 3 of 3

Continuous Improvement Points Identified


Project Team Members
Involved
ISF Team members

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tia
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fid
on
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Prepared By Approved By

SARAVANAN.R VASANTHAKRISHNAN T Ra

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