Graphene Synthesis, Fabrication, Characterization Based On Bottom-Up and Top-Down Approaches: An Overview
Graphene Synthesis, Fabrication, Characterization Based On Bottom-Up and Top-Down Approaches: An Overview
Graphene Synthesis, Fabrication, Characterization Based On Bottom-Up and Top-Down Approaches: An Overview
Abstract: This study presents an overview on graphene synthesis, fabrication and different characterization techniques util-
ized in the production. Since its discovery in 2004 by Andre Geim and Kostya Novoselov several research articles have been pub-
lished globally to this effect, owing to graphene’s extraordinary, and exclusive characteristics which include optical transpar-
ency, excellent thermal, and mechanical properties. The properties and applications of this two-dimensional carbon crystal com-
posed of single-layered material have created new avenues for the development of high-performance future electronics and
technologies in energy storage and conversion for the sustainable energy. However, despite its potential and current status glob-
ally the difficulty in the production of monolayer graphene sheet still persists. Therefore, this review highlighted two ap-
proaches in the synthesis of graphene, which are the top-down and bottom-up approaches and examined the advantages and
failings of the methods involved. In addition, the prospects and failings of these methods are investigated, as they are essen-
tial in optimizing the production method of graphene vital for expanding the yield, and producing high-quality graphene.
Key words: two-dimensional material; nanomaterial; carbon material; nanostructure
Citation: A L Olatomiwa, T Adam, S C B Gopinath, S Y Kolawole, O H Olayinka, and U Hashim, Graphene synthesis, fabrication,
characterization based on bottom-up and top-down approaches: An overview[J]. J. Semicond., 2022, 43(6), 061101. https://doi.org/
10.1088/1674-4926/43/6/061101
Fig. 1. (Color online) Structures of (a) 3D graphite, (b, c) 2D graphene and its edge, (d, e) graphene oxide, (f) reduced graphene oxide[22].
ducing agent in the reduction of graphene oxide to manufac- reported that graphene was grown on a crystal substrates of
ture graphene on a large scale[14]. Therefore, the report a transition metals and metal carbides by decomposing hydro-
shows that cocos nucifera L. can serve as reducing agent in carbon gases at elevated temperature. In addition, in 1999
the green synthesis of graphene (Kartick et al., 2013). The ther- the physical properties of the edges of graphene were stud-
mogravimetric analysis showed that the graphene produced ied by growing epitaxial nano-sized films with a ribbon struc-
was thermally stable with lower charge density on the ture on a Ni substrate by Oshima et al.[17]. The success was
graphene surface. It was also determined that phytoextracts few and far between during this period not until 2004 when
have the potential to reduce graphene oxide in an environ- Novoselov et al. was credited to have discovered graphene
mentally friendly process with potentials in diverse areas like through Mechanical Exfoliation of graphite[18, 19].
biomedical applications (Lee & Kim, 2013). Furthermore, the study on graphene synthesis has grown
Besides, the preparation of graphene at the macroscale since the early studies of graphene on Pt substrates; this is be-
by liquid phase exfoliation to form a graphene oxide (GO) cause it is believed that it can herald the development of
halfway, which is followed by reduction to maintain the next generation electronics and technologies owing to its ex-
graphene structure (RGO). Nevertheless, it was determined traordinary properties[20]. Therefore, its application in novel
that the composition of poor dispersion, sheet defects restack- electronic devices demands high quality large-area single
ing and multilayer thickness could limit the complete realiza- graphene, which can be maneuvered to create complex appli-
tion of the high surface area and electronic properties of ances homogenized into silicon device flows[21]. Moreover,
graphene[9]. Therefore, this overview discussed chemical and the graphene synthesized by mechanical exfoliation from
green methods with their applications on nanomaterials, bio- highly ordered pyrolytic graphite, is recognized as the
materials, and polymers. The advantages and limitations of graphene with the finest electronic properties and highest
these techniques in producing safe, high quality and cost-ef- quality but for large-production, the fabrication method is re-
fective monolayer graphene in large scale with these tech- quired and optimized to synthesize size wafer scale graphene
niques are discussed. (Novoselov et al., 2004). The structures of the different forms
of graphene are illustrated in Fig. 1[22]. However, herein, the re-
2. Production of graphene cent progress in the large-scale production of graphene via
Synthesis of graphene is the process of contingent on the top-down approaches, which include reduction and exfoli-
the preferred purity, size and crystallinity of the individual ation methods and bottom-up approach, which include CVD
by-product. Interestingly, the synthesis of graphite was repor- and epitaxial growth etc., are discussed and both compared
ted in 1975 when Lang showed the formation of single- with green approach in the synthesis of graphene.
and multi-layered graphite by thermal decomposition of However, to circumvent the production of undesirable
carbon crystal on platinum substrates but was not classified and toxic by-product with the adoption of sustainable, depend-
as graphene owing to lack of techniques on characteriza- able and environmental approach. The green synthesis of
tion[15, 16]. graphene is backed to aid several biological materials like
The challenge was the inability to identify the applica- phytoextracts, algae, fungi and bacteria[23]. The plants ex-
tions of the by-product and the properties of the layers pro- tracts is an easy and facile process for mass-production of
duced on the crystal planes of platinum were not uniform, graphene and can also prevent the sizeable aggregation.
this prevented a thorough study on the material in the early Therefore, the green synthesized RGO is highly soluble in wa-
days. However, after a long while, in 1997 respectively, it was ter and suitable for practical application[9].
Fig. 2. (Color online) Top-down and bottom-up approaches for synthesis of graphene[23].
Fig. 3. Schematic diagram of the soluble salt assisted (Na2SO4) wet ball milling approach for synthesis of graphene nanosheet powder[36].
Fig. 4. (Color online) (a) Pure graphene. (b) Dry ice. (c) Edge-carboxylated graphite prepared by ball milling for 48 h. (d) Schematic view of physic-
al cracking and edge-carboxylation of graphite by ball milling in the presence of dry ice, and protonation[38].
Fig. 5. (Color online) Schematic view: preparation of graphene oxide in laboratory designed ball mill[40].
ergy dry planetary ball milling approach without the use of from graphite (Figs. 3–5). It was discovered that the degree of
catalyst or toxic chemicals as schematized in Fig. 5. Here, the oxidation increased as the milling time increases. In addition,
specific surface area of the resulting GO samples increased the effects of the oxidation were examined based on the grind-
(188.25 m2/g) as the milling time of the FEED enhances[40]. ing time intervals (6, 12, 18, 24, 30 h) in this approach and
The sample obtained after 16 h of milling showed better the obtained samples in the ball milling are compared with
level of oxidation, time and energy usage factors. Hence, as the outcome of the Hummers methods. Hence, the sample
the milling time increases the amount of oxygen increased showed better dispersion and a darker color after 18 h of
without changing the structure of the lattice. milling which is due to removal of functional groups like
In addition, Casallas Caicedo et al. reported the oxida- carboxyl, hydroxyl and epoxy[41]. Here, the sample obtained
tion of graphite by the ball-milling method with the aid of po- after 16 h of milling is considered the best sample in terms of
tassium perchlorate and purified water to exfoliate graphene the level of oxidation, duration and energy usage factors are
Ultrasonic probe
Specimen container
Shock waves
Dispersant solvent
Cold water
GNPs agglomerates
Cavitation bubbles
Sonication bath
Hot spots
Thin GNPs
Fig. 6. (Color online) Schematic view of tip sonication processing with parameters that influence graphene nanoplatelets dispersion in a liquid me-
dium with obtained phenomena. (a) Fragmentation. (b) Exfoliation. (c) Defect[46].
examined. Finally, the attractions of the ball milling tech- graphite) to determine the disorders in graphene structures.
nique are its ability to produce low-cost and high-quality However, during the dispersion or exfoliation stages, stacked
graphene. It is an effective tool in functionalizing graphene 2D graphene is prone to significant damage, which results in
and indulge effective exfoliation. However, the long pro- amorphous carbon production and a low aspect ratio of
cessing time has greatly contributed to the reduction in the graphene particles, making it unsuitable for reinforcing. Fig. 6
yield of graphene synthesis. shows a schematic diagram of GNP tip sonication in a dispers-
2.4. Sonication ing solvent (ethanol) utilizing a high-performance horn sonicat-
or[46, 47]. In addition, as the sonication time and amplitude in-
Sonication-assisted liquid-phase exfoliation is an effi-
crease the more graphene nanoplatelets were produced due
cient method, which can synthesize mass production of high-
to increasing effect of the shearing force.
quality single- or few-layer graphene[42]. However, sonication
Krishnamoorthy and his group also reported a simple
is of two types bath sonication and tip sonication. Hence,
sonochemical method of the reduction of graphene oxide in-
they are used singly or concurrently to synthesize single- or
to graphene nanosheets in a small reaction time. However,
few-layer graphene. However, the low efficiency and low en-
graphene oxide was reduced to graphene nanosheets, which
ergy input associated with bath sonication has made it not
resulted in the agglomeration of graphene oxide, which inhib-
suitable for large-scale production of graphene. In contrast, re-
its the efficiency of reduction; thereby the removal of oxygen-
search shows that high-power tip sonication method is an effi-
ated functional group was not entirely realized. Hence, ultra-
cient or rather by combining shear mixing can scale-up
sonication is used to exfoliate graphitic oxide into graphene
graphene production in a short time though may cause break-
oxide, as indicated in Figs. 7 and 8[48]. In summary, the effi-
down in the structure of the graphene. There are three
ciency of the exfoliated graphene nanosheets relies on the son-
phases associated with liquid-phase exfoliation which in-
ication time, temperature, liquid medium and the power of
clude dispersion of graphite in a solvent, exfoliating graphite
the sonication. Scientists to ensure the graphene solution is
and purification[43]. Coleman et al. first investigated this meth-
stable by improving on the dispersion in the graphene sheets
od (liquid phase exfoliation) using a bath sonicator to sonic-
have used surfactants. Hence, so far, the downside of this tech-
ate graphite in an organic solvent. Sonication occurs be-
nique is low yield, poor dispersion, high-energy consump-
cause of gap (small sized bubbles) in pressure fluctuations,
tion and the use costly layer[49].
which acts on the bulk material to create exfoliation[44, 45].
Baig et al. investigated tip sonication effects on the character- 2.5. Electrochemical exfoliation
istics of structural qualities of graphene nanoplatelets by modi- Electrochemical method is increasingly gaining attention
fying the sonication time and individual energy time at three in the production of graphene. It is different from wet chemic-
distinct amplitudes (60%, 80%, and 100%). In their work, al exfoliation method, as it does not require the use of harm-
graphene nanoparticles were characterized with the aid of Ra- ful oxidants[50]. However, a fixed potential applied on a
man spectroscopy (highly sensitive in detecting defects in stacked graphitic material force the ions to intercalate into
Fig. 9. (Color online) Image of graphite flakes after electrochemical exfoliation. (b) Dispersed EG in DMF solution (concentration 2.5 mg/mL). (c)
EG size on a bulk scale (163 g). (d) Diagrammatic representation of the principle of electrochemical exfoliation[53].
Fig. 12. (Color online) The graph of the sheet resistance versus the trans-
Fig. 11. (Color online) (a) Roll-to-roll process for the transfer of FLG mittance of the FLG/EVA/PET samples[76].
from Ni foil to EVA/PET metal surface[76].
graphene created. al vapor deposition on Cu foil Fig.13. The results show that
Al-Hilfi et al.[81] hypothetically examined, from both a ther- an atmospheric approach can annihilate the difficulties re-
modynamic and a Kinetic viewpoint, the process of CVD lated with low-pressure CVD process while enabling the devel-
growth on Cu–Ni surfaces. In their work, two temperature opment of this innovation to the roll-roll industrial scale
was considered in the gas phase, below 800 °C and beyond graphene generation[84]. Thus, the incombustible nature of
800 °C. Earlier in 2006, Somani likewise researched the synthes- the low concentrations of the mixed flow of stock gases (H2
is of planar few layer graphene (PFLG) films where a cam- and CH4) as the methane source of the atmospheric CVD is
phor pyrolysis on Ni foil[82]. Despite the success recorded in an advantage over the low-pressure CVD method. In this
reducing the layers of the graphene the drawbacks are the in- work, a 40” monolayer graphene with graphene areas mostly
ability to achieve a monolayer graphene. Furthermore, the larger than 100 μm was effectively accomplished.
method of deposition of PFLG on Ni foils utilized in this work Despite the significant progress with the CVD method to
is not appropriate for the fabrication of electronic devices like grow graphene on the transition metal surface to produce
FET. graphene with high quality, fine grained and better hardness
Lee and his group[83] successfully synthesized graphene over other coating methods, a portion of the under recorded
sheets larger than 100 nm2 in an area realized at a plasma-en- difficulties endures. The gaseous by-product of the process is
hanced (PE)-CVD condition. Multi-wall carbon nanotubes (MW- for the most part destructive. This is on the grounds that the
CNTs) were taken for a ball milling process to produce precursor gases used are highly volatile for it to react with
graphene nanopowders. Consequently, the graphene nano- the metal surface, yet it should not be too volatile to trans-
powders are used as the precursor of the PE-CVD process. port them to the reaction chamber[85]. It additionally requires
HRTEM pictures of MWNTs before and after mechanical high temperature in this manner making it an ineffective meth-
milling for varied periods of time are shown in Fig. 12. The od. Thus, the inclusion of plasma in the CVD operation in the
characterization by electron and diffraction, high-resolution production of wafer-sized monolayer graphene films can be ac-
microscopy indicates the presence of high-quality pure mono- complished at lower temperature[86]. In this way, the creation
layer graphene sheets. of graphene with large and uniform grain size with con-
Vlassiouk et al. examined that large-scale high-quality syn- trolled thickness is fundamental in diverse applications in elec-
thesis can be executed utilizing atmospheric pressure chemic- tronics Table 1.
100
80 (b)
Fig. 14. (Color online) Image of powder and the aqueous dispersion of
60
(a)
40
Fig. 18. (Color online) Schematic view of the oxygen functionalities in GO and RGO [108].
Table 2. Different strategies on green synthesis of graphene.
Source Preparation Morphology Advantage Properties Application Ref.
RGO was prepared
Low cost, facile, Sharp diffraction
from graphite Stabilized
citrullus colocynthis green method for peak [110]
powder using the reduced graphene Anticancer drugs
(leaf extract) deoxygenation of increase in interlayer (2017)
modified sheets
GO. spacing of GO
hummers method
Graphite oxide was
SEM and TEM
prepared by
images showed
oxidation of
transparent and Environmentally
graphite with a
c. nucifera (cocos stable layers friendly Low surface charge [111]
mixture of sodium Biological materials
nucifera l.) towards electron non-toxic reducing density (2013)
nitrate,
beam. AFM showed agent
concentrated
the bi-layer
ssulfuric acid and
graphene.
potassium chlorate
Graphene oxide was Increase in
Plants extracts
prepared using the hydrophilicity which
(cherry, platanus,
modified hummers Reduced graphene Environmentally was caused by the Biomedical [110]
magnolia,
method, which was oxide friendly reduction in polar applications (2013)
persimmon, maple,
followed by functionality on the
pine and ginkgo).
ultrasonication. surface of the layers
Improved hummers
method was used to
oxidize graphite for
the synthesis of
Presence of several
graphite oxide and
oxygen containing
followed by Single or few layer Facile and green Biological and [109]
Pomegranate juice group in the
reduction of as- graphene sheets method optoelectronics. (2014)
presence of
produced graphene
graphene oxide
oxide by
pomegranate juice
to form graphene
nanosheets
Single layered Low cost, green and
Modified hummers Removal of oxygen [111]
Ascorbic acid graphene is 1 nm efficient method, Water purification
method functional group (2017)
thick. naturally available
Environmentally
friendly reduction
Modified hummers Partial removal of [112]
Wild carrot root Few layers graphene method, cost Electronic devices
method oxygen functionality (2012)
effectiveness, simple
approach
The oxidization of
graphite using The high intensity of
hummers method to the main peak in GO
form GO and then Low cost, shows a sizeable
Lime juice (citrus Reduced graphene [113]
the graphene oxide environmentally number of oxygen Biological materials
aurantifolia) oxide (2019)
was reduced where benign method containing groups,
lime was used as the which occur after
natural reducing the deposition.
agents
Biocompatible,
Mango leaves was
Environmentally photostable, Biomedical
cut down into tiny [114]
magnifera indica Few layers graphene friendly, scalable, far excellent cellular nanotechnology
pieces (1–2 cm) and (2016)
and green method. uptake, good applications
dipped in ethanol
resolution
that graphene was all the more thermally stable when com- 3. Conclusions and perspective
pared with graphite oxide. The schematic diagram of the ther-
mogravimetric study of graphite oxide and graphene in a nitro- The carbon material ‘graphene’ has gained significance
gen atmosphere is shown in Fig. 15. Thus, the graphene pro- in the field of micromanufacturing, nanomaterials, biomedic-
duced through this method gives incredible significance to dif- al, and composite materials owing to its high surface area
ferent applications mostly in bioelectrical materials. thermal, electronic and physical properties. Be that as it
The deoxygenation of GO by means of C. Colocynthis may, the mass production of graphene for its wide range of
leaf extract polyphenols as a reducing agent was presented applications rely on the production techniques and attracted
by Zhu et al.[106, 107]. The change in the color of the suspen- with significant attention recently. Therefore, optimizing the
sion from brown to black in their study indicates successful re- production method is vital for expanding the yield, produ-
moval of oxygen from GO. The different imaging techniques cing high quality graphene and most importantly adopting
employed (Raman spectra, XRD and XPS data) affirmed the ef- facile, cost-effective and environmentally benign method is
fective deoxygenation of GO. The plant extracts played an im- the way forward. Hence, future study should be fixed on work-
portant role to stabilize and prevent the aggregation of re- ing with the measure of yield, biocompatibility as the use of
duced graphene oxide nanosheets. In addition, the cytotox- poisonous chemicals, high energy, pressure and poor trans-
icity tests confirmed that synthesized RGO can be used as anti- fer process in chemical approaches that have contributed
cancer agent and cytotoxicity does not rely on the dose. significantly to high-cost of production, poor yield and imper-
Henceforth, the method revealed the commercial produc- fections in the obtained graphene. All things being equal,
tion of RGO in an environmentally friendly approach using the headway of novel methods and green sources is essen-
plant extracts Fig. 16. tial for synthesis of graphene materials in electronics, nanoma-
Besides, De Silva et al.[108] studied the production of terials and biomaterials. The production creation methods
graphene oxide by oxidizing natural graphite and ascorbic and carbon sources are important in determining the size,
acid. The outcome demonstrates the graphite was success- morphology and optical characteristics of the obtained ma-
fully oxidized to vastly oxygenated and exfoliated layers. The terial. In a nutshell, despite myriads of research on the pro-
different characterization techniques (AFM, XPS) employed in duction of graphene since its discovery, none of the ap-
this study shows the presence of residual oxygen functionalit- proaches fully satisfy its production on an industrial scale.
ies. Nonetheless, XRD results show an absolute removal of This overview provided a comparative study as well as pos-
the GO peak after 50 min[123]. The types of oxygen functionalit- sible applications of graphene and discussed the potential
ies existing in the GO and RGO is schematized in Fig. 17 be- methods.
low. In synopsis, this study provides a green, savvy and scal-
able way in the synthesis of quality graphene from natural gra-
phite with ascorbic acid Tables 2 and 3. Furthermore,
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ging and intracellular nanothermometry. ACS Sustain Chem Nano Electronic Engineering, Universiti Malay-
Eng, 2017, 5, 1382 sia Perlis in 2015. His research focuses on nano-
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