Ultraprocessed Food Consumption and Risk of Overweight and Obesity
Ultraprocessed Food Consumption and Risk of Overweight and Obesity
Ultraprocessed Food Consumption and Risk of Overweight and Obesity
Am J Clin Nutr 2016;104:1433–40. Printed in USA. Ó 2016 American Society for Nutrition 1433
1434 MENDONÇA ET AL.
and adults (7, 8). A study of children aged 3–8 y in a low-income consumption were measured in 9 categories (ranging from never or
community in Brazil showed that ultraprocessed food con- almost never to .6 servings/d), and the FFQ included a typical
sumption was an important predictor of the increase in total portion size for each item. Daily food consumption was estimated by
cholesterol and LDL cholesterol (9). On the other hand, a study multiplying the portion size by the consumption frequency for each
with data from the 2008–2012 United Kingdom National Diet food item.
and Nutrition Survey showed no association between ultra- The foods were classified according to NOVA (2) based on the
processed food consumption and body weight. However, diets extent and purpose of applied food processing. There are 4
with smaller quantities of ultraprocessed foods have better nu- groups in this classification scheme. The first group includes
tritional quality (10). foods that are fresh or processed in ways that did not add sub-
Studies have shown an association between specific types of stances such as salt, sugar, oils, or fats and infrequently contain
ultraprocessed foods, such as soft drinks, and being overweight or additives. Processes used are aimed to extend life, allow storage
obese. However, no prospective cohort study to our knowledge for long use, and facilitate or diversify preparation (freezing,
has been performed to evaluate the association between all drying, and pasteurization). Examples are fruits and vegetables,
ultraprocessed foods as a group and the incidence of overweight grains (cereals), flours, nuts and seeds, fresh and pasteurized
and obesity in adults. Therefore, in this study (NCT02669602), milk, natural yogurt with no added sugar or artificial sweeteners,
we evaluated the association of ultraprocessed food consumption meat and fish, tea, coffee, drinking water, spices, and herbs. The
with the incidence of overweight and obesity in a Mediterranean second group contains processed culinary ingredients. These are
cohort with a prolonged follow-up. substances obtained from the first group or from nature and may
contain additives to preserve the original properties. Examples
are salt, sugar, honey, vegetable oils, butter, lard, and vinegar.
METHODS The third group is processed food made with the addition of
substances such as salt, sugar, or oil and the use of processes
Study population
such as smoking, curing, or fermentation. Examples are canned
The SUN (University of Navarra Follow-Up) Project is a dy- or bottled vegetables and legumes, fruits in syrup, canned fish,
namic and multipurpose prospective cohort study with perma- cheeses, freshly made bread, and salted or sugared nuts and
nently open recruitment conducted in Spain among university seeds. The fourth group is ultraprocessed food and drink prod-
graduates since December 1999. The participants are followed up ucts that are made predominantly or entirely from industrial
biennially with the use of questionnaires distributed by post or substances and contain little or no whole foods. These products
electronic mail. Details of its design have been published else- are ready to eat, drink, or heat. Examples include carbonated
where (11, 12). drinks, sausages, biscuits (cookies), candy (confectionery), fruit
Up to March 2012, the SUN data set included 21,291 par- yogurts, instant packaged soups and noodles, sweet or savory
ticipants who had answered the baseline questionnaire. In this study, packaged snacks, and sugared milk and fruit drinks (2). It is this
we excluded those classified as overweight or obese [BMI (in kg/m2) fourth group that is the main subject of this study. Supplemental
$25] at baseline (n = 6340), individuals who reported total energy Table 1 describes the classification of FFQ foods according to
intake values outside of predefined limits [low: ,3347 kJ/d NOVA. The frequency of ultraprocessed food consumption was
or ,800 kcal/d in men and ,2092 kJ/d or ,500 kcal/d in women; estimated with the use of the sum of the food items from the
high: .16,736 kJ/d or .4000 kcal/d in men and .14,644 kJ/d fourth group in the FFQ (total of 33 items). The sample was di-
or .3500 kcal/d in women (n = 1713)] (13), women who were vided into quartiles according to total consumption (servings/d).
pregnant at baseline or became pregnant during the follow-up
period (n = 2739), and individuals who reported a previously di- Outcome assessment
agnosed chronic disease at baseline (e.g., diabetes, cancer, car-
diovascular disease) (n = 618). In addition, we excluded participants Self-reported weight and height were validated with a previous
with a weight change .10 kg in the 5 y preceding entry into the study (16). The outcome used the incidence of overweight and
study to reduce potential sources of confounding by other causes of obesity (BMI $25) during follow-up and was defined as the first
weight changes (n = 260). Among the remaining participants, 1106 time participants reached a BMI of 25 during follow-up.
subjects were lost to follow-up, and 64 participants had missing
values in $1 variable of interest. After these exclusions, a total of Assessment of other variables
8451 participants were included in the final analyses (Figure 1). The baseline questionnaire also included questions relating to
The retention rate of the study was w89%. the following variables: sex, age, marital status, educational status,
This study was conducted according to Declaration of Helsinki smoking status, physical activity, television watching, siesta sleep,
guidelines, and all procedures involving human subjects were diet and dietary habits, and snacking between main meals. Physical
approved by the University of Navarra institutional review board. activity was evaluated with the use of a validated 17-item ques-
Voluntary completion of the baseline self-administrated ques- tionnaire (17). Total energy, macronutrient, fiber, and alcohol intake
tionnaire was considered to imply informed consent. and fruit, vegetable, fast-food, fried-food, processed meat, non-
processed meat, and sugar-sweetened beverage consumption was
assessed with the use of the FFQ (15). Nutrient intake scores were
Exposure assessment: ultraprocessed food consumption computed with the use of a computer program developed spe-
Dietary exposures were assessed at baseline through a self- cifically by our dietitians for this purpose. Adherence to the
administered 136-item semiquantitative food-frequency questionnaire Mediterranean dietary pattern was evaluated with the use of a well-
(FFQ) that was previously validated in Spain (14, 15). Frequencies of known score (18).
ULTRAPROCESSED FOODS AND OVERWEIGHT AND OBESITY RISK 1435
Statistical analyses and following a special diet. Total energy intake was not included
Differences in baseline characteristics of participants according as a covariate because it may plausibly mediate the association of
to ultraprocessed food consumption quartiles were evaluated with ultraprocessed foods and overweight and obesity. We evaluated
ANOVA and adjusted for sex and age. To evaluate the relation the interaction between exposure, sex, and BMI with the use of
a likelihood ratio test that compared the fully adjusted Cox re-
between ultraprocessed food consumption at baseline and the
gression model and the same model with interaction product
subsequent risk of the development of overweight and obesity
terms (3 df). Nelson-Aalen cumulative hazards estimates were
during follow-up, we used Cox proportional hazards models, and to
plotted for overweight and obesity incidence according to
estimate HRs and 95% CIs we used the lowest quartile as the
ultraprocessed food consumption quartiles at baseline. We used
reference category. inverse probability weighting to adjust the Nelson-Aalen curves
The follow-up period was defined as the interval between the for baseline potential confounders.
date of recruitment and date of the return of the follow-up To test the proportional hazard assumption, we calculated a Cox
questionnaire in which the participant was classified as overweight regression with the exposure as a continuous time-varying covariate
or obese for the first time (for incident cases). The date of death or to check that the HR did not vary over time, obtaining a non-
of the last questionnaire was used for noncases. significant result, suggesting that the proportionality assumption was
Tests for linear trends were conducted by assigning medians of met. We also checked the proportionality of hazards model with the
ultraprocessed food consumption to each category and treating use of a Grambsch-Therneau test of the scaled Schoenfeld residuals
this variable as a continuous variable in the respective Cox re- from a Cox model on the 3 dummy variables of the upper ultra-
gression model. We fitted a first model without any adjustment processed quartiles (19). The P value of the global test was 0.72.
(crude), a second model adjusted for age and sex, and a third To determine the contribution of each food item to the between-
multivariable-adjusted model adjusted for age, sex, marital sta- person variance in ultraprocessed food consumption (13), we
tus, educational status, baseline BMI, physical activity, television constructed a series of nested least-squares linear regression
watching, siesta sleep, smoking status, snacking between meals, models after stepwise-selection regression analyses. The additional
1436 MENDONÇA ET AL.
contribution of a given food item was reflected in the change in All analyses were performed with Stata version 12.1 (Stata-
the cumulative R2. Corp LP). P , 0.05 was considered significant.
Sensitivity analyses were conducted by repeating the multivariable-
adjusted Cox regression models with the following changes: 1) ad-
ditional adjustment excluding fruit and vegetable consumption, 2) RESULTS
exclusion of those participants under the 5th percentile and over the
A total of 2967 (35.1%) men and 5484 (64.9%) women were
95th percentile of total energy intake, 3) additional adjustment for total
included in this analysis, and the mean 6 SD age of the par-
energy intake, 4) additional adjustment for family history of obesity, ticipants was 37.6 6 11.0 y. The main baseline characteristics of
5) additional adjustment for weight gain .3 kg in the 5 y before participants according to quartiles of total ultraprocessed food
entering the cohort, 6) exclusion of participants who were early consumption are presented in Table 1. Participants in the fourth
incident cases of overweight (those who became overweight after quartile of ultraprocessed food consumption had the highest
only 2 y of follow-up), and 7) inclusion of subjects with prevalent BMI, were more likely to be current smokers, watched more
chronic diseases. television, and had the highest total energy and fat intake and the
TABLE 1
Baseline characteristics of participants according to their consumption of ultraprocessed foods1
Quartile
Characteristics 1 2 3 4 P
TABLE 3
Cox proportional HRs and 95% CIs for incident overweight and obesity according to baseline consumption of
ultraprocessed foods1
Quartile
1 2 3 4 P-trend
FIGURE 2 Nelson-Aalen curves showing the outcome of new-onset overweight depending on ultraprocessed food consumption at baseline. Adjusted for
sex, age, marital status, educational status, physical activity, television watching, siesta sleep, smoking status, snacking between meals, following a special diet
at baseline, baseline BMI, and consumption of fruit and vegetables with the use of inverse probability weighting. Q, quartile.
The sales of ultraprocessed foods increased between 2000 and food consumption and a diet with a high energy density and intake
2013. Despite the United States being the largest buyer, sales of of sugars, sodium, and total and saturated fats and an inverse as-
these products in Spain grew 18.5%, followed by Canada, sociation with fiber intake (3, 21). Moreover, a study from Brazil
Germany, and Mexico (5). In a longitudinal study of food and that examined data from a national household food budget survey
beverage consumer packaged goods purchased by US house- showed that higher ultraprocessed food consumption was associ-
holds, the 2000–2012 Nielsen Homescan Panel showed that 61% ated with the lowest intakes of vitamin B-12, vitamin D, niacin,
of the energy in purchases by US households in 2012 was derived iron, selenium, and magnesium (26).
from ultraprocessed foods (25). The 2008–2012 United Kingdom We believe that ultraprocessed food consumption may increase
National Diet and Nutrition Survey, a large national cross-sectional the risk of overweight and obesity by increasing the total intake of
study of diet, showed that diets with a higher intake of minimally calories, added and free sugars, and fats and providing an in-
processed foods and lower intake of ultraprocessed foods are as- adequate relation of nutrients potentially involved in the genesis
sociated with a more healthy food profile, but this was not asso- of the accumulation of body fat (1, 3, 21–24, 26). A cross-
ciated with body weight (10). Studies from Canada and Brazil, sectional study from the United States with data from NHANES
conducted with data from national household food budget surveys, 2009–2010 showed that ultraprocessed food represented 57.9%
have also demonstrated a direct association between ultraprocessed of energy intake and that w90% of this amount was derived
TABLE 4
Sensitivity analyses of HRs (95% CIs) for incident overweight and obesity according to quartiles of consumption of ultraprocessed foods1
Quartile
Cases/person-years, n 1 2 3 4 P-trend
Overall 1939/66,625 1.00 (reference) 1.15 (1.01, 1.32) 1.24 (1.09, 1.43) 1.26 (1.10, 1.45) 0.001
Excluding adjustment for fruit and vegetable 1939/66,625 1.00 (reference) 1.15 (1.01, 1.32) 1.25 (1.09, 1.43) 1.26 (1.10, 1.35) 0.001
consumption
Further adjusted for energy total intake 1939/66,625 1.00 (reference) 1.15 (1.01, 1.32) 1.25 (1.09, 1.44) 1.27 (1.09, 1.49) 0.003
Further adjusted for family history of obesity 1939/66,625 1.00 (reference) 1.16 (1.01, 1.33) 1.25 (1.10, 1.44) 1.27 (1.11, 1.45) 0.001
Further adjusted for weight gain .3 kg in the 1939/66,625 1.00 (reference) 1.15 (1.00, 1.32) 1.24 (1.09, 1.42) 1.26 (1.10, 1.44) 0.001
5 y before entering the cohort
Inclusion of prevalent cancer, diabetes, or 2073/70,617 1.00 (reference) 1.14 (1.00, 1.29) 1.20 (1.06, 1.37) 1.24 (1.09, 1.41) 0.002
cardiovascular disease
Exclusion of early incident cases of overweight 1293/65,030 1.00 (reference) 1.17 (0.99, 1.38) 1.14 (0.97, 1.35) 1.32 (1.12, 1.56) 0.002
(until 2 y of follow-up)
Energy limits between 5th and 95th percentiles 1828/63,401 1.00 (reference) 1.21 (1.06, 1.39) 1.21 (1.05, 1.39) 1.28 (1.12, 1.47) 0.002
1
All values are HRs (95% CIs) unless otherwise indicated. Analyses were adjusted for sex, age, marital status, educational status, physical activity,
television watching, siesta sleep, smoking status, snacking between meals, following a special diet at baseline, baseline BMI, and consumption of fruit and
vegetables.
ULTRAPROCESSED FOODS AND OVERWEIGHT AND OBESITY RISK 1439
from added sugars (23). The participants in our cohort with risk between ultraprocessed food consumption and excess weight
a higher daily consumption of ultraprocessed foods had a higher may be even greater in the general population. Conversely, the
consumption of total calories and fat, a lower consumption of participants have a higher educational status and are capable of
proteins and fibers, and a lower adherence to the Mediterranean providing better quality self-reported data, thus reducing the
dietary pattern. potential for misclassification bias. Nevertheless, we must be
The Nurses’ Health Study showed a strong association be- cautious with regard to the generalization of the results because
tween the percentage of calories from saturated and trans fats they do not depend on the statistical representativeness of the
and weight gain (27). Results from the Nurses’ Health Study II sample but on the biological mechanisms underlying the ob-
also showed that an increase in dietary energy density was a risk served association.
factor for obesity (28). A meta-analysis of cohort studies and The main strengths of this study are its prospective design, the
randomized clinical trials has provided evidence of the relation use of validated methods (15, 16), the relatively large sample size,
between the intake of sugar and the development of overweight and the long follow-up period. In addition, this is one of the first
and obesity (29). On the other hand, the consumption of natural longitudinal studies to our knowledge to evaluate the relation
foods such as fruits, vegetables, fish, and fiber—but not red between ultraprocessed food intake and overweight and obesity.
meat—is inversely associated with the incidence of overweight Further studies should be performed to investigate whether
and obesity (4, 30). there is a relation between increased ultraprocessed food intake
Our findings stress the importance of promoting and enhancing and major causes of death, such as cardiovascular diseases
healthy and sustainable food standards, which requires structural and cancer.
and behavioral changes. Food systems should improve the supply The results suggest that increased ultraprocessed food con-
of healthy foods and foster healthier food choices (31). This may sumption is associated with a greater risk of overweight and
be accomplished by promoting and enhancing eating habits based obesity. Strategies for reducing the consumption of this group
on foods and cuisine, such as the Mediterranean dietary pattern. of foods, such as the maintenance of a traditional food culture
Several studies have demonstrated its association with the re- and strengthening of the Mediterranean diet, should be encouraged
duction of weight gain because it consists predominantly of fruits, as preventive approaches for obesity. However, further longi-
vegetables, legumes, nuts, olive oil, and fish (17, 32). Therefore, tudinal studies in different contexts are necessary to confirm our
the Mediterranean diet is based on the consumption of fresh findings.
foods; multiple studies have demonstrated its preventive effect
The authors’ responsibilities were as follows—RdDM, ACSL, and MB-R:
against chronic diseases (32–35). analyzed the data and drafted the manuscript; MB-R: obtained the funding
Some limitations may be observed in this study. The assess- and designed the study; AMP, AG, and CdlF-A: helped to design the study
ment of ultraprocessed food consumption was performed with the and interpreted the data; MAM-G: helped to design the study and was the
use of an FFQ that was not specifically designed to collect data founder of the SUN project; and all authors: read and approved the final
regarding this new classification of foods. Therefore, there is the manuscript. None of the authors reported a conflict of interest related to
potential for some degree of misclassification of ultraprocessed the study.
food consumption inherent in our methodology. However, our
FFQ was previously validated and represents the main foods
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